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Combinatorics of Gaudin systems: cactus groups and the RSK algorithm Noah White Doctor of Philosophy University of Edinburgh 2016

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Page 1: Combinatorics of Gaudin systems: cactus groups and the RSK … · 2016-12-21 · Combinatorics of Gaudin systems: cactus groups and the RSK algorithm Noah White Doctor of Philosophy

Combinatorics of Gaudin systems:cactus groups and the RSK

algorithm

Noah White

Doctor of PhilosophyUniversity of Edinburgh

2016

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Declaration

I declare that this thesis was composed by myself and that the work containedtherein is my own, except where explicitly stated otherwise in the text. Thework has not been submitted for any other degree or professional qualification.

(Noah White)September 7, 2016

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Abstract

This thesis explores connections between the Gaudin Hamiltonians in type Aand the combinatorics of tableaux. The cactus group acts on standard tableauxvia the Schützenberger involution. We show in this thesis that the action of thecactus group on standard tableaux can be recovered as a monodromy action ofthe cactus group on the simultaneous spectrum of the Gaudin Hamiltonians.More precisely, we consider the action of the Bethe algebra, which containsthe Gaudin Hamiltonians, on the multiplicity space of a tensor product ofirreducible glr-modules. The spectrum of this algebra forms a flat and finitefamily over M0,n+1(C). We use work of Mukhin, Tarasov and Varchenko, wholink this spectrum to certain Schubert intersections, and work of Speyer, whoextends these Schubert intersections to a flat and finite map over the entiremoduli space of stable curves M0,n+1(C). We show the monodromy over thereal points M0,n+1(R) can be identified with the action of the cactus groupon a tensor product of irreducible glr-crystals. Furthermore we show thisidentification is canonical with respect to natural labelling sets on both sides.

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Lay summary

This thesis is about the representation theory of the general linear group. Letus first explain these terms; a group is a mathematical object which encodesa set of symmetries. For example, we are all familiar with the idea of threedimensional space, most of us need to navigate it every day. As mathematicianswe do not think of the number three as being special, so we are happy tospeak about n-dimensional space, for some number n. One way to imaginethis is to think how you would give someone precise instructions to builda three dimensional box; you would need three numbers, length, depth andheight. In n-dimensions we would need to give n-numbers to our carpenterto build an n-dimensional box. The general linear group is the collection ofall transformations of n-dimensional space that fix a specified point and sendstraight lines to straight lines. Examples are rotations about a point in space, orreflections, or even just the transformation which does nothing! The importantproperties of this collection are that given a transformation, we can always findanother to undo the first (e.g. rotate in the opposite direction, or reflect again),and given two transformations doing them one after another still preservesstraight lines and the fixed point.

The general linear group is an example of a group. Often groups can bequite complicated and the best way to study them is to see if they turn up asthe symmetries of any particular spaces. In fact, our definition of the generallinear group says that it is the symmetries of n-dimensional space. This isthe fundamental representation, but there are many more representations andsome have many dimensions indeed! Nonetheless, this turns out to be a veryeffective way to study our group, in particular because we are able to describeexplicitly all of the representations using combinatorial objects.

Combinatorics can be thought of as the mathematical study of counting.An example of a combinatorial problem is: how many ways are there ofarranging three red balls and two green balls in a line? (Answer: 10). Anothercombinatorial problem, that turns out to need some geometrical thinking tosolve: given four randomly chosen straight lines in three dimensional space,how many straight lines intersect all four? (Answer: 2). If we choose theright combinatorial objects, then they can be very useful for encoding difficultproperties of other mathematical structures.

For representations of the general linear group, the correct combinatorial

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Lay summary iv

objects to consider are tableaux. Tableaux are arrangements of boxes, leftjustified and each row has an equal number, or fewer boxes than the row aboveit. We are required to number the boxes so that each row and column isincreasing. An example of a tableau is

1 3 4

2 5 7

6

.

There is an important operation one can perform on tableaux called theSchützenberger involution. This operation takes a tableau and transforms itinto another. First we empty the top left box of the tableau, and rememberthe number that we have deleted. Then we look at the boxes immediately tothe right and below and we slide the smaller number into the empty space, thisis repeated until the empty spaces reaches the right hand border of the tableau.Then we fill the empty box with the negative of the number we emptied atthe start. We repeat this process until we obtain a tableau filled with onlynegative numbers. Then we add the smallest number possible to each entry sothat everything becomes positive again. Here is an example

1 3 5

2 4→

• 3 5

2 4→

2 3 5

• 4→

2 3 5

4 •→

2 3 5

4 −1

→• 3 5

4 −1→

3 • 5

4 −1→

3 5 •4 −1

→3 5 −2

4 −1

→• 5 −2

4 −1→

4 5 −2

• −1→

4 5 −2

−3 −1→

• 5 −2

−3 −1

→5 • −2

−3 −1→

5 −4 −2

−3 −1→

• −4 −2

−3 −1→−5 −4 −2

−3 −1,

and finally we add 6 to make all the numbers positive and we obtain

1 2 4

3 5.

The reader is encouraged to try another example on their own for maximumsatisfaction! This transformation is described by another group, the cactusgroup which is linked to a geometric space called the moduli space of stable

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Lay summary v

curves. The reader may like to turn to Figure 2.1 for a picture of a stable curveand a hint at why this group is given the name cactus group.

The aim of this thesis is to give a geometric interpretation of this combina-torial operation. The source of the geometry which realises this phenomenoncomes from physics. Most readers would no doubt be aware of the great impactthat mathematics has on physics, though unless you have been following morerecent developments in mathematics you might not be aware that this tide hasstarted to turn and in recent decades a tremendous amount of groundbreakingmathematics is being inspired by ideas from physics, most notably ideas fromquantum field theory giving hints at deep phenomena in geometry. In thepresent case the geometric space we are interested in has its origins in theGaudin spin chain model. This is a physical system that models the interactionsof a number of charged particles on a line. A powerful technique called theBethe ansatz allows one to describe the details of the geometric space producedby this system.

The motivation behind the problem of describing this phenomenon geomet-rically comes from a question posed by two mathematicians, C. Bonnafé andR. Rouquier. They attempt to give a new description of certain combinatorialobjects called cells and in particular they conjecture that one should be ableto describe these cells geometrically. For the general linear group these cellsare related to tableaux and the cactus group. Though the work in this thesisdoes not answer the question of Bonnafé and Rouquier, it goes some way todemonstrating a connection between the two worlds.

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Acknowledgements

My thanks go above all to my supervisors and teachers, Iain Gordon and MichaelWemyss. Both have been enormously generous with their time, support, ideasand mathematics during my time in Edinburgh. Due to them I have learntto stop worrying and love geometry. I am very grateful to Iain for the initialsuggestion of the problem considered in this thesis and for his continuedinput of ideas. I would like to thank David Jordan for his continued supportand encouragement and the many members of the Hodge institute who haveprovided encouragement, interesting discussions and an engaging environmentfor learning new mathematics. Special thanks also to Becca, Chris and themany other students who made my time at Edinburgh enjoyable. Lastly, manythanks to my family and friends for their love and support, particularly myparents and my partner Petra.

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Contents

Declaration i

Abstract ii

Lay summary iii

Acknowledgements vi

Contents vii

1 Introduction 11.1 Moduli of curves and the cactus group . . . . . . . . . . . . . . 21.2 Main results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31.3 Calogero-Moser space . . . . . . . . . . . . . . . . . . . . . . . 41.4 Outline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

2 Gaudin Hamiltonians, stable curves and Gaudin subalgebras 72.1 Notation and preliminaries . . . . . . . . . . . . . . . . . . . . . 72.2 The Kohno-Drinfeld algebra and Gaudin Hamiltonians . . . . . 92.3 Stable curves . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182.4 Gaudin subalgebras . . . . . . . . . . . . . . . . . . . . . . . . . 25

3 Bethe algebras and crystals 353.1 Bethe algebras . . . . . . . . . . . . . . . . . . . . . . . . . . . 353.2 Tableaux . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 413.3 Crystals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 503.4 Main results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

4 Schubert calculus and the Bethe Ansatz 634.1 Schubert varieties . . . . . . . . . . . . . . . . . . . . . . . . . . 634.2 Speyer’s compactification . . . . . . . . . . . . . . . . . . . . . 684.3 Growth diagrams . . . . . . . . . . . . . . . . . . . . . . . . . . 704.4 Dual equivalence . . . . . . . . . . . . . . . . . . . . . . . . . . 744.5 Tilling of M0,k(R) by associahedra . . . . . . . . . . . . . . . . 80

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Contents viii

4.6 Speyer’s labelling of the fibre . . . . . . . . . . . . . . . . . . . 814.7 The MTV isomorphism . . . . . . . . . . . . . . . . . . . . . . 874.8 The algebraic Bethe Ansatz . . . . . . . . . . . . . . . . . . . . 90

5 Monodromy actions of the cactus group 1005.1 The Sk-action . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1005.2 The Sk-action on S(λ•)(R) . . . . . . . . . . . . . . . . . . . . 1025.3 Monodromy in S(λ•, µ

c) and crystals . . . . . . . . . . . . . . . 1055.4 The proof of Theorem A . . . . . . . . . . . . . . . . . . . . . . 1125.5 Speyer’s labelling . . . . . . . . . . . . . . . . . . . . . . . . . . 1135.6 The proof of Theorem B . . . . . . . . . . . . . . . . . . . . . . 118

Appendices 123

A A Gaudin subalgebra with non-simple spectrum 124A.1 The non-simple spectrum . . . . . . . . . . . . . . . . . . . . . 124A.2 Higher Hamiltonians with simple spectrum . . . . . . . . . . . 128

B Galois and monodromy groups 137B.1 The Galois theory of finite maps . . . . . . . . . . . . . . . . . 137B.2 Equivariant monodromy . . . . . . . . . . . . . . . . . . . . . . 140

C Finite and flat maps 144C.1 Constant dimensional fibres . . . . . . . . . . . . . . . . . . . . 144C.2 Fibrewise isomorphisms . . . . . . . . . . . . . . . . . . . . . . 146

Bibliography 148

Index of Notation 153

Index 158

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Chapter 1

Introduction

The Hamiltonians for the Gaudin model are n commuting operators depend-ing on distinct complex parameters z1, z2, . . . , zn acting on an n-fold tensorproduct of irreducible representations of the general linear Lie algebra glr.The problem of understanding the spectrum of these operators (their simul-taneous eigenspaces and corresponding eigenvalues) has received significantattention [Gau76; Gau83; FFR94; FFT10]. In this thesis we aim to understandhow the spectrum changes as the parameters change. It will turn out that themonodromy of this system can be identified with certain natural transforma-tions of crystals. Below we state the problem more precisely, explain a theoremwhich motivates a connection to crystal bases and outline our main strategy.

Let glr be the Lie algebra of r × r matrices and eij the matrix with a 1 inthe (i, j)-entry and 0 everywhere else. For X ∈ U(glr), we let

X(a) = 1⊗ · · · ⊗ 1⊗X ⊗ 1⊗ · · · ⊗ 1 ∈ U(glr)⊗n,

where X is placed in the ath factor. Let L(λ) be the irreducible glr-modulewith highest weight given by the partition λ. For z = (z1, z2, . . . , zn) a set ofdistinct complex parameters, the Gaudin Hamiltonians are

Ha(z) =∑b 6=a

Ωab

za − zb∈ U(glr)

⊗n where Ωab =∑i,j

e(a)ij e

(b)ji , (1.0.1)

for a = 1, 2, . . . , n. These operators act on the tensor product of represen-tations L(λ•) = L(λ1) ⊗ L(λ2) ⊗ · · · ⊗ L(λn) for an n-tuple of partitionsλ• = (λ1, λ2, . . . , λn) with at most r rows.

These operators commute with the action of glr on L(λ•) (see [MTV10]).In particular this implies the Hamiltonians preserve weight spaces and singular(highest weight) vectors, thus the action of the operators Ha(z) preserves thesubspace L(λ•)

singµ for any partition µ. In fact, since L(λ•)

sing generates L(λ•)as a glr-module, to understand the full action, it suffices to understand therestriction of the Ha(z) to L(λ•)

singµ .

1

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Chapter 1. Introduction 2

1.1 Moduli of curves and the cactus group

Let G(r; z) ⊂ U(glr)⊗n be the commutative subalgebra generated by the

Gaudin Hamiltonians (1.0.1) (we will reserve the notation G(z) for a slightlydifferent but related object) for a set of parameters

z ∈ Xn = z ∈ Cn |za 6= zb for a 6= b .

The affine group Aff1 ' C× n C acts freely (provided n ≥ 2) on Xn bysimultaneous scaling and translation on each coordinate, i.e for two scalarsα ∈ C× and β ∈ C

(α, β) · z = (αz1 + β, αz2 + β, . . . , αzn + β).

The operator Ha(αz + β) is a scalar multiple of Ha(z) and so the algebrasG(r;αz + β) and G(r; z) coincide. The parameter space we consider is thusXn/Aff1 which can be identified with M0,n+1(C), the moduli space of irre-ducible curves with n + 1 marked points, up to isomorphism. The spaceM0,n+1(C) has a compactification M0,n+1(C) which is the moduli space ofstable curves with n+ 1 marked points.

Aguirre, Felder and Veselov showed in [AFV11] that the family of algebrasG(r) formed by G(r; z) over M0,n+1(C) extends naturally to a family G(r)of subalgebras of U(glr)

⊗n on M0,n+1(C) (see Theorem 2.4.5 for a preciserecollection of the result). The spectrum of these families of algebras actingon L(λ•)

singµ form finite maps over M0,n+1(C) and M0,n+1(C) respectively;

topologically, these are ramified covering spaces. To understand how thespectrum changes as z varies means to understand the monodromy of thiscovering space. By a theorem of Harris (see Appendix B), since these finitemaps are birational to one another, they have the same monodromy. Concretely,we thus aim to give a description of the action of the monodromy group on theset of joint eigenspaces of G(r; z) acting on L(λ•)

singµ .

The fundamental group of the real pointsM0,n+1(R) is the pure cactus groupPJn (see [HK06] for a proof). As shown by Henriques and Kamnitzer [HK06]this group turns up in another context, namely as part of the monoidal structureon the category of glr-crystals. The category of glr-crystals has a tensor productand a commutor: a natural isomorphism A⊗B ∼= B ⊗A for any two crystalsA and B, however the category is not braided monoidal, instead the commutorobeys the cactus relation. This means the category is a coboundary monoidalcategory. Similar to braided monoidal categories, coboundary categories have agroup acting on n-fold tensor products of objects, in the case of coboundarycategories this group is the pure cactus group.

Let B(λ) be the irreducible crystal with highest weight given by the partitionλ and let

B(λ•)singµ = [B(λ1)⊗ B(λ2)⊗ · · · ⊗ B(λn)]singµ .

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Chapter 1. Introduction 3

Then PJn acts on B(λ•)singµ . This action can be described combinatorially. It

is then natural to conjecture a link between the action of PJn on B(λ•)singµ and

the action of PJn by monodromy on the eigenspaces of G(r;n) in L(λ•)singµ .

Unfortunately this is not true, but only for a rather technical reason which weexplain below. The precise conjecture which we prove in this thesis was statedin [Ryb14] and attributed to Etingof, however it was also made independentlyby Brochier-Gordon.

1.2 Main results

There is another reason why the real points M0,n+1(R) enter our story. In thepaper [MTV09a], Mukhin, Tarasov and Varchenko prove an intriguing result:the Gaudin Hamiltonians are diagonalisable on L(λ•)

singµ when z ∈M0,n+1(R).

For complex values of the parameters this is not true and it is a difficult problemto determine the locus where the Gaudin Hamiltonians are diagonalisable. Thereal points M0,n+1(R) is a disjoint union of simply connected pieces and thusprovides no monodromy. One might hope to show the diagonalisability extendsto the algebras over the whole of M0,n+1(R) and indeed such a result is provenby Rybnikov in [Ryb14]. If the number of G(r; z) simultaneous eigenspacesis constant for z ∈ M0,n+1(R) we would have a topological covering spaceand we can hope to calculate the monodromy. Unfortunately this is not true.At certain points, the number of simultaneous eigenspaces can drop, as wedemonstrate in Section 2.4.4. Another way to say this is that the image ofG(r; z) in End(L(λ•)

singµ ) drops dimension. Since it is still diagonalisable there

must be a maximal commutative subalgebra containing G(r; z).In [FFR94] a maximal commutative subalgebra A(λ•; z)µ ⊂ End(L(λ•)

singµ )

containing the Gaudin Hamiltonians is constructed, called the Bethe algebra forL(λ•)

singµ . As is shown in Lemma 3.1.7, these satisfy A(λ•; z)µ = A(λ•;αz+β)µ.

This produces a family of algebras A(λ•)µ over M0,n+1(C). We denote thespectrum of this family by

πλ•,µ : A(λ•)µ = SpecA(λ•)µ −→M0,n+1(C).

The morphism πλ•,µ is finite (i.e. it is a finite ramified covering space) and isour main object of study. Let Gal(πλ•,µ) be the Galois group of πλ•,µ, this isthe algebraic version of the monodromy group (see Appendix B) and its actionon a generic fibre of Gal(πλ•,µ) coincides with the action of the fundamentalgroup of any open, dense subset of M0,n+1(C) by monodromy. Denote the fibreof πλ•,µ over z ∈M0,n+1(C) by A(λ•; z)µ. The following is a precise statementof the first main theorem of this thesis.

Theorem A. There exists a homomorphism PJn → Gal(πλ•,µ) from the purecactus group to the Galois group of πλ•,µ and a bijection

A(λ•, z)µ −→ B(λ•)singµ ,

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Chapter 1. Introduction 4

equivariant for the induced action of PJn.

In the case r = 2, this theorem was proved by Rybnikov in [Ryb14]. It alsofollows from calculations made by Varchenko in [Var95]. This theorem appearsin [Whi15].

Upon restriction to the case when λ• = (n), where is the partition (1),both sets in Theorem A are naturally labelled by standard tableaux of shapeµ. The representation V = L() is the vector representation for glr and isisomorphic to Cr. By Schur-Weyl duality, the space [V ⊗n]singµ is isomorphicto the irreducible representation for the symmetric group Sn which acts bypermutation of the tensor factors. Let z = (z1, z2, . . . , zn) be an n-tuple ofdistinct real numbers such that z1 < z2 . . . < zn, we take a limit as zi →∞ forall i such that zi/zi+i → 0. The limit of the Gaudin Hamiltonians coincides withthe Jucys-Murphy elements whose simultaneous eigenspaces are one dimensionaland canonically labelled by standard µ-tableaux. The spectrum of the Jucys-Murphy operators was first calculated by Jucys in [Juc74] and subsequentlyrediscovered by Murphy in [Mur83]. The important role of these operators inthe representation theory of the symmetric group was developed by Okounkovand Vershik in the paper [OV96].

More precisely, limz→∞ zaHz(z) = La where La is the Jucys-Murphy ele-ment given by the sum of transpositions

∑b<a(a, b). The eigenvalues of the

Jucys-Murphy elements are described by standard tableaux. If S is a standardtableaux, then let cS(a) be the row number minus the column number ofthe box containing a. Then if v is an simultaneous eigenvector for the Lathen Lav = cS(a)v for a unique standard tableaux S, see Theorem 3.2.22.Given a closed point χ ∈ A(z)µ = A(n; z)µ, we will consider it as a ringhomomorphism χ :A(z)µ−→C.

On the other hand, the crystal B = B() is the set 1, 2, . . . , r so B⊗n canbe identified with the set of words of length n in the letters 1, 2, . . . , r. TheRSK correspondence allows us to label the elements of [B⊗n]singµ by standardµ-tableaux. The bijection from Theorem A gives a bijection

Xµ(z) : A(z)µ [B⊗n]singµ SYT(µ).RSK

Theorem B. For z = (z1, z2, . . . , zn) an n-tuple of distinct real numbers suchthat z1 < z2 < . . . < zn, the bijection Xµ(z) : A(z)µ −→ SYT(µ) is given byXµ(z)(χ) = S, where S is the unique tableau with

cS(a) = limz→∞

χS(zaHa(z)).

1.3 Calogero-Moser space

The main motivation for the problem considered in this thesis is the specialcase when λ• = (n), r = n and µ = (1, 1, . . . , 1). Consider a more general

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Chapter 1. Introduction 5

version of the Gaudin Hamiltonians, depending on an additional set of complexparameters q = (q1, q2, . . . , qn) ∈ Cn,

Ha(z) =n∑i=1

qie(a)ii +

∑b 6=a

Ωab

za − zb∈ U(glr)

⊗n, (1.3.1)

These generalised Gaudin Hamiltonians act on V ⊗n however do not commutewith the action of gln so we cannot restrict the action to the space of singularvectors. However, the operators do commute with the action of h ⊂ gln, theCartan subalgebra of diagonal matrices, thus we can restrict their action toW = [V ⊗n](1,1,...,1). Note that dimW = n!.

The symmetric group Sn acts on h by reflections and hence on h∗ ⊕ h bysymplectic reflections. The rational Cherednik algebra Ht,c(Sn) is an algebradepending on parameters t, c ∈ C. When t = 0 this algebra deforms theskew group algebra C[h∗] ⊗ C[h] o Sn and has a large centre Zc. The centrecontains C[h∗]Sn ⊗ C[h]Sn and is a free module of rank n! over this subalgebra.Etingof and Ginzburg in [EG02] proved the spectrum of Zc is isomorphic tothe Calogero-Moser space,

CMn = (X,Y ) ∈ gln × gln |rank([X,Y ] + In) = 1 /GLn,

where GLn acts by simultaneous conjugation. The Calogero-Moser space has anatural map π to C(n) × C(n) (where C(n) = Cn/Sn) given by sending (X,Y )to (z, q) where z is the (unordered) collection of eigenvalues of X and q theeigenvalues of Y . As a consequence of Etingof and Ginzburg’s result, the mapis finite of degree n!. In [MTV14], Mukhin, Tarasov and Varchenko show theCalogero-Moser space is given by the spectrum of the operators (1.3.1) actingon W . In particular, if we consider the fibre of π over Xn/Sn×0 this is givenby the spectrum of the ordinary Hamiltonians (1.0.1), up to a quotient by thesymmetric group. The original observation that a relation exists between theKnizhnik-Zamolodchikov equations and the Calogero-Moser integrable systemgoes back to Matsuo [Mat92] and Cherednik [Che94].

More generally there exists a rational Cherednik algebra for a Coxeter groupof any type and we can consider its centre as a generalisation of Calogero-Moserspace. Bonnafé and Rouquier in [BR13] conjecture and provide evidence fora close link between the geometry of Calogero-Moser space and the Kazhdan-Lusztig cells of the associated Coxeter group in all types. In particular it isconjectured the Kazhdan-Lusztig cells are produced as the orbits of a Galoisgroup action. Theorems A and B provide evidence that the Kazhdan-Lusztigcells can in fact be recovered from the Galois theory of Calogero-Moser spacein type A. This is justified by the following observation. As far as the authoris aware, this was first noticed by Gordon.

As mentioned above, we can identify the set B⊗n with words of length nin the letters 1, 2, . . . , n and thus [B⊗n](1,1...,1) with the symmetric group Sn.

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Chapter 1. Introduction 6

A small calculation shows that the PJn-orbits on [B⊗n]sing(1,1...,1) are exactly theKazhdan-Lusztig cells. Theorem A says this action (and therefore the orbits ofthe action) are the same as the action of the Galois group of the spectrum ofthe Gaudin Hamiltonians which we have just seen is related to Calogero-Moserspace.

1.4 Outline

We briefly summarise here the content of this thesis. Chapters 2, 3 and 4contain mostly background material. A small number of results and examplesare original and these are listed below. All results and proofs in Chapter 5(with the exception of Section 5.5.2) and Appendix A are original. Appendix Ccontain results which the author failed to find in the literature, but are almostcertainly known, and for the sake of completeness we have included detailedproofs.

Chapter 2 recalls the definitions of the Gaudin Hamiltonians, Gaudinsubalgebras and the moduli spaces of stable curves. The observations made inSection 2.2.7 are original as is the statement of Conjecture 2.4.11. In Chapter 3we recall the definition of Bethe algebras and crystals. We use the resultsstated in this chapter to formulate the two main theorems which we prove inChapter 5.

Chapter 4 recalls some basic facts from Schubert calculus and Speyer’scompact family of Schubert intersections. This is the main technical tool ofthe thesis and we recall the combinatorial description of its real points. Wealso recall the relationship between the Bethe algebras and Schubert calculusin Corollary 4.7.5; whilst this statement has not appeared in the literature,it follows directly from work of Mukhin, Tarasov and Varchenko and somestandard arguments in algebraic geometry. Next we recall the formulationof the algebraic Bethe ansatz and the labelling of certain critical points bystandard tableaux.

In Chapter 5 we prove the main results of the thesis. The first step towardsthis goal is to calculate the equivariant monodromy of Speyer’s family. Weprove by combinatorial means, that the equivariant monodromy is given bythe action of the cactus group on crystals. We are then able to identify thiswith monodromy in the Bethe spectrum using results from Chapter 4. Thisproves Theorem A. To prove Theorem B we first reinterpret the labelling ofthe fibres of Speyer’s family, we then use the connection to critical points toshow this labelling matches our labelling of the Bethe spectrum. The contentsof this chapter are original with the exception of Section 5.5.2.

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Chapter 2

Gaudin Hamiltonians, stablecurves and Gaudin subalgebras

This chapter provides background about the Gaudin Hamiltonians and moduliof stable curves. We recall a result of Aguirre, Felder and Veselov [AFV11]which says algebras generated by the Gaudin Hamiltonians fit into a largerfamily of algebras over the moduli space of stable curves with n+ 1 markedpoints. While we will not use this result in any integral way in this thesis, itprovides motivation for the link between the Gaudin Hamiltonians and thecactus group which will also be introduced in the next chapter. This result willalso provide an important example in Section 2.2.7 which motivates the needto consider the more general Bethe algebras.

2.1 Notation and preliminaries

This thesis will use the following conventions.

• The symmetric group on n letters is denoted Sn. It is the group ofpermutations of the set [n] = 1, 2, . . . , n. Permutations are thought ofas functions and thus are multiplied from right to left, so if σ = (1, 2)and τ = (2, 3), written in cycle notation, then στ = (1, 2, 3).

• The general linear Lie algebra is denoted glr. It is the set of r×r matriceswith Lie bracket given by the commutator.

• The universal enveloping algebra for the Lie algebra glr is denoted U(glr).

• The complement of the type A hyperplane arrangement in Cn is denotedXn. Explicitly

Xn = z ∈ Cn |zi 6= zj for any i 6= j ,

is the set of n-tuples of distinct complex numbers.

7

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 8

• The set of partitions is denoted Part. Recall that a partition of anatural number n is a sequence of non-increasing natural numbers, whosesum is n. For example (4, 3, 3, 1) is a partition of 11. A partitionλ = (λ(1), λ(2), . . . , λ(r)) is represented by a diagram consisting of leftaligned rows of boxes, the ith row having λ(i) boxes. This will be calledthe shape or diagram of λ. For example (4, 3, 3, 1) has

as its diagram.

• The partition (1) will usually be denoted

• The set of partitions of n is denoted Partn.

• The set of partitions with at most r rows is denoted Part(r).

• The set of partitions with at most r rows and d− r columns is denotedPart(r, d).

Remark 2.1.1. Our indexing of the parts of a partition using upper indices isnonstandard, however very often we will be dealing with sequences of partitions,denoted λ• = (λ1, λ2, . . . , λn), and our notation will be less cluttered if weallow ourselves to use lower indices for the sequence.

Given two partitions λ and µ, we say that λ contains µ, denoted µ ⊆ λ ifµ(i) ≤ λ(i) for all i ≥ 1. Diagrammatically this corresponds to the situationwhen the diagram for µ can be placed completely within the diagram for λ.When µ ⊆ λ, we can form the skew-shape λ\µ which is the shape λ with theboxes corresponding to µ removed. Pictorially λ\µ is

µ

λ\µλ

.

The skew-shape (4, 3, 3, 1)\(3, 1, 1) is

.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 9

We denote the number of boxes in λ\µ by |λ\µ|. We will say a skew-shapeλ\µ is normal if µ = ∅. That is, if it is the north-western part of a rectangle.

2.2 The Kohno-Drinfeld algebra and GaudinHamiltonians

Our aim in this chapter is to discuss the result of Aguirre, Felder and Veselovwhich shows the algebras generated by the Gaudin Hamiltonians are a subset ofa larger moduli space of similar commutative algebras. To state this preciselywe follow [AFV11] and consider the Gaudin Hamiltonians as elements of theKohno-Drinfeld Lie algebra. Whilst this is not strictly necessary, it makesthe statements less cumbersome. This section recalls the Kohno-Drinfeld Liealgebra and states precisely the finite maps whose Galois theory we aim tounderstand. At the end of the section we provide examples which show ingeneral these maps can have ramification and the Gaudin Hamiltonians neednot be diagonalisable.

2.2.1 The Kohno-Drinfeld Lie algebra

Definition 2.2.1 ([Koh83]). The Kohno-Drinfeld Lie algebra tn is the Liealgebra generated by symbols tij = tji for 1 ≤ i 6= j ≤ n with relations

[tij , tkl] = 0 if i, j, k, l are distinct, (2.2.1)[tij , tik + tjk] = 0 if i, j, k are distinct. (2.2.2)

Let the generators tij have degree 1, since the relations are homogeneous,the Kohno-Drinfeld Lie algebra is graded.

Definition 2.2.2. For each z ∈ Xn we define the Gaudin Hamiltonians at zto be the following elements of tn:

Ha(z) =n∑b=1b 6=a

tabza − zb

for a = 1, 2, . . . , n,

and G(z) the Lie subalgebra generated by Ha(z) for a = 1, 2, . . . , n.

Lemma 2.2.3. For any z ∈ Xn, the subspace G(z) is a (n− 1)-dimensional,abelian, Lie subalgebra, homogeneous of degree 1.

Proof. We can directly compute the commutator of the generators. If a 6= b,

[Ha(z), Hb(z)] =

∑c 6=a

tacza − zc

,∑d 6=b

tbdzb − zd

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 10

=∑c6=a

∑d 6=b

1

(za − zc)(zb − zd)[tac, tbd]

=∑

c,d/∈a,bc 6=d

1

(za − zc)(zb − zd)[tac, tbd]

+∑

c=d/∈a,b

1

(za − zc)(zb − zc)[tac, tbc]

+∑

c/∈a,bd=a

1

(za − zc)(zb − za)[tac, tba]

+∑

d/∈a,bc=b

1

(za − zb)(zb − zd)[tab, tbd]

− 1

(za − zb)2[tab, tba]

the first group of terms of the right hand side is zero by (2.2.1), we can transformthe second group of terms using [tac, tbc] = −[tac, tab] by (2.2.2), and the lastterm vanishes by skew symmetry, so

=∑

c/∈a,b

1

za − zc

(− 1

zb − zc+

1

zb − za

)[tac, tab]

+∑

d/∈a,b

1

(za − zb)(zb − zd)[tab, tbd]

=∑

c/∈a,b

−1

(zb − zc)(za − zb)[tac, tab]

+∑

d/∈a,b

1

(za − zb)(zb − zd)[tab, tbd]

=∑

c/∈a,b

1

(zb − zc)(za − zb)[tab, tac + tbc]

which is zero again by (2.2.1). This shows G(z) is an abelian Lie subalgebra.Since it is generated by commuting homogeneous elements of degree 1 thealgebra is homogeneous of degree 1. The fact G(z) is abelian means a subsetof Ha(z)a will form a basis. Consider K =

∑na=1waHa(z) for w ∈ Cn. Thus

K =

n∑a=1

∑b6=a

waza − zb

tab (2.2.3)

=∑

1≤a<b≤n

wa − wbza − zb

tab. (2.2.4)

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 11

So K = 0 if and only if wa = wb for all pairs 1 ≤ a, b ≤ n. Thus, the Liealgebra G(z) is (n− 1)-dimensional.

2.2.2 A homomorphism to U(glr)⊗n

Let eij ∈ glr denote the (r × r)-matrix with a 1 in the (i, j)-position and zeroselsewhere, and consider the Casimir-type operator Ω ∈ U(glr)⊗U(glr) definedby

Ω =∑

1≤i,j≤neij ⊗ eji.

For an algebra A, we will use the notation x 7→ x(a) to denote the embeddingA → A⊗n where x ∈ A is sent to id⊗a−1⊗x ⊗ id⊗n−a. Similarly for anyc =

∑xi ⊗ yi ∈ A ⊗ A we use c 7→ c(ab) to denote the embedding sending c

to∑

id⊗a−1⊗xi ⊗ id⊗b−a−1⊗yi ⊗ idn−b. For every r > 0 there is an algebrahomomorphism

ϕr :U(tn)−→U(glr)⊗n,

given by sending tab to Ω(ab). The algebra G(r; z) considered in the introductionis the image of G(z) under ϕr. Any representation of U(glr)

⊗n pulls back alongϕr to a representation of U(tn).

2.2.3 The affine group and moduli of curves

Definition 2.2.4. An irreducible, genus zero curve with k marked points,(C, z), is a complex curve, C, isomorphic to P1 together with a collectionz = (z1, z2, . . . , zk) of distinct points of C. We say two such curves, (C, z) and(D,w), are equivalent if there exists an isomorphism ϕ :C −→D identifyingmarked points, i.e. ϕ(zi) = wi for i ∈ [k].

In order to understand the moduli space of such curves we use the followingfundamental fact about automorphisms of the projective line.

Proposition 2.2.5. The automorphism group of P1 is given by PGL2, wherethe action is given by(

a bc d

)[x : y] = [ax+ by : cx+ dy]

for some choice of homogeneous coordinates on P1. Given any triple of distinctpoints z1, z2, z3 ∈ P1 there is a unique automorphism such that

z1 7→ 0, z2 7→ 1, and z3 7→ ∞.

Proof. The first claim is demonstrated in (for example) [GH94, Section 0.4].Once it is established that Aut(P1) ∼= PGL2 the latter claim is a simple

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 12

calculation. Identify z ∈ C ⊂ P1 with [1 : z] in our homogeneous coordinates,and let φ ∈ Aut(P1) be given by the matrix(

a bc d

)∈ PGL2 .

Assume for simplicity z1, z2, z3 ∈ C ⊂ P1. The condition φ(z1) = 0, φ(z2) = 1and φ(z3) =∞ mean

[a+ bz1 : c+ dz1] = [1 : 0]

[a+ bz2 : c+ dz2] = [1 : 1]

[a+ bz3 : c+ dz3] = [0 : 1].

So we have the relations c = −dz1, a = −bz3 and (a− c) = (d− b)z2. Puttingthese together, the matrix is( z2−z1

z3−z2 z3dz1−z2z3−z2d

−dz1 d

).

Since the determinant is (z2 − z1)(z3 − z1)d2/(z3 − z2) and the points z1, z2, z3

are distinct, this is a unique element of PGL2. The case when one of the pointsis ∞ follows similarly.

Let ∆ ⊂ (P1)k be the big diagonal, that is ∆ is the union of all hyperplanesHij ⊂ (P1)k, where Hij =

z ∈ (P1)k

∣∣zi = zj.

Proposition 2.2.6. When k ≥ 3, there exists a fine moduli space of irreducible,genus zero curves with k marked points, denoted M0,k(C). It is isomorphic tothe quotient ((P1)k −∆)/PGL2 where PGL2 acts diagonally on (P1)k.

Proof. For a rigorous treatment of this moduli problem see [KV07, Chapter 0].Informally, we can choose for any irreducible, genus zero curve C with k markedpoints, an isomorphism θ :C−→P1. If z1, z2, . . . , zk ∈ C are the marked pointswe identify C with the point (θ(z1), . . . , θ(zk)) ∈ (P1)k −∆. This point is onlywell defined up to the action of PGL2. By definition, curves represented bydistinct points in (P1)k −∆, related by the action of PGL2, are isomorphic asirreducible, genus zero curves with k marked points.

The affine group Aff1 is the group of automorphisms of Cn generated bysimultaneous translations

(z1, z2, . . . , zn) 7→ (z1 + β, z2 + β, . . . , zn + β),

for a complex number β ∈ C, and simultaneous scaling

(z1, z2, . . . , zn) 7→ (αz1, αz2, . . . , αzn),

for a nonzero complex number α ∈ C×. The space Xn ⊂ Cn is preserved bythe action of Aff1. Furthermore if n ≥ 2, the action of Aff1 is free on Xn, thusit makes sense to consider the quotient space.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 13

Proposition 2.2.7. The algebras G(z) are unchanged by the action of Aff1,that is G(αz + β) = G(z).

Proof. This is simple to see since Ha(αz + β) = 1αHa(z).

Proposition 2.2.8. The moduli space M0,n+1(C) of irreducible, genus zerocurves with n+ 1 marked points is isomorphic to the quotient Xn/Aff1.

Proof. By Propostion 2.2.6 we need to identify the quotient Xn/Aff1 with thequotient ((P1)n+1 −∆)/PGL2. Construct a morphism

Xn −→ ((P1)n −∆)/PGL2

by sending the point (z1, . . . , zn) to the orbit of the point (z1, . . . , zn,∞).This is an Aff1 equivariant morphism, since the points (z1, . . . , zn,∞) and(αz1 + β, . . . , αzn + β,∞) are in the same PGL2 orbit. Thus we have a welldefined morphism which is invertible.

This allows us to think of the algebras G(z) as being parameterised bypoints z ∈M0,n+1(C). We will often abuse notation and identify a point z ∈ Xn

with its equivalence class in M0,n+1(C).

2.2.4 The Gaudin spectrum

There is a vector bundle on M0,n+1(C), denoted G, whose fibre over z isG(z) (the existence is verified by Theorem 2.4.5). Let G be the (locally free,coherent) sheaf of sections on G. Fix a representation W of U(glr)

⊗n. Thehomomorphism ϕr induces a morphism of locally free, coherent sheaves

G −→ End(W ),

where End(W ) is the sheaf of sections for the trivial bundle with fibre End(W ).By the universal property of the symmetric algebra there is a morphism

SymG −→ End(W )

whose image we denote GW . The fibre of this coherent (not necessarily locallyfree) sheaf over z ∈ M0,n+1(C) is the commutative subalgebra of End(W )generated by G(z). Thus GW is a sheaf of commutative algebras on M0,n+1(C),and it is natural to consider its spectrum

πW : SpecGW −→M0,n+1(C).

Since GW is a coherent sheaf of algebras, πW is a finite map.

Definition 2.2.9. The finite map πW is the Gaudin spectrum associated tothe representation W .

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 14

The Gaudin spectrum encodes the simultaneous eigenvalues of the GaudinHamiltonians as z varies. The main question investigated in this thesis is tounderstand the Galois theory of the Gaudin spectrum for tensor products ofirreducible glr-representations. A brief recollection of what we mean by theGalois theory of a finite map is given in Appendix B. Informally, since πWis finite, it is a ramified cover of M0,n+1(C). We would like to understandthe monodromy of this map. However, since πW is not necessarily a genuinecovering space (we show this is the case in Section 2.2.7), we need to excludepoints of ramification in order to make this meaningful. The Galois theory ofthe associated field extension encodes this monodromy algebraically.

2.2.5 The glr-action and tensor product representations

In this section we will discuss the glr-representations on which we will studythe action of the Gaudin Hamiltonians. If λ ∈ Part(r), let L(λ) denote thefinite dimensional, irreducible glr-representation corresponding to the partitionλ. Given a sequence λ• = (λ1, λ2, . . . , λn) of partitions, we denote the tensorproduct of the corresponding representations by

L(λ•) = L(λ1)⊗ L(λ2)⊗ · · · ⊗ L(λn).

Proposition 2.2.10. The image of tn (and in particular G(z)) under ϕrcommutes with the image of U(glr) in U(glr)

⊗n under the iterated coproduct.In particular, if W =

⊗ni=1Mi is a tensor product of glr representations, the

action of tn and thus G(z) commutes with the action of glr.

Proof. We will show Ω commutes with the image of the basis elements eij inU(glr)

⊗2 under the coproduct. We have ∆(eij) = eij ⊗ 1 + 1⊗ eij . Thus

[eij ,Ω] = (eij ⊗ 1 + 1⊗ eij)

∑k,l

ekl ⊗ elk

∑k,l

ekl ⊗ elk

(eij ⊗ 1 + 1⊗ eij)

=∑k,l

eijekl ⊗ elk +∑k,l

ekl ⊗ eijelk −∑k,l

ekleij ⊗ elk −∑k,l

ekl ⊗ elkeij

=∑k,l

δjkeil ⊗ elk +∑k,l

δjlekl ⊗ eik −∑k,l

δliekj ⊗ elk −∑k,l

δkiekl ⊗ elj

=∑l

eil ⊗ elj +∑k

ekj ⊗ eik −∑k

ekj ⊗ eik −∑l

eil ⊗ elj = 0.

