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    Chapter 3: semiconductorscience and light emitting diodes

    Of the 18 atoms shown in the figure, only 8 belong to the volume ao3.

    Because the 8 corner atoms are each shared by 8 cubes, they contribute a

    total of 1 atom; the 6 face atoms are each shared by 2 cubes and thuscontribute 3 atoms, and there are 4 atoms inside the cube.The atomic density is therefore 8/ao

    3, which corresponds to 17.7, 5.00, and4.43 X 1022 cm-3, respectively.

    Semiconductor Lattice Structures

    Diamond Lattices

    The diamond-crystal lattice characterized byfour covalently bonded atoms.

    The lattice constant, denoted by ao, is 0.356,0.543 and 0.565 nm fordiamond, silicon, andgermanium, respectively.

    Nearest neighbors are spaced units apart.)4/

    3 oa

    (After W. Shockley: Electrons and Holes in Semiconductors, Van Nostrand, Princeton, N.J., 1950.)

    Semiconductor Lattice Structures

    Diamond and Zincblende Lattices

    Diamond latticeSi, Ge

    Zincblende latticeGaAs, InP, ZnSe

    Diamond lattice can be though of as an FCC structures with anextra atoms placed at a/4+b/4+c/4 from each of the FCC atoms

    The Zincblende lattice consist of a face centered cubic Bravais point lattice which containstwo different atoms per lattice point. The distance between the two atoms equals one quarterof the body diagonal of the cube.

    How Many Silicon Atoms per cm-3? Number of atoms in a unit cell:

    4 atoms completely inside cell

    Each of the 8 atoms on corners are shared among cells

    count as 1 atom inside cell

    Each of the 6 atoms on the faces are shared among 2

    cells count as 3 atoms inside cell

    Total number inside the cell = 4 + 1 + 3 = 8

    Cell volume:

    (.543 nm)3 = 1.6 x 10-22 cm3

    Density of silicon atoms

    = (8 atoms) / (cell volume) = 5 x 1022 atoms/cm3

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    diamond cubic lattice

    The Si Crystal

    Each Si atom has 4 nea

    rest neighbors

    lattice constant

    = 5.431

    Semiconductor Materials forOptoelectronic Devices

    400~450 450~470 470~557 557~567 567~572 572~585 585~605 605~630 630~700Pure Blue Blue Pure Green Green Yellow Green Yellow Amber Orange Red

    Semiconductor Optical Sources

    0.4 0.5 0.6 0.7 0.8 0.9 1.0 1.1 1.2 1.3 1.4 1.5 1.6

    Blue

    Green

    Orange

    Yellow

    Red

    1.7

    I n f r a red (um)Violet

    GaAs

    GaAs

    0.5

    5P0.4

    5

    GaAs1-yPy

    InP

    In0.14

    Ga0.8

    6As

    In1-xGaxAs1-yPy

    AlxGa1-xAs

    x = 0.43

    GaP(

    N)

    GaSb

    InGaN

    SiC(A

    l)

    In0.7G

    a0.3

    As0

    .66P0.3

    4

    In0.57

    Ga0.4

    3As0

    .95P0.0

    5

    In0.49AlxGa0.51-xP

    Semiconductor Materials forOptoelectronic Devices

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    Quantization Concept

    plank constant

    Core electrons

    Valence electrons

    Periodic Table of the Elements

    Group**

    Period 1IA

    1A

    18VIIIA

    8A

    11H

    1.008

    2IIA

    2A

    13IIIA

    3A

    14IVA

    4A

    15VA

    5A

    16VIA

    6A

    17VIIA

    7A

    2He4.003

    23

    Li6.941

    4Be9.012

    5B

    10.81

    6C

    12.01

    7

    N14.01

    8O

    16.00

    9F

    19.00

    10Ne20.18

    8 9 103

    11Na22.99

    12Mg24.31

    3

    IIIB3B

    4

    IVB4B

    5

    VB5B

    6

    VIB6B

    7

    VIIB7B

    ------- VIII -------

    ------- 8 -------

    11

    IB1B

    12

    IIB2B

    13Al26.98

    14Si

    28.09

    15

    P30.97

    16S

    32.07

    17Cl

    35.45

    18Ar39.95

    419

    K39.10

    20Ca40.08

    21Sc44.96

    22Ti

    47.88

    23V

    50.94

    24Cr52.00

    25Mn54.94

    26Fe55.85

    27Co58.47

    28Ni58.69

    29Cu63.55

    30Zn65.39

    31Ga69.72

    32Ge72.59

    33

    As74.92

    34Se78.96

    35Br79.90

    36Kr83.80

    537

    Rb85.47

    38Sr

    87.62

    39

    Y88.91

    40Zr

    91.22

    41Nb92.91

    42Mo95.94

    43Tc(98)

    44Ru101.1

    45Rh102.9

    46Pd106.4

    47Ag107.9

    48Cd112.4

    49In

    114.8

    50Sn118.7

    51

    Sb121.8

    52Te127.6

    53I

    126.9

    54Xe131.3

    655Cs132.9

    56Ba137.3

    57La*138.9

    72

    Hf178.5

    73Ta180.9

    74W

    183.9

    75Re186.2

    76Os190.2

    77Ir

    190.2

    78Pt

    195.1

    79Au197.0

    80Hg200.5

    81Tl

    204.4

    82Pb207.2

    83

    Bi209.0

    84Po(210)

