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Fact Book
2012
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
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Fact Book
Copyright 2012 by National Stock Exchange of India Ltd. (NSE)
Exchange Plaza, Bandra Kurla Complex
Bandra (East), Mumbai 400 051 INDIA
All rights reserved. No part of this publication may be produced, stored
in a retrieval system or transmitted in any form by any means, electronic,
mechanical, photocopying, recording or otherwise without the written
permission of NSE, except as stated below. Single photocopies of single
chapters may be made for private study or research provided that the source
is acknowledged and NSE is notified.
NSE does not guarantee the accuracy of the data included in this publication
and accepts no responsibility whatsoever for any consequence of their use.
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C O N T E N T S
1. National Stock Exchange of India Ltd
1-1 Trading Value of Different Market Segments ................................................................ 3
1-2 Market Capitalisation of different market segments ...................................................... 3
1-3 Records reached in different Market Segments (data from inception to March 31, 2012) .......... 3
1-4 Board of Directors of NSEIL .................................................................................... 4
1-5 Executive Committees of different market segment ...................................................... 5
2. Membership
2-1 Eligibility Criteria for Membership ........................................................................... 9
2-2 Growth and Distribution of Members .......................................................................13
3. Listing of Securities
3-1 Listing Criteria for Companies on the CM Segment of NSE ..............................................17
3-2 Listing fees in the CM segment ..............................................................................18
3-3 Companies Listed, Permitted to Trade, Available for Trading on the CM Segment ..................19
3-4 Shareholding Pattern at the end of March 2012 for companies listed at NSE .........................20
3-5 Pledged shares data as of March 2012 ......................................................................21
3-6 Eligibility Criteria for Securities on WDM Segment .......................................................21
3-7 Securities Available for Trading on WDM Segment ........................................................22
3-8 Funds Mobilisation on the Exchange ........................................................................22
3-9 Initial Public Offerings (IPOs) of Equity Shares during 2011-12 .........................................23
3-10 Resource Mobilisation through public issue of NCDs during 2011-12 ...................................24
3-11 Rights Issues during 2011-12 ..................................................................................24
3-12 Preferential Allotments by NSE Listed Companies during 2011-12 .....................................25
3-13 Amount raised through QIP during 2011-12 ................................................................30
3-14 Companies Delisted during 2011-12 .........................................................................30
4. Capital Market Segment
4-1 Business Growth of CM Segment .............................................................................33
4-2 Frequency Distribution of Companies traded ..............................................................35
4-3 Trading Frequency of Companies in Cash Segment during 2011-12 ....................................35
4-4 Advances/Declines in Cash Segment of NSE during 2011-12 (No. of Securities) .....................36
4-5 City-wise Turnover in the CM segment ......................................................................36
4-6 Internet Trading Value in the CM segment in comparison with total trading volumes at NSE ......37
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4-7 Details of Asset Management Companies Listed on NSE as of March 2012 ............................37
4-8 NSE CM transaction charges ..................................................................................38
4-9 The existing rates of Securities Transaction Tax (STT) for CM segment ...............................38
4-10 Percentage Share of Top N Securities/Member in Turnover ...........................................39
4-11 50 Most Active Securities during 2011-12 in Terms of Trading Value .................................40
4-12 Top 50 Companies by Market Capitalisation as on March 31, 2012 ...................................41
4-13 NSEs 10 Most Active Trading days during the year 2011-2012 ..........................................43
4-14 Individual Securities Single day Trading Records-2011-12 ...............................................43
4-15 Composition of S&P CNX Nifty Index as on March 30, 2012 ..............................................43
4-16 Composition of S&P CNX Nifty Index as on March 31, 2012 ..............................................45
4-17 Industry-wise Weightages of S&P CNX NIFTY Securities as on 30th March, 2012 .....................47
4-18 S&P CNX NIFTY Index ..........................................................................................47
4-19 CNX NIFTY Junior Index .......................................................................................49
4-20 Performance of NSE Indices during the year 2011-12 ....................................................50
4-21 Mutual Funds/ETFs: No of Trades and Trading Value .....................................................50
4-22 Settlement Statistics for CM Segment ......................................................................51
5. Wholesale Debt Market segment
5-1 Business Growth of WDM Segment ...........................................................................55
5-2 Security-wise Distribution of WDM Trades ..................................................................57
5-3 Participant wise Distribution of WDM Turnover ............................................................59
