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CHAPTER IV
METHODOLOGY
CHAPTER lV
METHODOLOGY
PREAMBLE
This study uses a mixture of quantitative methodology and qualitative
approaches. But it is might be expedient to describe methods used - both
quantitative and qualitative - first in terms of the classification commonly
described in books on educational research methodology and then add the
distinct emphasis given to specific aspects in the light of the new insights
contributed by the most recent thinking on qualitative research.
Educational research methodologists (such as Mouly 1963, Good, 1966)
generally recognise three basic methods:
Historical
Descriptive (which includes survey, case study and analysis as
the main components)
Experimental
In addition,
Cornell, (In Gephart and lngle, 1969; cited also by Mouly,
1963) recognises construct formation as a research method in
itself.
It must be added that some authors effect some variation in terms of number
of subcomponents of descriptive method; some would even place survey as
the main method in this group.
A. THE METHODS USED: CLASSIFIED IN WELL-KNOWN
METHODOLOGY
Of the four major method groups listed above, the historical method is not
required as a research method in this study. The focus of the study is mainly
in the present with some future orientation too. But the perspectives of
historical research methodology do come in handy in some of the analysis
144
Methodology
and reconstructions of historical matter from community/environmental
resources. i.e., in helping pupils to observe historical evidence form the
environment, they may need to identify the historical sources (primary or
secondary), apply the necessary criticism (internal or external) and present
their case according to acceptable or defensible historiographic stances. To
repeat, historical method is not used directly in the present research process
for data collection. If it comes, it would be as an input for construct-making if
and when environmental material with historical importance get presented to
pupils, and the way of helping pupils handle them need to be explained. If
such occasion arises in the course of the research, the precise way of such
usage will be presented along w~th the statement of results/constructs. So
the effective research methods used in this study amount to:
1. Descriptive: analysis, case study, survey
2. Experimental or quasi-experimental
3. Construct-making
How each one of these is used will now be explained.
Much of the methodology attempted in this research can be put (in the
traditional analysis pattern) under the head of descriptive research. Within
descriptive methodology, analysis, case study and survey are used.
Analysis
Analysis as used in the study takes several forms. These include:
documentary analysis, situational analysis, curricularlpedagogic analysis.
(a) Documentaw Analysis
The documents analysed include:
Panchayat reports (twenty, of which ten were from the area
adjoining Alappuzha, and ten outside this zone)
District handbooks (only four were available -from Wayanad,
Kannur, Palakkad, and Alappuzha)
M e l h o d o l r ~ ~
Tourism Development Council publications (These range from
research type publications on particular themes attractions
which may appeal to tourists who come with an intellectual or
spiritual quest, to small pamphlets which display the tourist
attraction spof:s in terms of district or theme)
Scientific documents (e.g., Proceedings of the Fourteenth
Kerala Science Congress, documents from M.S. Swaminathan
Research Foundation, Biodiversity Centre, Wayanad etc.)
School textbooks, Teachers' handbooks, other materials for
school teachers and pupils, Committee Reports and Reviews
etc.
Previous researches, especially those relating to environment
and community studies
In addition to these miscellaneous documents and secondary
sources, newspapers and magazines, pamphlets etc got
incidentally or as a follow-up of the major designed group of
documents were also analysed.
The level of analysis varied from very systematic to incidental. In many
cases the purpose was to check whether a document would yield any
special insight from the point of view of identifying and using
environmentlcommunity resources for educational purpose. Of the several
sources used, the district handbooks and panchayat reports already have a
structure in terms of themes under which various aspects of social life and
physical data with reference to their area of jurisdiction will be collected and
presented: topography, climate, soil, minerals, fauna, flora, agriculture.
animal husbandry, fisheries, religion, folk arts, recreation, history and
architecture.
(b) Situational Analysis
Situational analysis amounts to analysis of contexts. There is some
nebulosity in this matter which cannot be totally overcome. The work done
Methodologv
by earlier investigators in the field such as Manuel, Exemmal, Mercykutty,
Krishnankutty and others may provide rough guidelines, but the final pattern
will have to be worked by the investigator. In this respect modern qualitative
approaches give some rough guidelines. Integrated approaches are implied
in the use of environment ar~d community.
