crookes 1993
TRANSCRIPT
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 1/8
GRAHA.\1 CROOKES
131
Action
Research
forSecond
Language
Teachers:
Going Beyond
Teacher Research
GRAHAM CROOKES
Universil of awaii
In this paper I outline the historyo action research and distinguish between
twokinds
o
actionresearch both
o
considerableimportanceand utility to the
second language SL field. I then discuss action research
reports
which
m y
have beena sourceo some concerns expressed as to the quality o actton
research Although action research reportsmay takeforms differentfrom those
o
orthodox research I suggestthatthey are
o
interestandpotentialbenefitto
both the regular SL teacherand theprofessionas a whole
1. I: ITRODVCrION
•
Although action research has a long history, it is a term which has onlyquite
recently becomeknown and used inESL.
isapparently, therefore. something
new ,
and
predictably has already becomea buzzword withinthe fieldof second
language studies. There
are
good reasons for being.sceptical of anything the
ESL
field ta ke s up a nd fin ds fa sh io na ble , and
this
ha s a lr ea dy led to the
suspicion in some quarters that action r e s e r ~ h implies a r e s e r ~ h
methodolozv which willlead to work of
poor
quality or work which
undesir
abl e in other ways for example, J ar vi s 1991; ct. Brumfit and Mitchell
1989;
Usher
and
Brvantl989;
Winter 1989). isthe purpose ofthe present paper to
clarify the nature of action research, and therebydispel this suspicion. Accord
ingly:I first outline the history of action research, and distinguishbetween two
kinds of action research,
both
of considerable importance and utility
to
the SL
field. I
comment
briefly
on
the written
products
of action research. which
are
part of the source of the suspicions concerningquality, and argue that. while
the
forms of action research reports
are
different from thoseof orthodox research,
they are ofinterestand potentialbenefit to
both
the regular SL teacher
and
the
profession as a whole.
2. DEFlNtTlONS,TWO BASIC CO:-CEPTIONS;HISTORY
There are varying understandings of the term action research Kelly 1985;
Chesler 1990).
At
the very least, it carries a general implication that teachers
willbe involved in a research activity.
An
important difference between
acnon
research and other research done b y t ea ch er s is that in th e latter instance
teachers might well be doing research on issues and questions which are.those
considered most important by the established community of scholars
the
relevant field i.e. theory-driven research. However, m acnon
r e s e r ~ h It IS
accepted that
research
questions should emerge from a
teacher
s
own
immediate concernsandproblems.
pplied l.inguistics, Vol. 14.No © OxfordUniversityPress 19IJ3
H av in g made this d istinc tion , let us reco gnize a c ore a re a for a cti on
research-teachers
doing research Ontheir
own
teaching and the learning of
t heir own s tudent s. Nunan 1990: 63) cit es Kem mi s and M cTaggart 1982) :
action
research
is
trying
outideas practiceas ameansofimprovement andas
a means of increasing knowledge about the curriculum, teaching, and learning .
Van Lier
1988) cites Cohen
and
M ani on 1985: 174), who def ine act ion
research as small-scale intervention in the functioning of the real world
and
a
close examination of the effects of such intervention .
These definitions subsume at least two distinguishable trends. The first is an
older. relativelv conservative line, which finds action research. equivalent to
r e s e ~ h
done
bv
a teacher-researcher , The second is a
n w r
more progres
sive line
where
the term actionresearch is used to refer to aspectsof critical
educati on practi ce. that i s.
education
an d e du ca ti on al r es ea rc h which is
committed to emancipating individuals from the domination of unexamined
assumptions embodiedin
the status quo ct
Ericson 1986: 208). The olderline
isnominally value-free but inpractice is
not -the
newer line isexplicitlyvalue
laden.
Both
kinds are important,
bu t
whether
our
field understands or appreci
ates them equallyis questionable see Section 3).
I have said that action research is
notjruly
new. This reallyapplies to the older
conception just
mentioned.
Thus defined, actionresearch seemsnomorethan
a description of what good teachers might be expected to do in th e c ourse o f
t hei r t eaching and thinki ng, and t hus whil e prais ewor thy, s eems har dl y
innovative. Whether
such
activities have in fact
been
a standard partof teaching
is questionable, however. Olson 1990 r efe rs to US t ea ch er s e nga ging in
curriculum design and related classroom research during the first two decades
of this century forexample, Lowry 1908 but this appears tohave been excep
tional. During the post-war period,
with
extensive federal funding, US educa
tio na l re se arc h followed th e p ra ct ic e of i nd us tr y and a do pt ed a n R a nd D
m od el C ar r a nd Kemmis 1 98 6) , w hich a cc ep te d tha t r es ea rc he rs wou ld
research and teachers would te ach . and the twain would only meet on
curriculumprojects, in which
the
researchers would tellthe teacherswhatto do.
This was certainly the case.for example, inthe Hawaii English Project Brandon
1982; Rodgers and Richards n.d.), which ran through the 1970s.A contrasting
but equally unsatisfactory situation is claimed to have existed inBritain during
this period; according to Elliott
1987;
162):
inthe
United Kingdom
during thelate19605
and early 19705 curricula were being
misusedbv teachers whoadaptedthem to matchtheirtraditional pe gogy the
problem
w s
exacerbated
by
theprevailing ideologyof
teacher
autonomy which gave
developerslittle control overtheuse of theirproducts.
Some
interest
inactionresearch in mainstream educationwas
apparent during
t he 1950s and 1960s Cor ey 1953; W ann 1953), and it was probabl y at this
time that itfirstbecame a possibility in SL work Lane 1962), but examples of
actual practice seem to have been rare until recently. when there has been
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 2/8
132
ACTIONRESEARCH FOR SECOND LA <Gl:AGETEACHERS
GRAHAM CROOKES
133
renewed interes t and a greater amount of such research. This has
emerged
earliestin the UK(notably through the effortsof Stenhouse,for example,
1975,
and cf, Nixon 1981),
Europe,
and Australia, and onlyvery lately in the US
cf
Sanford 1981;Kemmis and McTaggart 1988; Cochran-Smith and Lytle
1990;
Holly 1991). Though not new, then, this kind of action research is at least re-
newed, and isinitselfdesirable, inthat the morepeople there are doing research
onrelevant
matters
thebetter.
