developing an integrated risk management ......figure 12: national consultation workshop...
TRANSCRIPT
DEVELOPING AN INTEGRATED RISK MANAGEMENT FRAMEWORK TO SUPPORT “ONE WATER”
IN MUNICIPALITIES
Prepared by:
Contents Introduction .......................................................................................................................................... 6 1
What is One Water? .............................................................................................................................. 8 2
2.1 Complexities and interactions ...................................................................................................... 9
Identifying the Risks ............................................................................................................................ 14 3
Water infrastructure risks ........................................................................................................... 14 3.1
3.1.1 Key drivers ........................................................................................................................... 14
Risks from Climate Change ......................................................................................................... 16 3.2
3.2.1 Key drivers ........................................................................................................................... 16
Population growth and increased urbanization ......................................................................... 18 3.3
3.3.1 Key drivers ........................................................................................................................... 18
The Water Utility Risk Integration Matrix ............................................................................................... 20
Legislation and Governance ................................................................................................................ 21 4
4.1 Legal responsibilities and different levels of government .......................................................... 21
4.1.1 Barriers to integration and legal responsibilities across departments ............................... 23
4.1.2 The roles of other actors ..................................................................................................... 24
4.1.3 Legal management of a trans-boundary resource .............................................................. 25
4.1.4 Legal issues associated with stormwater management ..................................................... 27
4.2 Governance ................................................................................................................................. 28
4.2.1 Networked governance structure ....................................................................................... 28
4.2.2 Municipal decision making .................................................................................................. 29
4.2.3 An inter-jurisdictional approach to managing risks ............................................................ 30
4.2.4 Components of successful network governance ................................................................ 30
4.3 Recommendations ...................................................................................................................... 32
Watershed Planning Approach ........................................................................................................... 34 5
5.1 Proposed next steps for watershed planning ............................................................................. 35
5.1.1 Watershed and subwatershed plans .................................................................................. 36
5.1.2 The municipal master planning approach .......................................................................... 36
5.1.3 Sustainability Plan ............................................................................................................... 37
5.2 Recommendations ...................................................................................................................... 38
Asset Management ............................................................................................................................ 39 6
6.1 Condition assessment and defining the level of service ............................................................. 40
6.2 Tools for integration ................................................................................................................... 42
6.3 Adapting to Climate Change ....................................................................................................... 44
Integrated Risk Assessment ................................................................................................................ 48 7
7.1 Barriers and challenges ............................................................................................................... 49
7.2 Risk management framework ..................................................................................................... 51
7.3 Tools for assessing the vulnerability of water infrastructure ..................................................... 52
7.3.1 ICLEI Changing Climate, Changing Communities Framework ............................................. 52
7.3.2 Residential Basement Flooding Vulnerability Assessment Tool-Municipal Risk Assessment
Tool (MRAT) ........................................................................................................................................ 53
7.3.3 Engineers Canada- Public Infrastructure Engineering Vulnerability Committee Protocol . 54
7.4 Sustainability Rating Tools .......................................................................................................... 57
7.4.1 Envision™ Sustainable Infrastructure Rating System .......................................................... 58
7.4.2 Infrastructure Sustainability Council of Australia (ISCA) ..................................................... 58
7.5 Recommendations ...................................................................................................................... 58
Innovative Green Infrastructure Technologies ................................................................................... 60 8
8.1 Stormwater risks and impacts linked to drinking water and wastewater systems .................... 60
8.2 Stormwater management approaches and risks ........................................................................ 62
8.2.1 Conventional stormwater management ............................................................................. 62
8.2.2 Green Infrastructure approaches and designs ................................................................... 63
8.3 Recommendations ...................................................................................................................... 66
Integrated Financial Planning ............................................................................................................. 67 9
9.1 Legislation that supports integrated financial planning ............................................................. 68
9.1.1 Sustainable Water and Sewage System Act ........................................................................ 68
9.1.2 Ontario Regulation 453/07 (O. Reg 453/07) ....................................................................... 69
9.1.3 Public Sector Accounting Board Reporting ......................................................................... 70
Life-cycle costing ................................................................................................................................. 70
9.1.4 Water Opportunities Act ..................................................................................................... 70
9.2 Elements of a Financial Plan ....................................................................................................... 71
9.2.1 Financing options ................................................................................................................ 72
9.3 Potential barriers to integrated financial plans .......................................................................... 74
9.4 Recommendations ...................................................................................................................... 75
Recommendations and Conclusions ............................................................................................... 77 10
10.1 Legislation and governance .................................................................................................... 77
10.2 Integrated Watershed Planning .............................................................................................. 77
10.3 Asset management ................................................................................................................. 78
10.4 Integrated risk assessments .................................................................................................... 78
10.5 Integrated financial planning .................................................................................................. 79
10.6 Innovative green infrastructure technologies ........................................................................ 80
References ...................................................................................................................................... 82 11
Table of Figures
Figure 1: The components of an integrated framework. Source: CVC 7 Figure 2: The “One Water” approach. Source: Healthy Waterways. 8 Figure 3: Water Systems in the Credit River Watershed. Source: CVC 9 Figure 4: Some of the different ways that infrastructures interact with each other. Source: CVC 11 Figure 5: Sample excerpts from the Water Utility Risk Integration Matrix, demonstrating the
approach to information organization. Source: Utility Matrix, Richard Harvey 20 Figure 6: Varying guidelines and standards across different municipalities within a watershed.
Source: CVC 26 Figure 7: Recommendations on decision making governance structure based on 2014 National
Consultation Workshop. Source: CVC 30 Figure 8: Components of successful network governance. Source: CVC 31 Figure 9: Priorities for better integrated water management. Source: CVC 32 Figure 10: Support from practitioners on the watershed planning process. Source: CVC 35 Figure 11: National Consultation Workshop respondents agree that watershed targets could inform
infrastructure targets. Source: CVC 38 Figure 12: National Consultation Workshop participants identify barriers to implementing an
advanced asset management practice in Canada. Source: CVC 41 Figure 13: Feedback on areas of further research for climate change and infrastructure planning.
Source: CVC 45 Figure 14: Failure costs associated with Finch Avenue culvert. Source: City of Toronto 2011. 49 Figure 15: Indication of lack of research on reducing failure risk. Source: CVC 49 Figure 16: Barriers inhibiting completion of risk assessment. Source: CVC 50 Figure 17: ISO 31000 Risk Management. Source: ISO 51 Figure 18: ICLEI’s five-step milestone framework. Source: ICLEI, 2011. 52 Figure 19: An illustration of MRAT basement flooding risk maps. Source: IBC MRAT. 54 Figure 20: PIEVC Protocol Steps. Source: PIEVC. 55 Figure 21: Elements of Watershed Vulnerability Assessments (after Neiltz et al., 2013) 56 Figure 22: Capabilities and focus of relevant tools and reports. Source: WINA Report- When the Bough
Breaks; Nov, 2014. 57 Figure 23: Comparison of road retrofit alternatives for a local residential road. Source: CVC 68
Figure 24: Comparison of different financial approaches. Source: XX 70 Figure 25: Typical components of a financial plan with additional considerations to enhance
integration. Source: Adapted from a chart provided by Gary Scanlan. 72
Introduction 1
Canadian municipalities are facing challenges from continued growth, climate change, aging
infrastructure, and the increasingly limited ability of receiving waterways to absorb the impact of
stormwater runoff and pollution. While many municipalities have water and wastewater asset
management plans, stormwater infrastructure has largely been overlooked despite its impact on water
and wastewater infrastructure.
Over the last decade, many municipalities have begun to recognize the importance of addressing water
systems and their management using an integrated and holistic “One Water” approach. This approach
allows municipalities, water managers, and regulators to better coordinate the development and
management of water, land, and related resources in a sustainable and equitable manner. They also
encourage decisions and investments that will achieve the best results and returns for public health, the
economy, and the environment.
To support municipalities as they make the move to integrated water management and water
sustainability planning, the University of Guelph in partnership with Credit Valley Conservation (CVC),
McMaster University and Dalhousie University conducted a project in 2014-2015 to identify and remove
some of the barriers that prevent municipalities from adopting a “One Water” approach. This report is
the end result of that project. It will outline the risks and drivers related to water systems that
municipalities are facing, demonstrate effective risk management tools and strategies, and discuss the
need for an integrated risk management framework.
To help organize the layout of information in this report, a framework has been developed that
illustrates the basic components municipalities need to consider when aiming for a One Water
approach.
Figure 1 shows the components of the proposed framework, which includes sections on legislation and
governance, the watershed approach, asset management practices, integrated risk assessment,
innovative green infrastructure technology, and integrated financial planning.
Figure 1: The components of an integrated framework. Source: CVC
Watershed
Approach
Legislation and
Governance
Asset
Management
Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated Financial
Planning
One Water
Framework
What is One Water? 2
In the natural hydrologic cycle, the majority of precipitation is subject to evapotranspiration and
infiltration, with a small amount turning into runoff. However the opposite is happening in urbanized
areas because of several factors, including large, impermeable surfaces. Evapotranspiration and
infiltration are reduced while runoff volumes increase. This is altering the natural water balance and
creating a shift towards urban water balance.
At the same time, human consumption of water is impacting the hydrologic cycle. Infrastructure that
delivers potable water and discharges wastewater discharges are all part of urban water balance and
must also be incorporated into the new water cycle.
One Water is an integrated water management approach that incorporates and mimics the natural
hydrologic cycle. It looks at drinking water, wastewater and stormwater holistically, at a watershed
scale. Figure 2 illustrates how we can combine the natural and urban water cycles to think of them as
One Water.
Figure 2: The “One Water” approach. Source: Healthy Waterways.
To adopt an integrated approach, municipalities need to look at water management from a watershed
perspective and consider the watershed as an asset. In doing so, municipalities can begin to see the
many layers of complexity that influence water management. Figure 3 illustrates different water
systems from the watershed perspective.
Figure 3: Water Systems in the Credit River Watershed. Source: CVC
2.1 Complexities and interactions A watershed perspective can help municipalities better understand how different water systems interact
(see Figure 3). Within a watershed, different water infrastructures such as drinking water, wastewater
and stormwater systems each have unique functionality, and they also influence one another. For
example, in some municipalities, storm and sanitary sewers are combined, which can lead to combined
sewer overflows (CSO’s) during large rainfall events.
However water, wastewater and stormwater are for the most part handled as separate services. Waste
water is managed through individual or communal sanitary system. It is gathered and piped to a
wastewater treatment plant where it is treated and discharged to the receiving waterway. Stormwater
management systems are designed to collect rainfall runoff from urban watersheds and discharge the
water into the nearest adjacent waterway or to end-of-pipe facilities (e.g. stormwater management
ponds). Drinking water is treated at a water treatment plant and then distributed to the end users. In
rural areas single homes may have private or communal wells.
Figure 4 illustrates the interactions between different infrastructures, in several different scenarios. The
One Water approach recognizes that these systems are interrelated.
Relying on groundwater - With increased impervious area, population growth and changing
climatic conditions, there is less infiltration to replenish groundwater supplies and base flow to
the receiving stream. This impacts water supply.
Living close to the lake - Urban runoff can impact surface water quality and require more
treatment at the drinking water treatment plant (DWTP) to achieve required standards, which
could translate to increased costs.
Assimilative capacity - With decreasing base flow due to increased urbanization and
population growth, it can become more difficult to achieve assimilative capacity targets for
the wastewater treatment plant (WWTP), which could translate to expensive upgrades and/or
receiving water impairment.
Combined sewer overflows and cross-connections - Heavy rainfall events can overwhelm
combined sewer systems resulting in bypass of untreated wastewater and pollution of the
receiving waterways. Downstream communities that rely on the receiving waterway as a
source of drinking water may need to spend more to treat the water to potable standards.
Figure 4: Some of the different ways that infrastructures interact with each other. Source: CVC
Many municipalities that were once completely groundwater-based have reached maximum allowable
growth based on existing water supply. In order to grow, these municipalities need to find alternative
sources of water.
One solution is to stop managing water infrastructure systems and urban watersheds as mutually
exclusive systems. For example, water is treated to potable standards, but then used for tasks that do
not require portable water, such as irrigating lawns. Stormwater is a great alternative for irrigation,
however it is often considered wastewater, and we take great strides to convey it efficiently from the
land where it falls. Grey (or traditional) infrastructure solutions tend to be the status quo, but there are
many proven benefits to using green (or soft) infrastructure solutions. Table 1 introduces new ways of
thinking about different water systems that support the shift to a One Water approach.
Table 1: Changing approaches to different topics. Source: Adapted from EPRI, 2010.
Topic New Paradigm
Water use Multiple use – Use household grey water for irrigation.
Water quality
(supplied)
Apply “right water for right use” – Treat water to a level of water quality suitable
for its intended use. Ex. We don’t need to use potable water for irrigation
purposes or to flush toilets.
Wastewater “Close the loop” – Recover valuable resources (reclaimed water, nutrients,
carbon, metals and biosolids) from “waste” water for beneficial uses such as
potable water offsets, fertilizers, and generating power.
Stormwater Harvest stormwater for water supply, irrigation, and/or infiltration benefits
Increase
system
capacity
Implement cost-effective, demand-side, green infrastructure before increasing
grey infrastructure.
Type of water
infrastructure
Integrate the natural capacities of soil and vegetation (green infrastructure) to
capture, infiltrate and treat water with grey infrastructure.
Centralized
infrastructure
Multiple decentralized small water treatment and distribution systems
combining local needs and the triple bottom line.
Complex
design
Require new infrastructure design technologies and strategies to address today’s
complex water problems.
Infrastructure
integration
“Water is water” – Integrate infrastructure and management of all types of
water regionally.
Public
involvement Engage stakeholders in the decision-making system from the beginning.
Monitoring and
maintenance
Move smart systems out to end users to provide real-time feedback regarding
energy use and water use rates to build understanding, modify behavior for
higher efficiencies, and notify for maintenance.
Cost-benefit
analyses
Develop an understanding of the full cost and benefits of infrastructure,
including externalities.
Water Balance Understand the hydrologic needs of the local natural heritage system (i.e.
maintain the water balance).
Identifying the Risks 3
Understanding how municipal water infrastructure systems are connected—including drinking water
treatment and distribution, wastewater conveyance and treatment, stormwater management and
combined sewers systems—is the first step in moving towards the One Water approach. The next step is
to identifying the risks associated with water management. By identifying these risks, municipalities can
start to develop solutions within an integrated water management framework.
Three key risks have been identified that challenge municipalities ability to manage water. They are:
1. Water infrastructure
2. Climate Change
3. Increased population grown and urbanization
Water infrastructure risks 3.1Most of North America’s water and wastewater infrastructure was built during the post-World War II
era of rapid economic growth. This infrastructure is approaching, or has already reached, the end of its
design life. A recent estimate reveals that replacing Canada’s aging infrastructure to maintain current
levels of service now and in the future would require a total investment of $87 billion. That’s an average
of $6,488 per household (FCM 2012).
The two main reasons water and wastewater infrastructure can fail to carry out its intended function
safely and effectively include:
1) Physical degradation with age leading to structural failure. Physical degradation of buried
assets, for example, can lead to structural failure of linear assets resulting in leakage from
pressurized pipes, external ingress to non-pressurized pipes, and ultimately, complete failure.
2) Out-dated design capacity. Changes in demand patterns can result from increased water and
wastewater conveyance demands due to population growth.
3.1.1 Key drivers
There are six key drivers of risk related to aging
infrastructure: insufficient funding, lack of up-to-date
asset condition information, increased exfiltration,
increased infiltration/inflows (I/I), physical degradation,
and the potential for catastrophic pipe bursts.
