cost-effectiveness of the hibalance training program for
TRANSCRIPT
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Joseph, C. et al. (2018). Cost-effectiveness of the HiBalance training program for elderly with
Parkinson’s disease: analysis of data from a randomized controlled trial.
Clinical Rehabilitation, 2018: 1-11.
http://dx.doi.org/10.1177/0269215518800832
University of the Western Cape Research Repository [email protected]
Cost-effectiveness of the HiBalance training program for elderly
with Parkinson’s disease: analysis of data from a randomized
controlled trial
Conran Joseph, Nina Brodin, Breiffni Leavy, Maria Hagströmer, Niklas Löfgren and Erika
Franzén
Abstract
Objective: To determine the cost-effectiveness of the HiBalance training program for
managing Parkinson’s disease (PD)-related balance and gait disorders.
Design: Cost comparison design following the randomized controlled trial comparing a
novel balance training intervention with care as usual.
Subjects: A total of 100 participants with mild–moderate PD were randomized to either the
intervention (n = 51) or the control group (n = 49).
Intervention: A 10-week (three times per week), group-based, progressive balance
training program, led by two physical therapists.
Main outcomes: All program costs were collected for both groups. Cost-utility was
evaluated using quality-adjusted life years (QALYs) and cost-effectiveness measures were
the Mini Balance Evaluation Systems Test (Mini-BESTest; assessing balance performance)
and gait velocity. Incremental cost-effectiveness ratios were calculated and a probabilistic
sensitivity analysis was conducted.
Results: The between-group difference in QALYs was 0.043 (95% confidence interval (CI):
0.011–0.075), favoring the intervention group. Between-group differences in balance
performance and gait velocity were 2.16 points (95% CI: 1.19–3.13) and 8.2 cm/second
(95% CI: 2.9–13.6), respectively, favoring the intervention group. The mean cost per
participant in the intervention group was 16,222 SEK (€1649) compared to 2696 SEK
(€274) for controls. The estimated incremental cost-effectiveness ratios were 314,558 SEK
(€31,969) for an additional QALY, 6262 SEK (€631) for one point improvement in balance
performance, and 1650 SEK (€166) for 1 cm/second increase in gait velocity. Sensitivity
analyses indicated a high probability (85%) of program success.
Conclusion: In terms of QALYs, the HiBalance program demonstrated a high
probability of cost-effectiveness in the short-term perspective when considering the
willingness-to-pay thresholds used in Europe.
Introduction
Impaired balance is a major issue in people with Parkinson’s disease (PD). The lack of
sufficient balance performance predisposes people with PD to potentially injurious falls
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which, in turn, compromise one’s quality of life, livelihood, and functioning.1–3 A
specific training regime, the HiBalance training program consisting of highly challenging
dynamic balance exercises, has been developed in Sweden.4,5 The program was found to
be effective in improving balance and gait velocity, which exceeded the minimal clinically
important difference of 0.05 m/second (for gait velocity), as commonly used in elderly
and persons with PD.6,7 Given the promising findings in the earlier randomized
controlled trial,8 the need exists to evaluate the cost-effectiveness of the HiBalance
program for consideration by health-care decision-makers who are responsible for
strengthening healthcare systems, especially in rehabilitation.
In an era with limited resources for health services, it is important to evaluate the economic
aspects of interventions, with the aim of selecting the option associated with the best value.
The HiBalance program was developed in a time when a distinct need for rehabilitation
interventions targeting motor symptoms existed, and was found to be effective as well as
highly appreciated by participants.8,9 With the next step directed toward the
implementation of the program, its cost-effectiveness needs to be established. Therefore, the
aim of this cost comparison study was to determine the cost-utility, accounting for cost-
effectiveness, of the HiBalance training program in terms of changes in health-related quality
of life as well as balance performance and gait velocity over a 10-week intervention period.
