douglas p woodlock financial disclosure report for 2009

8/3/2019 Douglas P Woodlock Financial Disclosure Report for 2009

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an Jo FINANCIAL DISCLOSURE R EPORT R e p o r t R e q u i r e d b y t h e E t h ic sin Government Act of 1978R e ~ . 1 / 2 0 ~ 0 FOR CALENDAR YEAR 2009 f f U . S . C . a p p .i . Person Reporting (lazt name, first, middle initial) 2. Court or Orgamzat~on 3. Dale of ReportWOODLOCK, DOUGLAS P DISTRICT OF MASSACHUSETTS 05/12/2010

4. Title (Article Ill judges indicate active or semo r status, 5a. Repo rt Type (check a ppro pria te type) 6. Repo rtin g Perio dmagistrate judges indicate fitll- or part-time)[] Nomination, Date 01101f2009ACTIVE U S. DISTRICT JUDGE [] Intaal [] Annual [] Final to,, 12/31/20095b. [~ Amended Report

7. C ham bers or O ffice A ddress 8. On the basis of the inform ation contained in this R eport and anymodifications pertaining thereto, it is, In my opinion, in complianceUnited States Courthouse ~ith applicable laws and regulations.Suite 4110, 1 Courthouse WayBoston, MA 02210 RcsSewing Officer__ _ Date

1 J W P O R T A N T N O T E S : The instructions accompanying this form must be followed~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . C R e V e , t ,- g i ,a i~du,t o ,0 ,; see Vp. 9- t3 o/~t~,g . . . . . . . , i o , , . )I~ NONE (No reportable positions.]

POSITION NAME OF ORGANIZATIQN/EN_TITY1. Trustee Tr~st No. 1

2. T~s~e TmstNo. 234.

I I . A G R E E M E N T S . (tfeportlng individual only; see pp. 14-16 of )qling i ... ..... . ions.)N O N E (No reportable agreements )

DATE [,ARTIES .AND TI~RMS1.


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FINANCIAL DISCLOSURE REPORT I N a ~ o f P e r s o n R e p o r t i n g D a t e o f R e p o r t/Page 2 of 12 l W O O D L O C K ; D O U G L A S P . 0 5 / 1 2 / 2 0 1 0

1 1 I . N O N - I N V E S T M E N T I N C O M E . m e p a r , i , g individual andsp .... ; sre p l~ 17-24 of .f i l in g in s truct ion s .)A. Fl iers Non-Investment Incom e

[] N O N E (No reportable non-investment income.)D A T E S.0I~CE AND TYPE I N C O M E(yours, not spouses)

I.

2.3.4

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any porrion of the rel~orting year, complete this section.( D ol lar amoun t n o t requ ired excep t for hon orarm )~ N ONE (No reportable non-investment income)

~ATE S O U R C E A N D T Y P EI. 2009 Provided care an d assistance for elderly relat ive.

2

3.4.

I V . R E I M B U R S E M E N T S - , .a . ,po , t~r,o . , toagi~ g, ~o , ,d , enterta i .... 1 .l Inc l ud e s th o se to sp o use a ~d d e p e nd e nt h t l d re n , s e e p p 25 -2 7 o f f ih ng tns tr~w tl o ns ~

NONE (No reportable reimburxements.)~ ~ L O CAT IO N ~ ITEMS PAID OR PRQV IDI~D

I.234.

5.


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F I N A N C I A L D IS C L O S U R E R E P O R T NameofPe .... Reporting D* t eof Rep ortPage 3 o f 12 WOODLOCK, D O U G L A S P . 0 5 / 1 2 1 2 0 1 0

V . G I F T S . ~ c ~ , s e ~ ,~ o ~ , ~ o ~ o ~ , ~ a a ~ , ,d , ~ , c ~ t a ,~ ; s ,~ p p . 2 * 4 1 of flUng instruction.)N O N E ~ o r e p o r t a b le g ~ s . )

~ DESCRIP~ON ~1.2.3.