5-4 Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment ..........61
5-5 Market Capitalisation of WDM Securities ...................................................................62
5-6 FIMMDA NSE MIBID/MIBOR Rates 2011-12 ...................................................................64
5-7 1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2012 ......64
5-8 Corporate Bond Trades at NSE (2011-12) ...................................................................65
6. Equity Futures & Options segment
6-1 Business Growth of Futures & Options Market Segment .................................................69
6-2 Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2011-12) .................71
6-3 Internet Trading in the F&O Segment of the Exchange ..................................................71
6-4 Records Achieved in the F&O Segment: 2011-12 ..........................................................71
6-5 Participant wise Trading Value in the F&O Segment (2011-12) .........................................72
6-6 Number of members in different turnover brackets in Futures and Options segment ..............73
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6-7 Number of members in different turnover brackets in Futures and Options Segment ..............74
6-8 Segment wise Contribution of Top N Members to turnover on Futures and Options segment ....75
6-9 Top 20 Futures contracts according to number of contracts 2011-12 ..................................76
6-10 Top 20 Option contracts according to number of contracts traded 2011-12 ..........................76
6-11 Number of trades in the Futures & Options Segment ....................................................77
6-12 Settlement Statistics in F&O Segment ......................................................................78
7. Currency Derivatives Segment
7-1 Business Growth of Currency Derivatives Segment at NSE ...............................................81
7-2 Records Achieved in the Currency Futures & Options ....................................................82
7-3 Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2011-2012 .....82
7-4 Settlement Statistics of Currency Derivatives Segment at NSE .........................................82
7-5 Business Growth of Interest Rate Futures ..................................................................83
7-6 Records Achieved in the Interest Rate Futures ............................................................84
7-7 Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2011-2012 ...................................84
7-8 Settlement Statistics in Interest Rate Futures Segment at NSE ........................................84
8. Investor Services, Arbitration
8-1 Receipt and Disposal of Investor Grievance ................................................................87
8-2 Status Report of Arbitration Matters ........................................................................87
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National Stock Exchange
of India
1
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1National Stock Exchange of India
Table 1-1: Trading Value of Different market segments
(` Crores)
Segment/Year 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12
Capital Market 1,945,287 3,551,038 2,752,023 4,138,024 3,577,412 2,810,893
Equity Futures & Options 7,356,242 13,090,478 11,010,482 17,663,665 29,248,221 31,349,732
Wholesale Debt Market 219,106 282,317 335,952 563,816 559,447 633,179
Currency F&O * -- -- 162,272 1,782,608 3,449,788 4,674,990
Interest Rate Futures ** -- -- -- 2,975 62 3,959
Total 9,520,635 16,923,833 14,260,729 24,151,088 36,834,929 39,472,753
* Trading in Currency Futures commenced on August 28, 2008
** Trading in Interest Rate Futures commenced on August 31,2009
Table 1-2: Market Capitalisation of different market segments
(` Crores)
Segment/Year Mar-07 Mar-08 Mar-09 Mar-10 Mar-11 Mar-12
CM 3,367,350 4,858,122 2,896,194 6,009,173 6,702,616 6,096,518
WDM 1,784,801 2,123,346 2,848,315 3,165,929 3,594,877 4,272,736
Total 5,152,151 6,981,468 5,744,510 9,175,102 10,297,493 10,369,254
Table 1-3: Records reached in different market segments(data from inception to March 31, 2012)
Parameter Date Magnitude
Capital Market Segment
Record Number of trades 19-May-09 11,260,392
Traded Quantity 19-May-09 19,225.95 Lakh
Turnover 19-May-09 40,151.91 Crores
Market Capitalisation 5-Nov-10 75,60,607.49 Crores
Futures & Options Segment
No. of trades 24-Feb-11 3,029,676
Number of contracts traded 24-Feb-11 10,497,798
Turnover 24-Feb-11 277,277.49 Crores
Currency Derivatives Segment
No. of trades 24-Mar-11 90,563
Number of contracts traded 24-Mar-11 5,601,637
Turnover 24-Mar-11 25532.16 Crores
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Parameter Date Magnitude
Wholesale Debt Market Segment
No. of trades 25-Aug-03 2,074
Turnover 13911.57 Crores
Table 1-4: Board of Directors of NSE*
1 Dr. Vijay L Kelkar
Former Chairman, Finance Commission, India
Former Union Finance Secretary and Advisor to the
Finance Minister
Chairman
2 Mr. Ravi Narain
National Stock Exchange of India Limited
Managing Director
3 Ms. Chitra Ramkrishna
National Stock Exchange of India Limited
Joint Managing Director
4 Mr. M. V Subbiah
Former Chairman
Murugappa Group of Companies
Director
5 Mrs Pratima Umarji
Former Principal Secretary (Legislation) Maharashtra State Government
Director
6 Mrs. Ranjana Kumar
Former Vigilance Commissioner, Central Vigilance Commission, Former
Chairperson, National Bank for Agriculture and Rural Development (NABARD)
and Indian Bank
Director
7 Mr. A. P. Kurian
Former ChairmanAssociation of Mutual Funds in India
Director
8 Dr. Rajiv B. Lall
Managing Director & CEO
IDFC Limited
Director
9 Mr. S. B. Mainak
Executive Director
(Investment-Operations)
Life Insurance Corporation of India
Director
10 Mr. Y. H. Malegam
Chairman Emeritus
M/s. S.B. Billimoria & Co.Chartered Accountants
Director
11 Mr. S. B. Mathur
Secretary General, Life Insurance Council & Former Chairman,
Life Insurance Corporation of India
Director
12 Dr. KRS Murthy
Professor & Former Director
Indian Institute of Management, Bangalore
Director
13 Mrs. Shymala Gopinath
Former Deputy Governor, Reserve Bank of India
Director
Contd...
