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Digital Imaging Electronics Part I – Detection technologies applications & general requirements X-ray detection with semiconductors optical detection with semiconductors Part II – Crystalline silicon technology CCD and CMOS technology passive & active pixels; photodiodes & photogates Part III – Amorphous silicon technology material parameters, fabrication, and background thin film diodes, transistors and metastability Part IV – Imaging systems noise in imagers CMOS imagers diagnostic X-ray medical imagers

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Page 1: Digital Imaging Electronicsece434/Winter2008/Imaging.pdfDigital diagnostic medical imaging array requirements Radiography Mammography Fluoroscopy Readout time(s) < 5 < 5 0.033/frame

Digital Imaging Electronics

Part I – Detection technologies• applications & general requirements• X-ray detection with semiconductors• optical detection with semiconductors

Part II – Crystalline silicon technology• CCD and CMOS technology• passive & active pixels; photodiodes & photogates

Part III – Amorphous silicon technology• material parameters, fabrication, and background• thin film diodes, transistors and metastability

Part IV – Imaging systems• noise in imagers• CMOS imagers• diagnostic X-ray medical imagers

Page 2: Digital Imaging Electronicsece434/Winter2008/Imaging.pdfDigital diagnostic medical imaging array requirements Radiography Mammography Fluoroscopy Readout time(s) < 5 < 5 0.033/frame

Why X-ray Imaging?

• X-ray images are formed as shadows of the interior of the body. • Recent technological developments are revolutionizing medical x-ray imaging. Because it is not yet practical to focus x-rays, an x-ray detector has to be larger than the body part to be imaged. Thus a practical difficulty in making an x-ray detector is the need to image a large area. • The key digital technology permitting an advance in medical x-ray applications is the flat-panel active matrix array, originally developed for laptop-computer displays.

Current Practice• radiologist loads film into a film/screen cassette;• carries cassette to the examination room• inserts the cassette into the x-ray table• positions the patient• makes the x-ray exposure• carries cassette back to processor to develop film• checks processed film for obvious problems• laborious and time consuming since patient is occupying x-ray room during this entire time

Page 3: Digital Imaging Electronicsece434/Winter2008/Imaging.pdfDigital diagnostic medical imaging array requirements Radiography Mammography Fluoroscopy Readout time(s) < 5 < 5 0.033/frame

Ideal X-ray Imaging System

• Provides high quality radiograph immediately after patient’s x-ray exposure• Physical form of detector should be similar to film/screen cassette to ease technology transition for radiologists and to minimize changes to X-ray labs• Advantages include:• Less handling• More convenient patient management• immediate image viewing• computer aided diagnosis!• convenient storage on computer disks vs. archaic film stacks• At the same time, the digital detector must not compromise image quality or increase radiation exposure

Page 4: Digital Imaging Electronicsece434/Winter2008/Imaging.pdfDigital diagnostic medical imaging array requirements Radiography Mammography Fluoroscopy Readout time(s) < 5 < 5 0.033/frame

Diagnostic X-ray Imaging

Large area (30 x 40 cm) amorphous silicon X-ray imager and chest X-ray

Images courtesy of dPix,LLC: www.dpix.com

Digital diagnostic medical imaging array requirements

FluoroscopyMammographyRadiography

0.033/frame< 5< 5Readout time(s)

8025-5080-130X-ray energy (kVp)

0.0001 – 0.010.6 – 2400.03 – 3Exposure (mR)

20520Patient thickness (cm)

2 mm50-100 µm(µcalcifications)

0.5 mm (bone detail)

Object size

1000 x 10003600 x 48001750 x 2150Pixel count

150-20050100-150Pixel size (µm)

25 x 2518 x 2435 x 43Imager size(cm)

FluoroscopyMammographyRadiography

0.033/frame< 5< 5Readout time(s)

8025-5080-130X-ray energy (kVp)

0.0001 – 0.010.6 – 2400.03 – 3Exposure (mR)

20520Patient thickness (cm)

2 mm50-100 µm(µcalcifications)

0.5 mm (bone detail)

Object size

1000 x 10003600 x 48001750 x 2150Pixel count

150-20050100-150Pixel size (µm)

25 x 2518 x 2435 x 43Imager size(cm)

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Flat Panel Detectors• AMLCDs (Active matrix liquid crystal displays) have recently proliferated and there is widespread availability of AMLCD fabrication technology• AMLCD technology is at the heart of large area, active matrix flat panel imagers (AMFPI)• Active matrix technology involves the uniform deposition of semiconductors (e.g. amorphous silicon) across large area substrates to define the various electronic imaging readout circuits.• Coupling the amorphous silicon electronics with traditional x-ray detection materials such as phosphors or photoconductors forms the basic of flat-panel x-ray imagers

Creation of X-ray image• 3 stages: first the x-ray interacts with detection medium and generates a response• Second, the generated response is stored on some sort of recording device• Lastly, the stored response is measured• For example, when x-rays interact with a phosphor material, visible light photons are generated• Subsequently, there is the creation of a latent image in the photographic film by these photons• And lastly, the fixed photographic image is developed

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Indirect Detection of X-rays• Here, a phosphor layer (Gd2O2S:Tb or CsI:Tl) is placed in intimate contact with an active matrix array• The intensity of light emitted from a particular location of the phosphor gives the intensity of the x-ray incident on the detector• Each pixel on the active matrix has a photosensitive element (a-Si:H p-i-n or Schottky M-I-S diodes) that generates an electrical charge whose magnitude is proportional to the light intensity emitted from the phosphor in the region close to the pixel• The charge is stored in the pixel until the active-matrix array is read out. The magnitude of the signal charge from the different pixels contains the imaging information inherent in the intensity variations of the incident x-ray beam• Detection process is indirect in that the image information is transferred from the x-rays to visible light photons and then finally to electrical charge

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Direct Detection of X-rays• Here, the x-ray detection is performed with a thick layer of photoconductor material• The application of thick amorphous silicon layers to x-ray detection is not feasiblity because (a) technical difficulties in depositing stable, thick layers over a large area, and (b) atomic number of Si (14) means even a thick (1 to 2 mm) layer of amorphous silicon is not a particularly efficient method for direct detection of diagnostic x-rays (100keV)• Thick amorphous selenium (1 to 2 mm of a-Se) layers in direct electrical contact with a flat panel array have been more successful• The pixels incorporate a conductive electrode to collect charge and a capacitor element to store it• Interacting x-rays produce charge in the photoconductor which is then shared between the inherent capacitance of the photoconductive layer and the pixel-storage capacitance• Similar to AMLCDs where charge on a capacitor plate controls the light transmission through the liquid crystal• Detection is considered direct since the image information is transferred from x-rays directly to electrical charge with no intermediate stage