5

V I . L I A B I L I T I E S . ( I n cl u d e s t h o s e o f , p o . s e and dep~ndcnt children; 5ec pp. J2-33 of ~hng instrucliom~)~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N V . A L U E C O D E

1.2.3.4.5


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F I N A N C I A L D IS C LO S UR E R E P O R T[ WOODLOCK, DOUGLAS P.age 4 of 12 0 s / 1 ~ 0 1 o

V I I . I N V E S T M E N T S a n d T R U S T S - ~ ....... t,,, tr ..... lions (Includes those of sp ..... d dependent children; see pp. 34-60 of filing instruction~)N O N E ( N o reportable income, assets, or transactions.)

A. B C. DDesenpt~on of Asse ts Income during Gross value a t end Transactions d un ng rep ortin g period

(0 (2)Place "(X)" after each asset V alue V alue Type (e g, Date

exempt from prtor d~selosttre Code 2 Me thod buy, sell, mm/dd/yy [ Code 2 [ Code 1 ] buyer/seller( Q -W ) transaction)

1 . L i q u i d a t e d 2 0 0 121 Liquidated 20013 F i d e l it y C a s h R e s e r v e s ( M o n e y M a r k e t ) A Dividend J T[ ~ D R X X ]4 Merrill Lyneh~CMA Tax Exempt (Money A Dividend J TMarket Account)5. N o l o n g e r r e p o r t a b le

6. Liquidated 200 0

L i q u i d a t e d 1 9 9 5 "

8. L i q u i d a t e d 1 9 9 3

9. Liquidated 200 21 0 . L ~ q u i d a te d 1 9 9 3

11 L ~ q u i da t e d 2 0 0 , t12 Liquidated 19951 ~ . Ftdelily GNMA [FGM NX] C D ~ v ~ d e n d L T14 Fidelity Independence [FDFFX] A Dividend L Tt5 . F ~ d e l i t yG r o w t h C o m p a n y [F G D R X ] A D i v i d e n d M T1 6 . F i d e li t y M a g e l la n [ F M A G X ] A D i v i d e n d L T

1 7 . L ~ q u i d a t e d 1 9 9 5

Inuou.e Gum Cvd~s --A -$1.000 or I~.~ B =SI.001- $2.500 C =$2.501 - $5.000 D =SS.00/f$15.000--- E =$15.001 - 550.000(See Columns BI and D~) F -$50.001 - $100.000 G =$100.001 - $1.00O.000 . HI =S] .000.001 - $5.000.000 ~q2 = Mare thanValue Codes J -SI 5.000 o r less K =~15.001 - $ 50.000 L =SSO.001 - $100.O00 M =SI00.001 - $2 5 0 , 000(See Colurnns CI ~md D3) N -S250.001 - S500.000 O =$500.00~ - S I.000.000 PI =51.000.001 - $5.000.000 P2 =$5.000.001 - 5 2 5 , 000 , 000

P3 -$25.000.0OI - 550.0~)0.000 P4 = M o r e ~han S50.000.000(Se~ Colum n C2) U -Boo k V alue V ~Other W = E~I~maled


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F INA NC I A L DI S C L O S UR E R E P O R T N .... f Person Reporting [ Date of ReportPage 5 of 12 W OODLOCK. DOUGLAS P"I

05/t2/2010

V I I . IN V E S T M E N T S a n d T R U S T S - ~,o,,,o. ~.~.,.,r ..... ao,,s (IncIodes those of spo ..... d dependent children; see pp. 34-60 of flling lnatructlotto.)N O N E ( N o reportable income, assets, or transactions.)

A. B C. DD e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c ~ o n s d u r i n g r e p o r t i n g p e r i o d0 n c l u d i n g t ~ s t a s s e t s ) r e p o rt i n g p e r i o d o f r ep o rt i n g p e ri o d

(1 ) ( 2 ) (I) (2) (I ) (2)- --(3) (~)P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e g , Vah3e Value T ) ~ e ( g , Date Value Galn I d e n t i l y o f

e x ~ q ~ n p r f r o m p r i o r d i s o ] o s u r ~ Code I d ~ v , r e n t , Code 2 Method b a y . s e l l , mm/dd/yy Code 2 C o d e ] b u y e d s e ] l c , t "(A-H) o r m t ) ( I - P ) Code 3 r e ~ m p t l o n ) ( . L p ) (A-H) ( i f p r i v a t e

, ( Q - W ) ~ransactio.)