1. Insufficient funding: Insufficient or unsustainable
funding for infrastructure projects leads to
inconsistent asset condition characterization and
maintenance. Key implications of insufficient
funding include limited asset inspection, irregular
structural maintenance, irregular cleaning, and the
Many Canadian
municipalities lack any
condition information on
their buried assets and
33% rely on expert
opinion, not
comprehensive visual
inspection, when
developing maintenance
plans (FCM 2012).
inability to effectively budget for rehabilitation and growth. All classes of municipal water assets
were determined to be at risk as a result of the inability to develop strategic maintenance plans
in the absence of asset condition information. The potential impacts of inconsistent structural
maintenance include, but are not limited to, catastrophic failure and flooding, extensive and
costly repairs, and threats to public health and safety. Inadequate funding also affects the ability
to plan for long-term growth and rehabilitation.
2. Lack of asset condition information: Asset condition information allows municipalities to locate
and quantify the severity of threats to buried assets, avoid critical failures, and develop
prioritized maintenance plans. Without this information, it is very difficult to budget for
rehabilitation and growth, and the risk of failures looms. Organizations such as the American
Society of Civil Engineers have identified that the performance of infrastructure is critical in
maintaining a strong economy.
3. Increased exfiltration from buried infrastructure: Partially compromised pipe walls pose
increased risks to buried conveyance systems. In these scenarios, water can still be conveyed,
but contaminants can travel through the breaks and cause health and safety issues. Exfiltration
is an issue for both pressure-driven water distribution systems and gravity-driven wastewater
and stormwater systems. It is estimated that up to 30% of treated water entering Canadian
distribution networks is lost through leaks in pipe walls. Exfiltration also causes a threat in
wastewater conveyance, since contaminants may penetrate to groundwater. A recent study in
Guelph, Ontario found 90% of the city’s 22 drinking water wells contained at least one sewage-
derived contaminant and 45% of the wells exhibited human enteric viruses derived from sewage
exfiltration (Allen 2013). Furthermore, the Center for Disease Control attributed 57 cases of
waterborne disease outbreaks to cross-connections between drinking water and wastewater
conveyance from 1981-1988 (EPA 2001).
4. Increased infiltration and inflows from buried infrastructure: Infiltration to wastewater
conveyance systems during wet weather events results in increased water treatment
requirements, elevated treatment plant operating costs and often results in sewer overflows.
More than 75,000 sanitary sewer leaks occur annually across the United States, resulting in the
release of several billions of gallons of untreated wastewater to surface water (EPA 2014).
5. Causes of physical degradation: Other age-based deterioration processes identified through the
research, include internal scaling in pipes, tree root intrusion and damages incurred during
excavation for future developments. Scaling in distribution pipes can contribute to an increase in
biofilm growth of 600-620% for copper and 85-90% for PVC pipes. This growth can increase pipe
degradation, as well as pose threats for public health (Fox & Abbaszadegan 2013). An estimated
$33 million in unnecessary damage is caused to buried infrastructure though new developments
planned around existing infrastructure (Federation of Northern Ontario Municipalities 2014).
6. Catastrophic pipe bursts: According to some research, the act of increasing pressure in
distribution networks to compensate for pipe leaks can cause long-term failure rates to rise
from 1 to 6 breaks per 100km/year as pressure is increased from 105 to 123 psi in aging
networks (Ambrose et al. 2010). Failure in distribution systems poses the risk of damage to
surrounding infrastructure and property, as well as a loss of considerable volumes of potable
water and potential exposure threats to water consumers due to ingress of ambient water into
the water distribution system.
Risks from Climate Change 3.2Severe weather is likely to become one of the greatest reasons for higher costs in the future delivery of
water services and managing infrastructure (OECD 2006). Precipitation, evaporation and runoff patterns
are changing, resulting in uncertainty about the security of water supply, the quality of drinking water,
flood management in urban environments and the long-term health of natural ecosystems (CWN 2014).
Researchers have observed changes in rainfall intensities and their significance. From analysis of 13 rain
gauges across Ontario, researchers observed an increased frequency of design storm events. In the
Waterloo Region, they concluded that storm intensities for both five-year and two-year return period
have increased for durations shorter than two hours (Vasiljevic et al. 2012).
Researchers at MIT and Princeton University have reported further evidence of changes in precipitation
patterns and increases in storm intensities using predictive climate models. Through the simulation of
tens of thousands of storm events under different climate conditions, researchers concluded that
climate change could result in powerful tropical storms making landfall more frequently. Today’s “500-
year floods” could occur once every 25 to 240 years (MIT 2012). Furthermore, extreme events are often
cascading in nature where, instead of one dominant event, localities are dealing with multiple
occurrences and types of extreme events, many of which are more severe than in preceding decades
(WERF 2013). Combinations of extreme events are very challenging from an operations perspective, as
during times of crisis, all systems are pushed to their maximum capacity, flexibility and capability, often
leading to startling discoveries of weaknesses and limitations that were not previously anticipated or
understood (WRF 2014).
3.2.1 Key drivers
This section reviews eight key risk drivers to municipal water systems resulting from impacts of a
changing climate, including variation in historical precipitation patterns, changes in water/air
temperatures, permafrost recession, changing snowmelt conditions, sea level rise, ineffectiveness of
climate sensitive design tools, and lack of treatment/conveyance infrastructure resilience.
1) Increase in rainfall intensity: Changes in runoff quantity and quality as a result of varying
precipitation can lead to elevated risk in municipal water systems. For instance, precipitation
can transport organic contaminants and suspended solids from agricultural areas, which may
result in adverse effects to surface water supply uptake and existing stormwater management
facilities. Increases in high-intensity precipitation events are believed to increase the likelihood
of waterborne disease outbreaks by a factor of two (Health Canada 2005). This projection is
consistent with findings from Curriero et al. (2001), who determined 51% of waterborne disease
outbreaks in the United States between 1948 and 1994 were preceded by precipitation events
above the 90th percentile (P = 0.002) and 68% by events above the 80th percentile (P = 0.001).
Increases in soil water content resulting from increased precipitation can result in heightened
inflow and infiltration (I/I) to buried infrastructure, possibly leading to sewer back-up in homes.
Basement flooding has become a significant issue in Canada, and is now the leading reason for
insurance payouts, surpassing fire, at an estimated value of $1.7 billion annually (IBC 2012).
Finally, increased precipitation may cause flood damage to infrastructure.
2) Increased water temperature: Elevated temperatures, in addition to increased nutrient loading,
may result in the augmented occurrence of algal blooms. Changes to surface water temperature
can also result in the migration of invasive species into previously uninhabitable ecosystems. For
example, zebra mussels have obstructed flow in water distribution systems in the United
Kingdom, requiring increases in pressure to overcome the augmented friction (BBC 2014).
Increased water temperature in distribution systems may also lead to accelerated contaminant
regrowth, while increased temperatures in wastewater flows can result in heightened
production of hydrogen sulphide gas, which is corrosive to pipes and toxic to humans (CSIRO
1988).
3) Increased air temperature: Increases in ambient air temperature has implications for all
municipal water sectors but, perhaps most importantly, for drinking water infrastructure.
Increased evaporation rates have the potential to diminish surface water sources as a result of
heightened evapotranspiration. Current projections state rates could increase by as much as 8-
15% from current levels as a result of climate change (Zhang & Lemckert 2012)
4) Melting permafrost: As a result of a warming climate, permafrost temperatures have increased
considerably across the globe over the course of the last 20-30 years (Romanovsky et al. 2007).
Loss of permafrost poses risk to buried infrastructure designed for frozen subsurface conditions.
Changing underground conditions can impact the structural integrity of treatment plants, dams,
reservoirs and pipes designed for frozen ground strength (Nunavut Climate Change Centre,
2015). In 2006 the community of Dawson City, Yukon was required to increase its water and
sewer maintenance budget of $340,000 to a total of $1 million to manage the impacts of
melting permafrost (Beacom 2006).
5) Changing snowmelt conditions: Climate change has resulted in rapid spring thaws as well an
increased occurrence of mid-winter snowmelts (Columbia Basin Trust 2011). Changes in melt
conditions pose additional risk to stormwater conveyance and management systems. In addition
to variations in runoff quality, mid-winter thaws increase mobilization of road salt, potentially
further impacting water supply sources.
6) Sea level rise: Projected sea level rise resulting from melting polar ice caps and thermal
expansion of ocean depths poses risks to infrastructure in many low-lying urban areas (UCSUSA
2013). In addition to flood-related damage to infrastructure, salt water intrusion to coastal
groundwater has been identified as a potential risk for many communities.
7) Ineffectiveness of climate-sensitive design tools: Changes in precipitation patterns, surface
cover, topography, and water use pose substantial risk to municipal water systems, especially
due to possible damage as a result of urban flooding. A lack of current and accurate information,
such as intensity-duration-frequency (IDF) curves that reflect true precipitation trends, can put
municipalities at risk when they are design new stormwater management systems. As well, the
average Ontario floodplain map is 22 years old. More than 80% of these maps are outdated and
do not reflect the reality of increasing extreme weather in urban environments (ECO, 2014).
8) Lack of treatment plant resilience: Increasing demand is placing stress on existing infrastructure
and requiring municipalities to make significant investments to upgrade the capacity of
treatment facilities. During wet weather events that overwhelm existing infrastructure,
municipalities are sometimes forced to discharge untreated wastewater directly to surface
water, especially via combined sewer overflows. Large investments to treatment plants can
reduce risk to public health and ecosystems associated with these discharges.
Population growth and increased urbanization 3.3Almost 90% of Canada’s total population growth since 2001 has occurred in Canada’s 33 census
metropolitan areas (Statistics Canada 2008). This issue translates into an increasing rate of urbanization
in municipalities and in turn, watersheds. Growth in both of these areas means municipalities will have
to ensure that the water, wastewater, and stormwater infrastructure meets the expected level of
service. Changes in land use associated with urbanization can affect flooding patterns and impact in
several ways. For instance, drainage networks can increase runoff to streams from rainfall and
snowmelt, thereby increasing the peak discharge, volume and frequency of floods (USGS 2014).
3.3.1 Key drivers
This section reviews five key sources of risk to municipal water systems that result from the impacts of
population growth and increasing urbanization, including population growth, increased demand on
undersized linear infrastructure, contamination as a result of urbanization, changes in surface cover, and
implications associated with industrialization.
1) Population growth: Population growth poses several risks to all municipal water infrastructures.
These risks stem from a higher demand for potable water, higher wastewater treatment
requirements, and the impacts to stormwater management from changing land cover resulting
from urban sprawl. Water demand in Canada has been increasing continually in conjunction
with population growth – from 1972 to 1996 Canada’s cumulative water extraction increased
from 24 to 45 million cubic metres per year, a total increase of 90% (Environment Canada 2013).
In regard to changing surface cover from natural to urban land, studies have shown an 11 to 19
fold increase in stormwater runoff occurred while infiltration rates decreased from natural
levels by 11% to 100% (Harbor 1994). These issues contribute both to flood risk as well as risks
associated with reduced groundwater recharge. On a related note, an investment of $3.4 billion
will be required to meet regulatory standards for wastewater by 2020 (FCM 2015). Providing
food for a growing population also poses risks to water sources as increased consumption can
result in pollutant loading through agricultural runoff, as well as more water requirements for
crop irrigation
2) Undersized linear infrastructure: Growing demand on an aging linear network is another driver
of risk to water systems, as linear networks were designed for smaller flows. This increases the
likelihood of failure to perform their intended function. In regard to drinking water, as more
customers are added to a distribution network, increased pipe velocities may accelerate pipe
degradation rates, thereby increasing the frequency of pipe breaks (Public Works 2012). In the
United States, an investment of $298 billion will be required over the next 20 years to expand
and repair sewage conveyance systems and minimize the occurrence of combined sewer
overflows and separated sewer overflows resulting from increased conveyance demands and to
mitigate inflow and infiltration (ASCE 2013). As a result of changing surface cover, an increase in
wet weather flows will require stormwater management systems to be retrofitted to increase
capacity. A recent drainage study in Waterloo, Ontario projected a 25% to 50% increases in
stormwater flows as a result of further development (City of Waterloo 2005).
3) Contamination due to urbanization: To ensure sufficient treatment of increasing wastewater
volumes, municipalities will have to increase plant capacity or make existing systems more
efficient. Facilities in Calgary have been continually upgraded from 213,600 cubic meters per day
in 1954 to the current capacity of 500,000 cubic meters while still meeting discharge regulations
(City of Calgary 2015). Contaminants of emerging concern (CECs) such as pharmaceuticals are an
additional source of risk in urban environments since conventional wastewater treatment plants
are not designed to remove these materials. A surface water study found that 80% of 139
streams sampled across 30 U.S. states contained a wide range of CECs, believed to be from
residential, agricultural and industrial sources (Kolpin et al. 2002).
4) Changes in land use: Whenever we make changes to naturally occurring surface cover, we must
consider risk to municipal water systems, especially stormwater management systems. The
potential impacts of changes to surface cover include both higher runoff volumes and peak
runoff rates for a given storm event. These impacts are a direct result of reduced infiltration
capacity and improved stormwater conveyance, respectively. Potential impacts to receiving
water channels include increased erosion and sediment loading that could pose a flood risk to
downstream communities. Additionally, large areas of dark surface cover (roads, parking lots,
roofs, etc.), are increasing temperatures of urban runoff higher than what is found under
natural conditions. Changes in temperature may also have adverse effects on downstream
groundwater feed ecosystems.
5) Industrialization: Increased industrial activities drive risk for water systems due to the high
demand on water sources as well as the unique characteristics of contaminants in discharge
water. Canada’s three largest industrial water consumers (thermal electric power,
manufacturing and mining) use 30.6 billion gallons annually, accounting for a substantial portion
of the country’s total water intake (Statistics Canada 2009). Sources of water contamination
include industrial runoff as well as contaminants of emerging concern that are not removed by
traditional wastewater treatment facilities.
This section is a summary of research carried out by University of Guelph. For more information
please see Appendix A.
The Water Utility Risk Integration Matrix The Water Utility Risk Integration Matrix developed by the University of Guelph is an interactive PDF
that illustrates the interconnectedness of drinking water, wastewater and stormwater systems and the
risks associated with managing them in isolation. Getting a view of the whole picture can help
municipalities better visualize their integrated approach to risk management.
The matrix contains three sections that discuss risks associated with aging infrastructure, climate
change, and urbanization and population growth. Figure 5 is a sample excerpts from the matrix to
demonstrate the general organization of information within the tool. Throughout the matrix, users can
find links to external resources, such as literature, guidance tools, and case studies that supplement
information within the document.
Ch
ap
ter
Ov
erv
iew
De
tail
s
Ex
tern
al
lin
ks
Figure 5: Sample excerpts from the Water Utility Risk Integration Matrix, demonstrating the approach to information organization. Source: Utility Matrix, Richard Harvey
Legislation and Governance 4The next step in moving towards a One Water approach is to identify tools that can help manage the
risks identified in Chapter 3. Legislation and Governance is one of these tools.
The legal and governance framework for water management involves many actors across several
jurisdictional boundaries, including federal, provincial, municipal and regulatory agencies. The
distribution and overlap of responsibility often makes it difficult for municipalities to facilitate
coordination and integration. Jurisdictional boundaries of legislative authority, combined with the
dynamic, trans-boundary nature of water, can make risk management through integrated water
management a challenge.
4.1 Legal responsibilities and different levels of government Responsibility is divided among different levels of government, distributing powers among the federal,
provincial, territorial, municipal governments as well as conservation authorities in some provinces.
Under Canadian constitutional law, both federal and provincial governments have jurisdiction over
environmental issues, including water management (Constitution Act (UK) 1867).
Table 2 highlights some responsibilities shared amongst the different levels of government, from an
Ontario perspective.