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X-ray Detection Schemes

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

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X-ray Imaging System

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

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X-ray Imaging System

• Unlike CCDs, active matrix arrays do not transfer signal from pixel to neighbouring pixel but from pixel element directly to the readout amplifier• Three modes: reset, readout and integrate• During x-ray photon signal integration, the active matrix external controlling circuitry holds all the switches on the array in their non-conducting (off) state while the x-ray exposure is made• After exposure, the switches on the first row of the array are put into their conducting states (ON) and the signals from the pixels on this row are transferred down the appropriate signal lines to the external electronics where they are digitized and stored• The row switches are returned to their off state and the next row is addressed in a similar fashion• The complete image is readout from the array in this sequential, self-scanning, line-by-line manner• In fluoroscopic applications, the sequence continues while the x-ray exposure is occurring, allowing real-time images to be obtained

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X-ray Detection Media

• Photoconductors and Phosphors

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

• Band structure is basically identical for both• Phosphors are insulators with EG >> photoconductor EG• Purpose of detection media is to absorb x-rays and then produce a localized response at their surface

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Solid State radiation detectors

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

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Photoconductors

• In metals, there are many free carriers so the few generated by incident radiation cannot be detected successfully• Therefore, for successful radiation detection , a semiconducting/insulating state is required where there are few free carriers• Detectors based on insulators or semiconductors are solid-state analogs of the gaseous ionization chamber• Free carriers generated by the action of ionizing radiation are collected and used to indicate the position of the absorption of energy from the incident-radiation field• Electric charge of the generated particles is used to collect and guide them to the surface by applying an electric field normal to the surface • Field is applied using biasing electrodes at top of detector and image is formed on the other electrodes, which must be discrete to prevent lateral spread of the image• The greater the electric field, the quicker the released charges traverse the collection volume resulting in less time for lateral diffusion and consequently a sharper final image• Charge released by the incident radiation is guided to the surface along the internal electric field lines before it can diffuse laterally and reduce the spatial resolution• For photoconductors, carriers generated by incident radiation must have sufficient lifetime to traverse the depth ofthe photoconductor and be collected at the electrodes

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Photoconductors

• In the band structure for a photoconductors shown in Figure 4.4(a) an optical photon with energy Eg can excite an electron from the valence band to the conduction band leaving behind a hole in the valence band (internal photoelectric effect) • Diagnostic x rays have energy thousands of times larger than Eg. The high atomic number Z of most detectionmaterials means that the absorption of diagnostic x rays is dominant by means of the photoelectric effect where a very energetic photoelectron is released• This energetic electron, as it passes through the solid-state detection material, causes further ionization. Under these circumstances, the amount of energy, W, necessary to create an electron-hole pair (e-h pair) is not simply Eg• Klein showed that, for many semiconductors and insulators used as radiation detectors, W as a function of Eg fits a straight line with a small intercept• The slope of the line is approximately three. There is thus a requirement for an energy of W ~ 3Eg on average, to release an e-h pair. An energy-independent loss usually ascribed to phonons is invoked to explain the intercept. Almost all photoconductors and semiconductors fit Klein’s curve, provided the electric field applied to the material is large enough to collect all the charge carriers generated by the interaction

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Amorphous Selenium

• An important exception to Klein’s rule is a-Se, the most commonly used solid-state photoconductor in medical x-ray imaging. It has a high value of W, at fields where other photoconductors show saturation (10 Vm-1)• Likely because of the initial recombination of e-h pairs where such recombination occurs if e-h pairs dwell too closely together before they are swept apart by the applied electric field. It has been a matter of controversy as to which kind of recombination is dominant: geminate, between the same e-h pair which were created together, or non-geminate (or columnar), between others in the dense region of ionisation caused by the same x ray• The literature on the development of a-Se is mostly concerned with optical applications. The first x-ray application of a-Se was in xeroradiography, which is no longer medically viable because of deficiencies in the toner read out method, rather than any problem with the properties of a-Se which still remains the most practical large-area photoconductor for medical imaging

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Amorphous Selenium• The layer of a-Se is simply an evaporated uniform layer• Each surface of the a-Se must have an electrode attached to permit collection of charge from the detection volume • This contact must simultaneously prevent charge from the electrodes entering into the a-Se• This is called a blocking contact, which must be maintained even under very high electric fields• Lastly, the surface of the a-Se at which the image is formed must have very small transverse conductivity; otherwise the image charge could migrate laterally and destroy the spatial resolution • Here, poor surface conductivity is achieved by introducing a high density of traps close to the a-Se surface• Material used as the x-ray photoconductor is not the pure form of a-Se since pure a-Se is not thermally stable and tends to crystallize over time (e.g., over a few months to a few years, depending on the storage temperature and ambient conditions • However, the crystallization of a-Se can be prevented by alloying a-Se with about 0.5% As, denoted a-Se:0.5%As• This alloy has a substantial number of hole traps so that typically the hole lifetime τh (or deep trapping time) is shorter than τh in pure a-Se. Doping with a halogen in the ppm range (e.g., Cl) compensates this adverse effect of adding As• Final material, a-Se:0.5%As + 10–20 ppm Cl, has both good hole and electron transport and is termed stabilized a-Se• Stabilized a-Se also shows smaller variations in charge-transport properties than pure a-Se

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Amorphous Selenium• Going back to carrier lifetimes for photoconductors…• The Schubweg is the mean distance traversed by a charge carrier before it is trapped and is given by the expression,

S = µτEwhere µ is the drift mobility, τ is the carrier lifetime, and E is the applied field• An important requirement of any x-ray photoconductor is that both holes and electrons should have Schubwegs (Sh and Se) that are much longer than the photoconductor thickness• The hole-drift mobility in a-Se is remarkably reproducible (around 0.13 cm2 V-1s-1) whereas the electron mobility is more variable (between 0.003–0.006 cm2 V-1s-1)• However, carrier lifetimes depend strongly on parameters such as source material, impurities, and preparation method, for example, τh = 50 to 500s and τe = 100 to 1000s • At an applied field of E = 10 Vm-1 these translate to Sh = 6.5 to 65 mm and Se = 0.3 to 3 mm • From the closeness of the latter to radiological thicknesses of a-Se (0.2 to 1 mm), the importance of electron lifetime (and hence impurities) in controlling the x-ray photoconductivity can be appreciated

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Amorphous Selenium• Typical value of the electric field used in a-Se devices is 10 Vm-1 where the value of W is 42 eV• W is known to decrease with electric field, E at a rate somewhat less than linearly • Natural blocking contacts used in the early work on a-Se limited the maximum field strength to 10 Vm-1 but recent development of improved blocking layers permit the electric field to be increased beyond this value • Significant increase in signal are begin investigated in future devices utilizing these new blocking contacts • Fields from 30 to 80 Vm-1 are desirable where the field is high enough to increase the signal, but low enough to avoid the potential complications of the avalanche region (i.e., increaseddark current and absorption depth dependent gain)

