david r hansen financial disclosure report for 2010

8/3/2019 David R Hansen Financial Disclosure Report for 2010

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AO lORev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10 Report Required b), the E thicsin Go vermnen t Aet of 1978(5 U.S.C. app. ,s,~ I01-111)I. Person Repor ting ( las t name, f irs t , middle initial)HANSEN, Dav id R.

4. Tit le (Art ic le I I I judges ind ica te act ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

U.S . C i rcui t Judge (Sen io r)

7. Chamber s or O f f ice Addr es s221 Thi rd Aven ue SE , Su i t e 400Cedar R apids IA 52401-1530

2. Court o r Organ iza t ionU .S . Cou r l o f A ppea l s - S t h Ci r c

3. Date of Repor t04/22/201 I

5a . Report Type (check appropria te type ) ] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re to , i t is, in my op in ion , in compliancewith appl icable l aws and regu la t ions.

6. Report ing Pe riodOl/OI/2010

to12/31/2010

Resie,~ng Officer D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Com plete all parts,check ing the NO NE box for each par t where you have no reportable in format ion . S ign on las t page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-I3 of fillng instructions.)~-] N O N E ( N o reportable positions.)

P O S I T I O NI. Parmer i n Fa rm Renta l -Pa r tne rsh ip-See a t t ached l e t t e r o f explana t ion Iowa Fal ls, IA2.3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m , ~ , o n l n g i n d i v i , ~ u u l o n ~ y ; s c , ~ , ~ , . 1 t 6 o f ~ t i n g instructions.)[~ N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS1.3/1/71 Hansen and L indsay 50-50 Fa rm Pa r tne rsh ip2.3.


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6

N a m e o f P e r s o n R e p o r l in gHANSEN, David R.

D a t e o f R e p o r t04/22/201 I

II1. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Fil e r s Non-Inves tmen t Incom e[~] N O N E ( N o reportable income. )o n - i nv e s t m e n t

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - I f you were m arried during an y portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f { i

Name of Pe r son R epor t ingH A N S E N , D a v i d R .

Date of Repor t04/22/201 I

V . G I F T S . a n e l u d e s , h o ~ e , o s p o u s e u n d d e ~ , e n d e n , children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reporta ble gi f ts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e ~ , h o ~ e o ~ " ~ , o ~ o u n d d e ~ , e n ~ e n t children; s e e p p . 3 2 - 3 3 of fillng instructions.)[~] N O N E (No reporta ble liabili ties.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 6

N a m e o f P e r s o n R e p o r t i n gHANSEN, David R.

Date of Report04/22/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue , transac tions ~ l ne l ud e s t h ose of sp ouse and dependent children; seepp. 34-60 of filing instructionsON O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or in t . )

Gr o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e Va lu eC o d e 2 M e t h o d

( J -P ) C o d e 3( Q - W )

(] )Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain

m m /d d/y ~ Co de 2 Code I( J - P ) ( A - H )

(5 )I d e n t i t y of

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

3.4.

5.

6.

7.8.

9.

I0 .II.

12 .

13 .

Shares-Tem ple ton Growlh Fund, Inc . A Dividend K T Bgh t 12/10/10 JUnits Consolidated Capital LimitedP a r t n e r s h i pOne - h a l f i n t e r es t ~ i ~ ~ ~ f a rm H ard inCounty, IowaRental Dup lex-lowa Falls IA Sold 2005-r epor ted 2005 r epor tPrincipal Life Insuran ce Pol icies CashSurrender Values

R e n t

None K T

Certif icate of Deposit , Mt. Vernon Ban k,Mt . Vernon , IowaSav ing s Account Mt . Vernon B ank , M t .Vernon , IowaSav ing s Account Mt . Vernon B ank , M t .Vernon , IowaPrinFinGrp Stock issued on demutual izat ion

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A Dividend

J

J

LJ

TTTT

Luthe ran Brh d L i fe I nsur po l i c i e s c ash su r rvalueAm erus Li fe ln sur Po l icy cash surrenderva lueReal Es ta te Con t rac t (Sa le o f Ren ta l Dup lex#4 above)

None

None

I n t e r e s t

L

J

J

TT

T

S e e P a r t V l l l

See Part Vlll

1 4 .

1 5 .

1 6 .1 7 .

