douglas h ginsburg financial disclosure report for 2009

8/3/2019 Douglas H Ginsburg Financial Disclosure Report for 2009

1/17

FINANCIAL DISCLOSURE REPORT Report R e q u i r e d b y t h e Ethicsin Governmenl Act of 1978FOR CALENDAR YEAR 2009I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d l e i n i t i a l ) 2 . Co u r t o r Org a n iz a t io n 3 , D a t e o f R e p o r t

G in s bu rg , D o u g l a s H . D . C . C i r c u i t 08/12/20 t04 . T i t l e ( A r t i c l e I l l j u d g e s i n d i ~ : a t e a c t i v e o r s e n i o r s t a t u s ; " 5 a . R e p n r t T y p e ( c l~ e e k a p p r o p r i a te b p e i 6 . R e p o ~ t in g P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t l m e ) [ ] N o m i n a t i o n , D a t e 0 I / 0 1 1 2 0 0 9C i rc u i t J u d g e [] Initial [] A .... 1 [] Final to1 2 / 3 1 / 2 0 0 9

5b. [] Amended Repor t7. Chambers or O~ice Address 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodifications pertaining thereto, it is, in my opinion, in complianceU . S . C o u r th o u s e with app|icable laws and regulations.333 Const i tu t ion Ave nue , NWWash ing ton , DC 20001 Reviewing Officer D a t e

IMPORTA NT NOTES: The instruct ions accom panying this form m ust be fo llowed, Complete al l parts,checkin g the NONE box f or each part where you have no reportable inform ation, Sign on In st page.

~ NONE (No reportable positions.)P O S I T I O N N A M E O F O R ( ~ A N I Z A TI O N / E N T I T Y

I. Lecturer of Law U n i v e r si t y o f C h i c a g o L a w S c h o o l2. V i s i t in g P r o f e ss o r o f L a w Ge orge Mason Unive rs i ty School o f Law3 . V is i t i n g S c h o l a r ( S p r iu g ) N e w Y o r k L a w S ch o o l4. Lecturer- in-Law (Fal l ) Columbia Unive rs i ty School o f Law

I I. A G R E E M E N T S . S e ro rt in s i nd i v idua l on ly; so pp. 14-16 of f i l ing ins truct ions ,)NONE (No reportable agreements.)

~ pARTIES AND TE~S ~ ~


2/17

F I N A N C IA L D I S C L O S U R E R E P O R T , ~ a m e o f P e r s o n R e p o r l in g [ D a t e o f R e p o r tPage 2 of 14 Ginsburg , Doug las H.

I08/12/2010

I I I . N O N - I N V E S T M E N T I N C O M E .


3/17

F I N A N C IA L D I S C L O S U R E R E P O R T N a m e o f ~ e r s o a a e p o . i n g [ D a t e o r R e ~ .P a g e 3 o f 1 4 Ginsburg , Doug las H.t

0 8 /1 2 /2 0 1 0

7 . Ne v, York Law School Ma r!0 9 New Yo rk, NY Tea chin g Travel related expenses8. Universi ty of Chicago Fe b-July!09 C h i ca g o , I k Tea chin g B o o ks, misc ella n eo u s a ca demic expen ses9. New York Intel lectual 03/27-28 /09 Ne w York , NY Meeting Tra,~el related expensesPrope r ty Law Associa t ion

10 . Fordham Unive rs i ty, 05/22-30/09 Jerusalem, lsrael Speech Tra vel rela ted expen sesUnive rs i ty o f ChicagoI 1 . Universi ty Col lege London 0 5/30 -06 /0 6 /0 9 L o n do n , E n g lan d Lectu re Travel rela ted expenses1 2 . American Bar Associa t ion 0 6 /2 3-26 /0 9 New Yo rk, NY Speech Tra vel rela ted expen ses13 . Ame rican Bar Asocia t ion 0 7/31 -0 8 /0 41 0 9 Chicago, I L M eetin g Tra vel rela ted expen ses14 . American Bar Associa t ion 08/04-07 /09 H a l f M o o n B a y . C A Meeting Travel related expenses15 . National Universi ty of 08/23-09 /07 /09 Singapore, Singapore Speech Travel related expensesS i n g a p o r e , G e o r g e M a s o nUnive rs i t ) I6 . C o l u m b i a U n i v e r s i t y L a w Sept-Dec/0 9 New Yo rk, NY Tea chin g Travel related expensesS c h o o l17 .1 8.t9 .