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14 Dr. V. A. Sastry
Director, MUSA Software Engineering Pvt. Ltd.
Former Director, Infosys Technologies Ltd.
Director
15 Mr. Deepak M Satwalekar
Former Managing Director & CEO
HDFC Standard Life Insurance Company Ltd.
Director
* As on June 04, 2012
Table 1-5: Executive Committees of different market segments *
I CM & WDM SEGMENTS
1 Mr. Ravi Narain Managing Director & CEO, National Stock
Exchange of India Limited
Chairman
2 Mr. D. C. Anjaria Director, International Financial Solutions
Pvt. Ltd.
Public Representative
3 Mr. Kantheti Pratap Managing Director
Zen Securities Limited
Trading Member
4 Mr. Vimal Bhandari MD & CEO, Indostar Capital Finance Pvt. Ltd. Public Representative
5 Dr. Mukesh Kansal Chairman & Managing Director
Trustline Securities Limited
Trading Member
6 Mr. Y. H. Malegam Chairman Emeritus, M/s. S.B.Billimoria &
Co., Chartered Accountants
Public Representative
7 Mr. Gagan Rai Managing Director & CEO, National Securities
Depository Limited
Other Nominees
8 Ms. Chitra Ramkrishna Joint Managing Director, National Stock
Exchange of India Limited
Other Nominees
9 Mr. Anubhav Bhatter Managing Director
BMA Weath Creators Limited
Trading Member
10 Mr. Shankar Vailaya Director-Operations, M/s Sharekhan Ltd. Trading Member
11 Mr. P. M. Venkatasubramanian Former Managing Director, GIC Other Nominees
11 Mr. P. M. Venkatasubramanian Former Managing Director, GIC Other Nominees
II F&O MARKET SEGMENT
1 Mr. Ravi Narain Managing Director, National Stock Exchange
of India Limited
Chairman
2 Mr. D.C.Anjaria Director, International Finance Solutions Pvt.
Ltd.
Public Representative
3 Prof. V. Ravi Anshuman Professor, Indian Institute of Management,
Bangalore
Public Representative
4 Mr. Motilal Oswal Promoter, Motilal Securities Limited Trading Member
5 Mr. Hemant Majethia Chief Executive Officer
Ventura Securities Limited
Trading Member
6 Mr. M. Raghavendra Former General Manager, General Insurance
Corporation of India
Other Nominees
7 Mr. A.V. Rajwade Independent Forex & Treasury Management
Consultant
Public Representative
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8 Ms. Chitra Ramkrishna Joint Managing Director, National Stock
Exchange of India Limited
Other Nominees
9 Mr. Shailesh Haribhakti Executive Chairman and Managing Partner
BDO Haribhakti
Chartered Accountants
Public Representative
III CD SEGMENT
1 Mr. Ravi Narain Managing Director & CEO, National Stock
Exchange of India Limited
Chairman
2 Mr. Pawan Bajaj General Manager-Treasury, Bank of India Trading Member
3 Mr. M. G.Bhide Former Chairman, Bank of India Public Representative
4 Mr. Conrad Dsouza Senior General Manager, Treasury, Housing
Development Finance Corporation Limited
Public Representative
5 Mr. N.S. Venkatesh Chief General Manager
IDBI Bank Limited
Trading Member
6 Ms. Chitra Ramkrishna Joint Managing Director, National Stock
Exchange of India Limited
Other Nominees
7 Mr. Suresh Senapaty Chief Financial Officer & Director,Wipro
Limited
Public Representative
* As on June 04, 2012
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Membership
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C
ontd...