Methods
Design and participants
An economic evaluation of the HiBalance program was carried out whereby costs and the
associated outcomes of the HiBalance program versus regular care were compared. The
effects of the HiBalance program were previously examined in a single-blinded,
randomized, controlled trial which recruited participants between January 2012 and July
2013.8 In total, 146 participants were recruited through advertisements in local
newspapers, Karolinska University Hospital, and outpatient neurological clinics in
Stockholm County, Sweden. The Regional Ethical Board in Stockholm provided ethical
clearance (dnr: 2009/819-32, 2010/1472-32, 2012/1829-32), and the study was
subsequently registered in ClinicalTrials.gov (trial registration no. NCT01417598).
To be eligible for participation, clients had to present with a clinical diagnosis of idiopathic
PD, have a Hoehn and Yahr10 score of 2 or 3, be 60 years or above, independently
ambulate indoors without a walking aid, and be on a stable dose of anti-Parkinson’s
medication for at least three weeks. The exclusion criteria were as follows: (1) impaired
mental function which was confirmed by a score less than 24 on the Mini-Mental State
Examination11 and (2) the presence of other medical conditions which may influence the
main study outcomes.
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Interventions
The HiBalance training program was developed to specifically target balance impairments in
persons with PD, relating to the following four components: (1) sensory integration, (2)
anticipatory postural adjustments, (3) motor agility, and (4) stability limits. The 10-week
(three times per week) program was group-based, consisted of 4–7 participants, and
facilitated by two trained physiotherapists at all sessions. Each session lasted 60 minutes
and consisted of a 5-minute warm-up, 50-minute highly challenging balance exercises, and a
5-minute cool-down period at the end. The training program contained exercises that were
individualized to the ability of participants. Importantly, no fixed regime of predetermined
exercises was used; instead, motor learning principles, including specificity, progressive
overload, and variation, were adopted for the application and adaptation of exercises to
suit participants’ abilities. To address specificity, exercises were linked to the four balance
components, and variation was achieved by integrating and combining different balance
components within a single session or activity as the program progressed through the
three distinct stages (also called Blocks A, B, and C). In addition, dual-tasking, either
cognitive (e.g. counting and remembering items) or motor (e.g. carrying or manipulating
objects), was gradually integrated to aid progression. Progressive overload was further
enhanced by increasing the complexity of exercises once participants made fewer to no errors
by, for example, increasing surface unevenness to challenge sensory integration and
increasing movement amplitude and velocity to challenge anticipatory postural
adjustments. Further details of the HiBalance program can be found in previous
publications.4,5,8
Participants randomized into the control group received usual care from their healthcare
service providers. Participants in the control group were allowed to enroll in and/or
continue with their organized health-enhancing activities, such as training by oneself or
participating in exercise classes. All participants serving as controls were offered the
HiBalance program at the end of the study period.
Outcomes and costs
Participants, in both the intervention and control groups, were evaluated at baseline and
after the intervention which lasted 10 weeks. Cost-utility was assessed in terms of gains in
quality-adjusted life years (QALYs). The Short Form-36 version 1 was used to evaluate
generic quality of life. The Short Form-36 raw data were transformed to a Short Form-
6D utility index score. The Short Form-6D utility scores come with a set of preference
weights obtained from a sample of the general population in the United Kingdom, using
the standard gamble valuation technique.12 Values were given by the reference
population to a selection of health states from which a model had been developed to
predict all the health states described by the Short Form-6D.13 The score ranges from
zero to one, with zero being dead and closer to one suggesting “almost perfect health.”
Cost-effectiveness outcomes were balance performance and gait velocity. Balance
performance was assessed using the Mini Balance Evaluation Systems Test (Mini-
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BESTest). It assesses the underlying subsystems of balance performance (anticipatory
postural adjustment, postural responses, sensory integration, and dynamic gait) on a three-
level ordinal scale. The total score ranges from 0 to 28, with a higher score reflecting better
balance performance.14 Gait velocity was assessed using a 9-meter electronic walkway
(GAITRite; CIR Systems Inc., Clifton, NJ, USA) and expressed in cm/second.
