donald l graham financial disclosure report for 2010

8/3/2019 Donald L Graham Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/donald-l-graham-financial-disclosure-report-for-2010 1/8

A O I 0

R e v . 1 / 2 0 1 1

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of!978(5 U.S.C. app. §§ 101-111)

!. Person Rep or t ing ( las t name, f i r s t , m i d d l e I n i t i a l)

G R A H A M ) D O N A L D L .

4. Ti t le (Ar t ic le I l l J u d g e ~ I n d i c a t e a ~ i v e o r s e n ~ r s ta tus ;magistrate judges ind icate full- or part-t irn¢)

U.S. Dis~ct Judg e - Active

7. Chamben or Office Address

4 0 0 N o r t h M i a m i AvenueC h a m b e r s 1 3 - 4

M i a m i , F L 3 3 1 2 8 - 1 8 1 2

2. Court o r O r g a n i z a t i o n

Sout h e rn Di s t r i c t o f F l o r i da

Repor t Type (check appropr ia te type)

] Nomination, D a t e

[] Initial [] Annual [] Final

3 . D a t e o f R e p o r t

8 / 2 6 , 2 0 1 1

6. Report ing Per iod

0 1 / 0 1 , 2 0 1 0

t o

1 2 / 3 1 / 2 0 1 0

5b. [] Amended Report

On the basis of the informat ion c o n t a i n e d i n t h is R e p o r t a n d a n } ,

m o d i f i c a t io n s p e r t a i n i n g t h e r e t o , I t I s , I n m y o p i n i o n , I n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c er D a t e

I M P O R T A N T N O T E S : T~e instruct ion~ a ccompanying Ihi~ form m~t be. followed. Com plete al l part~,

checking the NO NE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R ~ p o , , ~ . ~ ~dl,Jd.°t o.ly: ,e. ~,~

~ ] N O N E ( N o re por t ab le pos i ti on s .)

POSITION

2.

3.

4.

5.

NAME OF OR GANIZAT ION/ENT IT Y

N O N E ( N o reportable agreements.)

DATE P A R T I E S A N D T E R M S



F I N A N C I A L D I SC LO S U R E R EP O R T

of 8

N a m e o f P e r s o n R e p o r t in g

GRAHAM, DONALD L

D a t e o f R e p o r ~

8/26 /2011

Ill. NON-INV ESTM ENT INCOME. ~R~,or~n , ~,~d ,alund,po,,e~,e,p~,. 17 -U

A. Filer’s Non-Investment Income

~] NONE (No reportable non-investment income.)

DATE ~OURCE AND TYPE

2.

3.

4.

INCOME

( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’s N o n - l n v e s t m e n t I n c o m e - i f y o u were ma rried during any portion of the reportlng yearo com plete thi~ section.

(Dollar amoun t not required ex cept for honoraria . )

~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

IV . R E IM B U R SE M E N T S -(Includes those to spouse and dependem children; see pp. 2J.27 off!l ing instructions.)

D N O N E ( N o reportable reimbursements.)

S OU R C E DATE S LOCATION

I. T h e F lo r id a B a r 6 /2 4/2 0 1 0 Boc a Ra t on , FL

2. Ha rv a rd La w Scho o l 9/1 3/2 0 1 0 - 9/1 8 /2 0 1 0 Bos ton , M A

3. T he Ju st T he B eg in nin g 9/2 9/2 01 0- 10 /3 /2 01 0 Atlanta, GA

Fo u n d a t io n

4.

5.

PURPOSE

S p e a k e r

T e a c h

At t e nd c onfe re nc e

IT EMS PAID OR P ROV IDED

Tr an sp o r ta t io n an d f o o d





FINANCIAL DISCLOSURE REPORT

P a g e 3 o f 8

N a m e o f P e r s o n R e p o r t in g

G R A H A M , D O N A L D L .

D a t e o f R e p o r ~

8 / 2 6 / 2 0 1 1

~]N O N E ( ’N o reportable gif ts. )

SOURCE DESCRIPTION

I.

!.

3.

4.

5.

~] N O N E ( ]g o reportable liabili ties.)

C REDIT OR DESC RIPT ION

I.

2.

3.

4.

5.

V ALU E C ODE



FINANCIAL DISCLOSURE REPOR T

of 8

N a m e o f P e ~ o n R e p o r t t n g

G R A l l A M , D O N A L D L .