Watershed
Approach
Legislation and
Governance
Asset
Management
Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated
Financial Planning
One Water
Framework
Table 2: Responsibilities at different levels of government. Source: CVC
Federal Provincial Municipalities Conservation Authorities
The federal government has
jurisdiction over fisheries (Fisheries
Act 1985), navigation
(Navigational Protection Act 1999),
federal lands (Canadian
Environmental Protection Act
1985), and international relations,
which includes boundary waters
shared by the United States
(International Boundary Waters
Treaty Act 1985).
The federal government is also
responsible for establishing
national standards and policies on
environmental and health issues
such as drinking water quality
standards (Environment Canada
2015). National leadership for
water management is the role of
the Minister of the Environment
(Department of the Environment
Act 1985). This includes
cooperating and consulting with
provincial governments and
agencies with similar water
resource management objectives
(Canada Water Act 1985).
The Constitution Act grants
provincial governments jurisdiction
over water management
(Constitution Act 1867). Provincial
powers related to water resource
management include public lands,
municipal institutions, local works
and undertakings, non-renewable
resources, property and civil rights,
and shared jurisdiction over
agriculture (Constitution Act 1867).
To facilitate water management,
provincial governments rely on
numerous government
departments and agencies and
create policies, legislation, and
programs (de Loe 2008).
Provincial legislative powers
include, but are not limited to: flow
regulation; authorization of water
use development; water supply;
pollution control; and thermal and
hydroelectric power development.
(Environment Canada 2015).
Municipalities are generally
responsible for local administration
and operation of water management
services.
Municipalities are empowered by
provincial legislation that sets out
municipal jurisdiction and
responsibilities with respect to certain
matters, such as the Municipal Act in
Ontario.
Generally, municipalities have
authority to create by-laws and
protocols to regulate water services
within their territory (Municipal Act
2001) and are also involved in land-
use and water systems planning.
Water management at the municipal
level often involves cooperation with
fellow municipalities (especially in
jurisdictions where there are two-tier
municipality structures) and the
Province (Municipal Act 2001).
In Ontario, conservation authorities are
another public body responsible for
water management.
Generally, conservation authorities have
watershed-based jurisdiction (Municipal
Act 2001).
The Conservation Authorities Act
(Conservation Ontario Natural
Champions 2013) grants conservation
authorities broad powers with respect to
water management, including the ability
to make regulations restricting and
regulating the use of water in or from
water bodies within their jurisdiction
subject to the approval of the provincial
Minister (Conservation Authorities Act
1990).
4.1.1 Barriers to integration and legal responsibilities across departments
Within levels of government, water management involves multiple ministries. Each has its own
overlapping mandates, priorities and accountabilities, which complicates the planning and
implementation of integrated water management. For instance, within the federal government
alone, more than 20 departments and agencies are responsible for various aspects of water
management (Environment Canada 2015).
The existence of various departments encourages specialization that often results in
departments acting in isolation, poor information-sharing practices, and confusion about roles,
responsibilities, and authority (Morris 2014).
This isolation presents difficulties when actors are faced with complex, interrelated problems
(Morris 2014). Although individual departments may understand the risks to their specific
infrastructure, they do not often look at how these systems and risks interact with the other
infrastructure systems. For example, building a larger stormwater pipe may be a simple solution
for increasing capacity to deal with more extreme weather events, but it might also put
downstream areas at more risk of flooding and erosion. It may also increase the levels of
contamination from non-point source pollutants and pose risks to downstream source water
protection, which would require more energy and/or expensive technologies to treat water to
the required standards.
Conventional tools and strategies do not tend to support an integrated approach. Water
managers need new educational tools that can support the implementation of an integrated
approach. One such example is the Great Lakes Commission’s project to raise awareness among
municipal officials about the financial and economic benefits of integrated water management.
Supported by the Great Lakes Protection Fund, the project involves working with municipalities
to help them evaluate how they could reduce environmental impacts and financial costs by
better integrating the three water systems.
The various departments involved in water management may also have conflicting mandates
and priorities, and a lack of clear guidance as to which priorities should take precedence. The
numerous statutes relating to water management can make the legal framework complex and
cumbersome. The patchwork of legislation is often unclear about how statutes relate to others.
It is a huge administrative and operational challenge for those responsible for water
management to be familiar with all the related legislation and regulation (Merrit and Gore
2002). For example, in a paper commissioned for the Walkerton Inquiry, authors found that the
complex framework of legislation compromised the province of Ontario’s ability to provide
comprehensive drinking water services (Merrit and Gore 2002). Further, the multiple sources of
legislation can lead to regulatory fragmentation, which can prevent the implementation of more
expansive regulations that would better protect ecosystems, watersheds, water resources, and
human health (Craig 2008).
4.1.2 The roles of other actors
Administrative agencies
While governmental bodies take leadership, numerous administrative agencies and non-
governmental actors play a significant role in water resource management. For instance, the
Ontario Clean Water Agency (“OCWA”) is a Provincial Crown Agency that services municipalities,
First Nations communities, institutions and businesses providing water, wastewater and
stormwater management and infrastructure. Given the integral role of OCWA and other
administrative agencies, they should be actively involved in any attempts to integrate water
management.
Professional Associations
Professional associations can also play a key role in water management. Many can administer
professional certificate programs, facilitate knowledge-sharing amongst professionals, advise on
policy matters, and provide technical support (BCWWA 2015). Likewise, industry organizations
can play a key role in advocacy and public education (BCWWA 2015). The agricultural, oil and
gas, manufacturing, and forestry sectors, among others, impact water resources significantly
and their activities can impact water quality (Fraser Basin Council 2015). They are also important
stakeholders in risk management as they often rely on water as a business input (Fraser Basin
Council 2015). Environmental non-governmental organizations and watershed conservation
groups can also play an important role in community outreach, advocacy, environmental
monitoring, and restoration as they advocate for the protection of water resources, the
environment, and public health. Lastly, academic institutions may play a key role in water
management by conducting relevant research to inform decisions and educate professionals
and policy makers.
The public
Due to the “dramatic changes that water governance has undergone in Canada over the past
decade,” governments are seeking greater involvement of citizens in decisions about water
management (Hill). For instance, Alberta’s Water for Life Strategy uses a “shared governance
model” and adopts an overall watershed management approach, which involves a multi-
stakeholder partnership of government, industry, and non-government organizations (Alberta
Water Council 2013). The strategy is one of the main vehicles for coordinating water
management in Alberta and acts as a roadmap for government and its partners when taking
actions related to water quality and quantity and environmental concerns (Alberta Water
Council 2013). Similarly, Nova Scotia’s Drinking Water Strategy works with stakeholders to
develop watershed management plans and nutrient management plans. Lastly, in Ontario, the
Environmental Bill of Rights affords interested parties participation rights (Environmental Bill of
Rights 1993) and appeal rights (Hill 2013) in the development and approval of water related
legislation, standards, licenses and authorizations.
4.1.3 Legal management of a trans-boundary resource
Water’s dynamic, trans-boundary nature exacerbates this legislative complexity. While water
crosses borders, legislation generally applies to a specific jurisdiction. This misalignment has the
potential to aggravate disputes over the use and protection of water resources between
political jurisdictions and undermine the effectiveness of one jurisdiction’s water management
legislation (Alberta Water Council 2013). Along the same vein, regulators have difficulty
capturing non-point source pollution, such as runoff from municipalities and farms (often from
diffuse effluent sources), in legislation, which can make it difficult and expensive to implement
effective control mechanisms (Alberta Water Council 2013). Additionally, local governments are
often responsible for implementing regulations addressing non-point source pollution, but
coordination and incentives amongst local governments can be difficult (Environmental Bill of
Rights 1993).
Figure 6 depicts a fictitious example of how different guidelines and criteria that apply to
different municipalities across a watershed can also create barriers for a coordinated
management of resources to reduce risk. Harmonization of the various guidelines and criteria
across the different municipalities would help to ensure that a consistent approach is taken
when managing water systems. For example, municipalities in the upper part of the watershed
need to understand the drivers and risks that threaten their infrastructure and how their
activities put downstream municipalities at risk. With increased imperviousness, headwater
municipalities need to ensure that adequate groundwater recharge occurs and groundwater
supplies are maintained to reduce the risk of not being able to meet the demand for drinking
water. If they do not maintain the water balance, downstream municipalities may be at risk of
not being able to meet assimilative capacity targets due to reduced base flow.
Figure 6: Varying guidelines and standards across different municipalities within a watershed. Source: CVC
The challenge of water management integration is not new. In fact, the federal government
attempted to address the need for coordination with respect to water in 1987 through the
Federal Water Policy. It was created to address the management of water resources by
facilitating a supportive federal government that enabled the different agencies and
departments, other orders of government and industry to fulfill their responsibilities
(Environmental Bill of Rights 1993). However, the policy was never implemented and is of
limited relevance today (Eckstein and Hardberger 2008). The Canadian Council of Ministers of
the Environment, an intergovernmental forum comprised of environmental ministers from
federal, provincial, and territorial governments, has a mandate to develop national strategies,
norms, and guidelines for water supply and sanitation and attempts to ensure integration across
various bodies (Mandelker 1989). Lastly, the federal government, along with the Federal-
Provincial-Territorial Committee on Drinking Water, has developed Guidelines for Canadian
Drinking Water Quality; however, these guidelines are neither binding nor enforceable and only
Nova Scotia and Alberta have fully adopted them (Mandelker 1989).
4.1.4 Legal issues associated with stormwater management
Since the legal risks associated with water and wastewater systems are well established, they
are more or less understood. However, this is not the case for legal risks associated with
stormwater management.
With increasing weather extremes, water damage has become the leading cause of property
damage and insurance claims (KPMG, 2014). Class action lawsuits over basement flooding and
damage due to sewer back-up; basement damage due to storm sewer blockage caused by heavy
rainfall and property damage due to severe rainstorms causing flooding are becoming more
widespread. Find more information in Appendix B.
Municipalities face many challenges with regard to stormwater management. Stormwater
infrastructure has evolved considerably since the 1970s, but many older neighbourhoods still
need retrofits to protect homes and businesses from the impacts of wet weather. Changes in
weather conditions add further strain on municipal sewer systems as they are unable to cope
with more intensive storms. Some of the challenges facing municipalities today include (Zizzo,
Allan and Kocherga 2014):
Lack of dedicated funding
Lack of information on guidance
Lack of pressure from leaders and decision makers to prioritize stormwater
management
Lack of authority to go beyond management standards
Lack of understanding of legal obligations
No prescribed “level of service” for stormwater systems
There are a growing number of related class action lawsuits against municipalities (Zizzo, Allan
and Kocherga 2014). These lawsuits often focus on the municipal failure to mitigate risk and
prevent damage.
Class action lawsuits are significant financial threats to municipalities and have already resulted
in settlements related to flooding. One example is the precedent setting class action lawsuit
brought forth by residents of the City of Stratford against the City of Stratford for flooding
resulting from July 28, 2002. The mediated settlement provided compensation totalling $7.7
million for more than 800 home owners (Zizzo, Allan and Kocherga 2014).
The insurance industry
The Intergovernmental Panel on Climate Change (IPCC) has predicted that insurance companies
may be forced to withdraw coverage in the casualty and property insurance sectors or face
bankruptcy as a result extreme weather damage (IPCC 2012).
Canada is the only G8 country that does not have homeowners insurance for overland flood
damage (Sandink 2013); however, flood insurance covers losses associated with sanitary sewer
back-ups. As municipalities further investigate damages, they are beginning to better
understand how storm sewers and sanitary sewer systems can impact one another. For
instance, in older neighbourhoods, the building codes that existed during their development
may have allowed for cross connections between storm and sanitary sewers. With extreme
weather events, storm sewer systems can be at risk of surcharging, making it easier for excess
water to enter the sanitary sewer system, bringing it over capacity. When that happens, water
can back up into basements.
Another scenario that poses significant risk is in older neighbourhoods where overland flow
routes for the major system have been altered resulting in more water ponding on the streets.
This scenario poses a significant risk to the sanitary systems, since water can enter through
manhole lids. This contributes a larger volume of water entering the sanitary system, potentially
increasing risk of sanitary sewer back, as well as flows entering the wastewater treatment
plants. Aside from increased liability concerns, these larger volumes can result in higher
treatment costs; and worse, it could contribute to bypasses that send untreated sewage into
receiving watercourses.
The IPCC (2012) has stated that the insurance industry cannot bear the financial losses
associated with climate change alone. If neighbourhoods are deemed “high-risk” areas they may
no longer be eligible for insurance protection or the premiums may become cost prohibitive and
the public could turn to government to recuperate losses through class action lawsuits.
4.2 Governance As previously stated, governments are now seeking greater involvement of citizens in decision-
making for managing risk to municipal water systems (Environment Canada 2015). To support
citizen engagement, emerging trends show that governments have a growing reliance on
economic instruments, partnerships, multi-stakeholder councils, and shared and collaborative
governance.
Despite these trends, governments have retained their role as central actors. Generally, this
creates a situation in which delegated responsibility does not correspond with decision-making
authority. To ensure legislative fragmentation does not lead to governmental paralysis, a
networking governance structure is imperative within the Canadian water sector.
4.2.1 Networked governance structure
A networked governance structure is a collaborative approach that includes multiple
stakeholders that have decision-making authority. Properly structured, networked governance
can address the challenge of jurisdictional and legislative fragmentation in the Canadian water
sector. The authors of this chapter proposed that the steering or controlling of such a network is
best achieved through a conservation authority model, as it exists in Ontario, operating at a
watershed level. This model reflects the imperative for integrated water management across
municipal boundaries, as well as for the adoption of the watershed as the de facto unit for water
management and governance for municipal water systems. Water is a flowing resource that
cannot be managed at a fixed jurisdictional scale. The watershed scale enables downstream and
upstream municipalities and other stakeholders to collaborate and come to agreements about
efficient and effective solutions that mitigate risk.
4.2.2 Municipal decision making
Municipalities are responsible for implementing legislation and delivering services. At this level,
lack of a holistic decision-making body further exacerbates fragmentation. Most current
municipalities have planning departments managing land use and community development,
while sewer, stormwater, and drinking water systems are handled by other departments. This
dispersed management results in a complex patchwork of actors and policies that generally do
not take the cumulative effects of managing land and water in silos into consideration.
In Canada, a single-tiered municipality or a two-tiered municipality can be responsible for water
management. In a two-tiered municipality, the regional municipalities often coordinate area-
wide service delivery to all local municipalities. Legislation assigns responsibilities to either
upper-tier or lower-tier municipality. Both municipalities may provide these services exclusively
or non-exclusively within their geographical boundaries. Regional municipalities are responsible
exclusively for water production, treatment and storage; and non-exclusively for the collection
of stormwater and other drainage from land.
Upper-tier and lower-tier municipalities must work collectively to manage risk by developing
integrated water management solutions. To achieve a seamless integration between upper and
lower-tier municipalities, governance structure and frameworks need to be revised and updated
to incorporate policies that allow local governments to integrate their initiatives with federal
and provincial plans. Find more on this subject in Appendix C.
In 2014, CVC, University of Guelph, McMaster
University and Dalhousie University coordinated a
National Consultation Workshop to solicit feedback
about different approaches to water management. 75
representatives from municipalities, provincial
ministries, post-secondary institutions, conservation
authorities and consulting firms participated. Graphs
seen throughout this report are based on participant
responses from the workshop.
4.2.3 An inter-jurisdictional approach to managing risks
Ecological boundaries—such as watersheds and subwatersheds—underline the importance of
governance systems that coordinate decisions across political boundaries.
Figure 7 shows that most National Consultation Workshop participants supported the
involvement of conservation authorities or watershed planners, municipalities, and the province
in decision-making processes for integrated inter-jurisdictional approaches to water
management
Question: What governance structures and/or policy reforms could improve the integration of inter-
jurisdictional water management? What would the decision maker complement look like?