4/17

N a m e o f P e r s o n R e p o r t in g Date o f Repor tP a g e F I N A N C I A L 4 o f 1 4 D I S C L O S U R E R E P O R T G i n sb u r g , D o u g l as H . 0 8 1 1 2 1 2 0 1 0

V . G I F T S . (Includes those to sp ...... d dependenS children; see pp. 28-3Z of filing[] N O N E (No reportable gifts,)

SOURCE D E S C R IPTIO N V A L U E|.2.

3.4.

5.

V I . L I A B I L I T I E S . a , lu d e s t h o s e q ~ p o , s e Qnd dependent children; see pp. 32-33 of filing instructions.)[ N O N E ( N o reportable liabilities.)C R E D I T O R D E S C R I P T I O N V A L UE C O D E

1.2.

3.

4.


5/17

F I N A N C IA L D I S C L O S U R E R E P O R T S a m e o f P e r s o n R e p o r t io g D a t e o f R e p o r tPage 5 o f 14 Ginsburg , Doug las H . 08/12/2010V I I . INVESTMENTS and TRUSTS - i . . . . . . . . tu,, e r a . . . . t ions (Includes those of sp . . . . and dependen t chi ldren; see pp. 34-60 of f i l ing instr t tct ionso)

NONE (No reportable income, ~sets , or tra~actio~)A. ~ 8. [ . C. DD e s c r i p t io n o f A s s e l s ; I n c o m e d u r i n g [ G r o ~ v a l u e a t e n d Traa~ctions during reposing ~riod( i n c l u d i n g t r u s t a ~ ~ ) ~ r e p o r t i n g p e r i o d ~ o f r e p o r t i n g p e r i o d

Place "(X)" a~er ~ch ~set ]Amount [ T~e (e.g., Value ~ Value T~ (g . , ~ t~ V a l u e { G a in i d e n t i ty o fe x ~ p t f r o m p r i o r d i s c l o s u r c [ C o d e I ] d iv . , rent , Code 2 [ M e th o d b u y , s e l L ~ m ~ d ~ [ C o d e 2 [ C o d e I b u y e r / s e l l e r~ ( A - H ) o r in t . ) ( J - P ) ] C od e 3 ~ d e m pt i o n ) [ ( J - P ) ( A - H ) ( i f p r i ~ t c

1 . TIAA/C RE F rc ti remem a cco u n t No n e P I T

2, ALLP corn None J T SELL par t . t 2 , / 2 6 / 0 9 .~ A3. SEP I RA acct (ow ns addi t ional ALLP corn) None J T

4. Creditriskmonitor.com (CRMZ.com) None S E L L 1 2 / 2 6 / 0 9 J A5. Graha m Field Heal th Prods.corn (GFIHQ No n e SE L L 1 2 / 2 6 / 0 9 J Aco r n )6. TBMH corn None S E L L 1 2 / 2 6 / 0 9 J A

7. W D M G c o r n No n e J T BU Y t /9/09 J8. W DMG.com None K T B U Y 05/22/099. W B R X X A Dividend L TI 0 . CV X C D i v i d e n d L Tt I. D K S None L T Sold 02/27/09 J( p a r t )1 2 . D K S None L T Sold !10/21/09 J D( p a r t )1 3 . E C L A Dividend K r14 , EPD B D i v i d e n d K T