    85At(210)

    86Rn(222)

    787Fr

    (223)

    88Ra(226)

    89Ac~(227)

    104

    Rf(257)

    105

    Db(260)

    106

    Sg

    (263)

    107

    Bh(262)

    108

    Hs(265)

    109

    Mt(266)

    110---

    ()

    111

    ---()

    112

    ---()

    114

    ---()

    116

    ---()

    118---

    ()

    IV CompoundsSiC, SiGe

    III-V Binary CompoundsAlP, AlAs, AlSb, GaN, GaP, GaAs,GaSb, InP, InAs, InSb

    III-V Ternary CompoundsAlGaAs, InGaAs, AlGaP

    III-V Quternary CompoundsAlGaAsP, InGaAsP

    II-VI Binary CompoundsZnS, ZnSe, ZnTe, CdS, CdSe, CdTe

    II-VI Ternary CompoundsHgCdTe

    Semiconductor Materials Semiconductor Materials

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    Atomic Bonding

    a. Ionic bonding (such as NaCl)b. Metallic bonding (all metals)

    c. Covalent bonding (typical Si)

    d. Van der Waals bonding (water)

    e. Mixed bonding (GaAs, ZnSe, ionic & covalent)

    Bonding forces in Solids

    Covalent Bonding

    Quantization Concept

    plank constant

    Core electrons

    Valence electrons

    2s2p

    1sK

    L

    Quantization Concept

    The shell model of the atom in which the electrons are confinedto live within certain shells and in sub shells within shells.

    The Shell Model

    1s22s22p2 or [He]2s22p2

    L shell withtwo sub shells

    Nucleus

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    Band theory of solids

    Two atoms brought together to form moleculesplitting of energy levels for outer electron shells

    Energy Band Formation (I)

    =Splitting of energy states into allowed bandsseparated by a forbidden energy gap

    as the atomic spacing decreases.The electrical properties of a crystalline material

    correspond to specific allowed and forbidden energies

    associated with an atomic separation related to the

    lattice constant of the crystal.

    Allowed energy levels ofan electron acted on by

    the Coulomb potential ofan atomic nucleus.

    Energy Band Formation (I)

    Energy Band Formation (II)

    Strongly bonded materials: small

    interatomic distances. Thus, the strongly bonded materials can

    have larger energy bandgaps than doweakly bonded materials.

    Energy Bandgapwhere no states exist

    As atoms are brought closer towards

    one another and begin to bond

    together, their energy levels must

    split into bands of discrete levelsso closely spaced in energy, they

    can be considered a continuum of

    allowed energy.

    Pauli Exclusion Principle

    Only 2 electrons, of spin 1/2, canoccupy the same energy state at

    the same point in space.

    Energy Band Formation (III)

    Conceptual development of the energy band model.

    Electrone

    nergy

    E

    lectronenergy

    isolatedSi atoms

    Si latticespacing

    Decreasing atom spacing

    s

    p

    sp n = 3

    Nisolated Si-atoms

    6N p-states total2N s-states total

    (4Nelectrons total)

    Electrone

    nergy

    Crystalline SiN-atoms

    4Nallowed-states

    (Conduction Band)

    4Nallowed-states(Valance Band)

    No states

    4Nempty states

    2N+2Nfilled states

    Electrone

    nergy

    Mostlyempty

    Mostlyfilled

    Etop

    EcEg

    Ev

    Ebottom

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    Broadening of allowed energy levels into allowed energy bandsseparated by forbidden-energy gaps as more atoms influence eachelectron in a solid.

    Energy Band Formation (IV)

    One-dimensionalrepresentation

    Two-dimensional diagram in whichenergy is plotted versus distance.

    Nelectrons filling halfof the 2Nallowed states, as can occur in a metal.

    Energy Band

    Energy band diagrams.

    A completely empty band separatedby an energy gapEg from a bandwhose 2Nstates are completely filled

    by 2Nelectrons, representative of aninsulator.

    2s Band

    Overlapping

    energy bands

    Electrons2s2p

    3s3p

    1s 1s

    SOLIDATOM

    E= 0

    Free electronElectron Energy, E

    2p Band

    3s BandVacuumlevel

    In a metal the various energy bands overlap to give a single band of energiesthat is only partially full of electrons.

    There are states with energies up to the vacuum level where the electron is free.

    Typical band structures ofMetal

    Metals, Semiconductors, and Insulators

    Electron energy, E

    ConductionBand(CB)Emptyofelectronsat 0K.

    ValenceBand(VB)Fullofelectronsat 0K.

    Ec

    Ev

    0

    Ec+

    Covalent bondSiioncore(+4e)

    A simplified two dimensional

    view of a region of theSicrystal showing covalentbonds.

    The energy band diagram of

    electrons in theSicrystal atabsolute zero of temperature.

    Typical band structures ofSemiconductor

    Metals, Semiconductors, and Insulators

    Band gap=Eg

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    Carrier Flow for Metal

    Metals, Semiconductors, and Insulators

    Carrier Flow for Semiconductors.mov

    Carrier Flow for Semiconductor

    Carrier Flow for Metals.mov

    Metals, Semiconductors, and Insulators

    Insulator Semiconductor Metal

    Typical band structures at 0 K.