Contd...
RequirementsforProfessionalCle
aringMemberhip
(A
llvaluesin`lakh)
Particulars
CMSegment
F&OSegmen
t
CMandF&O
Segment
NetWorth
300
300
300
InterestFreeSecurityDeposit(IFSD
)*
25
25
40
CollateralSecurityDeposit(CSD)
25
25
50
AnnualSubscription
2.5
Nil
2.5
*
TheProfessionalClearingMember
(PCM)isrequiredtobringinIFSDo
f`2
lakhandCSDof`8
lakhpertradingmemberwhosetradesheundertakestoclear
intheF&OsegmentandIFSDof6lakhandCSDof`1
7.5lakh(`9
la
khand`2
5lakhrespectivelyforcorporateMembers)pertradingmem
berintheCM
segment.
INDIVIDUALS/PARTNERSHIPFIRMS
(Amountin`lakh)
Particulars
CM
CMandF&
O
WDM
CMandWDM
CM,WDMandF&O
NetWorth
75
75(MembershipinCM
segmentandTrading
membershipinF
&O
segment)
100(Membership
inCM
segmentandTrading
andSelfclearing
membershipinF
&O
segment)
300(Membership
inCM
segmentandTradingand
Clearingmembershipin
F&Osegment)
200
200
200(Membershipin
WDMsegment,CM
segmentandTrading/
TradingandSelfClearing
membershipinF&O
segment)
300(MembershipinWDM
segment,CMsegment
andTradingandclearing
membershipinF&O
segment)
InterestFreeSecurity
Deposit(IFSD)withNSEIL
26.5
51.5
50
76.5
101.5
InterestFreeSecurity
Deposit(IFSD)with
NSCCL
6
6*
NIL
6
6*
CollateralSecurity
Deposit(CSD)with
NSCCL
17.5
17.5**
NIL
17.5
17.5**
AnnualSubscription
0.5
0.5
NIL
0.5
0.5
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Contd...
C
ontd... P
articulars
CM
CMandF&
O
WDM
CMandWDM
CM,WDMandF&O
AdvanceMinimum
TransactionChargesfor
FuturesSegment
NIL
1
NIL
NIL
1
Education
Proprietor/Two
Partners
shouldbeHSC.
Dealersshouldalsohave
passedS
EBIapproved
certifica
tiontestfor
CapitalMarket-Capital
MarketM
oduleofNCFM.
Proprietor/Two
Partnersshouldb
eHSC.
Dealersshouldalsohave
passedSEBIappr
oved
certificationtest
for
CapitalMarket&
Derivatives.
Proprietor/Two
PartnersshouldbeHSC.
Dealersshouldalsohave
passedFIMMDA-NSEDebt
Market(BasicModule)of
NCFM.
Proprietor/Two
PartnersshouldbeHSC.
Dealersshouldalsohave
passed
FIMMDA-NSEDebt
Market(BasicModule)of
NCFM&SEBIapproved
certificationtestfor
CapitalMarket-Capital
MarketModuleofNCFM.
Proprie
tor/Two
PartnersshouldbeHSC.
Dealersshouldalsohave
passed
FIMMDA-NSEDebt
Market
(BasicModule)of
NCFM&
SEBIapproved
certific
ationtestfor
CapitalMarket&
Derivatives.
Experience
---------------Tw
oyear'sexperienceinsecuritiesm
arket-----------------------
Othereligibilitycriteria
Theapplicantshouldnotbeengagedinany
fundbasedactivity.TheProprietor/Partnersshouldnotbedefaulters
onanystock
exchangeandsholdnotbedebarredbySEB
IforbeingassociatedwithcapitalmarketasintermediariesFurther,P
artnershipfirms
shouldn
otbeengagedinanybusinessothe
rthanSecurities.
*
AdditionalInterestFreeSecurityDeposit(IFSD)of`2
5lakhswithNSCCLisrequiredforTradingandClearingMember(TM-CM)andforTradingandSelfclearingMember(TM/SCM).
*
*AdditionalCollateralSecurityDeposit(CSD)of`2
5lakshwithNSCCLisrequire
dforTradingandClearingMember(TM-CM)andforTradingandSelfclearingMe
mber(TM/SCM).
