dimensions of elites‘ political identity formation in central and eastern europe

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Dimensions of elites‘ political identity formation in Central and Eastern Europe Heinrich Best University of Jena Presentation prepared for the conference “Elites and the formation of political identity in post soviet space; global influences” King’s College, Cambridge, 27 November 2009

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Dimensions of elites‘ political identity formation in Central and Eastern Europe. Heinrich Best University of Jena Presentation prepared for the conference “Elites and the formation of political identity in post soviet space; global influences” King’s College, Cambridge, 27 November 2009. - PowerPoint PPT Presentation

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Page 1: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Dimensions of elites‘ political identity

formation in Central and Eastern Europe

Heinrich BestUniversity of JenaPresentation prepared for the conference

“Elites and the formation of political identity in post soviet space; global influences”

King’s College, Cambridge, 27 November 2009

Page 2: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 2

collective political identityfeeling of

sameness belongingness and common destiny or purpose

directed to a political entity (party, political movement,

state or federation) andshared by

a large collective.

Page 3: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 3

mass identity formation essentialist understanding:

unique core or essence of mass identities (ethnic origins, “authentic” cultural traditions)

constructivist understanding:constructed or invented character of mass identities (first “composed” than “imposed”)

“historical constructivism”: ‘”invention” or “construction” of mass identities is … constrained and directed by specific historical givens and experiences shaping the collective memories and conditions of living of the same population” (Best 2009)‘… the adjustment of the idea of the nation to the situational constraints of the relevant agents involves its conceptualization in terms of indigenous traditions.’ (Greenfield 1992 )

Page 4: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 4

national identity, concept of nation ‘[…] concept of “nation” […] cannot be stated

in terms of empirical qualities common to those who count as members of the nation. […] means above all, that it is proper to expect from certain groups a specific sentiment of solidarity in the face of other groups’. (M. Weber, EAS 922)

‘[…] concept “nation” directs us to political power. […] refers us to a specific kind of pathos which is linked to the idea of a powerful political community [which] may already exist or may be desired’. (M. Weber, EAS 398)

Page 5: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 5

the role of elites Elites are the creators and creations of

mass political identities. “Creative” role of intellectuals and politicians in composing and imposing mass political identities, …

… but they are sorcerer apprentices … … and cannot manipulate mass political

identities at will. Identity implies sameness and continuity.

Page 6: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 6

History matters!

Page 7: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 7

dimensions of mass identity formation

dimension

concept mode time horizon

essence

idea sameness cognitive past Who am I? identificatio

n belongingnes

s normative present To whom do I belong?

agency destiny and purpose conative future What is my

commitment?

Page 8: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 8

hypothesis

The challenges encountered in the process of mass political identity formation will lead to a sharper definition of collective identities, a stronger identification with and commitment to one’s own community.

Page 9: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 9

distinctive features of mass political identity formation in Central and Eastern Europe

Imposition of foreign rule by multinational empires (Osman, Russian, Austro-Hungarian). Delayed formation of independent nation states in the late 19th and early 20th centuries.

Enforced inclusion in the informal Soviet Empire or loss of independence through annexation by the Soviet Union.

Challenged mass political identity formation in Central and Eastern Europe.

Page 10: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 10

research question

Is there a distinct pattern of mass political identity in Central and Eastern European post communist countries?

Page 11: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 11

sample configuration 80 Political Elites

National MPs incl. 5-15 MEPs Proportional Quota according:

Age (under 50 vs. 50+), Sex, Tenure (Newcomer vs. Senior MPs) Top Politicians (former or present Ministers, Junior ministers, Presidents and Vice

Presidents of the House / Parliamentary Groups / Standing Committees, EU Commissioners)

Territorial Distribution (constituency/region of residence) if applicable 40 Economic Elites

Leaders (CEO or Board Members) of main business associations, major bank groups and companies selected from a list of `Top 100´, ranked according to balance sheet total and number of employees.