Figure 7: Recommendations on decision making governance structure based on 2014 National
Consultation Workshop. Source: CVC
4.2.4 Components of successful network governance
As part of an effective network governance structure, the One Water approach can help address
hierarchical institutional arrangements, while adaptive management (AM) can assist with
addressing the need to make decisions in an environment of uncertainty. The One Water
approach provides a governance platform which allows for multiple-actor decision-making
processes at watershed scales, while AM enables decision making in the face of uncertainty
where policy is shaped through continuous feedback loops that create systematic
experimentation and learning.
With a network governance structure, municipalities and stakeholders are still able to fulfill their
water resource responsibilities with the added benefit of being able to have an integrative
approach to problem solving. Networked governance can leverage distributed capacities
brought by different actors who can contribute their unique skills and resources to generate
creative, collaborative, and complete solutions. However, network governance structure may be
1.9%
28.8%
61.5%
3.8% 1.9% 1.9%
Conservation authority/watershed planners
Conservation authority/watershed planners+ municipalities
Conservation authority/watershed planners + municipalities + province
Municipalities
Municipalities + province
Federal involvement
limited in effectiveness by hierarchical institutional arrangements and decision-making amidst
an environment of uncertainty.
Many parties representing several interests can make solving challenges a complex process.
However, as Figure 8 demonstrations, the 2014 National Consultation Workshop participants
consistently identified public consultation, shared discourse, and mutual understanding as high
priorities for effective governance with many stakeholders. Without these components,
participants noted, leadership, resources, and other attributes would make networked
governance less successful.
Question: What are the components of the proposed model governance structure?
Figure 8: Components of successful network governance. Source: CVC
As Figure 9 shows, participants from the 2014 National Consultation Workshop also prioritized
the following three options for better-integrated water management:
Creating a municipal water utility to operate all water systems under one roof
Coordinating municipal water plans and projects
Jointly advocating for provincial policy and regulatory changes to reduce legal barriers.
20%
19%
28%
17%
16%
High levels of leadership;
Necessary and sufficient membership;
Shared discourse and mutual understanding;
Sustainable resources;
A strong institutional basis
Question: Please prioritize the options for better integration
Figure 9: Priorities for better integrated water management. Source: CVC
4.3 Recommendations The first step for the federal government is to revive the 1987 Federal Water Policy to support
interprovincial integrated water management. One example of a related success is the Canada-
wide Strategy for the Management of Municipal Wastewater Effluent, an initiative of the
Canadian Council of Ministers of the Environment (Cook, C.L. 2011). Institutions such as CCME
and the Federation of Canadian Municipalities are instrumental in developing and championing
overarching policy frameworks.
At the provincial level, policy frameworks already exist and can form the building blocks for
coordinating and integrating framework across the province. Within provinces, to address
overlapping legislation and conflicting departmental mandates, legislation should clearly state
priorities. For instance, in Quebec, the Protection Policy for Lakeshores, Riverbanks, Littoral
Zones and Floodplains under the Environmental Quality Act, invites communities to prepare and
submit watershed management plans but explicitly states that the provisions of the Forest Act
take precedence over such plans (Hill,xxxx). Similarly, under Ontario’s Clean Water Act, drinking
water receives privileged protection over other uses or regulations.1
The examples discussed above are attempts to ensure integration; however none of the past or
current attempts led to efficient and effective integrated water management.
Overcoming the challenges presented by existing legislation and the jurisdictional fragmentation
of responsibility is best overcome by a networked governance structure where all those with
1 Hill at p. 325.
3%
23%
28%
46%
There are no barriers for better integration of all water services
Jointly advocate for policy and rule changes at a provincial level to identify and eliminatelegal barriers to bring water, wastewater and stormwater under one municipality only
Coordinate all water related plans and projects for the municipality in consultation withupper tiers
Create a water utility to operate the water systems of the municipality, similar to powerutilities in municipalities
decision making authority are involved in making informed decisions on a scale appropriate to
the dynamic, trans-boundary nature of water – a watershed scale. It is proposed that the
steering or controlling of such a network is best achieved through a Conservation Authority
model, as it exists in Ontario, operating at a watershed level. This reflects the imperative for the
water sector to integrate across municipal boundaries and for the adoption of the watershed as
the de facto unit for water management and governance for municipal water systems.
This section is a summary of research carried out by University of Toronto & Laura Zizzo Allan
Demarco. For more information, review Appendix B and Appendix K.
Watershed Planning Approach 5
Watershed planning is another tool available to municipalities looking to manage their risk when
transitioning towards a One Water approach to water management.
Municipalities across Canada recognize the value of watershed planning. In Ontario, for
instance, where the Conservation Authority Act has been in place for more than 60 years,
watershed planning is a fundamental tool that informs land-use planning.
Today, watershed planning has taken two very distinctive paths. Conservation authorities and
similar organizations have participated in traditional watershed/subwatershed planning that
focuses on improving and maintaining environmental health. Developers and municipalities
have focused on a subwatershed planning process that focus more on development. The
differences between these two approaches are significant. Where traditional subwatershed
planning has focused on the fundamentals of managing cumulative effects, increasing natural
cover, and managing stressors, development-driven subwatershed planning has focused on
determining servicing needs and understanding development constraints.
Municipalities use additional planning strategies, including servicing and settlement plans,
master plans, and community improvement plans. These types of land-use planning tools are
limited by municipal boundaries but play an important role in how water, wastewater, and
stormwater management systems are serviced.
As the Legislation and Governance section discusses, watershed and subwatershed boundaries
introduce an optimal approach for integrated water management. In fact, respondents from the
Watershed
Approach Legislation and
Governance
Asset
Management
Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated Financial
Planning
One Water
Framework
2014 National Consultation Workshop agree that integrated water management must involve
conservation authorities (or watershed planners), municipalities and the province in the
decision-making process, and they should plan based on the biophysical context of the area (see
Figure 10 below).
Consultations completed with stakeholders during the 2014 National Consultation Workshop
showed a growing concern that traditional land-use planning often results in costly and difficult
remedial actions and often lacks consideration for environmental capacity. Integrating
watershed and subwatershed planning with municipal master planning process can help to bring
environmental concerns to the forefront.
Question: Based on the watershed planning process presented, could your municipality implement this
proposed approach?
Figure 10: Support from practitioners on the watershed planning process. Source: CVC
5.1 Proposed next steps for watershed planning Watershed and subwatershed planning tools provide essential information on ecological
attributes and functions within a watershed. Incorporating this information into the municipal
master planning process can help municipalities’ better address environmental impacts from
urbanization and make more informed decisions.
The following section outlines an approach that Canadian practitioners at the 2014 National
Consultation Workshop supported as one of the best means of integrating municipal and
watershed planning. This efficient approach provides a bridge from traditional approaches and
offers consistency in the planning process.
14%
30% 50%
4% 2%
Strongly Agree
Agree
Maybe
Disagree
5.1.1 Watershed and subwatershed plans
Typically, watershed management plans are environmental planning documents developed on a
watershed basis (> 1,000 km2) that characterize major environmental features and functions of a
river watershed or lake basin. They also propose management strategies and implementation
activities. Watershed management plans include strategies focused on environmental and land
use issues at a watershed scale. These strategies are often linked to municipal official plans,
which set out the objectives and policies that are used to guide development. Ideally, official
plans should contain goals and targets that align with broader watershed management
strategies. Similarly, subwatershed management plans are documents that define
environmental features and functions at a finer scale than watershed plans, typically 50 to 200
km2.
While watershed plans provide watershed-wide policy and directives that aim to provide
guidance to upper-tier and lower-tier municipalities, subwatershed plans provide further detail
to address local environmental issues to guide lower-tier municipalities.
The watershed planning process is an adaptive management approach to land use planning and
as such is an on-going planning process. Monitoring to test assumptions and assess how well
management solutions are working is important and fundamental to the process. Monitoring
results can be used to update and refine management solutions in the future and also feed into
master planning process.
The goals and objectives developed for the subwatershed will influence the choices that
municipalities and agencies make about the area. Study findings also allow the public to share
input and track progress.
5.1.2 The municipal master planning approach
Municipalities prepare several master
plans for infrastructure, including master
servicing (water and wastewater) and
drainage (stormwater). Master plans are
usually developed in conjunction with
land-use plans and policies such as
strategic plans. They guide and support
official plan reviews, development charge
bylaw reviews, growth-related planning strategies, the preparation of capital works and
operating budgets, and the final design of the preferred solutions.
Master plans generally follow a study process with multiple phases and are similar to the
watershed/subwatershed planning process. This is usually conducted through the Class EA
process that has 5 phases:
1. Identify problem opportunity
2. Identify reasonable alternative solution
CVC is currently developing a
guide for completing an
integrated stormwater master
plan to be released in 2016.
3. Identify alternative methods of implementation for preferred solution
4. Compile all relevant study into an environmental study report
5. Implementation and monitoring.
Master plans are completed within municipal boundaries and typically do not integrate water,
wastewater and stormwater. This is likely due to the division of responsibilities between upper
tier and lower tier municipalities. They also do not typically include the capacity of the receiving
system to withstand the cumulative impacts of changes to land use. Traditional master plans do
not take into account the issues that may be occurring outside of the municipal boundaries as
part of the planning process, and typically they do not consider watershed targets. However
these traditional practices are slowly changing, as more municipalities are starting to look at the
needs of the watershed during the planning process.
5.1.3 Sustainability Plan
Conservation authorities typically carry out watershed and subwatershed management plans,
while municipalities undertake master plans. As outlined earlier in the section, watershed and
subwatershed studies focus on aspects within the geographic boundaries of a watercourse
drainage area. Master Plans focus on performance and capacity municipal infrastructure within
a municipal boundary, such as sewer infrastructure. The master plans that result from this
approach tend to be centred on infrastructure, consisting primarily of storm and combined
sewer systems, and end-of-pipe facilities. The 2014 National Consultation Workshop revealed
that municipalities are focused primarily on managing tablelands. Often the watercourse is
outside the responsibility of the municipalities.
Sustainability plans are the proposed approach to develop an integrated management
framework for municipal water systems including drinking water, wastewater and stormwater
systems. As shown in both Figure 11 and Appendix D, the integrated plan combines the
watershed/subwatershed plans with the municipal master plans for drinking water, wastewater
and stormwater.
To assist with successful sustainability plan delivery, stakeholders, practitioners and survey
participants from the National Consultation Workshop have identified the need to develop
targets specific to in-stream needs that municipalities can adopt to dictate servicing needs. The
majority (81%) of the 2014 National Consultation Workshop participants agree or strongly agree
that watershed targets can help establish infrastructure targets (see Figure 11 below). As well,
practitioners identified the need to re-define stormwater as a resource to improve its
management. In the same respect, practitioners identified the need to begin using the right
water for the right needs. For example, many resources go into making water potable, but a
significant amount of that water is used for flushing toilets, which does not require treated
water.
Question: Can setting up watershed targets assist in setting infrastructure targets?
5.2 Recommendations Feedback from the National Consultation Workshop indicated that watershed targets should
include both water quality and water quantity, reflect the capacity of the natural environment,
and consider climate change. Many municipalities set targets for stormwater that include flow
and water quality. However they often neglect setting targets for the natural environment and
natural based practices such as green infrastructure, stream naturalization, or enhanced natural
heritage systems. Targets should be set in collaboration between conservation
authorities/watershed planners and municipalities.
Despite the challenge of doing so, participants agreed that the Province should set and enforce
targets.
This section is a summary of research carried out by Credit Valley Conservation Authority .
More information can be found in Appendix D.
36%
45%
14%
3% 2%
Strongly Agree Agree Maybe Disagree Strongly Disagree
Figure 11: National Consultation Workshop respondents agree that watershed targets could inform infrastructure targets. Source: CVC
Asset Management 6
Asset management plans (AMPs) are the third tool in developing a One Water approach. AMP’s
are intended to provide the basis for lowering infrastructure renewal costs, extending asset life,
and ensuring funding for sustained growth by identifying efficiency gains, cost avoidance and
cost effectiveness. A standardized overview of asset management (ISO 55000), provides
guidance regarding establishment, implementation, maintenance and improvement was
developed in 2014 (see The Woodhouse Partnership Ltd. 2014). However, standards for asset
management are not currently enforced in Canada. Appendix E contains additional information
regarding advanced asset management pertaining to water, wastewater and stormwater
infrastructure. While the desired strategies and data for AMP are available, implementation is
challenging. A large amount of data is needed to properly characterize the risks to
infrastructure performance.
The overarching goal of all AMPs is to maintain an acceptable Level of Service (LoS) at the lowest
life-cycle cost while concurrently operating with an acceptable level of risk. The framework for
implementation of an AMP is based on five core issues:
1. Current state of assets
2. Level of service
3. Critical assets
4. Minimum life-cycle cost
5. Long-term funding plan
One of the most challenging of these issues is the determination of current asset state. Data
are needed to characterize the condition of an asset and allow assessment of risk. Condition
assessments to characterize risk typically consist of four stages (Sangster, 2010):
Watershed Approach Legislation and
Governance
Asset
Management Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated Financial
Planning
One Water
Framework
1. Information review and the identification of knowledge gaps
2. Evaluation of consequence/risk of failure
3. Evaluation of options for asset inspection
4. Definition of current asset condition
This chapter provides an overview of some of the issues of risk implementation of AMP’s. More
details are provided in Appendix E.
6.1 Condition assessment and defining the level of service The Province of Ontario requires any municipality seeking provincial capital funding to provide a
detailed AMP indicating how any proposed project falls within it. However, development of an
accurate and comprehensive AMP requires detailed data pertaining to water, wastewater and
stormwater infrastructure, which many municipalities do not have. A 2012 survey of 346
Canadian municipalities demonstrated a substantial need for improved data assembly.
Specifically, the survey indicated 41% of municipalities had no data on the condition of their
water distribution pipes; 48% had no data on water transmission pipe condition; 33% had no
data on their wastewater linear assets; and 53% had no data on their stormwater linear assets
(CIRC 2012). Many municipalities use purely age-based assumptions of asset condition. This lack
of available information on the current condition of infrastructure poses a significant barrier to
system integration.
Question: What do you consider to be the top three barriers to implementing advanced asset
management practices in Canada?
Figure 12: National Consultation Workshop participants identify barriers to implementing an advanced asset management practice in Canada. Source: CVC
Figure 12 shows feedback from the 2014 National Consultation Workshop and indicates the top
three barriers to implementing an advanced asset management practice in Canada:
Lack of adequate data required for analysis and planning;
Difficulty developing useful service-level measures and targets; and
Complexity, effort and cost of implication.
Age-based rate of deterioration curves are less accurate than information that can be attained
from emerging technologies such modular robotic inspection, electromagnetic inspection or
parameter-based procedures using data mining such as those described in Harvey & McBean
(2014; 2014a). However, these more advanced methods of asset assessment are typically
perceived as having high associated costs and cost uncertainty. The cost of localized assessment
and rehabilitation is on average only 5% of the cost associated with complete replacement
(Steffens et al. 2012). Basing rehabilitation and replacement decisions solely on infrastructure
14%
16%
20% 19%
13%
7% 10% 1%
Lack of internal capacity/skill
Complexity, effort and cost of implementation
Lack of adequate data required for analysis and planning
Difficulty developing useful service-level measures and targets
Concerns about increased funding for maintenance at theexpense of new capacityInternal staff resistance to change
Perception that asset management practices increase financialand operational riskStaff/union concerns about potential job loss
age may result in the misallocation of funds to replace assets that have useful life remaining. An
improved basis for risk characterization has considerable merit.
