charles r breyer financial disclosure report for 2010

8/3/2019 Charles R Breyer Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

1. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )Br ey e r , Ch a r l e s R .

4. Ti t le (Ar t ic le I I I judges indicate ac t ive or senior s ta tus ;magistrate jt~dges indicate full- or part- time)U S D i s t r ic t J ud g e , Ac t i ve

7. Chambers or Office AddressUS Dist r ic t Cour t45 0 G ol den G a t e A v e , 17 t h F1Sa n F r anc i s c o , Ca . 94 10 2

2. Court or Organiza t ionN.D. o f Cal i fo rn ia

5a. Report Type (cheek appropriate type)] Nominat ion, D a t e[] Initial [] Annual [] Final

3. D a t e o f R e p o r t07/31/2011

6. Report ing Pe riod01/01/2010to12/31/2010

5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in this Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl i cab le l aws and regu la t ions .

Re v i e wi n g O f f ic e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page.

I . P O S I T I O N S . R e p o , i n g i n d i v i d n a t o n l y ; s e e p , . 9 - 1 3 of filing instructions.)D N O N E (No reportableposit ions.)

P O S I T I O NI. Director

N A M E O F O R G A N I Z A T I O N /E N T I T YB e rk e l e y La w U C B o a l t H a l l A l u m n i Asso c i a t i o n

3.4.

5.

I I . A G R E E M E N T S . m e ~ o n i n g individual only; seepp. 14-16 of f!ling instructions.)[] NONE (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t i n gBreyer, Charles R.

D a t e o f R e p o r t07/31 /2011

I lL N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual andspouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-Investment Income[~ NONE (No reportable non-inves tment income.)

DA T E SO UR CE A N D T Y P E

2.3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were ma rried during anyportion of the reporting year, complete this section.(Dollar a m o u n t n o t required except for honoraria .)

D N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1. 2010 Sala ry - Ci ty Ar t s & Lec tu re s , Inc2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen~( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f i ll i n g i n s t r u c t i o n s . )D NONE(No reportable reimbursements.)

2.

3.4.5.

SOURCE DATES LOCATION PURPOSEP eppe rd ine Unive rs ity 0 3 /1 7 /1 0 - 0 3/ 18 /1 0 M a li bu , C al if o rn ia P rofes s iona l As s oc i a t i on

A spe n in s titu te 06/11 / 1 0 - 06/13 /1 0 G re en tr ee E sta te s, N ew P ro fe ss io n al A s so ci at io nY o r k

ITEMS PAID OR PROVIDEDMeals , t r ave l and hote l

Mea l s , t r ave l and hote l


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N a m e o f P e r s o n R e p o r t in gBreyer, Charles R.

D a t e o f R e p o r t07/31 /2011

V . G I F T S . a n c t u a e s those to spouse and dependen t children; see pp. 28-31 of f iling instructions.)N O N E ( N o reportable gifts .)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L IA B I L I T I E S . a n c i u a e s t h o s e o / ~ p o u s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)[~ N O N E (No reportable liabili t ies.)

CR E DIT O R DE SCR IP T IO N1 . C . P ac ke r & E J R o be rts T ru sts M o rtg ag e - Fr es no In du stria l P ar k (P t V II , I te m 9)2.3.4.

5.

VALUE CODEM


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Name of Person Report ingBreyer, Charles R.

Date of Repor t07/31 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a l u e , tr u n s a c t i o n s a n c l u d e s t h o s e of s p o u s e a n d dependent ch i ldren; see p p . 3 4 - 6 0 of f! l ing instruct ions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (1) (2)A m o u n t T y p e ( e . g ., V alue ValueCode 1 I d i v . , r e n t , C o d e 2 M e th o d(A H ) -P ! Code3" o r i n t . )

(J)~ (Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( 1 ) ( 5 )

" f y p e ( e . g . , I d e n t i ty o fb u y , s e l l , b u y e r / s e l l e rr e d e m p t i o n ) ( i f p r i v a t et r a n s a c t i o n )