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

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Other photoconductors• The major disadvantage of the direct approach using a-Se is the very high voltage needed to activate the a-Se layer• Under fault conditions, this voltage could possibly damage the underlying active-matrix array• Another disadvantage is that the atomic number, Z = 34, for a-Se is rather low and requires very thick layers for high quantum efficiency at diagnostic energies (100 keV)• There are challenges in uniformly depositing thick layers• For fluoroscopy, it is desirable to have the highest possible quantum gain, and materials with a lower W would have a distinct advantage• The investigation of other possible photoconductor materials to replace a-Se is therefore an active area of research• Single-crystal PbI2 was first investigated for nuclear radiation detectors • More recently, thin layers have been deposited onto active-matrix arrays to form an x-ray imaging system with adequate Schubweg provided relatively high biasing fields (2 Vm-1) are used• PbO has also been used as an imaging photoconductor for some time but it is difficult to manufacture because it reacts immediately with ambient air, causing both dark resistance andits x-ray sensitivity to decrease • In addition, the thick layers are subject to degradation with use characterized by: image persistence, non-uniformity, white spots, and decreasing sensitivity

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Phosphors• Phosphors work by exciting electrons from the valence band to the conduction band where they are free to move a small distance within the phosphor• Some of these electrons will decay back to the valence band without giving off any radiant energy, but in an efficient phosphor, many of the electrons will return to the valence band through a local state (created by small amounts of impurities called activators) and in the process emit light• Thus, phosphors can be relatively efficient converters of the large incident energy of the x ray into light photons• Since light photons each carry only a small (2–3 eV) energy, many light photons are created from the absorption of a single x ray and this quantum amplification is the conversion gain of the phosphor• For example, in Gd2O2S:Tb, an x-ray photon energy of 60 keV is equivalent to 25,000 green-light quanta (E ~ 2.4 eV)• However, because of competing energy loss processes, only 3600 light quanta on average are released per fully absorbed 60-keV x ray. • The phosphors most commonly used in flat-panel imagers are Gd2O2S:Tb and CsI:Tl• The two materials have approximately the same conversion efficiency and will therefore produce about the same number of light photons from the absorption of equal-energy x rays• However, physical structure of the detection media constructed using each of these phosphors is very different, and has a significant effect on the resulting image quality

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Phosphors and Screens

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

• To create an x-ray image, a transparent phosphor would not be very effective because light could move large distances within the phosphor and cause blurring as discussed previously• Instead, x-ray screens are made highly scattering or turbid• These screens consist of a layer of phosphor, usually of high refractive index, in the form of very fine powder, incorporated within a nonradiative but optically transparent binder layer that is coated on the surface of a plastic substrate• The x rays interacting with the phosphor emit light near theirpoint of incidence on the screen• The light quanta must successfully escape the phosphor and be as close as possible to their point of emission when they aredetected

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Phosphors and Screens• Because of the mismatch between the index of refraction of the binder and the phosphor grains, once a light photon exits a grain it tends to reflect off the neighboring grain surfaces rather than passing through them• Thus, the lateral spread of the light is confined, which helpsmaintain the spatial resolution of the phosphor layer. • There is a trade-off between phosphor thickness, and hence x-ray interaction efficiency and limiting spatial resolution• Thus, for example, screens designed for high-resolution applications are usually much thinner than general-purpose phosphor screens• The detailed design of a phosphor screen can also affect its imaging performance• For example, factors such as phosphor grain size, size distribution, bulk absorption, and surface reflectivity, as wellas material purity, can have significant effects on the image quality• The thickness of the protective overcoat layer can also affectthe spatial resolution of the screen and optical effects are used to change the imaging properties of the screen

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Phosphor and Screens• For example, an absorptive backing helps reduce blurring but at the cost of reducing the amount of light escaping the front of the screen• Typically, with an absorptive backing, less than one-half of the created light quanta escapes the phosphor and is potentiallyavailable to be recorded• Light-absorbing dye can also be added to the screen to enhance the resolution• The critical factors for good image quality are therefore the thickness and the basic design of the screen• Screens are most commonly used in conjunction with film sandwiched in a cassette• The probability of x-ray interaction with depth into the phosphor is exponential, so that the number of interacting quanta and the amount of light created will be proportionally greater near the x-ray entrance surface• High-resolution film/screen systems are therefore generally configured from a single screen placed such that the x rays pass through the film before impinging on the phosphor• This backscreen configuration improves the spatial resolution of the final image compared to the alternative front-screen configuration• Because of the thickness (0.7 mm) of the standard glass substrate currently used for active-matrix fabrication, flat-panel x-ray systems which utilize a phosphor are all configured in the less desirable frontscreen orientation

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Phosphor and Screens• Screens can also be used in conjunction with a fiber optic or a lens to couple the image to other optical devices, such as a CCD or a video camera• However, these methods have significant problems•in maintaining good noise properties• This is because the collection efficiency of the light from the screen by the imaging device is usually rather poor and only a few light photons represent the interaction of each x ray• This transfer of light from the screen to the detector can become the limiting stage in the imaging chain and can determine the overall performance of the complete system• One of the main advantages of a flat-panel detector (in an indirect detection configuration) is that, because of its large area, it can be placed in direct contact with the emission surface of the screen• This results in its collection efficiency for the emitted light to consequently be much higher than with most other approaches

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Structured Phosphors• One of the main issues with the design of powdered phosphor screens is the balance between spatial resolution and x-ray detection efficiency• As the phosphor is made thicker to absorb more x rays, the emitted light can spread further from the point of production before exiting the screen• This conflict is significantly eased by the use of a structured phosphor such as CsI• When evaporated under the correct conditions, a layer of CsIwill condense in the form of needle-like closely packed crystallites• In this form, the resolution is better than for a powder phosphor screen and it may be enhanced by fracturing into thin pillar-like structures (10 micron diameter) by exposure to a thermal shock• This has the effect of reducing the effective density of the structured layer to about 80 to 90% that of a single CsI crystal• These columns, in principle, act like fiber-optic light guides because of the difference in refractive index n between CsI (n = 1.78) and the air (n = 1), which fills the gaps between the pillars• Light photons produced by the absorption of an incident x ray will be guided toward either end of the pillar if they are emitted within the range of angles that satisfy conditions for total internal reflection