The most common type of defect in water distribution systems is pipe leakage due to structural
damage or faulty connections. More than 8% of watermains in North America are beyond their
useful life (Folkman 2012). Pipe failure results in an array of consequences, including increased
operation and maintenance costs; decreased hydraulic capacity; contaminant ingress; potable
water egress, and damage to surrounding infrastructure. Seventy percent of respondents in the
first Canadian Municipal Infrastructure Survey indicated that reducing leakage and breaks, and
improving water quality are critical or very critical (CATT 2014). Leaks from large-diameter water
transmission pipelines make up less than 5% of the total number of leaks in a system, yet
account for more than 50% of the total water being lost due to leaks. Therefore, municipalities
tend to focus leak detection and condition inspection on the largest diameter pipes in their
system. For detailed information please refer to Appendix B.
Determining the condition of linear sewer assets typically buried underground is more difficult
due to the fact that these assets are “out-of-sight and out-of-mind.” Municipalities commonly
employ closed-circuit television (CCTV) to evaluate the interior condition of sewer pipes.
Although CCTV technologies provide valuable information, they are expensive and time-
consuming. As a result, only small sections of the overall system are evaluated and significant
portions of assets remain uninspected, generating unknown risk. Additionally, CCTV
technologies often miss defects that are hidden from the field-of-view by obstructions and are
incapable of imaging below the water line.
Compounding the issues associated with asset management and condition inspection are the
influences of urbanization and climate change. Urbanization and corresponding land
developments result in decreased groundwater infiltration and increased demands on
stormwater conveyance. In addition, increased population density places greater demands on
both water and wastewater infrastructure. Determining the level of risk requires the
determination of the required level of service and the identification of critical assets (key stages
in implementing effective AMPs); and is predicated on estimations of future conditions. Level of
service is typically developed based on financial, environmental, and community/organizational
objectives. Quality, capacity, reliability and cost are all issues that must be considered when
managing risk. However, it is difficult to formulate precise levels of service due to changing
climate and its effects on water, wastewater and stormwater infrastructure.
6.2 Tools for integration This section describes some of the tools that may assist municipalities in achieving effective
integration:
Identifying key drivers of risk
Clearly, there are many risks associated with municipal water. In response, it is necessary to look
at the key drivers creating these risks. This will help to focus on how to manage these risks. The
top drivers of risk, as identified in Chapter 3, are population growth and urbanization; aging
infrastructure; and climate change. Survey respondents from the National Consultation
Workshop not only identified the above as the drivers of highest priority, but also expressed the
need for an integrated approach to the management of these risk. For instance, higher intensity
storms as a result of a changing climate must be considered in tandem with changing surface
cover when designing stormwater management systems.
Creating effective data sharing
Data sharing is a key to attaining integration. It can be achieved by improving communication
between various municipal departments/employees which rely on, and update, similar
information. Geographic Information Systems (GIS) are now being widely implemented, allowing
for efficient sharing of asset information (condition, capacity, location, etc.) between different
divisions of city employees. An effective GIS platform provides an enormous advantage in terms
of information availability and is key to understanding the magnitude of risks. GIS improves
access to a wide range of information which allows water managers and regulators to better
coordinate the development and management of water, land and related data sources, and
avoid the ‘pillar’ mentality of assembly of information.
Improved asset management software
Software programs for asset management of buried infrastructure have made enormous gains
in recent years, providing improved mechanisms to understand the current infrastructure risks
that exist in a community. Thirty-one percent of all municipalities in Canada currently rely
strictly on expert opinion when evaluating asset condition (determined based on age, estimated
degradation, and observed failures), with no visual or structural inspection (FCM 2012). Without
available information, the extent of risk cannot be established (Harvey et al. 2014; Harvey and
McBean 2014(a); Ahn et al. 2005). Lack of maintaining assets and absence of data to allow for
effective prioritization initiatives under constraints of limited budgets indicates there is limited
ability to respond/prioritize to manage the risks in the assets (Harvey and McBean
2014(b)(c)(d)).
Assembly of information using tablets and software
Efficient mechanisms of information assembly and uploading are not being used to the extent
that is needed. The use of tablets or any other portable communication technologies allows
municipal workers to remotely search and update central information storage to ensure
municipalities have the most accurate knowledge about conditions of assets. Having the public
report infrastructure failures via Twitter or other social media is another option.
Directed focus on information available online
Being able to effectively identify key documents on the Internet is essential to understand how
various governments (municipal, provincial, federal) are proceeding with asset management
planning. Access to the most effective strategies to help municipalities understand risks and to
integrate the management of these risks into day-to-day activities is essential. A specific tool –
The Water Utility Risk Integration Matrix, described in Chapter 3, provides direction to specific
types of references to the technical literature.
Collaboration, partnership, policy options and constraints and legal implications
Understanding constraints, implications, opportunities and pitfalls are essential in gaining an
understanding of how to integrate risk management. Hard data is required, as informed
decisions cannot be made on instinct and educated guesses alone. High costs and duplication of
data collection can be avoided by municipalities working together and collaborating to gather
asset management data.
6.3 Adapting to Climate Change As described in previous chapters, increasing temperatures and growing intensity of
precipitation are elevating risks to water, wastewater, and stormwater infrastructure. Elevated
temperature increases domestic water consumption patterns, and consequently increases the
demand for potable water and distribution capacity, and larger quantities of sewage (See
Appendix F). More intensive rainfall events lead to larger volumes of stormwater runoff, and
increase the risk of water backup into basements. Early snowmelt in conjunction with heavy
rainfall may result in increased risk of catastrophic flooding, which results in death and injury,
damage to roads and buried infrastructure, contamination of source waters, and municipal
service disruption.
Aging municipal infrastructure exasperates the risks driven by climate change and urbanization.
In neighbourhoods with combined sewers, a cracked sanitary sewer pipe will release more
hazardous material when flow is at a maximum. A clogged storm sewer is more likely to
overflow when conveying stormwater at full capacity. Climate change and urbanization
influence required levels of service and therefore necessitate the implementation of advanced
asset management.
Many municipalities within Canada have communicated their concern with regard to flood risk
and the need for access to regional and local climate projections. In Figure 13, results from 2014
National Consultation Workshop show that municipalities need guidance on updating floodplain
maps and intensity-duration-frequency (IDF) curves, as well as toolboxes for evaluating
adaptation strategies.
Question: In which of the following areas associated with climate change would further research and
guidance assist your municipality in infrastructure planning? Choose your top three priorities in order.
Figure 13: Feedback on areas of further research for climate change and infrastructure planning. Source: CVC
General Circulation Models (GCMs) and related tools have been developed in the scientific
community to provide essential data about future climatic conditions (e.g. annual and monthly
averaged temperature, precipitation). The interpretation of climate model outputs and use of
this data for municipal infrastructure planning and management typically requires professional
expertise in meteorology, statistics, modeling, and analyses. These requirements pose huge
challenges for municipalities.
The Water Utility Risk Integration Matrix (Appendix A) introduces basic knowledge of climate
projections, covering the tools and techniques of GCMs, downscaling, and scenarios resulting
from climate change. This knowledge can help municipalities to collect and make use of climate
projections from databases provided by a variety of organizations.
It is important to understand that GCMs are only accurate with regard to the assumed emission
scenario, and all climate projections have considerable uncertainties in their projections.
Improved understanding of the uncertainties present within these estimates and variations
between models and scenarios is necessary to produce defensible solutions in municipal
infrastructure planning and management.
12%
18%
15% 16% 17%
10% 12%
Development of a case study reference database
Access to regional and local climate projections forinfrastructure design life.
Database of climate change impacts identified by and forCanadian municipalities
A toolbox for evaluating adaptation strategies.
Guidance on approaches being used, action plans, andimplementation steps to follow.
Transfer of knowledge on climate change uncertaintiesfrom academia to municipalities.
Guidance on combined use of different models for climatechange impact assessment (e.g. general circulationmodels, rainfall-runoff models, etc.)
Identification of vulnerable components in municipal stormwater systems usually involves the
use of IDF curves and floodplain maps. IDF curves serve as a medium between historical rainfall
records and the design of minor stormwater drainage systems (e.g. roof leaders, foundation
drainage, gutters and underground pipe systems). IDF curves are statistical characterizations of
historical rainfall records and reflect the rainfall intensities that can be expected with a given
possibility of occurrence, for different rainfall durations. Floodplain maps delineate areas that
will be submerged during high river flows.
IDF curves and floodplain maps are likely to change under changing climate conditions. Case
studies have demonstrated increased rainfall intensities (Amec 2012; Finnis 2012; Jakob and
Lambert 2009; Ouranos 2008; Srivastav et al. 2014) and increases in high flow and flood extent
(Turkkan et al. 2011; Laforce et al. 2011). Using updated IDF curves and floodplain maps,
possible failures in municipal infrastructure can be identified and actions can be taken to reduce
consequence and/or probability of failure.
To update IDF curves for future climate, rainfall records are simulated utilizing GCM projections,
and then statistically analyzed to produce future IDF curves. An alternative approach is to
predict statistical parameters directly from GCM projections, using regression or other
techniques.
In addition to rainfall records, delineation of floodplain maps requires information such as
snowpack regimes of snowmelt, rainfall runoff relationships, time of concentration, river
routing, and river morphology, which are all subject to change. Hence risk, in accordance with
climate and land-use changes. Therefore, updating floodplain maps requires projections of both
future climates and land-use evolution.
Appendix F provides case studies showing data and models applied to update IDF curves and
floodplains, covering municipalities from British Columbia to Atlantic Canada.
Updated IDF curves and floodplain maps are based on climate change projections, which are
uniquely applicable to specific greenhouse gas emissions scenarios. Therefore, multiple emission
scenarios based upon different models with multiple runs are recommended. All model outputs
must be considered as equally possible future conditions.
An enormous amount of guidance and information is available online to help municipalities
implement strategies to adapt to changing climate. Appendix E provides a list of useful
resources and tools relevant to Canadian users that help municipalities in finding solutions
pertinent to their local management and philosophy.
Climate change adaptation strategies need to be evaluated under the framework of integrated
risk management. The risks driven by climate change pose cascading effects on all water
infrastructures, such as pollution intrusion to groundwater that is under the direct influence of
surface water during high flows, water borne diseases outbreaks, backup of sewage into homes,
etc. The Water Utility Risk Integration Matrix summarizes a comprehensive analysis of drivers
and risks between infrastructures.
This section is a summary of research carried out by University of Guelph. For more
information see Appendix E.
Integrated Risk Assessment 7
Integrated risk management is the next tool that can help us determine the complex risks that
threaten current water infrastructure. The complexity of these risks is expected to impact a
municipality’s ability to meet the required levels of service for all water, wastewater, and
stormwater services to varying degrees. Municipalities will need to understand how their
infrastructure is vulnerable to climate change, aging, and population growth. Identifying the
components of infrastructure within a system that are highly vulnerable to these risks enables
municipalities to develop cost-effective engineering, operations, and policy solutions (e.g. see
Tran et al. 2008). To ensure sustainable future delivery of water services, municipalities will
need to participate in risk assessments that reflect a watershed scale approach. This will help
municipalities to understand how to integrate risk management.
Infrastructure provides a vital service to society and its safety, reliability and economic viability
are extremely important. The financial consequences of asset failure and loss of service due to
repairs, insurance claims, and disruption is costly and the financial liability is potentially
substantial. The example in Figure 14 illustrates the costs associated with a failure of water
infrastructure on Finch Avenue in Toronto. The cost to replace the failed culvert was less than
1% of the total costs associated with that culvert’s failure. Further insights into the case for
fixing leaks are provided in Centre for Neighbourhood Technologies (2013).
Watershed Approach Legislation and
Governance
Asset Management Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated Financial
Planning
One Water
Framework
Figure 14: Failure costs associated with Finch Avenue culvert. Source: City of Toronto 2011.
7.1 Barriers and challenges In Ontario, the Ministry of Economic Development, Employment and Infrastructure‘s Building
Together: Guide for Municipal Asset Management Plans highlights the management of risk as
part of an asset management strategy. It requires the evaluation of an asset based on its
potential risks through comparative analysis. Risks of each asset are scored based on both
quantitative and qualitative measures. Similar guidelines across other provinces can promote a
sustainable adaptation mechanism for risk vulnerabilities.
The lack of research on reducing risk failure to stormwater assets is another barrier to
integration. Figure 15 indicates the response on research barriers from participants at the
National Consultation Workshop.
Question: In the future, which infrastructure will require the most research to reduce the risk of
failure due to climate change, aging infrastructure and/or urbanization?
Figure 15: Indication of lack of research on reducing failure risk. Source: CVC
4% 7% 17%
72%
Water treatment and distribution
Sewage conveyance and treatment
Combined sewer systems
Stormwater conveyance
Considering risk at the watershed scale provides a holistic approach to stormwater management
and interacting assets. For example, the City of Calgary completed a risk assessment in 2011 that
identified forest fires as a threat. With climate change causing drier temperatures, forest fires
will be a factor to consider, as well as their potential impact to source water quality. This
highlights the need to incorporate the interdependency of the ecosystem into the holistic
approach to risk assessment.
While many municipalities can recognize the importance of risk assessments, conducted them
can come with its own set of challenges. Figure 16 shows feedback from the participants at the
National Consultation Workshop on the barriers that municipalities face in conducting risk
assessments.
Question: What do you consider the top 3 barriers to conducting a risk assessment of the infrastructure
in your municipality/ organization?
Figure 16: Barriers inhibiting completion of risk assessment. Source: CVC
The responses in Figure 16 indicate that significant shifts required addressing risk and
vulnerability faced by municipalities.
The Canadian Infrastructure Report Card (CIRC) from 2012 indicates that most water
infrastructure is in fairly good condition. However, these data are merely snapshots of the
conditions of the assets. The CIRC also found that asset management is, and will continue to be,
a critical activity to maintain and improve levels of service under the financial constraints that
14% 16%
14%
17% 22%
12% 5%
Don’t know enough about it (lack of capacity/skills) Too complex and resource intensive
Lack the data required for analysis
Little or no support internally and/or at thedecision-making levelFocus on short term, not long term
Too Costly
Perception about increased liability if risksare known
municipal governments experience. As a result, the Report Card partners issued an Asset
Management Primer in September 2013. In the context of risk management, the Primer
indicates:
“Understanding and managing the risks associated with the failure of an asset is a key element
in many AMPs. The risks in municipal infrastructure are impacted by the physical condition of
the asset and the social, economic and environmental consequences that would occur if the
asset fails to provide the service for which it was designed.” (Canadian Infrastructure Report
Card- Asset Management Primer 2014)
A sound asset management plan can establish the exposure and sensitivity of infrastructure to
threats.
7.2 Risk management framework Once you know the physical condition of your water, wastewater and stormwater assets, it is
important to then understand the vulnerability of the infrastructure to risks such as climate
change. It is also important to understand how the different infrastructures can impact each
other. Risk management framework can help to accomplish this.
ISO 31000 (see Figure 17) is a risk management framework that provides principles and process
for managing risk. It can help organizations increase the likelihood of achieving objectives,
improve the identification of opportunities and threats, and effectively allocate and use
resources for risk treatment.
Figure 17: ISO 31000 Risk Management. Source: ISO
7.3 Tools for assessing the vulnerability of water infrastructure There are many tools that can help municipalities further assess the risks and vulnerability of
their water infrastructure. Each tool is unique and addresses a range of risk-associated concerns.
This section will focus on some of the most useful tools available for assessing risk and
vulnerability.