1 . P a c i f i c G a s & E l e c t r ic , c o m m o n s t o c k B Dividend K T

2. Ov e r l a nd E xpre ss Mone y Ma rke t Fu nd A Dividend L T3. Piper Jaffray Money Market A Dividend K T4. N i k e , c o m m o n s t o c k A Dividend J T5. G rea t Lake s Ban c o rp N o n e J T M e r g e d(with l ine 6)6. Fi r s t Ni ga ra Grou p A Dividend J T Ac qui red G rea t Lakes7. U . S. B a n c o r p , c o m m o n s t o c k B Dividend M T8. Vac a t ion Cab in , N orden , Ca l i fo rn i a N o n e J W9. Fres no Indus t r i a l P a rk (Former ly Renta l ) N o n e N W Sti l l own, but noi n c o m e1 0 . I R A # 1 ( I te m s 1 1 - 3 7 )1 I . Berksh i re Hath aw ay C1 "B" N o n e L1 2 . C o l u m b i a A c o r n C Dividend L T13 . W e st po r t S e l e c t C a p Fu nd E Dividend L T1 4 . Harbor In t l Fund D Dividend L T1 5 . T hi rd Aven ue In t l Fund E Dividend M T1 6 . Blac kroc k Inf l a t i on P ro Bond P or t B Dividend N T1 7 . G loba l Mac ro Fund A Dividend J T Bu y 09/08/10 J

~ l i i nc0 me G ain C ~d~ i A =$1,000 0r less B =$1,001- $2,500 C = $ 2,501 -$ 5,000 D = $ 5,001 -$ 1 5,000 E = $ 15 ,0 0 1-$ 5 0 ,00 0(See C~l~nm~ Bi and D4)F =$50;001- $I00,000 ..... G--$100;001, $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,0002. Value C odes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$I 00,00I - $250,000

( S ee C olumns C I and D3) N =$250,001 - $500,000 O =$500,00I - $1,000,000 PI =$1 ,000,001 - $5,000,000 P2 =$5i000,001 - $25,000,000P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,0003 . Value Method C odes Q =A p p r a i sa l R =Cost (Real Estate Only) S = As s es s ment T - Ca sh Ma rke t( S ee C olumn C 2) U = B ook Value V = O ther W = Estim ated


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N a m e o f P e r s o n R e p o r t i n gBreyer, Charles R.

D a t e o f R e p o r t07/31/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o ,. e , v a ~ . e , ,r a n s ~ c t l o .s a n d . d e s , h o s e o y s . o . s e ~ n a d e p e n d e . , children; see p p . 3 4 - 6 0 of f i l ing inst ruct ions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c lu d i n g w u s t a s s e t s )Place "(X)" after each asset

exempt f rom pr ior d isc losure

Income during G r o s s v a l u e a t e n dr e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d(l) I (2) (0 (2)A m o u n t [ T y p e ( e .g . , [ Value ValueCode 1 I d i v . , r e n t , C~le 2 I Method( A - H )

or__int.)( J - P ) . C o d e ( Q . W ) 3

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

Type (e.g., Date V a l u e Gain [ Identity ofbuy, Se l l , mm /dd]yy t Code 2 C o d e 1 t buyer/sellerredempt ion) ( J - P ) ] (A-H) ~ ( i f p r i v a t e

l transaction)

1 8 . P ermanent P or t fo l i o Fund A Dividend J T Bu y 09/08/10 J1 9 . Northern Lights Fund None2 0 . I Shar es MSCI E A FE I n d ex A Dividend T

Bu y 02/17/10 KBu y !01/21/10~ J

A ~ I t e m wa s so l d 0 9/0 3 /10

21 . I S h a re s B a rc l a y s T re a su ~ y I n f l a t i on B Dividend N T22 . I S h a re s B a r c l a y s U S A g g r e g a t e B o n d B Dividend N T23 . I S ha r e s T R M S C I E m e r g i n g M a r ke t s I n d e x A Dividend K T24 , IShares IBOX X $ Inves tor C Dividend N T25 , IShares S& P N or th Amer i c an N a tu ra l A Dividend L T26 , IShares T r Rus s e l l Midc ap Index A Dividend L T

27 . I S h a re s T r R u s s e l l 1 0 0 0 V a l u e I n d e x A Dividend M T28 . IShares T r Rus s e l l 1000 G rowth Index A Dividend M T

29 . IShares T r Rus s e l l 1000 Index A Dividend L T30 . P i m c o T o t a l R e t u r n C Dividend M T

B u y 03/18/10( a d d l )B u y 03/18/10( add l )

JJ

31 , T e m p l e t o n G l o b a l B o n d A Dividend M T32 . Fide l i ty Cas h R es e rves A Dividend N T33 . W e l l s Fa rgo Bank, Larks pur , Ca l i fo rn i a A Interest J T34 . W e l l s F a r g o B a n k , S a n F r a n c i s c o , C a l f i o m i z A Interest J T