3.
AcnON
RESEARCHOF THE FIRST
xrxo
The straightforward teacher-researcher aspectof
action research
seemsquite
attractive to educational establishments. The US Departmentof Education has
solicited research of this sort, and believes that th e development of a local
capacity for inquiry and problem-solving ishighly desirable inimproving state
education (Olson 1990: I). Considerable efforts have been expended on
encouraging teacher-researcher and university-school partnerships (for
example, Sirotnik and
Goodlad
1988). Teacher-researchers are figures
praised
in many research articles who model professional behavior through seizing
authori ty for their subject matter and act ivit ies (Bullock 1987: 23).
Their
efforts are supposed to foster connections between universities as research
institutions) and schools, and are also expected to integrate the functions
of
teacher
and
researcher
by
ensuring that teachers
do
research
or collaborate
actively with researchers.This, itis hoped,willcontributeto the improvement
of
the teaching profess ional and the uti lization of research. 1t is this teacher
research version of action research which has surfaced in the literature of SL
research and pedagogy (for example, Florio and Walsh 1981: Gebhard,Gaitan.
and Oprandy 1987; Long 1989; Nunan 1989a. 1989b, 1990; Brindley
1990;
Allwright and Bailey 1991). As Cochran-Smith and Lytle (1990) note, how-
ever, much of this body of work is actually published singly by univers ity
researchers and
is
intended for academic audiences ,
There is no major methodological distinction to be made between regular
research
andthemore conservative line
in
action
research. Allthe
normal
tools
of social scienceor educational
research
canbe brought to
bear
to the extent
that the teacher doing action research is familiar with them
or
wishes to use
them.
In
pract ice, techniques which lend themselves to use in small-scale
investigations. and those which can capitalize upon the investigator s familiarity
and participation in the situation investigated are particularly
appropriate
(Winter
1989).
There must be some problem or quest ion which acts as
the
impetus to the work,
and
then after that, various regular steps can be taken:
observation of one s students or one sown teaching. some
form
of datacollec-
tion relevantto the researchquestion.
or
(to take a more qualitativeperspective)
the revision or development of the initial research question; finally followed by
some attempt to uti lize the data to answer the quest ion and thereby solve the
problem.
4.
AcnON
RESEARCH OFTHE SECOND KIND
I u nowto themoreradical conception of action research whichisparticu
larly associated i th the work of Carr and Kemmis (for example, 1986) and
Whitehead (for example, Whitehead and Lomax 1987), and which has gone
almostwithout representation in SL discussionsof this topic.Beforeattempting
to defineit,I i ll explain why it isimportantand needed,
Research into social institutions, such as schools,has been heavily influenced
by the Received View in philosophy of science (now discredited;
r
Crookes
1992), which among other things presented science as value-free and objective.
Thecountersideto
this
is that most ofthescientific community have seen
values
asnot
something
worthy of investigation.In thecontext of
educational research
the result has been to perceive schools as neutral, non-political places that go
about the businessof educating childrenas wellas they can.We assume they are
eager for new practices that willenable them to do better (Sirotnik and Oakes
1986: 5). There has been little investigation of the values that schools actually
embody,and there has been a general attempt to use research simply to enable
schools betterto achieve their unquestioned goals.
is
is regrettable. because thereis an inherent contradiction between the
processof educationand the
needs
of the institutions withinwhich educationis
supposed
to happen.This can be seen inthe differing goals ofthosewhose main
purpose
in an educational institution is to support and main ta in it (the
administrators)as opposed to those who delivereducation itself(the teachers).
f
this were not the case,
one
hundred years of reform efforts in American
educat ion would not have
been
successfully resisted, and classrooms and
lessons would not still be almost the same as they were many decades ago (but
they are--ct. Goodlad 1984; Cohen 1988; Cuban 1988). The fact of the matter
is thatto
exist institutions
must
obtain
resources. distribute rewards.
and
resist
encroachment from other competi tive inst itu tions in the social sphere
(Mcintyre 1981),while at the same time delivering education, The character
istics of a social institution which has preserved itselfas longas schools have
include self-preservation mechanisms and structures which enable i t to
successfully obtain resources and distribute rewards to those that support it.
They also act to preserve it from internal destabilization (which includes the
process of change itself) and from external competition. Such mechanisms are
often inintical to educat ion which might meet a society s highest goals , and
create a literate, culturally enlightened, critically thinking citizenry (Sirotnik
and Oakes , 1986: 4), (Cons ider the point that both British and American
societies, for example, are
supposed
to be democracies , yet within them the
primary institution socializing future citizens is extremely undemocratic, at all
levels.j Unless teachers are aware of this fact, and continually investigate the
extent to which their purposes are being subverted and their professional values
ignored, they may eventually be prevented from actually educating. Teachers
research into the degree to which they are attaining their goals or into the
problems they are facing in doing so (that is, action research) istherefore a s n
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 3/8
those
engaged
in this
reflective process
[must]
attempt
to bracket
their
experience-
that is t y attempt to stand outside their experienceand
attend
toit nsuchaway that
they movebeyond what appear tobe
common-sense
interpretations
of what things
mean.
n
thisway they are
able
to
approach setting aside their ordinary assumptions
about
their
situations
and attain aheightened consciousness and clarified
understand
ing
about
therange of
meanings
that
participants attach
to school
events. (Sirotnik
and
Oakes 1986; 35)
When a cycle of investigation is concluded, the results must
be
com
municated-first,
to
those who engaged in the researchitself, and also to other
teachers and interested parties. Since the intent of the report (as well as the
reflection
an d
inquiry) is to lead to immediate action, they must be com
municated to teachers in forms they can immediately utilize. This leads to a
major area in
which progressive
action researchmay dispute standard research
practice-how the findings of investigations are communicated to teachers.