7.3.1 ICLEI Changing Climate, Changing Communities Framework
The International council of Local Environment Initiatives (ICLEI) has developed a milestone
framework - Changing Climate, Changing Communities - to guide local government practitioners
through a process of initiation, research, planning, implementation and monitoring for climate
adaptation planning. This five-step process (see Figure 18) is supported by an online interactive
tool, Building Adaptive and Resilient Communities (BARC), which is designed to assist
communities in adapting to the impacts of climate change through the development of a
Municipal Climate Change Adaptation Plan. This process can be applied at various levels within a
community or municipality:
At the single sector or department level
For a municipal operations plan covering all departments
For a community wide plan with multi-stakeholder, community involvement
Community driven for a vulnerable sector within a municipality (e.g., residents from a flooded area)
Figure 18: ICLEI’s five-step milestone framework. Source: ICLEI, 2011.
The Atlantic Climate Adaptation Solutions Association produced a guidance document and workbook called 7 Steps to Assess Climate Change Vulnerability in Your Community, which is an example of the ICLEI framework being applied. .
1. Identify the types of climate and weather-related issues that have affected your community;
2. Locate where these issues have occurred or could occur in your community;
3. Assess what infrastructure has been or will be impacted;
4. Identify the residents who have been or will be most affected as well as those who can provide assistance in the community; 5. Assess which economic sectors have been or will be most impacted by the issues;
6. Identify how the natural environment has been or will be affected; and
7. Determine the best ways to address the issues identified. The workbook produced for Newfoundland for example, includes climate (current, future predictions) information as well as expected trends and impacts from, for example, precipitation (intensity, frequency), temperature (average, extremes) and sea-level rise.
7.3.2 Residential Basement Flooding Vulnerability Assessment Tool-Municipal Risk
Assessment Tool (MRAT)
The Insurance Bureau of Canada (IBC) launched its Municipal Risk Assessment Tool (MRAT) in
2013 through pilot applications in three Canadian cities: Fredericton, Hamilton, and Coquitlam.
MRAT focuses on basement flooding risks, and more specifically on mapping areas vunerable to
flooding within a city. The tool collects data from municipal infrastructure (inventory and
condition), land use, current and future climate, and insurance claims. Using the traditional
definition of risk, a formula considers the probability of climate events occurring in addition to
the exposure and vulnerability. The formula produces a result indicating the susceptibility of
infrastructure failure.
Figure 19: An illustration of MRAT basement flooding risk maps. Source: IBC MRAT.
7.3.3 Engineers Canada- Public Infrastructure Engineering Vulnerability Committee Protocol
Engineers Canada, with support from Natural Resources Canada (NRCan) created the Public
Infrastructure Engineering Vulnerability Committee (PIEVC) in 2005 to address engineering
concerns in regards to infrastructure risk related to climate change impacts. In 2008, PIEVC
created a protocol to guide engineers working with other professionals to assess the
vulnerability of infrastructure and develop adaptation solutions. The protocol helps assess
vulnerabilities in several related areas, such as planning, operations and maintenance of
infrastructure.
The protocol is a five-step process that systematically reviews historical climate information and
projects the nature, severity, and probability of future climate changes and events. It also
establishes the adaptive capacity of an individual infrastructure as determined by its design,
operation and maintenance. It includes an estimate of the severity of climate impacts on the
components of the infrastructure (i.e. deterioration, damage or destruction) to identify higher
risk components and the nature of the threat from climate change impacts. This information can
be used to make informed engineering judgement on which components require adaptation, as
well as how to adapt them (design adjustments, changes in operation or maintenance).
Figure 20: PIEVC Protocol Steps. Source: PIEVC.
Engineers Canada has completed the initial development and testing of a Triple Bottom Line
Decision Support Module, an extension of the PIEVC protocol. This tool evaluates adaption
recommendations from the protocol using analysis that includes social, environmental and
economic factors. This module is an additional tool to complement the protocol (as seen in
Figure 20).
Feedback from participants at the National Consultation Workshop suggests that very few
municipalities have used the tools from ICLEI, IBC, and PIEVC for risk assessment. This highlights
the need to promote these tools and raise awareness about the importance of risk assessment.
There are several tools and methodologies to assess risk that are not explored in this chapter.
Figure 27 shows other risk assessment tools and methodologies, as well as their capabilities.
Review of Tools for Assessing the Vulnerability of Watersheds A report to the Canadian Council of Ministers of the Environment (CCME) Nelitz et al. (2013) provides examples of when vulnerability assessments are useful, including:
Providing insight into the actions needed to prevent loss of life, damages, or disasters.
Understanding vulnerability as a prerequisite for developing adaptation policies that promote equitable and sustainable development.
Anticipating where impacts may be greatest at a Canada-wide scale, setting priorities for regional assessment of climate change impacts and adaptation strategies, and monitoring climate change effects.
Understanding the economic costs to communities and infrastructure due to extreme weather events (for example the costs from extreme weather events in Canada from 1996-2006 were greater than for all previous years on record combined).
Developing policies and adaptation plans for vulnerable areas, sectors, groups, etc. as well as reducing climate change risk.
The authors use the standard definition of risk in describing the vulnerability of watersheds, which comprises, as illustrated in the figure below:
Potential impact: exposure (to the hazard) and sensitivity (of the element to the hazard)
Adaptive capacity
Figure 21: Elements of Watershed Vulnerability Assessments (after Neiltz et al., 2013)
The location and timing of a vulnerability assessment will be affected by the availability of sufficient expertise, time, and financial resources. It was also found that indicators are used in some form in most vulnerability assessments. Throughout the literature, indices and indicators are often synonymously called themes, components, or sub-indices (index) and proxies (indicators). In their review, Nelitz et al. (2013) define an indicator as a single measure of a characteristic (e.g., water temperature), the units of which can be described by a particular metric (e.g., annual maximum temperature). An index is defined as a composite, or aggregate, measure of several indicators or indices. These terms are used even though they may not be consistent with the language of the original studies. They provide key considerations when identifying and selecting indicators, which include:
Appropriateness and relevance to dimension of interest;
Transparency (not too complicated, should be repeatable);
Feasibility (considering cost of data collection and time availability); and
Size and composition of each indicator (absolute vs. relative values, areal measure, etc.).
The tools in the report were selected to be representative of a broad range of water resource
issues, data needs, and technical capabilities. They are varied and range from indicator-based
approaches to sophisticated hydrological models that calculate exposure to flood events under
future projections of climate change. They also range from qualitative to quantitative
approaches that address a broad range of characteristics of social-ecological systems.
Figure 22: Capabilities and focus of relevant tools and reports. Source: WINA Report- When the Bough Breaks; Nov, 2014.
7.4 Sustainability Rating Tools Sustainability rating tools allow municipalities to compare infrastructure solutions to see which
ones offer the largest benefit. In general, sustainability rating tools include climate change risks
to infrastructure and buildings as part the assessment. Some provide very basic methodologies
on how to assess risks associated with natural hazards, including those from extreme weather.
The International Federation of Consulting Engineers (FIDIC) produced the Sustainable
Infrastructure: Rating and Certification Tools report in 2012 which summarizes an extensive
international survey of these types of tools. The summary table is reproduced hereafter for
convenience. In the Canadian infrastructure context, two rating tools seem to offer the greatest
potential and are discussed in greater detail below: Envision (from the USA) and ISCA (from
Australia) (FDIC 2012).
7.4.1 Envision™ Sustainable Infrastructure Rating System
Envision™ is the product of a joint collaboration between Harvard University and the U.S.-based
Institute for Sustainable Infrastructure (ISI). It provides a framework for evaluating and rating
the community, environmental and economic benefits of all types and sizes of infrastructure
projects (ISI 2015). The tool evaluates, grades, and gives recognition to infrastructure projects
that use transformational, collaborative approaches to assess the sustainability indicators over
the course of the project's life cycle. Envision™ has assessment tools that can be used for
infrastructure projects of all types, sizes, complexities, and locations. These tools include:
1) Checklists:
An educational tool that helps the user become familiar with the sustainability
aspects of infrastructure project design. It can be used as a stand-alone assessment
to quickly compare project alternatives or to prepare for a more detailed assessment.
Structured as a series of Yes/No questions based on the Envision™ rating system. It is
organized into five categories and 14 subcategories.
2) Rating system:
Used by the project team to self-assess the project, or for a third-party, objective
review.
Includes a guidance manual and scoring system.
An economic optimization tool, construction and O&M phase credits, and other stages of the
Envision™ rating system are currently under development.
7.4.2 Infrastructure Sustainability Council of Australia (ISCA)
The ISCA rating scheme (see http://www.isca.org.au/ for details) was developed and administered by the Infrastructure Sustainability Council of Australia (ISCA). It is a rating scheme for evaluating sustainability across design, construction and operation of infrastructure. The ISCA rating scheme can be used to inform and assess most types of infrastructure including:
Transport Water Energy Communications
Airports Sewage and drainage Electricity Trans. Communications Networks
Bike paths and sidewalks
Storage and supply Gas pipelines
Ports and harbours
Railways
Roads
7.5 Recommendations There are currently no case studies that highlight an integrated approach to risk management
for all three water infrastructures at the watershed scale. Further work is needed to develop
case studies that highlight upper-tier and lower-tier collaboration in order to understand
infrastructure vulnerabilities caused by climate change at a watershed scale.
Case studies should demonstrate how upper and lower-tier municipalities could collaborate on
applying the protocol to identify adaptation recommendations that reduce climate impacts and
mitigate risk for all three water infrastructures. These recommendations could take the form of
integrating adaption measures into reconstruction or retrofitting projects that look at both grey
and green infrastructure solutions. Or adaptation could be making changes in operation and
maintenance practices that will extend the life of the assets. Further, recommendations can
include identifying what adjustments to codes, standards, and practices are needed to account
for future climate conditions. Through adaptation municipalities can lower the severity of
climate change impacts.
While all the tools reviewed here provide valuable information for engineers, asset managers
and decision-makers, the PIEVC Protocol has the engineering depth and breadth of application
to help communities large and small adapt to a changing climate. The methodologies developed
for risk assessments and climate change adaptation planning in the United States, Europe and
Australia are all valuable, but may not be as affordable and timely as the PIEVC Protocol in
engaging engineers who must work closely with other professionals to support the planning,
operation, maintenance, management and use the infrastructure to benefit society. The results
of a PIEVC Protocol assessment inform decision-makers to a level that is adequate to develop
cost-effective recommendations that adapt the highest risk components to improve their
resilience to climate impacts in ways other assessment tools may not. The use of the PIEVC
Protocol in Canada has provided the opportunity to make recommendations concerning the
review of selected infrastructure codes, standards and related instruments (CSRI) in light of the
changing climate.
Finally, it is important to note that most, if not all methodologies for the assessment of
infrastructure vulnerability to climate change, including those presented here, fit the general
ISO 31000 Risk Management principles and framework. In the medium to long-term, compliance
of all these methodologies with ISO 31000 would be a desirable outcome.
This section is a summary of research carried out in collaboration with Credit Valley
Conservation Authority and Guy Felio from Engineers Canada. For more information, please
refer to Appendix J.
Innovative Green Infrastructure Technologies 8
Innovative green infrastructure technologies are practices that can be implemented using the
one water approach. Currently, most municipalities make decisions about water resources
separately from land-use planning. In fact, decisions on water, wastewater, and stormwater
servicing are often made from the perspective of exclusive systems. While there has been
progress in better managing water and wastewater assets at the municipal level, the integration
of water, wastewater and stormwater has not been widely adopted. In fact, while most
municipalities have established water and wastewater asset management plans, they have often
overlooked stormwater infrastructure, even though poor management in this area could pose
risks for water and wastewater infrastructure, not to mention liabilities for municipalities. As
discussed in earlier chapters, aging infrastructure and climate change impacts exacerbate these
risks.
8.1 Stormwater risks and impacts linked to drinking water and wastewater systems This section highlights some of the potential risks associated with stormwater, its management,
and its links to drinking water and wastewater systems.
In many areas, development and urbanization are changing pre-development surface conditions
to predominantly impermeable surfaces, reducing the available areas for stormwater to
infiltrate. From drinking water and wastewater perspectives, the effects of these reductions can
include (after Konrad & Booth 2005):
Reductions in the available community surface drinking water supply systems (e.g.
reservoirs, lakes)
Watershed Approach Legislation and
Governance
Asset Management Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated Financial
Planning
One Water
Framework
Reductions in groundwater availability within drinking water wells
Reductions in receiving water wastewater assimilative capacities due to streamflow
reductions
Loss of aquatic habitat due to streamflow reductions resulting in damages to overall
ecosystem health.
Additionally, the transport of pollutants in urbanized catchments represents a concern for
downstream environments, as well as drinking and wastewater systems. Common stormwater
contaminants found in developed and developing watersheds include (after Klein 1979; Hamel
et al. 2013; Wenger et al. 2009; WSA 2014):
Total suspended solids (TSS)
Nutrients (i.e. nitrogen, phosphorus)
Organic pollutants (e.g., pesticides, hydrocarbons)
Rubber and automotive fluids
Particulate matter
Trace metals (e.g., zinc, copper, lead)
Ultimately, the transport of these and other pollutants may result in eutrophication, fish kills,
pollutant bioaccumulation in the food chain, and pathogen contamination leading to loss of
recreational areas (US EPA 2003). These receiving water impacts also have the potential to
affect risk and management of drinking and wastewater systems, including:
Additional treatment requirements within drinking water systems as a result of reduced
surface water quality
Reduced assimilative capacity of receiving waterbodies, resulting in greater wastewater
treatment requirements prior to discharge.
Conventional stormwater management approaches can also lead to additional receiving water
concerns. Studies suggest that even minimal additions of impervious surfaces within a
watershed have consequences for stream health (Klein 1979; Tillinghast 2012). Urbanized
streams have been reported to have several differing characteristics when compared against
non-developed watercourses, including ‘flashier’ responses to rainfall events, increased
variability in flow rates, reduced base flows, and increased frequency of higher discharge events
(Klein 1979; Konrad & Booth 2005). These differences lead to several consequences: high
discharge velocities within receiving water environments causing significant downstream
erosion and scour and mobilization of additional sediment, destruction of downstream fisheries
habitats and ecosystems, and others.
Lastly, the increases in runoff flows and volumes due to urbanization of catchments and the use
of conventional stormwater management techniques lead to additional inflows in combined
sewer systems. These additional inflows have impacts on both receiving water environments
and wastewater management systems, including:
Additional treatment volumes to be managed by wastewater treatment plants
Additional taxation on existing conveyance infrastructure
Significant downstream ecosystem effects due to additional discharges to watercourses
from CSOs.
8.2 Stormwater management approaches and risks Stormwater management in both rural and urban developments has been a key responsibility of
Canadian municipalities for more than 100 years. Over time, many municipalities have moved
from combined sewer systems to dedicated stormwater management infrastructure, though
several older municipalities across Canada (including Toronto) still have legacy combined
systems. For systems both new and old, risk - as defined by the design considerations related to
both probability of input phenomena and consequences to these inputs - is still the main
concern in the design and implementation of any engineered stormwater management system.
This section outlines conventional and green infrastructure stormwater management
approaches.
8.2.1 Conventional stormwater management
The traditional approach for mitigating risks associated with stormwater management has been
to minimize consequences to persons and property driven by significant, low-probability design
storm rainfall events. By taking this approach, municipalities can address the consequences
related to the rainfall events with the highest levels of catastrophic risks to people and property.
However, the design of these systems do not often take into consideration the risks associated
with frequent storm events that have to be handled throughout the year, which, if managed
ineffectively, can create other issues.
Updated stormwater management and design guidelines prepared by some municipalities in
Canada have shifted to address both quantity and quality concerns. That being said, these
documents typically rely on design criteria related to the management of extreme precipitation
events using a dual drainage stormwater management approach consisting of piped
infrastructure in conjunction with overland flow management. The majority of stormwater
systems in service in Canada are based on conventional stormwater approaches, which are
focused on mitigating a single aspect of stormwater-related risk: peak flow management.
However, municipal guidelines are beginning to incorporate additional considerations and
criteria related to stormwater quality. For example, the City of Calgary has adopted criteria
relating to TSS reductions, with additional criteria potentially forthcoming (City of Calgary 2011).