(c) Curricular Analvsis
This is partially covered under textual analysis (which is in a sense included
under documentary analysis). But the curriculum is more than the syllabus
and the text. Apart from the content, its analysis and sequence, there are
several principles of curricuh~m transaction which also will have to be kept in
mind. The structures (which are more crucial than the contents) of the
disciplines, the rhythms, spirals, the foundations (philosophic, sociological,
psychological, linguistic) and several other issues will enter this phase.
It must be clarified that only the first dimension in analysis (documentary
analysis) will be clear and transparent. The other dimensions of analysis will
be background factors in the mind and their effect will be clearly seen only
when the constructs are also intersected.
A formally structured analytical schedule was not used in the analysis. But
there was progressively clarified mental structuration, especially with
reference to situational and curricular analyses.
The analysis is done in two phases. In the first phase when a wide span of
open situations and themes are offered (Vide Chapter V), the analysis may
not be very pointed. But out of this imperfect analysis it was found possible
to draw some useful constructs and inferences. In phase 2, the analysis is of
the new curriculum (Chapter VI A) which already attempts to use the
environment and curriculum and environmental resources. It was possible to
make the analysis at this stage more pointed. Even here two or three
different patterns of analysis were attempted. The question of which pattern
was superior was not raised or attempted to be answered. Along with
identifying different types of environment/community resources, different
ways of analysing them and using them in different ways were attempted.
Thus a wider pool of constructs is expected to emerge, which would be
significant for model making.
The results of the documentary analysis based on the panchayat reports,
district handbooks, tourism material etc. are reported in Chapter V A. Some
of the documentary analysis is woven with constructs and other modes and
are reported in Chapter V f; and C.
Case Study
The case studies attempted in this study are not of individual cases. They
are cases of innovations. Sometimes the innovating individual or institution
might also get projected. But what are expected to emerge for research are
some environmental components that are usable for education and the ways
i r ~ which the environment can be used for educational purposes. Since the
universe of operation is vast, the larger the number of cases, the wider may
be the resource potential and usage methods. At the beginning phases
there was plenty of openness about the research. Hence it was decided to
identify as many cases as possible in and around Alappuzha. One
expectation is that some of these cases may turn out to be case cum
(informal) experiment. Thus fourteen cases were identified:
1. Chakara (mud bank) : ethno science of the fishing community
2. Tapping the rich resources of the socially weaker sections (the
uDdans)
3. Kunchan Srnarakam at Ambalapuzha : nurturing the tudal art form
4. The itinerant pesticide promoter
5. Dayal's experimental plot
6. Kuriakose's ecosystem - a case cum experiment
7. Fisheries Vocational Higher Secondary School - participant
observation
8. Map reading from the panchayat report stimulus
9. Polio Home, Trivandrum
10. Mitraniketan, Trivandrum: an education-centred community
11. Farm Information Bureau
12. Centre for Science in Society, CUSAT, Cochin
13. Kerala Sastra Sahitya Parishat
14. The Investigator's Home Garden : Towards a Habitat Centre,
Of the fourteen selected cases the first eight and the last one were centred
in the neighbourhood of Alappuzha. Two have state-wise coverage. Two
are located in or near Trivandrum and one in Cochin. No generalisations are
expected to be drawn from these cases, but it was expected that some
insights might emerge. It is expected that with a large number of cases,
some breadth too will be achieved. The findings obtained from these are
reported in Chapter V D.
Documentary Analysis cum Case Study
In the fourteen Case Studies, which were mostly general action projects of
the nature of individual or group social action, it was hoped to draw some
curricular implications. Some of them did have a curricular stance too, but
the major thrust was social action. From these the investigator hoped to
draw the curricular components. It did materialise to some extent, but the
range had a high scatter from the point of view of the school curriculum.
