david d dowd jr financial disclosure report for 2010

8/3/2019 David D Dowd Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR C A LEN D A R Y EA R 2010

Report Required by the E thicsin Govermnent Act of 1978(5 U.S.C. app. .~ 101-111)

I. Person Reporting (last name, first, middle initial)DOW D, JR . , DAVID D.

4. Title (Article 111 judges ind icate active or senior status;magistrate judges indicate full- or p art-time)U .S. DISTRICT JU DG E - SE N IOR

7. Chambers or Office AddressJOHN R. SEIBERLING UNITED STATES COURTHOUSEROOM 402, TWO SOUTH MAIN STREETAKRON, OHIO 44308

2. Court or OrganizationU .S. DISTRICT COU R T, N DOH

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information con tained in this Report and anymodifications pertaining thereto, it is, in my o pinion, in compliancewith applicable laws and regulat ions .

R e v ie w in g O f f i c e r D a t e

3. D a t e o f R e p o r t5/I 1/201 I

6. Reporting Period01/01 /2010

to12/31/2010

IMPORTANT NOTES: The instruct ions accom panying this form m ust be fol lowed. Complete al l parts,checking the NONE box for each part where you h ave no reportable inform atiot~ Sign on last page.

I . P O S I T I O N S . a e p o r t i .g i n d i v i d u a t o n t y ; s ~ , p ~ , . 9 - 1 3 of filing instructions.)[~] NONE (No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF OR GA NI Z A T I ON/ E NT I T Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~ (No reportable agreements .)ONE

D A T E . PARTIES AND TERMS


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FINANCIAL DISCLOSURE R EPOR TPage 2 of 10

N a m e o f P e r so n R e p o r t i n gDOWD, JR. , DAVID D.

D a t e o f n e p o r t5/I 1/2011

I 1 1 . N O N - I N V E S T M E N T I N C O M E . ( n e p o . i n g individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~ (No reportable non-investment income.)ON EDATE SOURCE AND TYP E INCOME

(yours, not spouses)

I. Annu ity - P u blic R etirem ent Sy stem o f Ohio Annu ity $32,032.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honorar ia. )--] N O N E (No reportable non-investment income.)

2.3.4.

DAT E SOUR CE AND T Y P EState Teachers Ret i rement System (payable monthly)

IV.R E I M B U R S E M E N T S -transportation, lodging, food, entertalnmen~( Includes those to spouse and dependent chi ldren; see p p. 25-27 of f i ling ins t ruct ions . )[] NONE (No reportable reimbursements.)

SOURCE DATES LOCATIONI.2.3.4.5.

PURPOSE 1TEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 10

:Name of Person ReportingDOWD, JR., DAVID D.

D a t e o f R e p o r t5/I 1/2011

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n d dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCEI.2.

3.4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of.filing instructions.)N O N E (N o reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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N a m e o f P e r so n R e p o r t i n gDOW D, JR., DAVID D.

Date of R e p o r t5/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of :~pouse and dependent children; seepp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.Descrip t ion o f Assets I n co me d u r i n g G r o ss v a l u e a t en d( inc luding t ru s t asse ts ) repo rt ing per iod of repo rt ing per iod

(1 ) (2 ) (1) (2)Place "(X)" after each asset Amoum Type (e.g., V alu e V a lu e

exempt from prior disclosure Code l div. , r en t , Code 2 M e t h o d( A - H ) or in t . ) (J-P ) Cod e 3( Q - W)

[ ] IRA h o ld ings fo l low :EXXON CORPORATION

TIMKEN CO.FIRST MERITA T T 6% Corporate NoteA T T 6% Corporate NoteNM Corporate Note 5.9%

Exelon

Southern Corp.

Colgate-Palmolive

American Electric PowerDomin ion RES INC NEW VADow Ch emical Co. Note

2.

3.

4.

5.

6.

7.

8.

9.

10 .

I1.

12 .

13 .

14 .

15 .

16 .

17 .