In the general case, the same proof holds since we only ever act on two out ofthe n tensor factors.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 15

Let W =⊗n

i=1Mi be a tensor product of glr-representations and denotethe Cartan subalgebra by h =

⊕1≤i≤r Ceii the . As a consequence of Proposi-

tion 2.2.10, the algebras G(z) leave the weight spaces

Wα = v ∈ V |hv = α(h)v, for h ∈ h

invariant, for any α ∈ h∗. The algebra G(z) also leaves invariant the space ofsingular (or highest weight) vectors

W sing = v ∈ V |eijv = 0 for any i < j .

The vector space W sing =⊕

µ∈h∗Wsingµ generates W as a glr-module. Since

Ω(ab) commutes with the action of glr on W , the spectrum of Ω(ab) on W isdetermined by its spectrum on W sing, thus we can restrict attention to theaction of G(z) on this subspace. Furthermore, the decomposition of W sing

into weight spaces is compatible with the decomposition into G(z)-eigenspaces.Thus we will restrict our attention to studying the action of G(z) on thesubspaces W sing

µ of singular vectors of a fixed weight µ. The main objects ofstudy will be the representations

L(λ•)singµ = [L(λ1)⊗ L(λ2)⊗ · · · ⊗ L(λn)]singµ .

Since µ is the weight of a singular vector, it must be a partition of |λ•|. Wewill denote the Gaudin spectrum corresponding to L(λ•)

singµ by πλ•,µ.

2.2.6 Schur-Weyl duality

Schur-Weyl duality relates representations of glr with representations of thesymmetric group Sn. Let S(µ) denote the irreducible CSn-module correspond-ing to µ ∈ Partn. Let V = L() ∼= Cr denote the vector representation of glr,then Sn acts on V ⊗n by permuting the tensor factors, that is

σ · (v1 ⊗ v2 ⊗ · · · ⊗ vn) = vσ−1(1) ⊗ vσ−1(2) ⊗ · · · ⊗ vσ−1(n).

If r ≥ n then the representation CSn → End(V ⊗n) is faithful.

Theorem 2.2.11 (Schur-Weyl duality). As a U(glr) ⊗ CSn representation,V ⊗n has the decomposition,

V ⊗n ∼=⊕λ

L(λ)⊗ S(λ). (2.2.5)

The sum is indexed over partitions λ ∈ Part(r) with |λ| = n. If

ρ :CSn−→End(V ⊗n)

η :U(glr)−→End(V ⊗n),

are the respective representations then

im ρ = Endglr(V⊗n) and im η = EndSn(V ⊗n)

In particular the actions commute with each other.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 16

Let ηn :U(glr)⊗n −→ End(V ⊗n) be the representation afforded by V ⊗n.

By Proposition 2.2.10, im ηn ϕr ⊂ Endglr(V⊗n), so by Theorem 2.2.11 the

operators Ω(ab) must coincide with operators coming from CSn.

Lemma 2.2.12. On V ⊗n, the operators ϕr(tab) = Ω(ab) coincide with theoperators (a, b) ∈ Sn.

Proof. This is easily seen by direct calculation. So that our notation does notbecome too cluttered, we will only present the case n = 2, i.e. we show Ωacts as (1, 2) on V ⊗2. Let e1, e2, . . . , en be the standard basis of V (so thateij · ek = δjkei) and let u ⊗ v ∈ V ⊗2, where u =

∑k ukek and v =

∑k vkek.

Then

Ω · u⊗ v =∑i,j

e(1)ij e

(2)ji u⊗ v

=∑i,j

eiju⊗ ejiv

=∑i,j,k,l

ukeijek ⊗ vlejiel

=∑i,j,k,l

δjkδilukvlei ⊗ ej

=∑k,l

vlel ⊗ ukek

= v ⊗ u.

This means one can identify the image of G(z) in End(V ⊗n) with the imageof the subalgebra GS(z) of CSn generated by the elements

HSa (z) =

∑b6=a

(a, b)

za − zb.

Since it will usually be easier to make calculations in CSn, we will use this factoften in examples. Another way to express this property is to say the mapηn ϕr factorises:

CSn

U(tn) End(V ⊗n),

ρϕ′

ηnϕr

where ϕ′ is the map which sends tab to the transposition (a, b).

Remark 2.2.13. By Proposition 2.2.10, the action of Sn on V ⊗ restricts toan action on [V ⊗n]singµ for any partition µ of n. By the decomposition (2.2.5)this gives a construction of the irreducible module S(µ) of Sn corresponding toµ. Let us denote the Gaudin spectrum on S(µ) by πµ.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 17

2.2.7 Ramification of the Gaudin spectrum

As remarked in Section 2.2.4, the main problem we wish to understand is howthe spectrum of the G(z) changes as we vary z ∈ M0,n+1(C). If the Gaudinspectrum πλ•,µ is unramified then this is simply a monodromy problem whichwe might hope to solve by direct calculation. Unfortunately this is not the caseand πλ•,µ is often ramified in a way which is difficult to understand.

A collection of commuting linear operators on a vector space W have simplespectrum if the operators are diagonalisable and if W decomposes into onedimensional simultaneous eigenspaces. There are two ways in which we couldpick up ramification. First, the algebra G(z) could fail to be diagonalisable.Second, the algebra G(z) could be diagonalisable but fail to have simplespectrum for a particular z, while having simple spectrum generically. Both ofthese need the dimension of the vector space we are acting on to be at leasttwo, hence µ = (2, 1) is the first time something could go wrong.

Proposition 2.2.14. When µ = (2, 1), the action of G(z) on S(µ) is di-agonalisable with simple spectrum for all z ∈ M0,4(C) − w+, w−, wherew± = (0, 1, 1

2(1± i√

3),∞). In other words, the Gaudin spectrum is a doublecover of M0,4(C), ramified only at the points w±.

Proof. The three dimensional vector space C v1, v2, v3 has a natural actionof S3 by permutation of the basis vectors. We can realise the representationS(µ) as the submodule spanned by e1 = v2 − v1 and e2 = v3 − v1. We willcalculate the spectrum of G(z) on S(µ) for a point

z = (z1, z2, z3,∞) ∈M0,4(C)

Using Proposition 2.2.5, we may assume z1 = 0, z3 = 1 and z2 = u, where u ∈ P1

is distinct from 0, 1,∞. The generators of G(z), their matrix representationswith respect to the basis e1, e2 of S(µ) and their eigenspaces are summarisedin Table 2.1.

From the table we see the algebra G(z) has two linearly independenteigenspaces unless

√1− u+ u2 = 0. This happens only when u = 1

2(1± i√

3),a primitive 6th root of unity. Moreover, for this value of u, the algebra G(z)has only a single one-dimensional eigenspace and is thus not diagonalisable

For more general µ and more general λ•, the ramification locus becomesmuch harder to calculate. This means it will be very difficult to understandthe monodromy of the Gaudin spectrum in general. Below we preview a resultwhich will be stated in full in Theorem 3.1.10.

Proposition 2.2.15. The action of G(z) on L(λ•)singµ is diagonalisable for

z ∈M0,n+1(R), that is, when z is an n-tuple of distinct real numbers.

Proof. This is a consequence of Theorem 3.1.10 since G(z) is naturally asubalgebra of the Bethe algebra (see Proposition 3.1.6).

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 18

operator matrix representation eigenvalues eigenvectors

H1 = −(1, 2)− (1,3)u

1−uu

1u

1 u−1u

± 1uω

1− u± ω

u

H2 = (1, 2) + (2,3)1−u

− 1u

1u(u−1)

1u−1

1u

± 1u(u−1)ω

1− u± ω

u

H3 = (1,3)u + (2,3)

u−1

1 11−u

u1−u −1

± 11−uω

1− u± ω

u

Table 2.1: The action of G(z) on S(2, 1) where ω =

√1− u+ u2.

This proposition tells us that we can restrict to the real points of M0,n+1(C)and hopefully calculate the monodromy of the restricted Gaudin spectrum,this will allow us to at least understand part of the monodromy of the Gaudinspectrum. However, here we immediately run into a problem, M0,n+1(R) isisomorphic to z ∈ Rn |zi 6= zj for i 6= j /AffR

1 , where the affine group nowacts by real translations and dilations. This space is made up of connected com-ponents which are simply connected. Thus we do not expect any monodromy.The solution will be to consider a compactification of this space and we do thisbelow. By Theorem B.1.6, birational spaces have the same monodromy.

2.3 Stable curves

In this section we recall a compactification of the moduli space M0,k(C). Thiswill be constructed as a moduli space of more general marked curves.

Definition 2.3.1. A stable curve of genus zero with k marked points is a pair(C, z), consisting of a curve C together with k points z = (z1, z2, . . . , zk) suchthat

(i) the nodes of the curve are ordinary double points,

(ii) the number of nodes is one less than the number of irreducible components,

(iii) the k marked points are distinct and do not coincide with the nodes, and

(iv) each irreducible component contains at least three special points, where aspecial point means either a marked point or a node.

A morphism of stable curves φ : (C, z1, z2, . . . , zk) −→ (C ′, z′1, z′2, . . . , z

′k) is a

morphism φ :C−→C ′ such that φ(zi) = z′i.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 19

51

4

26

7 3

(a) This is a stable curvewith 7 marked points.

1

24

5 3

(b) This is not a stablecurve, it violates 2.3.1 con-dition (iv).

1

4

3

6

7

5

(c) This is also not a sta-ble curve, it violates 2.3.1condition (ii).

Figure 2.1: An Example and non-examples of stable curves

Remark 2.3.2. Note condition (ii) is equivalent to specifying that the graphof irreducible components has no closed circuits. Condition (iv) means that thecurve has no non-trivial automorphims which fix the special points, hence thename stable. These conditions also imply that a stable curve with k markedpoints can have at most k − 2 irreducible components. We will generallyrepresent stable curves by diagrams of the form in Figure 2.1.

2.3.1 The moduli space of stable curves

It is clear from the definition that an irreducible, genus zero curve with kmarked points is an example of a stable curve, and indeed the moduli space ofstable curves can be viewed as a compactification of M0,k(C).

Theorem 2.3.3 ([Knu83]). For k ≥ 3 there exists a fine moduli space M0,k(C)of stable, genus zero curves with k marked points.

Example 2.3.4. When k = 3, Remark 2.3.2 tells us that there can be at most1 connected component. In fact, by Proposition 2.2.5 any two stable curves(P1, z1, z2, z3) and (P1, z′1, z

′2, z′3) are isomorphic. Hence there is only a single

stable curve with three marked points and thus M0,k(C) = M0,k(C) is a point.

Remark 2.3.5. As part of Theorem 2.3.3, the moduli space M0,k(C) comespackaged with a universal family U0,k, a scheme over M0,k(C) with k sectionsσi :M0,k(C) −→ U0,k, for i = 1, 2, . . . , k. The geometric fibre over a stablecurve C ∈M0,k(C) is a curve isomorphic to C, with σi(C) being the k markedpoints.

We will not recall the construction of M0,k(C) here, and refer the readerto [KV07, Chapter 2]. A description of the topology of M0,k(C) is given by

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 20

51

4

2 3

4

2 3

5

1

51

4

2 3

Figure 2.2: Special points colliding in two different ways to the same stablecurve

considering collisions of special points. More precisely, suppose C is a stablecurve, let D ∼= P1 be an irreducible component of C with a marked point p ∈ Dand a special point x ∈ D. Choose a path ρ : [0, 1)−→D, such that ρ(u) isnot a special point for any u ∈ (0, 1), ρ(0) = p, and limu→1 ρ(u) = x. LetΓ(u) ∈M0,k(C) be the stable curve, isomorphic (as varieties) to C, with thesame marked points except ρ(u) replacing the marked point at p (so Γ(0) = C).This defines a path Γ : [0, 1)−→M0,k(C). There are several situations whichcan arise:

(i) There are exactly 3 special points on D. In this case, by Proposition 2.2.5,there is an isomorphism of stable curves Γ(u) ∼= C, for all u ∈ [0, 1). Inparticular, Γ is constant, so limu→1 Γ(u) = C.

(ii) The point x ∈ D is a marked point and D has more than 3 special points.In this case limu→1 Γ(u) is a stable curve with one extra irreduciblecomponent than C. The extra component is attached to D at x and itcontains exactly two marked points.

(iii) The point x ∈ D is a node and D has more than 3 special points. Inthis case limu→1 Γ(u) is again a stable curve with one extra irreduciblecomponent then C. To construct this stable curve, we blow up C at x,remove the marked point at p ∈ D and add a marked point on the newirreducible component resulting from the blow up.

This procedure is shown in Figure 2.2.

Example 2.3.6. Consider the case k = 4. The open set M0,4(C) is isomorphicto P1 − 0, 1,∞. One choice for this isomorphism is given by identifying thepoint u ∈M0,4(C) ∼= P1 − 0, 1,∞ with the stable curve with one irreduciblecomponent and marked points at (0, u, 1,∞). There are exactly 3 stable curveswith 2 irreducible components, the curve with marked points (1, 2) on the samecomponent, the curve with marked points (1, 3) on a common component and

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 21

1

u0

21

4 3

13

4 2

14

3 2

2

1

4

3

Figure 2.3: The moduli space M0,4(C)

the curve with marked points (1, 4) on a common component. We obtain thepicture in Figure 2.3.

Actually, Figure 2.3 is a picture of only the real points. In this case thespace M0,4(R) is made up of three 1-simplices with boundaries are the pointsmarked as 0, 1, and∞. The real points, M0,k(R), always admit a combinatorialdescription as a CW-complex and we will revisit this in Section 4.5.

2.3.2 Contraction and stabilisation

Given a stable curve with k marked points, C ∈M0,k(C), and i ∈ [k], we canproduce a stable curve with k − 1 marked points by forgetting the ith markedpoint. Any irreducible component that is no longer stable (has less than 3special points) is contracted. See Figure 2.4 for an illustration of this operation.The resulting curve is the contraction of C at i.

There is also an operation in the opposite direction called stabilisation.Given a stable curve with k marked points, C ∈ M0,k(C) and a point p ∈ C(which we can think of as a point p ∈ U0,k(C) in the fibre of C) we construct astable curve with k+ 1 marked points in the following way. If p is not a specialpoint we simply add a marked point at p labelled k + 1. If p ∈ C is a specialpoint we add an irreducible component at this special point and place a marked

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 22

51

4

23

1

4

23

(a) Contraction at 5

51

4

23

51

24

(b) Contraction at 3

Figure 2.4: Contraction of stable curves

51

4

23

p

51

4

23

6

(a) Stabilisation at a non-special point

p

51

4

23

1

4

23

5

6

(b) Stabilisation at a marked point

51

4

23p

51

4

6

23

(c) Stabilisation at a node

Figure 2.5: Stabilisation of stable curves

point p on this new irreducible component. This defines the stabilisation ofC at p up to projective equivalence. Again we illustrate this with examples inFigure 2.5.

Definition 2.3.7. The operations of contraction and stabilisation define theinverse maps

ck+1 : M0,k+1(C) M0,k(C) and sk : U0,k(C) M0,k+1(C).

Proposition 2.3.8 ([Knu83, Theorem 2.4]). The maps ck+1 and sk are mor-phisms of varieties, moreover, ck+1 is flat and proper and sk is an isomorphismover M0,k(C). That is, as families of stable pointed curves we have an isomor-

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 23

51

4

26

7 3

51

4

26

7 3

Figure 2.6: A stable curve and its corresponding dual graph.

phismU0,k M0,k+1(C)

M0,k(C) .

∼sk

ck+1

2.3.3 Stratification of M0,k(C)

Proposition 2.3.8 shows that the moduli space M0,k(C) is constructed in aninductive way. There is a stratification of M0,k(C) which reflects this inductivestructure. Let Mi ⊂M0,k(C) be the closed subvariety of stable curves with atleast i irreducible components. Let Ui = Mi −Mi+1. Thus M1 = M0,k(C) andU1 = M0,k(C). This produces a stratification

M0,k(C) = M1 ⊃M2 ⊃ . . . ⊃Mk−2 ⊃Mk−1 = ∅.

The subvariety Mi is k − i− 2-dimensional. In particular, Mk−2 is a finite setof points.

Given a stable curve C ∈ M0,k(C) we can associate a labelled tree, thedual graph of C. For each irreducible component of C we have a vertex and foreach special point, an edge. The edges corresponding to node points, connectthe corresponding irreducible components. For each j ∈ [k] we add a leafconnected to the vertex representing the irreducible component containing thepoint marked j.

The irreducible components of Mi are indexed by trees with leaves labelledby [k] and with i internal vertices that each have at least three edges incident.Thus the points of Mk−2, i.e. those stable curves with only three special pointson each component, are labelled by trees with k − 2 internal vertices.

Lemma 2.3.9. A tree T with k leaves and k − 2 internal vertices, all withminimum degree 3 must be trivalent.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 24

Proof. This is a consequence of the degree sum formula,

2#E =∑v∈T

deg(v),

where #E is the number of edges in T and the sum ranges over the vertices(including leaves) of T . The total number of nodes in T is k+ (k− 2) = 2k− 2.Thus the total number of edges is #E = 2k − 3. Since every leaf has degreeexactly one, the sum of the degrees of the internal vertices is∑

v∈int(T )

deg(v) = 2#E − k = 3k − 6 = 3(k − 2).

Thus each internal vertex has degree exactly three.

2.3.4 Trees and bracketings

It will be useful to have another way of indexing the irreducible componentsof the strata Mi. We will also use this description to describe the real pointsM0,k(R) as a CW-complex in Section 4.5.

Definition 2.3.10. An unordered i-bracketing of the set [n] is an arrangementof these numbers with i pairs of balanced brackets. We require that there is apair of brackets surrounding the entire expression. An unordered bracketingis nontrivial if all pairs of brackets contain at least two subunits (a letter, oranother pair of balanced brackets). Two unordered bracketings are equivalentif we can obtain one from another by permuting the contents of one or morepairs of balanced brackets.

An ordered i-bracketing (or simply an i-bracketing) is the same thing as anunordered i-bracketing however we only consider two equivalent if they differby reversing the contents of one or more pairs of balanced brackets.

For example (13(42(57))6) is a nontrivial 3-bracketing of the set [7], but thebracketings (3(4)(12)) and ((153)(24)) are trivial. The bracketings (1(432)5)and (5(432)1) are equivalent as both ordered and unordered bracketings but thebracketing (1(423)5) is only equivalent to (1(432)5) as an unordered bracketing.

Proposition 2.3.11. There is a bijection of setsrooted trees with leaveslabelled by 1, 2, . . . , nand i internal vertices

←→ unordered i-bracketings ,

where both sets are considered up to equivalence. Furthermore if we consideronly those rooted trees where every internal vertex has degree at least threeand the root has degree at least two, this corresponds to nontrivial unorderedi-bracketings.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 25

Proof. Inductively on i we will construct an i-bracketing from a rooted tree.When i = 1, the only unordered bracketing is (12 · · ·n) and there is only asingle rooted tree with a single internal vertex. Now suppose that i > 1. If weremove the root vertex and its incident edges we are left with a collection ofrooted trees, each of which have fewer than i internal vertices. So by induction,each of these subtrees has a corresponding bracketing. Concatenating thesebracketings and surrounding them by a single pair of brackets produces anunordered i-bracketing. The inverse map is constructed analogously.

If the root of the tree we started with had degree at least two, then the toplevel bracket has at least two subunits. The subtrees after removing the rootand its incident edges have the same property. Thus by induction the claim isproved.

Example 2.3.12. Consider the tree in Figure 2.6 as a rooted tree with rootthe vertex neighbouring the leaf marked 6. The corresponding unordered2-bracketing is (6(154)2(73)).

As discussed in Section 2.3.3, each stable curve C ∈M0,k(C) has a corre-sponding dual graph. We can turn this into a rooted tree by taking as root thevertex with leaf labelled by k and deleting this leaf. These rooted trees alwayshave the property that the minimum degree of an internal vertex is three.

Corollary 2.3.13. The irreducible components of Mi are labelled by unorderedi-bracketings of 1, 2, . . . , k − 1.

Corollary 2.3.13 implies the points of Mk−2 are given by nontrivial bracket-ings with the maximum number of brackets, i.e. if we consider 1, 2, . . . , k − 1as formal symbols which can be multiplied, this is exactly the ways in which tomultiply these unambiguously, without appealing to associativity. We will usethis notation for these maximally degenerate stable curves freely throughoutthe rest of this thesis.

Example 2.3.14. When k = 4,

M2 = ((12)3), (1(23)), ((13)2) .

2.4 Gaudin subalgebras

We are now ready to recall the theorem of Aguirre, Felder and Veselov, extendingthe definition of G(z) to points z ∈M0,n+1(C). The real pointsM0,n+1(R) havenontrivial fundamental group so we anticipate that we can restrict the spectrumof this family of algebras to M0,n+1(R) and calculate some monodromy. InSection 2.4.4 we provide an example which shows the family of algebras obtainedis not flat and thus the spectrum is ramified at a certain point in the boundaryof M0,n+1(R).

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 26

Since the relations in the Konho-Drinfeld Lie algebra tn, from Definition 2.2.1are homogeneous, tn is naturally graded. Let t1n be the degree 1 graded piece,the span of the generators tij .

Definition 2.4.1. A Gaudin subalgebra is an abelian Lie subalgebra of tncontained in t1n, of maximal dimension.

Proposition 2.4.2 ([AFV11, Corollary 2.13]). An abelian Lie subalgebra oft1n has dimension at most n− 1.

Example 2.4.3. Let L be the Lie-subalgebra generated by the elements

L2 = t12,

L3 = t13 + t23,

...

Ln = t1n + t2n + . . .+ t(n−1)n.

Then L is clearly of dimension n− 1 and a short calculation shows it is abelian,and thus a Gaudin subalgebra. The map ϕSn :U(tN )−→CSn identifies L withthe Jucys-Murphy elements.

Example 2.4.4. The algebras G(z) from Definition 2.2.2 are all of dimensionn− 1 by Lemma 2.2.3 and thus are Gaudin subalgebras.

The algebras G(z) will turn out to be the generic example of Gaudinsubalgebras in the sense that all Gaudin subalgebras appear naturally as limitsof G(z) in the next section.

2.4.1 Moduli of Gaudin subalgebras

Example 2.4.4 motivates the following theorem of Aguirre, Felder and Veselovin [AFV11], describing the moduli of the Gaudin subalgebras.

Theorem 2.4.5 ([AFV11, Theorem 2.5]). The subset of Gr(n − 1, t1n), theGrassmanian of (n − 1)-planes in t1n, parametrising the Gaudin subalgebrasdefines a smooth subvariety isomorphic to M0,n+1(C).

It is possible, in principle, to calculate the Gaudin subalgebra correspondingto a point in M0,n+1(C) by taking the limit of subalgebras of the form G(z).The following detailed example illustrates how this works for n = 4, in generala similar procedure works.

Example 2.4.6. Let n = 4. We will calculate the Gaudin subalgebra corre-sponding to the point (((12)3)4) ∈M0,5(C). The generators H1, H2, H3, H4 ofG(z) are given by the equations

H1 =t12

z1 − z2+

t13

z1 − z3+

t14

z1 − z4,

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 27

H2 = − t12

z1 − z2+

t23

z2 − z3+

t24

z2 − z4,

H3 = − t13

z1 − z3− t23

z2 − z3+

t34

z3 − z4,

H4 = − t14

z1 − z4− t24

z2 − z4− t34

z3 − z4.

Let z = (u3, u2, u, 1,∞) for some small u ∈ R. We will calculate the limit as ugoes to 0. By the discussion in Section 2.3.1 this will give the Gaudin algebraat the point (((12)3)4). Thus

H1 =t12

u3 − u2+

t13

u3 − u+

t14

u3 − 1,

H2 = − t12

u3 − u2+

t23

u2 − u+

t24

u2 − 1,

H3 = − t13

u3 − u− t23

u2 − u+

t34

u− 1,

H4 = − t14

u3 − 1− t24

u2 − 1− t34

u− 1.

We will take the limit of the rescaled operators

H ′1 =1

u(u3 − u2)(u3 − u)(u3 − 1)H1,

H ′2 = −1

u(u3 − u2)(u2 − u)(u2 − 1)H2,

H ′3 = −1

u(u3 − u)(u2 − u)(u− 1)H3,

H ′4 = −(u3 − 1)(u2 − 1)(u− 1)H4,

which are

H ′1 = (u2 − 1)(u3 − 1)t12 + (u2 − u)(u3 − 1)t13 + (u2 − u)(u3 − u)t14,

H ′2 = (u− 1)(u2 − 1)t12 − (u2 − u)(u2 − 1)t23 − (u2 − u)(u2 − u)t24,

H ′3 = (u− 1)2t13 + (u2 − 1)(u− 1)t23 − (u2 − 1)(u2 − u)t34,

H ′3 = (u2 − 1)(u− 1)t14 + (u3 − 1)(u− 1)t24 + (u3 − 1)(u2 − 1)t34.

Now we are able to take a well defined limit as u goes to zero. The operatorsbecome

limu→0

H ′1 = t12,

limu→0

H ′2 = t12,

limu→0

H ′3 = t13 + t23,

limu→0

H ′3 = t14 + t24 + t34.

These operators have as their image in CS4 the Jucys-Murphy operators. Infact this is true in general.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 28

Using the action of the affine group, the limit of (u3, u2, u, 1,∞) ∈M0,5(C)as u tends to zero is the same as the limit of (u, u2, u3, u4,∞) as u tends to ∞.In fact the limit of the Gaudin Hamiltonians in the second parameterisationis easier to evaluate as shown in the proof of the following proposition. InExample 2.4.6 we chose the more difficult parameterisation in order to illustratethis point as we will use both parameterisations later.

Let f(u) and g(u) be functions of a real variable u. Recall that f = O(g) if

limu→∞

∣∣∣∣f(u)

g(u)

∣∣∣∣ <∞and f = o(g) if

limu→∞

∣∣∣∣f(u)

g(u)

∣∣∣∣ = 0.

The following result is well known.

Proposition 2.4.7. Let z = (z1, z2, . . . , zn,∞) where zi = zi(u) depends on areal variable u such that limu→∞ zi(u) =∞ and zi = o(zi+1). The limit of thealgebra G(z) as u goes to ∞ is spanned by the Jucys-Murphy elements

La = t1a + t2a + . . .+ t(a−1)a,

for a = 2, 3, . . . , n. In particular, the Gaudin subalgebra corresponding to thepoint (((12)3) · · ·n) ∈M0,n+1(C) is C L2, L3, . . . , Ln.

Proof. We take the limit of the rescaled operators

zaHa(z) =∑b 6=a

zaza − zb

tab.

Since

limu→∞

zaza − zb

=

1 if b < a,

0 if b > a,

we have thatlimu→∞

zaHa(z) =∑b<a

tab = La.

2.4.2 The Gaudin spectrum compactified

In a similar way to Section 2.2.4 we can construct a ramified covering ofM0,n+1(C). Let G be the restriction of the tautological bundle on Gr(n− 1, t1n)to the subvariety M0,n+1(C) cut out by the Gaudin subalgebras (as providedby Theorem 2.4.5). Thus G is a bundle of Lie algebras on M0,n+1(C), thefibre over a point being the corresponding Gaudin subalgebra. The restrictionto M0,n+1(C) ⊂M0,n+1(C) is G from Section 2.2.4. We denote the sheaf of

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 29

sections of G by G, and for a representation W of U(glr)⊗n we can apply the

same construction as in Section 2.2.4 to construct

SymG −→ End(W ).

The image is denoted GW . The associated spectrum

πW : SpecGW −→M0,n+1(C)

is a finite map and SpecGW compactifies SpecGW . We call the map πW thecompactified Gaudin spectrum associated to W . We will be primarily interestedin the special case W = L(λ•)

singµ , where we denote the Gaudin spectrum πλ•,µ.

2.4.3 An example of monodromy in the compactification

We saw in Section 2.2.7 that the Gaudin spectrum πλ•,µ and hence the compact-ified Gaudin spectrum πλ•,µ, may be ramified at complex points. Motivated byProposition 2.2.15 we would like to restrict to the real points of M0,n+1(C) andcalculate some monodromy here. The problem is thatM0,n+1(R) has connectedcomponents which are all simply connected. Instead we have compactified,obtaining a map πλ•,µ whose Galois theory we know is the same as πλ•,µ.Our strategy is to restrict to M0,n+1(R) in order to calculate the monodromy(though there may be extra monodromy over the complex points).

As a first example to illustrate this strategy we return to situation ofSection 2.2.7, namely we consider the action of the Gaudin subalgebras forn = 3 on the irreducible S3 module S(µ) where µ = (2, 1). As shown inExample 2.3.6, there are 3 extra points in M0,4(R) compared to M0,4(R) whichcorrespond to the bracketings

((12)3), (1(23)), and ((13)2).

Lemma 2.4.8. The compactified Gaudin spectrum π(2,1) is unramified overM0,4(R).

Proof. In Section 2.2.7 it was shown that π(2,1) is unramified over the dense opensubset M0,4(R). By Proposition 2.4.7 the Gaudin subalgebra corresponding to((12)3) is given by the Jucys-Murphy elements, C L2, L3, which act by thematrix

L2,−L3 7→(−1 −10 1

), (2.4.1)

with respect to the basis e2, e3 of S(µ) given in Section 2.2.7. This matrixhas two distinct eigenvalues ±1. It is thus diagonalisable with simple spectrum.This also means π(2,1) is unramified over this point.

By taking limits in an appropriate fashion, we also see that the Gaudinsubalgebras at the remaining two points are

G(1(23)) = C t12 + t13, t23 and G((13)2) = C t13, t12 + t23 .

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 30

The image of these algebras in CS3 are both conjugate to C L2, L3 and thusalso have simple spectrum on S(µ). Hence π(2,1) is an unramified double coverof M0,4(R).

We will now calculate the monodromy action of π1(M0,4(R)) = Z. We takeas our basepoint ((12)3) and as generator, γ, the loop traversing M0,4(R) inthe anticlockwise direction of the depiction of Figure 2.3. We identify M0,4(R)with P1(R) by the rational map

(0, u, 1,∞) 7→ u,

so our basepoint is u = 0. If z = (0, u, 1,∞) we write G(u) = G(z). Thespectrum of G((12)3) = C L2, L3 is two points, given by the functionalsλ± :G((12)3)−→C, where λ±(L2) = ∓1 and λ±(L3) = ±1 (which are just theeigenvalues of L2 and L3 on the eigenspaces of S(µ)).

Similarly, if ω =√

1− u+ u2, the spectrum of G(u) is given by the func-tionals λ±u :G(u)−→C, where

λ±u(H1) = ±1

uω, λ±u(H2) = ± 1

u(u− 1)ω, and λ±u(H3) = ± 1

1− uω.

Recall from Table 2.1, these are the eigenvalues of H1, H2 and H3. We nowhave enough information to calculate the monodromy action. The reader maywish to consult Figure 2.7, which shows pictorially the monodromy. It will beconvenient below to recall the following facts.

limu→0

(−uH1) = L2 (2.4.2)

limu→0

(uH2) = L2 (2.4.3)

limu→0

(H3) = L3. (2.4.4)

Claim 1: When u ∈ (0, 1) we have limu→0+ λ±u = λ±. By definition

λ±u(−uH1) = ∓ω, and λ±u(uH2) = ∓ 1

1− uω.

Since u ∈ (0, 1), we have limu→0+ ω = 1. Thus we have limu→0+ λ±u = λ±.

Claim 2: When u ∈ (−∞, 0) we have limu→0− λ±u = λ±. This is proven inan entirely analogous way.

Claim 3: When u ∈ (0, 1) and v ∈ (1,∞), we have

limu→1−

λ±u = limv→1+

λ±v.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 31

To see this first note that limu→1+ ω = limu→1− ω = 1. Since

limu→1−

H1(u) = limv→1+

H1(v),

limu→1−

(u− 1)H2(u) = limv→1+

(v − 1)H2(v),

limu→1−

(1− u)H3(u) = limv→1+

(1− v)H3(v),

we can just compare the value of λ±u and λ±v at these values in the limit. Forexample

limu→1−

λ±u((u− 1)H2(u)) = limu→1−

±1

uω = ±1 = lim

v→1+λ±v((v − 1)H2(v)).

Hence the claim is proved.

Claim 4: When u ∈ (1,∞) and v ∈ (−∞, 0), we have

limu→∞

λ±u = limv→−∞

λ∓v

(note the inversion of signs). Similarly to above we can see this by noting that

limu→∞

H1(u) = limv→−∞

H1(v),

limu→∞

uH2(u) = limv→−∞

vH2(v),

limu→∞

H3(u) = limv→−∞

H3(v),

Now as above we can compare the values of λ±u in the limit. For example

limu→∞

λ±u(uH2(u)) = limu→∞

± 1

u− 1ω = ±1.

However now we need to slightly more careful for the other side,

limv→−∞

λ±v(vH2(v)) = limv→−∞

± 1

v − 1ω = ∓1.

By checking the limits on the remaining generators the claim is proved.Putting these claims together, allows us to track the spectrum of G(u) as

we vary u. Figure 2.7 displays these claims pictorially. We have proven thefollowing.

Proposition 2.4.9. Let γ be the generator of the group π1(M0,4(R)) = Zdefined above. The monodromy action on the fibre of π(2,1) over ((12)3) is givenby γ · λ± = λ∓.

Our strategy to reduce to the subspace M0,n+1(R) has worked in the abovespecial case, moreover combining with the results in Section 2.2.7 this provides acomplete description of the monodromy of the Gaudin spectrum overM0,n+1(C)for n = 3, λ• = (3) and µ = (2, 1). In the next section we demonstrate thatwe must revise this strategy for more general n.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 32

1

0

λ−u

λ+u

λ−u

λ+u

λ−uλ+u

λ−

λ+

Figure 2.7: The double cover and the monodromy for µ = (2, 1)

2.4.4 Ramification of the compactified Gaudin spectrum

Motivated by Theorem 2.4.5, Propositions 2.2.15 and 2.4.9, we could hopethat the compactified Gaudin spectrum, πλ•,µ, is unramified over real points.Unfortunately this is not true, as we will demonstrate this in this section.However hope is not lost, as it turns out that over real points, if πλ•,µ happensto be ramified, it is because the corresponding Gaudin subalgebra does not havesimple spectrum on L(λ•)

singµ , not because it is not diagonalisable. This means

we will be able to adapt our previous strategy of restricting to M0,n+1(R),provided we add extra operators which are diagonalisable and commute withthe Gaudin Hamiltonians. These are the higher Gaudin Hamiltonians and willbe studied in Section 3.1.

In this section we will present an example of a Gaudin subalgebra with non-simple spectrum, the spectrum will consist of a number of 1 and 2-dimensionalsimultaneous eigenspaces. In Appendix A we then find extra commutingoperators which decompose the 2-dimensional eigenspaces. These extra op-erators arise as degenerations of higher Hamiltonians. Our example is forn = 6, and we will consider the action on the irreducible CS6 modules S(µ)

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 33

7

3 6

21 54

Figure 2.8: The point ((12)3)((45)6) ∈M0,7

for µ = (3, 2, 1). The point over which πµ turns out to be ramified is the pointof M0,7(C) determined by the stable curve pictured in Figure 2.8. This is thepoint zNS ∈M0,7(C) labelled by (((12)3)((45)6)).

Consider the point z = (0, u5, u4, u, u3 +u, u2 +u,∞) ∈M0,7(C). The limitas u→ 0 of this point is exactly the point zNS . In the algebra G(z) we havethe following generating operators.

u5H1(z) = −t12 − ut13 − u4t14 −u4t15

u2 + 1− u4t16

u+ 1

u5H2(z) = t12 +ut23

u− 1+

u4t24

u4 − 1+

u4t25

u4 − u2 − 1+

u4t26

u4 − u2 − 1

u4H3(z) = t13 +t23

1− u+

u3t34

u3 − 1+

u3t35

u3 − u2 − 1+

u3t36

u3 − u2 − 1

u3H4(z) = u2t14 +u2t24

1− u4+

u2t34

1− u3− t45 − ut46

u3H5(z) =u2t15

u2 + 1+

u2t25

u2 + 1− u4+

u2t35

u2 + 1− u3+ t45 +

ut56

u− 1

u2H6(z) =ut16

u+ 1+

ut26

u+ 1− u4+

ut36

u+ 1− u3+ t46 +

t56

1− u

Taking the limit as u→ 0 we obtain 4 linearly independent operators,

L1 = t12,

L2 = t13 + t23

L4 = t45,

L5 = t46 + t56.

We know by Proposition 2.4.2 that there are 5 linearly independent operators.By taking the limit of the operator u(H1(z) +H2(z) +H3(z)), we obtain

L3 = t14 + t15 + t16 + t24 + t25 + t26 + t34 + t35 + t36.

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Chapter 2. Gaudin Hamiltonians, stable curves and Gaudin subalgebras 34

These 5 operators generate the entire Gaudin subalgebra at the point zNS . InAppendix A.1 we provide Magma code which computes the joint eigenspacesof the operators L1, L2, L3, L4, L5. The output gives eight, 1-dimensionaleigenspaces and four, 2-dimensional eigenspaces. The matrices representingthe operators L1, L2, L3, L4, L5, their eigenvalues and eigenvectors are alsosummarised in Appendix A, Table A.1.

Remark 2.4.10. This example is the smallest for which a Gaudin algebrafails to have simple spectrum on an irreducible Sn module. The reason for thisis that the eigenvalues of the Gaudin subalgebras corresponding to points inMn−1 ⊂M0,n+1(C) (the most degenerate points) are related to the restrictionmultiplicities determined by the bracketing. In the present case, the bracketing(((12)3)((45)6)) tells us we should look at the restriction to the subgroupS3×S3 ⊂ S6. The restriction of S(3, 2, 1) in this case is not multiplicity free (itcontains two copies of S(2, 1)⊗ S(2, 1). This is the first time such a restrictionto a Young subgroup has multiplicities greater than 1.

Remark 2.4.10 leads us to conjecture the following.

Conjecture 2.4.11. To each full bracketing of [n] we associate a tower ofYoung subgroups. The corresponding Gaudin subalgebra has image inside CSnwhich generates the Gelfand-Zetlin subalgebra of this tower of subgroups.

Recall that the Gelfand-Zetlin subalgebra of a tower of subgroups is thealgebra generated by the centres. This conjecture and an investigation of theassociated higher Hamiltonians will form future work of the author and is notconsidered further in this thesis.

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Chapter 3

Bethe algebras and crystals

In this chapter we recall the definition of the Bethe algebras and crystals for glr.The Bethe algebras are commutative subalgebras of End(L(λ•)

singµ ) containing

the Gaudin Hamiltonians. In the same way as in Chapter 2 we can organise thespectrum of the Bethe algebras into a finite family over M0,n+1(C), ultimatelyit will be the monodromy of this family we relate to crystals. We will recallsome combinatorial definitions and facts which we will need to formulate themain theorems of this thesis at the end of the chapter.

3.1 Bethe algebras

In Section 2.4.4 we saw the compactified Gaudin spectrum may be ramifiedover points in M0,n+1(R) because the Gaudin Hamiltonians have simultaneouseigenspaces which jump dimension at certain points, in other words the algebragenerated by the Gaudin Hamiltonians (and their limits) in End(L(λ•)

singµ )

may not be maximally commutative. In order to resolve this issue, we considerslightly larger algebras, the Bethe algebras, whose definition we recall here.The Bethe algebras were constructed in [FFR94] and have been intensivelystudied by Mukhin, Tarasov and Varchenko and it is their exposition which wefollow (see for example [MTV09a]).

3.1.1 Modules for the current algebra

Let glr[t] = glr ⊗C[t] be the current algebra of polynomials with coefficients inglr. For any complex number w ∈ C define the surjection ρw : glr[t]−→glr, byevaluating a polynomial in t at w.

Definition 3.1.1. Let M be a glr module and w a complex number. Theevaluation module at w associated to M is the pullback of M along ρw. Thisglr[t]-module will be denoted M(w).

The name comes from the fact that t acts as multiplication by w.

35

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Chapter 3. Bethe algebras and crystals 36

3.1.2 The universal Bethe algebra

In order to define the Bethe algebras, a universal version will be defined first,after which we will be able to specialise. This formulation is due to Talalaev[Tal06]. Let u be a formal variable and for any x ∈ glr define the generatingfunction

x(u; t) = x(u) =

∞∑s=0

(x⊗ ts)u−s−1 =x

u− t,

which is an element of the ring U(glr[t])[[u−1]], of formal power series in u−1.

Let A = (aij) be an n× n-matrix with entries in a noncommutative ring, forthe purposes of this thesis, we define the determinant of A to be

detA =∑σ∈Sn

(−1)σa1σ(1)a2σ(2) · · · anσ(n)

If ∂ is differentiation with respect to u then we can define the followingdifferential operator on U(glr[t])[[u

−1]],

D(u, ∂; t) = det

∂ − e11(u) −e21(u) · · · −er1(u)−e12(u) ∂ − e22(u) · · · −er2(u)

......

. . ....

−e1r(u) −e2r(u) · · · ∂ − err(u)

where eij are the standard generators for glr. The operator D(u, ∂; t) has theform

D(u, ∂; t) = ∂r +

r∑i=1

Bi(u)∂r−i,

for some power series with coefficients Bis ∈ glr[t],

Bi(u; t) = Bi(u) =∞∑s=0

Bisu−s−1.