Through coexistingwith regular research reports, action research reports may
influence and benefitte achers accessto more established report formats.
S. THE UTIt.lZATIONOF RESEARCHANDACTION RESEARCH
There isa continuing widespreaddisposition among teachers generally (not just
those inSL education) that conventional research findings (at least as normally
presented) are insufficientlyrelevant to theirday-to-day problems(for example,
Beasley and Riordan 1981; Carr and Kemmis 1986; Bullock 1987; Eykyn
1987; Miranda 1988; McDonough and Mcfronough 1990; and
t
Armstrong
1980; Sanford 1981; Neubert and Binko 1987; Tyler 1988; Orem 1990;
Allwright
and
Bailey 1991). In this, teachers are supported by researchers
critical from various standpoints ofthe body of knowledge generated bveduca
tional research thus far (for example, Armstrong 1980; Haberman
and
Sikula
1991). There are various reasons for this. (1) can legitimately be recognized
that because oftopicsaddressed or the preliminary nature ofmany potentially
relevant lines ofwork,some work in regular educationand SL-specific research
really isirrelevant. at least in the short run (Lightbown 1985).(2)Most research
reports are specifically not targeted to individuals day-to-day problems. As
Shavelson (1988: 5)has observed,ifa teacherbelieves that education research
should direct ly and immediately apply to a par ticular issue, problem, or
decision that she or he faces, the probability that any single study
or
series of
studies could possibly meet these conditions must be quite close to
zero
unless the teacher takes action him/herself,
of
course. (3) Teachers have been
ledto believe that if oneknew what the right theory (i.e.bodyofknowledge) was,
one could Simplyapply it to practice
and
all problems of practice would be
solved. But, in fact. practical judgments are alwavs made under conditions of
bounded rationality (Simon 1957, 1958; see discussion in
Emmel
1966;
Hartnet t and Naish 1976. and ct Torbert 1981). Under these conditions,
theoretical
knOWledge
is often incomplete
and
practice situations never fully
understood practice isalways un r t rmin bytheory(Usher
and
Bryant
1989; 74) . Theory will be to varying degrees inapplicable in this sense,
134 ACTIONRESEARCHFORSECOND LA. Gt :AGETEACHERS
qu n ll for the del ivery of education (as opposed to, for example, child
minding, or what some have called schooling ) by schools
to
their students.
n this lineof thought, action research
provides a
means
bywhich
distorted
self-understandings may
be
overcome by
teachers
analyzing
theway their ownpractices and
understandings
are
shaped
bybroader ideo-
logical conditions [and] .. by linking reflection to
action.
offersteachers andothersa
wayof
becomingaware
ofhowthoseaspects ofthe
social
order
which
frustrate
rational
change may beovercome (Carrand
Kemmis 1986;
179-80)
Carr andKemmis are
not
satisfiedwith a conceptionof action research inwhich
teachers simplyidentify a problem and solve it-they wish to see the develop
ment ofa cyclicalprogramof reform, whose results are reflectedon
and
further
refined and developed in collaborative investigative communities The estab
lishment of a widening circ le of self-reflective communities of act ion
researchers .. . foreshadows
an d
engenders a different form of social organiza
tion (Carr and Kemmis 1986; 185). This conception of the school as a com
munityof researchersis also to be found much earlier in Schaefer (1967)as well
as, from a lesscritical perspective, the teacher center movement (for example,
Shostak 1987). It isan important componentin distinguishing thissecond kind
of action research from
that
discussed
earlier-compare
Gore and Zeichner
(1991: 123). who observe:
what we have most often seen in the US act ion research literature is a purely
individualist version of actionresearch which
largely
ignores thesocial conditionsof
schooling and society.
The techniques involved in this kind of action research willnot necessarily be
distinguishable from the full range of educational research techniques (Myers
1985) but the range of techniques to be chosen from may be narrowed by the
social organization involved in doing action research. and its reflective
COllaborative,and dialogic nature.In particular,it should be understood
that
the
objective ofthis kind of action research islocally-valid understandings of prob
lems in teaching and learning,
not
necessarily findings of maximal generality.
Thismeans that on the one hand, large databases.techniquesfor their reduction
and analysis, and steps which allo;; the replicability of results across many
different environments are less needed. On the other hand, techniques which
capitalize on the actors
an d
investigators deep familiaritywith the situationare
appropriate. n addition, a central concept of critical theory isunconstrained
dialogue which permits rational analysis
and
conceptual development. This
should take place through individual
teachers
reflection and communication
withtheir co-investigators, so the concepts used and the forms bywhich results
arecommunicated mustreflect
this,
ctionresearch. therefore,muststartwit
the ideas and conceptsof teachers,but it
must
be recognized that these are quite
likelyto embody theunexamined assumptionsof theschoolculturewhichplaya
role in causing many of the problems teachers face
ialse
consciousness).
Consequently, these must be developed through reflection and enquiry, and
,
t
GRAHAMCROOKES
13S
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 4/8
136
ACTION RESEARCH FOR SECO:<DLA. GUAGETEACHERS
GRAHAMCROOKES 137
precisely becauseof the unknowable dimension of practice on a moment-to
moment basis. (4)Many research reports, givenin both oral
and
written form,
use unfamiliarconcepts
an d
a rhetoricalformatwhichservesthe purposes of
th e
community of mainstream researchers, rather than of teachers (Mohr 1987;
Kidder
1991);
a major concern of those using this format is to present state
ments ina standard form, whose use is in:ended to facilitatethe replicability of
studies and their critical assessment
Thedesires that teachers havefor clarity and relevance may leadnon-action
researchers to respond by moving away from accompanying prescriptions for
practicewith a detailed accounting of the bases ofsuch prescriptions (And t
also Shavelson 1988: 9 on the greater risks that must be taken to bring
research to
bear
on the information needs of policy-makers and practitioners )
This sort ofresponse to the understandable pressures from teachersand policy
makers actually undermines the relationship between teachers and research.
