clay d land financial disclosure report for 2010

8/3/2019 Clay D Land Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORT

F O R CALENDAR YE AR 2010

Report Required by the Ethics

in Govermnent Act of 1978

(5 U.S.C. app..~q§ 101-111)

I. Person Reporting (last name, first, middle initial)

L A N D , CL A Y D .

4. Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or part-t ime)

U.S. District Judge

7. Chambers or Office A d d r e s s

P.O. Box 2017Columbus , GA31902

2. Court or O rganization

Georgia - Middle Dis t r ic t

3. Date o f R e p o r t

05/I 1/201 I

5a. Repor t Type (check appropr iate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t h e basis of the information conta ined in th is Report and anym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

6 . R e p o r t i n g P e r i o d

01/01/2010

to

12/31/2010

Reviewing Officer D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,

checking the NONE box for ea ch part where you have n o reportable information. Sign on last page.

I . P O S I T I O N S . R e p o r t in g i n a i v id u a t o n l y ; s e ~ p p . 9 - 1 3 of filing instructions.)

~-] N O N E ( N o reportable positions.)

P O S IT IO N

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I. A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of f!ling instructionx)

[~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS




o f 8

N a m e o f P e r s o n R e p o r t in g

L A N D , C LAY D.

D a t e o f R e p o r t

05/I 1/201 I

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)

A. Fi ler’s Non- lnves tment Incom e

~] NO NE (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not spouse’s)

B . S p o u s e’ s N o n - I n v e s t m e n t I n c o m e - l f you were m arried during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en te r t a lnmen~

(Includes those to spouse and dependent children," see pp. 2 5-27 offiling instructions.)

~ (No reportab le reimbursemen ts . )ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




P a g e 3 o f 8


LAND, CLAY D.

V . G I F T S . a n d u d e s t h o s e t o s p o u s e a n d d e p e n d e n t chi ldren; see p p . 2 8 - 3 1 of fd ing ins tructions .)

N O N E (No reportable gifts.)

SOURCE

1.

2.

3.

4.

5.

DESCRIPTION


05/I 1/20! I

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o / sp o u s e u n d dependent children; see pp. 3 2 - 3 3 of filing instructions.)

NONE (No reportable liabilities.)

C R E D 1 T O R DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE




o f 8

N a m e o f P e r s o n R e p o r t i n g

LAND, CLAY D.


05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of ~pouse and dependent children; see pp. 34-60 of filing instructions)

[-~ N O N E (No reportable income, assets, or transactions.)

A. B. C.

Descr ip t ion o f Asse t s I n co me d u r i n g Gross va lue a t end

( inc lud ing t rus t a sse t s ) repor t ing per iod of repor t ing per iod

O) (2) O) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e

exempt from prior disclosure C o d e I div . , rent , Co d e 2 M e th o d( A - H ) or in t . ) (J-P) C o d e 3

( Q -W )

I. Columbus Communi ty Bank (CDs & B I n t e r e s t M TChecking)

2. Suntrust (Money Market ) A I n t e r e s t M T

3. C B &T ( M one y M a r k e t) A Interest L T

4. CB&T (CDs) FKA CB&T (Cash D I n t e r e s t N TEquivalents)

5. Smi th Barney (Money M arkets) B I n t e r e s t O T

6. Morgan Keegan (Cash) A I n t e r e s t J T

7. BB& T / Colonia l Bank (CD) B I n t e r e s t

8. Rental property, Columb us, GA (2001 A Rent M R$121,000)

9. Alpha Hedged St ra t eg ies F u n d A Dividend J T

1 0 . AOL Inc . N one J T

1 1 . CISCO Sys tems Common S tock None J T

12. Citadel Broadcasting Corp None

13. Coca-Cola , Inc . Common Stock B Dividend L T

14. Comcast Corp Common Stock A Dividend J T

1 5 . Cousins Property Inc. Comm on Stock A Dividend J T

16 . Diamond-H ill Long-Short Fund A- Stock None J T

Mu tua l Fund

1 7 . Diamond-H il l Long-Short Fund C- Stock None K TMu tua l Fund

Transac t ions dur ing repor t ing per iod

(1 ) (2) (3)

T y p e (e.g., D a t e Value

buy, sell, m m /d d/ yy C od e 2

redemption) (J-P)

Open 07/01/10 M

Matured 08/21/10 L

Bu y 12/07/10 J(add’ l )

So ld 07/01/10 J

Bu y 12/09/10 J

(add’ l )

( 4 ) ( 5 )