Example 3.1.2. By definition the noncommutative determinant D(u, ∂; t) isgiven by

D(u, ∂; t) =∑σ∈Sr

(−1)σr∏i=1

(δiσ(i)∂ − eσ(i)i(u)

). (3.1.1)

If we wish to calculate B1(u) it is enough to look at the term when σ = id.This is (

∂ − e11

u− t

)(∂ − e22

u− t

)· · ·(∂ − err

u− t

). (3.1.2)

Since we would like to calculate the coefficient of ∂r−1, we concentrate on theterms with r − 1 factors of ∂,

−r∑i=1

∂i−1 eiiu− t

∂r−i = −r∑i=1

i−1∑k=0

(−1)k(i− 1

k

)k!eii

(u− t)k+1∂r−k−1. (3.1.3)

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Chapter 3. Bethe algebras and crystals 37

We can easily see the term of degree r − 1 in ∂ is

B1(u) = −r∑i=1

eii(u) = −∑

i eiiu− t

.

Example 3.1.3. We can now calculate B2(u), which is the coefficient of ∂r−2.From (3.1.1) we see that we need to look at the terms corresponding to thecases when σ = id and when σ is a transposition. First, when σ = id, the termsin expression (3.1.3) give the following contribution of coefficients of ∂r−2 (i.ewhen k = 1),

r∑i=2

(i− 1)eii

(u− t)2. (3.1.4)

Now looking back at (3.1.2), we also need to look at the terms which have r− 2factors of ∂. This is ∑

i<j

∂i−1 eiiu− t

∂j−i−1 ejju− t

∂r−j .

Upon commuting the ∂ to the right, we end up with an expression which hasas the coefficient of ∂r−2 ∑

i<j

eiiejj(u− t)2

. (3.1.5)

Now we need to look at the terms of (3.1.1) where σ is a transposition. Theseare

−∑i>j

(∂ − e11

u− t

)(∂ − e22

u− t

)· · · eij

u− t· · · eji

u− t· · ·(∂ − err

u− t

).

We are only interested in the terms with at least r − 2 factors ∂, so we arelooking at

−∑i>j

∂j−1 eiju− t

∂i−j−1 ejiu− t

∂r−j .

Upon rearranging we find the coefficient of ∂r−2 to be

−∑i>j

eijeji(u− t)2

. (3.1.6)

Summing up the contributions coming from (3.1.4), (3.1.5) and (3.1.6) weobtain

B2(u) =

∑ri=1

((i− 1)eii +

∑j>i eiiejj −

∑j<i eijeji

)(u− t)2

=

∑1≤i<j≤r (eii + eiiejj − eijeji)

(u− t)2.

Definition 3.1.4. The universal Bethe algebra is the subalgebra A, of U(glr[t])generated by the coefficients Bis where 1 ≤ i ≤ r and s ≥ 0. For an A-moduleM , we call the image of A in End(M) the Bethe algebra associated to M .

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Chapter 3. Bethe algebras and crystals 38

3.1.3 Specialisations of the Bethe algebra

Let ∆ be the coproduct for U(glr[t]). For n ≥ 2 define

∆(n) :U(glr[t])−→U(glr[t])⊗n

inductively by ∆(2) = ∆ and ∆(n+1) = (∆⊗ id⊗n−1) ∆(n). Thus for x ∈ glr[t],∆(n)(x) =

∑na=1 x

(a). Fix z = (z1, z2, . . . , zn) ∈ Xn an n-tuple of distinctcomplex numbers.

Definition 3.1.5. The Bethe algebra at z is the image of the universal Bethealgebra A under the surjection

ρz = ρz1 ⊗ ρz2 ⊗ · · · ⊗ ρzn ∆(n) :U(glr[t])−→U(glr)⊗n.

We denote the image by A(z).

Suppose M1,M2, . . . ,Mn are glr[t]-modules. By definition, the action of Aon M1(z1)⊗M2(z2)⊗ · · ·Mn(zn) factors through A(z).

Proposition 3.1.6 ([MTV06, Appendix B]). The image of the Gaudin algebraG(z) in U(glr)

⊗n is contained in A(z).

Lemma 3.1.7. The Bethe algebras A(z) are invariant under the action of thegroup Aff1: if α ∈ C×, β ∈ C, then A(αz + β) = A(z).

Proof. We first make some general observations. For a C-algebra R, considerthe ring R[[u−1]][∂] of differential operators with coefficients in formal powerseries of u−1. Suppose we have an element P (u, ∂) ∈ R[[u−1]][∂], and linearelements a∂ + b and cu + d, for a, c ∈ C× and b, d ∈ C. In order for theexpression P (cu+ d, a∂ + b) to be well defined we need that they satisfy therelation [a∂ + b, cu+ d] = 1, i.e. we need a = c−1. More precisely, the map

R[[u−1]][∂] −→ R[[u−1]][∂]

u−1 7−→ (cu+ d)−1

∂ 7−→ a∂ + b

is a homomorphism of R-algebras whenever a = c−1.First we will prove A(z + β) = A(z). Observe if x ∈ glr[t] then

x(u− β; t− β) =x

u− β − (t− β)= x(u; t),

so D(u + β, ∂; t − β) = D(u, ∂; t). Here we have noted that [∂, u + β] = 1.Equating coefficients we see that Bi(u+ β; t− β) = Bi(u; t). So

ρz+βBi(u; t) = ρz+βBi(u+ β; t− β) = ρzBi(u+ β; t).

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Chapter 3. Bethe algebras and crystals 39

Thus ρz+β(Bis) is the coefficient of u−s−1 in ρzBi(u+ β; t) and ρz(Bis) is thecoefficient of (u+ β)−s−1. Expanding this out we obtain

ρz+β(Bis) =s∑

k=0

(s

k

)βs−kρz(Bik).

The fact that A(αz) = A(z) is similar. First note that we can relate the twodeterminants D(α−1u, α∂;α−1t) = αrD(u, ∂; t), again noting the commutator[α∂, α−1u] = 1. Thus we see that αiBi(u; t) = Bi(α

−1u;α−1t), hence

ραzBi(u; t) = α−iραzBi(α−1u;α−1t) = α−iρzBi(α

−1u; t).

So we see ραz(Bis) = αs−i+1ρz(Bis).

There are two important properties of the universal Bethe algebra whichwe summarise in the following proposition.

Proposition 3.1.8 ([MTV06, Propositions 8.2 and 8.3]). The universal Bethealgebra A is a commutative subalgebra of U(glr[t]). Furthermore it lies in thecentraliser of the subalgebra U(glr).

As a result, for any glr[t]-module M , and any weight λ, the weight spacesMλ, M sing and M sing

λ ⊂ M are A-submodules. Let λ• be a sequence ofpartitions with at most r rows. As a special case of Definition 3.1.4, forz = (z1, z2, . . . , zn) ∈ Xn we denote the Bethe algebra associated to

L(λ•; z)singµ = [L(λ1)(z1)⊗ L(λ2)(z2)⊗ · · · ⊗ L(λn)(zn)]sing

µ

by A(λ•; z)µ. Note that as a U(glr)⊗n-representation L(λ•; z)

singµ is the same

as L(λ•)singµ . These are our main objects of study.

3.1.4 The Bethe spectrum

Fix a sequence of n partitions λ•, and an auxiliary partition µ (each with atmost r rows). Let D =

∏a6=b(xa − xb) ∈ C[x1, . . . , xn]. The ring of functions

on Xn is C[x1, . . . , xn, D−1]. The image of A under the morphism

ρ = ρx1 ⊗ ρx2 ⊗ · · · ⊗ ρxn ∆n :U(glr[t])−→U(glr)⊗n ⊗ C[Xn]

is denoted A(Xn) and has A(z) as its fibre over z ∈ Xn. As demonstrated,the action of Aff1 on Xn extends to an action of A(Xn) which identifies thefibres over the orbits. Taking the invariants of Aff1 results in a sheaf An overM0,n+1(C). As in Section 2.2.4 we can consider the image A(λ•)µ of An inEnd(L(λ•)

singµ ), the trivial bundle over M0,n+1(C) with fibre End(L(λ•)

singµ ).

This makes A(λ•)µ a C[M0,n+1(C)]-algebra.

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Chapter 3. Bethe algebras and crystals 40

Definition 3.1.9. The spectrum of A(λ•)µ and is denoted A(λ•)µ. SinceA(λ•)µ is an algebra over M0,n+1(C) is comes with a structure morphism, theBethe spectrum denoted πλ•,µ :A(λ•)µ−→M0,n+1(C).

The fibre over z ∈ M0,n+1(C) of the Bethe spectrum is the spectrum ofthe commutative algebra A(λ•; z)µ which we denote A(λ•; z)µ. The key resultabout Bethe algebras we will use is the following set of facts by Mukhin, Tarasovand Varchenko.

Theorem 3.1.10 ([MTV09a], Corollary 6.3). Let z = (z1, z2, . . . , zn) be ann-tuple of distinct complex numbers

(i) The dimension of the Bethe algebra A(λ•; z)µ is cµλ• , in particular it doesnot depend on z.

(ii) If z ∈M0,n+1(R), the Bethe algebra A(λ•; z)µ has simple spectrum.

The integers cµλ• are the Littlewood-Richardson coefficients, see Section 4.1.3for a definition. For us, the most important consequence of this theorem is thefollowing.

Corollary 3.1.11. The Bethe spectrum πλ•,µ :A(λ•)µ−→M0,n+1(C) is a finiteand flat map. Upon restriction to the real points M0,n+1(R), the Bethe spectrumis an unbranched topological covering space of degree cµλ•.

Proof. The algebra A(λ•)µ is defined as a C[M0,n+1(C)]-submodule of thefree module End(L(λ•)

singµ ) which is finitely generated. Since C[M0,n+1(C)] is

Noetherian, A(λ•)µ is finitely generated. This demonstrates πλ•,µ is a finite map.In order to show flatness we use Theorem 3.1.10 (i), which says the dimensionof the fibres of πλ•,µ is constant at closed points, and apply Proposition C.1.5which says πλ•,µ is hence flat. The fact that the restriction to real points is atopological covering space follows from Theorem 3.1.10 (ii) which implies thatA(λ•; z)µ is a reduced set of points.

We now consider the special case when λ• = (n). In this case the Bethealgebra A(z)µ acts on the module S(µ) = [V ⊗n]singµ .

Theorem 3.1.12 ([MTV10, Theorem 3.2]). Let z = (z1, z2, . . . , zn) be ann-tuple of distinct complex numbers. The Gaudin Hamiltonians generate theBethe algebra A(z)µ.

Corollary 3.1.13. Let z = (z1, z2, . . . , zn) be an n-tuple of distinct real num-bers, then the Gaudin Hamiltonians have simple spectrum on S(µ) for anypartition µ of n.

Proof. By Theorem 3.1.12, A(z)µ equals the algebra generated by the image ofG(z) in End(S(µ)) and by Theorem 3.1.10 (ii) this has simple spectrum.

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Chapter 3. Bethe algebras and crystals 41

3.2 Tableaux

To discuss crystals, cactus actions, and to formulate the main results in thisthesis requires various combinatorial definitions and facts about tableaux, whichwe briefly recall here.

3.2.1 Fillings and tableaux

Let A be a totally ordered alphabet. Most of the time we will take as ouralphabet the positive integers [n] and this is always the alphabet we will use inexamples. A filling of a skew-shape λ\µ is an assignment of letters from A tothe boxes of λ\µ. Three examples of fillings for (4, 3, 3, 1)\(3, 1, 1) are

R =

3

2 2

3 4

1

, S =

2

1 3

5 6

4

and T =

3

5 2

5 4

1

.

(3.2.1)

Definition 3.2.1. A semistandard tableau (which we will often simply calla tableau) of shape λ\µ is a filling such that rows are weakly increasing andcolumns are strictly increasing with respect to the total order on A. A standardtableau of shape λ\µ is a filling using the numbers 1 to |λ\µ| such that rowsand columns are increasing and such that each number appears only once. Inthe examples (3.2.1), R is semistandard, S is standard (and semistandard) andT is neither.

We will denote the set of standard λ\µ-tableaux by SYT(λ\µ) and thesemistandard λ\µ-tableaux by SSYT(λ\µ).

Remark 3.2.2. Something we will often do in the combinatorial algorithmsdescribed below is compare the relative size of the entries in two given boxesof a tableau. For standard tableaux there is no ambiguity as no two boxescontain the same element. However for semistandard tableaux if two boxescontain the same element of A, we will say that the entry of the leftmost boxis smaller. Since columns are strictly increasing we always have a leftmost box.This seems like an arbitrary choice however we will quickly see that this is infact the only sensible choice.

Remark 3.2.3. An important observation that we will use many times is thefact that a standard tableau of shape λ\µ is the same thing as a sequence ofpartitions ν1 ⊆ ν2 ⊆ . . . ⊆ νr where νi+1\νi is a single box and ν1 = µ andνr = λ. We call such a sequence a growth sequence. As an example, take S as

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Chapter 3. Bethe algebras and crystals 42

in (3.2.1), then we identify this standard tableau with the growth sequence

⊆ ⊆ ⊆ ⊆ ⊆ ⊆ .

Remark 3.2.4. Words in the alphabet A are identified with semistandardtableaux of diagonal shape. That is, the word x1x2 · · ·xr is identified with thesemistandard tableau

xr

. ..

x3

x2

x1

.

Definition 3.2.5. Given a skew-shape λ\µ we define an addable node to be abox, when added to the diagram, form another skew-shape. An addable nodeoccurring on the south-eastern edge of the diagram is an addable outside nodeand one occurring on the north-western edge an addable inside node.

For example in the diagram

∗?

, (3.2.2)

the symbols ∗ and describe addable inside and outside nodes respectivelyand ? and • describe non-addable nodes.

3.2.2 Slide equivalence

A jeu de taquin slide or simply a slide is a transformation of one semistandardtableaux into another due to Schützenberger [Sch77]. These slides come in twovariations. First a forward slide is performed by choosing an addable outsidenode (see Remark 3.2.5) and then sliding the box with the largest entry ofthe boxes above and to the left into the vacant spot. The largest entry is welldefined by Remark 3.2.2. This sliding process is now repeated with the nowvacated box until the vacated box becomes an addable inside node.

As an example take R from (3.2.1) and make a forward slide into theaddable outside node defined in (3.2.2). By performing the sliding procedure

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Chapter 3. Bethe algebras and crystals 43

we obtain the following sequence of tableau.

3

2 2

3 4

1

3

2 2

4

1 3

3

2

2 4

1 3

.

A reverse slide is the same except now one starts with an addable insidecorner of the skew shape and slide the smallest of the two boxes below and tothe right into the vacant position. This reverse sliding process is now repeatedwith the now vacated box until the vacated box becomes an addable outsidenode.

Definition 3.2.6. Two semistandard tableaux, T and T ′, are called slideequivalent, denoted T ∼S T ′, if one can be transformed into the other by asequence of jeu de taquin slides.

The following theorem is often referred to as the first fundamental theoremof jeu de taquin. For a proof see Claim 2 in Section 1.2 of [Ful97] or the remarksafter Theorem 2.13 in [Hai92].

Theorem 3.2.7. Every slide equivalence class contains exactly one tableau ofnormal shape.

Given a tableau T , we call the unique tableau of normal shape, slideequivalent to T , the rectification of T and denote it Rect(T ). For example, therectification of

R =

3

2 2

3 4

1

is Rect(R) =1 2 2 3

3 4.

We can also characterise exactly when two words (considered as tableauxas in Remark 3.2.4) are slide equivalent.

Proposition 3.2.8. Two words are slide equivalent if and only if they differby a sequence of Knuth moves which are local operations allowing the followingswaps,

xyz 7→ xzy if z < x ≤ y or y < x ≤ z,xyz 7→ yxz if x ≤ z < y or y ≤ z < x.

Proof. See [Ful97, Section 2.1].

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Chapter 3. Bethe algebras and crystals 44

3.2.3 The Schützenberger involution

We now describe an involution on semistandard tableaux based on the jeu detaquin slides described in Section 3.2.2. The definition is due to Schützen-berger [Sch77]. Denote by a 7→ a∗ the unique involution on A that reverses thetotal order (i.e. if A = [n] then the involution is given by i∗ = n+ 1− i).

Let T be of shape λ\µ. If T consists of a single box, let a denote its entryand let ξ(T ) be the tableau of same shape with entry a∗. If T has more thanone box we construct a tableau ξ(T ) of the same shape, inductively on thenumber of boxes as follows:

1. Start with ξ(T ) as the shape λ\µ without any filling.

2. Remove from T the box with smallest entry a.

3. Denote the newly vacated addable inside node by .

4. Reverse slide T\ into . We obtain a new tableau T ′ of shape λ′\µ.

5. The shape λ\λ′ determines the box in λ\µ vacated by the reverse slide.

6. Fill the corresponding box in ξ(T ) with a∗.

7. The remaining unfilled boxes in ξ(T ) are of shape λ′\µ. Fill with ξ(T ′).

Recall that the smallest entry is well defined by Remark 3.2.2 and by the sameRemark also defines an addable inside node once removed.

Definition 3.2.9. The map ξ sending T ∈ SSYT(λ\µ) to ξ(T ) ∈ SSYT(λ\µ) iscalled the Schützenberger involution.

A priori it is not clear that ξ deserves to be called an involution howeverthis turns out to be the case (see Proposition 3.2.10) and will be made obviousonce we describe growth diagrams.

As an example we will calculate the Schützenberger involution of R asin (3.2.1). We will take as our alphabet A = [9]. We begin by emptying thebox with a 1, making a reverse slide, then entering 1∗ = 9 into the appropriatebox. Since the box with 1 is both an addable inside and outside node the slideis trivial.

R =

3

2 2

3 4

1

3

2 2

3 4

ξ(R) =

9

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Chapter 3. Bethe algebras and crystals 45

Now we repeat the process with the box containing the leftmost 2 in the newtableau and insert a 2∗ = 8 into ξ(R).

R′ =

3

2 2

3 4

3

2

3 4

3

2 3 4

3

2 4

3 ξ(R) =

8

9

Again, we remove the next two and repeat with the new tableau.

R′′ =

3

2 4

3

3

4

3

3

3 4

ξ(R) =

8 8

9

The next entry we take is the leftmost 3, note that 3∗ = 7.

R′′′ =3

3 4

3

4

3

4 ξ(R) =

7

8 8

9

Since all remaining boxes are both addable inside and outside nodes whenremoved, we simply fill the corresponding boxes in ξ(R) with 3∗ = 7 and 4∗ = 6to obtain

ξ(R) =

7

6 7

8 8

9

.

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Chapter 3. Bethe algebras and crystals 46

x

T

Figure 3.1: The skew-tableau T ∗ x

One can check that ξ(ξ(R)) = R.

Proposition 3.2.10 ([Sch77, p. 8.2]). The operation ξ is a shape preservinginvolution of semistandard Young tableaux.

Proof. We give a proof in Section 4.3.3 once we have defined growth diagrams.

Remark 3.2.11. The Schützenberger involution will appear a number of timesin later sections, however it will play differing roles depending on whetherwe consider it as a involution of semistandard tableaux or standard tableaux.To make this distinction more obvious we will use the notation ξ only forsemistandard tableaux and the notation evac when applying the involution tostandard tableaux.

3.2.4 Insertion

In this subsection we recall the insertion of a letter x into a tableau T ofnormal shape. This process defines a new tableau T ← x as follows: create theskew-tableau T ∗ x as depicted in Figure 3.1 and define the tableau T ← x tobe Rect(T ∗ x).

Remark 3.2.12. More generally, given two tableaux, S and T , of normalshape, we can form the tableau S ∗ T and define S · T = Rect(S ∗ T ). Thisdefines an associative product on the set of semistandard tableau of normalshape which is usually referred to as the plactic monoid . See [Ful97] for details.

As an example let T be the tableau

2 2 4

3 5,

and let x = 3. We obtain

T ∗ 3 =

3

2 2 4

3 5

2 2 3

3 4

5

= Rect(T ∗ 3) = T ← 3.

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Chapter 3. Bethe algebras and crystals 47

Remark 3.2.13. There is a second, equivalent, way to define the insertiontableau T ← x. First, if x can be placed at the end of the first row we do soand output this as the new tableau. Otherwise we place x into the leftmostbox in the first row with an entry y > x. We now repeat this procedure with yand the second row. We continue this way, inserting and bumping out entriesuntil we are able to simply place the previously bumped out entry onto theend of a (possibly empty) row.

3.2.5 The RSK algorithm

The RSK algorithm gives a bijection between words of length n in A and pairs ofa semistandard and standard tableaux of the same normal shape with n boxes.The algorithm was originally defined for permutations by Robinson [Rob38]and earlier by Schensted [Sch61], and it was later generalised by Knuth [Knu70].The definition uses the insertion algorithm.

Definition 3.2.14. Given a word w = x1x2 · · ·xn we define its P -symbol orinsertion tableau to be the semistandard tableau defined by the successiveinsertion

P(w) = (. . . ((∅ ← x1)← x2) . . .← xn),

and its Q-symbol or recording tableau to be the standard tableau, Q(w), givenby the growth sequence

∅ ⊂ sh(P1) ⊂ sh(P2) ⊂ · · · ⊂ sh(Pn),

where Pi = P(x1x2 · · ·xi). The name recording tableau comes from the factit records in which order each box of P (w) was added during the insertionprocess. By construction P(w) is a semistandard tableaux with entries in Aand Q(w) is a standard tableaux of the same shape.

Remark 3.2.15. Recall that we can identify a word with a semistandardtableaux of diagonal shape. With this description in mind, P(w) = Rect(w)and Pi = Rect(x1x2 · · ·xi). This description gives the following classificationof the slide equivalence classes of words.

Proposition 3.2.16. Two words considered as tableaux are slide equivalent ifand only if their P -symbols agree.

Proof. By Theorem 3.2.7 the slide equivalence class of a word, w, is determinedby the unique tableau of normal shape slide equivalent to it. By definition thisis Rect(w) = P(w). Hence the words w and w′ are slide equivalent if and onlyif P(w) = P(w′).

Definition 3.2.17. The Robinson-Schensted-Knuth (RSK) correspondence isthe assignment RSK(w) = (P(w), Q(w)). Let words(n) denote the set of wordsof length n in the alphabet A.

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Chapter 3. Bethe algebras and crystals 48

Theorem 3.2.18 ([Knu70, Theorem 2]). The function

RSK : words(n)−→⊔|λ|=n

SSYT(λ)× SYT(λ)

is a bijection.

Proof. See Section 4.1 of [Ful97].

Example 3.2.19. Suppose w = 14321321. We have the following sequence ofpairs of tableaux defining P(w) and Q(w).

1 , 1

1 4 , 1 2

1 3

4,

1 2

3

1 2

3

4

,

1 2

3

4

1 1

2

3

4

,

1 2

3

4

5

1 1 3

2

3

4

,

1 2 6

3

4

5

1 1 2

2 3

3

4

,

1 2 6

3 7

4

5

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Chapter 3. Bethe algebras and crystals 49

P(w) =

1 1 1

2 2

3 3

4

,

1 2 6

3 7

4 8

5

= Q(w)

3.2.6 Schützenberger involution and RSK

If w = x1x2 . . . xn with xi ∈ A then denote

w∗ = x∗nx∗n−1 · · ·x∗1.

With this notation we have an amazing duality theorem.

Theorem 3.2.20. If RSK(w) = (P,Q) then RSK(w∗) = (ξP, evacQ).

Proof. See Section 1 of Appendix A in [Ful97] for the proof.

We also have the following proposition that gives information about theQ-symbol of subwords. Denote by T |r,s the tableaux obtained from T bythrowing away boxes filled with letters outside the range [r, s].

Proposition 3.2.21. Let w = x1x2 · · ·xn be a word with Q-symbol Q andsuppose that u = xrxr+1 · · ·xs is a (contiguous) subword, then the Q symbol ofu is Rect(Q|r,s).

Proof. See Proposition 1 in Section 5.1 of [Ful97].

3.2.7 Representations of the symmetric group

In this section we recall some facts about the representation theory of thesymmetric group. This approach to the representation theory of the symmetricgroup is originally due to Jucys [Juc74] and was developed by Okounkov andVershik [OV96]. For proofs and a full exposition, see for example [Kle05,Chapter 2]. As in Example 2.2.13, let S(µ) = [V ⊗n]singµ which is the irreduciblerepresentation of Sn corresponding to the partition µ of n. Let La =

∑b<a(b, a)

be the Jucys-Murphy elements. Let S ∈ SYT(µ), then define rowS(a) andcolS(a) to be the row and column numbers of the box containing a in S. DefinecS(a) = rowS(a)− colS(a) to be the content of the box of S containing a.

Theorem 3.2.22. The representation S(µ) and the operators La have thefollowing properties.

(i) The dimension of S(µ) is dµ = #SYT(µ).

(ii) The Jucys-Murphy operators are diagonalisable on Sµ with one dimen-sional simultaneous eigenspaces.

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Chapter 3. Bethe algebras and crystals 50

(iii) The simultaneous eigenspaces can be canonically labelled by SYT(µ) sothat if vS is an eigenvector labelled by S ∈ SYT(µ) then,

LavS = cS(a)vS .

Define zJM ∈M0,n+1(C) to be the point labelled by (((12)3) · · ·n). Recallfrom Proposition 2.4.7 that the image of the Gaudin subalgebra G(zJM ) inEnd(S(µ)) coincides with the algebra generated by the Jucys-Murphy operators.Let Θid ⊂M0,n+1(R) be the subset represented by curves with marked pointsat z1, z2, . . . , zn and ∞ such that zi is real and z1 < z2 < . . . < zn. The closureΘid of Θid in M0,n+1(R) is simply connected and contains zJM . For any pointz ∈ Θid there is a unique path contained in Θid, up to homotopy, starting at zand ending at zJM . Define A(n, z)µ = A(z)µ.

Corollary 3.2.23. Let z = (z1, z2, . . . , zn) be an n-tuple of real numbers suchthat z1 < z2 < . . . < zn. The Bethe spectrum A(z)µ is canonically labelled bystandard µ-tableaux.

Proof. For any point z ∈ Θid, by Corollary 3.1.13, the algebra G(z) hassimple spectrum on S(µ) and is thus maximally commutative in End(S(µ)).By Theorem 3.1.12, it equals the Bethe algebra A(z)µ. So, over Θid, theBethe spectrum πµ and the Gaudin spectrum πµ are equal. In order toobtain a labelling for A(z)µ, we analytically continue the labelling provided byTheorem 3.2.22 (iii) from the point zJM . Since Θid is simply connected, this isunique.

3.3 Crystals

Crystals provide an idealised combinatorial model for the representation theoryof glr (and more generally, semisimple Lie algebras). In this thesis, they willturn out to give a combinatorial description of the monodromy of the Bethespectrum. Crystals were first defined by Kashiwara [KN94; Kas91; Kas90], andthe definitions here are special cases of the original definitions. A comprehensivereference for the material is [HK02].

3.3.1 Combinatorial crystals

Definition 3.3.1. A (finite) glr-crystal is a finite set B along with maps

wt :B−→Zr,ei, fi :B−→B t 0 ,

for i = 1, 2, . . . , r obeying the following axioms for any b, b′ ∈ B,

(i) if ei(b) 6= 0 then wt(ei(b)) = wt(b) + αi,

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Chapter 3. Bethe algebras and crystals 51

(ii) if fi(b) 6= 0 then wt(fi(b)) = wt(b)− αi,

(iii) b′ = ei(b) if and only if b = fi(b′), and

(iv) if b, b′ ∈ B such that ei(b) = fi(b′) = 0 and fki (b) = b′ for some k ≥ 0,

then wt(b′) = si · wt(b)

where αi = (0, . . . , 0, 1,−1, 0, . . . , 0) with the 1 in the ith position and si is thetransposition swapping the ith and (i+ 1)th coordinate of Zr.

Example 3.3.2. Let r = 2. For each pair of nonnegative integers m,n suchthat m ≥ n, there is a crystal B(m,n) = v0, v1, . . . , vm−n. This crystal isdefined by wt(vi) = (m − i, n + i) and f1(vk) = vk+1 (by convention we sayvm−n+1 = 0). Note the action of e1 is completely determined by condition (iii)in Definition 3.3.1. We can depict the crystal by

v0 v1 · · · vm−n,

where the arrow denote the action of f1. It isn’t hard to see these are the onlycrystals for which the picture above is connected.

In general for a glr-crystal B, we can draw the coloured, directed graphwhich vertices labelled by B and edges coloured by i indicating the action of fi(with no edge if fi(b) = 0). We call this the crystal graph. The direct sum oftwo crystals B and C is defined to be the disjoint union. A crystal is calledirreducible if its associated crystal graph is connected. An element of a crystalis called a highest weight element (or sometimes we will say highest weightvector) if it is killed by the operator ei for all i.

Definition 3.3.3. A morphism of crystals ϕ :B−→C is given by a functionon sets ϕ :B t 0−→C t 0, such that the following conditions hold,

(i) ϕ(0) = 0,

(ii) if ϕ(b) 6= 0 then wt(ϕ(b)) = wt(b),

(iii) we have ei ϕ = ϕ ei and fi ϕ = ϕ fi (we set ei(0) = fi(0) = 0).

In Section 3.3.2 we will recall the definition of an irreducible highest weightcrystal B(λ) for every λ ∈ Part(r) (for r = 2 we have already done so inExample 3.3.2).

Definition 3.3.4. The category Crys = Crys(glr) of glr-crystals is the categorywith objects crystals isomorphic to a direct sum of B(λ) and morphisms aremorphisms of crystals.

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Chapter 3. Bethe algebras and crystals 52

We should think of a crystal as coming from a basis of a finite dimensionalglr-module. In fact, in a very precise sense, they are degeneration of a veryspecial global basis. One of the properties we would like is to be able toconstruct a tensor product basis. To this end, for a crystal B define thefunctions εi, φi :B−→Z,

εi(b) = max a |eai (b) 6= 0 ,φi(b) = max a |fai (b) 6= 0 .

Definition 3.3.5. Let B and C be glr-crystals. The tensor product crystalB ⊗ C is defined as the set B × C with the structure maps

(i) wt :B × C−→Zr defined by wt(b⊗ c) = wt(b) + wt(c),

(ii) ei, fi :B × C−→B × C defined by

ei(b⊗ c) =

ei(b)⊗ c if φi(b) ≥ εi(c),b⊗ ei(c) if φi(b) < εi(c),

fi(b⊗ c) =

fi(b)⊗ c if φi(b) > εi(c),

b⊗ fi(c) if φi(b) ≤ εi(c).

Example 3.3.6. In the case r = 2, for the tensor product B(m1, n1)⊗B(m2, n2),we can state the rule more simply. Note that for B(m,n), ε1(vk) = k andφ1(vk) = m− n− k.

e1(vk ⊗ vl) =

vk−1 ⊗ vl if k + l ≤ m1 − n1,

vk ⊗ vl−1 if k + l > m1 − n1,

f1(vk ⊗ vl) =

vk+1 ⊗ vl if k + l < m1 − n1,

vk ⊗ vl+1 if k + l ≥ m1 − n1,

This rule tells us we have highest weight vectors (those killed by e1), v0 ⊗ vlfor l ≤ m1 − n1. Each of these highest weight vectors determines a uniqueconnected component. Since wt(v0 ⊗ vl) = (m1 +m2 − l, n1 + n2 + l) we have

B(m1, n1)⊗ B(m2, n2) ∼=minm1−n1,m2−n2⊕

l=0

B(m1 +m2 − l, n1 + n2 + l),

which is a special case of the Littlewood-Richardson rule.

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Chapter 3. Bethe algebras and crystals 53

3.3.2 Irreducible crystals

We give a description of the irreducible glr-crystal B(λ) for every λ ∈ Part(r).As a set B(λ) = SSYT(λ) where the alphabet we use is [r]. This is motivated bythe fact that dimL(λ) = #SSYT(λ). We first define the crystal for λ = (1) = ,corresponding to the vector representation V = L().

Definition 3.3.7. The crystal B = B() is defined by setting B = SSYT() = [r]as sets and defining the structure maps by wt(k) = (0, . . . , 0, 1, 0, . . . , 0) withthe 1 in the kth position and fi(k) = δik(k + 1).

The maps εi, φi : B−→Z are εi(k) = δk(i+1) and φi(k) = δik. The crystalgraph associated to B is

1 2 · · · r .1 2 r−1

The crystal B(λ) will be constructed as a subcrystal of B⊗n where n = |λ|.First let us give a description of B⊗n. Let words(n) be the set of words oflength n in the alphabet [r]. An element of B⊗n is of the form

x1 ⊗ x2 ⊗ · · · ⊗ xn ,

For integers 1 ≤ x1, x2, . . . , xn ≤ r. Thus we can identify the sets B⊗n andwords(n). Let w = x1x2 · · ·xn ∈ words(w) be a word of length n. Fori = 1, 2, . . . , r − 1, let wi ⊂ w be the subword of letters i and i+ 1. Performthe following mutation on wi: delete any pair (i+ 1)i which occur in sequencein wi then repeat until we are left with a string wi of i’s followed by a string of(i+ 1)’s. Thus wi = xj1xj2 · · ·xjk for some 1 ≤ j1 < j2 < . . . < jk ≤ n. Let abe the integer such that xja = i and xja+1 = i+ 1 (in the case when wi containsno i’s we let a = 0). Define the i-signature of w to be sgni(w) = (ja, ja+1)where jl =∞ when l < 1 or l > k.

Example 3.3.8. Suppose w = 31422312242. Then

w1 = 1221222 = x2x4x5x7x8x9x11

and w1 = 12222 = x2x4x8x9x11 so sgn1(w) = (2, 4). Now w2 = 3223222 whichis x1x4x5x6x8x9x11 and w2 = 222 = x5x9x11 so sgn2(w) = (11,∞).

Proposition 3.3.9. Let w = x1x2 · · ·xn ∈ words(n) and sgni(w) = (a, b).The crystal structure on B⊗n = words(n) is given by

fi(w) =

x1x2 · · · fi(xa) · · ·xn if a 6=∞,0 otherwise,

ei(w) =

x1x2 · · · ei(xb) · · ·xn if b 6=∞,0 otherwise.

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Chapter 3. Bethe algebras and crystals 54

Proof. See [HK02, Section 4.4].

Example 3.3.10. Continuing Example 3.3.8 we obtain

f1(w) = 3f1(1)422312242 = 32422312242

e1(w) = 314e1(2)2312242 = 31412312242

f2(w) = 3142231224f2(2) = 31422312243

e2(w) = 0

Fix a standard tableau R ∈ SYT(λ). With this choice we can define anembedding of SSYT(λ) into the set words(n),

readR = RSK−1(−, R) : SSYT(λ)−→words(n).

Theorem 3.3.11. The following properties are satisfied by readR:

(i) The map readR is injective and its image in words(n) = B⊗n is stableunder the operators ei and fi.

(ii) For two standard tableaux R,R′ ∈ SYT(λ), the composition readR′read−1R

is an isomorphism of crystals.

(iii) Given a word w ∈ words(n), there exists some λ and S ∈ SSYT(λ) suchthat readR(S) = w.

Proof. Injectivity follows by Theorem 3.2.18 which asserts the RSK correspon-dence is bijective. In order to check the image of readR is stable under thecrystal operators, we need show that Q(ei(w)) = Q(fi(w)) = R. By construction,the recording tableau of a word w depends only on the relative sizes of itsletters (recall the convention set in Remark 3.2.2 that if we have two lettersboth equal to i, then we consider the one to the left to be smaller). If we applyfi to our word, the only time it might change the relative size of the letters isif we have a situation of the following form,

fi(w) = fi(· · · ii · · · ) = · · · fi(i)i · · · ,

However by Proposition 3.3.9, such a situation can never happen. Thus part (i)is proven.

To prove (ii), if two words w and w′ are related by w′ = readR′ read−1R (w)

then they must be slide equivalent. By Proposition 3.2.8, two words are slideequivalent if and only if they differ by a sequence of Knuth moves. In fact thecrystal operators commute with the Knuth moves. (This is a well known factwhose proof is elementary but involved, see [Lot02, Theorem 5.5.1] for a proof.)Furthermore, wt(w) is simply the sequence which counts the number of 1’s,number of 2’s and so on. This is also preserved by slide equivalence. Thus wehave a crystal morphism and since it is a bijection it is an isomorphism. Forpart (iii), we need to find a semistandard tableaux S, slide equivalent to w.We can take S = Rect(w) for this purpose.

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Chapter 3. Bethe algebras and crystals 55

Definition 3.3.12. We define the crystal B(λ) as the crystal structure onSSYT(λ) induced by the map readR for any R ∈ SYT(λ).

Theorem 3.3.11 tells us that B(λ) is well defined and that it does not dependon the choice of R ∈ SYT(λ). As a direct consequence of the theorem we havea crystal isomorphism afforded by the RSK correspondence,

B⊗n −→⊔|λ|=n

B(λ)× SYT(λ). (3.3.1)

The Yamanouchi tableau, Y(λ) of shape λ is the semistandard tableau with itskth row filled with the integer k.

Proposition 3.3.13. The crystal B(λ) is irreducible, with a unique elementY(λ) of highest weight λ.

Proof. See [HK02, Theorem 7.4.1].

Proposition 3.3.14. Let A,B ∈ Crys, then A ⊗ B ∈ Crys. Thus Crys is amonoidal category.

Proof. First, by (3.3.1), the crystal B⊗n is in Crys. For more general tensorproducts it is enough to prove the proposition for A and B irreducible crystals.Let A = B(µ) and B = B(λ) and let m = |µ| and n = |λ|. Then by construction,we can identify A with a subcrystal of B⊗m and B with a subcrystal of B⊗n andthus A⊗B with a subcrystal of Bm ⊗ B⊗n ∼= B⊗(m+n). By Theorem 3.3.11 (iii)every irreducible subcrystal of B⊗(m+n), and thus of A⊗B, is isomorphic toB(ν) for some ν ∈ Partn+m. Hence A⊗B ∈ Crys.

Proposition 3.3.15. Suppose we have a nonzero morphism ϕ : B(λ)−→B(µ)of crystals, then it is an isomorphism.

Proof. The morphism ϕ must take the highest weight element to to highestweight element. Since these must have the same weight we must have isomorphiccrystals.

3.3.3 Coboundary monoidal categories

Although crystals inherit a lot of the combinatorial structure of glr-modulesand their tensor products, one big difference is crystals do not form a braidedmonoidal category. Whilst Crys does not have a braided structure, the tensorproduct still makes it a monoidal category and we still have natural isomorphimsB ⊗C −→ C ⊗B obeying a slightly different coherence relation. This is calleda coboundary category.

Definition 3.3.16. A monoidal category C is coboundary if there exists acommutor σcA,B :A ⊗ B −→ B ⊗ A for objects A,B in C that satisfies thefollowing conditions.

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Chapter 3. Bethe algebras and crystals 56

(i) That σcB,A σcA,B = 1, and

(ii) that for any objects A,B,C, σc obeys the cactus relation:

A⊗B ⊗ C B ⊗A⊗ C

A⊗ C ⊗B C ⊗B ⊗A

σcA,B⊗id

id⊗σcB,C σcB⊗A,CσcA,C⊗B

(3.3.2)

A commutor obeying the above conditions will be called a cactus commutor.Just as the structure of a braiding on a monoidal category induces an action ofthe braid group on n-fold tensor products of objects, coboundary categoriesinduce a similar structure. For objects A1, A2, . . . , An, for 1 ≤ p < q ≤ n set

σpq = id⊗(p−1)⊗σcAp⊗···⊗Aq−1,Aq ⊗ id⊗(n−q) .

Then define sp(p+1) = σp(p+1) and inductively spq = s(p+1)q σpq. We shouldthink of spq as swapping the order of Ap, Ap+1, . . . , Aq.

Proposition 3.3.17 ([HK06, Lemma 3 and Lemma 4]). For 1 ≤ p < q ≤ ndefine the following elements of the symmetric group.

spq =

1 2 · · · p− 1 p p+ 1 · · · q · · · n

1 2 · · · p− 1 q q − 1 · · · p · · · n

.

The isomorphisms spq obey the following relations.

(i) s2pq = 1

(ii) spq skl = skl spq if the intervals [p, q] and [k, l] are disjoint.

(iii) spq skl = smn spq if [k, l] ⊆ [p, q], where n = spq(k) and m = spq(l).

Definition 3.3.18. The group generated by formal symbols spq, that obey therelations in Propostion 3.3.17 is called n-fruited cactus group. We denote thisgroup Jn.

Note that the permutations spq also obey these relations, so the mapspq 7→ spq is a group homomorphsim. We call the kernel of this map the purecactus group, PJn. We have an exact sequence

1 PJn Jn Sn 1. (3.3.3)

Remark 3.3.19. From the definition, it is clear that the pure cactus groupacts on arbitrary tensor products of objects in a coboundary category and notjust on n-fold tensor products of a single object.