But it so chanced that the new curricular reforms at primary level, originally
initiated by the District Primary Education Programme (DPEP) was going
on parallel lines (with the investigator's personal research) as a State-
sponsored innovation in primary education. The scheme attempted to put
into practice child-centred, activity-oriented, environment-exploring,
community-tapping approaches on a large scale. In addition to new
textbooks, carefully designed hand books for teachers and intense training
procedures were devised. During the middle phase of the present
research, the primary curriculum reform began to be debated heatedly. In
any case a state-wide experiment of transacting the primary curriculum in
terms of making educat~on active, and learning through using the
resources of the environment and the community had been set in motion.
Hence a study of this State-sponsored innovation itself would have greater
coverage and coherence than the individual case studies which the
investigator herself had studied through participant observation and
analysed. So this primary curricular approach (which implied activity and
pedagogic use of the environment) is subjected to an intense case study.
On the conceptual side an intense analysis of textual and other related
matter associated with this programme was also needed as an input in this
massive case study. But: then it also involved analysis going beyond
documents. Situational and curricular transaction analysis also formed
part of this case study. The results of this combined methodological
approach are presented in Chapter VI A.
The Survey
This study involved one major quantitative survey - the survey of attitudes
and opinions to the use of environment/community resources for pedagogic
purposes. The original intention of the investigator was to develop her own
constructs for pedagogic use of environmental resources and elicit the
judgements of purposive sample on it. Later it was felt that it would be much
more feasible and productive to get the opinions and judgements of a
purposive sample on it.
For this purpose a Likert-type attitude scale and a judgement schedule were
used.
(a) The attitude scale
The investigator collected a number of statements eliciting attitudes (overtly
by inviting their opinions) on the new curricular approaches using the
environment/community resources. These were collected by analysing
statements made by teachers and the public in speeches, the press,
individual discussions with the investigator. Some of the statements were
favourable to the new approaches, and some unfavourable. In this way,
more than fifty items were originally collected. After rejecting those that were
double barrelled, factual or otherwise defective, 38 statements were chosen
for inclusion in the tryout version of the attitude scale. These were printed in
a schedule with five columns set against each statement. These columns
were given judgemental column heads: Strongly Agree, Agree, Undecided,
Disagree and Strongly Disagree.
This attitude scale was administered to a purposive sample of 700
respondents which comprised of 300 members of the public, 200 teachers
and 200 graduate teacher trainees. In terms of sex, the sample consisted of
299 men and 401 women.
Many researchers do a separate item analysis first, reprint the tool omitting
the rejected items and then administer the final tool to the final sample. In
this procedure, the original tool itself was administered to the final sample,
item analysis was conducted with a limited number out of this pool, the
unsatisfactory items were rejected for purposes arriving at the summative
score. Only the items which satisfied the criteria for item analysis were
counted for summation to get the total attitude score of the respondents.
The item analysis was done as follows:
185 scripts out of the 700 filled in attitude scale forms were selected at
random and scored. The scoring was done as follows:
For favourable items a weightage of 5 for Strongly Agree, 4 for Agree, 3 for
Undecided, 2 for Disagree and 1 for Strongly Disagree were given.
For unfavourable items a weightage of 1 for Strongly Agree, 2 for Agree, 3
for Undecided, 4 for Disagree and 5 for Strongly Disagree were given. [The
me rho do lo^
rationale is that Strong Disagreement with a favourable item amounts to
Strong Agreement with an i~nfavourable item and so on].
The scores of the 38 individual items thus scored were surnmated and total
scores were obtained for the 185 scripts. On the basis of these total scores
the scripts were arranged in order (In fact all these were done with scores
entered on the on the computer, not with physical scripts) from the highest to
the lowest. From these total scores, the highest-scoring 50 (top 27%) and
the lowest-scoring 50 (bottom 27%) were identified.
Then the means, variances and standard error of means of each item were
calculated for the High group of 50 and Low group of 50. Hence the Mean
Difference and standard error of difference of mean, and thence the critical
ratio (t) were calculated for each of the 38 items. The t - table presenting 5%
and 1% level of significance of difference for different degrees of freedom
given in statistics books were referred to decide the significance of mean
difference for each item. Or~ly those items in which the high group means
were significantly higher than the low group mean were selected for the final
attitude scale. The results of the item analysis are shown in Table 1.