    10610310010-310-610-910-1210-1510-18 109

    Semiconductors Conductors

    1012

    AgGraphite NiCrTeIntrinsic Si

    Degeneratelydoped Si

    Insulators

    Diamond

    SiO2

    Superconductors

    PETPVDF

    Amorphous

    As2Se

    3

    Mica

    Alumina

    Borosilicate Pure SnO2

    Inorganic Glasses

    Alloys

    Intrinsic GaAs

    Soda silicaglass

    Manyceramics

    Metals

    Polypropylene

    Metals, Semiconductors, and Insulators

    Range ofconductivities exhibited by various materials.

    Conductivity (m)-1

    Energy Band Diagram

    Electrons within an infinite potential energy well of spatial widthL,its energy is quantized.

    e

    nn

    m

    kE

    2

    )( 2h=L

    nkn

    = ...3,2,1n

    Energy increasesparabolically with thewavevector kn.

    nkh : electron momentum

    This description can be used to the behavior of electron in aMetalwithin which their average potential energy is V(x) 0 inside, and verylarge outside.

    x

    0+a/2-a/2

    V(x)

    V=0

    m

    infinite square potential

    0 +a/2-a/2

    0 +a/2-a/2

    x

    x

    2

    n=1

    n=2

    n=3

    E1

    E2

    E3

    Energy state Wavefunction Probability density

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    r

    PE(r)

    x

    V(x)

    x = Lx = 0 a 2a 3a

    0aa

    Surface SurfaceCrystal

    Potential Energyof the electronaround an isolated atom

    When Natoms are arranged toform the crystal then there is anoverlap of individual electron PEfunctions.

    PEof the electron, V(x), inside thecrystal is periodic with a period a.

    The electron potential energy [PE, V(x)], inside the crystal is periodic with thesame periodicity as that of the crystal, a.

    Far away outside the crystal, by choice, V= 0 (the electron is free and PE= 0).

    3.1 Energy Band Diagram

    E-kdiagram,Bloch function.

    Moving through Lattice.mov

    within the Crystal!

    3.1 Energy Band Diagram

    [ ] 0)(222

    2 =xVEmdxd e

    h

    Schrdinger equation

    )()( maxVxV +Periodic Potential

    xkikk exUx )()( =

    Periodic Wave function

    Bloch Wavefunction

    There are many Bloch wavefunction solutions to the one-dimensional crystal eachidentified with a particularkvalue, say kn which act as a kind of quantum number.

    Each k(x) solution corresponds to a particularkn andrepresents a state with an energyEk.

    E-kdiagram,Bloch function.

    ...3,2,1m

    Ek

    k

    /a/a

    Ec

    Ev

    Conduction

    Band (CB)E

    c

    Ev

    CB

    The Energy Band

    Diagram

    Emptyk

    Occupiedk

    h+

    e-

    Eg

    e-

    h+

    h

    VB

    h

    Valence

    Band (VB)

    TheE-kcurve consists of many discrete points with each point corresponding to apossible state, wavefunction k(x), that is allowed to exist in the crystal.

    The points are so close that we normally draw theE-krelationship as a continuouscurve. In the energy rangeEv toEc there are no points [no k(x) solutions].

    3.1 Band Diagram

    E-kdiagram of a direct bandgap semiconductor

    E-kdiagram

    3.1 Energy Band Diagram

    The bottom axis describe different directions of the crystal.

    Si Ge GaAs

    The energy is plotted as a function of the wave number, k,along the main crystallographic directions in the crystal.

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    E

    CB

    kk

    Direct Bandgap

    GaAs

    E

    CB

    VB

    Indirect Bandgap, Eg

    kk

    kcb

    Si

    E

    kk

    Phonon

    Si witha recombinationcenter

    Eg

    Ec

    Ev

    Ec

    Ev

    kvb VB

    CB

    Er

    Ec

    Ev

    Photon

    VB

    In GaAs the minimum ofthe CB is directly abovethe maximum of the VB.

    direct bandgapsemiconductor.

    InSi, the minimum of the CB isdisplaced from the maximum of

    the VB.indirect bandgap semiconductor

    Recombination of an electronand a hole inSiinvolves arecombination center.

    3.1 Energy Band Diagram

    E-kdiagram

    3.1 Energy Band

    A simplified energy band diagram with the highest almost-filledband and the lowest almost-empty band.

    valence band edge

    conduction band edge

    vacuum level

    : electron affinity

    ehole

    CB

    VB

    Ec

    Ev

    0

    Ec

    +

    Eg

    Free eh >EgHole h+

    Electron energy, E

    h

    3. 1 Electrons and Holes

    A photon with an energy greaterthenEgcan excitation an electron

    from the VB to the CB.

    Each line betweenSi-Siatoms is avalence electron in a bond.

    When a photon breaks aSi-Sibond, afree electron and a hole in theSi-Sibond is created.

    Generation of Electrons and Holes Electrons: Electrons in the conduction band that are free to move throughout the crystal.

    Holes: Missing electrons normally found in the valence band(or empty states in the valence band that would normally be filled).

    Electrons and Holes

    These particles carry electricity.Thus, we call these carriers

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    3.1 Effective Mass (I)

    An electron moving in respond to an applied electric field.