By incorporating water quality considerations into stormwater management requirements,
updated stormwater guidance documents can support environmental protection and minimize
impacts associated with impervious surfaces and pollutant sources. However, conventional
stormwater approaches still prefer to collect and convey (rather than store and infiltrate); which
means that pre-development hydrology is still affected by post-development, adding to
potential risk.
There are also benefits of conventional stormwater systems. Stormwater professionals and
contractors have collective experience in the design, implementation, and construction of these
systems. There are extensive design guidelines based on years of experience, and these systems
have been in place and successful in reducing risks from extreme precipitation events for several
decades. Contractors are comfortable with construction techniques and requirements
associated with these projects. Their experience and knowledge helps provide thorough checks
against designs during the construction phase (Olorunkiya et al. 2012).
8.2.2 Green Infrastructure approaches and designs
Green Infrastructure are stormwater management systems and features in developed areas that
emphasize drainage and conveyance characteristics that mimic pre-development conditions.
Although green infrastructure has been defined separately by different levels of government,
academia, developers, and others, the following key points are relevant:
Identification of stormwater as a resource rather than nuisance
Maintaining natural hydrologic regimes
Implementing infiltration-based stormwater management and source control features
Minimizing site disturbances.
Strategies that use the same core concepts have been referred to by different names in other
studies, such as low impact development (LID’s), best management practices (BMPs), source
control practices (SCPs), sustainable urban drainage systems (SEPA 2014), and environmentally
sensitive design (US EPA 2010). Many of these other definitions either share some overlap with
the key concepts of the definition of green infrastructure given above, or represent components
of the LID approach.
Some of the common LID features and designs for managing stormwater runoff include:
Reduction of impervious surfaces through reduction of lane widths, the use of
alternative construction materials (e.g., permeable pavement), and greening of minor
traffic areas (e.g., residential back lanes)
Implementation of infiltration-promoting bioretention and biofiltration areas, such as
rain gardens, vegetative swales, and street runoff collection features (e.g., curb cuts to
depressed traffic medians)
Lot-scale stormwater management features, such as infiltration galleries and rain
barrels
Sub-dividing watersheds into smaller subcatchments with smaller and more distributed
stormwater management features
Reducing disturbances in new developments, keeping existing forests and vegetation.
Green infrastructure features can be implemented on a large scale at a site development level
with a more integrated approach, but also as supplemental features to existing stormwater
management systems. More information about specific green infrastructure features can be
found in documents such as Managing Stormwater Runoff to Prevent Contamination of Drinking
Water (US EPA 2010), National Menu of Stormwater Best Management Practices (US EPA 2014),
and Effectiveness of Low Impact Development Practices: Literature Review and Suggestions for
Future Research (Ahiablame et al. 2012).
The benefits of green infrastructure are well described in several documents published by both
governments as well as in academia, such as US EPA (2012), City of Edmonton (2011), and ICF
Marbek (2012). In general, green infrastructure features have been shown to reduce overland
flows and stormwater quantity, improve stormwater quality, and benefit the health of
downstream receiving waterbodies.
The following outlines the benefits of LID with a specific focus on issues within integrated water
systems (e.g., drinking and wastewater):
Stormwater quality and quantity: As an approach that includes features and planning with a
focus on the promotion of infiltration, the reduction of stormwater runoff generated by
frequent storm events is a significant benefit of green infrastructure implementation. By storing
and infiltrating these frequent storm events, a large percentage of the annually-generated
runoff can be managed close to its source, reducing the burden on pre-existing, aging
conveyance infrastructure. Although green infrastructure features are not intended to replace
engineered flood-control structures designed for extreme weather events (US EPA, 2007), these
design features help to reduce the severity of less extreme flood events due to the distributed
conveyance methods used in many integrated water management programs. Additional
benefits associated with increased infiltration of precipitation include maintenance of base flow
levels in urbanizing streams, as well as a potential reduction in particulate loading associated
with bed scour (Finkenbine et al. 2000).
One of the most significant improvements to stormwater quality as a result of green
infrastructure practices relates to the corresponding reduction in stormwater quantities. Better
infiltration correlates to a decrease in the amount of overland flow, resulting in decreased
opportunity for pollutants to be collected and transported to receiving waters (US EPA 2007).
Studies have also shown a reduction in common stormwater pollutant loadings in stormwater
collected after exiting vegetative swales, permeable pavement areas, and other LID features (US
EPA 2007). These and other water quality benefits allow a reduction in risk to downstream
environments and potentially provide benefit in the protection of drinking water sources.
There are many other positive impacts to stormwater quality and quantity associated with green
infrastructure, including increased groundwater recharge, pollution abatement, and greater
availability of water to terrestrial flora and fauna within the watershed.
Ecosystem health: Green infrasturcture practices have been shown to minimize negative
impacts to stream health, and also to be potentially applicable in retrofits and redevelopments
in heavily urbanized watersheds (Bernhardt and Palmer 2007).
8.2.2.1 Risks and Challenges for Green Infrastructure Implementation
Green infrastructure designs and concepts have been studied extensively for approximately 15
years. While conservation groups, academia, and other invested stakeholders have produced a
significant amount of information and research relating to the benefits of proper
implementation of green infrastructure features into stormwater management system designs,
Canadian municipalities have been slow to adopt these approaches and technologies. Several
potential barriers to the selection, design, and implementation of green infrastructure features
have been identified in literature (CWAA 2011; Olorunkiya et al 2012, Primeau et al 2009; etc.),
and generally include:
Approvals and regulations not suited to implementing new technologies
Minimal incentives for developers, from both lack of information and awareness in
general public and minimal government pressure
Risk associated with long-term maintenance requirements, including defining
responsible parties
Lack of supporting information in design guidelines to aid designers and streamline
approvals;
Construction and design inexperience
Minimal municipal resources available for proper research/promotion of best LID
features
Lack of case studies to demonstrate successful tools.
Through an analysis of the survey results from the 2014 National Consultation Workshop, the
barriers identified were generally consistent with the previous list. More information can be
found in the whitepaper Low Impact Development within Integrated Water Management
Systems: Barriers, Opportunities and Risks (Dalhousie University 2015) (Appendix F). The same
report includes fcase studies about how green infrastructure fits within integrated water
management systems.
8.2.2.2 Case studies about LID implementation
There are many opportunities green infrastructure features on a smaller scale in both retrofit
and renewal projects. Retrofitting systems to incorporate green infrastructure features can
allow for improvements to stormwater quality and reductions in stormwater runoff quantity.
This can reduce risks in integrated water management systems.
Appendix M summarizes several examples of smaller green infrastructure implementation
projects across Canada and North America, including the approaches, lessons, and
considerations for risk. In these cases, green infrastructure features are implemented to
supplement existing conventional drainage networks and systems.
Notable online resources with additional case study information include:
Stormwater Case Studies website (US EPA 2014b)
Innovative Stormwater Management Practices website (Online database of LID practices
in Ontario, TRCA 2014)
Information about feature sizing is becoming more available through documents published by
government agencies in both Canada and the United States (CVC & TRCA 2010; City of
Edmonton 2011). As practitioners further develop their experience with particular features, they
are publishing comprehensive guides (e.g., bioretention features, WI DNR 2014). With this
experience come additional examples of typical green infrastructure design drawings and
specifications (City of Portland 2008).
Effective green infrastructure implementation takes into account site-specific conditions and
considerations. As such, it is difficult to recommend one solution for all design scenarios.
Lessons and knowledge shared through additional case studies will lend to the collective growth
in the field.
8.3 Recommendations A more consistent Canada wide approach to promoting alternative stormwater management
approaches would encourage more effective discussion, collaboration, and implementation of
green infrastructure technologies. Additional demonstration projects focused on mitigating
concerns related to long-term maintenance, the effects of road salt and de-icing chemicals on
features and effects of green infrastructure on infiltration and inflows to sanitary systems will
help in mitigating uncertainties. As the knowledge base grows, practitioners should continue to
develop design support information, and make efforts to promote these features within the
previously existing municipal stormwater guidelines.
This section is a summary of research carried in collaboration with Credit Valley Conservation
Authority and Dalhousie University. For more information visit Appendix G and H.
Integrated Financial Planning 9
Integrated financial planning is the last tool within the one water framework. With an asset
management plan prepared for water, wastewater and stormwater infrastructure, municipalities can
develop a long-term capital budget to tackle future replacement needs and an operating budget to deal
with critical maintenance that will help ensure infrastructure achieves or exceeds the anticipated useful
life and level of service. With an integrated financial plan, municipalities can combine the physical
inventories of the infrastructure into one database to forecast when the assets will reach the end of
their service life. At that stage, municipalities can prepare cost estimates to replace the infrastructure or
apply new technologies to optimize infrastructure, thus delaying the need for full replacement and
deferring cost.
A detailed life-cycle cost analysis can accompany replacement decisions by highlighting the full range of
direct and indirect costs and benefits, as well as support full-cost pricing. This is an important change
that needs to occur to support an integrated risk management approach.
With asset management plans in place, small, medium, and large municipalities can optimize decision
making and reduce environmental, social, and economic risks. Using a sound financial model,
municipalities can tackle the infrastructure deficit to implement the recommendations of the asset
management plan. Municipalities will have a long-term capital budget to tackle future replacement
needs and an operating budget to deal with critical maintenance.
Figure 23 illustrates how the full cost and benefits of infrastructure solutions including externalities
could be considered when comparing grey and green retrofit solutions for a municipal road retrofit.
Watershed Approach Legislation and
Governance
Asset Management Integrated Risk
Assessment
Innovative Green
Infrastructure
Technology
Integrated
Financial
Planning
One Water
Framework
Figure 23: Comparison of road retrofit alternatives for a local residential road. Source: CVC
This chapter will highlight current approaches, tools, and strategies along with potential barriers to
integrated financial planning. This includes approaches and methods on how to develop an integrated
long-term capital budget and operating budget forecast which implements the asset management
plan/strategy, considering the overall impact on service levels and rate payers.
9.1 Legislation that supports integrated financial planning Since the Walkerton Inquiry, Ontario has adopted several pieces of legislation in an effort to support
full-cost pricing, including the goal of implementing long-term asset management principles. The
following proposed and interim legislation attempts to better define financial plans:
Sustainable Water and Sewage Systems Act (SWSSA) - enacted but no Regulations, subsequently
repealed
O.Reg. 453/07- under Safe Drinking Water Act
Water Opportunities Act - enacted but no Regulations
Public Sector Accounting Board Reporting (PSAB)
9.1.1 Sustainable Water and Sewage System Act
Many people considered the Sustainable Water and Sewage System Act (SWSSA), passed in 2002, a
good starting point for legislation. The intent of the Act was to introduce municipalities to undertaking a
full-cost pricing assessment of water and wastewater services as a means of reducing the risk of
increasing infrastructure deficit. However the act was repealed in December 2012.
The definition of full-cost pricing for drinking water was defined as “source protection, operating costs,
financing costs, renewal and replacement costs and improvement costs associated with extracting,
treating or distributing water to the public and such other costs which may be specified by regulation”
(SWSSA 2002). A similar definition was also created for wastewater systems that carried that same
meaning.
Under SWSSA, two reports were required:
Full Cost Service Report: The full cost service report required an inventory of all the physical
infrastructure including an infrastructure management plan and identification of costs of providing the
service(s). This supported an integrated approach by requiring municipalities to identify all of the costs
associated with delivering the service. Municipalities would eventually need to look at the cost of
renewing and updating infrastructure, and optimizing infrastructure through the use of new
technologies among other things.
The National Consultation Workshop revealed that many stakeholders believed SWSSA was a step in the
right direction. They felt that if regulations were developed they would have supported the
development of more complete and integrated financial plans.
Cost Recovery Plan Report: The second report would have outlined how the municipality intended to
pay for the full costs of providing the service. This would include the capital costs, operating costs,
future growth and the costs of utilizing new technologies to achieve the required level of service.
The preparation of these reports would have required the different municipal departments (i.e.
engineering, finance, etc.) to collaborate thus ensuring good integration. Although this legislation was
enacted, no regulations were ever created to fully implement it.
9.1.2 Ontario Regulation 453/07 (O. Reg 453/07)
In 2007, O.Reg 453/07 was passed by the Ministry of the Environment and Climate Change, requiring the
preparation of financial plans for water systems under the Safe Drinking Water Act. This was intended as
an interim legislation so that municipalities could be licensed to run the water system until regulations
for SWSSA came into effect.
The regulation only pertained to drinking water and didn’t include wastewater and stormwater. These
regulations only required municipalities to report on a financial statement basis with annual projections
and did not embrace a forward looking approach. Financial statements typically take an accounting
approach and follow a Public Sector Accounting Board (PSAB) reporting format.
O.Reg 453/7 was not as comprehensive as SWSSA because it didn’t look at look at assets, new
technologies, growth, impacts on rates, etc. Furthermore, the regulations only required a financial
statement which tends to look backwards and not forward.
9.1.3 Public Sector Accounting Board Reporting
In 2009, municipalities began to move towards the
Public Sector Accounting Board (PSAB) reporting.
Municipalities started to integrate financial
information such as the value of the assets,
amortization, and depreciation to show the full
financial picture. This ensured that municipalities
developed more detailed records of their
infrastructure assets. However, it recorded costs at a
historic value. For example, the cost to build water
mains 40 years ago is probably 10% of the cost of
building them today. Once infrastructure reaches its
useful life, the financial books do not accurately reflect
the true replacement cost. It is very important that
municipalities consider the true cost of replacing the
infrastructure assets.
Figure 24 illustrates the different financial approaches
currently in use across Ontario. PSAB and O.Reg
453/07 support the preparation of financial
statements that use a backward-looking approach.
SWSSA, on the other hand, would have required
municipalities to look at the replacement of the future
value of the asset.
Figure 24: Comparison of different financial approaches. Source: XX
9.1.4 Water Opportunities Act
In 2010, the government passed the Water Opportunities Act. The act was introduced to foster
innovative water, wastewater, and stormwater technologies, services, and practices. This act also has
PAST EXPENDITURES FUTURE EXPENDITURES
Municipal
Assets
PSAB - roads Asset Management
- water SWSSA
- wastewater Financial Plan
- stormwater
- recreation
- public works
- library
- etc
O. Reg. 453/07
Life-cycle costing
Life-cycle costs are all of the costs
incurred during the life cycle of a
physical asset, from the time of its
acquisition to disposal. These are the
stages of an asset’s life cycle:
specification, design, manufacture,
installation, commission, operation,
maintenance and disposal.
The life-cycle approach assesses the
amount needed in reserves to save for
the replacement, assuming inflation
and investment rates. If municipalities
are going to perform a life-cycle cost
analysis to compare for example, grey
and green infrastructure solutions,
they will need life-cycle costing
information. This information is
readily available for grey
infrastructure but not always for new
and emerging green infrastructure
technologies.
provisions for the preparation of integrated financial plans. This is a forward-looking approach to
improve the overall provision of services, embracement of new technologies, better environmental
protection, and assessment of risks that could impact future delivery of services (i.e. climate change).
The key drivers impacting today’s municipalities (aging infrastructure, climate change, and population
growth) must be factored into asset management plans so the financial plan can reflect the costs of
dealing with the associated risks.
9.2 Elements of a Financial Plan The 2012 CIRC indicates that of the 346 surveyed municipalities, only 4.5% use complete and reliable
assessment data when evaluating stormwater system capacity. Many municipalities use age-based
assumptions of condition when assessing the current state of infrastructure assets which presents a
significant amount of risk (see Appendix A).