Table-l Item Analysis Statistics of Attitude Scale
(N=185, High Group=50, Low Group=50)
**Significant at 1 % level, " Significant at 5% level, NS= Not significant)
SI. No
1.
2'
3.
Statements
Integrated presentation of the subjects can be done naturally even in the higher classes (eg: agricultural themes combining the science of plants, insect, soil and commerce). Subjects must be taught as separate disciplines even from the lowest classes. Organizing learning In the context of the local environment can help in developing meaning.
High Group mean
4.64
4.16
4 92
Low group mean
4.22
3.20
4.24
Mean diff.
0.42
0.96
0.68
st' value
3.24
3.63
4.36
signifi -cance
"
"
"
I
me rho do lo,^
rting with clearly defined
any problerr~s that they
the school is not to dole out a limited stock of facts in classroom transaction
culturally disadvantaged pupils in the
ed steps without imparting
154
Melhodoi~gi~
It would be seen from an inspection of Table 1 that six items failed to meet
the criterion for discrimination set in item analysis, viz., the high group mean
for the item must be significantly higher than the low group mean.
Resource persons from the fields like medicine and health, nutrition, agriculture
invited to the school to interact with children The local artisans, craftmeti and folk
education Some panchayat reports and publications regarding developmental issues can be used as carricular and co-curricular materials in education Local reports, district hand books and
35
36
37
38
Four items (Numbers 5.8,12 and 31) revealed no significant difference
between the item mean of the high group and that of the low group even at 5
% level.
Two items (Numbers 11 and 26) revealed an interesting phenomenon. The
low group mean was significantly higher than the mean of the high group.
This may seem strange, but if one sees the difference of opinion even
among experts on these issues the surprise will vanish. In other words,
these Items are negatively discriminating. Some top-level psychometricians
would find some use to such items, by using them in reverse ways. But that
requires great skill to work ou: and make people understand.
4.98
4.94
4.66
other community information can help to give local rooting in order to make any subject (from geography an'3 history to science and statistics) mearlingful If diversity is encouraged in school even as a starting in the same way at the same rate in order to ensure national unity and solidarity - All pupils in the public systeln must learn the same thing, in the same way at the same rate in order to ensure national unity and solidarity A rich multilingual and multic:ultural nation like India should develop a standard. but flexible curriculum which reflects the spirit of 'unity' in diversity
4.5
4.08
3.56
4.56
4.02
4,62
4.64
0.48
0.86
1.10
3.74
3.64
3.22
4.32
6.54
8.35
6.60
0.82
0.98
0.80
0.32
"
**
"
6.17
5.02
3.46
2.21
"
**
**
-
So all the six items (Nos. :1,8,11,12,26, 31) were rejected for purposes of
calculating the total attitude scores of respondents. The sum of the 32
satisfactory items was calculated afresh on the computer for all the 700
respondents and on this basis the total attitude score analysis was done.
[It must be added that the rejected items too were used for diagnostic
analysis of individual values. They had value as individual items. Only when
used for summation would they vitiate the tool. This use is explained later.]
On the basis of the total scores for the 'final attitude scale' of 32 items, the
frequency distribution tables and graphs were prepared. The relevant
measures of central tendency and variabilities were calculated in presented
in Chapter VI B. Separate distributions of the male and female subsamples
were prepared and compared.
Because in Likert technique of attitude measurement the respondents have
to answer every item, the reaction to each item can be measured and
compared. For this purpose all the 38 items (including those rejected in item
analysis) were grouped into eight categories and the 'agreement scores' (not
favourableness scores) wore calculated and set into eight tables and
discussed. Here the reaction of the respondent is treated as judgement of
each item rather than revealing his personal feelings to it. Hence even
unfavourable items are not reverse- scored. The rationale of this procedure
is explained in the discussion of Tables 5 (a) to 5 (h) (Chapter VI B).
(b) Judgement Schedule
In the academic year 2001-:2002, the pupils who had learnt through the new
curriculum up to the upper primary schools came to Class 8. But the text
which was prepared as a continuation of what they had done up to Class 7
was withheld and the old books for Class 8 reprinted and taught. This year
the 'revised' books are introduced with some minor revisions. So the year
2001-2002 was a crucial one to test the reaction of the environmentally
trained pupils reaching Cla:ss 8. This investigator's students in the B.Ed.
