www.desolocapital.co

DE SOLA CAPITAL PARTNERS, Inc A Proprietary Trading Firm

Knowledge & Transparency

Overview

De Sola Capital Partners, Inc

! Investment Philosophy Characteristics ! Basic Structure ! Structural Issues ! Timeline ! Disclaimer

Investment Philosophy

De Sola Capital Partners, Inc

• Proprietary Trading Firm Using Refined Options Strategies.

• Trading Strategies: – Non- Directional: Pairs Trading. – Directional: Non-Traditional Financial Instruments: * Directional Options Spreads, Reversals and

combinations on Stocks, ETFs & Indexes. • Fees

– 0 and 20 • Taxation:

– “pass-through” taxation

Structural Issues

De Sola Capital Partners, Inc

! FORMAT: Separate Managed Accounts (SMA) ! Quarterly Reporting. ! Minimum Investment:

! $500,000.00 ! Withdrawal and Contribution Periods

! Open, No Restrictions. ! Fees:

! Based on Performance; High Watermark.

Timeline

De Sola Capital Partners, Inc

! Step #1: Client opens account with online brokerage and communicates risk tolerance.

! Step # 2: Client Gives De Sola Capital Partners, Inc Limited Trading Authorization.

! Step #3: Trading Starts.

DISCLAIMER

De Sola Capital Partners, Inc

! The Investment Objective is to achieve long-term after-tax capital appreciation , primarily by investing with a long-term perspective by investing in a portfolio of diverse financial instruments with significant upside potential.

! Some investors may have different fee arrangements, depending on the timing of a specific investment, net performance for an individual investor may vary from one to another.

! Past results are no guarantee of future results and no representation is made that an investor will or is likely to achieve specific results. All investments involve risk including the loss of principal. This document does not constitute an offer to sell or the solicitation of an offer to purchase any security or investment product.

www.desolocapital.co