Gain Identity of

Code 1 buyer/seller

(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1.1 ncome Gain Codes: A =$ 1,000 or less B = $ 1 ,001 - $ 2 ,500 C =$2,501 - $5,000

(See Colurmas BI and 124) F ~$50,001 - $100,000 G = $1 00 ,0 0t - $ I,0 00 ,0 0~ HI =$ 1,00 0,0 01 - $ 5.0 00 ,0 00

2. Value Codes J = $ 15 ,000 or less K =$15,001 - $50,000 L =$ 50,001 - $ 100,000

(S ee Colum ns C | and D3) N =$250,001 - $500,000 O =$ 500,001 - $| ,000,000 Pl =$1,000,001 - $5,000,000

P3 = $ 25 ,000,001 - $ 50,000,000 P4 = More than $ 50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Eslate Only) S =Assessment(See Column C2) U =B ook Value V =O ther W =Estimated

=$5,001 - $15,000

H2 =More than $5,~30,000

M $100,001-$250,000

P2 =$5,000,001 - $25,000,000

= Cash Marke t

E =$15,001 - $50,000




P age 5 o f 8


L A N D , C L A Y D .


05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

[~ N O N E (No reportable income, assets, or transactions.)

A. B. C.

Description of Assets Incom e during Gross value a t end

(including trust assets) reporting period of reporting period

(1) (2) (1) (2)

Place " (X )" after each asset Amount Type (e.g., Value Value

exempt from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

O)Type (e.g.,

buy, se l l ,

r e d e mp t i o n )


(2) (3) (4)

D a t e Value Gain

m m/d d/y y Co de 2 Code 1

(J-P) (A-H)

( 3 )

I d e n t i ty o f

buyer / se l l e r

( i f pr ivate

t r a ns a c t ion)

1 8 . Federated Strategic Value IS A I n t e r e s t

19 . Firs tbank o f Puerto Rico - PR (CD) A I n t e r e s t

T S o l d 12/09/10 J

(part)

Matured 03/12/10 K

A

20 . Genon Energy , Inc . Common S tock None J T

21. Intel , Inc . Comm on Stock B Dividend K T

Spinof f 12/06/10 J

( from line 27)

22. I S ha re s TR D ow J ones S el e ct Di vi dend A Dividend J Tlndex Fund Common

23 . IVY Asset Strategy Fund Class A A Dividend J T

24 . J a p a n E q u i ty F u n d C o m m o n S t o c k A Div idend J T

25 . M FS Internat ional New Discover Fund A Dividend J TClass A

2 6 . M i c ro s of t I nc . C o m m on St o ck A Dividend J T

Sold 12/09/10 J(part)

A

2 7 . M i r a nt ln c- Ne w - C o m m on S to c k None Expired 12/06/10 J

28. M irant Inc-New-Wa rrants Ser A None J T

29 .

30 .

31 .

32 .

33 .

34 .

Powershares QQQ Tr Ser 1 FKA NASDAQInc. Com Stk

RAM Sm al l / M id Cap Fund I

Snow Capital Opportu nity Class 1

Southern Company Common S tock

Suntrust Banks Common Stock

A Dividend K T

A Dividend J T

None J T

D Dividend M T

A Div idend K T

B u y(add’l)

Sold(pan)

B u y

(add’l)

Donated

(part)

12/09/10

12/09/10

03/08/10

J

J

J

I. Income Gain Codes:

(S ee Colum ns B I and D4)

2.Value Codes

(S ee Colum ns CI and D3)

3.Value Method Codes

(S ee Colunm C2 )

A =$ 1,000 or less

F =$50,001 - $|00,000

J =$15,000 or less

N =$250,001 - $500,000

P3 $25,000,001 - $50.000,000

Q =Appraisal

U =B ook Value

B=$1,001 - $2,500

G =$|00,00| - $1,000,000

K =$15,001 - $50,000

O =$500,001 - $ 1,000,000

R =Cost (Real Estate Only)

V =O lhcr

C =$2,501 - $5 ,000

H I =$1,000,001 - $5,000,000

L -$50,001 - $ 100,000

P 1 =$ 1,000,001 - $ 5,000,000

P4 -More than $ 50,000,000

S =Assessm ent

W =E:~tiraatcd

D =$5,001- $15,000

H2 =More than $5,000,000

M=$100,001- $250,000

P2 =$5,000,001 -$25,000,000

T =Cash Mark e t

E =$15,001 -$50,000



F I N A N C IA L D I S C L O S U R E R E PO R T

of 8


L A N D , CL A Y D .