Thereare defensible reasons whyresearch is reported theway
it
is ut since
those reasons do notobtainunderall circumstances.
it
is possible to argue for
alternative report and knowledge transmission formats, in the followingway.
The stronger the claims for general applicability that a study makes and the
more damage such claims, if wrong, could do, the greater the demand that
should be made for reliability, validity, and trustworthiness ct LeCompte
and
Goetz 1982;Mishler 1990) of the study. whichin tum can be obtained through
requiring full adherence to scientific practice in both the carrying out
and
reporting of the study Th e less strong suchclaims. the lessneed to conform to
the valuesimplicit in the (currently) standard rhetoric of science (not a value
free rhetoric: Schuster and Yeo 1986: Bazerman 1987; Nelson. McGill, and
McCloskey 1987). As Argyris and Schon (1991: 85) say: from the action
researcher s perspective. the challenge
is
to define and meet s tandards of
appropriate
rigor
without
sacrificing relevance. Since
action research
starts
with the immediate needsof a teacher or a group ofteachers, and
is
carried
out
by these individuals with their limited time and resources, their reports (without
which their actions cannot be considered research Ebbutt 1985) should
reflect such realities and limitations. They also reflect the expository predisposi
tionsof writer and
targeted audience:
they may bemore
discursive.
subjective,
and
anecdotal or discoursal (by orthodox standards). (See, for example,
Reasonand Rowan 1981; Ray 1987;Whitehead and Lomax 1987.)As Winter
(1989: 73-4)
states:
since our writing emerges from a different set of relationships collaborative and
action-oriented.
rather
than
authoritative and
observation-oriented the format of our
writing
shouldalso bedifferent. .. . certain stylistic features ofacadernic writing could
alsobe seenas inappropriate for
action research
reports. i.e.those.
. .
whichseem to
express
the expertrole by suggesting a
withdrawal
from
personal involvement.
anda
sustained
abstraction
fromconcrete
detail.
t is such teacher-oriented reports, when presented beyond the confines of
their
intended
application or
dissemination.
which can cause the concern
expressed by various authorities cited at the outset of this paper. The reports
are, after all, intended for a particular audience: fellow action researchers
involved
n
the work reported; the researcher him/herself,
in
that the reporting
process is part of the reflection involved in changing practice; and fellow
teachers
n
similar suuanons (Wmter
1989).
An acnon research report, there
fore, should not beread as
if
unsuccessfully targeted for an academic journal
ct
Cochran-Smith andLytle 1990). Its contents should, however, be disseminated
(as research is not research unless
communicated Stem
1983). A range of
alternatives to the academic Journal article exist (for example, conference
presentation,teacher-centerposter),most ofwhich are probablymore effective
in disseminating the information contained in such a report. Investigations of
the utilization of research findings make it clear that findings only presented in
academic journalsstand littlechanceof being utilized. Other means ofinforma
tion dissemination must be adopted, inwhich the personal element isinvolved,
either
n
dissemination alone (popham 1991; cf. linkingsystems , Rogers 1986;
teacher researchlinkers ,Billups andRauth 1987), or throughinstitutionalizing
action
research
so as to
change
school
staffs
into
communities
of
action
researchers
ct
Bennett andDesforges 1985).
6. SUMMARY
I have tried tooutline here thedifferences between regular research, onekind of
action research perhaps better called teacher research, and a second kind of
action research which most truly warrants that name. All are important and
useful; but it isthe radical wingof action research whichis least understood and
conducted, and which I have highlighted here. t deserves our support for the
.following reasons: (1) itsresults are actually as relevant to the immediate needs
and problems of teachers as any research can be; (2) itsupports the process of
teacher reflection. which is vital for educational renewal and professional
growth; (3)engaginginaction research mayfacilitate teachersdoing otherkinds
of researchand using the results ofsuch research; and (4) because ofitsbasisin
critical theory, it faces up to the unquestioned values embodied in educational
institutions which regularly threaten to cut the ground from under teachers,
eprofessionalizing them and preventing the delivery of true education.
So long as research is only presented as something that other people not
teachers-do, andso long as it seems to teachers that research reports must
necessarilybe written ina languagethey do
not
read or speak. wewillbe accom
modating the exploitativepressures of the institutions teacherswork in.Action
against such pressurescan take many forms. Th e conducting of action research
as a means of critical reflection on teaching and on the sociopolitical context in
which teachers find themselves has the potential to be a major componentin the
continuing struggle to improve SL teaching.
Revisedversion received ctober 992
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 5/8
ACf10S RESEARCH FORSECOSDLA1 GUAGE TEACHERS
GRAHAM CROOKES
139
\\ f f'I( )WLEDGE:-'1E'STS . .
\ \ l( r-
S
10Craig Chaudron. GeorgeJacobs.Julie ~ r e ~ e s . M l k ~ Longfor c o m m ~ n t s
Iher versionsof thispaper, and to the
Applied Linguistics
reviewersfor exception
, 11 ,
II tl ,,'lpfu comments.
J
'\
or :
,
difference betwe-en theory-driven and teacher-originatedresearchis likelyto exist
1 I 1 1 . d ~ l ' r
or not the
field
movesaway fromd.ependence
~ e o ~ ~
oflearningand
c l ~ s e r
1 I ....
»ncs
of practice (for example, van Lier 1991), as It 15 still important
and
entirely
It,
II,NHHC
that teachers should investigate what isofimmediate concern to them.
(In
coo
~ ~ I ; I n g such issues, which there is not s p ~ c e to do in this paper. it may
be
useful to
- , ve the
distinction between a theorv-in-use-r-a
teachers
own conceptual map of
1 1 ' ( , ~ n J g - a n d a theorv of teaching as a more external cognitive entity jointly possessed
il ' -
. If, . . .. field as a whole.I
I
) [ ~ o n (1910)0:
8) stares:
'The
term action
research
isusually credited to
John
Collier,
I
of Indian Affairs from 1933 to 1945
(Corey
1953; Wallace 1987;Wann
, ,,/
, .