Date of Report

8/26/2011

NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s , s e t s Income during

( i n c l u d i n g t r u s t a s s e ts ) r ~ p o r t i n g p e r i o d

(1) (2)

Place "(X)" after each as ,~ A m o u n t T y p e ( e . g . .

e x e m p t fr o m prior d i s c l o s u r ~ C o d e I d i v . . r~t,( A - H ) o r i n t . )

G r o s s v a l u e a ! e n d

o f r e p o r t i n g p e f i u d

(1) (2)

Va| u e V a h ~ e

C o d e 2 M e t ho d

( J - P ) C o d e 3

O)T y p e ( e l g .,

b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r ~ - p o n i n g p e r i o d

(2) (3) (4) (5 )

D a t e V a l u e Gain I d e n t i t y o f

m m / d d / y y C o d e 2 C o d e I buyerlscller

(J-P) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. Mi a m i Fe de ra l Cre d i t U n i on A Interes t

2. Fid e l i ty O ver The C o u n te r ( IR A ) A Di vi de nd

3. Fid e l i ty A g r es s ive G r o wth A Di vi de nd

4. A mer ican C en tu r y 20 th C en tu r y Ul t r a A Di vi de nd

5. T . Row e Pr i c e I n t ’i S t oc k Fund A Di vi de nd

6. US A A A g r ess ive G r o wth A Di vi de nd

7. F o ur K in g s , In c. No n e

8. U S A A S & P I n d e x F u n d C Di vi de nd

9. C o l u m b i a M a n a g e m e n t E x c e l si o r V a l u e & B Di vi de ndR es t r u c tu r in g Fu n d

1 0 . Ab b ot t La b ora t o r i e s (Com m on ) B Di vi de nd

i I. A m e r i c an E x p r e s s ( C o m m o n ) A Di vi de nd

1 2 . Am e r i p r i se Fi na nc i a l A Di vi de nd

1 3 . C i ti g r o up ( C o m m o n ) A Di vi de nd

1 4 . H e w l e u -P a c k a r d ( H P ) ( C o m m o n ) A Di vi de nd

1 5 . EM C C o r p o r a t io n ( C o mmo n ) None

1 6 . H o m e D e p o t ( C o m m o n ) A Di vi de nd

1 7 . A lca te I- Lu ce n t(C o m m o n ) No n e

K

T

R e d e e m e d 0 7 1 1 5 1 1 0 1 M A

R e d e e m e d 0 7 / 1 5 / 1 0 K A

R e d e e m e d 0 7 / 2 0 / 1 0 L A

R e d e e m e d 04/07110 L C

R ed ee me d 0 7/1 4/i0 1 J

T

R e d e e m e d 07/14110 M E

R e d e e m e d 0 7 / 1 5 / 1 0 M E

T

S o l d 12/30/101 K B

Sol d 12/30/10 [ J C

Sol d 12/30 /10 J A

T

S o l d 1 2 / 3 0 1 1 0 K D

S o l d 12/30/10 j K C

Sol d 112/30/10 J A

I. Income Gain Codes : A =$1,0~0 o~ less B = St ,0 0 1 . $ 2 ,5 0 0 C =$2’501

( S ~ e C o l u m n s BI and D 4 ) F -$50.001 - $100,~00 G =$100 , 001 - $ 1 , 000 . 000 HI =$l ,O00.00l - $5 ,000.000 11 2 = M o r e ~ m a $5,000,000

2. V a l u e C o de s J = $ 15,00 0 c¢ k ’ss K ~1 5,0 0 1 - $ 50 .0 0 0 L =$50 , 001 ¯ $100 , 000 M =$100.00l - $250,000

(S~e Co lum ns CI an d D3) N =$ 250.0 01 - $ 50 0.0 00 0 -S300.0OI - $1.0~O.0OO Pl -$1,(X~O,001 - $5,000.000 1’2 =$5,0~O,001 - $2~,~00.000

P3 -$25,000.001 - $50.O00,000 P4 =Mo~e Ihan $50,000.000

3 . V a l u e M e t h o d C o de s Q -Appr a i t a l R ~Co~t ( R ea l E~a~ Onl y) $ -As s es s men! T = ( ~a~b M ar k~

( See Co l u r an C2 ) U - B o o k V a l u e V = ~ h e r W = E ~ m a t e d

E = $ 1 5 , 0 O I ¯ $50 ,000




of 8

N a m e o f P e r ~ o m R e p o r t i n g


Date of Repor t

8/26/2011


1 8 .

