8/3/2019 Donald E OBrien Financial Disclosure Report for 2009

1/6

~ o ~ o FINANCIAL DISCLOSURE REPO RT R w o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978R e ~ . 1 /2 0 ] 0 FOR CALENDAR YEAR 2009 ( 5 v .s . c , o p p . ~ w l -m )

1 . P e r s o n R e p o r t i n g ( l a s t n a m e . f i r s t, m i d d l e i n i ti a l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r tO B r i e n , D o n a l d E . N o r t h e r n D i s t r i c t O f I o w a 0 5 / 1 4 / 2 0 ! 0

4 . T i t l e ( A r t i c l e H I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . ] R e p o r t T y p e ( c h e c k a p p r o p r i a t e L y p e ) 6 . R e p o r t i n g P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e fu l l - o r p a r t - t im e ) [ ] Nomination, D a t e 01/01/2009ArticleliI, Senior Judge [] lnit ial [] Annual [] Fina l to,, , 1 2 /3 1 /2 0 0 95 b. [ ] Am e nd e d R e p o r t

7 . C h a m b e r s o r O f f i c e A d d r e s s 8 . O n t h e b a s i ~ o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f ic a t i on s p e r t a i n i n g t h e r e to , i t i~ , I n m y o p i n i o n , I n c o m p l i a n c e3 9 0 6 t h S t r e e t w i t h a p p l i c a b l e l a w x a n d r e g u l a t i o n s .S u i t e 3 4 1Sioux City, Iowa 51101 R e v i e w i n g O f f ic e r D a t e

1 M P O R T A N T N O T E S : The instructions accompanying this form must beJbltowed. Consplete all parts,checking the NO NE box for each part where you have no reportable information. Sign on lost pag~

[~] N O N E (N o re por tab le pos i t ions . )POSITION N A ME OF OR G A N I Z A T ION ! E N T IT Y

1 .

I I . A G R E E M E N T S . ( n , ~ , o m ~ g i ~ a ~ z a ~ o , a ~ . ; , , , p ~ , . 14-16off!linginst~uctions.) ~ ~X~[~ N O N E (No repor t ab l e ag reemen t s . .) r--".: :~: IT ]

~ PARTIES AND TERMS ::~ ~- FFi

3.

8/3/2019 Donald E OBrien Financial Disclosure Report for 2009

2/6

t~ [ Name of Pe r so n R e po r t ing Dat e o f Repor t FINANCIAL DIS CLOS URE REPO RTJ[

Page 2 of 6 o B r i e n , D o n a l d E . 0 5 / 1 4 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . o~epo~i.g ~di~a.t ..dspo..e; see pp. 27 -24 of flling instructions.)A. F l i e r s Non-Inves tmen t Incom e

N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE ~(yours , no t spouse s )

!.

3 .4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married daring an),portion of the reporting.rwar, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( 7 7o reportable non-investment income.)DATE SOURCE AND TYPE

I.2.

4.

IV . R E I M B U R S E M E N T S _ tr..~por~no., todgi.g, !ooa, e.te. . i .me.,(Includes tho,~e to xpouse and dependent children; seepp. 25-27 off i l ing ir~tructions.)

N O N E (No reportable reimbursements.)S O I ~ R C E DATES L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

I.2.3.4.

5.

8/3/2019 Donald E OBrien Financial Disclosure Report for 2009

3/6

FINANCIAL DISCLOSURE REPORT l N a m e o f P e r so n R e p o r t i n g D a t e of Repor tP ag e 3 o f 6I OBrien, Donald E.

05/14/2010

V . G I F T S . a n c t ~ d e ~ tl, os~ to sro~se ~,d dependent children; see pp. 28-31 offili~g ins~uctio~.)~ NONE ~o reportable g~s.)

~ D E S C R I P T I O N VAL~1 .2.3 .4.5.

~ NO~ ~o reportable liabilities.)CRED~OR DE~C~ON ~ODE

1. Wells F~go Ba~, Sio~ Ci~, Iowa See expl~ati~n m Pa~ Viii j2. 5 ~h 3 r d B ~, Nap les , Flor id a See e xplanation in Pa~ VI~ j3.4.5.

8/3/2019 Donald E OBrien Financial Disclosure Report for 2009

4/6

Iame o f Per son Repor t ing D a te o f R e po r tPageFINANCIAL4 of 6 D IS C L O S U R E R E P O R T I OBrien, Donald E. 0 5 / 1 4 / 2 0 1 0VII. INVESTMENTS and TRU S TS - i,, ...... . ~ , , . . t ..... t ions ( Includes those of spouse an d depend ent chi ldren; see pp. 34-60 o f fding inst ruct ions. )[ ~ N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Des cr ipt ion of As s et s I n c o m e d u r i n g G r o s s v alu e at e n d Tr an s actio n s du r in g r e p o rtin g p e r io d(in clu din g tru s t as s e ts ) re p o rtin g p e r io d o f r e p o r tin g p e rio d

Place "(X)" a f ter each asse t Amount ! Type (e.g., ,aloe Value T y p e ( e . g . , [ Date :i ~]ue~ I ,.Gain I I d e n t i ty o fe x e m p t f r o m p r i o r d i s cl o s u r e Code 1 i div., rent, C o d e 2 M e t h o d b u y , s e l l, i mmidd/yy Code 2 i ~ode I [ b u y e r l s e n e r(A-H) [ o r in t .) (J-P) C o d e 3 r o d e m p t i o n )

~-- I (J-P) ! ~.A-H) i(ifprivate

i ( Q - W ) t r ans act ion)

1. Sioux City, Iowa, Rental B Rent K R N/A

1 3 .