Without an understanding of the physical condition of stormwater infrastructure, it is difficult to
prepare a comprehensive financial plan that is also integrated with other water infrastructures. Figure
25 illustrates the typical elements of a financial plan for drinking water infrastructure. The process looks
similar for wastewater infrastructure.
Two additional boxes (light blue) highlight how financial plans also need to include a risk assessment and
consideration of how new technologies can optimize infrastructure performance. Through a life-cycle
cost analysis, municipalities could compare different infrastructure options and technologies to
understand how to deliver service at the lowest life-cycle cost in order to understand the influence
decisions have on both capital and operating budgets. Water and wastewater typically require a 10
years cycle of budgets, while many small municipalities complete a one-year budget. Integrated lifecycle
costing is necessary to ensure that all assets have a comprehensive financial plan.
Figure 25: Typical components of a financial plan with additional considerations to enhance integration. Source:
Adapted from a chart provided by Gary Scanlan.
9.2.1 Financing options
Stormwater funding mechanisms are currently in use across Canada and are important for securing a
dedicated funding source for municipalities to achieve the required level of service for stormwater
management.
Table 3 outlines the different funding mechanisms in use across Canada for funding stormwater
infrastructure.
Table 3: A summary of the different types of charge structures for stormwater management infrastructure. Source: Watson & Associates.
Type of
Charge
Basis for
Calculation
Ease of
Calculation
Equity Administratio
n
Public
Understanding
Revenue
Stability
Revenue
Stability
Benefit
Economic
Development
Benefit
Other comments
Property Taxes Assessment Easy Low Easy Easy High Medium Tax bill
Flat Rate per
Property Per lot Easy Low Easy Easy High High Tax or rate bill
May be varied between
residential and non-
residential to reflect
differences
Size of
Property
Area of
Property Medium Medium Easy Easy High Medium Tax or rate bill
Often gaps in Assessment
Data – need to supplement
with GIS or site visit
Utility Rate Water Meter
Readings Easy Medium Easy Medium High Medium Rate bill
Run-Off
Coefficient
Area and Use
of Property Difficult High Medium Difficult High Low Tax or rate bill
Impervious
Area of All
Properties
Measured
Impervious
Area
Difficult High High level of
maintenance Difficult High Low Tax or rate bill
Need to monitor building
permits and update data –
need detailed review every
few years
Funding for asset management plans can come from a variety of sources. The Federation of
Canadian Municipalities outlines a variety of different options for finding funds to finance
infrastructure renewal, including:
Property tax
Income tax
Retail sales tax
Land transfer tax
Fuel tax
Development charges
Parking fees
Hotel and accommodation fees
Municipal financing authorities (CUPE 2014)
9.3 Potential barriers to integrated financial plans
Governance
Service easements for water, sanitary, and stormwater system within roads can cause
challenges in integrating services between upper and lower-tier municipalities. Integrated
financial plans would improve coordination between upper and lower-tier municipalities in
terms of timing of construction (i.e. when services need to be repaired or replaced). Lack of
funding adds to the complexity of challenges in terms of affordability for service.
Appendix I highlights examples of how water services are handled across different
jurisdictions. For example, water could be split between treatment and distribution similar to
Region of Waterloo and City of Waterloo. Lower-tier municipalities tend to work independently
on storm drainage projects.
Legislation
In Ontario, there is legislation for water and some emphasis on wastewater. However, there is
very little legislation for stormwater. Usually legislation is focused on target and performance
but does not have any direct requirement for asset management or financial matters. It is also
focused on individual service and there is no legislation enforcing integrated financial planning.
Cost and affordability
Incorporating new technologies, building infrastructure resiliency, and increasing service
performance requires additional budget. Newer technology may influence legislation, but
implementation could be costly. Municipalities have invested a lot of money in water and
wastewater. In communities with older infrastructure, the cost of replacement is very high. This
makes adding newer technology challenging, especially when municipalities consider population
growth, climate change, and aging infrastructure.
Other matters to consider include historic approaches that tend to be generic and not specific to
areas and regions. Municipalities need to consider climate, population, and economic variation
between different regions.
Eventually, integrated planning could become a requirement for provincial infrastructure
funding. For example, the Water Opportunities Act (regulations pending) could require
municipalities to prepare a sustainability plan in order to get access to provincial funding.
Green Infrastructure Lifecycle Costs
Information about infrastructure lifecycle costs is needed to support the preparation of
integrated financial plans. To support life-cycle costing methods for comparing solutions (i.e.
grey versus green infrastructure), it is important that practitioners have access to life-cycle
costing data to make informed decisions. Monitoring demonstration projects such as one water
projects and collecting data on performance, operation and maintenance costs will support
decisions at both the municipal and provincial level. Decisions that can be made with fewer
assumptions reduce risk and uncertainty and make the life-cycle costing approaches easier to
apply to non-traditional infrastructure projects (i.e. green infrastructure).
9.4 Recommendations
Figure 26 highlights the different things to consider when preparing an integrated financial plan.
In general, financial plans should reflect an understanding of how infrastructure optimization
can be performed between the three infrastructure systems. For example, how can improved
stormwater management impact downstream assimilative capacity for a wastewater treatment
facility? Is it more cost effective to retrofit existing urban areas with green infrastructure or
upgrade the WWTP facility to achieve stricter targets? In general, integrated financial plans
should consider:
The costs associated with dealing with risks that may interfere with current and future
delivery of municipal water services, including climate change;
Cost efficiencies and added value that can be achieved through collaborative planning
within and between municipalities;
Take into account cost comparisons (based on the entire life cycle) for conventional and
innovative infrastructures, technologies and practices that promote efficient water use
and reduce adverse impacts on water resources (e.g. green infrastructure, LID);
Reflect the cost to properly integrate provincial and municipal plans and policies, land
use planning and infrastructure planning;
Costs needed to building capacity and resiliency in water, stormwater and wastewater
management.
The social/economic and environmental return on investment (ROI) is a term that is not often
reflected in financial plans and statements and provides a indication of how effective an
organization uses its capital and other resources to create value for the community. The
challenging part to calculating the ROI, is quantifying the financial benefits for public health, the
economy and the environment.
Making the paradigm shift to a “one water approach” would require developing a financial plan
that can answer questions such as:
What are the “deferred or avoided capital expenditures” of taking a green infrastructure
approach over a gray infrastructure approach? What are the savings in operation and
maintenance costs?
How can innovative water management approaches “extend the lifespan of existing
conventional infrastructure”?
The ROI can help develop integrated financial plans that demonstrate an understanding of the
full cost and benefits of infrastructure, including externalities. For example,
How applying the “right water for right use “can reduce water treatment costs;
How the recovery of valuable resources (reclaimed water, nutrients, carbon, metals and
biosolids) from “wastewater” can offset potable water costs, fertilizers, and generating
power;
The value of harvesting stormwater for water supply, irrigation, and/or infiltration
benefits;
Demonstrating how multiple decentralized small water treatment and distribution
systems combining local needs and the triple bottom line;
How new infrastructure design technologies and strategies to address today’s complex
water problems.
Integrated financial plans are also an excellent to help justify budgets/investment, better focus
on priorities and understand the risks/consequences of alternative investment decision.
Recommendations and Conclusions 10
When considering the full range of key drivers, associated risk and examining the various risk
management practices being applied to management of municipal water systems, it becomes
apparent that an integrated water management framework for municipalities is necessary to
address these complex and interconnected risks. The One Water approach allow municipalities,
water managers and regulators to better coordinate the development and management of
water, land, and related resources in a sustainable and equitable manner and better coordinate
decisions and investments for the most effective results.
This document examines a proposed integrated framework through the lens of three main
drivers of risk: aging infrastructure, climate change, and a growing population. The project team
found that municipalities are beginning to understand and respond to these drivers and that
integrated approaches, while slow to be adopted in Canada, are on the rise.
This chapter summarizes the components of the One Water framework, and provides the next
steps government, conservation authorities, and academia need to consider to integrate the
One Water approach.
10.1 Legislation and governance
There is substantial legislation and governance structure that provides barrier for municipalities
to adapt an integrated approach to risk management. Among many steps that stakeholders can
take towards an integrated approach, the proposed structure with the highest potential should
include a ‘networked governance structure’ where all those with decision-making authority are
involved in making informed decisions on a scale appropriate to the dynamic, transboundary
nature of water. One such example proposed in this phase of the research includes a
Conservation Authority (watershed planner/ district) model, as it exists in Ontario, operating at
a watershed scale.
Next Steps:
An initial step is for the Federal government to coordinate interprovincial integration of water
management by reviving the 1987 Federal Water Policy. At a provincial level, significant
infrastructure in the form of policy frameworks already exist and are the building blocks that can
be evolved into coordinating and integrating framework across provinces. Within provinces, to
address overlapping legislation and conflicting departmental mandates requires clear statement
of priorities within the legislation itself.
10.2 Integrated Watershed Planning
Integrated Watershed Management is managing human activities and natural resources in an
area defined by watershed boundaries aiming to protect and manage all natural resources and
their functions today and into the future. Integrated water management, also termed ‘one
water’, is an approach imbedded in the practice of integrated watershed management that
plans, manages, protects and conserves the urban and rural water cycle within the context of
watershed boundaries. Today’s water management issues need to be addressed through a
more integrated and holistic approach starting at the watershed scale.
10.3 Asset management
There is a wide range of practices currently being carried out by municipalities. Some key tools
that offer the strongest potential for allowing for a more comprehensive consideration of risk
include:
Data sharing options;
Improved asset management software;
Assembly of information using software/tablets;
Directed focus on information on the internet;
Collaborations and partnerships.
Next Steps:
The importance of keeping floodplain maps up to date;
Improved methods of understanding the changing integrity of buried, linear assets;
Access to regional and local climate information, and strategies for proactively
managing floodplains and flood protection, including strengthening communication
between upstream/downstream communities;
Implementing and maintaining asset management programs;
Updating Intensity-Duration-Frequency (IDF) curves including adjustments to reflect
projected climate change conditions;
Initiate pilot projects to demonstrate how upper and lower tier municipalities could
integrate their asset management plans for water, wastewater and stormwater
infrastructure;
Development of a “Green Infrastructure Asset Management Planning” guide to help fill
this gap;
10.4 Integrated risk assessments
The Water Utility Risk Integration Matrix highlights the key drivers, methodologies, and
approaches to manage risks relevant to Canadian water infrastructure. The complexity of risks
and drivers is expected to impact the municipality’s ability to meet the required levels of service
for stormwater, wastewater and water services. Municipalities need to understand the
vulnerability of infrastructure to climate change, population growth aging infrastructure, and
the array of additional drivers that impact the ability to manage the risks. Identifying the
components of infrastructure within a system that are highly vulnerable to these drivers enables
municipalities to develop cost –effective engineering, operations and policy solutions. In order
to ensure sustainable future delivery of municipal water services, municipalities need to
participate in risk assessment methodologies at a watershed scale, to understand integration of
the different infrastructure systems. Based on the tools explored in Chapter 5, the PIEVC
protocol holds the most potential for an integrated risk assessment of all three water systems.
Next Steps:
Develop a case study that highlights upper tier-lower tier collaboration to understand
infrastructure vulnerabilities to climate change at a watershed scale. This case study should look
at both grey and green infrastructure solutions. Step 4 of PIEVC Protocol- “Engineering Analysis”
provides the opportunity to incorporate a more detailed analysis, and should be considered for
further analysis of the interaction of the three municipal water systems.
10.5 Integrated financial planning
Preparation of integrated asset management plans is a critical step towards developing a long
term capital budget to address future replacement needs and to ensure an operating budget
able to deal with ongoing maintenance issues. Financial plans would incorporate findings from
integrated risk assessments and the application of new technologies to optimize infrastructure,
thus identifying opportunities to delay full replacement and deferring cost, where appropriate
and feasible.
A detailed lifecycle cost analysis would accompany replacement decisions, highlighting the full
range of direct and indirect costs and benefits and support full cost pricing. With asset
management plans in place, small, medium and large municipalities are able to optimize
decision-making. Municipalities are better able to address infrastructure deficits, based on a
sound financial plan to implement the recommendations of the asset management plan.
In order to develop integrated and holistic financial plans, municipalities should perform the
lifecycle cost analysis method when evaluating infrastructure solutions (e.g. grey vs green
infrastructure). The lifecycle analysis will require looking towards the future when preparing a
financial plan.
Next Steps:
There is a need for green infrastructure life cycle costing information in order to
perform a Lifecycle Costing analysis;
Performance assessment data can be used to evaluate how different options achieve
defined levels of service through performance indicators and targets;
Develop case studies that quantify, for example, the ability of different green
infrastructure treatment trains to meet or exceed specific performance objectives, level
of service requirements and secondary benefits;
Support decisions regarding green infrastructure investment and long term
maintenance and operation (i.e. requiring fewer assumptions, thereby reducing doubt,
uncertainty and risk);
Transferability- Gather data which is needed to simulate watershed responses to
widespread implementation of integrated infrastructure solutions;
Financial plans need to reflect how infrastructure optimization can be performed
between the three infrastructure systems;
Develop case studies to highlight how lower and upper tier municipalities can develop
an integrated financial plan that assesses the full cost recovery for meeting the required
level of service for the three systems together.
10.6 Innovative green infrastructure technologies
Green infrastructure is the stormwater management practice with the strongest potential to
allow for a more integrated consideration of risk and a tool to support more holistic approaches
to municipal water management. To realize implementation of green infrastructure across
Canada, more effort must be put into technical assessment, understanding of construction costs
and O&M costs, including establishing responsibility for these costs, performance monitoring
and knowledge transfer and translation. As well, development of new stormwater regulations
and policies, continued development of updated design guidance and support documents,
incentivizing lot-level green infrastructure adoption, and promoting green infrastructure synergy
within different levels and departments of government will assist in promoting the adoption of
green infrastructure approaches and features.
Next Steps:
Technical assessment of LID through planning and design of demonstration projects
Construction of LID projects to ensure proper construction and inspection prior to
assumption;
Performance assessment of LID projects to understand performance in different
geographic regions;
Knowledge transfer and translation through the development of guides, factsheets, case
studies and sharing lessons learned to promote wide scale adoption;
Incentive strategies;
Increased government synergy;
Implementation of pollution prevention practices in combination;
Implement demonstration projects that can be the source of long-term performance
data that can be used to develop tools like guidance documents or models to effectively
plan, design and manage infrastructure to reduce risk;
Track long term maintenance and operation costs to support infrastructure investment
decisions;
Gather data required to simulate watershed responses to widespread implementation
of integrated infrastructure solutions and build a robust dataset for long-term
assessment. Municipalities can use this information to develop rebates on development
charges and credits on municipal stormwater rates. This helps strengthen the business
case for implementing new and innovative technologies if there are potential savings to
the end user.
Quantify the ability of different green infrastructure treatment trains to meet or exceed
direct benefits, including meeting specific performance objectives, level of service
requirements and secondary benefits.
Concluding statement
Integrated water management has been described as a concept that is easy to talk about but
difficult to implement. Municipalities across Canada are struggling to address a myriad of issues
from aging infrastructure to insufficient funding and required to do more with less and at the
same time use its capital and resources to create value for the community. The term “infra-
stretch” says it all!
To prevent the further degradation of surface waters and damage to property and infrastructure
from erosion, flooding and impaired water quality, multi-functional infrastructure solutions that
embrace the “one water” approach are more important than ever. As described in earlier
chapters of this report, municipalities, watershed managers and water utilities need to embrace
changes or shifts that will yield integrated cost-effective solutions to address the environmental,
social and economic issues facing today’s generation of water management practitioners.
These changes need to be at the top of mind so that today’s standard practices pertaining to
infrastructure upgrades and improvements can change. Many opportunities currently exist for
the implementation of novel water management infrastructure approaches that can be
supported by a broad range of stakeholders using a science based approach towards creating
more sustainable communities across Canada.
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