Class reported on the basis of their observations in teaching practice that the
pupils of Class 8, having been trained in environmental investigations at the
primary level were more inquisitive, more lively, more active in class. At the
same time some teachers and even educationists who expect passive, quiet
discipline in the class were not happy with the behaviour of these pupils.
To follow up the research pc'tential arising out of this situation, a judgement
schedule was prepared to be answered by teacher trainees doing B.Ed. in
2001-2002. It was administered to 442 B.Ed. students drawn from various
training colleges and training centres. The schedule consisted of two sets of
judgement items. The first set presented nine pupil behaviours ranging from
activity-orientation and sensitiveness to surroundings to submissiveness and
quiet behaviour in class. They were asked to judge the behaviour of pupils
who were in Class 8 that year (who had passed through activity and
exploration-centred primary education) against those in Classes 9 and 10
(who had only traditional education throughout) and judge whether the pupils
of Class 8 exhibited 'More', 'Less' or the 'Same' level of behaviour as
compared to those in Classes 9 and 10. The responses were compared on
the basis of 'More' minus 'L.ess' (ignoring the Same). In a sense this
comparison has the appearance of an experiment of the ex post facto
design. (I
The second item in the Judgement schedule invited the B.Ed. students to
compare several teacherlpupil behaviours as they existed when they were
high school pupils with what was observed in the pupils who had learnt
through the new approaches (In high school, Class 8 only). The items
ranged from 'Teacher tells what is in the text' and 'Teacher punishes' to
'Children are more active'. 'Children use the environmental resources' etc.
The respondents are expected to judge each item on a four-point scale -
Always, Often, Rarely and Never (weighted in scoring as 3, 2, 1 and 0). On
Melhodolo,qv
the basis of these weighted scores mean differences between the 'Earlier'
and 'Now' scores could be found. But no satisfactory measure of calculating
the significance of difference with these weighted scores could be arrived at.
Hence the raw frequencies of entries 'Always' and 'Often' were combined as
'Frequent occurrence', and 'Rarely' and 'Never' combined as 'Rare
occurrence'. Significance was tested through chi square test.
Experimental approaches
This study involved some interventions, usually combined with case studies.
But the experimental interventions are often imperceptible. They cannot be
classified on any of the designs set in 'Scientific research'. But they do serve
a useful purpose as in clinical or nursing situations. They can be treated as
naturalistic experiments or as case cum experiments. They can also be
treated as 'action research', but of much higher level of breadth and depth
than what is often recommended for thee teacher practitioner. For this
enlarge model of action research qualitative methods give us some
guidance. This is discussed in Section B of this chapter.
Constructive approaches
It was mentioned earlier that c:onstruction itself is recognised as a method of
research. It is very difficult to spell it out analytically. Its effect can be seen
in the development of models and also in some applications in Chapter V B
and C.
6. THE QUALITATIVE COMPONENTS ADDED
The need for adding qualitative approaches
There was plenty of scope for qualitative dimensions to enter in the research
except in the quantitative treatment of the survey data. The participant
observations and interviews and case study allowed plenty of such
observations.
Even when quantitative methods are followed (as in the survey) a qualitative
flavour can be added in discussing the individual items. In the analysis
dimensions too the qualitative component comes in subtle ways. Besides, in
treating experiments of the type included in enhanced forms action research,
qualitative methodologists have made immense contributions.
Qualitative research methods came to be focused because of the
dissatisfaction with the clissatisfaction with the so-called 'scientific
paradigm' governing the methods in education and other social sciences.
Paradigm is "the constellation of beliefs, values, techniques shared by
members of a given scientific community" (Kuhn). It is a framework that
functions as a map or guide for scientific communities. When a paradigm
becomes settled and dominant within a scientific community, research so
carried out is considered 'normal science'. This approach is governed by
precise rules leading to generalisations. Then research work is largely
routine problem-solving activity. But from time to time there are paradigm
shifts - breaks and discontinuities in the paradigms. The climate for such a
shift is ripe in the field of education, especially in areas like the curriculum
and its transaction.