    EE

    within a Vacuum within a Semiconductor crystal

    dtdmEqF v0 dtdmEqF n v=

    It allow us to conceive of electron and holes as quasi-classical particlesand to employ classical particle relationships in semiconductor crystals orin most device analysis.

    3.1 Carrier Movement Within the Crystal

    Density of States Effective Masses at 300 K

    Ge and GaAs have lighter electrons than Si which results in faster devices

    3.1 Effective Mass (II)

    Electrons are not free but interact with periodic potential of the lattice.

    Wave-particle motion is not as same as in free space.

    Curvature of the band determine m*.m* is positive in CB min., negative in VB max.

    Moving through Lattice.mov

    3.1 Energy Band Diagram

    The bottom axis describe different directions of the crystal.

    Si Ge GaAs

    The energy is plotted as a function of the wave number, k,along the main crystallographic directions in the crystal.

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    The motion of electrons in a crystal can be visualized and describedin a quasi-classical manner.

    In most instances

    The electron can be thought of as a particle.

    The electronic motion can be modeled using Newtonianmechanics.

    The effect of crystalline forces and quantum mechanical propertiesare incorporated into the effective mass factor.

    m* > 0 : near the bottoms of all bands

    m* < 0 : near the tops of all bands

    Carriers in a crystal with energies near the top or bottom of anenergy band typically exhibit a constant (energy-independent)effective mass.

    ` : near band edge

    3.1 Mass Approximation

    constant2

    2 =

    dk

    Ed

    Covalent Bonding

    Covalent Bonding Band Occupation at Low Temperature

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    Band Occupation at High Temperature Band Occupation at High Temperature

    Band Occupation at High Temperature Band Occupation at High Temperature

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    Band Occupation at High Temperature

    Without help the total number of carriers (electrons andholes) is limited to 2ni.

    For most materials, this is not that much, and leads to veryhigh resistance and few useful applications.

    We need to add carriers by modifying the crystal.

    This process is known as doping the crystal.

    Impurity Doping

    The need for more control over carrier concentration

    RegardingDoping, ...

    Concept of a Donor Adding extra Electrons Concept of a Donor Adding extra Electrons

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    Concept of a Donor Adding extra Electrons Concept of a Donor Adding extra Electrons

    Band diagram equivalent view

    eAs+

    x

    As+ As+ As+ As+

    Ec

    Ed

    CB

    Ev

    ~0.05 eV

    Asatom sites every106 Siatoms

    Distance into

    crystal

    Electron Energy

    The four valence electrons ofAs allowit to bond just likeSibut the 5thelectron is left orbiting the As site.The energy required to release to freefifth- electron into the CB is verysmall.

    Energy band diagram for an n-typeSidoped

    with 1 ppmAs. There are donor energy levelsbelow Ecaround As+ sites.

    Concept of a Donor Adding extra Electrons

    n-type Impurity Doping ofSi

    just

    Energy band diagram of an n-typesemiconductor connected to avoltage supply ofVvolts.

    The whole energy diagram tiltsbecause the electron now has anelectrostatic potential energy aswell.

    Current flowing

    V

    n-Type Semiconductor

    Ec

    EF

    eV

    A

    B

    V(x), PE(x)

    x

    PE(x) = eV

    E

    Electron Energy

    EceV

    EveV

    V(x)

    EF

    Ev

    Concept of a Donor Adding extra Electrons

    Energy Band Diagram in anApplied Field

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    Concept of a Acceptor Adding extra Holes

    All regionsof

    materialare neutrally

    charged

    One less bondmeans

    the acceptor is

    electrically

    satisfied.

    One less bond

    meansthe neighboring

    Silicon is left with

    an empty state.

    Hole Movement

    Empty state is located next to the Acceptor

    Hole Movement

    Another valence electron can fill the empty state located next tothe Acceptor leaving behind a positively charged hole.

    Hole Movement

    The positively charged hole can move throughout the crystal.(Really it is the valance electrons jumping from atom to atom that creates the hole motion)

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    Hole Movement

    The positively charged hole can move throughout the crystal.(Really it is the valance electrons jumping from atom to atom that creates the hole motion)

    Hole Movement

    The positively charged hole can move throughout the crystal.(Really it is the valance electrons jumping from atom to atom that creates the hole motion)

    Regionaround thehole hasone lesselectronand thus ispositivelycharged.

    Hole Movement

    The positively charged hole can move throughout the crystal.(Really it is the valance electrons jumping from atom to atom that creates the hole motion)

    Regionaround theacceptorhasone extraelectronand thus isnegativelycharged.

    Concept of a Acceptor Adding extra Holes

    Band diagram equivalent view

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    B

    h+

    x

    B

    Ev

    Ea

    B atom sites every106 Si atoms

    Distance

    into crystal

    ~0.05 eV

    B B B

    h+

    VB

    Ec

    Electron energy

    p-type Impurity Doping ofSi

    Concept of a Acceptor Adding extra Holes

    Boron dopedSicrystal.B hasonly three valence electrons.When it substitute for aSiatomone of its bond has an electronmissing and therefore a hole.

    Energy band diagram for ap-typeSicrystaldoped with 1 ppm B. There are acceptorenergy levels just aboveEv aroundB

    - site.These acceptor levels accept electronsfrom the VB and therefore create holes inthe VB.