1000 General Population Proportional Quota according: Sex, Age, Region, Ethnicity

Total: 18 Countries 1411 Political Elites 730 Economic Elites 17138 General Population

Page 12: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 12

territorial coverage 1st IntUne survey

Only Elite Surveys• Czech Republic• Lithuania

Only Mass Survey• Slovenia

Elite + Mass Surveys• Austria• Belgium• Bulgaria• Denmark• Estonia• France• Germany• Great Britain• Greece• Hungary• Italy• Poland• Portugal• Serbia• Slovakia• Spain

Page 13: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 13

sameness national: to have national parents – very important

24

32

28

28

50

28

42

23

51

39

49

57

50

54

66

48

12

37

3

16

10

5

20

28

28

18

17

29

29

41

39

43

32

37

0

4

9

10

16

17

18

20

24

27

29

33

37

41

45

49

51

53

0 10 20 30 40 50 60 70 80 90 100

GermanyUnited Kingdom

AustriaBelgium

SerbiaDenmark

SpainFrance

PortugalSlovakia

Czech RepublicItaly

GreeceLithuaniaHungary

PolandBulgariaEstonia

Political Elites Economic Elites Masses

Page 14: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 14

sameness national: to be born in [country] – very important

24

36

30

37

31

35

27

47

50

40

56

41

53

49

52

67

9

0

5

8

11

6

8

12

20

13

13

27

30

17

26

26

26

27

1

4

10

10

11

13

15

18

20

24

29

32

34

35

36

36

40

41

0 10 20 30 40 50 60 70 80 90 100

GermanyGreat Britain

DenmarkSerbia

BelgiumAustriaFrance

Czech RepublicSpain

GreeceSlovakia

LithuaniaPortugalHungary

ItalyEstoniaPoland

Bulgaria

Political Elites Economic Elites Masses

Page 15: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 15

samenessnational: to share cultural traditions – very important

37

35

60

44

47

44

71

38

62

65

59

35

68

62

70

59

25

33

38

31

47

33

16

60

69

44

57

50

21

63

31

64

66

67

14

21

21

22

24

34

39

54

57

57

58

60

62

67

69

71

78

83

0 10 20 30 40 50 60 70 80 90 100

BelgiumGermany

AustriaSpain

United KingdomDenmarkLithuaniaPortugal

FranceSerbia

GreeceItaly

SlovakiaEstonia

Czech RepublicHungaryBulgariaPoland

Political Elites Economic Elites Masses

Page 16: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 16

sameness national: to be a christian – very important

10

19

24

12

31

24

26

26

12

14

52

18

39

46

52

46

0

13

2

21

0

13

10

3

3

3

3

8

5

16

5

20

28

22

1

2

3

4

5

5

5

7

9

10

12

14

16

19

25

33

34

45

0 10 20 30 40 50 60 70 80 90 100

FranceSpain

Czech RepublicUnited Kingdom

BelgiumPortugal

GermanyAustria

SlovakiaDenmark

EstoniaSerbia

HungaryLithuania

ItalyBulgariaGreecePoland

Political Elites Economic Elites Masses

Page 17: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 17

sameness national: to master [language of country] – very important

54

59

83

69

76

66

68

74

80

73

78

73

82

82

68

85

43

18

44

43

55

47

73

52

86

93

51

74

79

65

73

84

84

98

30

31

49

50

52

52

68

68

71

71

72

74

78

78

80

81

87

91

0 10 20 30 40 50 60 70 80 90 100

SpainSerbiaAustria

ItalyPolandGreeceFrance

Czech RepublicBelgiumPortugalSlovakiaHungary

LithuaniaDenmarkBulgaria

GermanyUnited Kingdom

Estonia

Political Elites Economic Elites Masses

Page 18: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 18

samenessnational: to respect [national] laws / institutions – very important

66

82

79

67

79

56

65

63

56

80

81

78

72

81

82

74

40

20

47

59

48

70

51

46

69

85

79

83

80

77

75

74

85

90

38

48

58

61

64

64

65

70

73

75

75

81

87

88

89

93

95

95

0 10 20 30 40 50 60 70 80 90 100

GermanyHungary

AustriaBelgium

Czech RepublicPortugal

LithuaniaPoland

SpainSerbia

SlovakiaItaly

EstoniaBulgariaGreece

United KingdomFrance

Denmark

Political Elites Economic Elites Masses

Page 19: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 19

samenessnational: to be a country citizen – very important

19

35

15

13

21

45

31

29

34

24

28

41

62

38

72

57

65

63

14

21

26

29

33

41

43

44

48

51

51

53

54

55

60

68

73

80

0 10 20 30 40 50 60 70 80 90 100

HungaryGermany

AustriaSerbia

Czech RepublicBelgium

SpainSlovakiaGreecePoland

DenmarkPortugal

LithuaniaItaly

United KingdomBulgariaEstoniaFrance

Political Elites Economic Elites

Page 20: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 20

belongingnessattachment to [country] – very attached

37

43

61

53

39

73

62

69

41

65

78

72

55

70

76

68

33

35

28

51

65

63

69

90

45

24

67

64

55

89

81

90

64

90

30

33

58

65

68

72

77

77

78

79

82

86

87

87

88

93

94

96

0 10 20 30 40 50 60 70 80 90 100

BelgiumUnited Kingdom

SerbiaGermany

SpainAustria

ItalyEstonia

SlovakiaCzech Republic

GreeceBulgaria

DenmarkLithuania

FrancePortugalHungary

Poland

Political Elites Economic Elites Masses

Page 21: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 21

belongingness attachment to Europe – very attached

10

19

15

14

34

20

19

19

19

28

30

26

47

23

19

24

10

21

22

18

27

23

37

28

30

45

36

50

30

38

54

28

79

55

11

15

19

23

24

26

28

29

38

40

44

44

45

45

49

53

53

66

0 10 20 30 40 50 60 70 80 90 100

United KingdomBulgaria

LithuaniaEstonia

Czech RepublicGreeceAustriaSerbia

SlovakiaBelgium

SpainItaly

GermanyPortugalHungary

DenmarkFrancePoland

Political Elites Economic Elites Masses

Page 22: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 22

destiny and purpose member states to remain central actors of EU – agree strongly

18

38

19

28

30

34

49

33

34

38

42

33

42

43

55

43

73

38

21

22

24

29

33

37

37

40

41

46

49

49

51

52

58

61

70

70

0 10 20 30 40 50 60 70 80 90 100

SpainGermany

ItalyFrance

BelgiumHungaryEstoniaSerbiaAustria

PortugalBulgariaSlovakiaGreecePoland

LithuaniaDenmark

United KingdomCzech Republic

Political Elites Economic Elites

Page 23: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 23

destiny and purpose European Commission to become the true EU-government– agree strongly