1 8 . " Liqmdaled 1995

1 9 Fidhty C o n v e ~ b , e SeVenties [FCVSX] C Divtdend L T2 0 . Liquidated 1999

2 1 T Rowe Price Small Cap [OTCFX] A D i v i d e n d K T

22 L t q u id a t e d ~ 9 9 8

2 3 . P u t n a m G l o b a l N a t to n a l R e s o u r c e s C ! .A A D m t r i b u t t o n[EBERX]Liquidated 2007 (y)24 Pumam Growth Eq uity C] .A A D i s t r i b u t i o n[PEQUX]Ltquidated 2005 (y)

Liquidated 1998

26 . F i r s t N a t l B a t f l~ o f l p s w t c h ( C h e c k i n g ) A I n t e r e s t K T2 7 . L i q m d a t e d 1 " 9 9 8 "" "

28 Ltqmdated 199829 Liquidated 1998

30 L i q u i d a t e d ] 9 9 5

3 1 Liquidated 19993 2 , Liquidated 1999

3 3 . L ~ q u i d a te d 1 9 9 6

3 4 . Liquidated 1996

1 Income Gain Codes A =S] ,O00 or less B =SI,O01 - $2,500 C =$2.501 - $5,000 D =55,001 - 515,000 E =$15,001 - $50 , 000tSee Colm~ns BI and 04) F ~$ 50.001 - SlO0.O00 G =5100,O01 - SI 000,000 HI =S1,000,001 - S5,000,000 H2 =Mor~ than $ 5,000.0002 ValueCodes ~-$tS,000orless K = 515.001-550,000 L-~SO,001 $ 100,000 M=SI00,OO]-$250,000(See Col~n.s CI and 03) N =$ 250,001 - 5500.000 O =5500.001 - $ 1,000,000 P; =S1,000,001 - $ 5,000,000 P2 =55,000,O01 - $25,000,O00

P3 =$25.000,001 $50,000,000 P4 =More lhan $50 000.000(See Column C2) O ~Book Vatue V =Other W = Estimated


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FINA~NCIAL DISCLOSURE REPOR T ~ .... Person ReportingPage 6 o f 12 W O O D L O C K , D O U G L A S P . 0 5 / 1 2 / 2 0 1 0VII. INVESTMENTS an d T RUSTS - ~ ....... ~ . e , t ..... ction$ (Includes those of sp ...... d d e p e nd e nt c h i l d re n; s e e pp. 34-60 of f i l ln g in s true t lo~f .)[~] NONE ~o reportable income, assets, or transactions.)

A B. ~ C D.De~cnplmn of Asse~ Income during ~ Gross value at end T~sacfio~$ d~mg reposing ped~(including ~st asset~) reporting period ~ of ~po~m g pe r i odPlace "(X)"aft ....asset Amount,l Type (e g.. Value Value T~e (g. [ Datet I I1 Vd~e [ Gain J ]dent,~ of.... pt from prior d,scl ..... C~el[ d ....... t, Coflc2 M etho d buy, sell. m~d~ [ Cod~ 2 ] Code 1(A-H)[ or mt ) (J-P) Code 3 rcdcmp~on)

[ [ [(J-P) (A-H)(ffpnvate

(Q.W) 1 ~actmn)