1 9 .

20 .

21 .

22 .

23 .

24 .

25 .

26 .

27 .

28 .

29 .

30 .

31 .

32 .

33 .

34 .

A . B. C.

I : ksc r ip t ion o f A sse t~ I n c o m e d u r i n g Gra~ value at end

(including trust assail) re lx ~ ing pe r iod o f v : p o r t i n g p e r i o d

(I) (2) O) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T yp e ( e .g ., V alue V alue

c x t ’ m l ~ , f r o m p r k x d i s c l o s u re C o d ~ I d i v ., r e n t . C o d e 2 M e th o d( A - H ) o r i n t o ( J - P ) C o d e 3

( Q - V O

T y p e ( e . g .,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r c p o r l i n g p e r i o d

(2) (3) (4)D a t ~ Value G a i n I d e n t i t y o f

m m / d d / y y C ~ d e 2 C o d e I buyer / se l le r

( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

T e x a s I ns t rum e n t s (Com m on) A Di vi de nd S o l d 12/30110 K E

I n t e r n a t i o n a l B u s i n e s s M a c h i n e s ( C o m m o n ) A Di vi de nd K T

M icr o so f t C o r p o r a t io n ( C o mmo n ) A Di vi de nd

Al~’ ia C o r p . A Di vi de nd

W a l g r e e n C o m p a n y ( C o m m o n ) A Di vi de nd

E-Tr ad e ( K cmp er In s t i tu t io n ) M o n ey M ar k e’ A D i v i d e n d

(JPM Muni)

B a n k o f A m e r i c a C o r p . ( C o m m o n ) A Di vi de nd

P G ( C o m m o n ) A Di vi de nd

Pf izer ( C o mmo n ) A Di vi de nd

T JX , I nc . (Com m on) A Di vi de nd

L en o vo G r o u p L td . A Di vi de nd

A mer ip r i sc C ash A Di vi de nd

T

Sol d 12/31 /10 J D

Sol d 12/31/10 K D

R e d e e m e d 0 7 / 2 0 / 1 0 K A

Sol d 12/30 /10 J A

Sol d 1 2 / 3 0 / 1 0 K D

S o l d 12/30/10 J A

Sol d 12/30/10 L E

Sol d 12/30/10 K A

R e d e e m e d 07/15/I 0 K A

A mer ip r i s e Per so n a l A Interes t

St . Pa ul T ra ve l e r s Com pa n i e s A D i v i d e n d

F i r s t E a g l e G l o b a l C l a s s C B D i v i d e n d

B l a c k R o c k G l o b a l B D i v i d e n d

M

M

R e d e e m e d 07/15110 K A

Sol d 12/30 /10 J A

T Bu y 10/25/10 M

T Bu y 10/25/10 M

Sp in o f f f ro m

: Am e r i c a n

Exp r es s

I . Income Gain Codes: A -$ 1,0~0 o¢ less B -51 ,00 1 - $ 2 ,50 0 C -52.501 - $5 ,1~0 D =55 , 001 - $15 , 000

(S ¢ C o l u mn s B l a n d D 4 1 F ~$50,001 - $I00,000 G -$I00,001 - $I ,0~O.0~O III o$I,O00,001 - $5,O00,0OO 112 ~Mo~ than 55,0~O.000

2 . V a l u ~ C c ~ k - s J =51 ~,1~0 o~ kss K =$15 , 001 - $50 . 000 L =550,001 - $ |00 ,000 M -5 |0<},0Ot - 5250.000

(5~ Co lm nn s C I a nd D3) N -$ 250,001 - $500,00 0 O ~ $ 5 ~ O , 0 0 1 - $ 1 , 0 ~ O , 0 O O P I - - $ I ,0 O O , 0 0 1 - $ 5 , 0 0 ~ , 0 O O P 2 - $ 5 , 0 O O . 0 0 1 - $ 2 5 , 0 O O . O 0 0

P3 =$25,0OO,001 - $50,000,000 p4 -Mote than $50,{300,000

3. V a lue Me tho d Co d e s Q = Ap praisa l R = Cos t ( R ea l Es t a t e Onl y) S ~As s es s mc n t T - C a s h Ma fk ¢ ~

(S e e C o l u ma C ’2) U =B o o k V a l u ~ V = O~hcr W = E st im a ted

E = $ I 3,001 - $ 3 0 . 0 0 0




of 8

N a m e o l" P e r s o n R e p o r t i n g

GRAHAM , DONALD L.