1 5 . FA S T B Dividend M T Sold 1 0 2 / 2 7 / 0 9 K( p a r t )!6 . I D X X No n e K T

1 7 . [RM None Sold 1 0 / 2 1 / 0 9( p a r t )

C o lu ma s B l a n d F$50,001 51 0 0 ,0 00 G =$ |0 0 ,0 O I $ 1 ,0 0 0 ,0 00 111 =$t .000.001 $5,000.000 H 2 = M o r e th a n $ 5 , 0 0 0 , 0 0 0Value Cades J - $ 1 5 . 0 0 0 t ~ r l e s s K = $ 1 5 .0 O I - $ 5 0 .0 0 0 L ~5 5 0 .0 0 1 - $ 1 0 0 .0 0 f l M : $ 1 0 0 .0 0 1 - 5 2 3 0 . 0 0 0(See Cohlrans CI and D3) N ~ $ 2 5 0 , 0 0 1 - $ 5 0 0 . 0 0 0 O = $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 Pl =$I.000.001 - 55.000.000 P 2 = 5 5 . 0 0 0 . 0 0 1 - 5 2 5 . 0 0 0 . 0 0 0P 3 = $ 2 5 , 0 0 0 , 0 O I - $ 5 0 . 0 0 0 . 0 0 0 p 4 = M o r e L h a n $ 5 0 . 0 0 0 , t~ , 0Value Method Codes Q = A p p r a i s al R = ~ . 2 o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n t T = C a s h M a r k et(S ee C o lu mn C 2 ) U =Book Value V - ~ 3 t h ~ r W = E s t i m a te d


6/17

F I N A N C IA L D I S C L O S U R E R E P O R T N=meP age 6 o f 14 ~ s b u r g , D o . g l= $ ~ , 0 8 n ~ / ~ 0 ~ 0

---] NONE (No reportable income, assets, or transactions.)A.

Description of As~ts Income dufng Gross value at end T~ctions daring reposing ~riod(including ~st assets) I reporting period of repoai~g p~iod

[ d ~ n t i l yexempt from prior disclosure ~ Code ~ div.. rent, Code 2 Method [ buy, sell, ]mmid~/Code 2 [ Code 1(A4B o r m r .) (J-P) Code 3 redempt,on) / / (J-P) (A-H~ ] (,fpnvate

I ( Q - W ) I ~ ~ ~ / ~

1 8. IKM - No n e Sold 1 0 / 2 3 / 0 9 J1 9 . N T R S A Dividend J T Sold 2 / 2 7 1 0 9 J2 0 . PAYX B Dividend K T Sold 6/25/09 K B

( p a n )2 I. PE P B Divide nd L T Bu y 1 2 / 1 8 / 0 9 K(addl)2 2 . SL H None Sold 2 /1 0 /0 9 K C23 S R C L None L T Sold 2 /2 7/0 9 K( p a r t )2 4 . S R C L None L T Sold ~ 1 0 1 2 3 / 0 9 K D(part)2 5 . B H P A D i v i d e n d K T

2 6 . N V S A D i v i d e n d J T2 7 . R.BA A Dividend L T2 8 . T S C O No n e K T Sold 2 /2 7/0 9( p a r t )2 9 . M H S N o n e L T3 0 . G IL D No n e K T3 1 . D L B No n e Sold 2127/09 K D3 2 . C H T T No n e Sold 10/21/09 K3 3 . TMGX, renamed TURXX A Dividend N T