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Chapter 3. Bethe algebras and crystals 57

3.3.4 Coboundary structure on Crys(glr)

Given a crystal B ∈ Crys. By definition, the irreducible components of B areisomorphic to B(λ) for some λ. Thus we can identify the elements of B withsemistandard tableaux. In particular we are able to perform the Schützenbergerinvolution on elements of B.

Definition 3.3.20. For two crystals, A,B ∈ Crys define the following map

σcA,B :A⊗B−→B ⊗A, where σcA,B(a⊗ b) = ξ(ξ(b)⊗ ξ(a)). (3.3.4)

Theorem 3.3.21 ([HK06, Theorem 2]). The maps σcA,B are natural isomor-phisms of crystals and give the category of crystals Crys(glr) a coboundarystructure.

3.3.5 Cactus group actions

In this section we will give a description on the action of Jn on the crystal B⊗n.By (3.3.1) we have a decomposition into irreducible crystals,

B⊗n ∼=⊔|λ|=n

B(λ)⊕dλ . (3.3.5)

where dλ = #SYT(λ). Any isomorphism of B⊗n must send each summand B(λ)to another copy of B(λ) by Proposition 3.3.15. Identifying the crystal B⊗n withthe set

⊔λ SSYT(λ)× SYT(λ), we see that any isomorphism must fix SSYT(λ)

and permute the elements of SYT(λ). A small example may help clarify this.

Example 3.3.22. Consider the case n = r = 3. The crystal B⊗3 can becomputed using the tensor pruduct rule and identified with pairs via theRSK correspondence to produce the diagram in Figure 3.2. So if we have anisomorphism of B⊗3 it must fix those components labelled by tableaux

1 2 3 and1

2

3

as it would have to send each of these to a standard tableaux of the sameshape (of which there is only one in each case). However the two remainingconnected components can be permuted, but this must preserve the semistan-dard tableaux. Hence we have exactly two automorphisms of B⊗3, the identityand the isomorphism swapping

1 2

3and

1 3

2.

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Chapter 3. Bethe algebras and crystals 58

1 1 1 1 2 3

2 1 1 1 2 3

2 2 1 1 2 3 3 1 1 1 2 3

2 2 2 1 2 3 3 2 1 1 2 3

3 2 2 1 2 3 3 3 1 1 2 3

3 3 2 1 2 3

3 3 3 1 2 3

123

123

1 12

1 23

1 22

1 23

1 13

1 23

1 23

1 23

1 32

1 23

2 23

1 23

1 33

1 23

2 33

1 23

1 12

1 32

1 22

1 32

1 13

1 32

1 23

1 32

1 32

1 32

2 23

1 32

1 33

1 32

2 33

1 32

Figure 3.2: The crystal graph B⊗3

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Chapter 3. Bethe algebras and crystals 59

Proposition 3.3.23. Suppose Φ is an automorphism of B⊗n which we identifywith the set

⊔λ SSYT(λ) × SYT(λ). Then Φ(P,Q) = (P, φ(Q)) for some per-

mutation φ of the set SYT(λ) where λ is the shape of Q. Furthermore everyautomorphism arises in this way.

We would like to understand the action of Jn on B⊗n. Proposition 3.3.23tells us that this action induces an action of Jn on standard tableaux andfurthermore is completely determined by it. By the definition of the cactuscommutor we can express the effect of σcpq on a word w = x1x2 . . . xn ∈ B⊗n

using the RSK correspondence and the Schützenberger involution.

Lemma 3.3.24. On the word w, the Schützenberger involution is given byRSK−1(ξ(P ), Q) where P = P(w) and Q = Q(w), and ξ is the usual Schützen-berger involution.

Proof. To apply the Schützenberger involution to w, we need to identify theirreducible component of B⊗n containing w with an irreducible crystal B(λ). ByDefinition 3.3.12, we do this by applying read−1

Q , applying the Schützenbergerinvolution and then applying readQ. So

ξ(w) = readQ ξ read−1Q (w) = RSK−1(−, Q) ξ P(w) = RSK−1(ξ(P ), Q).

Thus applying this result to the definition of the crystal commutatorproduces,

σcpq(w) = x1x2 · · ·xp−1 ξ(ξ(xq) ξ(xp) · · · ξ(xq−1)) xq+1 · · ·xN .

Lemma 3.3.25. Suppose q = p+ 1, then spq = σcpq = id.

Proof. Suppose 1 ≤ x ≤ r is an integer. Recall x∗ = r−x+1, and by definitionξ(x) = x∗. This means, for any two integers 1 ≤ a, b ≤ r,

σc12(ab) = ξ(ξ(b)ξ(a)) = ξ(b∗a∗).

Suppose that a ≤ b so a∗ ≥ b∗. Then P(b∗a∗) = b∗ a∗ and so σc12(ab) =ξ(b∗, a∗) = ab.

Lemma 3.3.26. Suppose that q = p+ 2, then the action of spq = σcpq on thetriple xpxp+1xp+2 is given by the Knuth moves (we set xp = x, xp+1 = y, xp+2 =z for clarity):

xyz 7→ xzy if z < x ≤ y or y < x ≤ z,xyz 7→ yxz if x ≤ z < y or y ≤ z < x.

Proof. s13 = σc23 σc13 but by Lemma 3.3.25, σc23 acts trivially, so we needto calculate σc13(xyz). In the case x ≤ y ≤ z, σc13(xyz) = ξ(ξ(yz)ξ(x)).ξ(x) = x∗ and P(yz) = y z so ξ(yz) = z∗y∗. Then σc13(xyz) = ξ(z∗y∗x∗) butP(z∗y∗x∗) = z∗ y∗x∗ so ξ(z∗y∗x∗) = xyz. Hence the action of s13 is trivial. Theremaining cases following similarly.

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Chapter 3. Bethe algebras and crystals 60

As can be seen from Lemma 3.3.26, even when q = p+ 2, the action of spqcan be quite complicated, however we have enough information to work outthe action of J3 on the crystal B⊗3.

Example 3.3.27. Because we know the action is determined by its inducedaction on standard tableaux, we only need to check what it does to the vertices

( 1 2 3 , 1 2 3 ), (123,

123

), (1 23

,1 23

), and (1 23

,1 32

).

By Proposition 3.3.15 we know the action on the first two vertices must betrivial. We also know that s12, s23 ∈ J3 act trivially by Lemma 3.3.25. Tocalculate the action on the remaining vertices we note

RSK−1(

1 23

,1 23

)= 132, and RSK−1

(1 23

,1 32

)= 312.

Using Lemma 3.3.26 we see that s13(132) = 312 and s13(312) = 132. Hences13 swaps the two connected components representing the irreducible B(2, 1).

3.4 Main results

In this section we will outline the main results proved in the remainder of thisthesis, including the important special case of the n-fold tensor product of thevector representation.

3.4.1 Monodromy of the Bethe spectrum

The first main result of this thesis, proved in Section 5.4, is to identify themonodromy of the Bethe spectrum with the action of the cactus group ontensor products of crystals. We can consider the action of PJn on

B(λ•) = B(λ1)⊗ B(λ2)⊗ · · · ⊗ B(λn),

for a sequence of partitions λ•. Since the elements of PJn commute with theoperators ei and commute with the weight function wt, we can restrict to anaction of PJn on

B(λ•)singµ = [B(λ1)⊗ B(λ2)⊗ · · · ⊗ B(λn)]singµ .

Recall the Bethe spectrum associated to the data (λ•, µ) is a map

πλ•,µ :A(λ•, µ)−→M0,n+1(C).

We denote the fibre over a point z ∈M0,n+1(C) by A(λ•, z)µ.

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Chapter 3. Bethe algebras and crystals 61

Theorem A. There exists a homomorphism PJn → Gal(πλ•,µ) from the purecactus group to the Galois group of πλ•,µ and a bijection

A(λ•, z)µ −→ B(λ•)singµ ,

equivariant for the induced action of PJn.

The strategy of the proof is as follows. Using a result of Speyer [Spe14],there is an extension of πλ•,µ to the entire compact moduli space M0,n+1(C)defined using Schubert calculus. This extension is an unramified covering overM0,n+1(R), and we will be able to calculate its monodromy combinatorially.We will see in Section 4.5.2 that π1(M0,n+1(R)) = PJn, and thus gives usthe map to the Galois group. The identification with highest weight elementsof a crystal then reduces to a combinatorial statement, which we prove inSection 5.3.5.

3.4.2 Identification of labelling sets

In the important special case when λ• = (n), we have the decomposition (3.3.1)of B⊗n into irreducible crystals given by the RSK algorithm,

B⊗n =⊔|λ|=n

B(λ)× SYT(λ),

Proposition 3.3.13 says B(λ) is a highest weight crystal with unique highestweight element Y(λ). Thus we see that [B⊗n]singµ = (Y(µ), S) |S ∈ SYT(µ) andso we can label the elements canonically by standard µ-tableaux.

Let z = (z1, z2, . . . , zn) be an n-tuple of distinct real numbers in increasingorder, i.e. such that z1 < z2 < . . . < zn. Recall from Corollary 3.2.23 that theset A(z)µ is also labelled by standard µ-tableaux. The way this labelling iscalculated in practice is to take a point χ ∈ A(z)µ and choose any path fromz to zJM . We think of χ as a functional A(z)µ → C and we take the limit ofχ(zaHa(z)) as za →∞ such that za/za+1 → 0. By Proposition 2.4.7, this limitidentifies a simultaneous eigenspace for the Jucys-Murphy elements and weknow from Theorem 3.2.22 that limz→∞ χ(zaHa(z)) = cs(a) for some standardµ-tableau S.

Let z be as above, real and in increasing order. Theorem A provides abijection between points in the fibre of the Bethe spectrum and highest weightvectors of weight µ in the crystal,

Xµ(z) : A(z)µ −→ [B⊗n]singµ = Y(µ) × SYT(µ) = SYT(µ).

The following theorem says this bijection is given by the same process of takinga limit and considering the eigenvalues as above, thus it identifies the labellingof both sets by standard µ-tableaux

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Chapter 3. Bethe algebras and crystals 62

Theorem B. For z = (z1, z2, . . . , zn) an n-tuple of distinct real numbers suchthat z1 < z2 < . . . < zn, the bijection Xµ(z) : A(z)µ −→ SYT(µ) is given byXµ(z)(χ) = S, where S is the unique tableau with

cS(a) = limz→∞

χS(zaHa(z)).

Critical points of the master function and their relation to the Bethespectrum will be recalled in Section 4.8. The asymptotics of critical points asdescribed by Reshetikhin and Varchenko [RV95] give a labelling of the criticalpoints at z by standard µ-tableaux as shown by Marcus [Mar10]. We show thislabelling is compatible with the combinatorial description of Speyer’s coveringand this will be enough to prove the theorem.

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Chapter 4

Schubert calculus and the BetheAnsatz

Mukhin, Tarasov and Varchenko [MTV09a], described a strong link between theBethe algebras introduced in Section 3.1.3 and intersections of Schubert cells.In this chapter we recall definitions and results about Schubert calculus. Inparticular we recall the definition of the osculating flag associated to a complexnumber. Intersections of Schubert varieties with respect to osculating flags atdistinct complex numbers are generically reduced and always have the expecteddimension, this is a result of Eisenbud and Harris [EH83]. In fact, using theconnection to Bethe algebras, Mukhin, Tarasov and Varchenko [MTV09b]proved a conjecture of Shapiro and Shapiro; Schubert intersections with respectto osculating flags at distinct real points are a reduced union of real points(c.f. Theorem 3.1.10). There is a family over M0,n+1(C) of such Schubertintersections and in Section 4.7 we will show how to use the results of Mukhin,Tarasov and Varchenko to show this family is isomorphic to the Bethe spec-trum. Speyer [Spe14] constructed a compactification of this family of Schubertintersections over M0,n+1(C) and gave a combinatorial description of the re-striction to M0,n+1(R), we recall the definitions in Sections 4.2 and 4.5. Thiscombinatorial description will be the main technical tool we will use to relatethe monodromy of this family to automorphisms of crystals.

4.1 Schubert varieties

In this section we recall some definitions and facts from Schubert calculus.Let E be a d-dimensional complex vector space and let Gr(r, E) denote theGrassmanian variety of r-dimensional subspaces. Fix a complete flag F•,

0 = F0 ⊂ F1 ⊂ . . . ⊂ Fd = E

of subspaces of E. Recall Part(r, d) is the set of partitions with at most rrows and at most d− r columns and let λ = (λ(1), λ(2), . . . , λ(r)) ∈ Part(r, d).

63

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Chapter 4. Schubert calculus and the Bethe Ansatz 64

Define the jump sequence

1 ≤ i1 < i2 < . . . < ir ≤ d,

associated to λ by ik = λ(r−k+1) + k.

Definition 4.1.1. The Schubert cell for the flag F• for the partition λ is thesubvariety Ω(λ;F•) consisting of all X ∈ Gr(r, E) such that

dim(X ∩ Fik) = k, anddim(X ∩ Fik−1) = k − 1.

The Schubert variety Ω(λ;F•) is the closure of Ω(λ;F•) in Gr(r, E).

4.1.1 Osculating flags

All the Grassmannians we consider will be defined relative to some genus 0smooth curve C. To set this up, choose a very ample line bundle L on C ofdegree d− 1. The Veronese embedding is the morphism

ε :C−→PH0(C,L)∗,

where a point p is sent by ε to the hyperplane of sections vanishing at p. Let

Gr(r, d)C = Gr(r,H0(C,L)).

Define the rth associated curve εr :C −→Gr(r, d)C which sends a point p tothe space of sections vanishing to order at least d− r at p. That is

εr(p) = H0(C, Id−rp ⊗ L) ⊂ H0(C,L),

Here Ip is the ideal sheaf at the point p. With this notation ε = εd−1.

Definition 4.1.2. The flag F•(p) on H0(C,L)∗, defined by Fi(p) = εi(p) iscalled the osculating flag at p.

Example 4.1.3. We can make this concrete by considering the case C = P1.Fix the standard homogeneous coordinates [x : y] on P1. Choose the linebundle OP1(d − 1). Then H0(P1,O(d − 1)) = C[x, y]d−1, the homogeneouspolynomials of degree d− 1. If we work in the affine patch where y 6= 0 thenwe identify identify this with Cd[u], the space of polynomials of degree strictlyless than d (u is the coordinate on this patch). The Grassmannian Gr(r, d)P1 isthen the set of r-dimensional subspaces of Cd[u]. The map εr sends the point[b : 1] ∈ P1 to the subspace (u− b)d−rCr[u] and the osculating flag F•(b) is

(u− b)d−1C1[u] ⊂ (u− b)d−2C2[u] ⊂ . . . ⊂ (u− b)Cd−1[u] ⊂ Cd[u].

The flag F•(∞) is

C0[u] ⊂ C1[u] ⊂ . . . ⊂ Cd−1[u] ⊂ Cd[u].

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Chapter 4. Schubert calculus and the Bethe Ansatz 65

Remark 4.1.4. In the situation of Example 4.1.3 we will drop the subscriptP1 and write Gr(r, d) instead of Gr(r, d)P1 .

Suppose we have pairs (C,L) and (D,K) of curves and very ample linebundles as well as an isomorphism φ :C−→D such that φ∗L ∼= K. We wouldlike some relation between the Grassmannian and osculating flags on each curve.It is important to note it is not possible to choose a canonical isomorphismbetween φ∗L and K, however we have the following fact.

Lemma 4.1.5. Let E be an invertible OX-module for a projective C-schemeX. Then End(E) ∼= C.

Proof. Note that End(OX) ∼= C. The lemma follows from the fact OX ∼= E⊗E∗and the hom-tensor adjunction formula:

C ∼= Hom(OX ,OX) ∼= Hom(E ⊗ E∗,OX)∼= Hom(E ,Hom(E∗,OX))∼= Hom(E , E).

This means the isomorphism φ∗L ∼= K is unique up to scalar multiple. SinceH0(C,−) = H0(D,φ∗−), we have a canonical induced isomorphism

φ1 : PH0(C,L) −→ PH0(D,K),

as well as canonical isomorphisms

φr : Gr(r, d)C −→ Gr(r, d)D

for any r.

Lemma 4.1.6. The isomorphism φr preserves the associated curves, moreprecisely, φr εr = εr φ. In particular Fi(φ(p)) = φr(Fi(p)).

Proof. First, choose an isomorphism ψ :φ∗L −→K. We thus obtain an iso-morphism H0(C,L) −→ H0(D,K) which we also denote by ψ. Let p ∈ Cand let q = φ(p). We need to show the image of H0(C, Id−rp ⊗ L) under ψ isH0(D, Id−rq ⊗K). This follows since ψ is a module homomorphism and thussends φ∗(Id−rp ⊗ L), considered as a submodule of φ∗(L), to Id−rq ⊗K.

4.1.2 Schubert intersections

For a partition λ ∈ Part(r, d) and a point p ∈ C we will denote the Schubert cellcorresponding to the osculating flag F•(p) by Ω(λ; p)C and the correspondingSchubert variety by Ω(λ; p)C . Let λc be the partition complementary to λ forGr(r, d)C . That is, if Λr,d is the rectangular partition with r rows and d− rcolumns, then λc is obtained from Λr,d\λ by rotating 180 degrees. This isdepicted in Figure 4.1.

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Chapter 4. Schubert calculus and the Bethe Ansatz 66

λ

λc

Figure 4.1: The complementary partition

Lemma 4.1.7. Let (C,L), (D,K) and φr be as in Section 4.1.1. The imageof Ω(λ; p)C under φr is Ω(λ;φ(p))D.

Proof. Choose an isomorphism ψ :φ∗L−→K. If F is a flag in H0(C,L) thenfor any subspace V ⊂ H0(C,L)

dimV ∩ Fi = dimψ(V ) ∩ ψ(Fi).

Thus ψr(Ω(λ,F)C) = Ω(λ, ψ(F)). By Lemma 4.1.6, ψ(F(p)) = F(φ(p)).

Let k ≥ 3. Given a point z = (z1, z2, . . . , zn) ∈ (P1)k and a sequenceof partitions λ• = (λ1, λ2, . . . , λk) with each λi ∈ Part(r, d), consider theintersection of Schubert varieties

Ω(λ•; z) = Ω(λ1; z1) ∩ Ω(λ2; z2) ∩ . . . ∩ Ω(λk; zk).

Let Ω′(λ•) be the subvariety of Gr(r, d)× (P1)k whose fibre over z ∈ (P1)k isΩ(λ•; z). An element φ ∈ PGL2 acts on Gr(r, d)× (P1)k by acting diagonallyon (P1)k and by φr on Gr(r, d). Since k ≥ 3 the action of PGL2 is free.

Lemma 4.1.8. The PGL2 action on Gr(r, d)× (P1)k preserves Ω′(λ•).

Proof. By Lemma 4.1.7, an element φ ∈ PGL2 maps Ω(λi, zi) isomorphicallyonto Ω(λi;φ(zi)). Thus the fibre over z ∈ (P1)k, the variety Ω(λ•; z) is mappedisomorphically onto Ω(λ•;φ(z)).

Let ∆ =z ∈ (P1)k

∣∣zi 6= zj if i 6= j. Restrict the family Ω′(λ•) to this

open subvariety (P1)k −∆ ⊂ (P1)k to obtain a family Ω′(λ•)|(P1)k−∆. Notethe PGL2 action on Ω′(λ•) commutes with the projection onto (P1)k andfurthermore it preserves (P1)k \∆.

Definition 4.1.9. The quotient of Ω′(λ•)|(P1)k−∆ by PGL2 defines a family

ϑλ• : Ω(λ•)−→M0,k(C),

where Ω(λ•) is the quotient Ω′(λ•)|(P1)k−∆/PGL2.

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Chapter 4. Schubert calculus and the Bethe Ansatz 67

Since PGL2 acts by isomorphisms on the fibres of Gr(r, d)× (P1)1, the fibreof ϑλ• over z ∈M0,k(C) is isomorphic to Ω(λ•; z

′), where z′ is any representativeof z.

4.1.3 Littlewood Richardson coefficients

Recall if λ ∈ Part(r) then L(λ) is the irreducible glr-representation of highestweight λ. A central aim of this thesis is to add extra structure to the followingcoincidence of numbers.

Theorem 4.1.10. Let λ, µ, ν ∈ Part(r, d). The following sets all have equalcardinality, denoted cνλµ and do not depend on r.

(i) The set of semistandard tableaux of shape ν\µ with rectification equal toa fixed tableaux S of shape λ.

(ii) The multiplicity of the irreducible module L(ν) in L(λ)⊗ L(µ).

(iii) Any basis of [L(λ)⊗ L(µ)]singν .

(iv) The set [B(λ)⊗B(µ)]singν .

(v) The set Ω(λ; E) ∩ Ω(µ;F) ∩ Ω(νc;G) ⊂ Gr(r, d) for a generic choice offlags E ,F and G.

The numbers cνλµ are called the Littlewood-Richardson coefficients. Abeautiful exposition of these coincidences is given in the book [Ful97]. Theproof works by interpreting all these numbers in terms of symmetric polynomials.Let sλ be the Schur polynomial corresponding to the partition λ (see [Ful97,Notation]). This is a symmetric function and the set sλ |λ ∈ Part forms abasis for the space of symmetric functions. Expanding products out into thisbasis produces

sλsµ =∑ν

cνλµsν .

In particular this allows us to define, for µ ∈ Part and λ• a sequence ofpartitions, the numbers

cµλ• =∑ν

cµλ1νcνλ2λ3···λn ,

inductively. This is the

(i) coefficient of sµ in sλ1sλ2 · · · sλn ,

(ii) the multiplicity of L(µ) in L(λ•),

(iii) dimension of L(λ•)singµ ,

(iv) cardinality of B(λ•)singµ ,

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Chapter 4. Schubert calculus and the Bethe Ansatz 68

(v) cardinality of Ω(µc;F (0)) ∩ Ω(λ1;F (1)) ∩ . . . ∩ Ω(λn;F (n)) for a genericchoice of flags.

4.2 Speyer’s compactification

The aim of this section is to present the construction of Speyer’s compactificationof Ω(λ•), which is done by extending this to a family over M0,k(C). Fix thefollowing data:

• positive integers d, r and k such that r ≤ d, and

• a sequence of partitions λ• = (λ1, λ2, . . . , λk) such that λi ∈ Part(r, d)and k ≤ r(d− r).

Often we will reduce to the case when λ• = (k), i.e. λi = for all i ∈ [k].We will refer to this as the fundamental case.

4.2.1 The construction

If A is a three element subset of [k], fix a curve CA isomorphic to P1 with threepoints marked by the elements of A. Since A consists of exactly three elements,the choice of CA is unique up to projective equivalence. Write Gr(r, d)A forGr(r, d)CA . For a curve C ∈ M0,k(C) with marked points z = (z1, z2, . . . , zk)let φA(C) :P1−→CA be the unique isomorphism that, for each a ∈ A, sendsza ∈ P1 to the point on CA marked by a. This defines a morphism

φA :M0,k(C)× P1−→M0,k(C)× CA.

Applying the Grassmannian construction to this family of curves results in amorphism

φA :M0,k(C)×Gr(r, d)P1−→M0,k(C)×Gr(r, d)A.

The construction of Speyer’s compactification takes place in a large product ofGrassmanians M0,k(C)×

∏A Gr(r, d)A where A ranges over all three element

subsets of [k]. Using the morphisms φA construct an embedding into a productof Grassmanians

M0,k(C)×Gr(r, d) M0,k(C)×∏A Gr(r, d)A

(C,X) (C, φA(C,X)).

Identify M0,k(C) × Gr(r, d) with its image in M0,k(C) ×∏A Gr(r, d)A. We

will abuse notation and use Ω(λ; z)B to also denote its preimage under theprojection

M0,k(C)×∏A

Gr(r, d)A → Gr(r, d)B,

the context should make it clear when we are referring to this preimage.

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Chapter 4. Schubert calculus and the Bethe Ansatz 69

Definition 4.2.1 ([Spe14, Section 3]). The family G(r, d) is defined as theclosure of M0,k(C)×Gr(r, d) in M0,k(C)×

∏A Gr(r, d)A. We also define the

subvariety S(λ•) as G(r, d) ∩⋂a∈A Ω(λa, a)A, where the intersection ranges

over all pairs (a,A) for A a three element subset of [k] and a ∈ A.

Theorem 4.2.2 ([Spe14, Theorem 1.1]). The family G(r, d) and its subfamilyS(λ•) have the following properties:

(i) G(r, d) and S(λ•) are Cohen-Macaulay and flat over M0,k(C).

(ii) G(r, d) is isomorphic to Gr(r, d)×M0,k(C) over M0,k(C).

(iii) S(λ•) is isomorphic to Ω(λ•) over M0,k(C).

(iv) If a representative of C ∈M0,k(C) is given by P1 with the marked pointsat z = (z1, z2, . . . zk) ∈ (P1)k then the fibre of S(λ•) over the point C isisomorphic to Ω(λ•; z).

Theorem 4.2.3 ([Spe14, Theorem 1.4]). If |λ•| =∑|λi| = r(d− r), the fibre

of S(λ•) over C ∈M0,k(R) is a reduced union of real points and S(λ•)(R) is atopological covering space over M0,k(R).

4.2.2 The fibre

We will also want an explicit description of the fibres of S(λ•) so let us recallthis from [Spe14]. Fix C ∈ M0,k(C), a not necessarily irreducible curve anddenote its irreducible components C1, C2, . . . Cl. Fix an irreducible componentCi and let A ⊆ [k] be a three element subset. If d1, . . . , de are the nodes lyingon Ci we say that v(A) = Ci if the points marked by A lie on three separateconnected components of C\ d1, . . . , de.

Define the projection of a ∈ [n] onto Ci: if a marks a point on Ci then theprojection is a, otherwise there is a unique node d ∈ Ci via which a is pathconnected to Ci, let d be the projection. If v(A) = Ci then the projection of Aonto Ci produces three distinct points on Ci.

If v(A) = Ci define the isomorphism φi,A :Ci −→ CA given sending theprojection onto Ci of a ∈ A to the point marked by a in CA. This morphismis uniquely determined since v(A) = Ci. By considering the correspondingisomorphisms Gr(r, d)Ci −→ Gr(r, d)A we obtain an embedding

Gr(r, d)Ci∏v(A)=Ci

Gr(r, d)A.

Identify Gr(r, d)Ci with its image. Speyer shows the projection from G(r, d)into

∏v(A)=Ci

Gr(r, d)A lands inside Gr(r, d)Ci . In this way one may think ofthe fibre of G(r, d) over C as a subvariety of

∏i Gr(r, d)Ci . We again make the

abuse of notation and identify Ω(λ; z)Ci with its preimage under the projection

M0,k(C)×∏A

Gr(r, d)A →∏

v(A)=Ci

Gr(r, d)A ⊃ Gr(r, d)Ci .

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Chapter 4. Schubert calculus and the Bethe Ansatz 70

Definition 4.2.4. A node labelling for C is a function ν which assigns toevery pair (Ci, d), of an irreducible component and node d ∈ Cj , a partitionν(Cj , x) ∈ Part(r, d) such that if d ∈ Ci∩Cj then ν(Ci, d)c = ν(Cj , d). Denotethe set of all node labellings by NC .

Theorem 4.2.5 ([Spe14, Section 3, proof of Theorem 1.2]). Let C ∈M0,k(C)be a stable curve with irreducible components C1, C2, . . . , Cl. Let Di be the setof nodes on Ci and Pi the set of marked points. The fibres of G(r, d) and S(λ•)over C are

G(r, d)(C) =⋃ν∈NC

∏i

⋂d∈Di

Ω(ν(Ci, d); d)Ci , (4.2.1)

S(λ•)(C) =⋃ν∈NC

∏i

⋂d∈Di

Ω(ν(Ci, d), d)Ci ∩⋂p∈Pi

Ω(λp, p)Ci

. (4.2.2)

4.3 Growth diagrams

The real points of Speyer’s compactification of Ω(λ•) admit a very explicitcombinatorial description. In order to give this description we first recall somecombinatorial notions and record some of their fundamental properties. Inparticular we will need an interpretation of jeu de taquin slides for standardtableaux using combinatorial objects built on subsets of the lattice Z2. Whendrawing this lattice, the second coordinate will be depicted increasing northwardon the vertical axis and (perhaps counter intuitively) the first coordinateincreasing westward on the horizontal axis. This is shown in Figure 4.2. Thismeans the southeast to northwest diagonal passing through the point (0, k)will consist of exactly the pairs (i, j) such that j − i = k. This choice is madein order to be consistent with the notation in [Spe14].

4.3.1 Definition of Growth diagrams

Define the subset Z2+ ⊂ Z2 defined by

Z2+ =

(i, j) ∈ Z2

∣∣j − i ≥ 0.

Definition 4.3.1. If I ⊂ Z2+, a growth diagram on I is a map γ : I−→ Part

obeying the following rules:

(i) If j − i = k ≥ 0 then γij is a partition of k.

(ii) Suppose (i, j) ∈ I. Then if (i− 1, j) (respectively (i, j + 1)) is in I thenγij ⊂ γ(i−1)j (respectively γij ⊂ γi(j+1)).

(iii) If (i, j), (i−1, j), (i, j+1) and (i−1, j+1) ∈ I and γ(i−1)(j+1)\γij consistsof two boxes that do not share an edge then γ(i−1)j 6= γi(j+1).

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Chapter 4. Schubert calculus and the Bethe Ansatz 71

(0,0)

(1,1)

(2,2)

(-1,-1)

(1,0) (-1,0)

(0,1) (-1,1)

Figure 4.2: Convention for depicting Z2

Figure 4.3: An example of a growth diagram

In view of condition (i), condition (ii) means that moving one step north orone step east in I, adds a single box. Condition (iii) means that given an entiresquare in I, and if there are two possible ways to go from γij to γ(i−1)(j+1)

by adding boxes then the two paths around the square should be these twodifferent ways. Take the region I = (i, j) | i = 0,−1,−2 and j = 0, 1, thenan example of a growth diagram for I is given in Figure 4.3.

A path through I ⊂ Z2+ is a connected series of steps from one vertex to

another using only northward and eastward moves (i.e. only ever increasingj and decreasing i so that j − i is a strictly increasing function on the path).Given a growth diagram γ in I, every path determines a standard tableau. Forexample the sequence (0, 0)− (−1, 0)− (−1, 1)− (−2, 1) in the growth diagramgiven in Figure 4.3 is a path and determines the standard tableau

1 3

2.

Given a rectangular region in a growth diagram, conditions (i) and (iii)mean the entire region is determined by specifying the tableaux along any pathfrom its bottom left corner to the top right.

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Chapter 4. Schubert calculus and the Bethe Ansatz 72

µ

ν

ρ

λ

S

T

Figure 4.4: The jeu de taquin growth diagram

4.3.2 Jeu de taquin in growth diagrams

Now we return to the claim that growth diagrams encode the jeu de taquinslides on standard tableaux. Let I be a rectangular region in Z2

+ only onestep tall. Say I = (i, j) | i = r, r + 1 . . . , s and j = t, t+ 1, so that (s, t) isthe bottom left hand corner and t− s ≥ 0. Let γ be a growth diagram on I andset µ = γst, ν = γs(t+1), ρ = γrt and λ = γr(t+1). These are the four partitionsat the corners of I.

Let T be the λ\ν-tableau given by the top edge of I and S the ρ\µ-tableaugiven by the bottom edge. See Figure 4.4. The partition µ determines anaddable inside node (see Definition 3.2.5) for T denoted by and similarly thepartition λ determines an addable outside node for S denoted ∗.

Proposition 4.3.2. The tableau S is the result of the reverse slide of T into, and T is the result of the forward slide of S into ∗.

Proof. See [Sta99], Proposition A1.2.7.

4.3.3 Schützenberger involution in growth diagrams

We now explain how this relates to the Schützenberger involution for standardtableaux. Suppose T ∈ SYT(λ\µ) where µ is a partition of k and λ\µ has lboxes. Let

I =

(i, j) ∈ Z2+

∣∣0 ≤ i ≤ l, k ≤ j ≤ k + l, and i+ k ≤ j.

That is, I is a triangle with vertices (0, k), (l, k + l) and (0, k + l) as depictedbelow.

(0, k)

(0, k + l)(l, k + l)

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Chapter 4. Schubert calculus and the Bethe Ansatz 73

Note that given a triangular region I as above, condition iii in Definition 4.3.1means that any growth diagram γ on I can be computed recursively if we knowγ either of the horizontal or vertical sides of I.

Define the growth diagram γT on I by setting γT (r, k + r) = µ for any0 ≤ r ≤ l. That is, on the diagonal edge of I, γT is of constant value µ. We setthe sequence of partitions

γT (l, k + l) ⊂ γT (l − 1, k + l) ⊂ . . . ⊂ γT (0, k + l)

on the horizontal edge of I so they determine the standard tableau T (seeRemark 3.2.3). By the observation above, this determines γT on all of I.

Definition 4.3.3. The Schützenberger growth diagram of T ∈ SYT(λ\µ) is γT .

An immediate consequence of the definition and of Proposition 4.3.2 is thefollowing corollary. This explains why the Schützenberger involution is in factan involution.

Corollary 4.3.4. Let γT be the Schützenberger growth diagram of a standardtableau T ∈ SYT(λ\µ). The standard tableau determined by the sequence ofpartitions

γT (0, k) ⊂ γT (0, k + 1) ⊂ . . . ⊂ γT (0, k + l)

along the vertical edge of I is evac(T ), the Schützenberger involution of T .

4.3.4 Cylindrical growth diagrams

For this section, fix positive integers r ≤ d and let k = r(d− r). Recall thatwe denote the partition with r rows and d− r columns by Λr,d. Consider thesubset I ⊂ Z2

+ defined by

Ik =

(i, j) ∈ Z2+

∣∣j − i ≤ k .Definition 4.3.5. A growth diagram on Ik will be called a cylindrical growthdiagram for (r, d) if it satisfies the condition that γi(i+k) is Λr,d.

The reason for the adjective cylindrical is that these growth diagrams willturn out to be periodic along the north-west diagonal. An example of (part of)a cylindrical growth diagram for r = 2 and d = 5 is given in Figure 4.5. As onecan see from the diagram, the bottom row is repeated at the top. This is infact a general phenomenon and is why these diagrams are given the adjectivecylindrical.

Remark 4.3.6. A path through γ, as defined in Section 4.3.1, from a node(i, i) to a node (j, j + k) (i.e. nodes lying on the left and right edges of thediagram) completely defines all of the partitions lying in the rectangular regionthe path spans. In the case of cylindrical diagrams the extra condition thatγi(i+k) = Λr,d means such a path determines the cylindrical growth diagramcompletely.

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Chapter 4. Schubert calculus and the Bethe Ansatz 74

Figure 4.5: An example of a growth diagram for r = 2 and d = 5. We can takethe bottom left corner as (1, 1).

4.4 Dual equivalence

We now describe Haiman’s notion of dual equivalence. This is an equivalencerelation on tableaux dual to slide equivalence in the sense that it preserves theQ-symbol of a word (recall that slide equivalence preserves the P -symbol of aword). Let µ ⊂ λ ⊂ ν be partitions and let T be a semistandard λ\µ-tableau,then any standard tableau X of shape ν\λ (we say X has shape extendingT ) defines a sequence of slides we can apply to T (i.e. first slide into the boxnumbered 1, then into the box numbered 2 and so on). Denote the resultingtableaux jdtX(T ).

Definition 4.4.1. Two semistandard tableaux, T and T ′ of the same shape,are called dual equivalent, denoted T ∼D T ′, if for any standard tableau X ofshape extending T and T ′, the tableaux jdtX(T ) and jdtX(T ′) have the sameshape.

Given two tableaux, it is difficult to show they are dual equivalent directly.Below we will recall some theorems which we will use to check dual equivalencein practice. A trivial example of dual equivalent tableaux are two (semistandard)tableaux with only a single box, however these boxes are slid around they willstill remain only a single box and thus the same shape. Two tableaux whichare not dual equivalent are

3

2

1

and2

3

1

.

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Chapter 4. Schubert calculus and the Bethe Ansatz 75

For example, the forward slide into the position between the 2 and 3 results intableaux of different shape.

4.4.1 Dual equivalence is local

We have the following proposition which tells us that dual equivalence is a localoperation. That is, we can replace a subtableau with a dual equivalent one andthe resulting tableau will be dual equivalent to the original one.

Proposition 4.4.2 (Lemma 2.1 in [Hai92]). Suppose X, Y , S and T aresemistandard tableaux such that X ∪ T ∪ Y and X ∪ S ∪ Y are semistandardtableaux. If S ∼D T then X ∪ T ∪ Y ∼D X ∪ S ∪ Y .

A skew-shape is called antinormal if it has a unique bottom right corner.That is, if it is the south-eastern part of a rectangle. We have the followingimportant properties of dual equivalence which we will use later.

Theorem 4.4.3 ([Hai92]). Dual equivalence has the following properties.

(i) All tableaux of a given normal or antinormal shape are dual equivalent.

(ii) The intersection of any slide equivalence class and any dual equivalenceclass is a unique tableaux.

(iii) Two words are dual equivalent if and only if their Q-symbols agree.

Proof. Properties i, ii and iii are Proposition 2.14, Theorem 2.13 and Theo-rem 2.12 in [Hai92] respectively.

4.4.2 Shuffling dual equivalence classes

Given a rectangular growth diagram let S1 and S2 be the standard tableauxdefined by the western edge and the northern edge respectively and let T1 andT2 denote the standard tableaux defined by the southern and eastern edgesrespectively.

Proposition 4.4.4 (Proposition 7.6 in [Spe14]). The dual equivalence classesof T1 and T2 remain unchanged if we replace either (or both) S1 or S2 by dualequivalent tableaux.

Let δ1 and δ2 be dual equivalence classes such that the shape of δ2 extendsthe shape of δ1. Choose representatives S1 and S2 for δ1 and δ2 respectively.Construct the unique rectangular growth diagram with western and northernedges given by S1 and S2 respectively. Define ε1(δ1, δ2) and ε2(δ1, δ2) to bethe dual equivalence classes of the southern and eastern edges respectively.Proposition 4.4.4 implies that ε1 and ε2 are independent of the representativesS1 and S2 chosen.

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Chapter 4. Schubert calculus and the Bethe Ansatz 76

Definition 4.4.5. If δ1 and δ2 are dual equivalence classes such that the shapeof δ2 extends the shape of δ1 we say ε1(δ1, δ2) and ε2(δ1, δ2) are the dualequivalence classes given by shuffling δ1 and δ2.

As an example take δ1 to be the unique dual equivalent class in the set ofstandard tableaux of shape and δ2 to be the dual equivalence class of thetableau

2

1.

Following the procedure described above we obtain the growth diagram fromFigure 4.3. Hence ε1(δ1, δ2) is the unique dual equivalence class of shape (2)and ε2(δ1, δ2) is the unique dual equivalence class of shape (2, 1)\(1, 1).

4.4.3 Dual equivalence growth diagrams

We now introduce a notion of dual equivalence for growth diagrams. These aremore general notions of growth diagrams in subsets Z2

+ in which we allow thepartitions to grow by more than a single box each step. First fix a functionm :Z−→Z>0 called the interval, this controls how many boxes we are allowedto add at each step. We then define several auxiliary functions using m; afunction m : Z −→ Z

m(i) =

1 +

∑i−1k=1m(k) if i > 0

1−∑0

k=im(k) if i ≤ 0,

a function m : Z2+ −→ Z2

+

m(i, j) = (m(i), m(j)) ,

and a function ms : Z2+ −→ Z≥0

ms(i, j) = m(j)− m(i) =

j−1∑k=i

m(k).

In particular ms(i, i) = 0, ms(i, i+ 1) = m(i) and if m is simply the constantfunction 1 then ms(i, j) = j − i.

Consider the graph with vertices Z2+ and edges aij between (i, j) and (i−1, j)

and edges bij between vertices (i, j) and (i, j + 1). If we embed Z2+ ⊂ R2, then

we can think of these as simply the horizontal and vertical unit intervals betweenthe points of Z2

+. If I ⊂ Z2+, we call an edge of Z2

+ internal to I if both of itsendpoints are in I.

Definition 4.4.6. A dual equivalence growth diagram in I with interval m isa map γ : I−→Part as well as an assignment of a dual equivalence class αij(respectively βij) to every edge aij (respectively bij) internal to I, obeying thefollowing rules.

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Chapter 4. Schubert calculus and the Bethe Ansatz 77

(i) If (i, j) ∈ I then γij is a partition of ms(i, j).

(ii) If aij (respectively bij) is internal to I then γij ⊂ γ(i−1)j (respectivelyγij ⊂ γi(j+1)).

(iii) If aij , b(i−1)j , bij and ai(j+1) are all elements of I then ε1(βij , αi(j+1)) = αijand ε2(βij , αi(j+1)) = β(i−1)j .