The important aspects o f qualitative research
The characteristics and aims of qualitative research (Holloway 1997,
Patton 1990, Denzin and Lincoln, 1988) include:
+ Focusing on the everyday life of people in natural setting;
+ Naturalistic inquiry - studying real world situations as they unfold naturally,
non-manipulatively, unobtrusively, without predetermined constraints on
outcomes; openness to whatever emerges;
+ Primacy of data: Theoretical framework is not predetermined. The data
themselves generate new theoretical ideas, or they help modify already
existing theories.
+ Contextualization: Researchers have to be sensitive to the context of the
research and of peopls's lives, locate the actions and perceptions of
individuals and grasp the meanings that they communicate.
Immersion in the setting in the real world of participants and target culture
using the strategies oi observing, questioning and listening. They thus
make the strange familiar. But since over-familiarity may lead to missing
important issues, they also 'question their own assumptions and act like
strangers to the setting.'
The 'emic' perspective - a metaphor drawn from linguistics where
phonemics refers to th'e study of a particular language and p h o n e , the
study of sounds across different languages. The 'emic' perspective
explores 'the insider's view' and tries to 'uncover' the meaning people give
to their experiences. The researcher examines the situations, events and
actions from the participants' point of view and refrains from imposing his
own perspective. (In the 'etic' point of view the researcher as an 'outsider'
in order to make an 'objective' study.)
Thick description - the detailed and vivid portrayal of the participants'
experiences, going beyond surface phenomena to their interpretations,
uncovering feelings and the meanings of their actions. It is a "deep,
dense, detailed acco~~nt of problematic experiences .... It presents detail.
context, emotion and the webs of social relationship that join persons to
one another.' It includes factual as well as theoretical and analytical
description.
Equality in research relationship a close and reversible relationship
between the researcher and the researched. During interview the
researcher as listener often becomes the learner, while the informant is
also encouraged to be reflective.
The close interaction of data collection and analysis: In qualitative
research data collection and data analysis generally proceed together and
interact. Many hypotheses arise in the course of the research; the data
help to generate the theory, which in turn helps in interpreting data.
Inductive analysis - lrnmersion in the details and specifics of the data to
discover important dirnensions, by exploring open questions;
Holistic perspective - focus on complex interdependencies not
meaningfully reduced to a few discrete variables;
Qualitative data - detailed descript~on; inquiry in-depth;
Personal contact and insight;
Dynamic Systems - attention to process;
160
+ Unique case orientation - assuming that each case is special and unique;
respecting and capturing the details of the individual cases;
+ Context sensit~vity - placing findings in a social, historical and temporal
context.
+ Empathic neutrality - understanding the world in all its complexity,
including personal experience and empathic insight as part of the relevant
data.
+ Design flexibility - open to adapting inquiry as understanding deepens
and/or as situations change, avoid~ng getting locked into rigid designs,
pursuing new paths of discovery as they emerge.
Qualitative methodologies have the following preferences as compared to
quantitative methodologies:
hypotheses that emerge as study develops;
definitions in context or as study progresses;
narrative1 literary description of procedures and results;
assuming that reliability of inferences is adequate;
cross-checking the sources of information for assessing validity;
expert informant (purposive) samples;
logical analysis in controlling or accounting for extraneous variables;
primary reliance on researcher to deal with procedural bias;
narrative summary of results;
holistic description of ccsmplex phenomena; and
unwillingness to tamper with the naturally occurring phenomena.
Peer debriefing is a process in which an outsider (another researcher or
colleague) reviews the data and the analysis. The peer can examine the
situation more dispassionately and offer suggestion.
Context sensitivity is an important concept in qualitative research.
Silverrnan (1993) points out that context sensitivity enables the researcher
to recognise that institution:j and concepts have meanings which differ
according to the context. He also stresses the active production of context
by human agencies.