34. C N o n e J T

C o l u m n C 2 ) U =B~k Vah~ V ~th~ W =Es~i mat o d


7/17

F I N A N C IA L D I SC L O S U R E R E P O R T N a m e o f P e r s o n R e p n r t ln g [ Date of ReportIage 7 of 14 Ginsburg , Doug las H. 0 8 / 1 2 1 2 0 1 0N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a lu e ~ 1 e n d Tran~ctions during re,fling period(iaeluding trust ~sets) r e p o s i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X y a f t e r e a c h ~ s e t ] A m o u n t T~ e (e.g ., V a lu e V a lu e T~e (e.g., Da,e ~ Value i Oain ] I d e n t i ty o fe x e m p t h o r n p r i o r d i s c l o s u r e C o d e I d i v . . r e n ~ , C o d e 2 M e th o d b uy se ll . m ml d& )~ ~ C ~ e 2 I C o de I ~ b u y e r / s e l l e r( A - H ) ~ o r in t .) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ ( J - P ) ( A - H ) ~ ( i f p r i v a t e~ Q - W ) ~ ~ ~

3 5 . X O M D Dividend N T3 6 . G E A Dividend K T Sold 8/19/09 J(pan)3 7 . G~ A Dividend K T Sold I 0 / 2 6 / 0 9 K E

( p a r t )3 8 . M H S No n e L T3 9 . M P , ~ i B Dividend L T4 0 . QSGI, renamed QSGIQ No n e J T4 1 , W YE A Dividend Sold 5 / 1 8 1 0 9 L E4 2 . R D S A D Dividend M4 3 , PHK B Dividend L T Bu y 3/0 4 /0 9(addl)44 . PH K B Dividend L T Sold 5/19/09( p a r t )~ 5 , PH K B Dividend L T Sold 5/29/09( p a r t )4 6 . AA A Dividend J T4 7 . ALLP No n e J T4 8 . MO B Dividend K T4 9 . AI G None J T5 0 . A M G N None J T

5 I. B AC A D i v i d e n d J T

i ~ See C olu mn s C I a nd D3 ) N = $2 50 ,0 01 - $500,0(Y0 O - $ ~ 0 0 , 0 0 1 - $ 1 , 0 0 0 , ~ 0 0 P I =$ 1 . 0 0 0 . 0 0 l - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 . 0 0 0


8/17

F I N A N C I A L D IS C L O S U R E R E P O R T ,~ .... f Person Reporting D a t e o f R e p o r tP a g e 8 o f 1 4 ~ i . sb . ~ g , D o . g ~ s a . 0 8 / ~ 2 / 2 o s 0

VII. IN V E S T M E N T S a n d TRUSTS -- ] NONE (No reportable income, assets, or transactions.)

A. B. C. I D,Dsscription of Assets Income during Gross vaIue at. end ! Transactions during reporting period(including trust assets) reporting period of reporting perioda e , o o c . . . .t AraGOn,, .) 1 . . . . . . . . . . . . . . . . . . . . . .v ~ u e I value i T ~ e ( e . g . , [Date i V a t u e l G a i n [ I d e m i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I di ..... t, C o d e 2 [ M e t h o d i b u y ~ s e l ! , . mrrddd~yy | C~e2 I C o d e I I buyer!~ller, (A-H) orint.) (J-P) ! Code3 ~ r e d e m pt i o n ) [ [ (J-~) I (A-H) I (ifprivate

5 2 . CYBS None K T:53. .INj A Dividend K T

5 4 . JP M A D i v i d e n d J T

55. NY X h Dividend J T5 6 . Q C O M A Dividend J T57 . S[ILD None J T

5 8 . Z O L T N o n e J T59. NVS A Dividend J T

60 . SK T A Dividend K T6 1 . PM B Dividend K T

62. B A A Dividend J T! 6 3 . C S C O None J TI 6 4 . C D E None J T Bu y 9 1 1 6 / 0 9 J65 taddl)~ . D V N A Dividend K T6 6 . INTC A Dividend J T6 7 . KM P B Dividend K T

68 . M M P A D i v i d e n d J T

2, Val~ C~e~ J =~1 ~,~ or l~s K = $ t ~ , ~ 1 - $ 5 0 , 0 ~ L = $ 5 0 , ~ 1 - $ 1 ~ . 0 0 0 M = $ 1 0 0 , 0 0 t -