35 Scudder ~ow~ F~d, C I.A [KG~] A DistributionLiquidated 2005 (y)36 Liq~dated 2002

38 . No longer ~epo~ble 2~2

~ 39. L~quidated 2~7

40 L,;uidate5 200i "

41 . Vid~li~Disiplmed Eqm~ [FDEXQ] B Dividend M T

42 Fidelity Stock Selector [FDSSX] A Dividend K T" 4 3 . Trust No. 1 E Distribution PI T44 No lon ger reportable 2002

4 5 . Liquidated 19964 6 . Liquidated 200147 Liquidated 2000

48. Liquidated 2004

49 Davis NewYork Venture Fund, C I A C Dividend N T Sold 06/01109 J D~ Y V r X ] ( p a r t )50 . L~quidated 2007

51 T,Rowe Price Blue Chip Growth [TRBCX] A Dividend M T Sold 06124/09 J B[ F V . S R X ] ( p a r O

I Income Gain Code-~ A =St.000 or less 13 =SI.001 $2.500 C ES2.501 - $5,000 D =S-5,~0I~ S15,000 E =S!5,001 - $ 50,000(Se~ Columns Ell and t)4) F " $ 5 0 , 0 0 1 - S I 0 0 , 0 0 0 G =$ 10~,00l - S1.000,000 HI =$1,000,091 - SS,000,0O0 H2 =More lhan ~5,000,0002 Value Code~ J =SI 5,000 or less K =S 15,001 - S50,000 L =550,001 - SI00,000 M =SI00.00l . $ 250.000(Se e Co lu mn s CI an d D 3) N =$ 250 00l - $ 500,0 00 O =SSO0,0~I - $1.000,0u0 PI =$1,000,001 - $5.000,000 P2 =$5,000,001 - 525,000,000P3 z$25,000,001 - .$50.000.000 P4 =More than $50 000,0043


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F IN A N C I A L D I S C L O S U R E R E P O R T ~ a r n o f ~ e r s o n R e p o r t lr ~ gPage 7 of 12 W O O D L O C K , D O U G L A S P . O S / l ~ 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ ...... ~, tt .... dons (Includes ,ho~e of sp ...... d dep~dent children; ~ee p~ 34-60 of filing ins~uctiom.)

N O N E ~ r o r e p o r ta b l e i n co m e , a s s e t s , o r ~ a n s a c t i o n s .)Description of Asse~ !neome during Gross value at ~d Transactions during repo~mg pen~(including ~t ~sets) r~oning period of repo~mg period

T~e (e g, Date [ Value Gain ]denfiWlace n(X)" ~er each asget [Amo~t ~ T~e (e g., V a lue V a lueexempt ~om prior dlselos~e [Code I [ dlv, rent. Code 2 Method buy, sell, [m~d~/~~ Code 2 Code [ buyer/seller

~(A-H) _[or int ) (J-P) Code3 redemption) (J-P) (A-H) (,f p~vate

................... (~-W) .... ~ ~ ~saetion)

52 Sold 09/30/09 J C5 3 , " Fra~lin Small M id-C~ Orowth CI.A A DMdend K TI~SOX] IX ]5 4 . Liqmdated 199955 L~qui&tcd 1999~6 giq~ed 199957 Liquidated 19995 8 . L~quidated 19995 9 . L~quidated 1998

6 0 . L~qui~ted 1998~1. Liquidated 200062 L~quidated 2000

"63. l~iquidatcd 20~6

64 Liquidated 2000

t~5. Liquidated 200766 Ltquidated 2007

67 L~quidated 20006 8 . Liquidated2007

P 3 =525,000,001 - 5 5 0 , 0 ~ , 0 0 0 P 4 = M o r e t h a n S 5 0 , 0 0 0 . ~ 0Column C2) U = B ~k V a lue V =Other W =Estt~ated


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F INA NC I A L DI S C L O S UR E R E P O R TPage 8 of 12] W O O D L O C K , D O U G L A S P . [

05/12/2010

VII. INVESTMENTS and TRUSTS - ~.o~. ~.~,N O N E ~ro r~ortable income, ~sets, or transaction.)

A I B. C, D.Des~pnon ofAsse~ [ Income dunng Gross v a lue a ~ end Tr~ons du~ng r~omng pe~od(including ~t assets) ~ reporting period of reporting

Place"(X)" after each asset [Amount ] T~e (e g., V a lu~ V a lu~ T~ (e g, Date Value[ Gain ldent~W ofexempt ~om prior d~sclos~e [Code i ~ dlv, renL C~e 2 M~thod buy, sell, m~d~ Code 2 Code I buyer/sailer[A-H) ~ or int ) (J-P) Code3 rod~ption) (J-P) (A-H ) 0f private~a nsa c txon)6 9 . L~quidated 20077 0 . Van~rd Prime (Money Ma rket) A Dividend J T

1 7 1 . Ltqui~ted 200772. Vanguard Long Term Investment Grade D Dividend M T[VWETX]7 3 . Ltquidated 200 6

7 4 . Liquidated 20007 5 . Mass Turnpike Authofivy 1/1/13 (Bonds) B I n t e r e s t K T7 6 . L i q u i d a t e d 2 0 0 5