I . Income G ain Codes : A =$1,0OO or less B =$1 .O01 - $2,500 C =$2,501 - $5,000 D =$5.001 - $ |5 .000ISce Column s 131 and I)4) F =$50.001 - $100.0~0 G =$ I00,001 - $1,0OO.000 HI =$1,000.001 - $5.000,0OO H2 =More than $5.000,000

2. Value Codes J = $15.000 or less K = $15 .001 - $50 ,000 L =$50.001 - $ I 0O,000 M =$ 100.001 - $250.000(See Columns C I and D3 ) N =$250.001 - $500,000 O :$ 500.001 - $1,000.000 PI -$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 :$ 25,000,0OI - $50,000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appr a i s a l R = Cos t (Real Es ta t e O n ly ) S : A s s es s men t T : Cas h Marke t

1 Sc Column C2 ) U = Book Value V = O lh cr W = Estim ate d

E :$1S.001 - $50,000


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IFINANCIAL DISCLOSURE REPORT I N a m e o f P e r s on Re p o r t i n gPage 5 of 6[ H A N S E N , David R.

VIII. ADDITIONAL INFOR MATION OR EXPLANAT IONS. (indicate part of report.)Par t VI I , I tem 2 - Pa r tne rsh ip t e rmina t ed 12 /31/09Par t VI I , I t em 3 - 100% a ssessed va lua t ion = $ 173 ,000Par t VI I I, I t em 12 - F ina l paym ent on co nt rac t r ece ived 10/2010

Dale of Report04/22/201 I


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FINANCIAL DISCLOSURE REPORTPage 6 of 6

Name of Pe r son R epor t ingH A N S E N , D a v i d R .

Date of Repor l0 4 1 2 2 1 2 0 1 I

IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d ~ v a s ~ v i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .! f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r te d a r e i nco m p l i a n ce w i t h t h e p r o ~ s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . se q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n ce r e g u l a t i o n s .

Signa ture : S/David R. HANSEN

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C TI O N S (5 U .S .C . a p p . 104 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i st r a ti ve O f f ice o f t h e U n i t e d S t a t e s C o ur t sSui t e 2-301O n e Co l u m b u s C i r cl e , N . E .W a s h i n g t o n , D .C . 2 05 4 4


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DAVID R. HANSENMay 4, 1990

Honorable John H. PrattChairman,.Judicial Ethics CommitteeJudiciary Conference of the United States811 Vermont Ave., N.W.Washington, D.C. 205~4

Re= WIN-GIN FarmsDear Judge Prat~,

Your letter of April 6, 1990 is received.In 1971, while a practicing lawyer in Iowa Falls~Iowa, I purchased as an investment an undivided one-half interest in a 120 acre Iowa farm.. The other-undivided, ha.lf, interest is owned by

to Joldtly manage-i formed a 50-50-Pa~ers~pwe call WIN~GIN Farms which is a passi~ .conduit whichreceives the c~sh .rent from the farm, pays theinsurance, taxes, and repairs, and passes through thenet rental income to each of us equally. Thepartnership does. not own th~ real estate. We do.notfarm the ~round but have always rented, it for cask rentto long time farmeE tenants. WIN-GIN Farms"prod~c~s nocrops, raises no livestock, and sells n.o~prod~cts. It.ands the. management device by which~ . Ihave chosen-tO efflclently manage ~re~-b~tundivided interests in. the real estate. We both do theoccasional w eekend small repairs such as f~xln g fenceand_.painting, which are required-to maintain the.property an d I prepare the annua l Fed&ral and Iowastate income tax returns for the.partnershlp and see totheir filing. The total gross income from the" rentslast year was $8,100 and after expenses w~ netted about$6,000 th at was split equally between us.


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Honorable John H. PrattPage 2May 4, 1990

I fully disclosed the nature of this investment atthe time of my confirmation hearing, and have reportedit on each and all bf the financial disclosure reportsI have filed. In the fourteen years I have been atrial Judge subject to the Code of Conduct, no personhas ~sted any impropriety in my relationshi~ withor WIN-GIN Farms.

WIN-GIN Farms is not a "business" -- it. is avehicle by whlch I manage my investment in the-farm.If I owned the whole of the farm as an investment andren~ed it out for c~be doing the very samefunctions I do. with ~.t.hr. ough. WIN--GIN Farms.Canon 5(c)(2) provides in part tha t "a judgemayhold and manage investments,Including real estate, . . but should not Serveas an officer, director~ activ~

partner, manager, advisor, or emp.loyee of anybusiness." Since thls. partnershlp is a conduit forrent and is not engaged i, a~y "bUsiness," includingfarming, ~ believe it is fundamentally differentfromthe closely held small business corporatlonIn AdvisoryOpinion No. I0, and from the proscribed personalmanagement or operation of a farm oE ranch explained AnAdvisory Opinion No~ 30.I h~p~ Uhis information is.heipful.to theCommittee as it reviews my Financia l Disclosure Report.

Respectfully yours,-

David R. Hansen

david r hansen financial disclosure report for 2010

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