9/17

FINANCIAL DISCLOSURE REPORT] ~ a ~ n e o O , e . o n ~ e p o r U a ga g e 9 o f 1 4 G I n s b u r g , D o u g l a s H . 08/]2/2010

VII. INVESTMENTS and T R U S T S -, N O N E (No reportable income, asse~s, or transactions.)

A .~D n s c r i p ~ i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t c n d , T r a n s a c t i o n s d u r i n g r e p o r t in g p c f o d |( i n c l u d i n g t r u s t a s s e t s ) r e po rt in g p er i o d o f r e po rt i n g p er io d .P l a c e " ( X ) " a ~ e r e a c h a s s e l A m o u m T y p e (e .g . . Value ] Value T y p e ( e . g . , ! Date ! Value G a in |~ e n t i ty o f

e x e m p t f r o m p r i o r d i s c l o su r e C o d e I d i v . , r e n t , C o d e 2 ~ M e th o d b u y , s e l l , im m / d d i y y i C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) i (I-P) ( A - H ) ( i f p r i v a t e( Q - W ) [ i i t ransaction) ....: 69 . M S FT A Dividend K T

7 0 . E W J A Dividend K T7 1 . C H K A Divide nd Sold 8 /1 9/0 9

7 2 . SIAL A Dividend K T7 3 . T A D i x , i d e n d Sold 11i i7 /097 4 . B P C Dividend L T7 5 . C AT A Divide nd J T7 6 . KO A Divide nd J T7 7 . E S R X None M T B u y 8/5/09(addq)7 8 . E S R X None M T Bu y 8 /1 9/0 9(addl)7 9 . H O N A Dividend J T

8 0 . M O N A Dividend K T8 1 . SIAL A Dividend K T B u y 9/02/09 K(addl)8 2 , UR S None Sold 5/15/09 J B8 3 . IB M A Dividend K T8 4 . O C F C A D ividen d So ld 8 /0 7/0 9 J

8 5 . PULB A Dividend J T Sold 9/2 8 /0 9 K A( p a r t )

- $ 1 5 . 0 0 0(S~ C o l u m n = B I a n d D 4 ) F - $ ~ 0 . ~ [ - $ I ~ . 0 0 0 O =$ I I ) 0 .0 0 1 - $ 1 ,0 ~ .~ 0 H I = $ I . ~ ) . 0 O 1 - $ L~0.O00 H 2 = M o r e ~a n $


10/17

F I N A N C I A L D I SC L O S U R E R E P O R TI Ginsburg, Douglas H,a g e 1 0 o f 1 4 0 8 / 1 2 / 2 0 1 0

V I I. IN V E S T M E N T S a n d T R U S T S -D NONE (No reportable income, assets, or transactions.)~ ..........D e s e r i p l i o n o f A s ~ t s I n c o m e d u r i n g G r o s s . v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p ~ r i o d

, (1~ ........ (2 ) (I) (2)--- (l) {2) I (3) ! (4) (5 )Place "(X)" a~t ..... h a s s e t A ~ m , o u n . t [ T y p e ( e , g . , Valu e V a lu e T y p e ( e .g . . D a tee x e m p t f r o m p r i o r d i s c l o su r e Code I I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m a d d ! y y I C o d e 2 : ~ C o d e I :: b u y e r / s e l l e r{AH)I o r i n t , ) ( J - P ) I Co d e 3 1 r e d e m p t i o n ) [ (J-P) i (A-H) [ ( i f p r b , a t e

8 6 . SL B A Dividend L T8 7 . X E L A Dividend J T8 8 . AT K No n e Sold 3/0 6/0 9 K E