7 7 . Ltquidated 20057 8 . Vanguard Mid-Cap Index [VIMAX] B Dividend L T7 9 . Vanguard V.alue Index [VVIAX-J B D~vidend L T8 0 . Vanguard .500 Index [VF1AX] B Dividend L T8 1 . Vanguard lntermedtate Term Bond Index D Divtdend M T[VBILX]8 2 . Vanguard Short Term Bond Index [VBrRX C D ~ v ~ d e n d M T

8 3 . Vanguard Treasury (Money Market) None J TLiquidated 200 l

Liquidated 2 0 0 1

I ncom e Gai n Cod ~ . A =SI.00~ or less B =$1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15 000 E =Sl 5.001 - 550,0~0 -(S ee Co lu mn s B I a nti D 4) F = S5 0 0 01 - $ 10 0.0 00 G =S 100.001 - S 1.000.000 H 1 =S [.O00.O01 - S5.090,000 H2 =More than $5.000.000Value Codes J =$15.000 or bess K =$15,001 - $50.000 L =$50.001 - $)00.h00 M =S]~d),0Ol - 5250,C~0(Se e Co lu mn .s C l an d D 3 ) N = 5 25 0,0 01 - SS00 .O0 0 O = $ 5 ~0.00 | - $ 1.000.000 P I = $ I. O0 0. 00 1 - $ 5 .0 00 ,0 00 P 2 ~ 55 .0 00 ,0 O I - 5 25 .0 00 .0 00P3 =$25.000.001 - $50.000.000 Pn =More th~.n gS0,0O0.O00


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FINANCIAL DISCLOSURE R EPORT ] N ....f P ....ReportingPage 9 of 12I W O O D L O C K , D O t ~ G L A S V .

0 5 / ~ 2 / 2 0 ~ 0

NONE ~o reportable income, assets, or ~ansactions)Description ofAsseB [ Income during [ Gross value a l end Transaction s durin g repo~mg perio drepoamg period of repo~mg period

Place "(X)" a~er each a sse t I Am o~t T~e (e g, Value T~e (e,g., Da~c / Value ~ Gain ldent i~ of[ Code 1 buy, sell, m~d~. [ Code 2 [Code I ~ buyer/sell=xempt ~om prior d~sclosure ally., real, M etho dJ~-H) ....

t) Code3 redempt,o~) , (J-P) ~(A-H)[ (t fpn~ate(Q-W) ~ansact*on)

8 6 . Liqui~ted 2000

87."a n ~ m p e ~ M a s s - I M T [ V M V ] C D i v i d e n d

88 L~qu~dzted 200s

~9- Liqu,dted 2005" - "

90 . Liqu~datM 2007

GI Liqmdated 2001

92 , L~quidated 2005

93. Fideli~ Ad~sor H~gh Inc. Advantage, CLT C ~vidend L T[FAH~]94 S~quoia [SEQUX] A Dwidend M T9~ . Liqmdated 2007

96 . T. RowPNce Mid-Cap Value [T~CX] B D~vidend M T Sold 06101/09 J97~ Liquidat~ 2007 "

98 Wellington Shtelds Brokerage-Evergreen A Dividend K TMoney Market Fd CI A99 . Ltquidated 2007

10 0 L~quidated 2005

I01. Liquidated 2007

102. T. Rowe Price Value [TRVLX] A Diwdend K Y

Income Gain Codes A -$ 1,00~ o r less B -$ 1,001 - $ 2,509 -- ~ ---S~,5~I f$5.000 D =$5,~1 - $15,000 E =StS,~I - 550,0~(See Columns BI aod Da) F =S50,001 - $100.~ G =$100,001 - SI.000.000 H] =S1,000.001 - $5,~0,~ H2 =M~e than $ 5,000,0~0


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L D I S CLO S U RE REPORT] WOODLOCK, DOUGLAS P.age 10 of 12 0 5 / l Z ~ 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ ....... ~t.,, t ...... tions anlud.~ those of spo ...... d dependent children; seepp. 34 -60 of fihng tnstructlon~)NONE (No reportable income, assets, or transactions )