0.5/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[~ N O N E (No reportable income, assets, or transactions.)

A.B. C.

Description of Assets Income during Gross value at end

(including trust assets) repo rting period o f rep orting period

(t) (2) (1) (2)

Place "(x)" after each asset Am ount Type (e.g., Value Valu e

exempt from prior disclosure Code l die., rent, Code 2 Method

(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

(l )Type (e.g.,

buy, se l l ,

r e d e mp t i o n )


(2) (3) (4)

D a t e Value Gain

m m/ dd /y y Co de 2 Code 1

( J - P ) (A-H)

( 5 )

I d e n t i t y o f

buyer / se l l e r

( i f pr ivate

t r a ns a c t ion)

35 .

36 .

37 .

38 .

39 .

40 .

41 .

42 .

TCW G rowth Equ i t y S tock M utual Fund None J

Thomb urg Interna t iona l Va lue Fund Class I A Dividend K

Thomburg Inves tment Income Broider Fund A Dividend J

T

T

T

Sold 12/07/10 J A

(part)

So ld !12/09 /10 J A

(part)

Bu y 12/09/10 J

Time W arner Cab le , Inc Common S tock A Dividend J

T i m e Wa r n e r , ln c Co m m o n S t o c k A Dividend J

UTS SPDR Trust Ser 1 Mutu al Fund C

Victory Focused Growth Fund A

W alt Disney Co, Inc. Comm on Stock A

Dividend N

None K

Dividend J

T

T

T

Sold

(part)

Sold(part)

12/08/10 K

12/07/10 J

D

A

1. Income Gain Codes: A = $ 1,000 or less B = $ 1,001 - $ 2,500 C = $ 2,5 01 - $ 5 ,000 D = $ 5 ,001 - $ 15 ,000

(See Columns B I and D4 ) F = $ 50,001 - $100,000 G = $100,001 - $ 1,000,000 H 1 = $ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 H 2 = M or e t ha n $ 5 ,0 00 ,0 00

2. Value Codes J $15 ,000 or l e s s K = $ 15,001 - $ 50,000 L = $ 50.001 - $100,000 M = $ 100,001 - $ 250,000

(See Columns CI and D3) N = $ 250.001 - $ 500,000 O = $500,001 - $ 1,000,000 PI = $1,000,001 - $ 5 ,000,000 P2 = $ 5 ,000,001 - $ 25 ,000,000

P3 -$ 25 ,000,001 - $ 50,000,000 P4 = More than $ 50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Mark e t

(Se e C olumn C 2) U =Book Value V =O ther W =Estimated

E =$15,001 ÷ $50,000



F I N A N C IA L D I S C L O S U R E R E PO R T

of 8


LAND, CLAY D.


05/11/2011

V I II . A D D I T I O N A L I N FO R M A T I O N O R E X PL A N A T I O N S .

1. Section VII - Since my retirement accounts are self directed IRA’s, I did not list them in aggregate in the Investments/Trusts section; but instead, the individual

assets contained in the IRA’s (cash equivalents and stock) are included in the individual listings of cash equivalents and stocks in the Investments/Trusts section.




of 8

Name of Person Repo r t ing

L AND, C L AY Do

Date of Report

05/I 1/2011

IX. CERTIFICATION.

i cer t i fy tha t a l l i n fo rmat ion g iven above ( includ ing in fo rmat ion per t a in ing to my spouse and minor o r dependen t ch i ld ren , i f any) i saccura t e , t rue , and com ple te to the bes t o f my know ledge and bel i ef , and tha t any in fo rm at ion no t repor t ed was w i thheld because i t met app l i cab le s t a tu to ryprovi s ions permi t t i ng non-d i sclosure .

1 f u r th er c er t i f y th a t ea r n ed in c o me f r o m o u ts id e emp lo ymen t an d h o n o r ar ia an d th e ac c ep tan c e o f g i f t s wh ic h h ave b een r ep o r ted a r e in

c o mp l ian c e wi th th e p r o v is io n s o f 5 U .S .C. ap p . § 5 01 e t . s eq . , 5 U .S .C. § 7 35 3 , an d J ud ic ia l Co n f er en c e r eg u la t io n s .

Signature : S[ CLAY D. LAND

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILAND CRIM INAL SANCTIONS (5 U .S .C. app. § 104)

Commit tee on F inanc ial Disc losureAdm inis t ra t ive Off ice of the Uni ted Sta tes Cour t sSui te 2 -301

O n e Co l um b us Ci r c l e , N.E .Washington, D.C. 20544

clay d land financial disclosure report for 2010

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