    Ec

    Ev

    EFi

    CB

    EFp

    EFn

    Ec

    Ev

    Ec

    Ev

    VB

    Intrinsicsemiconductors

    In all cases, np=ni2

    Note that donor and acceptor energy levels are not shown.

    Intrinsic, n-Type, p-Type Semiconductors

    Energy band diagrams

    n-typesemiconductors

    p-typesemiconductors

    Impurity Doping Impurity Doping

    Valence Band

    Valence Band

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    Impurity Doping

    Position ofenergy levels within the bandgap ofSi forcommon dopants.

    Energy-band diagram for a semiconductorshowing the lower edge of theconduction bandEc, a donor levelEdwithin the forbidden band gap,and Fermi levelEf, an acceptor levelEa, and the top edge of the valencebandEv.

    Energy Band

    Energy band diagrams.

    3.2B Semiconductor Statistics

    dEEgc )(

    The number of conduction band

    states/cm3 lying in the energyrange betweenEandE+ dE

    (ifE Ec).

    The number of valence band

    states/cm3 lying in the energy

    range betweenEandE+ dE

    (ifE Ev).

    dEEgv )(

    Density of States Concept

    General energy dependence of

    gc (E) and gv (E) near the band edges.

    3.2B Semiconductor Statistics

    Density of States Concept

    Quantum Mechanics tells us that the number of available states in a

    cm3 per unit of energy, the density of states, is given by:

    Density of States

    in Conduction Band

    Density of States

    in Valence Band

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    3.2B Fermi- Dirac function

    Probability of Occupation (Fermi Function) Concept

    Now that we know the number of available states at each energy, then

    how do the electrons occupy these states? We need to know how the electrons are distributed in energy.

    Again, Quantum Mechanics tells us that the electrons follow the Fermi-distribution function.

    Ef Fermi energy (average energy in the crystal)

    k Boltzmann constant (k=8.61710-5eV/K)T Temperature in Kelvin (K)

    f(E) is the probability that a state at energy Eis occupied.

    1-f(E) is the probability that a state at energyEis unoccupied.

    kTEE feEf

    /)(1

    1)( +

    Fermi function applies only under equilibrium conditions, however, isuniversal in the sense that it applies with all materials-insulators,

    semiconductors, and metals.

    The Fermi function f(E) is aprobability

    distribution function that tells one the ratio of

    filled to total allowed states at a given energy

    E

    How do electrons and holes populate the bands?

    Probability of Occupation (Fermi Function) Concept

    Fermi-Dirac Distribution

    3.2B Semiconductor Statistics

    Ef

    Fermi Function

    Probability that an available state at energyEis occupied:

    EF is called the Fermi energy or the Fermi level

    There is only one Fermi level in a system at equilibrium.

    IfE>>EF :

    IfE

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    3.2B Semiconductor Statistics

    Probability of Occupation (Fermi function) Concept

    Maxwell Boltzmann Distribution Function

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    Boltzmann Approximation

    Probability that a state is empty (occupied by a hole):

    kTEE

    FFeEfkTEE

    /)()(,3If >

    kTEE

    FFeEfkTEE

    /)(1)(,3If >

    kTEEkTEE FF eeEf/)(/)(

    )(1 =

    TYU

    Assume the Fermi level is 0.30eV below theconduction band energy (a) determine the pro

    bability of a state being occupied by an electr

    on at E=Ec+KT at room temperature (300K).

    TYU

    Determine the probability that an allowed ene

    rgy state is empty of electron if the state is below the fermi level by (i) kT (ii) 3KT (iii)

    6 KT

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    How do electrons and holes populate the bands?

    Example 2.2

    The probability that a state is filled at the conduction band edge (Ec) is

    precisely equal to the probability that a state is empty at the valence bandedge (Ev).

    Where is the Fermi energy locate?

    Solution

    The Fermi function, f(E), specifies the probability of electron occupyingstates at a given energy E.The probability that a state is empty (not filled) at a given energy E is equalto 1- f(E).

    ( ) ( )VC EfEf 1( ) ( ) kTEEC FCeEf /1 1+ ( ) ( ) ( ) kTEEkTEEV VFFV eeEf // 1 11 111 ++

    kT

    EE

    kT

    EE FVFC =2

    VCF

    EEE

    +=

    The density ofelectrons (or holes) occupying the statesin energy betweenEandE + dEis:

    How do electrons and holes populate the bands?

    Probability of Occupation Concept

    0 Otherwise

    dEEfEgc )()(Electrons/cm3 in the conduction

    band betweenEandE+ dE

    (ifEEc).

    Holes/cm3 in the conduction

    band betweenEandE+ dE

    (ifEEv).dEEfEgv )()(

    How do electrons and holes populate the bands?

    Probability of Occupation Concept

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    Typical band structures of Semiconductor

    Ev

    Ec

    0

    Ec+

    EF

    VB

    CB

    E

    g(E)

    g(E) (EEc)1/2

    fE)

    EF

    E

    For

    electrons

    Forholes

    [1f(E)]

    Energy banddiagram

    Density of states Fermi-Diracprobabilityfunction

    probability ofoccupancy ofa state

    nE

    (E) orpE

    (E)

    E

    nE

    (E)

    pE

    (E)

    Area =p

    Area

    Ec

    Ev

    ndEEnE = )(

    g(E) Xf(E)Energy density of electrons in

    the CB

    number of electrons per unitenergy per unit volumeThe area undernE(E) vs.Eis theelectron concentration.

    number ofstates per unitenergy per unitvolume

    How do electrons and holes populate the bands?