Inaddition,amemberclearingforothersisrequiredtobringinIFSDof`2
lakhandCSDof`8
lakhpertradingmember
heundertakestoclearintheF&Osegm
ent.
CURRENCYDERIVATIVES-Corporat
es,IndividualsandFirms
(Amountin`lakh)
Particulars
NSEMembers
NewApplicants
Tr
ading
Mem
bership
TradingCum
SelfClearing
Membership
Tr
adingCum
Clearing
M
embership
Trading
Membership
Tradingcum
SelfClearing
Membership
Tradingcum
Clearing
Membership
Professional
Clearing
Membership
Networth
100
500
1000
100
500
1000
1000
CashtoNSEIL
2
2
2
2
2
2
-
Non-cashtoNSEIL
8
8
8
13
18
18
-
CashtoNSCCL
-
25
25
-
25
25
25
NoncashtoNSCCL
-
25
25
-
25
25
25
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Table 2-2: Growth and Distribution of Members
Month/Year(end of period)
CM WDM CDS CM/WDM/F&O/CDS
TOTAL
Mar-11 99 3 56 1,215 1,373
Apr-11 99 3 56 1,218 1,376
May-11 100 3 56 1,223 1,382
Jun-11 100 3 57 1,226 1,386
Jul-11 101 3 58 1,224 1,386
Aug-11 101 3 58 1,225 1,387
Sep-11 101 3 59 1,223 1,386
Oct-11 100 3 60 1,230 1,393
Nov-11 102 3 60 1,234 1,399
Dec-11 101 3 59 1,232 1,395
Jan-12 98 4 59 1,231 1,392
Feb-12 96 4 59 1,232 1,391
Mar-12 99 4 61 1,238 1,402
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Listing of Securities
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3Listing of SecuritiesTable 3-1: Listing Criteria for Companies on the CM Segment of NSE
Criteria Initial Public Offerings (IPOs) Companies listed on other exchanges
Paid-upEquity Capital(PUEC)/MarketCapitalisation(MC) /Net Worth
PUEC `10 cr. and MC `25 cr. PUEC `10 cr. and MC `25 cr. OR
PUEC `25 cr. OR
MC `50 cr. OR
The company shall have a net worth of not
less than ` 50 crores in each of the preceding
three financial years.
Company/Promoter's TrackRecord
Atleast 3 years track record of either
a) the applicant seeking listing OR
b) the promoters/promoting company
incorporated in or outside India OR
c) Partnership firm and subsequentlyconverted into Company not
in existence as a Company for
three years) and approaches the
Exchange for listing. The Company
subsequently formed would be
considered for listing only on
fulfillment of conditions stipulated
by SEBI in this regard.
Atleast three years track record of either
a) the applicant seeking listing; OR
b) the promoters/promoting company,
incorporated in or outside India.
Dividend Record/ Net worth /Distributable
Profits
-- Dividend paid in at least 2 out of the last
3 financial years immediately preceding
the year in which the application has been
made OR The networth of the applicantsatleast ` 50 crores OR The applicant has
distributable profits in at least two out of the
last three financial years.
Listing Listed on any other stock exchange forat least last three years OR listed on the
exchange having nationwide trading terminals
for at least one year.
OtherRequirements
(a) No disciplinary action by other
stock exchanges/regulatory
authority in past 3 yrs.
(b) Satisfactory redressal mechanismfor investor grievances,
(c) distribution of shareholding
(d) details of litigation record in past 3
years.
(e) Track record of Directors of the
Company
(a) No disciplinary action by other stock
exchanges/regulatory authority in past 3
yrs.
(b) Satisfactory redressal mechanism forinvestor grievances,
(c) distribution of shareholding and
(d) details of llitigation record in past 3 years
(e) Track record of Directors of the Company
(f) Change in control of a Company/
Utilisation of funds raised from public
Note:
1. (a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.
(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up
equity capital after the proposed issue for which listing is sought shall be taken into account.
2. (a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.
(b) In case of case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated by
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using a 12 month moving average of the market capitalisation over a period of six months immediately preceding the
date of application. For the purpose of calculating the market capitalisation over a 12 month period, the average
of the weekly high and low of the closing prices of the shares as quoted on the National Stock Exchange during the
last twelve months and if the shares are not traded on the National Stock Exchange such average price on any of the
recognised Stock Exchanges where those shares are frequently traded shall be taken into account while determining
market capitalisation after making necessary adjustments for Corporate Action such as Rights / Bonus Issue/Split.