( p a r t )8 9 . ATK None Sold 9/2 2 /0 9 K E9 0 . APFC None Sold 9/2 2 /0 9 K D9 1 , B C S None Sold 3/6/0 9 J9 2 . E F S C No n e Sold 8 /0 7/0 9 J9 3 . KIM A Dividend Sold 3/6/09 .~94 ~ L SI No n e Sold 9/22/09 K9 5 . MO N A D ividen d So ld . 1 1 / 1 3 / 0 9 K A9 6 . N O B H A D ividen d So ld 1 1 1 / 2 7 / 0 9 K D97 . O N N N None Sold 3/6/0 9 J98 , SN Y A Dividend K T9 9 . S T E C No n e Sold 3/6/0 9 K1 0 0 . T M C O No n e L T Sold 9/30 /0 9 J D( p a r t )1 0 1 . T M C O None L T Sold ! 1 0 1 1 3 / 0 9 J D( p a r t )1 0 2 . T M C O None L T Sold t |113/09 K E( p a r t )

( S e e C o l u m n s B I a n d 0 4 ) F =1~0,~1 - $100.~ O =$100.~1 - $ t.0~,~ H

3 . V a l u e M e l b o d C ~ s Q =Appra i sal R ~ o s l (R ~ I E s t a t e O ~ ly ) S =Assess~nt T( S e e C o l u m n C 2 ) U = B o o k V a l u e V ~{her


11/17

Ia m e o f P e r s o n R e p o r t i n g D a t e o fP a g e F I N A N C I A L 1 ! o f 1 4 D I S C L O S U R E R E P O R T [ G i n s b u r g , D o u g l a s H . 08/12/20~0V I I . I N V E S T M E N T S a n d T R U S T S - i .o. ,e , ~atae, transact ions( lncludesehoseofspouseanddependan chi ldremseepp, 34-60 of f i l ing instr~caons,)---] N O N E O V o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s ~ ~ f n c o m ~ d u r i n g G r o s s v a l u e a t e n d Transactiona during reposing ~od(including t~sl ~sets) i r e p o r t i n g p e ~ o d of rep~ing periodP l a c e " ( X ) " a f t e r e ~ h ~ s ~ t A m o u n t T~e (e.g,, Value ~ Value [ T y p e ( e g / D a ~ e s e m p l f r o m p r i o r d i s c lo s u r e ~ C o d e I div. rent t I /~ io d e 2 ~ M e th o d ] b u y , s e l l, m~d~, Code2( A - H ) o r i n t . ) ( J - P ) ~ C o d e ~ 3 r e d e m p t i o n )i . ( Q - X ~ ) I I [ ~ t r a n s a c t i o n )

1 0 3 . H Y T M N o n e Sold 3/6/0 9 J1 0 4 . W F C A D ividen d S o ld 3/6/0 91 0 5 . C M O C D ividen d So ld 10/02/09 K1 0 6 . H P Q A Dividend K T1 0 7 . Stephens Family Holdings, L .C . (X) C Int . /Div, K W1 0 8 . Stephens Family Partnership, L.P. (X) F Dividend O W1 0 9 . VA St R.es Auth Infrastructure Rev Pooled A Interest K TI t 0 . Norfolk VA G/O RFDG CAP Impt B Interest Mature d 1 1 / 2 5 / 0 9 K1 t l . Lynchburg VA GO BDS~ A Interest K T1 1 2 . ICFI None K T Bu y 12/11/09 K1 1 3 . B IK A Dividend K T Bu y 10/21/09 K

14 . 1 3 1 K A Dividend K T Bu y 10/23/09 JI5. V R S K None K T Bu y 1 0 / 2 1 / 0 9 J16 . VR.SK None K T Bu y 1 1 / 0 4 / 0 9 JI7 . H A B D X C Dividend L T Bu y 2/27!09 K

1 1 8 . R . P I B X A Dividend K T Bu y 10/14/09 J1 1 9 . US Treasury Note A Interest L T Bu y 2 /2 7/0 9 K

i - i. i n c o - n ~ e G a i n C o d e s : A = $ I , O O 0 o r l e t s B = $ I , 0 0 1 - $ 2 , 5 0 0 C =52,501- $3.000 .....................................................= $ 5 , ~ 0 1