I . I ncome G ain C odes : A =$1,000 or less( S ee C olumns B l and D4) F =$50,00i - $ 100,0002. Va lu e Cod es J = $ 1 5,000 o r le ss( S ee C olumns C I and D3) N =$250,001 - $500,000

P3 $25,000,001 - $50,000,000Q =A p p r a i sa lU = B ook Value

3.Value Method C odes( S ee C olumn C 2)

B = $1 ,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$]5,001 - $50,000G =$ 100,001 - $1,000,000 H I =$1,000,00t - $5,000~000 H2 =More than $5,000,000K =$15,001 -$50,000 L =$50,001 - $100,000 M =$!00;001 - $250,000O =$500,001 - $I ,000,000 PI =$1,0001001 -$5,000,000 P2 =$ 5,000,00I - $25,000,000P4 =More than $50,000,000R -C os t ( R eal E s t a t e Ooly) S - A s s e s s m e n t T ~ C a s h M a r k e tV - O t h e r W = E s t imated


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Name of Ferson ReportingBreyer, Charles R.

D a t e o f R e p o r t07/31/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, v a l u e , tr a n s a c t i o n s ( In c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 60 o f f i li n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n gr e p o r t i n g p e r i o d(t) (2~

Amount Type (e.g,,Code I d i v . , r e n t ,( A - H ) o r i n t . )

C.Gross value a t endof reporting periodV a l u e Value I Type (e.g.,Code 2 Method[ buy, sell~( J - P ) C o d e 3I redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(5 )

l d e n t i t y o fb u y e r / s e l l e r( i f pr i va t e

t r a n s a c t i o n )

35 . Wells Fargo Bank, San Francisco, California A I n t e r e s t J

36. Wells Fargo Bank, San Francisco, California A Interest J! 37.

! 3 8 .!39.

W e l ls F a r g o B a n k , S a n F r a n c i s c o , C a l if o r n ia A I n t e r e s t( F r e s n o R e n t a l )I RA #2 (39 - 4 8 )Pr i m e ca p O dy sse y Growt h A Dividend J T

40 . G loba l Mac ro Fund A Dividend L T Bu y 09/08/10 L4 1. P ermanent P or t fo l i o Fund A Dividend L T Bu y 09/03/10 L42 . N or the rn L ight s Fund N o n e Bu y 02/17/10 M A Sold 09/03/10

4 3. S e l e c t A m e r i c a n S h a r e s A D i v i d e n d J T

44 . Sc hrode r Muni Bond B D i v i d e n d J T4 5. Sc hrode r Shor t T e rm Bond A D i v i d e n d J T4 6. V a n g u a r d I n t e r m e d i a t e T e r m A Dividend J T47 . W e s t po r t S e l e c t Fu nds N o n e J

4 8. Dreyfus Treasury Money Fund A Dividend J T

I . I ncome G ain C odes : A : $ I ,000 o r l e s s B =$1,001 r $2,500 C =$2,501 - $5,000( S ee C olunms B I and D4) F =$50,001 ~ $100,000 G =$100100i - $I ,000,000 HI = $ i ;0 0 0 ,001 "$5~000,0002. Value C odes .I =$1 5,000 o r le ss K = $1 5,001 - $50,000 L =$ 50,001 - $ 100,000( S ee C olumns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P1 =$1,000,001 = $5,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Value Method C odes Q =A p p r a i sa l R =Co st (R eal Esta te Only) S = A ssessm ent( S ee C olumn C 2) U = B ook Value V = O t h e r W = E s t imated

D = $ 5 ,0 0 1- $ I 5 ,0 0 0 E=$1 5,001 - $50 ,000=More San $5,000,000 ...............2M=$1 00,001 - $2 50 ,000p2=$5,000;001 -$25,000;000

T ~Cash Market I


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N a m e o f P e r so n R e p o r t i n gBreyer, Charles R.

Date of Repor t07/31/2011

V I I I. A D DI T I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of ReportO

Pa r t VI I - No t e s1 . Al l d iv idend s (bo th regu la r and c ap i t a l ga in) were re inves t ed fo r the mutua l funds s how n on P a r t VI I whic h re s u l ts i n a minor i nc reas e i n the num ber o f s ha reshe ld .


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Name of P e r son Repor t ingB r e y e r , C h a r le s R .

Date of Repor t07/31/2011

IX. CERTIFICATION .I c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) isa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y in f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

charles r breyer financial disclosure report for 2010

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