As stated above, the interval m defines how many boxes we are allowed toadd with each step though the lattice. Indeed, if we wish to move one step eastfrom (i, j), ms increases by m(i− 1) and if we wish to move one step north,ms increases by m(j). Thus the partition γii is the empty partition and γi(i+1)

is a partition of m(i).This means when m is the constant function 1 the definition coincides

with that for a ordinary growth diagram for I. This is clear since in this casems(i, j) = j − i, condition ii remains unchanged and since we are only addinga single box with each step there is only a single dual equivalence class.

Certain classes of dual equivalence growth diagrams will be the centralcombinatorial objects which we study. We can also think of dual equivalencegrowth diagrams as equivalence classes of certain growth diagrams. Let γ be agrowth diagram on I ⊂ Z2

+. We say I is adapted to an interval m :Z−→Z>0 ifit has the following property: If I contains each of the four vertices

m(i, j) m(i− 1, j)

m(i, j + 1) m(i− 1, j + 1)

then I contains each vertex inside (and on the boundary of) the rectangularthey region bound.

Definition 4.4.7. If I is adapted to m, the reduction modulo m of a growthdiagram γ is defined to be the map γ : I−→Part for

I =

(i, j) ∈ Z2+

∣∣∣(m(i), m(j)) ∈ I,

given by γ = γ m, along with the set of dual equivalence classes

• αij , the dual equivalence class defined by the horizontal path from m(i, j)to m(i− 1, j) and

• βij , the dual equivalence class of the tableaux defined by the verticalpath from m(i, j) to m(i− 1, j).

Proposition 4.4.8. The map γ : I−→Part along with the choice of αij andβij define a dual equivalence growth diagram on I.

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Chapter 4. Schubert calculus and the Bethe Ansatz 78

Proof. We must check the conditions in Definition 4.4.6. For condition i notethat γij = γm(i),m(j) so |γij | = m(j)− m(i) which is ms(i, j) by definition. Wehave a path in I from m(i, j) to m(i− 1, j) so

γij = γm(i,j) ⊂ γm(i−1,j) = γ(i−1)j .

Similarly γij ⊂ γi(j+1).To see condition iii, note that αij , β(i−1)j , βij and αi(j+1) are defined as the

dual equivalence classes coming from the four sides of a rectangular growthdiagram:

γm(i,j) γm(i−1,j)

γm(i,j+1) γm(i−1,j+1)

βij

αij

β(i−1)j

αi(j+1)

The fact that this portion of I forms a rectangular growth diagram is given bythe requirement that I is adapted to m. By definition, this means βij , αi(j+1)

is the shuffle of αij , β(i−1)j as required.

4.4.4 Dual equivalence cylindical growth diagrams

We now recall Speyer’s dual equivalence classes of cylindrical growth diagrams.As before fix r ≤ d. However now choose k ≤ r(d − r) and a sequence ofpartitions λ• = (λ1, λ2, . . . , λk) such that

|λ•| =k∑i=1

|λi| = r(d− r).

It will be convenient to always take indices, when referring to this sequence,modulo k. That is, λl will always mean λ(l mod k). With this convention inmind set m(i) = |λi|.

Definition 4.4.9. A dual equivalence cylindrical growth diagram (or decgdfor short) of shape λ• is a dual equivalence growth diagram γ on Ik withγi(i+k) = Λr,d, and such that γi(i+1) = λi. We denote the set of decgd’s ofshape λ• by decgd(λ•).

As an example take r = 2 and d = 5. If we choose

λ• =(

, ,)

then Figure 4.6 gives an example of a decgd of shape λ•. Note that since shapeswith only a single box, as well as shapes of normal or antinormal shape (see

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Chapter 4. Schubert calculus and the Bethe Ansatz 79

1 23

21

12 3

Figure 4.6: An example of a dual equivalence cylindrical growth diagram forr = 5 and d = 2 and interval m(i) = a(i mod 3) where (a1, a2, a3) = (3, 1, 2).

Theorem 4.4.3 (i)) only have a single dual equivalence class we do not indicatethe dual equivalence class for edges that correspond to such a shape.

4.4.5 Reduction of cylindrical growth diagrams

The reason for the strange choice of layout in Figure 4.6 is the following. If wesuperimpose the diagram on top of Figure 4.5 we can see that it was simplyobtained by forgetting certain nodes in Figure 4.5 but remembering the dualequivalence classes defined by the paths between nodes that we kept. In fact itis the reduction modulo m of the cylindrical growth diagram from Figure 4.5.

As above fix r ≤ d and a sequence of partitions λ• = (λ1, λ2, . . . , λk) fork ≤ r(r − d) and such that |λ•| = r(r − d), also set k = r(d− r).

Lemma 4.4.10. The set Ik is adapted to m(i) = |λi| and(i, j) ∈ Z2

+

∣∣m(i, j) ∈ Ik

= Ik.

That is, the reduction modulo m of a cylindrical growth diagram on Ik for (r, d)is a decgd on Ik for (r, d) of shape

γm(1,2), γm(2,3), . . . , γm(k,k+1).

Proof. By overlapping Ik with any rectangular region we see that the only wayfor the rectangle to be contained in Ik completely is if one of its corners is notcontained in Ik. Hence Ik is adapted to m (and in fact to any interval).

Suppose that (i, j) ∈ Ik, thus j− i ≤ k. We would like to show m(i, j) ∈ Ik,that is we would like to show m(j)− m(i) = ms(i, j) ≤ k. But

ms(i, j) =

j−1∑l=i

m(l) =

j−1∑l=i

∣∣λ(l mod k)

∣∣ ,

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Chapter 4. Schubert calculus and the Bethe Ansatz 80

and since j − i ≤ k each λl occurs at most once in the above sum. By theassumption that |λ•| = k we have ms(i, j) ≤ k as required. Now consider(i, j) ∈ Z2

+ such that ms(i, j) ≤ k. If j− i > k then by the pigeonhole principleeach λl must occur at least once, and some λl must occur twice in the sum

ms(i, j) =

j−1∑l=i

∣∣λ(l mod k)

∣∣ ,contradicting the fact that ms(i, j) ≤ k. This proves the second claim.

The only thing left to check, in order to ensure that the reduction modulom of a cylindrical growth diagram on Ik is a decgd on Ik, is that for any i,m(i, i+ k) = (j, j + k) for some j. Equivalently we check that ms(i, i+ k) = k.This is straightforward since the sum

ms(i, i+ k) =

i+k−1∑l=i

|λl|

contains one of each λl appearing in λ• and by assumption |λ•| = k.

The key result we will need is the following.

Proposition 4.4.11 (Proposition 8.1 in [Spe14]). Every decgd on Ik is therestriction of a cylindrical growth diagram on Ik and the number of decgd’s ofshape λ• is c

Λr,dλ•

.

4.5 Tilling of M 0,k(R) by associahedra

The combinatorial description of S(λ•)(R) relies on the fact that M0,k(R)admits a nice combinatorial description. In this section we recall a descriptionof the CW -structure on the real points M0,k(R). This has been investigated in[Dev99], [Kap93], and [DJS03]. Restrict the stratification given in Section 2.3.3to M0,k(R) to obtain subspaces

M0,k(R) = M1(R) ⊃M2(R) ⊃ . . . ⊃Mk−2(R) ⊂ ∅

where Mi(R) is the set of (real) stable curves with at least i irreducible compo-nents.

4.5.1 Circular orderings

Let Dk ⊂ Sk be the dihedral group generated by (12 . . . n) and the involutionreversing the order of 1, 2, . . . , n. A circular ordering of the integers 1, 2, . . . , kis an element of Sk/Dk. That is, we imagine ordering the integers on a circleand identify orderings which coincide upon rotation or reflection. The orderings

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Chapter 4. Schubert calculus and the Bethe Ansatz 81

(1, 2, 3, 4), (4, 1, 2, 3) and (4, 3, 2, 1) all represent the same circular ordering butare distinct from (1, 3, 2, 4).

The order in which the marked points appear on a curve C ∈M0,k(R) definesa circular ordering. For each circular order s ∈ Sk/Dk, let Θs ⊆ M0,k(R) bethe closure of the subspace of curves with circular ordering s. For example, Θid

is the closure of the set of irreducible curves projectively equivalent to a curvewith marked points at z1 < z2 < . . . < zk.

By a theorem of Kapranov [Kap93, Proposition 4.8], restricting the stratifi-cation to Θs gives it the structure of a CW-complex with i-skeleton Θs∩Mk−2−i.The symmetric group Sk acts on M0,k(R) by permuting marked points. Thisaction transitively permutes the cell complexes Θs and preserves i-cells. Theyare thus are all isomorphic. Define the (k − 3)-associahedron to be this cellcomplex.

4.5.2 The fundamental group

Recall from Section 3.3.4 the cactus group, Jn, is the group with generatorsspq for 1 ≤ p < q ≤ n and relations

(i) s2pq = 1

(ii) spqskl = sklspq if the intervals [p, q] and [k, l] are disjoint.

(iii) spqskl = suvspq if [k, l] ⊆ [p, q], where v = spq(k) and u = spq(l),

where spq is the permutation that reverses the order of the interval [p, q]. Thisalso provides a map to the symmetric group Sn and the pure cactus group PJnis defined to be the kernel of this homomorphism.

Lemma 4.5.1. The cactus group Jn is generated by s1q for 2 ≤ q ≤ n.

Proof. By the relations for Jn given above we have spq = s1qs1(q−p+1)s1q. Sincethe elements spq generate Jn so do the s1q.

In [HK06] it is shown π1(M0,n+1(R)) = PJn. The space M0,n+1(C) alsohas an action of Sn by permuting the first n marked points. This leaves thereal points stable. The equivariant fundamental group πSn1 (M0,n+1(R)) is Jn.See Appendix B.2 for a recollection of equivariant fundamental groups. Theequivariant loop in M0,n+1(R) corresponding to spq ∈ Jn is (α, spq), where α isa simple path from a basepoint C passing through the wall reversing the labelsp, . . . , q to spq · C.

4.6 Speyer’s labelling of the fibre

We are now ready to present Speyer’s combinatorial description of S(λ•)(R).This will be done in two steps. First the case when λ• = (n) will be dealtwith and then this case will be used to deal with the general case.

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Chapter 4. Schubert calculus and the Bethe Ansatz 82

. . .s(i+ 1)

s(i)s(j − 1)

s(j)s(i− 1)

s(j + 1). . .

γij

γcij

Figure 4.7: A stable curve in Θij .

Let us restrict to the case when |λ•| = r(d − r). By Theorem 4.2.3 thefamily S(λ•)(R) −→M0,k(R) is a topological covering of degree cΛr,d

λ•. Recall

from Section 4.5.1 that M0,k(R) is tiled by associahedra. This tiling is indexedby circular orderings of the set [k]. We can lift the cellular structure to a tilingby associahedra of S(λ•)(R) and the aim of this section will be to explainSpeyer’s combinatorial description of this CW-complex structure.

For now, we will just consider the fundamental case λ• = (k). Choose acircular ordering, s = (s(1), s(2), . . . , s(k)), and let Θ be an associahedron ofS(k)(R) lying above the associahedron Θs ⊂ M0,k(R). The associahedronhas facets labelled by non-adjacent pairs (i, j) where i < j. The facet Θij of Θlies over stable curves that generically have two components, one containing (inorder) the labels s(i), s(i+ 1), . . . , s(j − 1) and the other containing the labelss(j), s(j + 1), . . . , s(i− 1). Such a stable curve is depicted in Figure 4.7.

Fix a generic point C in Θij . Theorem 4.2.5 tells us that the map ν assignsa partition to either side of the node of the stable curve at C. Let γij be thepartition assigned to the side of the node away from the component labelleds(i), s(i+ 1), . . . , s(j− 1). Again see Figure 4.7 for a depiction of this situation.

Proposition 4.6.1 ([Spe14, Lemma 7.1]). The partition γij does not dependon the choice of C.

Proposition 4.6.2 ([Spe14, Lemma 6.4 and Theorem 6.5]). For an associahe-dron Θ ⊂ S(k)(R) the map γ is a cylindrical growth diagram. The associahedrawhich tile S(k)(R) are labelled by pairs (s, γ) of a circular ordering s and acylindrical growth diagram γ.

Note the cylindrical growth diagram depends on the particular representativeof the circular ordering s ∈ Sk/Dk that we choose. If we choose anotherrepresentative the cylindrical growth diagram is shifted or we take the mirrorimage (this comes from the action of Dk).

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Chapter 4. Schubert calculus and the Bethe Ansatz 83

pqqq

pp

11

(k + 1)(k + 1)

Figure 4.8: Crossing walls and flipping triangles.

4.6.1 Wall crossing in the fundamental case

We now recall Speyer’s description of how these associahedra are joined together.Fix an associahedron Θ in S(k)(R) labelled by (s, γ). Let (s, γ) be the labellingof the associahedra Θ joined to Θ by the facet Θpq. Using the description ofM0,k(R) the circular ordering s is obtained from s by completely reversing theorder of the portion of the circular ordering given by s(p), s(p+ 1), . . . , s(q− 1).

Proposition 4.6.3 ([Spe14, Proposition 6.7]). The cylindrical growth diagramγ is given by

γij =

γij if [i, j] ∩ [p, q] = ∅ or [p, q] ⊆ [i, j],

γ(p+q−j)(p+q−i) if [i, j] ⊆ [p, q].(4.6.1)

Proof. We will not repeat the proof here except to say that since the parti-tions γij are constant along the relevant divisor of M0,k(R), the partitionsdo not change, only the indexation relative to the circular ordering changes.Considering how the indexation changes allows one to write the conditionsin (4.6.1).

Note γ can be determined recursively by the information given in (4.6.1).The pairs (i, j) which appear in (4.6.1) are those for which Θij intersects Θpq.The rule means when we cross a wall we flip certain triangles and leave othersfixed. This is depicted in Figure 4.8. The red triangle is flipped about the axisshown, green triangles are fixed, and other areas are computed recursively (orusing the cyclicity properties of the diagram).

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Chapter 4. Schubert calculus and the Bethe Ansatz 84

1

32

5

3

4 4

3

22

1

142

3

164

53

7

18

2

9

3 112

10

1

C

C1

C2

C3

C4

Figure 4.9: A generic point in M0,4(C) ×∏ki=1M0,|λi|+1(C) when |λ2| = 4,

|λ3| = 3 and |λ1| = |λ4| = 2. The original label of each marked point is shownin grey on the inside of each curve.

4.6.2 Another realisation of S(λ•)

Before we are able to describe the CW-structure for more general λ•, we realiseS(λ•) as a subvariety of S(k), in fact, the real points will be a CW-subcomplex.Here, k = |λ•|. We should think of obtaining the family S(λ•) inside S(k) bycolliding the first |λ1| marked points in such a way to obtain λ1, the next |λ2|to obtain λ2, and so on.

For our purposes here, we will take M0,2(C) to be a single point. With thisconvention, there is an embedding ofM0,k(C)×

∏ki=1M0,|λi|+1(C) intoM0,k(C)

by sending the tuple (C,C1, C2, . . . , Ck) to the stable curve C obtained by thefollowing process:

• For each i, if |λi| ≥ 2, glue the last marked point of Ci to the ith markedpoint of C.

• The lth marked point of Ci is renumbered l +∑i−1

j=1 |λj |, for 1 ≤ l ≤ |λi|.

• If |λi| = 1 then the ith marked point of C is renumbered∑i

j=1 |λj |.

This is an example of a clutching map as described in [Knu83, Section 3] whereit is also shown that this is in fact a closed embedding. Figure 4.9 showsgenerically what such a stable curve looks like. Restrict the family S(k) toM0,k(C)×

∏ki=1M0,|λi|+1(C) and let Y be the components where the k central

nodes are labelled by λ1, λ2, . . . , λk. The following result is used implicitlyin [Spe14].

Proposition 4.6.4. As families over M0,k(C)×∏ki=1M0,|λi|+1(C), the variety

Y is isomorphic to S(λ•)×∏ki=1 S(|λi|, λci ).

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Chapter 4. Schubert calculus and the Bethe Ansatz 85

Proof. First we need to set up some notation. Let S be the set of pairs (i, j)such that j ∈ [|λi|], with total ordering given by the standard lexicographicordering. There is a unique order preserving bijection S −→ [k] and we willidentify these two sets from now on using this bijection. Let p :S−→ [k] be theprojection onto the first coordinate and given a subset A ⊂ S, we denote themultiset obtained by forgetting the second coordinate by A].

Let B ⊂ S be a three element subset such that #p(B) = 3, denote A = p(B).This condition means p is invertible when restricted to B and thus induces abijection A → B. Let αB :CA−→CB be the induced isomorphism and thuswe have a corresponding isomorphism Gr(r, d)A → Gr(r, d)B. We thus obtainan embedding∏

A⊂3[k]

Gr(r, d)A −→∏B⊂3S

#p(B)=3

Gr(r, d)B =∏

A⊂3[k]

∏B⊂3Sp(B)=A

Gr(r, d)B

(XA)A 7−→ (αB(Xp(B)))B.

Here we use the temporary notation ⊂3 to mean a three element subset.Similarly, to the above there is a projection pa :S−→ [|λi|+ 1] which is definedby

pa(i, j) =

j if i = a,

λi + 1 if i 6= a.

If B ⊂3 S and #p(B) ≤ 2, then B] = i, i, ∗ for some i ∈ [k]. Thus pi restrictsto injective function pi :B−→ [|λi|+ 1]. Let A = pi(B), as above the inverse in-duces an isomorphism αi,B :CA−→CB and we obtain an embedding for each i ∈

[k],

∏A⊂3[|λi|+1]

Gr(r, d)A −→∏B⊂3S

#p(B)≤2

Gr(r, d)B =∏

A⊂3[|λi|+1]

∏B⊂3S

pi(B)=A

Gr(r, d)B

(XA)A 7−→ (αi,B(Xpi(B)))B.

For the duration of this proof we will denote M0,k(C) by M0,k and the familyG(r, d) over M0,k by Gk. The above embeddings define an embedding

∏A⊂3[k]

Gr(r, d)A ×k∏i=1

∏A⊂3[|λi|+1]

Gr(r, d)A

→∏B⊂3S

#p(B)=3

Gr(r, d)B ×k∏i=1

∏B⊂3S

b]=i,i,∗

Gr(r, d)B =∏

A⊂3[k]

Gr(r, d)A.

This means we can realise Gk×∏ki=1 G|λi|+1 and thus S(λ•)×

∏ki=1 S(|λi|, λci )

as a subvariety of M0,k ×∏A⊂3[k] Gr(r, d)A.

Now we show that S(λ•)×∏ki=1 S(|λi|, λci ) coincides with Y when consid-

ered as a subvariety of M0,k ×∏A⊂3[k] Gr(r, d)A. We will do this by checking

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Chapter 4. Schubert calculus and the Bethe Ansatz 86

fibres using Theorem 4.2.5. Fix a point (C,Ci) ∈ M0,k ×∏iM0,|λi|+1 and

the corresponding point C ∈ M0,k. The irreducible components of C areC1, C2, . . . , Ck, C. Consider B ⊂3 S such that #p(B) = 3 and as before setA = p(B). Recall from Section 4.2.2 the definition of the maps φ1,A and φk+1,B .We have a commutative diagram of isomorphisms

CA

C CB.

αBφ1,A

φk+1,B

(4.6.2)

So φk+1,B factors through αB. Recall that Gr(r, d)C is defined as a closedsubvariety of

∏v(B)=C Gr(r, d)B. The condition v(B) = C is equivalent to

#p(B) = 3, thus by (4.6.2) we have a string of inclusions

Gr(r, d)C ⊂∏

A⊂3[k]

Gr(r, d)A ⊂∏B⊂3S

#p(B)=3

Gr(r, d)B.

In the same way, φi,B = αi,B φ1,A and the condition B ⊂3 S and B] = i, i, ∗is equivalent to v(B) = Ci, so we have a string of inclusions

Gr(r, d)Ci ⊂∏

A⊂3[|λi|+1]

Gr(r, d)A ⊂∏B⊂3S

#B]=i,i,∗

Gr(r, d)B.

In particular what we have shown is that the fibre of Gk ×∏i G|λi|+1 over C is

Gr(r, d)C ×∏i Gr(r, d)Ci . Let z = (z1, z2, . . . , zk) be the marked points on C

and z(i) = (z(i)1 , z

(i)2 , . . . , z

(i)|λi|+1) be the marked points on Ci. A direct applica-

tion of Theorem 4.2.5 shows that both the fibre of S(λ•) ×∏ki=1 S(|λi|, λci )

and the fibre of Y over C is

Ω(λ•; z)C ×k∏i=1

Ω(|λi|, λci ; z(i)).

We could now repeat the analysis of fibres for any curve C ∈M0,k×∏iM0,|λi|+1

in exactly the same way, the only difference is it becomes a little more involvedto keep track of the notation. Alternatively, since S(λ•) ×

∏ki=1 S(|λi|, λci )

and Y are the closure of their restriction to M0,k ×∏iM0,|λi|+1 and since they

coincide on this open set they must coincide everywhere.

4.6.3 The CW-structure and wall crossing for general λ•

Theorem 4.6.5 ([Spe14, Theorem 8.2]). The faces of maximal dimension inthe CW-structure on S(λ•) are labelled by pairs (s, γ) of a circular ordering sand a decgd γ of shape (λs(1), λs(2) . . . , λs(k)).

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Chapter 4. Schubert calculus and the Bethe Ansatz 87

We leave it to the reader to consult [Spe14] for a rigorous proof of this facthowever we will comment on how the results of Section 4.6.2 allow us to makethis statement and produce the dual equivalence classes. We use the notationof Section 4.6.2. Let Θ be a (k − 3)-associahedron in S(λ•). We consider theembedding

Θ×∏ki=1 S(|λi|, λCi )(R) S(k)(R).

Since this is an embedding of CW-complexes Θ×∏ki=1 S(|λi|, λCi )(R) must

be contained in some (k − 3)-associahedron Θ of S(k)(R). Let (s, γ) bethe circular order (of k) and cylindrical growth diagram labelling Θ as perProposition 4.6.2. Let τ be the unique order preserving bijection

s(ki1)

∣∣1 ≤ i ≤ k −→ 1, 2, . . . , k , where ki1 = 1 +

i−1∑j=1

|λj | ,

then s(i) = τ s(ki1). Let m(i) =∣∣λs(i)∣∣, then γ, the decgd labelling Θ is

defined to be the reduction of γ modulo m

Proposition 4.6.6 ([Spe14, Section 9]). Suppose we have two neighbouringassociahedra of S(λ•) labelled by the pairs (s, γ) and (s, γ) where s is obtainedfrom s by reversing s(p), s(p+ 1), . . . , s(q− 1). The dual equivalence cylindricalgrowth diagram γ is given by

γij =

γij if [i, j] ∩ [p, q] = ∅ or [p, q] ⊆ [i, j],

γ(p+q−j)(p+q−i) if [i, j] ⊆ [p, q],(4.6.3)

with the dual equivalence classes αij and βij being similarly flipped inside thetriangle south-west of the node (p, q). The same description of flipping trianglesas in Figure 4.8 holds.

4.7 The MTV isomorphism

In this section we outline the work of Mukhin, Tarasov and Varchenko whichdescribes the connection between the spectrum of Bethe algebras and Schubertcalculus. Let λ• = (λ1, λ2, . . . , λn) be a sequence of partitions and µ a partitionsuch that |µ| = |λ•| and λi, µ ∈ Part(r). Choose an integer d such thatr(d− r) ≥ |λ•|.

Let z = (z1, z2, . . . , zn) ∈ Xn. Recall from Section 3.1.3 that A(λ•; z)µis the Bethe algebra associated to L(λ•; z)

singµ and A(λ•, z)µ is the spectrum

of A(λ•; z)µ. Let χ ∈ A(λ•, z)µ be a closed point which we identify with afunction χ :A(λ•; z)µ−→C. Define the differential operator on C[u],

Dχ = ∂r +r∑i=1

Bχi (u)∂r−i,

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Chapter 4. Schubert calculus and the Bethe Ansatz 88

where Bχi (u) =

∑∞s=0 χ(Bis)u

−s−1. By [MV04, Lemma 5.6] the kernel of thisdifferential operator, Xχ = kerDχ is an r-dimensional subspace of C[u]. LetΩ(λ•, µ

c; z,∞) be the scheme theoretic intersection

Ω(λ•, µc; z,∞) = Ω(λ1; z1) ∩ Ω(λ2; z2) ∩ . . . ∩ Ω(λn; zn) ∩ Ω(µc;∞).

Theorem 4.7.1 ([MTV09a, Theorem 5.13]). There is an isomorphism ofschemes κz :A(λ•, z)µ−→Ω(λ•, µ

c; z,∞) such that κz(χ) = Xχ.

Corollary 4.7.2. The schemes Ω(λ•, µc; z) and Ω(λ•, µ

c; z) are equal assubschemes of Gr(r, d) for any z ∈M0,n+1(C).

Proof. We clearly have an inclusion of schemes Ω(λ•, µc; z) ⊂ Ω(λ•, µ

c; z). Bythe remarks in section 4.1.3, the number of scheme theoretic points in Ω(λ•, µ

c)is cµλ• . Theorem 4.7.1 combined with Theorem 3.1.10 (i) says that there arealready cµλ• scheme theoretic points in Ω(λ•, µ

c; z).

4.7.1 An auxillary Bethe algebra

Later, we will want a global version of Theorem 4.7.1, i.e. we would like toshow A(λ•)µ is isomorphic to Ω(λ•, µ

c) as families over M0,n+1(C). In orderto do this we follow Mukhin, Tarasov and Varchenko [MTV09a], and define aglobal version of the Bethe algebra. Consider the tensor product

Vn = V ⊗n ⊗ C[x1, x2, . . . , xn],

of the n-fold tensor product of the vector representation with a polynomialring. This has the structure of a glr[t]-representation given by

xts · f(x1, x2, . . . , xn)v1 ⊗ v2 ⊗ · · · ⊗ vn

= f(x1, x2, . . . , xn)n∑a=1

zsav1 ⊗ · · · ⊗ x · va ⊗ · · · ⊗ vn.

it also has the structure of an Sn-representation given by

σ · f(x1, x2, . . . , xn)v1 ⊗ v2 ⊗ · · · ⊗ vn= f(xσ(1), xσ(2), . . . , xσ(n))vσ−1(1) ⊗ vσ−1(2) ⊗ · · · ⊗ vσ−1(n).

In particular, these two actions commute so glr[t] acts on the subspace ofinvariant vectors for the action of the symmetric group VSnn ⊂ Vn. For apartition µ of n, denote the Bethe algebra associated to [VSnn ]singµ by Aµ. Denotethe spectrum of the algebra Aµ by Aµ.

Lemma 4.7.3. The glr[t]-module L(λ•; z)singµ is a subquotient of the module

[VSnn ]singµ . In particular, A(λ•; z)µ is a quotient of Aµ.

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Chapter 4. Schubert calculus and the Bethe Ansatz 89

Proof. In [MTV09a, Corollary 2.4 and Lemma 2.13] the first statement isproven and the second is a consequence of a general fact remarked at thebeginning of [MTV09a, Section 5.4] which we explain here. If B is an algebraand M and N are B-modules so that M is a subquotient of N , let BM andBN be the image of B in End(M) and End(N) respectively. We claim thatthere is a surjection BN → BM .

The module M is a subquotient of N so there is a submodule L ⊂ N suchthat M ⊂ N/L. Define a map α :BN −→End(M) by α(ϕ)(m) = ϕ(m) +L, forany lift m ∈ N ofm ∈M . To see this is well defined we need to check two things,first that α(ϕ)(m) ∈M and second that it does not depend on the choice of lift.To see that α(ϕ)(m) ∈ M , note that M ⊂ N , the preimage of the canonicalprojection to N/L is a submodule, so ϕ(m) ∈ M , thus ϕ(m) + L ∈ M . Nowsuppose m is another lift of m, so m− m ∈ L. Since L is a B-submodule andϕ ∈ BN , ϕ(m−m) = ϕ(m)−ϕ(m) ∈ L. Let ρM and ρN be the representationsafforded by M and N , we check that α ρN = ρM which shows α surjects ontoBM . Let m ∈M , then

(α ρN (b))(m) = ρN (b)(m) + L = ρM (b)(m+ L) = ρM (b)(m),

by the definition of the action of B on quotient modules.

This lemma, in particular means we can think of A(λ•; z)µ as a subschemeof Aµ. Mukhin, Tarasov and Varchenko actually proved Theorem 4.7.1 by firstrelating Aµ to the Schubert cell Ω(µc;∞). Note that Ω(λ•, µ

c; z,∞) is asubscheme of Ω(µc;∞). Let ι be the corresponding inclusion.

Theorem 4.7.4 ([MTV09a, Theorem 5.3]). There exists an isomorphism ofschemes κ :Aµ−→Ω(µc;∞) such that κ ι = κz.

Said more explicitly, Theorem 4.7.4 says the isomorphism κ restricts to theisomorphism κz of the subschemes A(λ•, z)µ and Ω(λ•, µ

c; z,∞). This allowsus to prove the family version of this result.

Corollary 4.7.5. The Bethe spectrum A(λ•)µ and the intersection Ω(λ•, µc)

are isomorphic as families over M0,n+1(C).

Proof. First note that Ω(λ•, µc) = Ω(λ•, µ

c) ⊂ Ω(µc;∞) by Corollary 4.7.2.By Theorem 4.7.4 we have an isomorphism of trivial families

κ× id :Aµ ×M0,n+1(C)−→Ω(µc;∞)×M0,n+1(C).

Identifying A(λ•)µ and Ω(λ•, µc) as subfamilies, Theorem 4.7.4 also says this

isomorphism restricts to isomorphisms of the fibres of πλ•,µ and ϑλ•,µc overclosed points. Since both of these families are finite and flat, Proposition C.2.4allows us to conclude that we have a global isomorphism.

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Chapter 4. Schubert calculus and the Bethe Ansatz 90

4.8 The algebraic Bethe Ansatz

Along with Bethe algebras and Schubert intersections, there is a third importantplayer in the story, the critical points of the master function. The relationshipbetween these three objects has been studied extensively by Mukhin, Tarasovand Varchenko, see for example [MTV12]. Critical points have a labelling bystandard tableaux in a similar way to points in the spectrum of Bethe algebras(see Section 3.4.2), this is described by Marcus [Mar10] and for the sake ofconvenience we recall the proof of this result. This will be vital in provingTheorem B.

4.8.1 Notation

Let h be the Cartan subalgebra of glr (so h is the algebra of diagonal matrices).Let (·, ·) denote the trace form on glr (i.e. the normalised Killing form). Lethi = eii − ei+1,i+1 for i = 1, . . . , r − 1. Let εi ∈ h∗ be the dual vector to eiiand αi = εi − εi+1 the dual vector to hi. With this notation the trace form,transported to h∗ has the following values,

(εi, εj) = δij , (4.8.1)

(αi, αj) =

2 if i = j

−1 if |i− j| = 1

0 if |i− j| > 1.

(4.8.2)

We identify a partition λ with at most r parts, with the glr-weight∑λ(i)εi.

4.8.2 The master function and critical points

We take our usual setup, let z = (z1, z2, . . . , zn) be an n-tuple of complexvariables, let λ• = (λ1, λ2, . . . , λn) be a sequence of partitions and let µ be apartition such that |µ| = |λ•|. We also require that there exist non-negativeintegers li such that µ =

∑λ(s) −

∑r−1i=1 liαi. This last requirement ensures

µ appears as a weight in L(λ•). We let t(j)i be a set of complex variables fori = 1, 2, . . . , r − 1 and j = 1, 2, . . . , li.

Definition 4.8.1. The master function is the rational function

Φ(λ•, µ; z, t) = Φ(z, t) =∏1≤a<b≤n

(za − zb)(λa,λb)n∏a=1

r−1∏i=1

li∏j=1

(za − t(j)i )−(λa,αi)∏

(i,a)<(j,b)

(t(a)i − t

(b)j )(αi,αj).

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Chapter 4. Schubert calculus and the Bethe Ansatz 91

The ordering (i, a) < (j, b) is taken lexicographically. Let S = log Φ. The Betheansatz equations are given by the system of rational functions,

∂S

∂t(j)i

=∂

∂t(j)i

log Φ(z, t) = 0 for i = 1, 2, . . . , r − 1 and j = 1, 2, . . . , li.

(4.8.3)A solution to the Bethe ansatz equations is called a critical point. We say acritical point t = (t

(j)i ) is nondegenerate if the Hessian of S,

Hess(S) = det

(∂S

∂t(a)i ∂t(b)

)(i,a),(j,b)

,

evaluated at t is invertible.

Let m = l1 + l2 + . . . + lr−1. The Bethe ansatz equations are rationalfunctions on Xn × Cm, regular away from the finite collection of hyperplanesgiven by t

(a)i − t

(b)j = 0. Let C(λ•)µ denote the vanishing set of the Bethe

ansatz equations, considered as a family over Xn. Let Sl be the product ofsymmetric groups Sl1 × Sl2 × · · ·Slr−1 ⊂ Sm, which acts on Cm by permutingthe coordinates t(j)i with the same lower index. Using (4.8.1),

∏(i,a)<(j,b)

(t(a)i − t

(b)j )(αi,αj) =

r−2∏i=1

li∏a=1

li+1∏b=1

(t(a)i − t

(b)i+1)−1

r−1∏i=1

∏1≤a<b≤li

(t(a)i − t

(b)i )2.

Thus Φ(z, t) is invariant under the action of Sl. The quotient C(λ•)µ/Sl will bedenoted C(λ•)µ and the open subset of nondegenerate critical points C(λ•)nondegµ .Let P∞ = PC[u] be the infinite dimensional projective space associated to thepolynomial ring. We think of P∞ as the space of monic polynomials. For anya ∈ Z≥0, there is an embedding Ca/Sa → P∞ given by sending the orbit ofa point (t1, . . . , ta) ∈ Ca to the unique monic polynomial of degree a, withroots t1, . . . , ta. We will identify C(λ•)µ with its image in Xn × (P∞)r−1 anddenote the tuple of monic polynomials associated to a critical point t = (t

(j)i )

by yt = (yt1, . . . , ytr−1). To be clear, this means if t = (t

(j)i ) is a solution of the

Bethe ansatz equations (4.8.3), then yti is a monic polynomial in u, with rootst(1)i , t

(2)i , . . . , t

(li)i . Let pλ•,µ denote the projection C(λ•)µ → Xn. Denote the

fibre of C(λ•)µ over z ∈ Xn by C(λ•; z)µ.

Theorem 4.8.2 ([MTV12, Theorem 6.1]). There exists a function, called theuniversal weight function, ω :Xn × Cm/Sl−→L(λ•)µ such that, for a criticalpoint t = (t

(j)i ) in C(λ•; z)µ, then

(i) ω(z, t) ∈ L(λ•)singµ ,

(ii) the critical point t is nondegenerate if and only if ω(z, t) is nonzero,

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Chapter 4. Schubert calculus and the Bethe Ansatz 92

(iii) if t′ ∈ C(λ•; z)µ is a critical point distinct from t, and both are nondegen-erate then ω(z, t) and ω(z, t′) are linearly independent,

(iv) ω(z, t) is a simultaneous eigenvector for A(λ•; z)µ, and

(v) the eigenvalue of Ha(z) acting on ω(z, t) is

∂S

∂za(z, t).

4.8.3 Examples of the Bethe ansatz equations

Below are some examples of the Bethe ansatz equations in simple cases. Ex-plicitly, in full generality, the Bethe ansatz equations are

∂S

∂t(j)i

= −n∑a=1

(αi, λa)1

t(j)i − za

+∑

(k,a)6=(i,j)

(αi, αk)1

t(j)i − t

(a)k

= 0. (4.8.4)

Example 4.8.3. In the case n = 1, with λ• = (λ), the only choice for µ isµ = λ. Thus li = 0 for all i, the variable t is simply an empty variable. Themaster function becomes Φ(z, t) = 1. The Bethe ansatz equations in this caseare vacuously satisfied and there is a single unique critical point t∅ (the emptycritical point). The polynomial yt∅i is the unique monic polynomial with noroots, i.e. the constant polynomial 1. Thus C(λ; z)µ ⊂ (P∞)r−1 is a singlepoint.

Example 4.8.4. In this thesis we will be primarily interested in the caseλi = = ε1 for all i. In this case |µ| = n. Since the highest possible weightin V ⊗n is (n) = nε1, the integer li is the number of boxes in µ sitting strictlybelow the ith row.

In this case (ε1, ε1) = 1, and (αi, ε1) = δ1,i. Thus the master functionbecomes

Φ(z, t) =∏

1≤a<b≤n(za − zb)

n∏a=1

l1∏j=1

(t(1)j − za)

−1r−2∏i=1

li∏a=1

li+1∏b=1

(t(a)i − t

(b)i+1)−1

r−1∏i=1

∏1≤a<b≤li

(t(a)i − t

(b)i )2.

Example 4.8.5. Next consider the special case when n = 2, so λ• = (λ1, λ2)for some partitions λ1 and λ2. Let z = (z1, z2). Make a change of variables

s(j)i =

t(j)i − z1

z2 − z1.

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Chapter 4. Schubert calculus and the Bethe Ansatz 93

In these new variables, the Bethe ansatz equations become

0 =∂S

∂s(j)i

∂s(j)i

∂t(j)i

=

−(λ1, αi)

s(j)i

− (λ2, αi)

s(j)i − 1

+∑

(k,a)6=(i,j)

(αi, αk)

s(j)i − s

(a)k

1

z2 − z1,

which can be rearranged to

(λ1, αi)

s(j)i

+(λ2, αi)

s(j)i − 1

=∑

(k,a)6=(i,j)

(αi, αk)

s(j)i − s

(a)k

, (4.8.5)

and thus do not depend on z1 and z2. These are the transformed bethe ansatzequations. The set of (orbits of) solutions of (4.8.5) is denoted S(λ1, λ2)µ.

Consider the special case, when λ1 = λ and λ2 = . By the Pieri rule, forthe µ-weight space to be nonzero, µ must be obtained from λ by adding a singlebox. Suppose the box is added in row e. Then li = 1 for i = 1, 2, . . . , e− 1 andli = 0 otherwise. Setting si = s

(1)i for i = 1, 2, . . . , e− 1, equation (4.8.5) can

be rewritten,

(λ1, αi)

si+

δ1i

si − 1=

δi1 − 1

si − si−1+δ(i+1)e − 1

si − si+1. (4.8.6)

Proposition 4.8.6 ([Mar10, Lemma 7.2]). There is a unique solution to thetransformed Bethe ansatz equations (4.8.6), that is S(λ,)µ is a single point.In particular

s1 = 1−(λ(1) − c

)−1, (4.8.7)

where c is the content (see Section 3.2.7) of the box µ\λ.

4.8.4 Analytic continuation of critical points

In order to discuss the asymptotic properties of critical points, it is importantto be able to choose a critical point t ∈ C(λ•; z)µ and perturb the parameters zto obtain new critical points depending locally on the variables z. Essentially,this means we would like to apply the inverse function theorem to the morphism

pλ•,µ : C(λ•)µ −→ Xn,

which we can do if the morphism is étale. We use the definition of étale givenin [GW10, Definition 6.14] as a smooth morphism of relative dimension zero.

Proposition 4.8.7. The restriction of the morphism pλ•,µ to C(λ•)nondegµ isétale.

Proof. By [MV04, Theorem 5.13] there can be at most cµλ• = dimL(λ•)singµ

closed points in C(λ•; z)µ. This means pλ•,µ is a quasi-finite morphism.

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Chapter 4. Schubert calculus and the Bethe Ansatz 94

Let S(i,j) be the partial derivative of S at t(j)i and the R = C[Xn]. Notethat C[C(λ•)µ] = R[t

(i)j ]/(Si,j) where the generators and relations range over

all possible i, j. By definition, pλ•,µ is smooth of relative dimension zero att ∈ C(λ•)µ if the matrix(

∂S(i,j)

∂t(a)k

)(i,j),(a,k)

= Hess(S),

is square and nonsingular which holds by definition if and only if t ∈ C(λ•)nondegµ .

Let Xnondegn be the image of C(λ•)nondegµ under pλ•,µ. Since pλ•,µ is étale,

for any nondegenerate critical point t ∈ C(λ•;x)nondegµ there exits a local(holomorphic) section of pλ•,µ, which we denote t(z), such that t(x) = t. Wecan then analytically continue along any path in Xnondeg

n .

4.8.5 Asymptotics of critical points and Marcus’ labelling

Later, we will need a result about the asymptotics of critical points as we sendthe parameters to infinity. Reshetikhin and Varchenko [RV95] explain how toglue two nondegenerate critical points to obtain a critical point for a largermaster function with parameters z = (z1, z2, . . . , zn+k). Their theorem allowsone to track the analytic continuation of this new critical point as we sendthe parameters zn+1, . . . , zn+k to infinity and shows that asymptotically werecover the two critical points we started with. The set up for the theorem isthe following data, two sequences of partitions,

• λ• = (λ1, λ2, . . . , λn), and

• λ′• = (λ′1, λ′2, . . . , λ

′k).