1 1
, ).
Others refer to
the
work o.fLewin ( 1 9 ~ 6 )
as
the l ~ c u s
classicus.
This been
I
urshed tradition in rural, agricultural.
and
commuruty development particularly
In
\ ' ~ I
I
lurd World and in the development of workplace democracy particularly in
t 1 •
l1lavia
(Elden
1979; Karlsen 1991). The general attitude (rather than the term
~ I · f l
; ~ l l r I can be t ~ e d back at
l e ~ t to,
Dewey
( f o ~
example. 1904)-cf. Cochran-Smithand
\ { J
'JCj{); t:'Je
best recent historical survey 15Holly (1991).
\ , , -IJnter (1 : 89) states
that
action research implies the rejection of positivist
con-
I
I I f l ~
of research.
nu s is no great imposition since much current social science is
, . .
t,l /) post-positivist. in sense of
m t e r p r e o ~ ' e
(Rorty ~ 9 7 9 ; Taylor
1 9 8 0 ~
l, h
J
;l1
1983.:.:
Newsome,
in
press). But a key
point in
this rejecnon
IS
the acceptance of
11 :1 11
l aild
lll:J,jerstandings of educational practice
( o b t a i n ~ d
through. for e x a m p l ~ , case
I
U beuae as desirable as,
and
more hkelv to
be
obtained than. broadlv applicable
<;ltl f , _ - • •
11 1 +LlJZZ:JOllli..
;'he raartetr
of
how.
from a practical point of view. such communities of action
I ' ,.-Icnen cam.
be
established, nurtured, and defended in difficult times
and
circum
I
a ccenotex
one. which it isnot myobjectiveto discuss here, whether or not any
~ t '
.
I1,,/411
err s u g g ~ t i ~ n s could be made.
One
anonymous r e V l ~ w e r of ~ c l e
. , , t ; ; r . ~
than. n Britain at least .. , a f te r a decade or so of considerable acuvrrv
.. .
(.,,1/1
,
. , ~ r ~ research] isat a low ebb .. . (Schools
I currentlvvisit
in
one
area .. . do
ll n
f '
t ,I 1,..f1 tt: ~ g r t 1 books:it is hard to see how teacher action r e s e a r ~ ~ c o u l ~ alter thisann-
,1 , , l K.3l fac::\. Nevertheless,Holly (1991:
143)commentsthat
It IS
action
researchers,
I' ••,.o:.
a
sense ofcommunity who becomethe
scufflers in
newchange scenarios ,
W I j l ' ~ ; f£r.
wisrnmg
to
be
over-optimistic, I would concur
that
with
s c h o o l ~
as with other
.
... :::t .nn2eisof ten unlikelvto succeed unless group development
IS
first fostered
In 1 - • -
I
.,.. / .e=.:C.l\: efforts are made on a united basis. (C f Crookes 1989.for some related
mp· - .
,•.,j I ;U.it..-:·. 5 U ~ e s U O n s .
t:
. :::l
am SL context, the topics investigated are likely to involve the social and
I
c-ccimons facilitating
or
preventingSLA-maners concerningmotivation. class
I
Cllftl.;//>ir.u:t:L . rne rol e of non-standard languages. etc .e-rather than the less context-
d..
, , ' : f ~ ~ reamer
of sequences of acquisition
order in syntax,
or the roleof planningand
fT/I,p111r,.,r.J:I.:f:II learning,
(,
The
conditions surrounding such a dialogue must also be supportive. Usher
and
Bryant (1989) provide a critique of action research relevant to this line of argument
bu t
prosecuted
at a muchhigherlevelof abstraction
drawing
on the ideas of Habennas (for
example,
1972)
and Gadamer (1981); cf,also Lather(1986}
7
A similar situation exists in psychology: 'When psychologists are requested to rank
order the usefulness of informational sources to their practice, research articles
and
booksofempirical researchare consistentlyratedat the bottom of thescale (Kupfersmid
1988;635). And from the researcher s perspective.Hadley (1987: 101),drawing on his
investigations of social institutions,states thatthere
was
'very little evidence that research
findings
presented
in
standard journal or
book
form engage the minds
of
those in
our
targetgroups
or
measurably affect. , ,the policiesof those practicesof social institutions .
s Here, for example, are Krashen and Terrell (1983: 1):
'At
the time this book was
written, ou r confidence in the NaturalApproach [whichtheyare therein commending to
the teacherj was
based
primarilyon underlyingtheory
.. . and
the enthusiasticreactionsof
students and instructors.
9
The failure of professional training-in education and applied linguistics
to
validate
this
gap. and the associatedlack of research(until recently]on the role of the practitioner
as a decision-maker
under
non-eliminableconditions of uncertainty only exacerbates the
gap between the knowledgebase for practice and practice itself.
Lampert and
Clark
(1990)
discuss the role of researchon teacher
thinking
in teacher
education.
Drawing
on Greeno (1990). they comment that the field should pay more
carefulattention
to how
experts
acquirewhatever knowledgemight
be
said
to characterize theirthinking
about th e problems of practice.. , .
The
domain of knowledge that belongs to experts
.. . is
an
environmentcontaining resources, , . [within which one
canlget
around .. . as
well
ashave
a sense ofwherethereis
to go. , . Ou r
readingof cognitive theoryand of the
research on teacher
thinking
suggests that the conventional academic pattern of
producing general principles from particular cases and delivering those principles to
novicesmaynot be the most appropriate
fonn
for teachereducationto take. (Lampert
and Clark 1990:22)
10
See, for instance, Goswami and Stillman (1987) or Johnstone(1990) for examples
ofsuch reports.