    The Density of Electrons is:

    Probability the state is filled

    Number of states per cm-3 in energy range dE

    Probability the state is empty

    Number of states per cm-3 in energy range dE

    units ofn andp are [ #/cm3]

    The Density of Hole is:

    Developing the Mathematical Modelfor Electrons and Holes concentrations

    Electron Concentration (no)

    TYU

    Calculate the thermal equilibrium electron concen

    tration in Si at T=300K for the case when the Fermi level is 0.25eV below the conduction band

    .

    EC

    EV

    EF0.25eV

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    Hole Concentration (no)

    TYU

    Calculate thermal equilibrium hole concentrati

    on in Si at T=300k for the case when the Fermilevel is 0.20eV above the valance band energy

    Ev.

    EC

    EV 0.20eV

    EF

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    Degenerate and Nondegenerate Semiconductors

    Nondegenerate Case

    Useful approximations to the Fermi-Dirac integral:

    ( ) kTEEC

    CfeNn=

    ( ) kTEEV

    fVeNp=

    Developing the Mathematical Modelfor Electrons and Holes

    ( ) kTEECi

    CieNn =When n = ni, Ef= Ei (the intrinsic energy), thenor

    and

    ( ) kTEEVi

    iVeNn =( ) kTEE

    iVVienN =or

    ( ) kTEEiC

    iCenN =

    The intrinsic carrier concentration

    ( ) kTEECo

    CfeNn= ( ) kTEEV

    fVo eNp

    = Other useful relationships: np product:

    ( ) kTEECi

    CieNn = and ( ) kTEEVi iVeNn =( ) kTE

    VC

    kTEE

    VCi

    gVC

    eNNeNNn=2

    kTE

    VCigeNNn

    2=

    Semiconductor Statistics

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    TYU

    Determine the intrinsic carrier concentration in

    GaAs (a) at T=200k and (b) T=400K

    2

    ioo npn =

    Law of mass Action

    kTEE

    ioifenn

    =( ) kTEE

    iofiepp

    =andSince

    It is one of the fundamental principles of semiconductorsin thermal equilibrium

    Example

    Law of mass action

    An intrinsic Silicon wafer has 1x1010 cm-3 holes. When 1x1018

    cm-3

    donors are added, what is the new hole concentration?

    2

    ioo npn =

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    DNn DiNn

    p

    2

    andAD NN iD nN andif

    TYU

    Find the hole concentration at 300K, if theelectron concentration is no=1 x 10

    15 cm-3,

    which carrier is majority carrier and which

    carrier is minority carrier?

    TYU

    : The concentration of majority carrier

    electron is no=1 x 1015

    cm-3

    at 300K. Determine the concentration of phosphorus th

    at are to be added and determine the concentr

    ation minority carriers holes.

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    Partial Ionization,

    Intrinsic Energyand Parameter Relationships.

    Energy band diagramshowing negativecharges

    Energy band diagram

    showing positivecharges

    Ifexcess charge existed within the semiconductor, random motionof charge would imply net (AC) current flow.

    Not possible! Thus, all charges within the semiconductor must cancel.

    Charge Neutrality:

    ( ) ( )[ ]

    ( ) ( )[ ] 0=+

    +=++

    +

    nNNpq

    nNNp

    dA

    ad

    Mobile+charge

    Immobile-charge

    Immobile+

    charge

    Mobile-charge

    3.5 Carrier concentration-effects of doping

    NA = Concentration of ionized acceptors = ~NA

    ND+ = Concentration of ionized Donors = ~ND

    Charge Neutrality: Total Ionization case

    ( ) ( ) 0+ nNNp dA

    3.5 Developing the Mathematical Modelfor Electrons and Holes

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    The intrinsic carrier concentration as a function of

    temperature.

    Electron concentration versus temperature for n-typeSemiconductor.

    Carrier Concentration vs. Temper

    ature

    position of Fermi Energy level

    ( ) kTEEco

    fceNn][ =

    )/ln( occ nNkTEE F =

    )/ln( dcFc NNkTEE =

    Nd >> ni

    Note: If we have a compensated semiconductor , then the Nd termin the above equation is simply replaced by Nd-Na.

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    ( ) kTEEVo

    fVeNp=

    )/ln(ovvF

    pNkTEE =

    )/ln( avvF NNkTEE =

    Na >> ni

    position of Fermi Energy level

    Note: If we have a compensated semiconductor , then the Na term

    in the above equation is simply replaced by Na-Nd.

    position of Fermi level as a function of carrier concentration

    Where is Ei?

    Extrinsic Material:

    Note: The Fermi-level is pictured here for 2 separate cases: acceptor and donor doped.

    TYU

    Determine the position of the Fermi level with res

    pect to the valence band energy in p-type GaAs atT=300K. The doping concentration are Na=5 x 1

    016 cm-3 and Na=4 x 1015 cm-3.