Three additional partitions,

• ν =∑

i λi −∑

j ajαj ,

• ν ′ =∑

i λ′i −∑

j bjαj , and

• µ = ν + ν ′ −∑

j cjαj =∑

i λi +∑

i λ′i −∑

j(aj + bj + cj)αj ,

for nonnegative integers aj , bj and cj . Two nondegenerate critical points

• u = (u(j)i ) ∈ C(λ•; z)nondegν , and

• v = (v(j)i ) ∈ C(λ′•;x)nondegν′ ,

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Chapter 4. Schubert calculus and the Bethe Ansatz 95

for complex points, z = (z1, z2, . . . , zn) and x = (x1, x2, . . . , xk); and finallya solution, s = (s

(j)i ) ∈ S(ν, ν ′)µ, to the transformed Bethe ansatz equa-

tions (4.8.5).

Theorem 4.8.8 ([RV95, Theorem 6.1]). In the limit when zn+1, zn+2, . . . , zn+k

are sent to ∞ in such a way that zn+i − zn+1 remain finite for i = 1, 2, . . . , k,there exists a unique nondegenerate critical point t = (t

(j)i ) ∈ C(λ•, λ′•; z)

nondegµ

such that asymptotically, the critical point has the form

t(j)i (z) =

u

(j)i (z1, . . . , zn) +O(z−1

n+1) if 1 ≤ j ≤ ai,s

(j)i zn+1 +O(1) if ai < j ≤ ai + ci,

v(j)i (x1, . . . , xk) + zn+1 +O(z−1

n+1) if ai + ci < j ≤ ai + bi + ci,

where xi = zn+i − zn+1 for i = 1, 2, . . . , k.

Corollary 4.8.9. Let t, u, v and s be as in Theorem 4.8.8. Taking a limitzn+i → ∞ such that zn+i − zn+1 is bounded, (which we denote limz→∞) wehave

limz→∞

yt = yu.

Proof. This is a direct application of Theorem 4.8.8 to the definition of yt.

We restrict our attention to critical points for z = (z1, z2, . . . , zn) andn-tuple of distinct real numbers such that z1 < z2 < . . . < zn. In the limitwhen z1, z2, . . . , zn →∞ such that zi = o(zi+1), Marcus, [Mar10], describes amethod to label critical points in C(n; z)µ by standard µ-tableaux. Marcus’theorem is recalled below, along with the proof. Recall, if T ∈ SYT(µ) thenT |n−1 is the tableaux obtained by removing the box containing n from T .

Theorem 4.8.10 ([Mar10, Theorem 6.1]). Given a standard tableaux, T , ofshape µ, there is a unique critical point tT ∈ C(n; z)µ such that, if yT = ytT ,

limzn→∞

yT = yT |n−1 , (4.8.8)

and taking the limit z1, z2, . . . , zn such that |zi| << |zi+1|, asymptotically

za∂S

∂za∼ cT (i) +O(z−1

i ). (4.8.9)

Proof. We will prove this by induction on n. For n = 1, the only partition is and the only tableaux is T = 1 . From Example 4.8.3 we know C(; z)contains a unique critical point, the empty critical point t∅ and we simply settT = t∅. Thus yT = 1. The equations (4.8.8) and (4.8.9) are vacuously satisfied.

For general n, we will use Theorem 4.8.8 to inductively build a criticalpoint corresponding to T ∈ SYT(µ). Let λ = sh(T |n−1), the partition obtainedby removing the box labelled n in T , from µ. By induction, there is a unique

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Chapter 4. Schubert calculus and the Bethe Ansatz 96

critical point tT |n−1∈ C(n−1; z1, . . . , zn−1)λ. To build a critical point in

C(n; z)µ, we need to fix a critical point in C(; 0), and a transformed criticalpoint in S(λ,)µ. The former contains only the empty critical point and thelatter contains a unique point s = (s1, . . . , se−1) (where e is the row containingn in T ) by Proposition 4.8.6, where

s1 = 1−(λ(1) − cT (n)

)−1. (4.8.10)

Thus, given tT |n−1, and the data of where to add an nth box to T |n−1, we obtain

by Theorem 4.8.8 a unique critical point tT ∈ C(n; z)µ. By Corollary 4.8.9we obtain (4.8.8).

All that is left to do is to prove (4.8.9). This will also be done by induction.We need to investigate the eigenvalues

za∂S

∂za=∑b 6=a

zaza − zb

−|µ|−µ(1)∑j=1

za

za − t(j)1

,

of the operators zaHa(z). Suppose first that a < n, then

za∂S

∂za=∑b 6=ab<n

zaza − zb

−|µ|−µ(1)−δe>1∑

j=1

za

za − t(j)1

+za

za − zn− δe>1za

za − t(|µ|−µ(1))

1

.

But in the limit za/(za−zn) ∼ 0 and by Theorem 4.8.8 t(|µ|−µ(1))

1 ∼ s1zn+O(1)so

za∂S

∂za∼∑b6=ab<n

zaza − zb

−|µ|−µ(1)−δe>1∑

j=1

za

za − t(j)1

=∑b6=ab<n

zaza − zb

−|λ|−λ(1)∑j=1

za

za − t(j)1

= za∂S′

∂za,

where S′ = S(n−1, λ; z1, . . . , zn−1) is the logarithm of the master function forthe weight λ. Thus by induction (4.8.9) holds for a < n.

Now we need to check (4.8.9) for a = n. This turns out to be a simplecalculation. By Theorem 4.8.8

zn∂S

∂zn=∑b<n

znzn − zb

−|µ|−µ(1)∑j=1

zn

zn − t(j)1

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Chapter 4. Schubert calculus and the Bethe Ansatz 97

∼ (n− 1)− (|µ| − µ(1) − δe>1)− δe>1

1− s1+O(z−1

n )

= µ(1) − δe1 −δe>1

1− s1+O(z−1

n ).

Using (4.8.10),

zn∂S

∂zn∼ µ(1) − δe1 − δe>1

(λ(1) − cT (n)

)+O(z−1

n ).

If e > 1 then µ(1) = λ(1), and if e = 1 then cT (n) = µ(1) − 1 so the Theorem isproved.

4.8.6 The coordinate map

This section describes the relationship between critical points for the masterfunction and Schubert intersections. Let g1(u), g2(u), . . . , gk(u) be a collectionof polynomials in the variable u. Recall the Wronskian is the determinant

Wr = det

g1(u) g2(u) · · · gk(u)g′1(u) g′2(u) · · · g′k(u)...

.... . .

...

g(n−1)1 (u) g

(n−1)2 (u) · · · g

(n−1)k (u)

.

Lemma 4.8.11. Up to a scalar factor, the Wronskian Wr(g1(u), . . . , gk(u)),depends only on the subspace of C[u] spanned by the polynomials gi(u), and iszero if and only if the polynomials are linearly dependant.

Proof. The result follows from the fact that the derivative is a linear operation,and that the determinant can at most be multiplied by a scalar after applyingcolumn operations.

Let X ∈ Gr(r, d). Since Gr(r, d) is paved by Schubert cells X ∈ Ω(µc;∞)for some unique partition µ. By definition X is an r-dimensional vector spaceof polynomials in the variable u, of degree less than d. Let li be the numberof boxes below the ith row in µ (c.f Example 4.8.4). Set di = µi + r − 1. Wecan choose a ordered basis f1(u), f2(u), . . . , fr(u) of monic polynomials withdescending degrees di. Consider the polynomials

ya(u) = Wr(fa+1(u), . . . , fr(u)), a = 0, 1, . . . , r − 1.

The polynomial ya has degree la. Denote its roots by t(1)a , t

(2)a , . . . , t

(la)a . The

polynomial ya(u) determines a point in P∞. The following lemma demonstratesthe polynomials ya(u) ∈ P∞ depend only on X and not the basis chosen.

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Chapter 4. Schubert calculus and the Bethe Ansatz 98

Lemma 4.8.12. Suppose fi(u) and f ′i(u) are two bases of X of monicpolynomials with descending degrees. Then

Wr(fa+1(u), . . . , fr(u)) = αWr(f ′a+1(u), . . . , f ′r(u))

for some scalar α ∈ C.

Proof. We use the fact that the descending sequence d1 > d2 > . . . > dr ofdegrees for any such basis is determined entirely by the partition µ. That is,deg fi(u) = deg f ′i(u) = di. By Lemma 4.8.11 the Wronskian Wr(g1, . . . , gk) isdetermined by the space spanned by the polynomials g1, . . . , gk, we must prove

C fa+1(u), . . . , fr(u) = Cf ′a+1(u), . . . , f ′r(u)

. (4.8.11)

Since both bases span X, f ′a(u) = α1f1(u) + α2f2(u) + . . .+ αrfr(u) for somecomplex numbers αi. But the degrees of the fi are strictly descending so αi = 0for i > a. Hence f ′a(u) ∈ Cfa(u), . . . , fr(u). By induction (4.8.11) must betrue.

Definition 4.8.13. The map θ : Gr(r, d)−→(P∞)r defined by

θ(X) = (ya)r−1a=0 = (Wr(fa+1(u), . . . , fr(u)))r−1

a=0

for some choice of monic basis of descending degrees f1(u), f2(u), . . . , fr(u), ofX is called the coordinate map.

Remark 4.8.14. The coordinate map is not continuous! This is easily seenin an example. Let r = 2 and d = 3. Consider the 1-parameter family ofsubspaces

X(s) = Cu2 + s, u.

In this case θ(X(s)) =(s− u2, u

). However

X∞ = lims→∞

X(s) = C1, u.

So θ(X∞) = (1, 1), which is clearly not the same as lims→∞ θ(X(s)) = (1, u).

Essentially the problem in Remark 4.8.14 is the monic basis of descendingdegrees which we are using to calculate θ(X(s)) no longer has descendingdegrees in the limit. Whenever we can find a continuous (or holomorphic,or algebraic) family of monic bases of descending degrees the map θ will becontinuous (or holomorphic, or algebraic) since taking the Wronskian of a tupleof polynomials is algebraic. An important case in which we can do this is for aa Schubert cell. If X ∈ Ω(µc;∞), we can find a unique basis of the form

fi(u) = udi +∑j=1

di−j /∈d

aijudi−j ,

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Chapter 4. Schubert calculus and the Bethe Ansatz 99

where d = (d1, d2, . . . , dr). The aij define algebraic coordinates on Ω(µc;∞).Hence θ is algebraic when restricted to any open Schubert cell. In Section 5.6.1we will prove that the coordinate map is continuous along certain paths inGr(r, d) which are allowed to have limit points outside a Schubert cell.

Theorem 4.8.15 ([MTV12, Theorem 5.3]). The image of Ω(n, µc; z,∞)under the coordinate map is contained in C(n; z)µ.

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Chapter 5

Monodromy actions of thecactus group

In this chapter we prove Theorems A and B. Our first step in proving Theorem Awill be to identify the monodromy of Speyer’s covering ϑλ•,µc (restricted to thereal points) with the action of PJn on B(λ•)

singµ . In fact we will do something

slightly more general than this. In Section 5.1 we show there is an Sn-actionon⊔λ•S(λ•, µ

c) where the λ• ranges over an appropriate set of sequencesof partitions, and that the equivariant monodromy of this family is givenby the action of the full cactus group Jn on

⊔λ•

B(λ•)singµ . We then apply

Theorem B.1.6 of Harris [Har79] to prove Theorem A. Theorem B is provedby first giving an alternative inductive description of the labelling of points inthe fibre of Ω(n, µc) by standard µ-tableaux. We are then apply to apply aninduction argument to prove Theorem B.

5.1 The Sk-action

Given a permutation σ ∈ Sk and a subset A ⊂ [k] we use the notation

σA = σ(a) |a ∈ A .

In this way σ defines a permutation of the set of three element sets A ⊂ [k]. Thepermutation σ also induces an isomorphism CA → CσA (sending marked pointsto marked points) and hence an isomorphism Gr(d, r)A → Gr(d, r)σA. In orderto keep our notation tidy we will use σ to denote all of these isomorphisms, thecontext should make it clear which we a referring to. Since the constructionswere functorial, diagrams of the type

Gr(r, d)A Gr(r, d)σA

Gr(r, d)P1

σ

φA φσA(5.1.1)

100

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Chapter 5. Monodromy actions of the cactus group 101

commute. Let Sk act on M0,k(C) by permuting marked points. The abovediscussion means we have an action of Sk on the trivial family

M0,k(C)×∏

A∈([ k ]3 )

Gr(d, r)A.

The symmetric group Sk also acts on sequences of k partitions by permutingthem in the obvious way.

Proposition 5.1.1. The variety G(d, r) is stable under the action of Sk and thevariety S(λ•) is sent isomorphically onto S(σ · λ•). In particular the stabiliserof λ• in Sk acts on S(λ•).

Proof. Recall G(r, d) is defined as the closure of the image of the embedding

M0,k(C)×Gr(r, d) M0,k(C)×∏A Gr(r, d)A

(C,X) (C, φA(C,X)).

By the commutativity of (5.1.1), the Sk-action preserves the image of the trivialbundle M0,k(C)×Gr(r, d). Thus the action of Sk also preserves the closure.

Let A ⊆ [k] be a three element set. By Lemma 4.1.7, for any a ∈ A theisomorphism σ sends Ω(λa, a)A to the Schubert variety Ω(λa, σ(a))σA. Thismeans

σS(λ•) = σ

(G(r, d) ∩

⋂a∈A

Ω(λa, a)A

)= G(r, d) ∩

⋂a∈A

Ω(λa, σ(a))σA

= G(r, d) ∩⋂a∈A

Ω(λσ−1(a), a)A.

5.1.1 Acting on the ν labelling

We will need some finer information on what the symmetric group orbits inS(λ•) look like. This will be helpful when it comes to determining what theSk-action does to the cylindrical growth diagram indexing a face of S(k)(R).

Consider the fibre G(r, d)(C) for some stable curve C ∈ M0,k(C). Usingthe description of the fibre from Theorem 4.2.5, we have

G(r, d)(C) =⋃ν∈NC

∏i

⋂d∈Di

Ω(ν(Ci, d), d)Ci ,

where NC is the set of node labellings for C, Ci the irreducible components ofC and Di the set of nodes on the component Ci. The action of Sk on M0,k(C)permutes marked points, thus C and its image σC are the same curve simply

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Chapter 5. Monodromy actions of the cactus group 102

with different marked points. That is, there is an isomorphism C → σC whichwe can take to be the identity morphism, which sends the point marked by a tothe point marked by σ(a). In this way we identify the irreducible componentsCi and σCi and if d is a node in Ci, we also have a node d ∈ σCi. Using thisidentification, a node labelling ν ∈ NC naturally determines a node labelling inNσC , which we also denote by ν.

Lemma 5.1.2. The Sk action on G(d, r) preserves the ν-component of thefibre. More precisely, if we fix ν ∈ NC the image of∏

i

⋂d∈Di

Ω(ν(Ci, d), d)Ci

under the action of σ is ∏i

⋂d∈σDi

Ω(ν(σCi, d), d)σCi .

Proof. By the commutativity of (5.1.1), the Grassmannian Gr(r, d)Ci is sentisomorphically onto Gr(r, d)σCi . Lemma 4.1.7 then shows that Ω(ν(Ci, d), d)Ciis mapped onto Ω(ν(σCi, d), d)σCi .

5.2 The Sk-action on S(λ•)(R)We can now describe how the Sk-action effects the labelling of the fibre bycylindrical growth diagrams.

Proposition 5.2.1. If Θ is an associahedron in S(λ•)(R) labelled by (s, γ)then σΘ is the associahedron labelled by (σ · s, γ).

Proof. Let Θ = σΘ. We first restrict to the fundamental case when λ• = (k).The action of Sk on M0,k(R) permutes the marked points, hence σ · s is thecircular ordering labelling the associahedron Θ. Recall the cylindrical growthdiagram γ of Θ is determined by considering the ν-labelling of a point on eachof its facets. As shown in Lemma 5.1.2 this ν-labelling is preserved, so γ = γ.

Now consider the general case for arbitrary λ•. We use the notation fromSection 4.6.2. Choose a permutation σ ∈ Sk such that

Θ×k∏i=1

S(|λi|, λCi )(R) ⊂ Θ

is sent to

σ ·Θ×k∏i=1

S(|λi|, λCi )(R) ⊂ σ · Θ.

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Chapter 5. Monodromy actions of the cactus group 103

Here Θ is a choice of associahedron in S(k)(R). If γ is the cylindrical growthdiagram labelling Θ, then the above shows γ is also the cylindrical growthdiagram labelling σ · γ. But the decgd labelling σ · Θ is by definition thereduction of this cylindrical growth diagram, which by assumption is γ.

5.2.1 The equivariant monodromy

Let k = n + 1, fix a basepoint C ∈ M0,n+1(R) and consider the sequence ofpartitions (λ•, µ

c) where λ• = (λ1, λ2, . . . , λn) and |µ| = |λ•| (note that thiscondition implies |λ•|+ |µc| = r(d− r)). Let Sλ•n ⊆ Sn be the subgroup fixingλ•. Proposition 5.1.1 says we have an action of Sn on the disjoint union⊔

σ

S(σ · λ•, µc)(R),

where σ ranges over a set of representatives for the cosets Sn/Sλ•n . The cactusgroup Jn acts on this family by equivariant monodromy.

Using Theorem 4.6.5, identify the fibre over C with⊔σ decgd(σ ·λ•, µc). We

can do this in a number of ways but fix one by choosing, for the associahedroncontaining C, a representation s = (s(1), s(2), . . . , s(n+1)) of the correspondingcircular ordering. Let γ be the decgd labelling an associahedron lying over Cand let γ be the decgd labelling the associahedron obtained from γ by crossingthe wall corresponding to flipping the marked points s(p), s(p+ 1), . . . , s(q).

Corollary 5.2.2. The equivariant monodromy action of the cactus group Jnon the set

⊔σ decgd(σ · λ•, µc) is given by spq · γ = γ.

Proof. Recall from Section 4.5.2, spq acts by monodromy around the equivariantloop (α, spq) where α is a path from C to spq · C passing through the wallwhich swaps the marked points s(p), s(p + 1), . . . , s(q). We lift α to α, theunique path in the covering space

⊔σ S(σ ·λ•, µc)(R) starting at the point over

C labelled γ. By Proposition 4.6.6 the point over spq · C at the end of α islabelled γ. Now Proposition 5.2.1 says acting by spq does not change the decgd.Hence spq · γ = γ.

5.2.2 The fundamental case for µ

We now restrict to the case when λ• = (n). In this case Sλ•n = Sn so the fibreover C is identified with decgd(n, µc). For n = 5 a decgd of shape (n, µc)will have the form shown in Figure 5.1. Note the partition in position (1, 6) isµ (the bottom left corner is in position (1, 1)). This is demonstrated by thefollowing lemma.

Lemma 5.2.3. If γ ∈ decgd(n, µc) then γ1(n+1) = µ.

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Chapter 5. Monodromy actions of the cactus group 104

∅ · · · ·

∅ · · · ·

∅ µ|2 · · ·

∅ · µ|3 · ·

∅ · · µ|4 ·

∅ · · · µ

∅ µc · · · ·

Figure 5.1: A decgd of shape (5, µc)

Proof. By definition γ(n+1)(n+2) = µc. Consider the rectangular subdiagramwith corners (n+1, n+1), (n+1, n+2), (1, n+1) and (1, n+2). Let γ1(n+1) = ν,our goal is to show ν = µ.

µc

ν

Λr,d

S T

Choose tableaux S and T lifting the dual equivalence classes as shown in thediagram above and extend the rectangular region to a growth diagram (whichis unique once S and T are chosen). Since our rectangle is a growth diagram, Smust be the rectification of T . Note that cΛr,d

νµc is the number of T ∈ SYT(Λr,d\ν)slide equivalent to S (see Theorem 4.1.10), since we have produced such a T ,it must be the case that cΛr,d

νµc > 0. But cΛr,dνµc = δνµ (see [Ful97, Section 9.4])

hence ν = µ.

We can use Lemma 5.2.3 to give a bijection between decgd(n, µc) andSYT(µ) by choosing a path though I. The standard Young tableaux associatedto a decgd γ is described by the growth sequence along the path. Fix the uniquepath from (1, 1) to (1, n+ 2) and denote it α. Use α to identify decgd(n, µc)with SYT(µ).

There is an action of the cactus group Jn on SYT(µ) by partial Schützenbergerinvolutions. This action was studied by Berenstein and Kirillov [BK95]. Thepartial Schützenberger involution of order q on T ∈ SYT(µ) is defined byapplying the Schützenberger involution to the subtableau T |q and leaving theremaining entries (i.e. those in T |q+1,n) unchanged.

Proposition 5.2.4. The identification of SYT(µ) and decgd(n, µc) aboveidentifies the action of Jn on both sides. More precisely if T is obtained using

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Chapter 5. Monodromy actions of the cactus group 105

· ·

· ·

µ|q

µ

s1q

β

Figure 5.2: The action of s1q

the path α from the decgd γ then the standard tableaux s · T is obtained bytaking the path α through the decgd s · γ, for all s ∈ Jn.

Proof. We only need to show this for s = s1q by Lemma 4.5.1. Let γ be thedecgd with T along the path α. Denote the shape of T |q by µ|q, so γ1(q+1) = µ|q.Consider the triangle in γ depicted in Figure 5.2. Proposition 4.6.6 says thats1q ·γ will contain the same triangle, flipped about the axis shown. In particularthe tableau obtained along the path α in s1q · γ is the same as the tableauobtained along the path β from (q+ 1, q+ 1) to (1, q+ 1) and then to (1, n+ 2)in γ. By Corollary 4.3.4 this is the partial Schützenberger involution s1q ·T .

Corollary 5.2.5. Identify the fibre in S(n, µc)(R) over C with SYT(µ) asdescribed above. The equivariant monodromy action of Jn is given by partialSchützenberger involutions.

5.3 Monodromy in S(λ•, µc) and crystals

The aim of this section is to show that we may identify the set B(λ•)singµ with the

set of dual equivalence growth diagrams of shape (λ•, µc) and that this identifies

the action of the cactus group on both sides. We start by understanding theaction of Jn on B⊗n. Then we prove results allowing us to understand theactions of of the cactus group Jn on B(λ•)

singµ and decgd(λ•, µ

c) in terms ofthe action of Jn on B⊗n.

5.3.1 Crystals and partial Schützenberger involutions

Recall from Section 5.2.2 the action of Jn on SYT(µ) by partial Schützenbergerinvolutions.

Proposition 5.3.1. The bijection [B⊗n]singµ −→ SYT(µ);w 7→ Q(w), given bytaking the Q-symbol of a word, is equivariant for the action of Jn.

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Chapter 5. Monodromy actions of the cactus group 106

Proof. Recall from Lemma 4.5.1 that the elements s1q for 1 < q ≤ n generateJn. As before we identify B⊗n with words(n). Let w = b1b2 · · · bn ∈ [B⊗n]singµ

be a highest weight word and let Q = Q(w). Denote the subword b1 · · · bq bywq. Recall the notation w∗ from Section 3.2.6. The word s1q ·w is by definition

ξ(ξ(bq)ξ(bq−1) · · · ξ(b1))bq+1 · · · bn = ξ(w∗q)bq+1 · · · bn.

By Lemma 3.3.24 the involution ξ does not change the Q-symbol of a word so wehave that Q(ξ(w∗q)) = Q(w∗q) and by Theorem 3.2.20, Q(w∗q) = evac Q(wq). Byconsidering the definition of the RSK correspondence by the insertion algorithmQ(wq) = Q|1,q. Thus Q(s1,q · w)|1,q = Q(ξ(w∗q)) = evac Q|1,q. The remainingletters in the word s1q ·w have not changed, therefore Q(s1q ·w)|q+1,n = Q|q+1,n.Thus s1q ·Q = Q(s1q · w).

5.3.2 Standard λ•-tableaux

Let λ• = (λ1, λ2, . . . , λn) be a sequence of partitions. Let n = |λ•| and ni = |λi|.We also define mi = n1 + n2 + . . .+ ni−1.

Definition 5.3.2. A (semi-)standard tableau of shape λ• is a sequence oftableaux T• = (T1, T2, . . . , Tn) such that Ti is a (semi-)standard tableau ofshape λi.

Suppose w = x1x2 · · ·xn ∈ words(n), define the subwords corresponding tothe ith partition, wi = xmi+1xmi+2 · · ·xmi+1 .

Definition 5.3.3. If P(wi) has shape λi for all i, we say w has λ•-partialP-symbols P(w•) = (P(w1), P(w2), . . . , P(wn)). Similarly, if Q(wi) has shape λiwe say w has λ•-partial Q-symbols Q(w•) = (Q(w1), Q(w2), . . . , Q(wn)). Theseare semistandard and standard λ•-tableaux respectively.

5.3.3 Equivariant embeddings of crystals

In this section we define embeddings ıT• of B(λ•)singµ into [B⊗n]singµ such that

the following diagram commutes.

[B(λ•)]singµ

[B⊗n

]singµ

[B(s1q · λ•)]singµ

[B⊗n

]singµ

ıT•

s1q s1q

ıs1q ·T•

(5.3.1)

Here s1q is a generator of Jn, s1q its image in Sn and s1q ∈ Jn is a particularelement we construct now. The idea is that the image of s1q in Sn acts bypreserving the blocks of the first |λ1| letters, the next |λ2| letters and so on,

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Chapter 5. Monodromy actions of the cactus group 107

while permuting these n blocks in the same way as s1q. Let mi =∑i−1

j=1 |λj |and mq

i =∑i−1

j=0

∣∣λs1q(j)∣∣. Denote the generators of Jn by skl. Define

s1q =

(q∏i=1

s(mqi+1)mqi+1

)s(mp+1)mq .

Fix a standard λ•-tableau T•. We can use this to obtain a morphisms ofcrystals readTi : B(λ•) → B⊗|λi|. We can take the tensor product of theseembeddings to obtain an embedding

readT• = readT1 ⊗ readT2 ⊗ · · · ⊗ readTn : B(λ•) B⊗n.

Since readT• is a morphism of crystals, it preserves weights and highest weightelements. Hence we can restrict readT• to an injection

ıT• : B(λ•)singµ [B⊗n]singµ .

Proposition 5.3.4. The diagram (5.3.1) commutes.

Proof. Let b = b1 ⊗ · · · ⊗ bn ∈ [B(λ•)]singµ . By definition ıs1q ·T• s1q(b) has

s1q · λ•-partial Q-symbols s1q · T•. Our first job is to show the same is true fors1q ıT•(b), i.e. s1q ıT•(b) lies in the same copy of [B(λ•)]

singµ .

By definition w = ıT•(b) has λ•-partial Q-symbols T•, that is, supposew = x1x2 · · ·xn then xmi+1 · · ·xmi+1 has Q-symbol Ti. We will use the notationw|i,j for the subword xi · · ·xj . Let T ′• be the (s1q · λ•)-partial Q-symbols ofs1q · w. If i > q then (s1q · w) |

ms1qi +1,m

s1qi+1

= w|mi+1,mi+1 , so

T ′i = Q RSK(

(s1q · w) |ms1qi +1,m

s1qi+1

)= Q RSK

(w|mi+1,mi+1

)= Ti.

Since s1q(i) = i, we have Ti = Ts1q(i) for i > q. On the other hand, if i < q, lets1mq · w = y1y2 · · · yn. By definition,

T ′i = Q RSK(

(s1q · w) |ms1qi +1,m

s1qi+1

)= Q RSK

((s

(ms1qi +1)m

s1qi+1· y1y2 · · · yn

)|ms1qi +1,m

s1qi+1

),

where we have used the definition of s1q. Now applying the definition of thecactus group action on words,

T ′i = Q RSK(ξ(y∗

ms1qi+1

· · · y∗ms1qi +1

)

).

Using the fact that ξ preserves the Q-symbol of a word and applying Theo-rem 3.2.20 we obtain

T ′i = evac Q RSK(yms1qi +1

· · · yms1qi+1

).

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Chapter 5. Monodromy actions of the cactus group 108

Now we can apply the rectification property for Q-symbols of subwords fromProposition 3.2.21, so

T ′i = evac Rect(Q RSK (y1 · · · yn) |

ms1qi +1,m

s1qi+1

)= evac Rect

(Q RSK

(ξ(x∗mq · · ·x

∗1)xmq+1 · · ·xn

)|ms1qi +1,m

s1qi+1

)= evac Rect

(Q RSK

(x∗mq · · ·x

∗1xmq+1 · · ·xn

)|ms1qi +1,m

s1qi+1

),

where we have used the definition of y1 . . . yn and the fact that ξ preservesQ-symbols again. Picking out the correct subword and applying Theorem 3.2.20gives

T ′i = evac Q RSK(x∗ms1q(i)+1

· · ·x∗ms1q(i)+1

)= evac evac Q RSK

(xms1q(i)+1 · · ·xms1q(i)+1

).

Since evac is an involution,

T ′i = Q RSK(xms1q(i)+1 · · ·xms1q(i)+1

)= Ts1q(i).

By Theorem 4.4.3, property (iii) two words are dual equivalent if an only theyhave the same Q-symbol. Thus the above shows we have divided ıs1q ·T• s1q(b)and s1q ıT•(b) up into dual equivalent words. Proposition 4.4.2, showed thatdual equivalence was a local property, hence ıs1q ·T• s1q(b) and s1q ıT•(b) aredual equivalent words. Since they are by definition highest weight words theyare slide equivalent as well as being dual equivalent and thus are the sameword as the intersection of and dual equivalence and slide equivalence class is asingle element by Theorem 4.4.3, property ii.

5.3.4 Equivariant embeddings of decgds

Again let T• be a standard λ•-tableaux. For γ ∈ decgd(λ•, µc) we can lift this

to decgd(n, µc) by simply choosing a representative for each dual equivalenceclass along the path from (1, 1) to (1, n+ 2). We want to do this in a controlledway. Let αi be the dual equivalence class allocated to the edge (1, i)− (1, i+ 1).Choose a lift Si of αi such that Si is slide equivalent to Ti. Since the intersectionof any slide equivalence class and dual equivalence class is a single tableaux(Theorem 4.4.3), we have a unique choice for Si. The map T• is defined bysending γ to the above described decgd in decgd(n, µc).

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Chapter 5. Monodromy actions of the cactus group 109

·

··

·

·

·

·

·

·

· · ·

·

·

α1

α2

α3

α4

β1β2β3β4

α5

Figure 5.3: The dual equivalence classes αi and βi.

Proposition 5.3.5. The diagram,

decgd(λ•, µc) decgd(n, µc)

decgd(s1q · λ•, µc) decgd(n, µc)

T•

s1q s1q

s1q ·T•

, (5.3.2)

commutes.

Proof. By Corollary 5.2.2, the action of the cactus group on decgd’s is given bythe rotation of certain triangles. Let γ ∈ decgd(λ•, µ

c). We will first calculatethe tableaux defined by the growth along the path from (1, 1) to (1, n + 2)in s1q ·T•(s1q · γ). As depicted in Figure 5.3 (for q = 4) let αi be the dualequivalence class on the edge connecting (1, i) and (1, i+ 1), for 1 ≤ i ≤ n andβi the dual equivalence class of of the edge connecting (q+1, i) and (q+1, i+1)for 1 ≤ i ≤ q. Furthermore let Ui and Vi be the unique standard tableaux ofdual equivalence classes αi and βi respectively which are slide equivalent to Ti.

The action of s1q flips the triangle about the axis shown in Figure 5.3and preserves the partitions and dual equivalence classes along the path from(1, q+ 1) to (1, n+ 2) by Proposition 4.6.6. By definition, s1q ·T•(s1q · γ) is thenconstructed by lifting the appropriate dual equivalence classes along the path(1, 1)− (1, n+ 2) to the following tableaux,

Vq, Vq−1, · · ·V1, Uq+1, · · ·Un. (5.3.3)

This determines s1q ·T•(s1q · γ). Now we make the same calculation for theother side of the commutative diagram.

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Chapter 5. Monodromy actions of the cactus group 110

First apply T• to γ, which means lifting the dual equivalence classes alongthe path (1, 1)− (1, n+ 2) (these are the classes αi) to Ui. Now apply s1q, thismeans flipping a large triangle and several smaller triangles. Figure 5.4 depicts(for q = 4) the resulting diagram after flipping only the large triangle. We haveonly marked the dual equivalence classes on the vertical and not the actualtableaux.

Now we flip the small triangles, working right to left. The order we flip doesnot matter as these elements of the cactus group commute. The first triangleis easy, by Proposition 4.6.6 we preserve all the other small triangles as well asthe entire path (1, |λq| + 1) − (1, n + 2). We end up with Tq = Vq along thepath (1, 1)− (1, |λq|+ 1).

The triangles further to the right take some more thought, we will try andflip the ith triangle. Flipping this triangle preserves all the small triangles tothe left and the right as well as everything on the path (1, 1)− (1, n+ 2) exceptfor the section between (1,m

s1qi + 1) and (1,m

s1qi+1 + 1). Locally we have the

picture

·

·

·

·

·

· · ·

· · ·Tq−i+1 ξTq−i+1 ε ε

βq−i+1 β′

δ δ

ξTq−i+1 Tq−i+1

where we have marked the dual equivalence classes and tableaux before the flipin red and after the flip in green. In fact β′ = βq−i+1. To see this denote by ηthe dual equivalence class of Ti, this is also the dual equivalence class of ξTi byTheorem 4.4.3 (i). Thus (δ, βq−i+1) is the shuffle of (η, ε). However (δ, β′) isalso the shuffle of (η, ε), thus β′ = βq−i+1.

What we have shown is that after flipping all of the triangles, (i.e. afterapplying s1q to T•(γ)) the dual equivalence class in the ith position on thepath (1, 1)− (1,mq + 1) is βq−i+1 and the tableaux in this position is thus theunique tableaux in βq−i+1 slide equivalent to Tq−i+1. By assumption this isVq−i+1. Since we never changed anything on the path (1,mq + 1)− (1, n+ 2),the tableaux along the path (1, 1)− (1, n+ 2) are

Vq, Vq−1, · · ·V1, Uq+1, · · ·Un,

which coincides with (5.3.3). Hence s1q ·T•(s1q · γ) = s1q · T•(γ).

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Chapter 5. Monodromy actions of the cactus group 111

·

··

·

·

·

·

·

·

· · ·

·

·

β4, ξT4

β3

β2

β1

T4

ξT3

T3

ξT2

T2

ξT1

T1

Figure 5.4: s1q acting on a decgd

5.3.5 Crystals and dual equivalence cylindrical growthdiagrams

Recall that Proposition 5.3.1 says the bijection Q : [B⊗n]singµ −→SYT(µ), definedby taking the Q-symbol, is Jn-equivariant. We can use a standard µ-tableauS to construct a decgd α(S) of shape (n, µc) by requiring the growth inα(S) along the path from (1, 1) to (1, n+ 1) defines S. By Proposition 5.2.4α : SYT(µ)−→ decgd(n, µc) is a Jn-equivariant bijection. Combining theseresults we obtain the following proposition.

Proposition 5.3.6. The map α Q provides a Jn equivariant bijection between[B⊗n]singµ and decgd(n, µc).

Lemma 5.3.7. Let T• be a standard λ•-tableau. The bijection α Q identifiesthe images of ıT• and T•.

Proof. Let b ∈ B(λ•)singµ , let w = x1x2 · · ·xn = ıT•(b) and let S = Q ıT•(b).

In order to prove the Lemma, we need to show that the rectification ofSi = S|mi+1,mi+1 is the tableau Ti. By construction ıT•(b) has λ•-partialQ-symbol T•. By Proposition 3.2.21, the rectification of Si is the Q symbol ofxmi+1xmi+2 · · ·xmi+1 , which is Ti by assumption.

As in Section 5.2.1, let Sλ•n be the stabiliser of λ• in Sn. The cactus group

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Chapter 5. Monodromy actions of the cactus group 112

acts on the sets ⊔σ

B(σ · λ•)singµ and⊔σ

decgd(σ · λ•, µc), (5.3.4)

where σ ranges over representatives of the cosets Sn/Sλ•n . We define a bijectionQλ•,µ between the sets (5.3.4) by requiring that Qλ•,µ restricted to B(σ · λ•)singµ

is given by −1T• α Q ıT• . When λ• = (n) we set Qµ = Qλ•,µ.

Theorem 5.3.8. The map Qλ•,µ does not depend on T• and is a Jn-equivariantbijection.

Proof. For the fundamental case when λ• = (n), both ıT• and T• are identitymaps and the statement reduces to Proposition 5.3.6. For the general case, themap Qλ•,µ depends, by construction, only on the dual equivalence classes of T•.However, SYT(λi) consists of a single dual equivalence class by Theorem 4.4.3and hence Qλ•,µ does not depend on T•. For any 2 ≤ q ≤ n, we have a diagram,

[B(λ•)]singµ

[B⊗n

]singµ

decgd(n, µ) decgd(λ•, µ)

[B(s1q · λ•)]singµ

[B⊗n

]singµ

decgd(n, µ) decgd(s1q · λ•, µ).

ıT•

s1q

αQ”

s1q

T•

s1q s1q

ıs1q ·T• αQ” s1q ·T•

By Proposition 5.3.6, the centre square of this diagram commutes and byPropositions 5.3.4 and 5.3.5, the left and right squares also commute. Thisimplies commutativity of the entire diagram. Since Jn is generated by theelements s1q (Lemma 4.5.1) this demonstrates Qλ•,µ is Jn-equivariant.

5.4 The proof of Theorem A

We have now built up enough structure and are ready to prove Theorem A.We restate the theorem here.

Theorem A. There exists a homomorphism PJn → Gal(πλ•,µ) from the purecactus group to the Galois group of πλ•,µ and a bijection

A(λ•, z)µ −→ B(λ•)singµ ,

equivariant for the induced action of PJn.

Proof. The four varieties we have been investigating and their relationship issummarised by the following diagram.

A(λ•)µ Ω(λ•, µc) S(λ•, µ

c) S(λ•, µc)(R)

M0,n+1(C) M0,n+1(C) M0,n+1(C) M0,n+1(R)

θ

πλ•,µ

ι

ϑλ•,µc

ϑλ•,µc ϑλ•,µc |R

=

(5.4.1)

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Chapter 5. Monodromy actions of the cactus group 113

The map ϑλ•,µc |R is the restriction of ϑλ•,µc to the real points and by Theo-rem 4.2.3 is a topological covering of M0,n+1(R). For the sake of notationalclarity we will set π = πλ•,µ, ϑ = ϑλ•,µc , and ϑ = ϑλ•,µc .

The first claim of Theorem A is that, for a generic point z ∈ M0,n+1(C),there is a homomorphism PJn → Gal(π; z). First, assume that z is real,that is z ∈ M0,n+1(R). Let MR ⊂ Sϑ−1(z) be the monodromy group of theunramified covering ϑ|R. Since PJn = π1(M0,n+1(R); z), we have a surjectivehomomorphism PJn →MR.

Choose a dense open subset z ∈ U ⊂M0,n+1(C) over which ϑ is unramified.We can choose U so that is contains M0,n+1(R) by Theorem 4.2.3. Denote byMU (ϑ; z) the associated monodromy group. The inclusion of the real pointsS(λ•, µ

c)(R) induces an inclusion MR → MU (ϑ; z). Harris’ Theorem B.1.6implies that MU (ϑ; z) = Gal(ϑ; z). The group Gal(π; z) is a subgroup ofSπ−1(z). The morphism ι θ identifies the sets π−1(z) and η−1(z). With thisidentification fixed, Gal(π; z) = Gal(ϑ; z) by Proposition B.1.4. Hence we havea homomorphism from PJn onto the subgroup MR ⊆ Gal(π; z).

In the case z /∈M0,n+1(R), fix a point w ∈M0,n+1(R) and a path from zto w. This choice fixes a identification of the fibres π−1(z) and π−1(w) andthus an identification of the Galois groups Gal(π; z) and Gal(π;w). We usethis identification to produce a homomorphism PJn → Gal(π; z).

The second claim of Theorem A is that for a real point z ∈M0,n+1(R) thereexists a bijection of sets A(λ•; z)µ → B(λ•)

singµ equivariant for the action of

PJn. The isomorphism θ identifies A(λ•; z)µ with Ω(λ•, µc; z,∞). By defini-

tion this identification is equivariant for the action of PJn. By Theorem 4.6.5Ω(λ•, µ

c; z,∞) can be identified with decgd(λ•, µc). Now we may use Theo-

rem 5.3.8 to find a bijection to B(λ•)singµ which is equivariant with respect to

Jn (and thus PJn).

5.5 Speyer’s labelling

In this section we recall Speyer’s labelling of the set Ω(n, µc; z,∞) by standardµ-tableaux for real z. We will give an alternative description of this labellingwhich is what we will ultimately use to prove Theorem B.