A cost comparison approach was implemented to study the cost-effectiveness of the training
program versus care as usual. Although not exhaustive, direct and indirect, as well as
social, costs were considered and formed part of the estimation of costs for each
intervention. Intervention-related costs were retrospectively collected, and for that reason
an annual inflation rate of 1% was added to present what the HiBalance intervention would
cost today. Inflation in Sweden has remained low over the last five years, with a year-on-
year rate ranging from −0.31 to 1.74 (http://www.inflation.eu/inflation-rates/cpi-
inflation.aspx).
Costs related to both groups included (1) education of physiotherapists for assessments, (2)
participants’ and therapists’ costs during assessments, and (3) equipment and facilities used
during assessments. Additional intervention-related costs included 30 hours of HiBalance
training per person, that is, trainers’ salary costs, delivered three times weekly for 10
weeks, costs for hiring the venue, and participants’ time costs (30 hours). An additional 30
hours (1 hour per session) was added to the trainers’ costs for preparation and planning, an
important aspect of the program for ensuring individualized and progressive balance
exercises, and documentation following the training session. Furthermore, an additional 30
hours was added to participants’ time to account for traveling to and from training venue.
Since cost data were retrospectively collected, we were unable to precisely estimate trainers’
and participants’ time costs. Our estimate therefore represents the mean hourly wage of
physiotherapists who delivered the education and training (2012/2013) in this study.
Participants’ costs were similarly estimated by adopting the mean hourly wage of retired
people in Sweden during the year 2012/2013. It is important to note that the total cost
estimate presented in this study does not include costs incurred by additional healthcare
(such as medications) and other health-enhancing leisure activities.
Statistical analysis
Data were analyzed in Stata (STATA Corp, College Station, TX, USA) version 13, where an
intention-to-treat approach was followed. For the description of baseline data between
groups, the chi-square test was used for nominal data and independent-samples t-test for
continuous data. Levene’s test, in combination with visual inspection, was used to
determine the normality of outcomes used in this study. Since all outcomes fulfilled these
criteria, multivariate linear regression analysis was used to estimate the mean (95%
confidence interval (CI)) between-group differences for QALYs, balance performance, and
gait speed by controlling for baseline utility/score, group allocation, and disease severity.
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Cost-effectiveness was calculated by considering the intervention costs per participant in
relation to the net effect seen in the Short Form-6D utility score, balance performance,
and gait velocity. The comparator was “usual care” as previously described. Incremental
cost-effectiveness ratios ((costintervention – costcontrol)/(effectintervention – effect-
control)) were calculated to determine the costs associated with every unit increase in the
selected study outcomes (see Table 4). A probabilistic sensitivity analysis was performed,
with cost-effectiveness acceptability curves produced, to test for uncertainty around
incremental cost-effectiveness ratios. The effectiveness and utility estimations have been
replicated on 10,000 non-parametric bootstrap samples, stratified by treatment group.
Based on the set of 10,000 estimates from the bootstrap procedure, cost-effectiveness
acceptability curves have been produced against a range of values representing society’s
willingness to pay for such health-enhancing interventions. The cost-effectiveness analysis
was performed using R (RStudio v 1.1.419). The boot function was used for the bootstrap
sampling, and the icea function of the hesim package was used to produce results for the
cost-effectiveness acceptability curves.
Results
Participants’ characteristics
A total of 100 participants were enrolled in this study, with 51 and 49 allocated to the
intervention and control groups, respectively (Figure 1). As shown in Table 1, no
significant differences were present between the groups with respect to demographics,
anthropometric measures, clinical features, or baseline utility and effectiveness
outcomes.
Effects of the intervention
Concerning the utility outcome, a significant difference, according to the transformed Short
Form-6D utility score, was noted in the intervention group following the treatment period
but not in the control group (Table 2). The estimated between-group difference in utility
for the period under study was 0.043 QALYs (95% CI: 0.011–0.075), benefiting the
intervention group. Furthermore, a significant improvement of 2.16 points (95% CI:
1.18–3.12) was observed for balance performance in the intervention group, compared
with controls, following the HiBalance training.