( S e e C o t u m n C 2 ) U - B o o k V ~ u c V ~ t h e r W = E s t i~ t e d


12/17

F IN A N C I A L D I S C L O S U R E R E P O R T N a m e o fP*r s o n R e po r tin g D a te o fl lep o r tP age 12 o f 14 C , ~ . s b . r g , D o u g l a s H . 0 8 1 1 2 1 2 0 1 0

N O N E (No reportable income, assets, or transactions.)Description of Assets ! Income during Gross valve at end Transactions during reportixlg period

Place"(X)" after each asset !Amount i Type {e .g, , Value i V a l u e T y pe (e . g . , ] D a t e f Value I {3ain [ Identityofi (A-H) [ div., rent. C o d e 2 Method b u y ,~ orim.) {J-P) Code3 redemption) ] ] (J-P) [(A-H) i ( i f p r i v a t e

120. Boeing Cap Corp NaYS Bond~ B Interest K T B u y 3/0 2 /0 9 K121. Caterpillar Financial Svc Bond~ A Interest K T Bu y 8 1 2 1 / 0 9 K1 2 2 . C M E G r o u p B o n d B Interest K T Bu y 3/0 2 /0 9 K1 2 3 . K e ll o g C o B o n 1 3 Interest K T B u y 3/0 2 /0 9 K1 2 4 . V e r i z o n C o m m . B o n d B Interest K T Bu y 3/0 2 /0 9 K125. VA State Pub School Bond~ B Interest L T Bu y 3 1 0 2 1 0 9 L1 2 6 , G L D None J T B u y 2 /1 8 /0 9 J1 2 7 . V F C A Dividend J T Bu y 1 I / 5 / 0 9 J

" 1 2 8 . JC I A Dividend J T Bu y 1 1 / 1 2 / 0 9 Jt 2 9, TG T A Dividend J T Bu y 1 1 / 1 8 / 0 9 J


13/17

F I N A N C IA L D I S C L O S U R E R E P O R T N a m e o f P e r s ~ m R e p o r t in g D a t e o f R e p o r t IRge 1 3 Of 1 4 Ginsburg , Doug las H. 08/ I 2 /2010V I I I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

Part III .A. Non-lnvestment IncomeRe : Payments Made to Char i table Organizat ions in L ieu of Honorar ia in 2009

Please see attached sheetS.


14/17

F I N A N C I A L D I SC L O S U R E R E P O R TF O R C A L E N D A R Y E A R 2 0 0 9 F o r : D o u g la s H . G i n s b u r gD a t e o f R e p o r t : 0 8 / 1 2 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONSP a r t I II -A . N o n - I n v e s t m e n t In c o m ePayments Made to Charitable Organizations in Lieu of Honoraria in 2009

D o n o r Date A m o u n tN Y L S 2 / 2 6 / 0 9 $ 3 , 5 0 0

A E I 3 / 1 7 / 0 9 $ 2 , 0 0 0N Y L S 5/ 7 / 09 $ 300

N Y L S 5 / l 2 / 0 9 $ 2 , 7 0 0N Y L S 8 / 1 1 / 0 9 $ 1 , 0 0 0

T O T A L $ 9 , 5 0 0


15/17

F I N A N C I A L D I SC L O S U R E R E P O R TF O R C A L E N D A R Y E A R 2 0 0 9 F o r : D o u g la s H . G i n s b u r gD at e o f R ep or t: 0 8 / 12 / 20 1 0

V I I1 . A D D I TIO N A L IN F O R M A T I O N O R E X P L A N A T IO N S- - C O N F I D E N T I A L - -Pa r t I I I -A . No n -I n ve s t me n t I n c o meR e c i pi e n ts o f P a y m e n t s M a d e to C h a r i ta b l e O r g a n i z a ti o n s i n L i e u o f H o n ~ r ~ a r i a i n 2 0 0 9