Subjectivity is seen by qualitative researchers in a slightly different way
from that of 'scientific' methodologists in social sciences. Here subjectivity
is seen as a potential resource. Objectivity is difficult to obtain due to the
closeness of the relationship and the immersion in the setting. Subjectivity
sensitizes researchers to the events and people under investigation. But
qualitative researches should become aware of their own assumptions and
be always conscious of their own 'cultural baggage'. Open recognition of
their own subjectivity helps qualitative researchers to disregard their own
wishes to achieve a particular objective. They reflect about one's own
values, cultural background and beliefs that might affect the results. Good
research must be carried out without distorting what is heard or seen. In
this sense qualitative research aims at objectivity.
Qualitative approaches help to enrich the Case study approach.
Qualitative approaches are especially sensitive to specific individual focus,
context and interactive aspects. Case data can be used for generating
theory. Life histories of individuals can provide interesting examples of
cases. Since the generalisability level of case study is low, typical or
multiple cases are often studied.
In content analysis also qualitative analysts have added some refinements
and categorisations: Manifest content analysis involves the search of the
content of an interview or document for particular concepts and categories
apparent in the data, the criteria and coding system being established prior
to the analysis. Latent content analysis searches for meanings which are
not immediately obvious from listening and reading. The analysis goes
beyond surface themes and appearances to underlying phenomena and
their interpretation. In Inductive content analysis the researchers derive
themes and constructs frorn the data without imposing a prior framework
and without counting. (Holloway).
Interview methodology has been developed very intricately in qualitative
research. In-depth interview is a favoured strategy for data collection. It
produces 'rich' data. Informal interviews are conversations where an
observer might ask about the observed activities. Formal interviews are
usually set up in advance a,nd tape-recorded. The unstructured interview
begins with a broad, open-ended question within the topic area. The
researcher uses an aide nremoire covering the key points. Prompts or
short questions can be used to develop ideas. The semi-structured
interview has a more specific research agenda and is more focused. The
questions are contained in the interview guide. Researchers have to be
aware of interview bias and guard against it.
Observation is another area developed in depth by qualitative
methodologists. Participant observation had its origins in anthropology. It
comes very handy in q~alitative researches in many disciplines.
Immersion in a setting is the first step in observation. It permits prolonged
engagement, which genera& more in-depth knowledge of a culture or a
sub-culture. The settings for participant observation can vary in a
continuum from open settings (public, visible settings like the street), to
closed settings (management meetings or clinics). Gold (1 958) identified
four types of observer involvement in the field.
+ The complete participant, who is part of the setting, and takes an insider
role that oflen involves c:overt observation.
+ The participant as observer, who has negotiated his way into the setting
as part of the working group under study.
+ The observer as participant, only marginally involved in the situation.
+ The complete observer who does not take part in the setting and uses a
'fly on the wall' approack~.
Mini-tour observation leads to detailed description of smaller settings,
while grand-tour obse~at ion is more appropriate for larger settings.
163
Focused observations are the outcome of specific questions. Researchers
proceed from broad observations to observing small units for investigation.
Progressive focusing is a feature of both observation and interviewing. In
covert observation, researchers do not disclose the real reason for their
presence in the setting.
It was said in Section A that the experimental approaches adopted in this
research often the form of Action Research of a scope much broader
than what is recommended to teacher- practitioners. A broad view of
action research given by Carr and Kemmis (1993) is recognised by
qualitative researchers. They view action research as critical social
science. It is 'a self-reflecting spiral of cycles of planning, acting, observing
and reflecting'. It is an 'approach' rather than a method.
The manifold forms of action research now available are conveniently
grouped into four types (McKernan, 1996):
Type 1: Scientific action research draws its inspiration from the
scientific method of problem-solving applied in teaching and learning and in
other social situations (Dewey, 1910, Lewin, 1947b, Corey, 1953). Of these
Lewin's model is explained briefly. Action research process is here
conceived as a series of spiralling decisions, taken on the basis of repeated
cycles of analysis, reconr~aissance, problem reconceptualisation, planning,
implementation and evaluation. The series of action advocated by Lewin
forms a linear progression: planning, fact-finding, execution and analysis.
Type 2: Practical-deliberative action research aims at understanding
practice and solving imrnediate problems. This model takes off from
measurement and control for human interpretation, interactive
communication, deliberation, negotiation and detailed description. It is tied
up closely with human deliberation in matters relating to the curriculum.