3. In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be
applicable to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions,
Nationalised Banks, Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant
statutes, guidelines, circulars, clarifications etc. that may be issued by various regulatory authorities from time to time
4. Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off
- negative balance in profit and loss account to the extent not set off.
5. Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and
shall be holding at least 20 % of the post issue equity share capital individually or severally.
6. In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as
eligible for listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange
for listing after six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be
computed based on the period from the IPO to the time of listing.
Table 3-2: Listing fees in the CM segment
Particulars Amount (`)
Initial Listing fees 50,000
Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)
a) Upto `5 Crores 18,000
b) Above `5 Crores and upto `10 Crores 31,500
c) Above `10 Crores and upto `20 Crores 57,500
d) Above `20 Crores and upto `30 Crores 90,000
e) Above `30 Crores and upto `40 Crores 1,00,000
f) Above `40 Crores and upto `50 Crores 1,05,000
g) Above `50 Crores and upto `100 Crores 1,75,000
h) Above `100 Crores and upto `150 Crores 2,00,000
i) Above `150 Crores and upto `200 Crores 2,40,000
j) Above `200 Crores and upto `250 Crores 2,75,000
k) Above `250 Crores and upto `300 Crores 3,10,000
l) Above `300 Crores and upto `350 Crores 3,40,000
m) Above `350 Crores and upto `400 Crores 3,75,000
n) Above `400 Crores and upto `450 Crores 4,35,000
o) Above `450 Crores and upto `500 Crores 5,00,000
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than 500 croreswill have to pay a minimum fees of `5,00,000/- and an additional listing fees of `3,400/- for every increase of `5crores or part thereof in the paid up share, bond and/ debenture and/or debt capital etc.
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than `1,000crores will have to pay minimum fees of 8,50,000/- and an additional listing fees of 3,700/- for every increase of`5 crores or part thereof in the paid up share, bond and/or debenture and/or debt capital etc
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Table 3-3: Companies Listed, Permitted to Trade,Available for Trading on the CM Segment
Month/Year No. of CompaniesListed *
No. of CompaniesPermitted *
No. of CompaniesAvailable for
Trading * @
MarketCapitalisation
(`Cr) *Nov-94 - 300 300 292,637Mar-95 135 543 678 363,350Mar-96 422 847 1,269 401,459Mar-97 550 934 1,484 419,367Mar-98 612 745 1,357 481,503Mar-99 648 609 1,254 491,175Mar-00 720 479 1,152 1,020,426Mar-01 785 320 1,029 657,847Mar-02 793 197 890 636,861Mar-03 818 107 788 537,133Mar-04 909 18 787 1,120,976
Mar-05 970 1 839 1,585,585Mar-06 1,069 -- 929 2,813,201Mar-07 1,228 - 1,084 3,367,350Mar-08 1,381 -- 1,236 4,858,122Mar-09 1,432 -- 1,291 2,896,194Mar-10 1,470 37 1,359 6,009,173Apr-10 1,478 36 1,367 6,117,858
May-10 1,484 36 1,374 5,932,578
Jun-10 1,490 45 1,388 6,229,136
Jul-10 1,497 45 1,392 6,340,120
Aug-10 1,504 54 1,408 6,393,418
Sep-10 1,512 54 1,412 6,958,534
Oct-10 1,530 60 1,435 7,055,094
Nov-10 1,536 59 1,440 6,894,912
Dec-10 1,552 59 1,456 7,139,310
Jan-11 1,558 59 1,462 6,441,491
Feb-11 1,563 61 1,470 6,195,967
Mar-11 1,574 61 1,484 6,702,616Apr-11 1,578 61 1,488 6,753,614
May-11 1,585 61 1,495 6,569,743
Jun-11 1,599 61 1,509 6,574,743
Jul-11 1,606 60 1,514 6,462,238
Aug-11 1,615 60 1,523 5,921,684
Sep-11 1,622 60 1,530 5,820,334
Oct-11 1,631 66 1,543 6,101,891
Nov-11 1,633 66 1,545 5,547,723Dec-11 1,640 71 1,556 5,232,273
Jan-12 1,641 71 1,557 5,937,039
Feb-12 1,644 71 1,560 6,233,250
Mar-12 1,646 73 1,563 6,096,518
* At the end of the period.
@ Excludes suspended companies.
# S&P CNX Nifty Index commenced from November 3, 1995.
## CNX Nifty Junior commenced from November 4, 1996.
No. Of Compamies Traded excludes Mututal Funds and ETFs
Demat turnover includes turnover of all securities which are available for trading in Demat mode
Please note that the Exchange conducted a special live trading session on Sunday, May 16, 2010 on auspicious occasion of
Akshaya Tritiya for trading in Gold Exchange Traded Fund securities only.