A Dividend K TA Dividend K TB Dividend J TA I n t e r e s t J TA I n t e r e s t J TA I n t e r e s t J T

A Dividend J TA Dividend K TA Dividend K TA Dividend K TA Dividend J T

A I n t e r e s t J T

Transact ions during repo rt ing per iod

(1 ) (2) (3)Type (e.g., D a t e Value

buy, sell, m m/ dd !y y Co de 2redemption) ( J - P )

Bank of New York noteGeneral Electric note

Marathon Oil Corporation noteNextel Commu nications Co. note

A I n t e r e s t J TA I n t e r e s t J T

A I n t e r e s t K TA I n t e r e s t J T

(4 ) (5 )Gain I d e n t i t y o f

Code 1 buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

A

I. Income Gain Codes:(See Columns BI and D4)

2. Value Codes(See Columns C I and D3)

3. Value Method Codes(See Co lunm C2)

A=$1,000 orlcssF =$50, 001 - $100, 000J =$15,000 orlessN =$250, 001 -$500, 000P3 =$25,000,001 -$50,000,000Q =AppraisalU =Book Value

B =$1,001- $2 ,500G=$100,001 -$1,000,000K =$15 ,001- $50 ,000O=$500.001- $1,000,000R Cost(Real Estate Only)V=Othcr

C =$2,501- $5,000HI -$1,000,001- $5,000,000L =$50, 001 -$100, 000PI =$1,000,001 -$5,000,000P4 =More than $50,000,000S AssessmentW=Estimatcd

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash M arke t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 o f 10


D a t e o f R e p o r t5/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent cMIdre,; seepp. 34-60 of filing instructions. )[~ N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at en d(including trust assets) reporting period o f rep ortin g p eriod

(l) (2) (l) (2)Place "(X )" after each asset Am ount T y p e ( g . , Valu e Valu eexempt from prior disclosure Code l div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

18.19 . SBCCOMM UNICATIONS, nkaAT&T A Dividend J T20 . FIRST ENERGY CORP - FNA OHIO A Dividend J T

EDISON2 !. TI M K E N A Dividend J T22. AG L RE SO URC ES A Dividend J T23. FIRST M ERIT B Dividend K T24. AMERICAN ELEC. POWER A Dividend J T2 5. P RO G RE SS EN ER G Y C OR P. A Dividend J T26 . Ohio State Dev . Auth. Bond 5.84% du e A I n t e r e s t J T12/I /15 .27 . Southern Corporation B Dividend K T28 . Miami Univ . o f Ohio Bonds A I n t e r e s t J T29 . Princeton Ohio City School Bonds A I n t e r e s t J T30. ~ RA holdings follow:31. PROGRESS ENERGY A Dividend K T32. E XXON-M OBI L A Dividend K T

33. FIRS T M ERIT A Dividend J T34. General M ills A Dividend J T


(i ) (2) (3)Type (e.g., Date Va l u ebuy , se l l , mm/dd/yy Code 2

r ed em p t i o n ) (J-P)

(4 ) (5 )G a i n I d e n t i t y o f

C o d e 1 b u y e r / s e l l e r( A - H ) ( i f p r i v a t e


I . Income Gain Codes: A =$1,000 or less B -$1 ,001 - $2 ,5 00 C =$2.501 - $5 ,000 D =$5,001 - $15.000(See Columns BI and D4) F =$5 0,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. V alue Codes J =$15 ,000 or less K -$15 ,001 - $ 5 0,000 L -$ 50,001 - $ 100,000 M -$ 100,001 - $250,000(See Co lumns C I and D3) N =$25 0,001 - $500,000 O -$500,001 - $ 1,000,000 P 1 = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 =$ 5, 00 0, 00 1 - $2 5, 00 0. 00 0

P3 =$25 ,000,001 - $5 0,000.000 P4 -M ore than $50,000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash M arke t(See Co lumn C2) U =Book Va~ue V =Other W =Estintated

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t in gDOWD, JR. , DAVID D.

Date of R e p o r t5/I 1 /2011

V I 1 . I N V E S T M E N T S a n d T R U S T S - i .e o m e , v o W . e , transactions (Includes those of spouse and dependent children; secpp. 34-60 of fillng instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during Gross value at end(including trust assets) rep orting perio d o f rep orting p eriod

(1 ) (2 ) (1) (2) (I) (2) (3)Place "(X )" after each asset Am ount Type (e.g., Valu e Valu e Type (e.g., D a t e Valueexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, m m/ dd /y y Co de 2(A-H) o r i n t . ) ( J - P ) Code 3 redemption) ( J - P )(Q-W)

35 . Kellogg A Dividend J T36. Southern Company A Dividend J T37. Wal-Mart Storenote A I n t e r e s t J T38. Patriot Coal Company A Dividend J T39 . Properties~40. ~o.i.iJi~i.~ condo- Naples, FL- not rented None M T41. ~i:~ M assillon, OH-not rented None L T42. Non-Dividend/Interest bearing security, ]