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Structured Phosphors (CsI)• Theoretical calculations predict that 83% of the isotropically emitted light will undergo internal reflection within a perfectly uniform pillar• The other 17% will scatter between pillars and cause a reduction in the spatial resolution• Actual layers of CsI have a somewhat reduced light-collimating capability caused by the unavoidable nonuniformity of the surface of the pillars and possible defects in the cracking• However, they maintain significantly higher resolutions for a given thickness of phosphor than powder screens.• To increase the light-collection capabilities of the layer, a reflective backing can also be added to the x-ray entrance surface of the CsI to redirect the light photons emitted in this direction back toward the exit surface• This significantly increases the light output of the layer but at the cost of a reduced spatial resolution• The type of activator impurity introduced into the CsIlayer controls the emission spectrum of the light• A sodium activator produces a layer that emits in the blue (450 nm) which is well matched to the response of photocathodes used in XRII• Thallium doping produces light peaked more in the green region of the spectrum (550 nm) which is better suited for absorption in a-Si:H layers

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Structured Phosphors (CsI)• CsI:Tl also produces more light photons per absorbed x ray (50 to 60 keV-1 absorbed) than almost any other x-ray phosphor• The combination of the feasibility of thick structured layers with good spatial resolution, well matched emission spectrum and high light production efficiency make CsI:Tl a natural choice for use in conjunction with an active-matrix•flat-panel detector• Although advantages of the columnar structure of CsIhave been known for many years, its somewhat hygroscopic nature and practical drawbacks such as toxicity and lack of mechanical robustness have so far limited its medical imaging applications to the input phosphor of XRIIs• Here the CsI is protected from external mechanical abrasion unlike in a conventional film cassette where the phosphor screens must have a rugged overcoat to prevent damage in everyday use• The situation with a flat-panel detector is similar to that of an XRII in that the CsI layer is well protected from external forces• Many of the practical issues limiting the use of CsI layers for more general radiography are therefore potentially solved in a flat-panel detector configuration

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Quantum Detection Efficiency• The noise in x-ray images is related to the x-ray exposure to the detector• However, the noise can be degraded by lack of absorption of the x rays, as well as by fluctuations in the response of the detector to those x rays, which are absorbed• Initial image-acquisition operation is identical in all x-ray detectors. In order to produce a signal, the x-ray quanta must interact with the detector material• The probability of interaction or quantum detection efficiency AQ for an x ray of energy E is given by

•AQ = 1 – exp[– µ(E,Z) T)where µ(E,Z) is the linear attenuation coefficient of the detector material and T is its thickness• Because all practical x-ray sources for radiography are polyenergetic (they emit x rays over a spectrum of energies), AQ must either be specified at each energy or as an effective value over the spectrum of x rays incident on the detector• Spectrum will be influenced by the filtering effect of the patient which is to harden the beam, (i.e. only the more energetic and therefore more penetrating X-rays get through the patient)• AQ can be increased by making T greater or by using materials that have higher values of µ(E,Z) because of increased Z or density• AQ will be highest at low energies, gradually decreasing with increasing energy

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Noise in X-ray detection media

• There are unavoidable fluctuations in the signal produced in the detection medium even when x rays of identical energy interact and produce a response• Fluctuations are caused by the statistical nature of the competing mechanisms (photoelectric effect, Compton scattering, etc) that occur as the x-ray deposits energy in the medium• Together these effects give rise to a category of noise known as gain-fluctuation noise• The first discussion of gain-fluctuation noise and estimates of its magnitude, in the context of x-ray detection with phosphors, was given by Swank • In addition, x rays deposited at various depths within the sensor layer (phosphor or photoconductor) could have different amounts of spreading before they reached the surface of the detector (called Lubberts effect) • This would affect the propagation of signal and noise differently• Usually more significant in traditional screen based systems but less significant in high resolution, structured phosphors such as CsI

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Noise in X-ray detection media

Jacob Beutel, Harold L. Kundel, Richard L. Van Metter, Handbook of Medical Imaging, Volume 1: Physics and Psychophysics (SPIE PRESS Monograph Vol. PM79), Society of Photo-optical Instrumentation Engineers, February 2000.

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4R.I. Hornsey, University of Waterloo

Intro to digital cameras

• In this section of the course, we willconsider some of the applications of electroniccameras in general

» from this, we will gain an idea of the factors that will beimportant when it comes to the camera design

• This section also serves to illustrate themotivation for studying electronic cameras, andintegrated cameras in particular

» of course, specific requirements will depend on theapplication, but we still need to know what designtrade-offs we are making

• Subsequently, we will examine how light isdetected by semiconductor devices

» firstly, the general principles

» then the photodiode and MOS capacitor in particular

• In the next section of the course, we will discussthe detailed design of these sensors, and howthey are fabricated

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5R.I. Hornsey, University of Waterloo

Why use electronic camerasat all?• The main reason for choosing a solid-state

camera is to interface it with other machines, inparticular digital analysis, recording ortransmission systems, and which are verylimited in the type and speed of operations theycan perform

» although humans seem to manage well enough ...

• In many cases, we are also seeking “super-human” performance from the camera, e.g.

» high speed and repeatability

» precise metrology (i.e. high resolution)

» extended wavelength sensitivity

» harsh operating conditions

» small size and power consumption

• In essence, a solid-state camera has analogousadvantages and limitations in comparison to thehuman eye as a digital computer has incomparison to the human brain

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Video• For CCDs, the annual market is more that 10

million units, mostly for consumer electronicssuch as camcorders, with Sony being the majormanufacturer

• For this type of application, important featuresinclude:

» sensitivity to low light levels (no control overenvironment)

» reasonable image quality

» low power consumption

• The Handycam has a sensitivity of about 10 lux

» 1 lux ≈ 300 photons/(s µm2)

» typical office illumination ~ few hundred lux

» the range of photon fluxes (ratio of max. to min.values) in a typical scene is approximately 106

• However, the sensor itself occupies only a smallpart of the camcorder; we also need:

» clocking and other timing signals, amplifiers, encodingto standard TV formats

• It is this need for several components in theimaging “chain” that makes the idea of a fullyintegrated camera-on-a-chip so appealing

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7R.I. Hornsey, University of Waterloo

• The major manufacturer of basic integratedvideo chips is currently VLSI Vision Ltd. fromEdinburgh, UK

» approx. 100,000 chips per month

» all timing, control, and encoding circuitry on-chip

» colour versions available

» cost is <$10 per chip

» main markets are toys, and other low-cost applications

• The number of companies offering similarproducts is increasing rapidly, and majorplayers include Kodak/ Motorola, Toshiba,Olympus, Fuji, Hewlett-Packard, Intel, AT&T,Rockwell, National Semiconductor ...