Data for Column Nos. F to V has been compiled for all markets except Auction Market & Retail Debt Market.
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Table3-4:ShareholdingPatternatt
heendofMarch2012forcompanieslistedatNSE
Sectors
PROMOT
ERS
PUBLIC
Shares
heldby
Custodians
andagainst
which
Depository
Receipts
havebeen
issued
INSTITUTIONAL
NON-INSTITUTIONAL
Indian
Promoters
Foreign
Promoters
Financial
Insitutions/
Banks/Central
Government/
State
Government/
Insurance
Companies
Foreign
Institutional
Investor
s
Mutual
Funds
Venture
Capital
Funds
including
Foreign
Venture
Capital
Funds
AnyOth
er
Bodies
Corporate
-No.
Individuals
Any
other
Ban
ks
45
.24%
2.0
4%
9.2
6%
15.90%
2.9
2%
0.0
7%
0.
14%
5.4
9%
15
.37%
1.7
9%
1.7
9%
Eng
ineer
ing
48
.76%
3.3
1%
3.1
1%
5.13%
5.0
0%
1.1
3%
0.
44%
8.2
1%
20
.03%
4.7
8%
0.0
9%
Finance
48
.62%
2.4
8%
2.5
5%
8.44%
1.6
2%
0.0
2%
0.
59%
8.7
4%
21
.81%
4.6
3%
0.5
1%
FMCG
45
.76%
7.4
8%
2.1
6%
9.36%
2.4
9%
0.2
4%
0.
02%
9.0
2%
18
.63%
3.1
7%
0.0
4%
Informa
tion
Tec
hno
logy
33
.10%
10
.20%
1.5
8%
7.30%
1.9
2%
0.9
4%
0.
01%
10
.25%
28
.22%
5.3
5%
1.1
4%
Infras
truc
ture
57
.61%
3.5
6%
5.6
1%
5.93%
3.8
4%
0.4
9%
0.
00%
6.3
4%
12
.81%
3.1
4%
0.6
9%
Manu
fac
turing
48
.23%
6.4
6%
2.7
0%
4.81%
2.3
1%
0.0
6%
0.
14%
9.6
7%
21
.80%
3.1
2%
0.6
9%
Me
dia&
En
terta
inmen
t
49
.58%
4.5
0%
0.4
4%
5.77%
2.4
1%
0.0
0%
0.
00%
10
.49%
19
.55%
4.4
3%
1.6
1%
Pe
troc
hem
ica
ls
45
.43%
10
.56%
2.9
6%
4.51%
2.1
2%
0.0
0%
0.
12%
8.8
6%
19
.36%
3.8
9%
2.1
9%
Pharmaceu
tica
ls
44
.71%
8.1
1%
2.1
7%
6.18%
2.8
4%
0.1
5%
0.
38%
8.8
5%
21
.28%
3.6
3%
1.7
0%
Serv
ices
45
.45%
13
.93%
3.2
7%
5.44%
2.3
1%
0.1
4%
0.
00%
10
.22%
14
.67%
3.9
2%
0.6
6%
Te
lecommun
ica
tion
47
.86%
4.3
9%
5.6
2%
5.72%
0.6
2%
0.1
9%
0.
00%
11
.72%
16
.86%
4.9
7%
2.0
5%
Misce
llaneous
50
.47%
3.4
1%
1.4
2%
6.07%
1.4
2%
0.1
2%
0.