For a three element set A ⊂ [n+ 1] recall from Section 4.2.1 the definitionof the Grassmanian Gr(r, d)A. Given an n-tuple of distinct complex numbers,recall as well the isomorphism φA :M0,n+1(C)×P1−→M0,n+1(C)×CA. Recallthat we have an embedding

ιµ : Ω(n, µc) −→ S(n, µc) ⊂M0,n+1(C)×∏

T⊂[n+1]

Gr(r, d)T

given by ιµ(z,X) = (φA(z,X))A.Let z = (z1, z2, . . . , zn) be a tuple of distinct real numbers with the property

that z1 < z2 < . . . < zn and let C be the stable curve with one component

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Chapter 5. Monodromy actions of the cactus group 114

and marked points (z1, z2, . . . , zn,∞). Recall Speyer’s labelling of the fibreS(n, µc)(C) by dual equivalence cylindrical growth diagrams of shape (n, µc)from Section 4.6. In Section 5.2.2 we described how this can be interpreted asa labelling by SYT(µ).

We say X ∈ Ω(n, µc; z,∞) is labelled by S ∈ SYT(µ) if (φA(z,X))Ais labelled by S in the fibre S(n, µc)(C). We denote the unique point inΩ(n, µc; z,∞) determined by S by XS .

5.5.1 An alternative labelling

In this section we will describe an alternative method of labelling points inthe fibres of Ω(n, µc) by standard µ-tableaux. Fix an n-tuple of distinctreal numbers z ∈ Xn(R) such that z1 < z2 < . . . < zn and fix a subspaceX ∈ Ω(n, µc; z,∞). We will associate to it a standard µ-tableaux. We willdo this by induction on n.

For n = 1, there is a single point in Ω(,c; z,∞) and a single -tableauxso the labelling is completely determined. For n > 1 let Pn ⊂M0,n+1(R) be thesubvariety where we fix the first n− 1 marked points at z1, . . . , zn−1, the lastmarked point at ∞ and let the nth marked point vary. Thus, as real varieties,Pn ' R − z1, z2, . . . , zn−1. Consider the restriction Ω(n, µc)|Pn and thenatural projection p : Ω(n, µc)|Pn−→Gr(r, d). Let X(s) be a local section ofΩ(n, µc)|Pn (a family over Pn) such that X(zn) = X. Let

X∞ = lims→∞

pX(s) ∈ Gr(r, d).

Lemma 5.5.1. The limit point X∞ exists and is contained in Ω(λc,∞) forsome partition λ ⊂ µ such that |λ|+ 1 = |µ|. In particular

X∞ ∈ Ω(n−1, λc; z1, . . . , zn−1,∞).

Proof. Since the Grassmanian is projective, X∞ must exist and since a Schubertvariety is a union of smaller Schubert cells,

Ω(µc;∞) =⊔ν⊇µc

Ω(ν;∞),

we must have that X∞ ∈ Ω(λc,∞) for some partition λ such that λc ⊇ µc, orequivalently, such that λ ⊆ µ.

Since each of the varieties Ω(; zi) is closed, X∞ must lie in the intersectionΩ(n−1, λc; z1, . . . , zn−1,∞). However this is empty unless |λ| ≥ n− 1. Henceeither λ = µ or λ is obtained by removing a single box from µ. To decidewhether |λ| = n or n− 1 we use the Wronskian. By [MTV09a, Lemma 4.2]

Wr(X(s))(u) = (u− s)n−1∏a=1

(u− za).

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Chapter 5. Monodromy actions of the cactus group 115

By continuity, Wr(X∞) =∏n−1a=1(u− za). It is straightforward to see from the

definition that if Y ∈ Ω(νc;∞) then deg Wr(Y ) = |ν|. We have shown thatWr(X∞) = n− 1 so therefore |λ| = n− 1.

Summarising, X∞ ∈ Ω(n−1, λc; z1, . . . , zn−1,∞) and |λ| = n − 1. Thusby induction we can assign a standard λ-tableau to X∞. Let this tableau beT ′. Let T be the unique, standard µ-tableaux which is T ′ upon restriction toλ ⊂ µ. We let T be the standard µ-tableau labelling X.

5.5.2 Levinson result

In this section we briefly outline a result of Levinson [Lev15] that will be usedin Section 5.5.3. Recall that S(λ•,) is a subvariety of M0,n+1×

∏A Gr(r, d)A,

where A ranges over three element subsets of [n+ 1]. Let π be the projectiononto

∏A⊂[n] Gr(r, d)A. That is π projects onto those Grassmanians for subsets

A which do not contain n+ 1.Suppose |λ•| = r(d−r)−1 and let cn+1 :M0,n+1−→M0,n be the contraction

map at the point marked by n+1 (see Section 2.3.2). The morphism cn+1 allowsus to think of S(λ•,) as a family over M0,n(C) (rather than M0,n+1(C)).

Theorem 5.5.2 ([Lev15, Theorem 2.8]). The map π produces an isomorphismonto S(λ•) and we have the following commutative diagram,

S(λ•,) S(λ•)

M0,n+1(C) M0,n(C).

π

cn+1

Thus π is an isomorphism of families over M0,n(C).

5.5.3 The labellings agree

Note that a priori there is no reason two points of Ω(n, µc; z,∞) do not sharethe same labelling tableau as defined in Section 5.5.1. We show in this sectionthat the labelling does associate a unique point to every tableaux, and in fact,this labelling coincides with Speyer’s labelling. For clarity of exposition, thebulk of the proof is organised into a series of lemmas below. Let X = XT andlet X(s) ∈ Gr(r, d) be as in Section 5.5.1.

Lemma 5.5.3. Let λ = sh(T |n−1), then X∞ = lims→∞X(s) ∈ Ω(λc;∞).

Proof. Let ιµ be the inclusion Ω(n, µc) → S(n, µc). That is, for (C,X) apoint of Ω(n, µc) ⊆M0,n+1 ×Gr(r, d),

ιµ(C,E) = (φA(C,E))A⊂[n+1].

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Chapter 5. Monodromy actions of the cactus group 116

If p is the projection Ω(n, µc) → Gr(r, d) and p1,2,3 is the composition ofthe projection S(n, µc)→ Gr(r, d)1,2,3 with

φ−11,2,3 : Gr(r, d)1,2,3−→Gr(r, d),

then we have a commutative diagram

Gr(r, d)

Ω(n, µc) S(n, µc)

M0,n+1 M0,n+1.

ιµ

pp1,2,3

Let C be the stable curve with marked points z and C(s) the family ofstable curves with marked points (z1, . . . , zn−1, s,∞), so C = C(zn). We have

X∞ = lims→∞

p(C(s), X(s))

= lims→∞

p1,2,3ιµ(C(s), X(s))

= p1,2,3Y,

where Y = lims→∞ ιµ(C(s), X(s)).The point Y lies over the stable curve lims→∞C(s), which has two compo-

nents, C1 with marked points z1, z2, . . . , zn−1 and a node at ∞, and C2 withmarked points at 1 and ∞ and a node at 0. Thus by Theorem 4.2.5,

Y ∈ Ω(n−1, λc; z1, . . . , zn−1,∞)C1 × Ω(λ,, µc; 0, 1,∞)C2 .

The partition λ appearing in the node labelling must be sh(T |n−1) since weassumed X = XT . Now p1,2,3 is simply projection onto the first factor and isan isomorphism onto Gr(r, d) so X∞ = p1,2,3Y ∈ Ω(λc;∞).

We would now like to calculate the Speyer labelling of the point X∞ inS(n−1, λc). However we only have information about the labelling of thepoints X(s) in S(n, µc). To relate these two covering spaces we will useTheorem 5.5.2. With this theorem we produce the large commutative diagramin Figure 5.5.

In Figure 5.5 ιµ is the inclusion Ω(n, µc) → S(n, µc) described above.The inclusion ιλ is defined similarly. The morphism π is the isomorphismappearing in Theorem 5.5.2 and the inclusion ζ is induced by the inclusion ofΩ(λc;∞) into Ω(µc;∞).

Lemma 5.5.4. Let Y = lims→∞ ιµ(C(s), X(s)), and let C∞ be the stable curvewith marked points (z1, z2, . . . , zn−1,∞) (the component C1 as in the proof ofLemma 5.5.3). Then

Y = π−1ζιλ(C∞, X∞).

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Chapter 5. Monodromy actions of the cactus group 117

Gr(r, d)

Ω(n, µc) S(n, µc) S(n−1, µc) S(n−1, λc) Ω(n, λc)

M0,n+1 M0,n+1 M0,n M0,n M0,n

ιµ

p

π

p1,2,3

ζ ιλ

p′

Figure 5.5: The relationship between various projections

Proof. We will show p1,2,3πY = p1,2,3ζιλ(C∞, X∞). Since p1,2,3 is injec-tive on fibres, this is enough to prove the Lemma. This amounts to tracingX∞ around the diagram. By commutativity of the diagram,

p1,2,3ζιλ(C∞, X∞) = p′(C∞, X∞) = X∞.

Now

p1,2,3πY = p1,2,3π lims→∞

ιµ(C(s), X(s))

= lims→∞

p1,2,3πιµ(C(s), X(s))

= lims→∞

p(C(s), X(s)) = X∞.

Lemma 5.5.5. Let Θ be the associahedron in S(|ν|, νc) labelled by S ∈ SYT(ν).For generic E ∈ Θ1q

p1,2,3E ∈ Ω(τ c;∞),

where τ = sh(S|q).

Proof. This is a direct application of the Theorem 4.2.5, which says if E isgeneric then

E ∈ Ω(q, τ c;u1, . . . , uq,∞)C1 × Ω(τ,|ν|−q, νc; 0, uq+1, . . . , u|ν|,∞)C2 .

Then p1,2,3 is projection onto the first factor.

Remark 5.5.6. The proof of Lemma 5.5.5 shows in fact we can make thestronger assumption that E is a generic point of Θ1p ∩Θ1q as long as p ≥ q.

Lemma 5.5.7. Let Θ be the (n− 2)-associahedron in S(n, µc) labelled by Tand let Θ be the (n− 3)-associahedron in S(n−1, λc) containing ιλ(X∞, C∞).Then π−1ζ(Θ) = Θ1n.

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Chapter 5. Monodromy actions of the cactus group 118

Proof. Since the maps downstairs in Figure 5.5 are all cell maps, the mapsupstairs must also be cell maps. Hence π−1ζ(Θ) must be Θ′ij , the face ofsome (n− 2)-associahedron Θ′ in S(n, µc). Thus Θ′ij must contain the pointπ−1ζιλ(C∞, X∞). By Lemma 5.5.4

π−1ζιλ(C∞, X∞) = Y = lims→∞

ιµ(C(s), X(s)).

We know ιµ(C(s), X(s)) ∈ Θ so Y ∈ Θ1n. Hence Θ′ij = Θ1n.

Lemma 5.5.8. X∞ = XT |n−1.

Proof. To show the equality we must show the point X∞ is labelled by thetableau T |n−1. That means we must show, for each 2 < q < n and a genericpoint E ∈ Θ1q, that p1,2,3E ∈ Ω(τ c;∞) for τ = sh(T |q). By commutativityof Figure 5.5

p1,2,3E = p1,2,3π−1ζ(E).

Lemma 5.5.7 tells us π−1ζ(Θ1q) = Θ1q ∩ Θ1n. Since X = XT ∈ Θ (whichmeans Θ is the (n− 2)-associahedron labelled by T ) and π−1ζ(E) is generic,we must have that p1,2,3π−1ζ(E) ∈ Ω(τ c,∞).

Proposition 5.5.9. The point XT ∈ Ω(n, µc; z,∞) is labelled by T accordingto the process described in Section 5.5.1.

Proof. According to Lemma 5.5.3 X∞ = lims→∞X(s) ∈ Ω(λc;∞). NowLemma 5.5.8 tells us X∞ = XT |n−1

. This means the tableaux labelling X = XT

is a tableaux of shape µ whose restriction to n−1 is T |n−1. However the uniquetableaux satisfying these properties is T .

5.6 The proof of Theorem B

In this section we prove Theorem B. First we present a result which demonstratesthe coordinate map is continuous along certain kinds of paths in Gr(r, d). Wethen show the alternative labelling of Ω(n, µc; z,∞) by standard µ-tableaux,presented in Section 5.5.1 is compatible with the coordinate map and Marcus’labelling of critical points from Section 4.8.5. We use this result to proveTheorem B.

5.6.1 Partial continuity of the coordinate map

We will need a little more information about when the coordinate map iscontinuous. Let µ be a partition and let λ ⊆ µ be a partition with one less box,that is |λ| = |µ| − 1. Denote by e the row of µ from which we need to removea box to obtain λ.

Let di = µi + r − 1 and d′i = λi + r − 1. We denote the respectivedecreasing sequences by d = (d1, d2, . . . , dr) and d′ = (d′1, d

′2, . . . , d

′r). Recall

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Chapter 5. Monodromy actions of the cactus group 119

that X ∈ Ω(µc;∞) (respectively X ∈ Ω(λc;∞)) if and only if there existsa basis f1, f2, . . . , fr of X such that deg fi = di (respectively deg fi = d′i). Inparticular if f ∈ X then deg f ∈ d (respectively deg f ∈ d′). Since we removeda single box from µ in row e to obtain λ we have

d′i =

di if i 6= e

de − 1 if i = e.

Fix X ∈ Ω(µc;∞). Let X(s) ∈ Ω(µc;∞) be a continuous one-parameterfamily over R of subspaces. We thus have a unique basis

fi(u; s) = udi +∑j=1

di−j /∈d

aij(s)udi−j ,

for X(s), for each s ∈ R. The aij :R−→C are continuous functions.

Lemma 5.6.1. The limit point X∞ of this family is contained in Ω(λc,∞) ifand only if

lims→∞

|aij(s)| <∞ for i 6= e (5.6.1)

and

lims→∞

|ae1(s)| =∞, (5.6.2)

lims→∞

∣∣∣∣aej(s)ae1(s)

∣∣∣∣ <∞. (5.6.3)

Proof. If properties (5.6.1), (5.6.2) and (5.6.3) hold then in the limit, thebasis f1, . . . , fr is a sequence of r polynomials which have descending degreesd′1 > d′2 > . . . > d′r. Hence X∞ ∈ Ω(λc;∞).

In the other direction, if (5.6.1) fails to hold, then there exists an i 6= eand a j such that lims→∞ |aij(s)| = ∞. There are two cases. First if i < e,then choose j such that aij(s) has the fastest growth (for fixed i). Thus thepolynomial

lims→∞

aij(s)−1fi(u; s) ∈ X∞

has degree di − j. But di − j /∈ d and di − j < de − 1 thus di − j /∈ d′ and sowe must have X∞ /∈ Ω(λc;∞).

Now for the second case, assume there exists an i such that i > e and suchthat lims→∞ |aij(s)| =∞. For any f ∈ X∞ there exist functions αi :R−→Csuch that

f = limu→∞

α1(s)f1(u; s) + α2(s)f2(u; s) + . . .+ αr(s)fr(u; s).

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Chapter 5. Monodromy actions of the cactus group 120

If X∞ ∈ Ω(λc;∞) then we can choose f so that deg f = di. In order for thisto be true we first need limu→∞ αk(s) = 0 for k > i (since limu→∞ fk(u; s)exists in this case and has degree dk > di). By assumption

deg limu→∞

αi(s)fi(u; s) < di

and for k < i we also have

deg limu→∞

αk(s)fk(u; s) < di.

Thus we have a contradiction and X∞ /∈ Ω(λc;∞).Finally if conditions (5.6.2) and (5.6.3) do not hold then let j be minimal

with respect to the condition aej(s) has the largest order of growth. Byassumption j > 1. Then the degree of limu→∞ aej(s)

−1fe(u; s) is de − j /∈ d′.Hence X∞ /∈ Ω(λc;∞).

Using this lemma we can prove the continuity of the coordinate map θ (seeSection 4.8.6 for the definition) along certain kinds of paths. Heuristically, thepaths along which θ is continuous are those in Gr(r, d) which remain inside aSchubert cell and if they pass into another Schubert cell, do so only in a way inwhich the partition labelling the Schubert cell is a single box smaller than thepartition labelling the original Schubert cell. Let X,X(s) and X∞ be as above.

Proposition 5.6.2. If X∞ ∈ Ω(λc;∞) then

θ(X∞) = θ(

limu→∞

X(s))

= limu→∞

θ(X(s)).

Proof. Since X∞ ∈ Ω(λc;∞) by Lemma 5.6.1 we have conditions (5.6.1),(5.6.2) and (5.6.3) and thus have a monic basis of descending degrees

f∞i (u) = limu→∞

fi(u; s) = udi +∑j=1

di−j /∈d

a∞ij udi−j , for i 6= e,

f∞e (u) = limu→∞

ae1(s)−1fe(u; s) = ude−1 +∑j=2

di−j /∈d

b∞j udi−j .

Here a∞ij = limu→∞ aij(s) and b∞j = limu→∞ aej(s)/ae1(s) which exist by(5.6.1) and (5.6.3).

Let Xa(s) = Cfa, . . . , fr and Xa∞(s) = Cf∞a , . . . , f∞r . We can use

these spaces to calculate the Wronskian. That is

θ(X(s)) =(Wr(X1(s)), . . . ,Wr(Xr(s))

)and

θ(X∞) =(Wr(X1

∞(s)), . . . ,Wr(Xr∞(s))

)

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Chapter 5. Monodromy actions of the cactus group 121

Since lims→∞Xa(s) = Xa

∞(s) and since the Wronskian is continuous

limu→∞

θ(X(s)) = lims→∞

(Wr(X1(s)), . . . ,Wr(Xr(s))

)=(

Wr( lims→∞

X1(s)), . . . ,Wr( lims→∞

Xr(s)))

=(Wr(X1

∞(s)), . . . ,Wr(Xr∞(s))

)= θ(X∞).

5.6.2 The main theorem

In this section we state and prove Theorem B. First we show that the coordinatemap θ preserves the labelling. Let z ∈ Rn be an n-tuple of distinct real numberssuch that z1 < z2 < · · · < zn and let C be the stable curve with a singlecomponent and marked points at (z1, z2, . . . , zn,∞).

Theorem 5.6.3. If T is a standard µ-tableau, the point XT ∈ Ω(n, µc; z,∞)labelled by T is sent to tT by the coordinate map. That is, θ(XT ) = tT .

Proof. We prove this theorem by induction on n. In the case n = 1, BothΩ(,C)z and C()z consist of a single point both of which are labelled bythe unique -tableaux.

For n > 1 let X = XT ∈ Ω(n, µc; z) be the point in labelled by T ∈ SYT(µ).As above, letX(s) ∈ Ω(n, µc; z1, . . . , zn−1, u,∞) be the unique family of pointspassing though X = XT . By Lemma 5.5.3, the limit X∞ = lims→∞X(s) iscontained in Ω(λc;∞) where λ = sh(T |n−1). We also know by Lemma 5.5.8that X∞ is the point labelled by T |n−1.

By the induction hypothesis θ(X∞) = tT |n−1where tT |n−1

is the criticalpoint labelled by T |n−1. In particular, by Proposition 5.6.2

lims→∞

θ(X(s)) = θ(X∞) = tT |n−1.

However, by Theorem 4.8.8 and by the definition of Marcus’ labelling there isa unique family of critical points with this property, namely the family passingthrough tT . Hence we have that θ(XT ) = tT .

We now have enough information to prove Theorem B which we restatehere for convenience.

Theorem B. For z = (z1, z2, . . . , zn) an n-tuple of distinct real numbers suchthat z1 < z2 < . . . < zn, the bijection Xµ(z) : A(z)µ −→ SYT(µ) is given byXµ(z)(χ) = S, where S is the unique tableau with

cS(a) = limz→∞

χS(zaHa(z)).

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Chapter 5. Monodromy actions of the cactus group 122

A(z)µ [B⊗n]singµ

C(n; z)µ Ω(n, µc; z,∞)

Σ

κηω

θ

Figure 5.6: The various sets labelled by SYT(µ)

Proof. Let z ∈ Rn be as above. We can summarise what we have learnt ina diagram in Figure 5.6. In this diagram ω is the universal weight functiondescribed in Theorem 4.8.2, κ is the MTV isomorphism from Section 4.7, and θis the coordinate map from Section 4.8.6. Recall from Section 5.3.5 we have apair of bijections Q : [B⊗n]singµ −→SYT(µ) and α : SYT(µ)−→decgd(n, µc). ByTheorem 4.6.5 we also have a bijection β : decgd(n, µc)−→Ω(n, µc; z,∞)which provides the labelling of points. In Figure 5.6, η is the compositionβ α Q and Σ is the bijection from Theorem A and is by definition η−1 κ.

By [MTV12, Corollary 8.7], ω θ = κ−1, thus the diagram in Figure 5.6is commutative (the upper right triangle commutes by definition). Since ηpreserves the labelling by definition we will show that if χT ∈ A(z)µ, consideredas a functional χT :A(z)µ −→ C, is the point labelled by T ∈ SYT(µ) thenκ(χT ) = XT . By Theorem 5.6.3, we know that θ(XT ) = tT ∈ C(n; z)µ.Let χ = ω(z, tT ), again thought of as a functional χ :A(x)µ −→ C then byTheorem 4.8.2, (v),

χ(zaHa(z)) = za∂S

∂za(z, tT ),

so by Theorem 4.8.10,

χ(zaHa(z)) = cT (a) +O(z−1a ).

This means by Proposition 2.4.7, χ = χT .

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Appendices

123

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Appendix A

A Gaudin subalgebra withnon-simple spectrum

In Section 2.4.4 it was asserted that the Gaudin algebra at the point of M0,7(C)labelled by the bracketing (((12)3)((45)6)) does not have simple spectrum onS(µ) when µ = (3, 2, 1). Specifically, the operators

L1 = (1, 2),

L2 = (1, 3) + (2, 3)

L3 = (1, 4) + (1, 5) + (1, 6) + (2, 4) + (2, 5) + (2, 6) + (3, 4) + (3, 5) + (3, 6),

L4 = (4, 5),

L5 = (4, 6) + (5, 6).

span this algebra (actually its image in CS6). In this appendix we collectthe data which demonstrates this. Specifically in Section A.1 we provideMagma [BCP97] code which computes the matrix representations of the op-erators Li, their eigenvalues and eigenvectors. In Section A.2 extra opera-tors commuting with the Li are produced which split the two dimensionaleigenspaces.

A.1 The non-simple spectrum

The following Magma code outputs the joint eigenspaces of the operatorsL1, L2, L3, L4, L5. The output gives eight, 1-dimensional eigenspaces and 4,2-dimensional eigenspaces.

1 G := Sym(6);2

3 # Given a list of permutations a, coefficients and a partition,4 # return the corresponding matrix for the irreducible representation

124

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Appendix A. A Gaudin subalgebra with non-simple spectrum 125

5 # corresponding to the partition.6 L := function(a,coef,part)7 LOp := 0;8 for perm in a do9 LOp +:= SymmetricRepresentation(part, perm);

10 end for;11 return ChangeRing(LOp,Rationals());12 end function;13

14 # The partition we are interested in15 lam := [3,2,1];16

17 # Define the operators18 L1 := L( [G!(1,2)],19 [1],20 lam );21 L2 := L( [G!(1,3), G!(2,3)],22 [1,1],23 lam );24 L3 := L( [G!(1,4), G!(1,5), G!(1,6),25 G!(2,4), G!(2,5), G!(2,6),26 G!(3,4), G!(3,5), G!(3,6)],27 [1,1,1,1,1,1,1,1,1],28 lam );29 L4 := L( [G!(4,5)],30 [1],31 lam );32 L5 := L( [G!(4,6), G!(5,6)],33 [1,1],34 lam );35

36 # Print joint eigenspaces37 CommonEigenspaces( [ L1, L2, L3, L4, L5 ] );

The matrices produced above are 16 × 16 integral matrices which areconstructed for the basis of polytabloids of S(3, 2, 1) as described in [JK81].We list them below.

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Appendix A. A Gaudin subalgebra with non-simple spectrum 126

L1 =

-1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 -1 0 0 0 0 0 0 0 0 0 0 0 0 0 01 -1 1 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 -1 0 0 0 0 0 0 0 0 0 0 0 0-1 0 0 -1 1 0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 -1 0 0 0 0 0 0 0 0 0 00 0 0 0 0 0 -1 0 0 0 0 0 0 0 0 00 0 0 0 0 1 -1 1 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 -1 0 0 0 0 0 0 0-1 0 0 0 0 1 0 0 -1 1 0 0 0 0 0 00 -1 0 1 0 0 1 0 -1 0 1 0 0 0 0 00 0 0 0 0 0 0 0 0 0 0 -1 0 0 0 00 0 0 0 0 -1 0 0 0 0 0 -1 1 0 0 00 0 0 0 0 0 0 0 0 0 0 0 0 -1 0 01 0 0 0 0 -1 0 0 0 0 0 0 0 -1 1 00 1 0 0 0 0 -1 0 0 0 0 1 0 -1 0 1

L2 =

-2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0-1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 00 1 -1 0 0 0 0 0 0 0 0 0 0 0 0 01 0 0 1 0 0 0 0 0 0 0 0 0 0 0 00 0 0 1 -1 0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 -2 0 0 0 0 0 0 0 0 0 00 0 0 0 0 -1 1 0 0 0 0 0 0 0 0 00 0 0 0 0 0 1 -1 0 0 0 0 0 0 0 01 0 0 0 0 -1 0 0 1 0 0 0 0 0 0 00 0 0 0 0 0 0 0 1 -1 0 0 0 0 0 01 -1 1 1 -1 0 0 1 0 -1 2 0 0 0 0 00 0 0 0 0 1 0 0 0 0 0 1 0 0 0 00 0 0 0 0 0 0 0 0 0 0 1 -1 0 0 0-1 0 0 0 0 1 0 0 0 0 0 0 0 1 0 00 0 0 0 0 0 0 0 0 0 0 0 0 1 -1 00 0 1 0 0 1 -1 1 0 0 0 1 -1 0 -1 2

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Appendix A. A Gaudin subalgebra with non-simple spectrum 127

L3 =

3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 01 0 0 -1 0 0 -1 0 0 0 0 0 0 -1 0 0-1 0 0 0 -1 0 0 -1 0 0 0 0 0 0 -1 0-1 -1 0 0 0 0 0 0 -1 0 0 -1 0 0 0 01 0 -1 0 0 0 0 0 0 -1 0 0 -1 0 0 00 0 0 0 0 3 0 0 0 0 0 0 0 0 0 00 -1 0 0 0 1 0 0 -1 0 0 -1 0 0 0 00 0 -1 0 0 -1 0 0 0 -1 0 0 -1 0 0 0-1 0 0 -1 0 1 -1 0 0 0 0 0 0 -1 0 01 0 0 0 -1 -1 0 -1 0 0 0 0 0 0 -1 0-1 3 -1 -3 1 0 -2 -1 2 1 -3 1 0 -1 0 00 0 0 -1 0 -1 -1 0 0 0 0 0 0 -1 0 00 0 0 0 -1 1 0 -1 0 0 0 0 0 0 -1 01 -1 0 0 0 -1 0 0 -1 0 0 -1 0 0 0 0-1 0 -1 0 0 1 0 0 0 -1 0 0 -1 0 0 00 -2 -1 1 0 -1 3 -1 -1 0 0 -3 1 2 1 -3

L4 =

-1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 1 0 0 0 0 0 0 0 0 0 0 0 00 0 0 0 1 0 0 0 0 0 0 0 0 0 0 00 1 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0-1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 1 0 0 0 0 0 0 00 0 0 0 0 0 0 0 0 1 0 0 0 0 0 00 0 0 0 0 0 1 0 0 0 0 0 0 0 0 00 0 0 0 0 0 0 1 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 0 0 -1 0 0 0 0 00 0 0 0 0 0 0 0 0 0 0 0 0 1 0 00 0 0 0 0 0 0 0 0 0 0 0 0 0 1 00 0 0 0 0 0 0 0 0 0 0 1 0 0 0 00 0 0 0 0 0 0 0 0 0 0 0 1 0 0 00 1 0 -1 0 0 -1 0 1 0 -1 1 0 -1 0 1

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Appendix A. A Gaudin subalgebra with non-simple spectrum 128

L5 =

1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 0 1 0 0 0 0 0 0 1 0 00 0 0 0 0 0 0 1 0 0 0 0 0 0 1 00 0 0 0 0 0 0 0 1 0 0 1 0 0 0 00 0 0 0 0 0 0 0 0 1 0 0 1 0 0 01 0 0 0 0 -1 0 0 0 0 0 0 0 0 0 00 1 0 0 0 0 0 0 0 0 0 1 0 0 0 00 0 1 0 0 0 0 0 0 0 0 0 1 0 0 00 0 0 1 0 0 0 0 0 0 0 0 0 1 0 00 0 0 0 1 0 0 0 0 0 0 0 0 0 1 00 -1 0 1 0 0 1 0 -1 0 1 -1 0 1 0 00 0 0 1 0 0 1 0 0 0 0 0 0 0 0 00 0 0 0 1 0 0 1 0 0 0 0 0 0 0 00 1 0 0 0 0 0 0 1 0 0 0 0 0 0 00 0 1 0 0 0 0 0 0 1 0 0 0 0 0 00 0 0 0 0 0 0 0 0 0 1 0 0 0 0 -1

The joint eigenspaces of the operators are summarised in Table A.1. All data

is relative to the basis of polytabloids of S(3, 2, 1). As discussed in Section 2.4.4,the Gaudin subalgebra at the point (((12)3)((45)6)) conjecturally correspondsto the Gelfand-Zetlin subalgebra of the inductive sequence

S1 ⊂ S2 ⊂ S3 ⊂ S3 × S2 ⊂ S3 × S3 ⊂ S6.

Thus the two dimensional eigenspaces correspond to the fact that the branchinggraph for this inductive sequence, has four paths along which there is a doubleedge.

A.2 Higher Hamiltonians with simple spectrum

We saw in Section A.1, that the limits of the Gaudin Hamiltonians do notnecessarily have simple spectrum. In this section we write down explicitformulas for higher Hamiltonians in CSn which we show have simple spectrumin the particular limiting case considered above.

A.2.1 The higher Hamiltonians

Fix an n-tuple of distinct complex numbers z = (z1, z2, . . . zn). For any orderedset of k integers r1, . . . , rk ⊂ [n] we have an embedding of Sk → Sn bysending i 7→ ri. Denote the image of

∑σ∈Sk sgn(σ)σ ∈ CSk in CSn under this

embedding by Ar1,...,rk . For 1 ≤ k ≤ n the following polynomials in CSn[u] aredefined in [MTV13, Section 2],

Φk(z;u) =∑

1≤r1<...<rk≤n

Ar1,...,rk n∏a=1

a/∈r1,...,rk

(u− za)

=

n−k∑l=0

Φk,l(z)un−k−l,

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Appendix A. A Gaudin subalgebra with non-simple spectrum 129

Dim Spectrum Basis vectors

2 −1, 1, 0,−1, 1(1,−1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 1, 0,−1, 0, 0)(0, 0, 0, 0, 0, 0, 1, 0,−1, 0, 0, 1, 0,−1, 0, 0)

2 −1, 1, 0, 1,−1(2, 0, 0, 0, 0,−4, 3, 0, 3, 0, 0,−3, 0,−3, 0, 0)(0, 2, 0, 2, 0, 0,−1, 0,−1, 0, 0,−1, 0,−1, 0, 0)

1 −1, 1,−3, 1, 2 (0, 1, 0, 1, 0, 0, 1, 0, 1, 0, 0, 1, 0, 1, 0, 0)

1 −1, 1, 3,−1,−2 (0, 1, 0− 1, 0, 0− 1, 0, 1, 0, 0, 1, 0− 1, 0, 0)

1 −1,−2, 3, 1,−1 (1, 0, 0, 0, 0− 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0)

1 −1,−2, 3,−1, 1 (1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0)

1 1, 2,−3, 1,−1 (−3, 8, 2,−4, 2, 6,−10, 2, 2, 2,−6, 8,−4,−4,−4,12)

1 1, 2,−3,−1, 1 (3,−4, 2, 4,−2, 0, 2, 2,−2,−2, 6, 0, 0, 0, 0, 0)

2 1,−1, 0,−1, 1(3,−1, 2, 1,−2, 0, 0, 0, 0, 0, 0, 1,−2,−1, 2, 0)(0, 0, 0, 0, 0, 0, 1,−2,−1, 2, 0, 1,−2,−1, 2, 0)

2 1,−1, 0, 1,−1(2, 0, 0, 0, 0,−4, 1,−2, 1,−2, 0,−1, 2,−1, 2, 0)(0, 2,−4, 2,−4, 0,−1, 2,−1, 2, 0,−1, 2,−1, 2, 0)

1 1,−1,−3, 1, 2 (0, 1− 2, 1− 2, 0, 1− 2, 1− 2, 0, 1− 2, 1− 2, 0)

1 1,−1, 3,−1,−2 (0, 1− 2− 1, 2, 0− 1, 2, 1− 2, 0, 1− 2− 1, 2, 0)

Table A.1: The joint eigenvalues and eigenspaces of L1, L2, L3, L4, L5

for some Φk,l(z) ∈ CSn. In [MTV13] it is proved that these operators generatethe Bethe algebra on V ⊗n. Recall the notation used in Section 2.2.6.

Proposition A.2.1 ([MTV13, Proposition 2.4 and Theorem 3.2]). The sub-algebra AS(z) ⊂ CSn generated by the operators Φk,l(z) for 1 ≤ k ≤ n and0 ≤ l ≤ n− k is commutative and its image ρ(AS(z)) coincides with the Bethealgebra on

V (z1)⊗ V (z2)⊗ · · · ⊗ V (zn).

Let Br1,...,rk = 1 − Ar1,...,rk , so in particular Bi,j = (i, j). For 0 ≤ a < ndefine the following operators

Xk+1a (z) =

∑b1<...<bkbi 6=a

Ba,b1,...,bk∏ks=1(za − zbs)

.

In particular X2a(z) = HS

a (z).

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Appendix A. A Gaudin subalgebra with non-simple spectrum 130

Proposition A.2.2. The operators Xk+1a (z) commute and are elements of the

algebra AS(z) ⊂ CSn. More explicitly, we can express Φk+1(z;u) as

Φk+1(z;u) =n∑a=1

∑b1<...<bkbi 6=a

1∏ks=1(za − zbs)

−Xk+1a (z)

∏b 6=a

(u− zb). (A.2.1)

Proof. First we prove (A.2.1) by a direct calculation,

n∑a=1

∑b1<...<bkbi 6=a

1∏ks=1(za − zbs)

−Xka (z)

∏b6=a

(u− zb)

=n∑a=1

∑b1<...<bkbi 6=a

1−Ba,b1,...,bk∏ks=1(za − zbs)

∏b6=a

(u− zb)

=n∑a=1

∑b1<...<bkbi 6=a

Aa,b1,...,bk∏ks=1(za − zbs)

k∏i=1

(u− zbi)∏

b/∈a,b1,...,bk

(u− zb)

=∑

1≤r0<r1<...<rk≤n

n∑j=0

k∏s=1

(u− zbi)(za − zbs)

Aa,b1,...,bk∏

b/∈a,b1,...,bk

(u− zb)

= Φk+1(z;u).

The last equality comes from recognising

n∑j=0

k∏s=1

(u− zbi)(za − zbs)

as the Lagrange interpolating polynomial for the points (zbi , 1). Since this mustbe the polynomial with least degree passing through these points it must bethe constant polynomial 1.

The identity (A.2.1) lets us write the coefficients Φk,l(z) in terms of theXka (z) by expanding and computing the coefficients of u,

Φk,l(z) =

n∑a=1

Y ka (z)

∑I∈([n]\ak+l )

zi1 · · · zik+l

, (A.2.2)

whereY ka (z) =

∑b1<...<bk−1

bi 6=a

1∏ks=1(za − zbs)

−Xka (z),

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Appendix A. A Gaudin subalgebra with non-simple spectrum 131

and(Sm

)is the set of subsets of S of size m. We take I = i1, i2, . . ..

Consider A.2.2) for l > n− k as a system of n linear equations in variablesY ka (z). The determinant is

∏i<j(zi − zj) which is nonzero since the zi are

distinct. Thus we can solve this system and the Y ka (z) are elements of AS(z)

and since it is unital algebra so are the Xka (z). The operators commute by

Proposition A.2.1.

A.2.2 Limits of the higher Hamiltonians

The algebra AS(z) ⊂ CSn is a large commutative algebra containing the GaudinHamiltonians. In fact, this algebra is generated by the Gaudin Hamiltonians(see[MTV10]) but this need not be true in the limit as the parameters za collidewith one another (the property of having simple spectrum is an open property).In Section A.1 we saw the Hamiltonians HS

a (z) do not have simple spectrumin the limit at the point (((12)3)((45)6)) ∈M0,7(C). The higher HamiltoniansXka (z) provide reasonable candidates for operators, whose limit will decompose

the two dimensional eigenspaces appearing in Section A.1.

A.2.3 Degenerate cubic Hamiltonians

If we want to define a Bethe algebra at this degenerate point it should havesimple spectrum, that is, it should be maximally commutative. It should alsoinclude the Gaudin Hamiltonians. To find the extra operators we need, we canuse the definition of the Bethe algebra at the point z = (0, t5, t4, t, t3 + t, t2 + t)and take limits of cubic, and higher degree Hamiltonians.

First we shall try the cubic Hamiltonians and it will turn out that this isenough. We take the same limit as in Section A.1 as t goes to zero, and againmultiplying through by appropriate powers of t we have the following list,

t9X31 (z) = B123 + t3B124 +

t3B125

t2 + 1+t3B126

t+ 1+ t5B134 +

t4B135

t2 + 1+t4B136

t+ 1

+t7B145

t2 + 1+t7B146

t+ 1+

t7B156

t3 + t2 + t+ 1

t9X32 (z) =

B123

t− 1+t3B124

t4 − 1+

t3B125

t4 − t2 − 1+

t3B126

t4 − t− 1+

t4B234

t5 − t4 − t+ 1

+t4B235

t8 − t4 − t3 + t2 − t+ 1+

t4B236

t5 − t4 − t2 + 1+

t7B245

t8 − t6 − 2t4 + t2 + 1

+t7B246

t8 − t5 − 2t4 + t+ 1+

t7B256

t8 − t6 − t5 − 2t4 + t3 + t2 + t+ 1

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Appendix A. A Gaudin subalgebra with non-simple spectrum 132

t8X33 (z) =

B123

1− t+t3B134

t3 − 1+

t3B135

t3 − t2 − 1+

t3B136

t3 − t− 1+

t3B234

−t4 + t3 + t− 1

+t3B235

−t4 + 2t3 − t2 + t− 1+

t3B236

−t4 + t3 + t2 − 1+

t6B345

t6 − t5 − 2t3 + t2 + 1

+t6B346

t6 − t4 − 2t3 + t+ 1+

t6B356

t6 − t5 − t4 − t3 + t2 + t+ 1

t5X34 (z) =

t3B124

−t4 + 1+

t3B134

−t3 + 1− tB145 − t2B146 +

t3B234

t7 − t4 − t3 + 1+tB245

t4 − 1

+t2B246

t4 − 1+tB345

t3 − 1+t2B346

t3 − 1+B456

t5X35 (z) =

t3B125

−t6 + 2t2 + 1+

t3B135

−t5 + t4 − t3 + 2t+ 1+tB145

t1 + 1+

t2B156

t3 − t2 + t− 1

+t3B235

t7 − t6 − t5 − t3 + 2t2 + 1+

tB245

−t4 + t2 + 1

+t2B256

−t5 + t4 + t3 − t2 + t− 1+

tB345

−t3 + t2 + 1

+t2B356

−t4 + 2t3 − t2 + t− 1+B456

t− 1

t4X36 (z) =

t2B126

−t5 − t4 + t2 + 2t+ 1+

t2B136

−t4 − t3 + t2 + 2t+ 1+

tB156

−t2 + 1

+t2B236

t7 − t5 − 2t4 − t3 + t2 + 2t+ 1+

tB246

−t4 + t+ 1+

tB256

t5 − t4 − t2 + 1

+tB346

−t3 + t+ 1+

tB356

t4 − t3 − t2 + 1+

B456

−t+ 1.

Taking the limit of these operators as t goes to zero we obtain two linearlyindependent operators, K1 = B123 and K4 = B456. Taking the limit of−t9X3

2 (z)− t8X33 (z) and t5X3

5 (z) + t4X36 (z) we obtain the operators

K2 = B124 +B125 +B126 +B134 +B135 +B136 +B234 +B235 +B236, andK3 = B145 +B245 +B345 +B146 +B156 +B246 +B256 +B346 +B356,

respectively. Using the following Magma code we obtain matrix representationsfor K1,K2,K3 and K4 and calculate the simultaneous eigenspaces which wealso summarise below. This shows that together the Li and Ki have simplespectrum and generate what deserves to be called a Bethe algebra for the pointz = ((12)3)((45)6) ∈M0,7.