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    position of Fermi Energy level

    Extrinsic Material:

    ( ) kTEEio

    fifenn = ( ) kTEEioffienp =

    Solving for (Ef- Efi)

    =

    =

    ii

    fifn

    pkT

    n

    nkTEE lnln

    =

    i

    Dfif

    n

    NkTEE ln

    =

    i

    Afif

    n

    NkTEE ln

    AD NN iD nN andfor DA NN iA nN andfor

    TYU 3.8

    Calculate the position of the Fermi level in n-

    type Si at T=300K with respect to the intrinsic Fermi energy level. The doping concentrati

    on are Nd=2 x 1017 cm-3 and Na=3 x 10

    16 cm-3

    .

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    EC

    EV

    EFi

    EF

    Mobile Charge Carriers in

    Smiconductor devices

    Three primary types of carrier action occur inside asemiconductor:

    Drift: charged particle motion under the influence of an

    electric field.

    Diffusion: particle motion due to concentration gradient

    or temperature gradient.

    Recombination-generation (R-G)

    Carrier Motion

    Carrier Dynamics

    Electron Drift

    Hole Drift

    Electron Diffusion

    Hole Diffusion

    Carrier Drift Direction of motion

    Holes move in the direction of the electric field. (F\) Electrons move in the opposite direction of the electric field. (\F) Motion is highly non-directional on a local scale, but has a net direction

    on a macroscopic scale.

    Average net motion is described by the drift velocity, vd [cm/sec].

    Net motion of charged particles gives rise to a current.

    Instantaneous velocity is extremely fast

    Describe the mechanism of the carrier drift and drift currentdue to an applied electric field.

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    Drift

    Drift of Carriers

    Electric Field

    Drift of electron in a solid

    The ball rolling down the smooth hill speeds upcontinuously, but the ball rolling down thestairs moves with a constant average velocity.

    [cm2/Vsec] : mobilityRandom thermal motion.

    Combined motion due to random thermalmotion and an applied electric field.

    Drift

    Schematic path of an electron in a semiconductor.

    EE

    Drift

    Random thermal motion.Combined motion due to

    random thermal motion and an

    applied electric field.

    Drift

    Conduction process in an n-type semiconductor

    Thermal equilibrium Under a biasing condition

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    Drift

    Given current densityJ(I = JxArea ) flowing in a semiconductor blockwith face areaA under the influence ofelectric fieldE, is volumedensity, the component ofJdue to drift of carriers is:

    Hole Drift Current Density

    dp vpqJ

    vJdrf

    drf

    d

    =

    =

    Electron Drift Current Density

    dn vneJdrf

    =and

    dp

    drf

    vpeJ

    vJ

    drf

    d

    =

    =

    Drift

    At Low Electric Field Values,

    EpeJ pDriftp= EneJ nDriftn = and

    [cm2/Vsec] is the mobility of the semiconductor and measures theease with which carriers can move through the crystal.

    The drift velocity increases with increasing applied electric field.:

    EnpqJJJ npDriftnDriftpdrf +=+= )(

    Electron and hole mobilities of selected

    intrinsic semiconductors (T=300K)

    Si Ge GaAs InAs

    n (cm2/Vs) 1350 3900 8500 30000

    (cm2/Vs) 480 1900 400 500

    sV

    cm

    V/cm

    cm/s 2

    = has the dimensions ofv/ :

    Electron and Hole Mobilities EX 4.1

    Consider a GaAs sample at 300K with dopin

    g concentration of Na=0 and Nd=1016

    cm-3

    .Assume electron and hole mobitities given in

    table 4.1. Calculate the drift current density if

    the applied electric filed is E=10V/cm.

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    [cm2/Vsec] is the mobility of the semiconductor and measures the

    ease with which carriers can move through the crystal.

    Mobility

    n ~ 1360 cm2/Vsec for Silicon @ 300K

    p ~ 460 cm2/Vsec for Silicon @ 300K

    n ~ 8000 cm2/Vsec for GaAs @ 300K

    p ~ 400 cm2/Vsec for GaAs @ 300K

    [ ]sec2*

    ,

    , Vcmm

    q

    pn

    pn

    = is the average time between particle collisions in the

    semiconductor.

    Collisions can occur with lattice atoms, charged dopant atoms, or withother carriers.

    Drift velocity vs. Electric field inSi.

    Saturation velocity Saturation velocity

    Drift velocity vs. Electric field

    Designing devices to work atthe peak results in fasteroperation

    1/2mvth2=3/2kT=3/2(0.0259)

    =0.03885eV

    Ohms law is valid only in the low-field region where drift velocity is independentof the applied electric field strength.

    Saturation velocity is approximately equal to the thermal velocity (107 cm/s).

    [ ]sec2*

    ,

    , Vcmm

    q

    pn

    pn

    =

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    Drift

    Drift velocity vs. Electric field inSiand GaAs.

    Note that forn-type GaAs,there is a region of negativedifferential mobility.

    [ s2*

    ,

    , Vcmm

    q

    pn

    pn

    =

    Negative differential mobility

    Electron distributions under various conditions of electricfields for a two-valley semiconductor.

    m*n=0.067mom*n=0.55mo

    Figure 3.24.

    Velocity-Field characteristic of a Two-valley semiconductor.

    Negative differential mobility

    TYU

    Silicon at T=300K is doped with impurity

    concentration of Na=5 X 1016

    cm-3

    and Nd=2x 1016 cm-3. (a) what are the electron and hole

    mobilities? (b) Determine the resistivity and

    conductivity of the material.