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Digital Still Camera• It is estimated that the market for digital

replacements for regular film cameras is nowabout US$2 billion per year

• For this to be acceptable, the resolution must be> ~1000 x 1000, so-called “mega-pixel” arrays

» approx. 2000 x 2000 needed to compare with film

• CCD cameras are typically 1024 x 1024; CMOSintegrated cameras chips announced include:

» 1024 x 800 colour (VLSI), 2048 x 2048 mono (IMEC),1318 x 1030 (Toshiba)

• In these applications, the main difficulty withsuch large arrays is getting a high enough yieldto keep the cost reasonable

• The first consumer colour CMOS digital camerawas announced in November 1997 bySoundVision Inc., named the SVmini-209

» uses VLSI vision 1000x800 CMOS chip

» 1MB DRAM & 1MB memory, DSP and noise reduction

» 4 - colours: RGB and “teal”, to correct for the dyes inthis process not being a good match to the human eye

• Advantages over CCD-based systems are lowercost, integration, and extended battery life

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Security Applications

• Most security systems are some form of videocamera system, so the above comments stillapply

• However, there is a move to “remote” security

» e.g. dial-up cameras in bank ATM rooms

• If the image capture system could be madecheap enough, the applications expand

» camera in every bank ATM

» 80% of bank machine frauds are by people borrowingcards from family members!

• So here speed and image quality are secondaryto integration, cost, and perhaps some signalprocessing/compression

• Military research by the US Army aims toproduce a chip that:

» stores 10,000 images on-chip

» smart circuits and image processing

» battery powered

• Something like this would clearly have manycivilian uses as well!

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Biometrics

• One of the “holy grails” for security applicationsis biometric measurement

» fingerprints (early VLSI Vision design ...)

» facial recognition

» measurements of patterns in the iris of the eyes

» retinal measurements

» infrared measurements of veins in the hands

• Salient features of the image are extracted andstored as records

» which may be only ~256 bytes long for irises

» And maybe 1kbyte for fingerprints

• It is widely believed that CMOS integratedcameras offer the best hope for widespreadbiometric security systems

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Video Communications

• For a long time, one of the most advertisedapplications for integrated cameras has been forvideo conferencing and video-phones

• The integration would allow built-in dataanalysis and compression

» compression for moving images is difficult inhardware. MPEG is too complex

» the solution proposed is to use JPEG encoding (whichis available in hardware) and later to re-build themoving image

• Another possible data-reduction technique is todetect and transmit only regions of the imagethat have changed since the last frame

» thus backgrounds are only transmitted infrequently

» but the speaker is seen at full speed

• Current video phones operate at about 4 framesper second

» mainly limited by the restricted bandwidth of thetelephone line (H.26x communication standard)

• Video conferencing and “telepresence” – remoteoffice environments – are also becomingpopular

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Industrial Inspection

• The range of application of industrial inspectionis truly staggering – almost everything you buywill have been inspected by machine

» presence and orientation of labels etc. (important forstore shelf display)

» presence of contents & caps (e.g. pills in bubblepacks, bottle caps)

» size, shape and colour of fruit & vegetables

» damage to glass bottles (indicating possible splintersin the bottle)

• But before this final stage, the objectsthemselves will probably have been checked

» Sorting of objects on conveyors

» Quality control (e.g. defects on rolls of paper, cloth)

» Alignment and orientation of objects for assembly

» Contamination and surface defects (e.g. opticalcomponents, semiconductor wafers)

» Checking of welds and solder joints

» Optical Character Recognition (e.g. postal codes onmail)

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13R.I. Hornsey, University of Waterloo

• Solid-state cameras are particularly attractivefor the space industry because

» small and lightweight

» robust (10g acceleration on launch!)

» low power consumption

• Usually, the cameras were monochrome, andused coloured filter wheels to build up colourimages. Now full-colour cameras are used

» e.g. Mars Pathfinder in 1997

• Many space applications are more for guidancethan for photography

» inter-satellite communications (laser & camera keepsatellites correctly oriented)

• Satellite attitude control can be carried out withrespect to fixed objects, such as the stars or theEarth

» e.g. CMOS electronics for readout of IR detectors

• Electronics for space applications must be“radiation hard”

Space Applications

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So What is Important?

• From the above brief overview of some of theapplications of solid-state cameras, what typesof performance figures of merit might berelevant?

» for camera system?

» for array itself?

• Physical parameters:

» mass, volume

» power consumption

» radiation hardness

• System specifications:

» resolution, array dimension (& pixel size)

» A-D conversion accuracy

» readout speed

» on-chip control & signal processing

» overall system noise levels

• While all of these are important, the fundamentallimitations often arise from the performance ofthe imaging array itself

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Array Figures of Merit

• Sensitivity to low light levels

» characterised by quantum efficiency: ratio of thenumber of electrons collected by the pixel to thenumber of incident photons

» depends on the wavelength of the light – i.e. there is anon-uniform spectral response

» also depends on the proportion of the pixel area that islight-sensitive – the “fill factor”

» so design and fabrication of the pixels is crucial

• The ultimate limit on minimum resolvable signalis the noise introduced both within the pixel andin the external circuits

» noise comes from many sources, which we willdiscuss later

» noise level may be around 10 electrons rms

• Maximum measurable signal is also a functionof pixel design

» often called the “full well capacity” both for CCDs andother sensor types

» may typically be in the region of 105 electrons

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• So the range of measurable signals ranges from~101 – 105 electrons

» the ratio of maximum possible signal to the noisesignal is called the dynamic range

• There are many design trade-offs implied bythese numbers

• High resolution dictates large numbers of pixels,but fabrication costs limit chip area

» small pixels required

» will also influence power consumption

• Small pixels have a smaller full well capacity

» so the dynamic range can be smaller (although, thismay be limited by the external circuits rather than thepixels)

» and the sensitivity will be lower

• There are many advantages to scaling thefabrication process

» smaller pixels with higher fill factor

» lower power consumption

• But there are also disadvantages

» QE is likely to fall

» dynamic range is likely to be smaller

» more on these later!

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Array Artifacts

• There is a wide variety of factors which affectthe “quality” of the captured image

• An artifact can be broadly described assomething that appears in the captured imagethat was not present in the original scene

• Artifacts can be classed into rough categoriesaccording to their source

» spatial effects

» temporal effects

» signal-level effects

• We will look briefly at each in turn ...

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• Spatial effects are non-uniformities across thearray; e.g. differences in the signals generatedby individual pixels to a uniform illumination

» when this noise is time and illumination invariant (i.e.always the same), it is referred to as fixed patternnoise (FPN)

» appears as a “speckle” pattern

• Fixed Pattern Noise often stems from non-uniformities in the characteristics of thecomponents comprising the pixels, e.g.