1 # Define B-operators for each subset of 1..6.2 B := function(part,r)

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Appendix A. A Gaudin subalgebra with non-simple spectrum 133

3 A := 0;4 H := g : g in G | foralli: i in 1..6 diff r | i^g eq i ;5 for sigma in H do6 A +:= Sign(sigma)*SymmetricRepresentation(part, sigma);7 end for;8 return ChangeRing(ScalarMatrix(Nrows(A),1)-A,Rationals());9 end function;

10

11 # Define the operators we are interested in.12 K1 := B(lam,1,2,3);13 K2 := B(lam,1,2,4) + B(lam,1,2,5) + B(lam,1,2,6) +14 B(lam,1,3,4) + B(lam,1,3,5) + B(lam,1,3,6) +15 B(lam,2,3,4) + B(lam,2,3,5) + B(lam,2,3,6);16 K3 := B(lam,1,4,5) + B(lam,2,4,5) + B(lam,3,4,5) +17 B(lam,1,4,6) + B(lam,1,5,6) + B(lam,2,4,6) +18 B(lam,2,5,6) + B(lam,3,4,6) + B(lam,3,5,6);19 K4 := B(lam,4,5,6);20

21 # Print common eigenspaces22 CommonEigenspaces( [ L1, L2, L3, L4, L5, K1, K2, K3, K4 ] );

The action of K1,K2,K3 and K4 are also given by 16×16 integral matrices.

K1 =

-5 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0-2 1 0 0 0 0 0 0 0 0 0 0 0 0 0 02 0 1 0 0 0 0 0 0 0 0 0 0 0 0 02 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0-2 0 0 0 1 0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 -5 0 0 0 0 0 0 0 0 0 00 0 0 0 0 -2 1 0 0 0 0 0 0 0 0 00 0 0 0 0 2 0 1 0 0 0 0 0 0 0 02 0 0 0 0 -2 0 0 1 0 0 0 0 0 0 0-2 0 0 0 0 2 0 0 0 1 0 0 0 0 0 0-1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 00 0 0 0 0 2 0 0 0 0 0 1 0 0 0 00 0 0 0 0 -2 0 0 0 0 0 0 1 0 0 0-2 0 0 0 0 2 0 0 0 0 0 0 0 1 0 02 0 0 0 0 -2 0 0 0 0 0 0 0 0 1 00 0 0 0 0 -1 0 0 0 0 0 0 0 0 0 1

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Appendix A. A Gaudin subalgebra with non-simple spectrum 134

K2 =

3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 1 0 -4 0 -1 0 0 0 0 0 -1 0 -2 0 00 0 1 0 -4 1 0 0 0 0 0 0 -1 0 -2 01 -4 0 1 0 -1 0 0 0 0 0 -2 0 -1 0 0-1 0 -4 0 1 1 0 0 0 0 0 0 -2 0 -1 00 0 0 0 0 3 0 0 0 0 0 0 0 0 0 0-1 0 0 -1 0 0 1 0 -2 0 0 -4 0 0 0 01 0 0 0 -1 0 0 1 0 -2 0 0 -4 0 0 01 -1 0 0 0 0 -2 0 1 0 0 0 0 -4 0 0-1 0 -1 0 0 0 0 -2 0 1 0 0 0 0 -4 02 -3 1 3 -1 0 2 2 -2 -2 9 2 1 -2 -1 0-1 0 0 -2 0 1 -4 0 -1 0 0 1 0 0 0 01 0 0 0 -2 -1 0 -4 0 -1 0 0 1 0 0 00 -2 0 0 0 1 -1 0 -4 0 0 0 0 1 0 00 0 -2 0 0 -1 0 -1 0 -4 0 0 0 0 1 00 2 2 2 1 2 -3 1 -2 -1 0 3 -1 -2 -2 9

K3 =

6 0 0 0 0 0 0 0 0 0 0 0 0 0 0 02 3 0 3 0 1 -1 0 1 0 0 2 0 1 0 0-2 0 3 0 3 -1 0 -1 0 1 0 0 2 0 1 0-3 3 0 3 0 1 1 0 -1 0 0 1 0 2 0 03 0 3 0 3 -1 0 1 0 -1 0 0 1 0 2 00 0 0 0 0 6 0 0 0 0 0 0 0 0 0 01 -1 0 2 0 2 3 0 1 0 0 3 0 1 0 0-1 0 -1 0 2 -2 0 3 0 1 0 0 3 0 1 0-3 2 0 -1 0 2 1 0 3 0 0 1 0 3 0 03 0 2 0 -1 -2 0 1 0 3 0 0 1 0 3 0-1 5 -1 -5 1 0 -4 -2 4 2 -6 0 -1 0 1 01 1 0 1 0 -3 3 0 2 0 0 3 0 -1 0 0-1 0 1 0 1 3 0 3 0 2 0 0 3 0 -1 02 1 0 1 0 -3 2 0 3 0 0 -1 0 3 0 0-2 0 1 0 1 3 0 2 0 3 0 0 -1 0 3 00 -4 -2 0 -1 -1 5 -1 0 1 0 -5 1 4 2 -6

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Appendix A. A Gaudin subalgebra with non-simple spectrum 135

K4 =

1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 1 0 0 1 0 -1 0 0 -1 0 1 0 00 0 0 0 1 0 0 1 0 -1 0 0 -1 0 1 00 1 0 0 0 0 -1 0 1 0 0 1 0 -1 0 00 0 1 0 0 0 0 -1 0 1 0 0 1 0 -1 00 0 0 0 0 1 0 0 0 0 0 0 0 0 0 00 1 0 -1 0 0 0 0 1 0 0 1 0 -1 0 00 0 1 0 -1 0 0 0 0 1 0 0 1 0 -1 00 -1 0 1 0 0 1 0 0 0 0 -1 0 1 0 00 0 -1 0 1 0 0 1 0 0 0 0 -1 0 1 00 -2 0 2 0 0 2 0 -2 0 1 -2 0 2 0 00 -1 0 1 0 0 1 0 -1 0 0 0 0 1 0 00 0 -1 0 1 0 0 1 0 -1 0 0 0 0 1 00 1 0 -1 0 0 -1 0 1 0 0 1 0 0 0 00 0 1 0 -1 0 0 -1 0 1 0 0 1 0 0 00 2 0 -2 0 0 -2 0 2 0 0 2 0 -2 0 1

Let φ1 and φ2 be the negative and positive roots of the quadratic equationx2 − 3x− 9. That is

φ1 =3

2(1−

√5) and φ2 =

3

2(1 +

√5).

Then the spectrum of the nine operators L1, L2, L3, L4, L5,K1,K2,K3,K4 issummarised in Table A.2.

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Appendix A. A Gaudin subalgebra with non-simple spectrum 136

Spectrum Basis vector−1, 1, 0,−1, 1,

1, φ2, φ1, 1(3,−3, 0, 3, 0, 0, φ1, 0,−φ1, 0, 0, φ1 + 3, 0,−φ1 − 3, 0, 0)

−1, 1, 0,−1, 1,1, φ1, φ2, 1

(3,−3, 0, 3, 0, 0, φ2, 0,−φ2, 0, 0, φ2 + 3, 0,−φ2 − 3, 0, 0)

−1, 1, 0, 1,−1,1, φ2, φ1, 1

(3,−2φ1 − 3, 0,−2φ1 − 3, 0,−6, φ1 + 6, 0, φ1 +6, 0, 0,−φ2, 0,−φ2, 0, 0)

−1, 1, 0, 1,−1,1, φ1, φ2, 1

(3,−φ2 − 3, 0,−φ2 − 3, 0,−6, φ2 + 6, 0, φ2 +6, 0, 0,−φ1, 0,−φ1, 0, 0)

−1, 1,−3, 1, 2,1,−6, 9, 1

(0, 1, 0, 1, 0, 0, 1, 0, 1, 0, 0, 1, 0, 1, 0, 0)

−1, 1, 3,−1,−2,1, 6, 3,−5

(0, 1, 0− 1, 0, 0− 1, 0, 1, 0, 0, 1, 0− 1, 0, 0)

−1,−2, 3, 1,−1,−5, 3, 6, 1

(1, 0, 0, 0, 0− 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0)

−1,−2, 3,−1, 1,−5, 3, 6, 1

(1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0)

1, 2,−3, 1,−1,1, 9,−6, 1

(−3, 8, 2,−4, 2, 6,−10, 2, 2, 2,−6, 8,−4,−4,−4, 12)

1, 2,−3,−1, 1,1, 9,−6, 1

(3,−4, 2, 4,−2, 0, 2, 2,−2,−2, 6, 0, 0, 0, 0, 0)

1,−1, 0,−1, 1,1, φ2, φ1, 1

(9,−3, 6, 3,−6, 0, φ1,−2φ1,−φ1, 2φ1, 0, φ1 + 3,−2φ1 −6,−φ1 − 3, 2φ1 + 6, 0)

1,−1, 0,−1, 1,1, φ1, φ2, 1

(9,−3, 6, 3,−6, 0, φ2,−2φ2,−φ2, 2φ2, 0, φ2 + 3,−2φ2 −6,−φ2 − 3, 2φ1 + 6, 0)

1,−1, 0, 1,−1,1, φ2, φ1, 1

(9,−2φ1 − 3, 4φ1 + 6,−2φ1 − 3, 4φ1 + 6,−18, φ1 +6,−2φ1 − 12, φ1 + 6,−2φ1 − 12, 0,−φ2, 2φ2,−φ2, 2φ2, 0)

1,−1, 0, 1,−1,1, φ1, φ2, 1

(9,−2φ2 − 3, 4φ2 + 6,−2φ2 − 3, 4φ2 + 6,−18, φ2 +6,−2φ2 − 12, φ2 + 6,−2φ2 − 12, 0,−φ1, 2φ1,−φ1, 2φ1, 0)

1,−1,−3, 1, 2,1,−6, 9, 1

(0, 1− 2, 1− 2, 0, 1− 2, 1− 2, 0, 1− 2, 1− 2, 0)

1,−1, 3,−1,−2,1, 6, 2,−5

(0, 1− 2− 1, 2, 0− 1, 2, 1− 2, 0, 1− 2− 1, 2, 0)

Table A.2: The joint eigenvalues and eigenspaces of L1, . . . , L5,K1, . . . ,K4

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Appendix B

Galois and monodromy groups

In Section B.1 we recall the definition and some of the properties of Galoisgroups for finite maps. In Section B.2 we recall the definition of the equivariantfundamental group and equivariant monodromy.

B.1 The Galois theory of finite maps

Let X and Y be irreducible varieties of equal dimension and π :Y −→X adominant morphism of varieties. We consider the induced field extensionK(X) → K(Y ). We call the integer [K(X) : K(Y )] the degree of π.

Proposition B.1.1. The degree [K(X) : K(Y )] is finite.

Proof. By definition dimX = trdegCK(X) and dimY = trdegCK(Y ). Sincethe dimensions are assumed to be equal, K(X) and K(Y ) have the sametranscendence degree over C and so K(X) → K(Y ) is an algebraic extensionand necessarily has finite degree.

We will denote the degree of π by d.

Lemma B.1.2. The generic fibre of π consists of d points. That is, there existsan open dense subset U ∈ X such that π :π−1(U)−→U has fibres consisting ofd points.

Proof. Since this is a local property we can assume without loss of generalitythat X = SpecA and Y = SpecB are affine. We will prove the claim assumingthat a finite list of elements of A

aD, s(1)D , s

(2)D , . . . , s

(n)D ,mdet ∈ A

are invertible. If these elements are not invertible consider the open subsetU = SpecA` where A` is the localisation of A at each of the above elements.The open set U is dense since X is irreducible and we consider the morphismπ : SpecB′ = π−1(U)−→U , since all of the above elements are invertible in

137

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Appendix B. Galois and monodromy groups 138

A`, we will see that we can prove the claim for this morphism. Since U is openand dense in X we have proven the claim in general.

Since π is dominant, the corresponding map of rings A → B is injective,which induces the field extension K(A) → K(B). Since we are over C thisis a separable algebraic extension of degree d, hence there exists an elementα ∈ K(A) such that K(B) = K(A)[α], where α satisfies a monic polynomialof degree d:

P (t) = a0 + a1t+ · · ·+ ad−1td−1 + td ∈ K(A)[t].

Let aD be the common denominator of the ai, which we have assumed to beinvertible in A, thus P (t) ∈ A[t].

Suppose B is generated by x1, x2, . . . , xn over A. Since xi ∈ K(A)[α] thereexist elements s(i)

j ∈ K(A) such that

xi = s(i)0 + s

(i)1 α+ · · ·+ s

(i)d−1α

d−1.

Let s(i)D be the common denominator of the s(i)

j , which we have assumed to be

invertible in A, thus s(i)j ∈ and hence B ⊆ A[α].

Now since α ∈ K(B) = K(A)[α] there exist elements b, c ∈ B such thatα = b/c. The elements 1, α, . . . , αd−1 are linearly independent over A and thusthe elements bicd−1−i for i = 0, . . . , d−1 are as well. Since bicd−1−i ∈ B ⊆ A[α]there exist elements mij ∈ A such that bicd−1−i =

∑d−1j=0 mijα

j . By the linearindependence of these sums, the determinant mdet ∈ A of the matrix (mij)is nonzero and we assume that it is invertible. By inverting the system ofequations we see that α ∈ B and hence B = A[α].

Let ∆ ∈ A be the discriminant of P and let U∆ ⊆ X be the open set where∆ 6= 0, this is dense since X is irreducible. Let x ∈ U∆, then the fibre π−1(x)is the spectrum of the ring

k(x)⊗A B = k(x)⊗A A[α] ∼=k(x)[t]

(P (t)),

where k(x) is the residue field at x. Since the discriminant of P (t) is nonzeroat x, it has d distinct roots and hence the fibre is a set of d reduced points.

Fix a smooth point p ∈ X in the open set defined by Lemma B.1.2, denotethe fibre Γ = π−1(p) = q1, q2, . . . , qd. We define two subgroups of thesymmetric group Sd of these d points.

B.1.1 The Galois group

The definitions and results in this section are from [Har79]. By Lemma B.1.2,the fibre over a generic point x ∈ X consists of d reduced points, which wedenote y1, y2, . . . , yd. Let α ∈ K(Y ) and P ∈ K(X)[t] be as in the proof of

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Appendix B. Galois and monodromy groups 139

Lemma B.1.2, that is, P is a monic polynomial of degree d and α a generatorof K(Y ) over K(X) such that P (α) = 0. Since α generates K(Y ) over K(X),if α(yi) = α(yj) then every rational function on Y would agree at yi and yj .

LetMx be the field of germs of meromorphic functions around x andMi

the field of meromorphic functions around yi. We have natural inclusionsK(X) ⊆ Mx and K(Y ) ⊆ Mi. Since π is locally around yi an isomorphismof analytic varieties we have isomorphisms φi :Mi −→Mx. Note that thefollowing diagram commutes,

Mx Mi

K(X) K(Y ).

φi

π∗

(B.1.1)

Let K(Y )i = φi(K(Y )), and let L be the subfield of Mx generated bythe K(Y )i. By the commutativity of (B.1.1), K(X) ⊂ L. The polynomialP ∈ K(X)[t] can be thus be thought of as a polynomial in L[t]. The imagesαi = φi(α) ∈ L are all distinct (since the value of α is distinct at each yi) andthus are a complete set of roots for P . The field L is thus the Galois closure,inMx, of the extension K(X) → K(Y ) and the Galois group Gal(L/K(X))acts on the set of roots αi which we may identify canonically with the set ofpoints in the fibre π−1(x).

Definition B.1.3. The image of Gal(L/K(X)) in Sπ−1(x), the group of per-mutations of the fibre, is called the Galois group of π and is denoted Gal(π) orGal(π;x) if we wish to emphasise the basepoint.

The definition of the Galois group Gal(π;x) depends only on local propertiesof the morphism π, it is thus a birational invariant of π.

Proposition B.1.4. The group Gal(π) ⊂ Sd depends only on the rationalequivalence class of π and not on π itself.

Proof. Let π′ :X ′−→Y ′ be another degree d, dominant morphism and supposewe have birational maps making the following diagram commute,

Y Y ′

X X ′.

π

g

π′

f

Suppose f is defined on x and g is defined on y1, y2, . . . , yd. The morphismsf and g provide isomorphisms f [ :Mx −→Mf(x) and g[i :K(Y ) −→ K(Y ′),which restrict to isomorphisms K(X) −→ K(X ′) and K(Y )i −→ K(Y ′)i (andthus also between L and L′). Importantly these isomorphisms send primitiveelements to primitive elements and thus after identifying the groups Sπ−1(x)

and Sπ′−1(f(x)) using g, the Galois groups are equal.

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Appendix B. Galois and monodromy groups 140

B.1.2 The monodromy group

Fix a Zariski open subset U ⊆ X containing p and such that π :π−1(U)−→Uis an unbranched covering space. By the unique lifting property (see [Hat02,Proposition 1.34]) given a loop at p and a choice of point qi in the fibre, thereexists a unique path in Y lifting the original loop, and starting at qi. Thisdefines an action of the fundamental group π1(X, p) in the fibre q1, q2, . . . , qd.

Definition B.1.5. The image of the fundamental group in Sd is called themonodromy group of π and is denoted M(U, π).

B.1.3 Harris’ theorem

We have described two actions on the generic fibre of a dominant morphismof varieties of equal dimension. The first, the Galois group, is defined in anatural way and since it depends only on local information around the pointp, it depends only on the rational equivalence class of π. The second, theaction of the monodromy group, however (a priori) depend on a choice localneighbourhood of p. The following theorem of Harris shows that in fact thesetwo actions coincide and thus the monodromy group does not depend on thechoice of U .

Theorem B.1.6 ([Har79, Section 1]). For π :Y −→X a morphism of irre-ducible varieties of equal dimension, the Galois group Gal(π) and the monodromygroup M(U, π) (defined for any open set), coincide.

B.2 Equivariant monodromy

Let G be a topological group. Suppose we have a G-equivariant covering mapof locally connected G-spaces

Sf−−−−→ B.

Fix a basepoint b ∈ B. The fundamental group π1(B, b) acts by monodromyon the fibre f−1(b). We would like to extend this concept to take into accountthe G-action.

Let g ∈ G. Choose a path α from b to g · b in B. For any point p ∈ f−1(b)we can lift α uniquely to a path in S, starting at p and ending at some pointq ∈ f−1(g · b). Since f is G-equivariant, g−1 · q ∈ f−1(b). We could define anaction (α, g) · p = g−1 · q. One could imagine that this action is not obtainedby any loop in π1(B, b).

One approach to study this behaviour is to consider the respective quotientsand the induced map

S/GfG−−−−−→ B/G.

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Appendix B. Galois and monodromy groups 141

However these quotients will often be very pathological topological spaces.However if G acts freely (of factors through a free action) on S and B themap fG will be a topological covering. We would like our notion of equivariantmonodromy to coincide with the usual notion of monodromy for fG in thissituation. We illustrate this with an example.

B.2.1 An example

We consider the map(C×)2 f−−−−→ C×

Given by f(w, z) = w2 + z2. Let B = C× and restrict the map f to thesubspace S = (w, z) |wz = 0 ⊂ (C×)2. This a covering of degree 4. We maythink of S as two disjoint copies of C× and f as two copies of the map u 7→ u2.

Choose 1 ∈ B as our basepoint. The fundamental group π1(B, 1) ∼= Z isgenerated by the path γ : r 7→ e2rπi. The fibre over 1 is

f−1(1) = (1, 0), (−1, 0), (0, 1), (0,−1) .

The unique lift of the path γ to a path in S starting at (1, 0) is γ : r 7→ (erπi).So γ · (1, 0) = (−1, 0). Similarly γ · (0, 1) = (0,−1) and γ2 acts as the identity.

f−1(1) : (1, 0) (−1, 0) (0, 1) (0,−1)

γ

γ

γ

γ

The cyclic group of order two C2 = 1, ζ acts on B by ζ · z = −z and on(C×)2 by ζ · (w, z) = (−iz, iw), S is stable under this action. The map f isC2-equivariant.

Consider the path α : r 7→ erπi in B. The path α starts at 1 and endsat −1 = ζ · 1. The unique lift of α to a path in S starting at (1, 0) isthe path α : r 7→ (e

12rπi, 0). Now α(1) = (i, 0) = ζ · (0,−1). Following

the above discussion we could say that we have C2-equivariant monodromy,(α, ζ) · (1, 0) = (0,−1). Similarly we can calculate the action of (α, ζ) on theother points in the fibre:

f−1(1) : (1, 0) (−1, 0) (0, 1) (0,−1)

γ

(α,ζ)

We can see that we realise an action of a cyclic group of order 4 on f−1(1) inthis way. That is, we have produced extra monodromy using the group action.

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Appendix B. Galois and monodromy groups 142

To see this coincides with the picture when we take quotients, first note thatC2 acts freely on both B/C2

∼= C× by the map C2 · z 7→ z2 and S/C2∼= C× by

the map C2 · (w, z) 7→ w − iz. The induced map is

C× S/C2 B/C2 C×

u C2 · (u, 0) C2 · u2 u4.

∼ fC2 ∼

So we see that fC2 is a covering of degree four. If we choose our basepoint tobe C2 · 1 ∈ B/C2 the fibre is

f−1(C2 · 1) = C2 · (1, 0), C2 · (−1, 0), C2 · (0, 1), C2 · (0,−1) ,

and the action of the generator of π−1(B/C2, C2 · 1) is exactly as described inthe above diagram.

B.2.2 The equivariant fundamental group

The above example shows that our informal notion of an equivariant path ormonodromy is a good candidate. We will formalise this in a definition. Wefollow the definition originally given by Rhodes in [Rho66]. It is possible toformulate the definitions in many languages, some of which apply in muchbroader generality (i.e the language of orbifolds or stacks).

Definition B.2.1. Let X be a topological space and G a discrete group actingon X. Let b ∈ X be a basepoint. The equivariant fundamental group πG1 (X, b)has elements (α, g) where g ∈ G and α is a (homotopy class of a) path from bto g · b. The group structure is defined by

(α, g) · (β, h) = (α · g(β), gh).

Here we use the usual composition of paths and g(β) to denote the g-translateof the path β. The elements (α, g) are called G-equivariant paths.

From the definition we can see the set of elements of the form (α, 1)forms a subgroup of πG1 (X, b) isomorphic to π1(X, b). In fact if we considerthe projection (α, g) 7→ g we obtain a surjective group homomorphism fromπG1 (X, b) to G. The kernel of this homomorphism is the above describedsubgroup so we have an exact sequence

1 π1(X, b) πG1 (X, b) G 1.

Proposition B.2.2 ([Rho66, Theorem 1]). If b, c ∈ X are path connectedbasepoints, and δ a homotopy class of paths from b to c the induced map

πG1 (X, b)→ πG1 (X, c)

(α, g) 7→ (δ−1 · α · g(δ), g),

is an isomorphism.

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Appendix B. Galois and monodromy groups 143

Let X and Y be G spaces and f and G-equivariant map from X to Y . As isthe case with the usual fundamental group, we have an induced homomorphism

f∗ : πG1 (X, b) −−→ πG1 (Y, f(b)),

given by sending (α, g) to (f∗α, g). Because of the G-equivairence of f this iseasily checked to be a homomorphism.

If X and Y are homotopic spaces we say that are G-homotopic if we can findG-equivariant maps f :X−→Y and g :Y −→X such that f g is homotopicto idY and g f is homotopic to idX .

Proposition B.2.3 ([Rho66, Theorem 3]). Let X and Y be G-spaces whichare G-homotopic via the G-equivariant map f :X −→ Y . Then the inducedhomomorphism

f∗ : πG1 (X, b) −−→ πG1 (Y, f(b)),

is an isomorphism. That is πG1 in a G-homotopy invariant.

As an almost immediate consequence of the definition we have the followingLemma.

Lemma B.2.4. Suppose H is a subgroup of G which acts on a topologicalspace X. Then the equivariant fundamental group πH1 (X, b) is the kernel of thecomposition

πG1 (X, b) G G/H,

of the projection and canonical quotient map.

Definition B.2.5. If f :S −→B is a G-equivariant topological covering wedefine an action of the group πG1 (X, b) on the fibre f−1(b). If p ∈ f−1(b) and(α, g) ∈ πG1 (X, b) then denote by α the unique lift of α to S such that α(0) = p.Since f is G-equivariant α(1) ∈ f−1(g · b). Define (α, g) · p = g−1 · α(1). Wecall this the G-equivariant monodromy action of πG1 (B, b) on f−1(b).

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Appendix C

Finite and flat maps

In this appendix we recall a criterion for checking flatness of finite maps andprove a result allowing us to check isomorphism of finite and flat familiesfibrewise at closed points. The results in this chapter are almost certainly wellknown, however due to lack of a precise reference we include proofs.

Let S be a commutative ring. Recall that the Jacobson radical J(S) of Sis the intersection of all maximal ideals of S. A ring where J(S) = 0 is calleda Jacobson ring. The ring S is finite type over C if it is a finitely generatedC-algebra. The following is a result we will use many times in this appendix.

Lemma C.0.1. If S is a finite type algebra over C, then nil(S) = J(S).

Proof. Since S is a finitely generated commutative algebra, there is a surjectivehomomorphism of algebras

π : A = C[x1, x2, . . . , xn] −→ S,

for some n. Let I = ker(π). By Hilbert’s Nullstellensatz,√I =

p ∈ A

∣∣∣pk ∈ I for k 0

=⋂m⊃I

m,

where the intersection ranges over maximal ideals of A containing I. Bydefinition, π(

√I) = nil(S). The maximal ideals of S ∼= A/I are exactly the

reduction modulo I of the maximal ideals of A containing I. Thus

J(S) = π(⋂m⊃I

m) = nil(S).

C.1 Constant dimensional fibres

We present a criterion for checking flatness of a finitely generated module Mover a commutative Noetherian ring S. Recall that a finitely generated and

144

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Appendix C. Finite and flat maps 145

projective module is flat. Define the function

ϕ(p) = dimSp/pSp(Mp/pMp) . (C.1.1)

Recall that a function f :X −→R is upper semicontinuous on a topologicalspace X if the set

x ∈ X |f(x) < a

is open for any a ∈ R. The following result is well known (see [Har77, Exer-cise II.5.8] or [Eis95, Exersise 20.13])

Proposition C.1.1. If M is finitely generated then ϕ is upper semicontinuous.If S is reduced and ϕ is constant then M is a projective S-module.

C.1.1 Checking flatness at closed points

The aim of this section of to show, in certain situations, that we can applyProposition C.1.1 by checking that (C.1.1) is constant on the locus of closedpoints.

Lemma C.1.2. Suppose R is a Jacobson ring, then any nonempty, Zariski-open set U ⊂ SpecS contains a maximal ideal.

Proof. Suppose for contradiction U contains no maximal ideals. By the defini-tion of the Zariski topology SpecS − U = V (I) for some ideal I ⊂ S. SinceU contains no maximal ideal, V (I) must contain every maximal ideal. ThusI ⊂ J(S). By assumption this means I = 0 so V (I) = SpecS and U = ∅.

Lemma C.1.3. Let η : SpecS−→R be an upper semicontinuous function withthe property that η(p) ≤ η(q) if p ⊂ q for every p, q ∈ SpecS. If S is a Jacobsonring and if η is constant on the set of maximal ideals then η is constant onSpecS.

Proof. Let n = η(m), for any maximal ideal m ⊂ S (since η is constant onmaximal ideal by assumption, the choice of m doesn’t matter). Fix a primeideal p ∈ SpecS. Since every prime ideal is contained in a maximal ideal,η(p) ≤ n. Consider the set

U = q ∈ SpecS |η(q) < n .

By the definition of upper semicontinuity U is open, and furthermore does notcontain any maximal ideals. Therefore, by Lemma C.1.2 U = ∅, in particularp /∈ U and thus we have η(p) ≥ η(m) = n.

Lemma C.1.4. Let p ⊂ q be prime ideals of S, then ϕ(p) ≤ ϕ(q).

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Appendix C. Finite and flat maps 146

Proof. Let n = ϕ(q) and choose a basis x1, x2, . . . , xn of Mq/qMq over thefield Sq/qSq. By Nakayama’s Lemma (see [Eis95, Corollary 4.8]) we can liftthis to a minimal set of generators y1, y2, . . . , yn of Mq over the ring Sq. Sincep ⊂ q, y1, y2, . . . , yn also generate Mp over Sp (though the set may no longer beminimal) and hence their projections span Mp/pMp over the field Sp/pSp.

Proposition C.1.5. Let S be an algebra of finite type over C and let M be afinitely generated module. If ϕ is constant on the set of maximal ideals, thenM is projective.

Proof. By Proposition C.1.1, ϕ is upper semicontinuous and to prove M isprojective we must check that ϕ is constant on the entirety of SpecS. Since S isof finite type, by Lemma C.0.1, nil(S) = J(S), and since S is reduced, J(S) = 0.Lemma C.1.4 says that ϕ(p) ≤ ϕ(q) for any two prime ideals p ⊂ q and thuswe can apply Lemma C.1.3 which shows that ϕ is constant on SpecS.

C.2 Fibrewise isomorphisms

In this section we prove a result which allows us to check whether a givenmorphism between affine schemes is an isomorphism by checking if it is anisomorphism on fibres over closed points.

C.2.1 Preliminary results

The radical rad(M) of an S-module M is the intersection of all maximalsubmodules.

Lemma C.2.1. For any S-module M we have rad(M) =⋂

mmM , where mranges over the set of maximal ideals of S.

Proof. See [AF92, Exercise 15.5].

Lemma C.2.2. Let P be a projective S-module. Then rad(P ) = J(S)P .

Proof. See for example [AF92, Proposition 17.10].

Lemma C.2.3. Let S be a reduced, finitely generated algebra over C and Pa projective S-module. For any maximal ideal m ⊂ S, let πm :P −→P/mP bethe canonical projection. If a ∈ P has the property that πm(a) = 0, for everymaximal ideal, then a = 0.

Proof. Since πm(a) = 0 for all maximal ideals, a ∈⋂

mmP . By Lemma C.2.1a ∈ rad(P ). But by Lemma C.2.2, rad(P ) = J(S)P . Since S is a finitelygenerated algebra, Lemma C.0.1 says that J(S) = nil(S) and since S is inaddition reduced J(S) = nil(S) = 0. In particular rad(P ) = 0.

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Appendix C. Finite and flat maps 147

C.2.2 The main result

Let L be a complex affine algebraic variety and let ϕ :X−→Y be an isomor-phism of affine schemes over L. Let X and Y be affine subschemes of X andY respectively, flat and finite over L.

Proposition C.2.4. Suppose, for every close point x ∈ L, ϕ restricts to anisomorphism of scheme theoretic fibres ϕx : Xx−→ Yx. Then the restriction ofϕ to X induces an isomorphism

ϕ : X−→ Y .

Proof. We restate the problem algebraically. Let X = SpecA, Y = SpecBand let L = SpecS. Let I be the ideal of A cutting out X and J the ideal ofB cutting out Y . We are given an isomorphism ϕ# :B−→A and we would liketo show ϕ#(J) = I. The condition that ϕx is an isomorphism for every closedpoint x ∈ L, translates to the fact that for every maximal ideal m ⊂ S,

ϕ#(mB + J) = mA+ I.

But ϕ#(mB + J) = ϕ#(mB) + ϕ#(J) and since ϕ# is an isomorphism ofS-algebras, ϕ#(mB) = mA. Thus we know, that for any maximal ideal m ⊂ S,

mA+ ϕ#(J) = mA+ I. (C.2.1)

Now P = A/I is finitely generated and flat over the Noetherian ring S andis hence projective. Let πm :P −→ P/mP be the canonical projection. Leta ∈ ϕ#(J), by (C.2.1), πm(a) = 0. Since this is true for all maximal ideals,Lemma C.2.3 implies that a ∈ I. Thus ϕ#(J) ⊂ I. Applying the sameargument to the projective module A/ϕ#(J) we see that I ⊂ ϕ#(J).

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Index of Notation

|λ\µ| The number of boxes in the skew-shape λ\µ 9[n] The set of integers 1, 2, . . . , n 7∼S Slide equivalence 43∼D Dual equivalence 75 The partition (1) 8

A The universal Bethe algebra 38Aff1 The group of affine transformations 12A(λ•; z)µ The Bethe algebra associated to L(λ•; z)

singµ 39

A(Xn) The vector bundle on M0,n+1(n+ 1) with fibres A(z) 39A(z) The Bethe algebra at z = (z1, z2, . . . , zn) 38A(λ•)µ The spectrum of A(λ•)µ 40

Bis The generators of the Bethe algebra 36Bi(u) The power series of generators for the Bethe algebra 36B The crystal for the vector representation 53B(λ•) The tensor product of crystals B(λ1)⊗B(λ2)⊗· · ·⊗B(λn) 60B(λ•)

singµ The highest weight vectors of weight µ in B(λ•) 60

CA The curve relative to a three element set A 68C(λ•)µ The variety of critical points over Xn 91C(λ•)nondegµ The open set of nondegenerate critical points 91cµλ• The Littlewood-Richardson coefficient 68Crys(glr) The category of glr-crystals 51cS(a) The content of the box in S containing a 49

decgd(λ•) The set dual equivalence cylindrical growth diagrams ofshape λ•

79

dµ The dimension of S(µ) 49D(u, ∂; t) The differential operator defining the universal Bethe

algebra36

153

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Index of Notation 154

ei The raising operator on crystals 50eij The elementary matrix with a 1 in the (i, j)-entry 11evac The Schützenberger involution on standard tableaux 46

fi The lowering operator on crystals 50F•(p) The osculating flag at p 64

Gal(π) The Galois group of the morphism π 143Gal(π;x) The Galois group of the morphism π with basepoint x

emphasised143

glr The general linear Lie algebra 7glr[t] The current algebra 35G The vector bundle over M0,n+1(C) with fibres G(z) 13G The sheaf of sections of G 13G The vector bundle on M0,n+1(C) of Gaudin subalgebras 29G The sheaf of sections of G 29G(r, d) Speyer’s extenstion of Gr(r, d)×M0,k to M0,k 69Gr(r, d)A The Grassmanian relative to a three element set A 68Gr(r, d)C The Grassmanian relative to C 64Gr(r, E) The Grassmanian of r-planes in E 63G(z) The Lie subalgebra of tn generated by the Gaudin Hamil-

tonians9

h The Cartan subalgebra of glr 15Ha(z) The ath Gaudin Hamiltonian at z = (z1, z2, . . . , zn 9HSa (z) The image of the ath Gaudin Hamiltonian in CSn 16

jdtX(T ) The slide of T into X 75

tn The Kohno-Drinfeld Lie algebra 9t1n The degree one piece of the Kohno-Drinfeld Lie algebra 26

La The Jucys-Murphy element t1a + t2a + . . .+ t(a−1)a 28L(λ•) The tensor product L(λ1)⊗ L(λ2)⊗ · · · ⊗ L(λn) 14L(λ•)

singµ The space of highest weight vectors of weight µ in L(λ•) 15

L(λ•; z)singµ The tensor product of evaluation modules

[L(λ1)(z1)⊗ L(λ2)(z2)⊗ · · · ⊗ L(λn)(zn)]singµ

39

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Index of Notation 155

λ• A sequence of partitions 8λ\µ The skew-shape obtained by removing µ from λ 8λc The partition complementary to λ 66λ(i) The ith part of a partition λ 8Λr,d The partition with r rows and d− r columns 66

Mi the closed subvariety of M0,k(C) stable curves with atleast i irreducible components

23

M0,k(C) The moduli space of stable, genus zero curves with k-marked points

19

M0,k(C) The moduli space of irreducible, genus zero curves withk marked points

12

M(U, π) The monodromy group of π over the dense subset U 144M(w) The evaluation module corresponding to M and w ∈ C 35

NC The set of node labellings on C 70

Ω The Casimir-type operator in U(glr)⊗2 11

Ω(λ•; z) The intersection of the Schubert varieties for λi withrespect to zi

66

Ω(λ;F•) The Schubert variety for λ relative to F• 64Ω(λ;F•) The Schubert cell for λ relative to F• 64Ω(λ; p)C The Schubert cell for λ relative to F•(p) in Gr(r, d)C 66Ω(λ; p)C The Schubert variety for λ relative to F•(p) in Gr(r, d)C 66ω(z, t) The universal weight function 92

pλ•,µ The projection from C(λ•)µ to Xn 92Part The set of all partitions 8Partn The set of all partitions of n 8Part(r) The set of all partitions with at most r rows 8Part(r, d) The set of all partitions with at most r rows and d− r

columns8

P(w) The P -symbol of a word 47Φ(λ•, µ; z, t) The master function 91ϕr The map U(tn)→ U(glr)

⊗n sending tab 7→ Ω(ab) 11πG1 (X, b) The equivariant fundamental group of X 146πλ•,µ The Bethe spectrum 40πλ•,µ The Gaudin spectrum for the representation L(λ•)

singµ 29

πλ•,µ The Gaudin spectrum for the representation L(λ•)singµ 15

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Index of Notation 156

πµ The Gaudin spectrum for the representation S(µ) 17πW The compactified Gaudin spectrum for W 29πW The Gaudin spectrum for the representation W 13

Q(w) The Q-symbol of a word 47

readR The map RSK−1(−, R) 54Rect(T ) The rectification of the tableau T 43RSK(w) The RSK correspondence 47

S(λ1, λ2)µ The solutions to the transformed Bethe ansatz equations 93S(µ) The irreducible Sn-module corresponding to µ 15Sn The symmetric group on n letters 7Sλ•n The stabiliser of λ• in Sn 104spq A generator of the cactus group 56spq The permutation reversing the interval [p, q] 56s1q A lift of s1q to Jn 107S(λ•) Speyer’s compactification of Ω(λ•) 69SSYT(λ\µ) The set of semistandard tableaux of shape λ\µ 41SYT(λ\µ) The set of standard tableaux of shape λ\µ 41

T |r,s The tableau T restricted to [r, s] 49T ← x The tableau obtained by inserting x into T 46θ The coordinate map 98Θs The associahedron in M0,k(R) labelled by the circular

ordering s81

ϑλ• The family of Schubert intersections over M0,k(C) 67

U(glr) The universal enveloping algebra of glr 7

V The vector representation for glr 15

Wα The weight space of W corresponding to α ∈ h∗ 15words(n) The set of words of length n 47Wr The Wronskian determinant 97W sing The space of highest weight vectors in W 15wt The weight function on a crystal 50

x(a) The embedding of x ∈ A into A⊗n in the ath tensorfactor

11

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Index of Notation 157

Xn The set of n-tuples of distinct complex numbers 7x(u; t) The formal series in u−1 with coefficients xts 36ξ The Schützenberger involution on semistandard tableaux 44

Y(λ) The Yamanouchi tableau 55

zJM The point in M0,n+1(C) labelled by (((12)3) · · ·n) 50

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Index

addable nodeinside, 42outside, 42

affine group, 12associahedron, 81associated curve, 64

Bethe algebraassociated to a module, 37at z, 38universal, 37

Bethe ansatz equations, 91transformed, 93

bracketingordered, 24unordered, 24

cactusgroup, 56, 57, 59, 81generators, 81pure, 56

cactus relation, 56Cartan subalgebra, 15circular ordering, 80coboundary category, 55, 57content, 49contraction, 21coordinate map, 98, 118

continuity of, 98, 118critical point, 91

analytic continuation, 93nondegenerate, 91

crystal, 50, 105graph, 51

irreducible, 51morphism, 51tensor product, 52

current algebra, 35cylindrical growth diagram, 73, 82,

83, 102dual equivalence, 78, 87reduction, 79

degree, 137diagram, see shapedual equivalence, 74

growth diagram, 76reduction, 77

dual graph, 23

equivariant fundamental group, 142equivariant monodromy, 103, 141equivariant path, 142evaluation module, 35

Galois group, 138–140Gaudin Hamiltonians, 9Gaudin spectrum, 13

compactified, 29, 32Gaudin subalgebra, 26general linear Lie algebra, 7Grassmanian, 63growth

diagram, 70sequence, 41, 47

highest weight vector, 15of a crystal, 51

insertion, 46

158

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Index 159

insertion tableau, see P-symbol

jeu de taquin, see slideJucys-Murphy elements, 26, 28, 49,

61

Knuth moves, 43Kohno-Drinfeld Lie algebra, 9

Littlewood-Richardson coefficients,40, 67

master function, 90moduli space

of irreducible curves, 12of stable curves, 19

monodromy group, 140MTV isomorphism, 88

node labelling, 70, 101normal, see shape

osculating flag, 64

P-symbol, 47partial, 106

partition, 8complementary, 65

plactic monoid, 46projective space

automorphisms of, 11

Q-symbol, 47partial, 106

recording tableau, see Q-symbolrectification, 43, 49RSK algorithm, see RSK correspon-

denceRSK correspondence, 47, 49, 55, 59,

61

Schützenberger involution, 44, 49,59, 72

partial, 104, 105Schubert cell, 64Schubert variety, 64

Schur-Weyl duality, 15shape, 8

antinormal, 75normal, 9skew-shape, 8

shuffling, 75simple spectrum, 17singular vector, see highest weight

vectorskew-shape, see shapeslide

equivalence, 42, 72forward, 42reverse, 43

stabilisation, 21stable curve, 18symmetric group, 7, 15

tableausemistandard, 41standard, 41, 95, 106

universal enveloping algebra, 7universal weight function, 91

vector representation, 15Veronese embedding, 64

Wronskian, 97

Yamanouchi tableau, 55