43. SHADY HOLLOW COUNTRY CLUB None J T44. W I LD ER NE SS CO U NT RY CL U B None K T45 . Securities~46 . AMERICAN ELECTRIC POWER A Dividend K T47 . First Merit Corp. A Dividend J T48 . OH ST Water Development Auth ority A Interest K TRevenue4 9 . B o n d s p a yi ng 4.6 25 % d u e 1 2/ 1/ 27

5 0. A k ro n OH I n co m e Tax R ev e nu e B o nd A I n t e r e s t J Tpaying 4.5%51. due 12/1/28

Bu y 11/03/10 J



Code 1 buyer/seller(A-H) ( i f p r i v a t e


I . Income Gain Codes: A =$1,000 or less B =$1 ,001 - $2,500 C =$2,5 01 - $5 ,000 D =$5,001 - $15,000~ Se e Co lu nm s B 1 a nd D4 ) F =$ 50 ,0 01 - $ 10 0,0 00 G =$100,001 - $ 1,000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15 ,000 or less K -$15 ,001 - $5 0,000 L $ 5 0 , 0 0 1 - $ 1 0 0 ,0 0 0 M =$100,001 - $250,000(See Colunms CI and D3) N =$250,001 - $500,000 O =$500.001 - $1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 -Mor e t han $50, 000, 0003. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessmcnl T =Cash Mar ket[See Column C2) U =Book Value V =Other W =Estimated

E =$15 , 001 -$50, 000


7/21


N a m e o f P e r s o n R e p o r t in gDOWD, JR., DAVID D.

Date of Report~ / I 1 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ N O N E (No reportable income, assets, or transactions.)

A. B. C.Desc rip tion o f Asse ts In c o m e d u rin g Gross value at end(in c lud in g tru s t asse ts ) rep o r tin g p e rio d of repo rt ing per iod

(t) (2) (1) (2 )Place "(X)" after each asset A m o u n t Type (e.g., Val u e Value

exempt from prior disclosure Code l d iv . , ren t , Code 2 M e t h o d( A- H ) or in t , ) (J-P) Code 3

(Q-W)

Toledo OH City School Distric t Bondspaying4 .62 5% d ue 12 / 1 / 3 2AGL ResourcesDuke EnergyHam il ton County Convent ion Center bondsSpectra *(spl i t with Duke Energy )T i m k e nColumbus Ohio Sw Revenue Bond sAutomatic DataJohnson & Johnson

Bank of America~note

Abbott LabsCoca ColaPatriot Coal Company

52 .53 .54 .5 5.5 6.57 .58 .5 9.60 .61 .62 .63 .64 .65 .66 .

~67.

A I n t e r e s t K T

A Dividend J TA Dividend J TA I n t e r e s t K T

A Dividend J T

A Dividend J TB I n t e r e s t K T


(l ) (2) (3)Type (e.g., D ate V a lu ebuy , se l l , mm/dd/yy Code 2

r ed em p t i o n ) (J-P)

Sold 12/09 J( p a r t )Bu y 07/08 K

A Dividend J T Bu y 08/10

A Dividend J T Buy 09/01A I n t e r e s t J T Buy 09 /24

J

JJ

A Dividend J TA Dividend J TA Dividend J T

Bu y 11/03Bu y 1 !/03Bu y 11/03

J

JJ


C o d e 1 buyer/seller(A-H) (if private


A

168.

I. Income Gain Codes:(See Colunms BI and 134)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(See Colunm C2)

A=$1,000 orlcssF =$50,001- $100,000J =$15,000 or lcssN =$250,001- $500,000P3 =$25,000,001- $50,000,000Q =AppraisalU =Book Value

B =$1 , 001 - $2 , 500G =$t 00, 001 -$1 , 000, 000K=$15,001- $50 ,000O=$500,001 - $1,000,000R =Cost(Rcal E~ate Only)V =Other

C =$2, 501 - $5 , 000HI =$1.000,001- $5,000,000L =$50,001- $100.000PI =$1.000,001 -$5,000,000P4 =More than $50,000.000S =AssessmentW =Estimated

D =$5.001- $15,000H2 =More than $5,000,000M=$100, 001 - $250. 000P2 =$5,000,001 -$25,000.000T =Cash Mar kc t

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 8 of 1 0

N a m e o f P e r s o n R e p o r t in gDOWD , JR., DAVID D.