» threshold voltage variations

» doping variations, leading to non-uniform darkcurrents

• But may also be due to the method of readout

» e.g. a constantly a-periodic clock

Spatial Artifacts

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Temporal Artifacts• Temporal artifacts arise from the imperfect

readout of the image from the pixels

• Image lag occurs when the transfer of thecollected signal out of the pixel is incomplete

» so some charge is left behind as an “offset” in the nextframe of the image

» this could be seen on early colour TV pictures as atrail behind rapidly moving bright objects

• Lag can result

» if there is simply not enough time for the charges tomove from the extremities of the pixel to the readoutpoint

» or if charges are trapped, for example at an interface

• It can be reduced by

» using smaller pixels and careful design

» removing interfaces – e.g. “buried channel” devices

» and is not generally seen as a problem for CMOSimage sensors

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Signal-level Artifacts• Signal-level artifacts are due to the non-linear

responses of individual pixels to different levelsof illumination

» blooming – spilling over of signal from a highlyilluminated pixel to neighbouring pixels

» photo-response non-uniformity (PRNU) – differencesin the response of individual pixels to illumination

» e.g. pixel conversion efficiencies are not equal

• We will consider these effects after a look at thetechnologies available for the fabrication ofimage sensors

• With an understanding of the structures of thesensors, we can appreciate their characteristicsand limitations

• But first we will consider the fundamentalprocess of optical detection usingsemiconductors

singleilluminatedpixel

spilledsignal

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Detection of Light

• We will consider the transductionprocess by which electronic cameras detectlight

• This will carry us

» from fundamental physical concepts – the interactionof light with semiconductors

» to the device level – how, in general, do we detect thephoto-induced charge?

• And then to specific practical device types

» photodiode

» MOS capacitor based devices

» (there are also other hybrid devices but they areoutside the scope of this course)

• Inextricably linked with the device performanceis the process of fabrication, so we will considerthat in the next section

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22R.I. Hornsey, University of Waterloo

• The concept of optical absorption in semi-conductors is familiar from undergraduatecourses

• When photons with an energy, E = hf, that isgreater than the bandgap, are incident on thesemiconductor

» we get the generation of electron-hole (e-h) pairs

» and the absorption spectrum is ideally a sharp edge

• For practical semiconductors, the situation is alittle more complex

» especially in materials such as Si where the bandgapis indirect

• For photons, E = hc/λ, which reduces to

» E(eV) = 1.24 / λ(µm)

Optical Absorption

Eg

Ev

Ec

Ephoton

% absorption

Eg

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An indirect bandgap means that, at the minimum energy separation between EC and EV, the crystal momenta, k, in the conduction and valence bands are not equal

The momenta of photons is negligibly small compared to that of electrons

• optically induced transitions are for ∆k≅0

However, phonons (quantized unit of lattice vibration) have a momentum similar to that of electrons

• and so ∆k is significant

So electrons can only make this minimum energy transition (1.1 eV for Si) if a phonon is also involved

• this reduces the transition probability, and hence the opticalabsorption, as well as adding a temperature dependence!

Fig. 9.20: Electron energy (E) vs. crystal momentum (hk) andphoton absorption. (a) Photon absorption in a direct bandgapsemiconductor. (b) Photon absorption in an indirect bandgapsemiconductor (VB, valence band; CB, conduction band)From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

E

VB

hk-hk

Eg PhotonEc

Ev

(a) GaAs (Direct bandgap)

E

-hk

(b) Si (Indirect bandgap)

EcEv

Indirect Band Gap, Eg

Photon

Phonon

CB

VB

hk

Direct BandGap

CB

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24R.I. Hornsey, University of Waterloo

Absorption Coefficient

• If we consider an incremental slice of material,dx, the change of intensity of light, dI, due toabsorption is

• Solving this equation gives

» where α is the absorption coefficient

» I is in photons/(cm2s)

• Alternatively, the penetration depth of light intothe material is characterised by 1/α

• Now, from the previous argument, it is clear thatthe absorption coefficient

» is wavelength-dependent

» because the transition probabilities depend on theenergy of the photons

• Later on, when we are interested in the quantumefficiency of a photodetector, we will have toplot a spectral response

• So what do the curves look like?

dI = αI.dx

I x( ) = I0 exp −αx( )

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25R.I. Hornsey, University of Waterloo

Curves for α• A practical enough version for our purposes is

» see Sze, Ch.1 for more detail

• Recall that the visible wavelengths extend fromabout 400nm (blue) to 750nm (red)

• So blue light penetrates about 0.2µm, while redlight penetrates more than 10µm

» this can be used as the basis for colour sensors, bystacking charge collection layers

105

104

103

102

102

101

100

10-1

0.4 0.5 0.6 0.7 0.8 0.9 1.0

wavelength (µm)

penetrationdepth (µm)

absorptioncoefficient

(cm-1)

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0.2 0.4 0.6 0.8 1.2 1.4 1.6 1.8Wavelength (µm)

In0.53Ga0.47As

Ge

Si

In0.7Ga0.3As0.64P0.36

InPGaAs

a-Si:H

123450.9 0.8 0.7

103

104

105

106

107

108

Photon energy (eV)

1.0

α (m

-1)

Fig. 9.19: Absorption coefficient (α) vs. wavelength (λ) forvarious semiconductors (Data selectively collected and combinedfrom various sources.)From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

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26R.I. Hornsey, University of Waterloo

• The actual number of e-h pairs generated by theabsorbed photons is described by the quantumefficiency, η , of the process

• Now, the optical generation rate is given by

» assuming that absorption coefficient is a constant, i.e.monochromatic light

» G is in electrons/(cm3s)

» the generation falls exponentially from the surface

• Of course, we know that α depends on thewavelength, so we might suspect that η does aswell

• So to calculate the generation rate in a device,we must integrate

• In principle, α also depends on the doping in thesemiconductor

» and hence could also be a function of x

» but this is only significant at high doping levels

G x( ) = ηαI x( ) = ηαI0 exp −αx( )

G x( ) = η λ( )α λ( )I0 λ( )exp − α λ( )x[ ]λ1

λ2

∫ dλ

Optical Generation Rate

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27R.I. Hornsey, University of Waterloo

• For cases of interest to us, the quantumefficiency is ≈1 (i.e. 1 electron for everyabsorbed photon

• At high photon energies, we get more than onee-h pair per photon

» because there is enough energy to ionize more thanone atom

» measured data are as follows

• Remember that the overall efficiency of thesensor also depends on how well these carriersare collected

Quantum Efficiency

B

BB

BBB

0.8

0.9

1

1.1

1.2

1.3

1.4

1.5

1.6

0 1 2 3 4 5 6

Qu

antu

m e

ffic

ien

cy

Photon energy (eV)

Si at 300K

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28R.I. Hornsey, University of Waterloo

Recombination

• In an isolated piece of semiconductor, exposedto illumination, the free carrier concentrationsmust be in equilibrium

• Hence, there must be another mechanism“opposing” the generation

» recombination

• The rate of recombination is proportional to thenumbers of electrons and holes

» R ∝ np

• So as the number of e-h pairs generated by thephotons increases, so too does therecombination

» so we can get no measurable signal simply by relyingon optical generation

• To collect a signal, we need to

» separate effectively the photo-generated e-h pairs tominimise recombination

» and cause the carriers to reach some collectioncontacts

Ev

Ec

G R

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29R.I. Hornsey, University of Waterloo

Charge Collection

• Fortunately, we can achieve both objectives inthe same way

» by using an electric field

• This electric field can be a built-in field (e.g. p-njunction), or can be applied externally (e.g. MOScapacitor)

• The reason for being worried where the e-h pairgeneration from optical absorption takes placeis now clear

» we want the generation and the field to occur at thesame place!