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    Mean Free Path

    Average distance traveled between collisions

    mpthvl =

    EX 4.2Using figure 4.3 determine electron and hole nobilities.

    EX 4.2Using figure 4.3 determine electron and hole mobilities in (a) Si for Nd=1017 cm-3,Na=5 x 1016 cm-3 and (b) GaAs for Na=Nd=1017cm-3

    Ex 4.2

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    Effect of Temperature on Mobility

    Temperature dependence ofmobility with both lattice and impurity scattering.

    A carrier moving through the latticeencounters atoms which are out oftheir normal lattice positions due tothe thermal vibrations.

    The frequency of such scatteringincreases as temperature increases.

    At low temp. lattice scattering is less important.

    At low temperature, thermalmotion of the carriers is

    slower, and ionized impurityscattering becomes dominant.

    Since the slowing moving carrier islikely to be scattered more strongly byan interaction with charged ion.

    Impurity scattering events cause adecrease in mobility with decreasingtemperature.

    As doping concentration increase, impurityscattering increase, then mobility decrease.

    Mobility versus temperatureMobility versus temperature

    Effect of Temperature on Mobility

    Electron mobility in silicon

    versus temperature forvarious donor concentrations.

    Insert shows the theoreticaltemperature dependence ofelectron mobility.

    Electron and hole mobilities inSilicon as functions of the totaldopant concentration.

    Effect of Doping concentration on Mobility

    300 K

    Resistivity and Conductivity

    Ohms Law

    Ohms Law]2cmAEEJ

    =

    Conductivity[ ]cmohm 1Resistivity[ ]cmohm

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    semiconductor conductivity and resistivity

    Adding the Electron and Hole Drift Currents (at low electric fields)

    Drift CurrentEnpeJJJ npDriftnDriftpdrf +=+= )(

    Conductivity)( npe np +=

    Resistivity[ ])(11 pne pn

    +==

    But since n and p change very little and n andp change severalorders of magnitude:

    for n-type with n>>p

    pe

    ne

    p

    n

    for p-type with p>>n

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    [ ]sec2*

    ,

    , Vcmm

    q

    pn

    pn

    =

    Particles diffuse from regions of higher concentration

    to regions of lower concentration region, due to

    random thermal motion.

    DiffusionDiffusion

    Nature attempts to reduce concentration gradients to zero.Example: a bad odor in a room, a drop of ink in a cup of water.

    In semiconductors, this flow of carriers from one region of higherconcentration to lower concentration results in a Diffusion Current.

    Visualization of electron and hole diffusion on a macroscopic scale.

    DiffusionpJ

    DiffusionnJ

    Diffuse Diffuse

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    dx

    dneDJ N=diffN,

    dx

    dpeDJ P=diffP,

    D is the diffusion constant, ordiffusivity.

    x x

    Diffusion Current

    Diffusion current density

    Ficks law

    Diffusion as the flux, F, (of particles in our case) is proportional tothe gradient in concentration.

    DF : ConcentrationD : Diffusion Coefficient

    For electrons and holes, the diffusion current density( Flux of particles times q )

    nDqJ

    pDqJ

    nDiffusionn

    pDiffusionp

    The opposite sign for electrons and holes

    JN = JN,drift + JN,diff= qnn+dxdnqDN

    JP = JP,drift + JP,diff= qppdx

    dpqDP

    J = JN + JP

    Total Current

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    Total Current

    Total Current = Drift Current + Diffusion Current

    nDqEnqJJJ

    pDqEpqJJJ

    nnDiffusionnDriftnn

    ppDiffusionpDriftpp

    np JJJ +

    TYU

    Consider a sample of Si at T=300K. Assume thatelectron concentration varies linearly with distance,

    as shown in figure.The diffusion current density is

    found to be Jn=0.19 A/ cm2. If the electron diffusio

    n coefficient is Dn=25cm2/sec, determine the electr

    on concentration at x=0.

    dxdneDJ N=diffN,

    dx

    dpeDJ

    P

    =diffP,

    Jp=0.270 A/cm2

    Dp=12 cm2/secFind the hole concentration at x=50um

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    Graded impurity distribution

    Energy band diagram of a semiconductor in thermal equilibrium

    with a nonuniform donor impurity concentration

    Carrier Generation

    Generation and Recombination

    Band-to-band generation

    Generation Mechanism

    Band-to-Band Generation

    Thermal Energy

    or

    Light

    Band-to-Band or direct (directly across the band) generation.

    Does not have to be a direct bandgap material.

    Mechanism that results in ni.

    Basis forlight absorption devices such as semiconductorphotodetectors, solar cells, etc

    Gno=Gpo

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    Band-to-Band Recombination

    Recombination Mechanism

    Photon(single particle of light)

    or

    multiple phonons(single quantum of latticevibration - equivalent tosaying thermal energy)

    Band to Band or direct (directly across the band) recombination.

    Does not have to be a direct bandgap material, but is typicallyvery slow in indirect bandgap materials.

    Basis for light emission devices such as semiconductor Lasers,LEDs, etc

    Rno=Rpo

    In thermal equilibrium: Gno=Gpo=Rno=Rpo

    Low-Level-Injection implies

    00 , nnnp