R ec i p i en t D o n o r Date A m o u n tEhateauville Foundation N Y L S 2 / 2 6 / 0 9 $ 2 , 5 0 0P .O . B o x 3 0A_mi ssv i l le , VA 20106F o u n d a t io n f o r R e se a r ch i n E c o n o m i c s a n d N Y L S 2 / 2 6 / 0 9 $ 1 , 0 0 0:he Environment5 6 2 F e rg u s o n R o a d3 o z e m a n , M T 59 7 1 83 e o r g e M a s o n U n i v S c h o o l o f L a w A E I 3 / 1 7 / 0 9 $ 1 , 0 0 0L a w & E c o n o m i c s C e n t er3 3 0 1 F a i r f a x D r i v e~ . r ti n g t o n , V A 2 2 2 0 1[ h e F u n d f o r t h e L a w S c h o o l , U n i v e r si t y o f A E I 3 / 1 7 / 0 9 $ 1 , 0 0 0E h i c a g o1 1 1 E a st 6 0 th StreetC h i c a g o , IL 6 0 6 3 7The Fund for the Law School, University of N Y L S 5 / 1 2 / 0 9 $ 1 , 0 0 0C h i c a g o1 1 1 1 E a s t 6 0 th StreetC h i c a g o , IL 6 0 6 3 7Alliance Francaise de Washington N Y L S 5 /I 2 /0 9 $ 1 , 0 0 02 1 4 2 W y o m i n g A v en u e , NWWashington, DC 20008 I


16/17

F I N A N C I A L D I SC L O S U R E R E P O R TF O R C A L E N D A R Y E A R 2 0 0 9 F o r : D o u g la s H . G i n s b u r gD a t e o f R e p o r t : 0 8 / 1 2 / 2 0 1 0P a g e 2 - C o n f i d e n t ia lR e c i p i e n t D o n o r Date A m o u n tR a p l~ a h a n n o c k ~ o u n t y C o n s e rv a t io n N Y L S 5 / 7 / 0 9 $ 3 0 0~ . l l i a n c e? o st O f f ic e B o x 1 1 6g p e r r y v i ll e, V A 2 2 7 4 0

~ e ig h b o r h o o d H o u s e N Y L S 5/12/09 $ 2 5 0l Kimball Road ,] o r th e a s t H a r b o r , M E 0 4 6 6 2N o r t h e a s t H a r b o r L i b r a r y N Y L S 5 / 1 2 / 0 9 $} 5 0P .O . B o x 2 7 9N o r t h ea s t H a r bo r , M E 0 4 6 6 2Ruggles House ...... $ 2 0 01 4 6 M a i n S t r e et N Y L S 5/12/09Columbia Falls, ME 04623the Federalist Society N Y L S 8 / 1 1 / 0 9 $ 5 0 01 0 1 5 1 8th Street, NWS u i t e 4 2 5W a s h in g t o n , D C 2 0 0 3 6

F o u n d a t io n f o r R e se a r c h i n E c o r [~ m i c s a n d N ~ L S 8 / i 1 / 0 9 $ 5 0 0the Environment6 6 2 F er g u s o n R o a dBozeman, MT 597!8. r . .OTAL $ 9 , 5 0 0


17/17

000-000-0000 p.1F I N A N C I A L D I S C L O , ~U R E R E P O R TP a g e 1 4 o f 1 4

I X . C E R T I F IC A T I O N .

NOTE= ANY IND]WID~JAL WHO KNOWINGLY AND WILFU LLY FAL~|F~ES OR FALLS TO F~LE THIS REPORT MAY BE SUBJECT TO C~V~LA N D C R I M I N A L S A N C T I O N S (~ U.S.C, app. |

FILING INSTRUCTIONS

C~mi~cc on Fi~n~i~ Discl~A ~ i n i s ~ O~ccofth Uniscd States Courts~i~ 2-301One Col~b~ Circle, N,5.W~h~n, D.C. 205~

douglas h ginsburg financial disclosure report for 2009

Documents