Dale of ReportJ/I I/:2011

V I I . I N V E S T M E N T S a n d T R U S T S - ineo,.e, vat.e, t r a n s a e a o n s a n e t u a e s t t , o ~ e o S s p o u s e a n d dependent children; see p p . 3 , 1 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

69 .70 .

71 .

72 .73 .74 .75 .76 .77 .78 .79 .80 .81 .

A. B. C.Descr ip t ion of Asse ts I n c o m e d u r i n g G r o s s v a l u e a t en d( in c lu d in g tru s t asse ts ) re po rtin g p erio d of repo rt ing per iod

(l) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Valu e Va lu e

exempt from prior disclosure Code I d iv . , ren t , C o d e 2 M e tho d( A- H ) or in t . ) (J-P) Code 3( Q - W )

(I )Type (e.g.,buy , se l l ,

r ed em p t i o n )

Transac t ions du r ing repor t ing per iod

(2) (3) (4)Date Val u e Gain

mm/dd/yy Code2 C e d e 1(J-P) ( A- H )

Iden t i ty o fbuyer /se l le r(i f private

t ransac t ion)

82 .

I. Incom e Gain Codes: A =$1,000 or less B =$1,001 - $2,5 00 C =$2,501 - $5,000 D =$5,001 - $15,000(See Colunms BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000.000 H2 =More than $5,000,0002. Value Codes J =$15,000 or less K =$15,001 - $50,000 L $50,001 -$100,000 M =$100,001 - $250,000(See Columns C I and D3) N =$25 0,001 - $5 00,000 O =$5 00 ,001 - $1 ,000,000 P I =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25 ,000,001 - $5 0,000,000 P4 =M ore than $5 0,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Mar ket{See Column C2) U =Book Value V =Other W =Estimated

E =$15,001 o $50,000


9/21


Name of Person ReportingDOWD, JR. , DAVID D.

Date of Report5/I 1/2011

VIII. ADDITIONAL INFORM ATION OR EXP LANATIONS. (Indicate part of report.)


10/21


Name of Person ReportingDOWD, JR., DAVID D.

Date of Report5/I 1/2011

I X . C E R T I F I C A T I O N .1 cer t i fy tha t a l l informat ion given above ( including informat ion per ta ining to my spouse and minor or dependent ch i ldren, i f any) i s

accura te , t rue , and comp le te to the bes t of my k now ledge and be l ie f , and tha t any informat ion not r epor ted was w i thhe ld because i t met appl icable s ta tu toryp r ov i s i ons pe r m i t ti ng non - d i s c l os u r e.1 f u r t h e r ce r ti f y t h a t e a rne d i ncom e f r om ou t s i de e mpl oy m e n t a nd h on or a r ia a nd t h e a cce p t a nce o f g i f t s wh i ch h a v e b e e n r e po r t e d a r e i ncom pl iance ~v i th the prov is ions of 5 U.S.C. app. 50 1 e t . seq . , 5 U.S.C. 7353 , and Judicia l Conference regu la t ions .

Signature : S /DAVID D. DOW D, JR.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY F ALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app . 104 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


11/21

I.dO 10 1Rev. 1/20ili

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Rq~ort Required by the E thicsin Government Act of 1978(5 U.S .C. tq~p. .~ .+" 101-111)

I. Person R eport ing (last name, f i rst , middle ini t ia l )D O W D , J R . , D A V I D D .

4. Tit le (Ar tic le 111 judges ind ica te ac tive or sen ior s ta tus ;magistrate judges indicate full- or part-time)U. S. D ISTRIC T J UD GE - SENIO R

7. Chambers or Off ice AddressJOH N R. SEIBERLING UNITED STA TES COURTH O USER O O M 4 0 2 , T W O S O U T H M A I N S T R E ETA K R O N , O H I O 4 4 3 0 8

2. Court or Organizat ionU.S. DISTR1CT COURT, NDOH

3. Date of Report08/15/201 I

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] lnitial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulafions.

Reviewing Off icer Date

6. Repor t ing Per iod0 1 / 0 1 / 2 0 10

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE bo x for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . (Rep ort ing indiv idual only; see pp . 9 -13 of f ! l ing instruct ions. )NONE (No reportable positions.)

POSITIONI.2.3.4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; see pp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


12/21


N a m e o f P e r s o n R e p o r t i n gD O W D , J R ., D A V I D D .