» and in this lies the principle of effective sensor design

• Now let’s look at some numbers ...

Ev

Ec

recombinationreduced

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30R.I. Hornsey, University of Waterloo

Collected Current• We saw that a typical illumination level was

approximately 500 lux, or about 150,000photons/(µm2s)

• We also take an average value for theabsorption coefficient

» α = 5 x 103 cm-1

• With η = 1, the total flux of generated e-h pairs

» 7.5 x 1016 e-h pairs per (cm3s)

• Usually, only one type of charge carrier iscollected so the above number represents theflux of, say, electrons

• In a 10µm x 10µm x 1µm volume, the current is

» (7.5 x 106 electrons/s) x q = 1.2 pA

• Such a small current is difficult to measure

» although this value is the typical, not the minimum, itturns out that the collection volume is larger than wehave estimated

• To overcome this limitation, another function isrequired of our sensor

» it must be able to store up charge over period of timeso that a reasonable signal can be read out

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MOS Capacitor

• One of the most common way of collecting thephoto-generated charge is the MOS capacitor

» it is the basis of many CCD devices

» and one design of CMOS sensor

• Here, the holes are expelled from the depletionlayer and are lost to the substrate; the electronsare collected in the potential well

» we will discuss how they are read out later

• So, in our idea so far, collection only occurs inthis depletion region

» indeed, almost 100% of the photo-generated minoritycarriers (electrons here) will be collected in this region

Vg > 0

SiO2

gate

p-type substrate

depletionlayer

photons

– +

0 xd tSi x

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32R.I. Hornsey, University of Waterloo

• However, not all the incident photons will beabsorbed in the depletion width and many willgo through into the substrate

» can these be collected too? – yes!

• They will not be collected so efficiently becausethere is no (or little) electric field here toseparate the carriers

• However, electrons diffuse faster than holes anda reasonable number make it to the depletionwidth without recombining

» Ln,p is the characteristic length of the exponentialdistribution that arises from the combinedrecombination and diffusion of minority carriers

• In fact, for a very shallow depletion width(compared with the diffusion length, L, of theelectrons), a good proportion of the e-h pairgeneration occurs outside the depletion layer

• The total collection efficiency can be written

» where the η’s represent (collected electrons/incidentphotons) for the depletion length and bulk silicon

• These two components are given by ...

Diffusion

ηc = ηdl + ηbulk

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• i.e. # collected electrons = # absorbed photons

• And the expression for the diffusion componentis more complex:

» where Ln is the electron (minority) diffusion length

• For longer wavelengths:

» lower absorption coefficient ⇒ a larger penetrationdepth

» less absorption in depletion layer

» more dependence of efficiency on diffusion length

• For shorter wavelengths:

» most absorption is in the depletion layer

• We will see later that one of the problems withusing a standard CMOS process is that thejunction depths are getting shallower

» < ~ 0.5µm

» and a lot of the light goes straight through thedepletion layer (see curve of α vs. λ)

ηdl = 1 − exp −αxd( )

ηbulk =αLn

2

αLn2 − 1

αexp −αxd( ) +exp −αtSi( ) − exp −αxd( )cosh

tSi − xd( )Ln

Ln − sinhtSi − xd( )

Ln

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Efficiency of Photodiode

• While the MOS capacitor is the basis of sometypes of imager, the most common detector isthe photodiode

• This could be a “normal” p-n diode or astructure especially adapted for imaging (andsolar cells) called a p-i-n diode

» which includes an intrinsic region to increase the“depletion width” artificially

• The band diagram of the p-n diode can show themovement of generated e-h pairs

Ec

Ev

electron diffusion

hole diffusion

hole drift

electron drift

Ln LpW

ireverse

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Vertical p-n Photodiode

• We can write

• We will assume that

» the p-layer is thin enough to cause negligibleabsorption

» thermal generation (dark current) is ignored

• From before

• The drift current density is therefore

• For x > W in the n-type, we can write a diffusionequation

» where Dp if the diffusion coefficient for holes, τp is theminority carrier lifetime, and pn0 is the equilibriumminority carrier concentration

J tot = Jdrift + Jdiff

p

n

W

G x( ) = I0α exp −αx( )

Jdrift = −q G x( )0

W

∫ dx = qI0 1 − exp −αW( )[ ]

Dp∂2pn

∂x2 −pn − pn0

τp+ G x( ) = 0

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36R.I. Hornsey, University of Waterloo

• The boundary conditions for this equation are

» pn = pn0 @ x = ∞

» pn = 0 @ x = W

• So we can solve to get

» where

» and

• Now the current density is given by

• And so the total current density is

Lp = Dpτp

C1 ≡I0

Dp

αLp

2

1 − αLp2

pn = pn0 − pn 0 + C1 exp −αx( )[ ]exp W − x( )Ln[ ]+C1 exp −αx( )

Jdiff = −qDp∂pn∂x

x= W

= qI0αLp

1 + αLpexp −αW( ) + qpn0

Dp

Lp

J tot = qI0 1 −exp − αW( )

1 + αLp

+ qpn 0

Dp

Lp

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37R.I. Hornsey, University of Waterloo

• In most cases, the second term is less importantand the photo-current density is proportional tothe incident photon flux

• So now, the efficiency = Jtot/qI0

• Thus, the efficiency is critically dependent onthe magnitude of αW

» it is the small α at long wavelengths that causes theefficiency to fall sharply beyond λ ≈ 500nm

» here α is a (given) material parameter

» but W is dependent on doping levels in the diode andthe bias, and so W is (potentially) a design parameter

η = 1 −exp −αW( )

1 + αLp

0.9

0.92

0.94

0.96

0.98

1

0 2 4 6 8 10

Eff

icie

ncy

Depletion width (µm)

α = 104 cm-1, and Lp = 10µm

0

0.2

0.4

0.6

0.8

1

200 400 600 800 1000

Eff

icie

ncy

Wavelength (nm)

Lp = 10µm, W = 1µm[assumes α(λ)]

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38R.I. Hornsey, University of Waterloo

• In deriving the previous relations, we haveignored several factors, in addition to ourexplicit assumptions

» absorption in top doped region (p here) is negligible

» thermal current is negligible

» (neither of these is necessarily realistic)

• But our simple derivation suggests that theefficiency is unity for short wavelengths

» in reality, the efficiency drops off here too, becausethe penetration depth is less than the thickness of thetop doped layer