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Similarly, a significant improvement of 8.2 cm/ second (95% CI: 3.0–13.6) in gait
velocity was observed when comparing the mean difference estimate between groups,
again favoring the intervention group.
Intervention costs
The total cost for the intervention was 959,413 SEK (€97,535), with a larger proportion of the
spending directed toward the intervention group (86%).
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As shown in Table 3, the estimated mean difference in total costs between the
intervention and control groups was 13,526 SEK (€1375) per participant.
Cost-effectiveness analysis of the intervention
As shown in Table 4, the incremental cost associated with an improvement in 1 QALY is
estimated at 314,558 SEK (€31,712). The incremental cost-effectiveness ratio for balance
performance was 6262 SEK (€631; one unit increase in the Mini-BESTest score per
patient in the intervention group). Gait velocity improved by approximately 8 cm in the
intervention group, resulting in a corresponding incremental cost-effectiveness ratio of
1650 SEK (€166) per unit (i.e. 1 cm).
Uncertainty analysis
The cost-effectiveness acceptability curves (Figures 2–4) show the robustness of the model
regarding the uncertainty estimation of the outcomes for each group. These cost-
effectiveness acceptability curves included the association between the values of the ceiling
ratio (e.g. willingness to pay for a unit of QALY gained) and the probability of favoring
the intervention group. Concerning the uncertainty around the QALY outcome, the
results showed that the HiBalance intervention has an 85% probability of being cost-
effective given a willingness to pay of 500,000 SEK per QALY. The results concerning balance
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performance indicate that the intervention has 70% and 85% probability of producing a
sufficiently large treatment effect if the payer is willing to pay 7000 and 8000 SEK,
respectively, for one unit increase. Furthermore, the intervention has 72% and 86%
probability of producing a sufficiently large treatment effect if the payer is willing to pay
2000 and 2500 SEK, respectively, for every centimeter/second improvement in gait
velocity.
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Discussion
This study assessed the cost-utility, as well as cost-effectiveness, of a novel balance training
program for persons with mild–moderate PD enrolled in a randomized controlled trial. The
analysis revealed that the HiBalance intervention is good value for money, according to
gains made in QALYs, in the short-term perspective. It further shows that improvements in
balance performance and gait velocity are achievable at a reasonable cost, albeit more
expensive than usual care.
A decision on an intervention’s cost-effectiveness depends upon gains made in QALYs, and the
willingness of healthcare decision makers/society to pay for them. We found a significant
difference in QALY between groups, favoring those receiving the intervention. In absolute
terms, this 10-week program added, on average, an additional 15 days of perfect health to
the intervention group, while 1 QALY would cost 314,558 SEK (€31,712). Despite the use of
best-evidence approaches, no formal monetary value for a QALY exists in Sweden.
However, a published review of the Swedish government agency responsible for deciding
whether drug interventions are covered by its scheme found a value of 1,220,000 SEK to
be the highest cost per QALY approved for reimbursements.15 It further found that at a cost
per QALY of 702,000 SEK for non-severe diseases and 988,000 SEK for severe diseases, the
likelihood of approval was estimated to be 50/50.
The preservation of functioning in persons with PD remains a top priority. To realize this,
physiotherapy as well as occupational therapy is an essential requirement.16 As highlighted
by Tomlinson et al.,7 very few studies in the rehabilitation arena incorporate economic
evaluations alongside pragmatic randomized controlled trials, which, in turn, hampers the
identification of cost-effective interventions targeting disabling symptoms. Although not
similar in intervention, one cost-effectiveness study investigating a physical activity
intervention among elderly found similar effects on QALY as in this study, albeit slightly more
costly.17 It should be noted that our study included fewer costs, which may have resulted
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in the different thresholds reached in these studies. Another systematic review also
reported overall cost-effectiveness of brief physical activity interventions on QALY,18
while exercise and other physiotherapy-related modalities were also found to be cost-
effective in the management of osteoarthritis, considering a willingness-to-pay threshold
of approximately €50,000.19 Specific to this study, we found that the HiBalance
intervention had a high probability (85%) of being cost-effective against a willingness-to-pay
threshold of 500,000 SEK (€50,000).