D a ~ e o f R e p o r t08/1~/201 I

1 1 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Incom eD N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )I. Annui ty - Publ ic Ret i r ement Sys tem of Ohio Annui ty $32,032.002.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were married during any po rtion of the reporting year, comp lete this sectior~(Dollar amount not required except for honoraria.)

~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 . State Teacher s Ret i r ement Sys tem (payab le monthly)2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~] NONE (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


13/21


N a m e o f P e rs o n R e p o r t i n gDOWD, JR., DAVID D.

D a t e o f R e p o r !O8/1~/2011

V . G I F T S . a n c t u d e s t i, o s e ,o s p o u s e a , d d e p e , d e n t c h l i d r e n ; s e e p p . 2 S - 3 t of fi l ing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s p o . s e a n d dependen t children; see pp. 3 2 - 3 3 of filing instructions,)N O N E ( N o reportable liabilit ies.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


14/21


N a m e o f P e rs o n R e p o r t i n gDOWD, JR., DAVID D.

D a t e o f R e p o r t08/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of ~pouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Income d u r i n g G r o s s v a l u e a t e n drep ortin g p er io d o f r e p or tin g p er io d

(I) (2) (1) (2) (1 ) (2) (3)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value Type (e.g., D a t e V a l u e

exempt fromprior disclosure C o d e 1 d iv ., r e n t, Co d e 2 M e th o d b u y , s e ll , mm/dd/yy C o d e 2( A - H ) o r in t.) ( J- P ) C o d e 3 r e d e m p t i o n ) ( J - P )

(Q-W)

Descr ip t ion o f Asse t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

M y I R A h o l d i n g s f o ll o w :E X X O N CORPORATIONTIMKEN CO.FIRST M ERITA T T 6 % C o r p o r a te N o t eA T T 6 % C o r p o r a te N o t eNM Corporate Note 5.9%

ExelonSouthern Corp.

Colgate-Palmolive

American Electric PowerDominion RES INC NEW V A

Dow Chem ical Co. Note

2.3.4.5.6.7.8.9.

1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .1 7 .

A Dividend K TA Dividend K TB Dividend J TA I n t e r e s t J TA I n t e r e s t J TA I n t e r e s t J TA Dividend J TA Dividend K TA Dividend K TA Dividend K TA Dividend J TA I n t e r e s t J T

Bank of New York note

General Electric note

Marathon Oil Corporation noteNcxtel Commu nications Co. note

A I n t e r e s t J TA I n t e r e s t J T

A I n t e r e s t K TA I n t e r e s t J T

( 4 ) ( 5 )Gain Identity of

C o d e 1 buyer / se l le r(A-H) ( i f p r i v a t e


A

1. I ncome Gain Codes :(See Columns BI and D 4)

2.Value Codes(See Co lumns CI and D 3 )

3.V alue M ethod Codes(See Colunm C2 )

A=$1,000 or lessF=$50,001 - $100,000J=$15,000 or lessN =$250,001 - $500,000P3=$25,000,001 - $50,000~000Q=AppraisalU =Bo o k Va lu e

B =$ 1 ,0 0 1- $ 2 ,50 0G =$1 00,001 - $1 ,000,000K =$1 5 ,001 - $5 0,000O =$ 50 0 ,0 0 1 -$ 1 ,0 0 0 ,0 0 0R =Cost(Real Estate Only)V =O the r

C=$ 2 ,50 1- $ 5 ,0 0 0HI =$1,000.001- $5,000,000L =$5 0,001 - $1 00,000PI =$1,000,001- $5,000,000P4 =More than $50,000,000S =As s e s s m e n tW = E s t i m a t c d

D =$5,001 - $15,000H2 =More than $5,000,000M = $I 00,001 - $25 0. 000P2 =$5,000,001 - $25,000.000T =Cash M arke t

E =$15.001- $50.000


15/21



Date of R e p o r t08/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,.e, vat.e, ,...s..io.s a.ct.a~; a,o,. o/,vo.,, a.a d ~.~ ,,de,,, children; see p p . 3 4 - 6 0 o f f i l l n g instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.D e sc r ip tio n o f A sse ts In c o m e d u r in g Gro s s v a lu e a t en d( i nc l udi ng t r us t asse t s) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

(1 ) (2 ) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt fromprior disclosure C o d e 1 d iv ., r e n t , Co d e 2 M e t h o d( A - H ) o r in t . ) ( J - P ) C o d e 3( Q - W )

T h e f o l lo w i n g s e c u r i t ie s a r e h e l d i n m yn a m e :S B C C O M M U N IC A T I O N S , n k a A T & T

18 .19 .20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30.31 .32 .