D a t e of Rtport

8/26/201

V I I . I N V E S T M E N T S a n d T R U S T S -~nco.~, .o/., ..,,,.¢ao.. a..t.,t., ,h o. of sro.- ~,d d .~,..d~ ., chu rl...: ,. pp. 34-6 0 o/fging In.rtructlon.~)


A. B. C. D.

Descrip tion of Asse ts Inco m e d uring Gross va lue a t end Transacdons dur ing r rpo~ing per iod

(including trust assets) reporting period of reporting period

(I) (2) (I) {2) (I ) (2) (3) (4) (5 )

Place "(X)" after each asset Amo un t T y p e ( e . g ., V a l ue Va lu e T y p e ( e . g ., D a t e V a l ue Gain I d e n t i t y o f

exempt from prior disclosur~ C o d e I div . , r~nt, Code 2 M e t h o d buy, se l l , m m/d d /y y Cod e 2 Co d e I buyer / se l le r

(A-H) o r i n t . ) ( J - P ) Code 3 r edemp t io n ) ( J - P ) (A-H) (ifprivate

(Q -W) m m ~ a c t i o n )

3 5 . Templeton Global Bond

3 6 . P i m c o T o t a l R e tu r n

3 7 . D W S I n t er m e d i a te T a x

3 8 . B l a c k R o c k G l o b a l ( R e t ir e m e n t )

3 9 . F i r s t E a g l e ( R e t i r e m e n t )

4 0 . P i m c o T o t a l R e m m ( R e ti re m e n t )

4 1 . P i m c o L o w D u r a ti o n ( R e ti re m e n t )

4 2 . Templeton Global Bond (Retirement)

c

D

A

A

A

A

A

A

Dividend M

Dividend M

Dividend M

Dividend K

Dividend K

Dividend K

Dividend K

Dividend K

T Buy

T Buy

T Bu y

T Bu y

T Buy

T Buy

T Buy

T Buy

09/03 /I 0 M

09/03/10 M

09/03 /10 M

10/25/10 K

10/25/10 K

09/03/10 K

09/03/10 K

09/03 /10 K

I. In corc~ Gain Cn d cs: A = $1 .000 or l e s s B -$ 1,0 01 - $ 2 ,500 C = $ 2 .501 - $ $ ,000 D =$5 , 001 - $15 , 000

( ,~ ’ t Co l umns BI and D4) F -$ . ~ 0 , 001 - $100 , 000 (3 =$100,001 - $1,000.000 III -$1 ,000,001 - $5 ,000,000 112 =Mo~¢ than $5,000.000

2. Valu© Cndcs J - $ 1 5 , 0 0 0 o~ I ~ s s K "$ I 5,001 - $ 50 ,000 L = $50,001 - $ 100,000 M ~ $100 . 001 - $250 , 000

( ~ ’ Co l un’ms CI and D3) N =$250 , 001 - $500 , 000 O -$500,001 - $1 ,000.000 PI =$1 , 000 , 001 - $5 . 000 , 000 P2 ~-$5,000,001 - $ 25,000.000

P3 -$25.000.001 - $50,000.000 P4 =More than $50.000,0~O

3. V alu~ Method Cn de ~ Q = Ap praisa l R -Co~! (Real Estate (3nly) S =Assessxnen! T =C a sh M a rk ¢~

(S C o lu mn C 2) U - B o o k V a l u e V = ~ t h e t W = Es d ma~.d

E o $ 1 ~ , 0 ¢ 1 - $50.000




P a g e 7 o f 8

Name of Person Reporting


Date of Repor t

8/26/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.




of 8

N a m e o f P e r s o n R e p o r t i n g

G R A H A M , D O N A L D L.

Date of Repor t

8/26/201 i

IX. CERTIFICATION.

I c e r ti f y t ha t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e ., a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y I n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r y

p r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

I f u r th e r c e r t if y t h a t e a r n e d I n c o m e f r o m o u t ~ l d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t ~ w h i c h h a v e b e e n r e p o r t e d a r e I nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/DONALD L. GRAHAM

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRI MI NAL SANCT I ONS (5 U .S.C. a pp . § 1 0 4 )

Committee on Financial Disclosure

Admin istrative Office of the United States Courts

Suite 2-301

One Columb us Circle, N.E.

W ashington, D.C. 20544

donald l graham financial disclosure report for 2010

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