11
Cf Cochran-Smith and Lytle (1990: 3) who propose a four-part typology of
reacher-research formats: teachers journals, briefand book-length essays, oral inquiry
processes,
and
classroom studies . In addition, it
is
the
contextualized
nature of such
reports which makes them a more likely sourceof influence on teachers than standard
reports,
REFERENCES
Allwright,
D, and
K. M. Bailey. 1991. Focuson
the
LanguageClassroom. Cambridge:
Cambridge University Press.
Annstrong, D. G. 1980. Researchers incentives and the dearth of practical research
results. PeabodyJournal
of
Education
58/1:
55-60.
Arg)Tis, C. and D. A, Schon. 1991_ Participatory action research and action science
compared:a commentary
in W.F,
Whyte
(ed.]:
ParticipatoryAction
Science Newbury
Park, Calif.: Sage.
Bazerman, C. 1987, Codifying the social scientific style:The Publication Manual
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 6/8
140
ACTION RESEARCH FORSECO:-iD LA:<GL AGETEACHERS
GRAHAM CROOKES
141
as a behaviorist rhetoric in J. S. Nelson. A. Megill,
and
D. N. McCloskey (eds.]:
The
Rhetoric
a/the
Human Sciences. Madison, \Vis.: Universitv ofWisconsinPress.
Beasley, R. and
L.
Riordan. 1981. The classroom teacher as researcher:
English in
Australia 55:36-41.
Bennett,
X
and
C. Desforges. 1985. Ensuring practical outcomes from educational
research in M.Shipman (00.):
Educational Research: Principles, Policies, and
Practice London: The FalmerPress.
Billups, L. H. and M. Rauth. 1987. Teachers and research in V.Richardson-Koehler
[ed.):Educators Handbook:A Research Perspective NewYork: Longman.
Brandon, P.
R.
1982. An Examination of an Interactive Approach-to Educational
Program Evaluation. PhD thesis, Universityof Hawaii.
Brindley, G.1990. Towards a research agenda fortiESOL: Prospect 6/1: 7-26.
Brumfit, C. and R. Mitchell .
1989.
he language ctlIsroom as a focus for research in
C.Brurnfit
and R.
Mitchell (eds.): Research in the Language Classroom
ELT Docu
ment 133:
3-15).
London:
Modern
English Publications.
Bullock.
R.
H. 1987. A quiet revolution: the power of teacher research
in
G.
L.
Bissex
and R.H. Bullock (eds.): Seeing for Ourselves. Portsmouth,KH: Heinemann.
Carr,
w.and S. Kemmis. 1986. Becoming Critical.London:The Falmer Press.
Chesler, A. 1990, Action research in
the
voluntarv sector. a case srudv of scholar
activist roles in self-help groups in S.A. Wheldon.
A_Pepitone. and
V
Abt OOs. :
Advancesin FieldTheory NewburyPark. Calif; Sage.
Cochran-Smith, M. and S. L. Lytle. 1990. Researchon teaching and teacher research:
The issues that divide. Educational Researcher 1912:2 11
Cohen. D. K.
1988. Teaching practice: Plus que
ca
change .. . in P .
W.
Jackson (ed.):
Contributingto EducationalChange.
Berkeley. Calif.: McCutchan.
Cohen. L. and L. Manion. 1985. Research Methods in Education (2nd edn.). London:
Croom Helm.
Corey. S.:\1. 1953. Action Research to ImproveSchool Practices.New York: Teachers
CollegeBureau of Publications. Columbia Universitv.
Crookes,G.1989. Grassrootsaction to improveESL
programs:
UH
Working Papersin
ESL 8/2: 45-61.
Crookes, G. 1992. Theory format and SLA theory: Studies in Second Language
Acquisition
11/4:
425-50.
Cuban. L. 1988. Constancy
and
change in schools
1880s
to the present) in P. W.
Jackson (ed.):
Contributing to Educational
Chame, Berkelev. Calif.:McCutchan.
Dewey, J. 1904. The Relation
of
Theory to Practice-in d u c t i ~ n (3rd NNSE Yearbook.
pt. 1).Chicago: Universityof Chicago Press.
Ebbutt, D. 1985. Educational action research: some general concerns and specific
quibbles in
R.
G. Burgess ed. :
Issuesin Educational Research: Qualitative Methods.
Lewes: The Falmer Press.
Elden. M. 1979. Three generat ions of work democracy experiments in ~ o r w y in
C.Cooper and E.Mumford (eds.) : The Quality of Work in Eastern and Western
Europe. London: Associated BusinessPress.
Elliott, J. 1987. Teachers as researchers in
M l
Dunkin (ed.):
The International
Encyclopedia of Teaching
and
Teacher Education.
Oxford: Pergamon.
Emmett, D. 1966. Rules, Roles and Relations. New York: St. Martin s Press.
Ericson, D. P. 1986. On critical theory
and
educational practice- inK. A Sirotnik and
1.
Oakes
(eds.): Critical Perspective on the Organization and Improvement of School
ing.
Boston: Kluwer-Nijhoff.
E ~ · k ~ I 1 L. B.
1987. Confess ions of a high school language teacher ,
or why
I
never (used to) read Foreign Language Annals . Foreign Language Annals 2 12:
265-6.
Florio, S.
and
M. Walsh. 1981. Th e teacheras colleague in classroom research in H.T.
Trueba,
G. P. Guthrie , and K.H.-P. Au [eds.):
Culture and the Bilingual Classroom:
Studies in ClassroomEthnography.
Rowley, Mass.: Newbury House.
Gadamer, H. G. 1981. Reason in the Age of Science (trans. F. Lawrence). Cambridge,
Mass.: MIT Press.
Gebhard. J, G., S. Gaitan, and R, Oprandy. 1987. Beyond prescription: the student
teacher
as investigator.
ForeignLanguageAnnal s
20/3: 227-32.
GoodIad,
t
1984.
A Place
WJ/ Ied
School.
New York: McGraw-HilI.
Gore. J.