• Integrated photodiodes are often n+-p because

» fits the standard CMOS process better

» Ln > Lp

0

0.2

0.4

0.6

0.8

1

1.2

400

500

600

700

800

900

1000

1100

Wavelength (nm)

VLSI Visionphotodiode

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39R.I. Hornsey, University of Waterloo

Reflectivity

• So far, we have assumed that all the incidentlight is available for e-h pair generation

• However, in all microelectronic devices, therewill be at least one layer over the top of thesemiconductor

» in CMOS, there will be a passivation layer of SiO2 orSiNx, or both

» in CCDs and some types of CMOS sensor, the entirelight-sensitive area may be covered by a poly-Si gateand a SiO2 dielectric

• And even a bare Si surface will have areflectivity, R = (reflected intensity)/(incidentintensity), greater than zero

• So the efficiency equation must have a (1 - R)term in the front

» for flat bare Si, R ≈ 0.35

• Moreover, the presence of thin layers causesmultiple reflections and interference

» so the amount of light getting into the silicon dependssignificantly on the wavelength

• Practically, the peak QE ≈ 40%

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40R.I. Hornsey, University of Waterloo

Pixel Operation

• So how do we use a photodiode?

• Because of the small photo-current, we collectcharge over an integration time

» Qcoll = iphototint

• This then typically converted to a voltage usinga capacitor

» V = Qcoll/C

» where C is often composed of the diode’s selfcapacitance plus that of any connected devices/layers

• In operation, the diode is reset (charged up) tosome reverse bias, and then isolated

• Over time, the reverse current through the diode(both photo- and dark-) discharges the outputnode, V

resetVdd

V

0C

diodeiphoto + idark

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41R.I. Hornsey, University of Waterloo

• From before, we know that iphoto ∝ I0 so thevariation of V with tint and I0 are both linear

» assuming that C is constant

» which is not strictly true because the bias on the p-njunction is changing

• A 30 x 30µm photodiode at a reverse bias of 5Vhas a capacitance of approximately 1.5 x 10-13 F

• The charge stored at this voltage correspondsto ~5 x 106 electrons, and represents themaximum collectable charge

» this will be an overestimate because the voltage doesnot typically reach the extremes of 5V and 0V.

» in practice, the saturation is usually determined by thevoltage swing of the output amplifier.

» a practical full well capacity of 3.7 x 105 electrons for a20µm square pixel at a VDD of 5V is typical

• Typical dark current densities are of the order of500 – 1000 pA/cm2

» which is about 5 x 109 electrons/(s.cm2)

» or 2 x 104 electrons/s for the 20µm pixel

» Hence, the well should fill up in about 20s

• In practice, however, the maximum integrationtime is typically 100ms

» before the dark charge is significant in comparison tothe signal charge

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42R.I. Hornsey, University of Waterloo

MOS in Deep Depletion

• The main alternative to photodiode detectors arethose based on MOS capacitors in deepdepletion

• In sensors, MOS capacitors are usually thoughtof a buckets which can be filled with charge

• However, the familiar picture of the MOS ininversion (above right) is for equilibrium

» so there is no empty potential well available for fillingwith charge

» and illumination will just change the equilibriumconditions slightly

well

signal charge

+Vp-sub

depletion layer

inversion layer

Bucket analogy MOS capacitor ininversion mode

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43R.I. Hornsey, University of Waterloo

• Here, the positive charge on the gate is equal tothe negative charge due to the inversion (n) anddepletion (d) layers

• But it takes time to reach this equilibrium:

» when the gate voltage is first applied, mobile holes aredepleted from the semiconductor underneath

» so that the +ve charge on the metal is equalled by the“exposed” negatively charged acceptor ions in thesubstrate

» the concentration of these is low, so the depletionwidth is large

» the minority carrier (electron) concentration is verylow, so the only way of achieving inversion is to collectelectrons that are generated thermally within thedepletion region (= dark current)

» this process may take several seconds, even at roomtemperature

» during this time the potential well is available to befilled by signal charge

Qm

Qn

Qd

x

Q (charge/area)

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44R.I. Hornsey, University of Waterloo

• The sequence could be as follows

» Vg = 10V, tox = 0.1µm, NA = 1015 cm-3

deep depletion(empty well)

equilibrium(full well)

EFm

Ec

Ev

φs = 8.5VW = 3.3µm

qV

= 1

0eV

Wφs = 5.8V

W = 2.7µm

W

φs = 0.6VW = 0.9µm

W

qφs

qφs

qφs

intermediate

Qm

QdQn

Qm

Qd

Qn

Qm

Qd

charge/area

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45R.I. Hornsey, University of Waterloo

MOS Capacitor Relations• The width of the depletion width is given by the

same expression as a one-sided p-n junction

• In the depletion region, the charge p.u. area is

• The voltage across the oxide, of thickness tox, is

» where Cox is the oxide capacitance per unit area

• We know that Vg = φox + φs, so we find the gatevoltage to be

• In all these cases, φs represents the “depth” ofthe empty well

» it is changed by altering the oxide thickness, substratedoping, and gate voltage

» however the practical choices are usually limited byother factors

W =2εSiφs

qNA

Qd = qNAW = 2εSiqNAφs

φox = Qd

Cox= tox

εoxQd

Vg = 1Cox

2εSiqNAφs + φs

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46R.I. Hornsey, University of Waterloo

A Real MOS Capacitor

• The foregoing analysis was for an ideal MOSdevice

• In real cases, at least two factors will alter thesituation

» charge trapped in the oxide, Qox

» a difference in work function between gate andsemiconductor (≈ 0.1V for n-poly on p-Si)

• These are included in the “flatband” voltage

» the additional gate voltage required to get back to theideal starting condition

» Vfb = φms - Qox/Cox

» where φms is the work function difference between thegate and substrate

• The partially-filled well can be included by aQn/Cox term

• To give the remaining (un-filled) well depth as

φs = Vg − Vfb + QnCox

−εSiqNA

Cox2

1 − 1 −2Cox

2 Vg − Vfb + QnCox

εSiqNA

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47R.I. Hornsey, University of Waterloo

References – Part I

» VLSI Vision data sheets (www.vvl.co.uk)

» B. Streetman (1995), “Solid State Electronic Devices”4th Edn., Prentice Hall

» J. Beynon & D. Lamb (1980), “Charge-CoupledDevices and Their Applications”, McGraw-Hill

» A. Theuwissen (1995), “Solid State Imaging WithCharge-Coupled Devices”, Kluwer

» S. Sze (1981), “Physics of Semiconductor Devices”,2nd edn, Wiley

» A. Moini (1997), “Vision Chips”, University of Adelaide,Australia, revision 3.5 1997

(http://www.eleceng.adelaide.edu.au/Personal/moini/)