33 .34 .

FIRST E N E R G Y C O R P - F N A O H I OE D I S O NT I M K E N

AGL RESOURCESFIRST M E R I TA M E R I C A N E L EC . P O W E R

National City Corp.A m e r e n Co r p .PROGRESS ENERGY CORP.

Ohio State Dev. Auth. Bond 5.84% d ue1 2 1 1 1 1 5 .Southern Corporation

Miami Univ. of Ohio BondsPrinceton Ohio City School Bonds

, ~..,: IRA hol&ngs follow:

PROGRESS ENERGYE X X O N - M O B I L

A Dividend

A Dividend

A Dividend

A DividendB DividendA Dividend

A DividendA DividendA Dividend

A I n t e r e s t

B DividendA InterestA Interest

J

JJJKJ

J

J

J

J

KJ

J

TTTTTTTTTTTTT

AA

DividendDividend

KK

TT

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3)Type (e.g. , D a t e Valuebuy, se l l , m m/d d/yy Co de 2

redemption) ( J - P )

Sold 01/05 J A

Sold 01/05 J A

( 4 ) (5 )Gai n Iden t i ty o f

Co d e 1 b u y e r/se l le r( A - H ) ( i f pr ivate

t r ansac t i on)

I . Inc,ame Gair~ Codes: A =$1 ,000 o r less B = $1 ,001 - $2,500 C = $2,501 - $5.000 D =$5,001 * $15,000(See Co lumns BI and D 4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. V a lu e Co de s J = $15 ,000 or less K = $15 ,001 - $50,000 L = $50,001 - $ 100,000 M = $ 100,001 - $250,000(Se e C o lu m n s C I a n d D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P 1 =$1.000,001 - $5,000,000 P2 -$5,000,001 - $25,000,000P3 =$25,000,001 o $5 0,000,000 P4 =More than $50,000,0003. Va lu e M e tho d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =As s e s s m e n t T =C a s h M a rk c !(See Co lumn C2 ) U =Bo o k Va lu e V = O t h e r W =Estimated

E =$1 5 ,0~l - $5 0 ,000


16/21


Name of Person IlcportingDOWD, JR., DAVID D.

D a t e o f R e p o r t08/I 5/2011

V I I . I N V E S T M E N T S a nd T R U S T S - i . c o , . e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s s e ts ) r e p o rtin g p e r io d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt fromprior disclosure Code I d iv . , r en t ,( A - H ) or i n t . )

35. FIRST MERIT A Dividend

36. TimkenCo mp an y A Dividend37. General Electric A Dividend

38. General Mills A Dividend

39. K e l l o g g A Dividend40. Southern C o m p a n y A Dividend

41. Wa[-Mart Store note Interest

4 2. $10,000 U.S. Treasury Note Interest43. Patriot Coal C o m p a n y A Dividend

44. rropertles~,,,~,,, ,~,~,~ ~,~. =~,~, ;~

45. condo- N a p l e s , FL- not rented46. Massillon OH-not rented

4 7. No n -D iv id en d ! In te res t bear in g s ecu r i ty inm y n a m e48. SHADY HOLLOW COUNTRY CLUB

49. WILDERNESS COUNTRY CLUB

50 . Secur i t ies ]ii]51 . A M ERIC A N ELEC T RIC PO W ER

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)

V a l u e ValueCo d e 2 M eth o d

( J - P ) C o d e 3(Q-W)

J T

J T

J T

J T

J TJ T

J T

J T

N o n e M TNo n e L T

No n e J TN o n e K T

A D i v i d e n d K T

Transac t ions dur ing r epo r t ing pe r iod

O) (2) (3)Type (e.g., D a t e V a l u ebuy, se l l , mmdd/yy C o d e 2

r e d e m p t i o n ) (J-P)

Sold I 1 / 1 1 J ASold 11/11 J A

Bu y 11/03/10 J

(4 ) (5 )Gain Identity of

Code I buyer/seller(A-H) (if private


I . Income Gain Codes: A = $1,000 o r less B = $ 1 ,001 - $2,500 C = $2,501 - $5.000 D = $5 ,001 - $15,000(See Column s B I and 1M) F =$ 50,001 - $ 100,000 G =$100,001 - $1,000,000 H I = $ 1 ,0 00 .0 01 - $5 ,0 00 ,0 00 H 2 =M o re t ha n $ 5, 00 0, 00 02. Value Codes J = $15 ,000 o r less K -$1 5,001 - $5 0,000 L =$50.001 - $ 100,000 M =$ 100.00 | - $250,000(See Co lumns CI and D 3 ) N =$250,001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 ~$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. V~lu e M e tho d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =As s e s s m e n t T =Cash M arke t(See Column C2 ) U =Bo o k Va lu e V = O t h c r W =E s t im a ted

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


17/21

FINANCIAL DISCLOSURE REPO RTPage 7 of 11

N a m e o f P e r s o n R e p o r t i n gDOWD, JR., DAVID D.