M.
and
K.:\1.
e i h ~ ~ t i o n research and reflective teaching in
pre
service teacher educatiorra ~ ~ o the United States. Teaching and Teacher
Education 712:119-36.
Coswami, D. and P. R. Stil lman
eds.].
1987.
Reclaiming the Classroom: Teacher
Research asan Agencyfor Change.
UpperMontclair, VI.:Boynton-Cook.
Greeno,
J.
G. 1990. Number Sense as Situated Knowledge in a Conceptual Domain
ReportNo. IRL90-00·14). Palo Alto, Calif, Institute for Research on Learning.
Habennas, J. 1972. Knowledge and Human Interests (trans.
1.J.
Shapiro). London:
Heinemann.
Haherman, :11. and J,
Sikula.
1991. Preface in W.R.
Houston
(ed.): Handbook for
Research on TeacherEducation. New York: Macmillan.
Hadley, R. 1987. Publish
and
be ignored: proselytize and be damned in C. G. Wenger
[ed.): The Research Relationship. London: Allen
and
Unwin,
Hannen.
M
and
A.
Naish. 1976. What theory cannot do for teachers.
Education for
Teaching 96/1:
12-19.
Holly, P. 1991. Actionresearch:The missing link in the creationof schoolsas centersof
inquiry in A. Lieberman and L Miller (eds.): StaffDevelopment for Education in the
SQs.
New York: Teachers College Press.
Janis, G. 1991. Research on teaching methodology: Its evolution
and
prospects in B.
F.
Freed (ed.):
Foreign
Language Acquisition Research and the Classroom. Lexington,
Mass.: D.C. Heath.
Johnstone.
R. 1990. Action-research in the foreign languages classroom: Language
LeamingJoumal UK 111:18-21.
Karlsen. J. I.
1991. Action research as method: reflectionsfrom a program for develop
ing methods and competence in W.F. Whyte (ed.]:
Participatory
Action Research
(pp. 143-58). Newbury Park, Calif.: Sage.
Kelly, A. 1985. Action research: What is itand what can it do? in R G.Burgess(ed.) :
Issues in EducationalResearch:Qualitative Methods.
London: Falmer Press.
Kemml s. S, and R, :I1cTaggart (eds.).
1982. The Action Research Reader.
Deakin:
Deakin
University Press.
Kemmis, S. and R.
:\1cTaggart.
1988. Introduction in
S.
Kemrnis and
R McTaggart
(eds.]: TheAction Research Reader 3rd edn.). Deakin:Deakin University Press.
Klinghammer. S. J . 1987. Teacher as resea rche r.
English for Foreign Students in
English-speakingCountries Newsletter fESOL
Interest Section)
5/1.
3.
Kidder. R. :\1. 1991. Academic writing is convoluted,jargon-ridden. and isolated from
th e messy realities of the world: Chronicle ofHigher Education 37/20: B I-B3.
Krashen, S.
D. and T . D. Ter re ll . 1983. The Natural Approach. Oxford: Pergamon
Press.
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 7/8
142
ACDON RESEARCH FOR
S E O ~
LA. GCAGE TEACHERS
GR H M
CROOKES
143
Kupfersmid,
J.
1988. Improving what is published: a mode
in
search of an edi tor.
Ameri can Ps\ chologist43/8: 635 42
Lampert, M. and C.M. Clark.
1990. Expert
knowledgeand expert thinking in teaching:
A
response
to Flodenand Klinzing. Educational Researcher 19/5: 21-3.
Lane, H. 1962. Experimentation in the language classroom: Guidelines and suggested
procedures forthe classroomteacher. Language Learning 12/2: 115-21.
Lather, P. 1986. Research as praxis. Harvard EducationalReview
56/3:
257-77.
LeCompte,
M.D. and
J.
P. Goetz. 1982. Problems of reliabilitv and validitv in ethno-
graphic research. Review ofEducational Research 52:
31-60
.
Lewin,
K.
1946. Action research
and
minorityproblems,
Journal
of
Social Issues
2:
34
46.
Lightbown, P.:\-1. 1985 Great expectations: Second language acquisition research
and
classroom teaching. Applied Linguistics
6:173-89.
Long. M H. 1989. Second language classroom research and teacher education in
C. Brumfitand R.Mitchell (eds.): Research in the Language Classroom
(ELT
Docu
ment 133). London: Modem English PUblications.
Lowry. C. D. 1908. The Relation
of
Superintendentsand Principals
to
the Training and
ProfessionalDevelopment
of
their Teachers
[Seventh yearbook of the NationalSociety
for the Studyof Education, pt. 1).Chicago,
Ill.:Uni-versity
of Chicago Press.
McDonough. J. and S. McDonough. 1990. What s the use of research? ELT Journal
44/2:
102-9.
Mclnryre,
A. 1981. After Vinue:A Study ofMoral Theory. London: Duckworth.
Miranda,
E. O. 1988. B roaden ing the focus of res ea rc h in
education:
Journal of
Research andDevelopment in Education
22/1:
23-38.
Mishler.
E. G. 1990. Validation in inquiry-guided research; the role of exemplars in
narrative studies:
Harvard Educational Review
60: 415-42.
Mohr, M. M. 1987. Teacher-researche rs and the s tudy of the wri ting process in
D. Goswami and P, R. Stillman (eds.): Reclaiming the Classroom: TeacherResearch as
anA gencyfor Change. Upper Montclair, VI.: Boynton/Cook.
Myers. M 1985. The Teacher-Researcher: How to Study Writing in the Classroom.
Urbana.Ill.:National Council for Teachers of English.
Netson.J.5., A.McGill.
and
D. N. McCloskey. (eds. 1987. TheRhetoricof theHuman
Sciences. Wisconsin: University of Wisconsin Press.
Newsome. G.
(in
press). Review: Becoming critical: education, knowledge.
and
action
research . Canadian Journal of Education.
Neubert. G. A. and J. B. Binko. 1987. T each-probe-revise: a model for initiating class
room research. The TeacherEducator
22/1:
9-17.
