case study research dr. andrew wilkins email:...

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CASE STUDY RESEARCH Dr. Andrew Wilkins Email: [email protected] Twitter: @andewilkins

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Page 1: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

CASE STUDY RESEARCH

Dr. Andrew Wilkins

Email: [email protected]: @andewilkins

Page 2: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

AIMS

• Explaining case study research (definition)

• Designing case studies (design)

• Conducting case studies (data collection)

• Analysing case study material (analysis)

• Group activity

Page 3: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DEFINITION

Qualitative and quantitative, but predominantly qualitative

‘In quantitative studies, the research question seeks out a relationship between a small number of variables...In qualitative studies, research questions typically orient to cases or phenomena, seeking patterns of unanticipated as well as expected relationships’

(Stake 1995, p. 41)

Page 4: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DEFINITION

• Underpinned by inductive reasoning

• Geared toward analytic generalization

• Focus on particularisation, not generalization

• Communicate experiential through narrative

• Why? Phenomenon and context are blurred

Page 5: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DEFINITION

‘In seeking absolute truth, we aim at the unattainable, and must be content with finding broken portions’

Sir William Osler

Page 6: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DESIGN

• Research aims/questions

• Rationalization and justification of aims

• Theoretical statements or propositions,

together with evidence of a theoretical

development or trajectory

• Single-case or multiple-case design

Page 7: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DESIGN

• Construct Validity - specification of meaning • Internal Validity - causal relationships• External Validity - analytic generalization• Reliability - correction or minimization of bias

(Yin 1994, p. 33)

Page 8: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DESIGN

• Embedded case study design - multiple subunits of analysis - multiple sources and types of evidence - multiple methods of data analysis

• Holistic case study design - single unit of data collection and analysis

Page 9: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

CASE STUDY 1: SCHOOLOfficial school

documents, website material, prospectus, minutes, improvement

plans, achievement levels.

Mediating structures, e.g. school-to-school

partnerships, collaboration, local authority, MATs, co-

operative, etc.

Government and non-government texts, e.g.

DfE, Think Tank, Ofsted, academic, third sector

and media.

Observations of meetings, e.g. FGB, committee and PTA.

Interviews with (support) staff, parents, governors,

headteacher, etc.

Page 10: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DATA COLLECTION• Research process is not routinized but typically sporadic, non-linear and unpredictable

• Hallmarks of a good investigator - approachable and congenial - networks effectively and builds contacts - ethical and trustworthy - cognizant of relevant issues, language - good listener, asks probing questions - suspends conceptual baggage, e.g. is open minded

Page 11: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DATA COLLECTION

• Types and sources of data collection - Documentation - Archival records - Interviews - Direct or ‘detached’ observation - Participant-observation - Physical artefacts

Page 12: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DATA COLLECTION

• Triangulation or ‘converging lines of inquiry’ (Yin 1994, p. 92)

• Chain of evidence: ‘the principle is to allow an external observer...to follow the derivation of any evidence from initial research questions to ultimate case study conclusions’ (ibid, p. 98)

Page 13: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DATA ANALYSIS

Much qualitative data analysis hinges on

• ‘thick description’ - communicate experience of others• ‘experiential understanding’ - develop appropriate conceptual tools• ‘multiple realities’ - identify plurality of contexts

(Stake 1995: 43)

Page 14: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DATA ANALYSIS

Theory building and hypothesis testing

‘The gradual building of an explanation is similar to the process of refining a set of ideas in which an important aspect is again to entertain other plausible or rival explanations’

(Yin 1994: 111)

Page 15: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

DATA ANALYSIS

Indicators of bad research

• Seeking out only confirmatory evidence• Biased and partial readings of selected texts

Indicators of good research

• Trustworthiness• Representativeness

Page 16: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

REFERENCES

Gillham, B. (2001) Case Study Research Methods. Continuum: London and New York

Feagin, J., Orum, A. & Sjoberg, G. (ed.) (1991) A Case for the Case Study. University of North Carolina Press: Chapel Hill

Stake, R.E. (1995) The Art of Case Study Research. Sage: London

Yin, R.K. (1994) Case Study Research. Design and Methods. Second Edition. Sage: London

Page 17: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

RECOMMENED READING: EXAMPLES OF CASE STUDY APPROACHES

Ross, N., Renold, E., Holland, S.A.L & Hillman, A. (2011) Meaningful meanderings: using mobile methods to research young people’s everyday lives. In Sue Heath and Charlie Walker (eds) Innovations in Youth Research. Palgrave Macmillan: Basingstoke, pp. 37-57

Sagan, S.D. (1993) The Limits of Safety. Organizations, Accidents and Nuclear Weapons. Princeton University Press: Princeton, New Jersey

Allan, J. & Catts, R. (2012) Social capital, children and young people. Implications for practice, policy and research. Policy Press: Bristol

Wilkin, A., Murfield, J., Lamont, E., Kinder, K. and Dyson, P. (2008). The Value of Social Care Professionals Working in Extended Schools. NFER: Slough

Page 18: CASE STUDY RESEARCH Dr. Andrew Wilkins Email: andrew.wilkins@roehampton.ac.ukandrew.wilkins@roehampton.ac.uk Twitter: @andewilkins

GROUP ACTIVITY (15-20 mins)In pairs explore the extent to which a case study approach compliments or deviates from the scope of your research aims/interests.

Outline what you perceive to be its limitations and advantages in terms of furthering knowledge of your particular research area and its practical implications (e.g. for practitioners, policy makers.)

What are the units of analysis that would make up your single- or multiple-case study, and what kind of case study design would you deploy, e.g. holistic or embedded?