D a l e o f R e p o r t0 8 / 1 5 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , va l u e , t ransact ions (Includes those of sp ouse and dependent chi ldren; seepp . 34-60 of f i l ing instruct ions. )~] N O N E (No reportable income, assets, or transactions.)

A. B. C.Desc r i p t i on o f A s s e t s Income during G r o s s v a l u e a t e n d( i nc l udi ng t r us t asse t s) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

0) (2 ) 0) (2) ( 1 )Place "(x)" af ter each asset A m o u n t T y p e ( e .g ., Value Val ue T y p e ( e . g .,exempt f rom pr ior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l ,( A - H ) o r in t.) ( J- P ) C o d e 3 r e d e m p t i o n )

(Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e V a l u e Gai nm m / d d ! y y C o d e 2 C o d e 1

( J - P ) ( A - H )

(s }I d e n t i t y o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

5 2. Fir st M er it Co rp . A D i v i d e n d J53 . O H S T W a t e r D e v e l o p m e n t A u t h o r i t yR e v e n u e54 . B o n d s p a y i n g 4 . 6 2 5 % d u e 1 2 / 1 / 2 7

A Interest K

55 . A k r o n O H I n c o m e T a x R e v e n u e B o n dpaying 4 .5%56 . d u e 1 2 / ! / 2 8

Interes t

5 7. T o led o O H C i ty Scho o l D is t r i c t Bo n d sp ay in g58 . 4 . 6 2 5 % d u e 1 2 / I / 3 2

Interest K

59 . A G L R e s o u r c e s60 . D u k e E n e r g y61 . Hami l to n C o un ty C o n ven t io n C en te r bo n d s62 . Sp ect ra * (sp l i t wi th D uke En erg y)63 . T i m k e n64 . C o l u m b u s O h i o Sw R e v e n u e B o n d s65 . A u t o m a t i c D a t a66 . J o h n s o n & J o h n s o n

67 . Ban k o f A mer ica $ 10 ,0 0 0 .0 0 n o te68 . A b b o t t L a b s

A D i v i d e n d JA D i v i d e n d JA Interest KA D i v i d e n d JA D i v i d e n d JB Interest K

TTTTTT

Sold 12/09 J(par t )Bu y 07/08 K

A

A

A

A

A

D i v i d e n d J T Bu y 08/I 0D i v i d e n d J T Bu y 09/0 I

Interest J T Bu y 0 9/2 4D i v i d e n d J T Buy 11/03

JJ

JJ

I . I ncome Gain Codes : A =$1,000 or less B = $1 ,001 - $2,500 C 55 2,5 01 - $5 ,000 D =$5,001 - $15,000(See Co lumns BI and D 4) F = $50,001 - $100.000 G = $100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 ~More than $5,000,000

2 . V a lueCodes J $ 1 5 ,0 0 0 o r le s s K = $ 1 5 ,0 0 1 -$ 5 0,0 0 0 L $ 5 0 , 0 0 1 - $ 1 0 0 ,0 0 0 M =$ 10 0 ,0 0 1-$ 2 50 ,0 0 0(See Columns C I and D 3 ) N -$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 $25 ,000. 001 - $5 0 ,000,000 P4 =More than $50,000,0003. Va lu e M e tho d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =Assessrncnt T =C a s h M a rk e t(See Co lunm C2 ) U =Bo o k Va lu e V = O t h e r W =E s t im a ted

E =$1 5 ,001 - $5 0 ,000


18/21


N a m e o f P e r so n R e p o r t i n gDOWD, JR., DAVID D.

D a t e o f R e p o r t08/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

69 .70 .71 .72 .73 .74 .75 .76 .77 .

78 .79 .80 .

81 .82 .83 .

84 .