Type 3: Critical-emancipatory action research. Carr and Kemmis
(1986) have made significant contributions to this model. They summarize
the objectives of action research in the pithy phrase: 'to improve and
involve'. It is an 'approach' rather than a method. The collaboration
between researchers and practitioners is emphasised. Practitioners are also
Methodology
involved in the design, data collection and data analysis and evaluation.
Critical inquiry enables practitioners not only to search out the interpretative
meanings that educational actions have for them, but also to organize action
to overcome con~trair~ts. Thus their theory is critical, linked with
reconstructive action. The process of action research is conceived as a
series of reflective spirals in which a general plan, action, observation of
action and reflection on action is developed.
Type 4: Rational-interac.tive action research, a practical, dynamic model
developed by Hopkins (1985), further elaborated by McKernan (1996)
Action research conceived on a plane of equality between researcher and
participant is called participatory action research (Reason, 1994). Its
characteristics as: democratic, equitable, liberating and life-enhancing.
It is true that qualitative research, especially the type focussing on action,
does not insist on prior theory, but it lends itself to generating good and
even deep theory resulting in worthwhile and transferable findings. Action
research in this context involves collaboration between researchers and
practitioners. They attempt to understand and improve practice and its
context.
Validation Procedures in Qualitative Research:
Erlandson et al. (1993) clarify that in the naturalistic process of inquiry
much attention is given to ths? problem of constructing and communicating
reality. The formal jargon about validity and reliability are underplayed.
Everyday language like builcling trustworthiness, credibility, transferability,
dependability, confirmability, and authenticity are used.
The techniques that provide trustworthiness include: prolonged
engagement, persistent observation, triangulation, referential adequacy
materials, peer debriefing, member checking, the reflexive journal, thick
description, purposive sampling and the audit trail. The authenticity and
ethical considerations are also discussed.
Triangulation is a process which is expected to improve the validity of the
study through investiga-tion from different perspectives. Holloway
recognizes five main types of triangulation
t between-methods (inter-method/cross-method) triangulation. Here the findings obtained by olie method are confirmed by another. + within-method (in!ra-method) triangulation, where the researcher adopts different strategies but stays within a single paradigm. This is also related to data triangrulation, where researchers gain their data from different groups, locations and times. t theory triangulation is the use of different theoretical perspectives in the study of one problem
investigator triangtrlation means that more than one researcher is involved in t the research. t interdisciplinav triangulation: -The use of multiple subjects, discipl~nes or ideologies in a single problem.
The components of authenticity according to Holloway are:
t Fairness t Ontological authenticity (helping participants to gain an understanding of
their human condition through the research) 6 Educative authenticity (the understanding that individuals gain should
enhance the way in which they understand other people.) t Catalytic authenticity (decisions made by the participants should be
enhanced by the method of inquiry.) Tactical authenticity (the research should empower the participants. The action of the participants should have an impact on their lives.).
Silverman (2000) has even shown that a qualitative researcher may be
able to convert even a 'defect' or 'inadequacy' into a 'finding'. In a study
conceived in great breadth to be covered in a short period as the present
one, along with several new and significant findings, some defects were
also inevitable. Silverman's approach helps to penetrate even into the
defects, salvaging some worthwhile findings, not originally contemplated.
The synthesis of qualitative and quantitative approaches
The scientific research methods were taken as the base because they are
understood well in educational circles. In aspects such as the survey they fit
in perfectly. But in participai~t observation and interview and in several
aspects where detached objectivity will not yield really educational or
authentic data, the spirit of the qualitative approaches presented above
helped. In many of these transactions a relation of equality between the
researcher and researched, and mutuality of interaction were necessary for
getting authentic data.
As stated in the beginning, the experiment in this studies were naturalistic,
sometimes taking the form of action research on a higher plane than the pin-
pointed immediate problenl research very often popularised. Here the
qualitative insights were of great help. This study does not speak in terms of
statistical coefficients of validity and reliability. But trustworthiness,
authenticity, transferability and triangular checks for relevance were adopted.