As observed in this study, disease-relevant outcomes improved significantly over the course of
the intervention period. First, balance performance increased, on average, by two units
according to the Mini-BESTest. Although the mean estimate change in balance performance
did not meet the threshold for minimal clinically important difference,20 it should however
be considered in conjunction with gait velocity which improved beyond its minimally
clinically important difference of 5 cm/second often used in PD.7 This balance training
program offered similar effects on balance performance and gait velocity as other
comparable physiotherapy interventions previously investigated in randomized controlled
trials.21,22 Maintenance and improvement of gait velocity has been established as an
important target among elderly populations, mainly due to its association with
compromised quality-of-life states23 and mortality, specifically that of cardiovascular
origin.24,25 To our knowledge, no published studies investigated the benefits of balance
training in relation to its associated costs. Our reported costs per unit increase in balance
performance and gait velocity demonstrate how significant changes in health outcomes
represent only a small fraction of annual patient healthcare costs.26 Sensitivity analysis of
this program’s cost-effectiveness revealed a high probability of success albeit at a higher
cost than usual care, where the latter typically includes no structured programs. It is
however difficult to interpret the willingness-to-pay thresholds for balance and gait velocity
improvements in our study, since no other published health economic evaluations in the
Parkinson’s rehabilitation field are available to serve as a comparator.
Not all interventions are equally effective, let alone cost-effective. A range of studies
suggest the use of intensive and challenging exercises in promoting and maintaining
functioning, specifically gait speed and motor strength, above usual care.27,28 The
HiBalance training program under investigation in this study is one of the few effective
physiotherapy interventions directed at targeting functional decline among persons with
PD. It should be considered for wider adoption considering its clear theoretical
underpinnings, safety, and newly established cost-effectiveness. Such information is
required for successful uptake of interventions in practice.29
This study presents with several limitations which require consideration. The retrospective
approach to cost estimation prevented the actualization of exact costs of some expenses, for
example, participants’time and travel costs. Furthermore, certain costs, specifically related to
medication and additional healthcare/hospitalizations, as well as sick leave benefits, were
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omitted since the necessary permissions were not in place. These omissions have, most
likely, affected total cost estimates and the cost per utility, which might influence the
decision making around society’s willingness to pay for this intervention. Furthermore,
the use of United Kingdom’s preference-based weights for deriving at the Short Form-6D
utility scores for our cohort can be seen as another limitation. There is a risk that Swedes
may hold different health state preferences than citizens from the United Kingdom. Finally,
an obvious limitation of the sensitivity analysis was that intervention costs were fixed for the
two groups due to the research paradigm being a controlled trial. To promote wider access of
this effective rehabilitation intervention, future studies should use Swedish tariffs for utility
measures and include all related healthcare costs during and after the intervention in order
to convince healthcare decision-makers about the necessity of these health-enhancing
interventions.
Overall, the results demonstrated that the HiBalance intervention is likely to induce
better health states as well as balance performance and gait speed than usual care but at
a higher cost. This intervention appears promising in terms of both delivering desired
effects and its cost. However, prior to the wider implementation of the HiBalance
training program, a more comprehensive assessment of costs, from a full societal
perspective, along with a longer follow-up period of costs and outcomes collection, should
be carried out in order to affirm its cost-utility and cost-effectiveness.
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Acknowledgements
We would like to thank all people with PD who have participated in this study.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research,
authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research,
authorship, and/or publication of this article: We are grateful for the financial support from
the Swedish Research Council (2016-01965), the Swedish Research council for Health,
Working life and Welfare (FORTE; 2014-4764), and “Vårdalstiftelsen” (2014-79). These
funding agencies had no role in the design, collection, and interpretation of data and
writing of the manuscript.
ORCID iDs
Conran Joseph https://orcid.org/0000-0002-3121-2685
Erika Franzén https://orcid.org/0000-0001-5520-544X
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