D e sc r ip tio n o f A sse ts T ran sa c tio n s d u rin g r e p o r tin g p e r io d( i nc l udi ng t r us t asse t s)

In c o m e d u r in g Gro s s v a lu e a t en dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (I)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value Type (e.g.,

exempt fromprior disclosure C o d e 1 d iv ., r e n t, Co d e 2 M e t h o d b u y , s e l l ,( A - H ) o r in t . ) ( J- P ) C o d e 3 r e d e m p t i o n )(Q-W)

(2) (3} (4)D a t e V a l ue Gain

m m /d d/yy Co de 2 Code l(J-P) (A-H)

O)Iden t i ty o f

buyer / se l l er( i f p r iva te

t r ansac t i on)

Coca Cola A D i v i d e n d J T Bu yPat r io t C o a l C o mp a n y A D i v i d e n d J T Bu y

I 1 / 0 31 1 / 0 3

JJ

85 .

1 . In co m e Gain Co de s: A =$1 ,000 o r less B = $1 ,001 - $2,500 C =$2,5 01 - $5 ,000 D =$5,001 - $15,000(Se e C o lu m n s B 1 a n d D4 ) F = $50,001 - $ 100,000 G = $ 100,001 - $1,000,000 H 1 = $1 ,000,001 - $5 ,000,000 H2 =More than $5,000,000

2. V a lu e Co de s J = $15,000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000(Se e C o lu m n s C I a n d D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I =$ 1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000.0003. Va lu e M e tho d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =As s e s s m e n t T =C a s h M a rk e t(See Co lunm C2 ) U =Bo o k Va lu e V Other W =E s t im a te d

E =M 5,001 - $50,OO0


19/21

FINANCIAL DISCLOSURE REPO RTPage 9 of 11


D a t e o f R e p o r t08/15/201 I

V I 1 . I N V E S T M E N T S a n d T R U S T S - i . , .o m e , v a l u e , t .a . s ~ c , i o . s a . ~ t ~ a e s , h o ~ o I ~ v o u ~ e ~ . d d ~ V ~ . , , ~ t il ~ r ~ . ~ ~ ~ . ~ 4 - ~ 0 of fili.g instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p ti o n o f A s s e ~ s In c o m e d u r in g Gro s s v a lu e a t en d( in c lu d in g tru s t a s se ts) r e p o rt in g p e r io d o f r e p o r t i n g p e r i o d

(l) (2) ( 1 ) ( 2 )P l a c e " ( X ) " a f t er e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u eexempt f rom pr ior disclosure C o d e 1 d i v . . r e n t . C o d e 2 M e t h o d

( A - H ) or i n t . ) (J-P) C o d e 3( Q - W )

O)Type (e.g.,

buy , s e l l ,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Va lu e Gain

m m /d d!yy Co de 2 Code I( J - P ) ( A - H )

( s )Iden t i ty o f

buyer / se l l er( i f p r iva te

t r ansac t i on)

86 .87 .

I . Income Gain Codes: A =$1,000 o r less B = $1 .001 - $2,500 C = $2,5 01 - $5 ,000 D =$5.001 - $15,000(See Colum ns 131 and D4) F :$5 0,001 - $1 00.000 G = $100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J = $15.000 or less K = $15,001 - $50,000 L -$50,001 - $ 100 ,000 M =$ 100.001 - $250,000(See Co lumns CI and D 3 ) N =$250,001 - $500~000 O = $5 00 ,0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000,000P 3 = $25,000,001 - $50,000,000 P 4 -M o re th an $50.000.0003, Va lu e M e tho d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =As s e s s m e n t T =C a s h M a rk e t(See Co lumn C2 ) U =Bo o k Va lu e V = O t h e r W =E s t im a ted

E =$15,001 - $50,000


20/21


N a m e o f P e r so n R e p o r t i n gD O W D , J R ., D A V I D D .

D a t e o f R c p o r l ~08/15 /201 I

VIII . ADDITIONAL INFORMATION OR EXPLANATIONS. tln,licatepart of report.)


21/21

FINANCIAL DISCLOSURE REPORTPage 11 ofll

Name of Person Report ingD O W D , J R . , D A V I D D .

Date of Report08/I 5 /2011

IX. CERTIFICATION.1 c e r t i f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) is

a c c u r a t e , t ru e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S. C . a p p . 5 0 1 e t . s e q . , 5 U . S .C o 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/DAVID D. DOWD, JR.

N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S I FI ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C IV I LAND CR IMINAL SA NCTIONS (5 U.S.C. app . 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

david d dowd jr financial disclosure report for 2010

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