1 4 .

1 5 .

1 7 .

I . I n c o m e G a i n C o d e s : A = $ I , 0 0 0 o r l e ~ B ~ $ I , 0 0 1 - $ ~ , 5 0 0 C = $ 2 . 5 0 1 - ~ 5 , ~ D ~ 6 . 0 0 ~ - ~ 1 5 . 0 ~ E = $ 1 5 . 0 0 1 - ~ 5 0 . 0 0 0( S e e C o ~ u ~ s B I ~ n d ~ ) F =$50,001 - $1 ~,000 G = $ 1 ~ , 0 0 1 - S 1 , ~ , 0 ~ HI ~$1,~,~i - $5.~,~ H2 =More ~ ~5,~,~2. Value Codes J ~S ] 5,~0 or les~ K ~$ ] 5,~ I - $ 50,000 L =50 ,~ 1 - $ 1 0 0 ,~ M = $ 1 0 0 , 0 0 1 - $ 2 5 0 . 0 0 0( See C olu~s C ] ~d D3 ) N =$ 2 50 ,0 0 1 - $ 50 0 ,0 ~ O3. Value M e~od Codes Q =Appr ai~l R =Cost (R~I Esm~ OnlyJ S =A~essment T ~ash M~kel( See C olu~ C 2 ) U ~B~k V~u e V = O ~r W =~amd

8/3/2019 Donald E OBrien Financial Disclosure Report for 2009

5/6

FINANCIAL DIS CLOS URE REPO RT ~ a m . o f P e r s o n Repor t i ng "Date of ReportI

P a ge 5 o f 6 O B r i e n , Donald E. 051t412010VIII. ADDITIONAL iNFO RM ATION OR EXPLANATION S. (Indlcate~,ar, oflteporO

Part 6: Descrip t ion re garding open loan at Wells Fargo Bank in Sioux City , Iowa. The bank wil l depo si t up to $ 50,000.00 , as neede d, fo r the accoun t . At the endof 200 9, the balance due was approximately $20 ,000.00. The highest balance during 2009 w as approximately $20,00 0.00.Part 6: Descrip t ion re garding open loan at 5th 3rd Bank in Naples, Florida. The bank wil l depo si t up to $ 50,000.00 , as neede d, fo r the accoun t . At the end of2009 , the balance due was appro ximatley $20,00 0.00. The highest balance during 2009 was approximately $20,000 .00.Part 7: PartD. Purchased in 19 94 fo r $35,000 .00.

8/3/2019 Donald E OBrien Financial Disclosure Report for 2009

6/6

"FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 6 of 6 O B r i e n , D o n a l d E . 0 5 /1 4 /2 0 1 0

IX. CERTIFICATION.I c e r t i fy that a l l i n fo rma t i o n gi ve n a b o ve ( i n c l u di n g i n fo rma t i o n p e r ta i n i n g to my s p o u s e a n d mi n o r o r de p e n de n t c hi ldre n , i f a n y ) i s

a c c u ra te , t ru e , a n d c o mp l e t e t o the b e s t o f my k n o wl e dge a n d b e l i e f , an d tha t a n y i n fo rma t i o n n o t r e p o r t e d wa s wi thhe l d b e c a u s e i t me t a p p l ic a b le s ta tu to ryp ro ~ ds i o n s p e rmi t t in g n o n - di s c lo s u re .I fu r the r c e r t i fy that e a rn e d i n c o me f ro m o u t s i de e mp l o y rn e n t a n d ho n o ra r i a a n d the ac c e p ta n c e o f gi f t s whi c h have b e e n re p o r t e d a re i ncumpliaace with the provis ions of 5 U.S.C. app. 501 at . seq. , 5 U.S.C. 7353, and Judicial Conference regulations .

Sign a t u r e

NO T E : A NY I ND I V I DUA L V ~ ff= l O I ~ NOW I NGL Y A ND W I L F UL L Y F A L SIF I E S OR F A I L S T O F I L E T HI S R E POR T M A Y B E SUB JE C T T O C I V ILA ND C R I ~ II NA L SA NC T ION S (5 U. S. C . ap p . 104 )

FILING INSTRUCTIONSM ail s igned or ig inal and 3 addi t ional copie s to :

Co mmi t tee o n Fi n an ci a l Di scl o su reA d m i n i s tr a t iv e O f f i ce o f t h e U n i t e d S t a te s C o u r t sS u i te 2 - 3 0 1O n e C o l u m b u s C i rc le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4