A. B. C DD e s c r i p u o n o f A s s e ~ s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t a o n s f l u t i n g r e p o r h n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o s i n g p e r i o d o f r e p o t t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h ~ s e t Amount | Type (e g., Value Value T y p e ( e g ., [ Date | Value I Gain I d e o t , t y e fe x e m p t f r o m p o o r d i s c l o s u r e Code ! [ div., renL C o d e 2 M e ~ h o d b u y , ~ e l l , mndddiyy I Code 2 Code 1 buyer/seller(A-H) ] ormt) ( I - P ) Code3 r e d e m p t m n ) i (JP) I (a-H) (ifprivam

Vanguard Small-Cap Index [VSMAX] B D~vidend M T10 4 . Vanguard Extended Market Index [VEX.AX t B Dividend L T

1 0 5 T Rowe Price New American Growth B Dividend L T~RWAX]106. T. Rowe Price Equity Income [PtLFDX] A Diwdend L T107. Liquidated 20081 0 8 Trust No. 2 E Distribution N T109. T. Rowe Price Emerging Mkts. [PRMSX] A Dividend L T

10. Dodge & Cox International [DODFX] A Dividend K T Buy 01/15/09 J

l ;come1. Dodge & Cox [DODIX] C Davidend L T112. T Rowe Price Mid-Cap Growth [RPMGX] A D~vidend K T113. Fidelity Real Estate Investment [FRESX] A Dtvidend K T1 1 4 L~quidated 20081 1 5 . Oppenhmmer Equity Income [OAEIX] A Dividend J T Sold 04/28/09 .r Ai 16 Sold 1 I/I 7/09 J A (pan)

I IncomeGmnCod~. A=SI,00OorleSs B =51,001 - $2,.t00 C = $ 2,501- $ 5,000 D=SS,OO1-SIS,000 E=SI5.001- SSO,000(See Columns vi i and D41 F-$50,001 - $100,000 G ~$100,001 - $1,000,000 H I = S1 ,0 0 @ ,0 0 1 - SS ,0 0 0, 00 0 H 2 = M or e t ha n S5 ,0 0 0. 00 02 Value Code.s J =SI 5,000 or less K =$] 5,001 - SS0,O00 L =S5O,O01 - Sl00,000 M =S 10O,001 - $250,000(See Columns CI ~nd D3) N =$ 250,0 01 - 5500.1300 O =$ 500.001 - $ 1,O0D.000 PI =$1.C00,00t - $5.000,~,90 P2 =S5.000,0OI - $ 25,000,003_P3 ~525,000,001 - $ 50,000,00~ P4 =MoI~ than SSe,00),O00


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F I N A N C I A L D IS C L O S U R E R E P O R T ~ .... fPerson Reporting Dateo fReportPage 1 1 of 12 WOODLOCK, D O U G L A S P . 0 5 / ! 2 / 2 0 1 0

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .Part I and Pa rt Vll.Trust No. 1 (Part I, Item 1; Part VII, Line 43) and Trust No. 2 (Part I, Item 2; Part VII, Line 108) are revocable trusts which do not appear to meet the definition ofan Aggregate Ownership Arrangement. These trusts include assets fully disclosed within Part VII, where the income and value of such holdings are separatelyreported as part of the individual identJficatmn of those assets. Thus, the report of income and value provaded for these trusts in Part VII constitutes duplicatereporting of the income a nd value of the un derlying assets.Par~ VII, Line 23 and Line 24.The reported income consists of distribution paym ents, from a fund established by the SEC and the Massachusetts Securities Divismn in admm ~stratweproceedings, made by Putnam Fair Fund to former investors m these funds.Part VII, Line 35The income reported is a distribution payment, from a settlement between Deutsche Investment Ma nagement an d the New Y ork Attorney General, to formerinvestors m th~s fund.


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FINANCIAL DISCLOSURE REPORT N .... fPerson Reporting [ D a t e o f R e p o l ~Page 1 2 of 1 2 WOODLOCK, D O U G L A S P . 0 5 ; 1 2 / 2 0 !IX. CERTIFICATION.

I certify that all information given above (including information perta ining to m y spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employmeut and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 UoS.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 1 04)

FILING INSTRUCTI[ONSMail signed original and 3 additional copies to.

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Co]urabus Circle, N.E.Washington, D.C. 20544 :

douglas p woodlock financial disclosure report for 2009

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