6

8

10

13

10

7

2

10

6

5

17

21

26

7

33

25

17

38

0

2

2

5

5

6

8

9

10

12

17

20

22

22

25

29

29

34

0 10 20 30 40 50 60 70 80 90 100

United KingdomEstonia

DenmarkCzech Republic

SlovakiaPoland

GermanyPortugal

AustriaLithuania

GreeceBulgaria

SpainFrance

HungaryBelgium

ItalySerbia

Political Elites Economic Elites

Page 24: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 24

destiny and purpose immigratin from non EU countries – big threat

20

53

23

24

55

37

33

26

47

54

36

39

37

32

59

63

50

65

14

19

20

26

27

28

30

32

38

38

46

47

48

51

51

53

54

75

0 10 20 30 40 50 60 70 80 90 100

SpainPortugal

SerbiaGreece

United KingdomItaly

GermanyAustria

BelgiumDenmark

Czech RepublicFrance

HungaryPoland

BulgariaLithuaniaSlovakiaEstonia

Political Elites Economic Elites

Page 25: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 25

destiny and purpose interference of Russia in European affairs – big threat

5

24

25

38

18

43

26

26

28

41

52

39

50

30

55

93

69

83

12

19

24

29

31

31

31

34

34

34

35

36

43

45

46

67

74

84

0 10 20 30 40 50 60 70 80 90 100

SerbiaGreece

PortugalDenmark

AustriaBulgaria

United KingdomItaly

GermanySpain

BelgiumFrance

SlovakiaHungary

Czech RepublicLithuania

PolandEstonia

Political Elites Economic Elites

Page 26: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 26

destiny and purpose inclusion of Turkey – big threat

38

38

35

40

61

48

51

30

34

65

63

62

42

55

51

68

61

50

13

18

24

25

34

34

34

37

47

47

47

49

49

58

58

58

58

64

0 10 20 30 40 50 60 70 80 90 100

United KingdomItaly

SpainPortugalGreece

Czech RepublicGermany

SerbiaPoland

LithuaniaBulgaria

DenmarkAustria

SlovakiaEstonia

HungaryFrance

Belgium

Political Elites Economic Elites

Page 27: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 27

destiny and purpose inclusion of countries other than Turkey – big threat

14

3

12

10

26

32

35

44

23

38

26

33

12

31

43

38

70

50

7

10

12

13

13

16

19

22

23

25

27

29

30

32

37

38

57

61

0 10 20 30 40 50 60 70 80 90 100

United KingdomSerbiaPoland

SlovakiaSpain

Czech RepublicPortugal

ItalyLithuania

GreeceBulgariaEstoniaAustria

HungaryGermanyDenmark

FranceBelgium

Political Elites Economic Elites

Page 28: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 28

destiny and purpose make European economy more competitive

20

24

56

48

36

29

24

30

33

37

35

43

32

35

25

27

34

55

67

45

79

91

53

83

68

73

90

62

93

68

81

74

86

79

7

15

18

21

23

26

28

30

36

40

44

46

49

50

58

59

61

66

0 10 20 30 40 50 60 70 80 90 100

GreeceSpain

FranceSerbia

ItalyAustria

BulgariaPortugalBelgium

DenmarkGermany

United KingdomLithuania

EstoniaCzech Republic

HungaryPoland

Slovakia

Political Elites Economic Elites Masses

Page 29: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 29

destiny and purpose effects of globalization on welfare – big threat

28

8

20

22

15

21

28

38

28

15

53

30

36

40

32

26

34

11

19

21

24

33

34

35

37

38

39

43

44

45

45

48

49

53

58

68

0 10 20 30 40 50 60 70 80 90 100

DenmarkEstonia

United KingdomPoland

SpainGreece

LithuaniaBulgariaSlovakia

ItalyPortugalBelgiumHungary

GermanyCzech Republic

FranceSerbiaAustria

Political Elites Economic Elites

Page 30: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 30

destiny and purpose common system of social security – strongly in favour

17

16