Nixon, J. 1981. A Teacher s Guide to Action Research. London:Grant Mcintyre.
: iunan.
D. 1989a. The teacher as researcher
in
C.Brumfit and R Mitchell (eds.):
Research inthe Language Classroom (ELT Document 133).London:
Modem
English
Publications.
Nunan, D.
1989b. Understanding Language Classrooms:A Guide for Teacher-initiated
Action. New York: Prentice-Hall.
Nunan. D. 1990. Ac tion resea rch in the language c lassroom in J. C. Richards and
D.
Nunan
(eds.): Second Language Teacher Education. Cambridge: Cambridge
UniversityPress.
Olsen.
M.
W. 1990. Th e teacher as researcher: a historical perspective in
:\1.
W.Olsen
(ed.): Opening the Door
to
Classroom Research. Newark. Del.: International Reading
Association.
Orem. R A. 1990. Theory, practice, research,
and
professionalization of the field of
Teaching English to Speakers of
Other
Languages in J.E. Alatis (ed.): Linguistics,
Language Teaching, and Language Acquisition.
Washington, DC: Georgetown
University Press.
Popham. W. J. 1991.·A slice of advice. Educatio nal Researcher 20/6: 18,35.
Ratcliffe, J. W. 1983. Notions of validity in qualitative research methodology. Know
ledge:Creation, Diffusion, Utilization 512:147 67
Ray. L C. 1987. Reflections on classroom research
in
D.Gcswami and P.R Stillman
[eds.): Reclaimingthe Classroom: Teacher Research asan Agencyfor Change.
Upper
Montclair, Vt.:
Bovnton/Cook.
Reason, P. and J. Rowan. 1981. Issues of val id ity in new paradigm resea rch in
P. Reason and J. Rowan (eds.): Human Inquiry. New York: Wiley.
Rogers. E. M. 1986. Modelsof knowledge transfer:critical perspectives in G. M. Beal,
W.Dissanayake, and S.Konoshima (eds.); Knowledge Generation, Exchange, and
Utilization. Boulder, Colo.: Westview.
Rodgers,
T.
andJ.
C.
Richards.
(n.d.).
Teacher-based curriculum
development:
illusion
or realirv? Ms.
Rorty,
R.
1979. Philosophy and the Mirror
of
Nature. Princeton, NJ: Princeton
University Press.
Sanford, 1981. A model for act ion resea rch in P .Reason and J .Rowan (eds.) :
Human Inquiry:A Sourcebook
of
New Paradigm Research.London: Wiley.
Schaefer. R J. 1967. The School asa Center of Inquiry. New York: Harperand Row.
Schuster,
J. A.and R.R.Yeo. 1986. Introduction in1.
A.
Schusterand
R.R.
Yeo (eds.):
ThePolitics and Rhetoric
of
Scientific Method: Historical Studies.
Dordrecht: Reidel.
Shostak.
R.
J.
1987. Teachers centres in
M.
J . Dunkin (ed.) : The International
Encyclopedia
of
Teachingand TeacherEducation,
Oxford: Pergamon.
Simon.
H. A. 1957. .\fodels ofMan. New York: Free Press.
Simon, H. A. 1958. Administrative Behavior (2nd edn.).New York: Macmillan.
Shavetson, R. J. 1988. Contributions of educational research to policy and practice:
Constructing, challenging, changing cognition. Educational Researcher
:
4-11.
22.
Sirolnik.
K.
A.and
J.
I. Goodlad. (eds.). 1988. School-UniversityPannerships in Action:
Concepts, Cases,and Concerns. New York:
Teachers
College Press.
Sirotnik.. K. A.and
J.
Oakes. 1986. Criticalinquiry for school renewal inK. A, Sirotnik
and J. Oakes
(eds.):
Critical Perspective on the
rg ruuuion
and Irnprovemeru of
Schooling. Boston: Kluwer-Nijhoff
Stenhouse, L. 1975. An Introduction to Curriculum Research and Development.
London: Heinemann.
Stern,
H. H. 1983. Fundamental Concepts of Language Teaching. Oxford: Oxford
University Press.
Taylor. C.
i980.
Understanding in
human
science. Review
of
Metaphysics 34:
25-38.
Torbert,
W. R. 1981. Why educational research has
been
so uneducationa1: The case for
a new model of social s ci ence based on collaborative inquiry in P.Reason and
J. Rowan (eds.):Human Inquiry. New York: John Wiley.
Tyler,
R.
. 1988. Utilizationof research by practitioners ineducation in P. W.Jackson
(ed.):Contributing to Educational Change. Berkeley, Calif.:McCutchan.
Usher, R.
and I.
BI ·3Ot.
1989.
Adult
Education as Theory, Practice,and Research:The
CaptiveTriangle.London: Routledge.
van Ller,
L.
1988. TheClassroom and the Language Teacher.London: Longman.
8/9/2019 Crookes 1993
http://slidepdf.com/reader/full/crookes-1993 8/8
144
T I O ~
RESEARCHFOR SECONDLANGUAGETEACHERS
van Ller, L 1991. Insidethe classroom:learningproceduresand teaching procedures.
AppliedLanguage
Learning
2/1: 29-70.
van Lier, L andK. Bailey. 1988. Innovationandactionresearch in pre-service teacher
education. Paperpresentedat the 23rd annual TESOLconvention, SanAntonio, Tex.
Wallace, M. 1987. A historical reviewof action research:Some implications for the
educationof teachers in their managerialrole.
Journal
EducationfOT
Teaching
13/
2:97-115.
Wann, K.D. 1953. Action research
in
schools: Reviewof Educational Research 23/4:
337-45.
Whitehead, J. and P. Lomax. 1987. Action research and the politics of educational
knowledge:
British
Educational
Research
Journal
3 2:
175 90
Winter,
R ~ 9 8 8 Leamingfrom Experience: Principlesand Practice
n
ActionResearch
London f almerPress
. -
i
\
<,
»:
/