38

39

34

25

27

50

36

42

35

42

50

15

45

32

5

13

12

10

21

9

20

15

33

20

30

24

40

51

40

18

53

81

0

7

10

17

18

19

19

20

23

26

30

34

37

41

47

48

59

91

0 10 20 30 40 50 60 70 80 90 100

United KingdomDenmark

Czech RepublicEstoniaAustria

GermanyBelgiumSlovakiaPortugal

SpainLithuania

PolandSerbia

BulgariaHungary

FranceGreece

Italy

Political Elites Economic Elites Masses

Page 31: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 31

destiny and purpose a unified tax system – strongly in favour

11

7

16

16

32

33

26

26

24

25

26

31

29

32

22

37

0

15

0

8

10

19

23

45

38

45

27

30

29

37

33

53

51

76

0

2

4

9

10

15

15

18

22

22

25

25

29

30

38

50

54

63

0 10 20 30 40 50 60 70 80 90 100

United KingdomDenmark

EstoniaSlovakia

Czech RepublicPoland

PortugalHungary

LithuaniaSerbiaSpain

BelgiumAustria

GermanyBulgariaGreeceFrance

Italy

Political Elites Economic Elites Masses

Page 32: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 32

destiny and purpose representative of the citizens of your country (Political Elites)

13

24

31

32

32

38

38

41

46

46

53

54

58

61

63

65

72

81

0 10 20 30 40 50 60 70 80 90 100

United Kingdom

Austria

Poland

Hungary

Bulgaria

Belgium

Denmark

Czech Republic

Serbia

Spain

Germany

Italy

France

Greece

Slovakia

Lithuania

Estonia

Portugal

Page 33: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 33

summary of results – part I In all dimensions of political identity (cognitive,

normative, conative) there are large differences between countries, sometimes spreading between 0% and 90% approval rates.

There is no pan-European consensus about the bases and consequences of mass political identities!

Within countries there are also marked differences between political elites, economic elites and the general population.

Elites tend to agree less to ascriptive criteria of national identity and they tend to be more attached to their countries than the general population!

Page 34: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 34

summary of results – part II CEE countries do not form a coherent “block” in

the rankings of countries. At least there are outliers (mostly Serbia).

But there are large clusters of CEE-countries which stand out by their elites’ support for ascriptive criteria of nationality (born in

country, national parents, share of cultural traditions) hesitation to cede rights of national sovereignty to the EU concern about Russian interference in European affairs

(except for Bulgaria and Serbia!) concern about immigration to Europe from non-EU-

countries priority of economic competitiveness over the

development of the welfare state

Page 35: Dimensions of elites‘ political identity formation in Central and Eastern Europe

Heinrich Best - Cambridge 2009 35

theoretical implications Mass political identities are “made to measure” for specific

polities and societies. There are very few elements of mass political identities common to all 18 countries included in our study.

Elites and masses diverge in their expressions of political identities.

Political identities do reflect historical experiences (even distant ones), leading to a clustering of CEE-countries (with some internal differentiation).

Communalities of challenged nation building in the CEE-states: historically late and challenged nation building forced inclusion in the Soviet empire late joining of the EU geographical situation at the periphery of “core” Europe