11%
9.0
7%
20
.75%
5.2
7%
1.1
0%
GrandTotal
46.87%
6.53%
2.75%
6.0
0%
2.29%
0.18%
0.16%
9.37%
21.11%
3.70%
0.88%
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Table 3-5: Pledged shares data as of March 2012
SectorClassification
IndianPromoters
ForeignPromoters
Total PromotersHolding
%age ofpromotersownership
pledgedBanks 45.24 2.04 47.27 1.46
Engineering 48.76 3.31 52.07 8.84
Finance 48.62 2.48 51.10 5.02
FMCG 45.76 7.48 53.24 13.21
Information Technology 33.10 10.20 43.30 14.25
Infrastructure 57.61 3.56 61.17 17.46
Manufacturing 48.23 6.46 54.68 13.59
Media & Entertainment 49.58 4.50 54.08 15.64
Petrochemicals 50.47 3.41 53.88 11.27Pharmaceuticals 45.43 10.56 55.98 13.84
Services 44.71 8.11 52.82 19.34
Telecommunication 45.45 13.93 59.38 19.30
Miscellaneous 47.86 4.39 52.25 9.85
Total 46.87 6.53 53.40 12.82
Table 3-6: Eligibility Criteria for Securities on WDM Segment
Issuer Eligibility Criteria for listing
Public Issue /Private Placement
Corporates (Public limited companies
and Private limited companies) Paid-up capital of `10 crores; or Market capitalisation of `25 crores (In case of unlisted companies Networth more than `25 crores) Credit rating
Public Sector Undertaking, Statutory
Corporation established/ constituted
under Special Act of Parliament /
State Legislature, Local bodies/
authorities,
Credit rating
Mutual Funds:Units of any SEBI registered Mutual
Fund/scheme :
Investment objective to invest
predominantly in debt or
Scheme is traded in secondary
market as debt instrument
Qualifies for listing under SEBIs Regulations
Infrastructure companies
Tax exemption and recognition
as infrastructure company under
related statutes/regulations
Qualifies for listing under the respective Acts, Rules or
Regulations under which the securities are issued.
Credit rating
Contd...
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Issuer Eligibility Criteria for listing
Public Issue /Private Placement
Financial Institutions u/s. 4A of
Companies Act, 1956 including
Industrial Development Corporations
Public Issue Private Placement
Qualifies for listing under
the respective Acts, Rules or
Regulations under which the
securities are issued.
Credit rating
Banks Scheduled banks
Networth of `50 crores orabove
Qualifies for listing under
the respective Acts, Rules
or Regulations under which
the securities are issued.
Scheduled Banks
Networth of `50 crores orabove
Credit rating
Table 3-7: Securities Available for Trading on WDM Segment (as on March 31)
Securities 2010 2011 2012
Number Amount Amount Number Amount Amount Number Amount Amount
(`cr) (US $bn)
(`cr) (US $bn)
(`cr) (US $bn)
Government
Securities1,461 2,472,978 547.85 1,508 2,840,182 636.10 1,548 3,303,037 645.67
T-Bills 54 137,500 30.46 54 140,418 31.45 52 266,684 52.13
PSU Bonds 795 161,904 35.87 852 191,542 42.90 971 246,645 48.21
Institutional.
Bonds299 77,568 17.18 361 103,973 23.29 443 146,589 28.66
Bank Bonds 518 164,385 36.42 518 182,616 40.90 509 189,289 37.00
Corporate
Bonds992 133,428 29.56 1,166 169,337 37.93 1,605 201,459 39.38
Others 21 3,117 0.69 20 3,518 0.79 20 3,518 0.69
Total 4,140 3,150,880 698.02 4,479 3,631,587 813.35 5,148 4,357,221 851.74
Table 3-8: Funds Mobilisation on the Exchange
2010-11 2011-12
Particulars No. ofIssues
Amount Amount No. ofIssues
Amount Amount
`crore US $ bn `crore US $ bn
Equity Public Issues
IPOs 51 33,391 7.48 26 4,871 0.95
FPOs 4 13,044 2.92 1 4,578 0.89
IDR issue 1 2,486 0.56 0 - -
Contd...
Contd...
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Contd...
2010-11 2011-12
Particulars No. ofIssues
Amount Amount No. ofIssues
Amount Amount
`crore US $ bn `crore US $ bn
Rights Issues 18 8,414 1.88 11 6,629 1.30
QIP 48 23,021 5.16 10 2,154 0.42
Preferential Allotment 279 29,042 6.50 184 22,886 4.47
Non-Convertible Debentures
Public Issue 7 8,882 1.99 9 25,383 4.96
Total 408 118,279 26.49 241 66,503 13.00
Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2011-12
Sr.No. Company Name Issue Size(`Crores) Date ofListing No. ofsecuritiesissued
IssuePrice
1 Shilpi Cable Technologies Limited 55.87 8-Apr-11 8,098,762 69
2 Muthoot Finance Limited 901.25 6-May-11 51,500,000 175
3 Paramount Printpackaging Limited 45.83 6-May-11 13,094,175 35
4 Future Ventures India Limited 750.00 10-May-11 750,000,000 10
5 Servalakshmi Paper Limited 60.00 12-May-11 20,689,656 29
6 Innoventive Industries Limited 217.41 13-May-11 18,581,650 117
7 Sanghvi Forging and Engineering Limited 36.90 23-May-11 4,341,195 85
8 Aanjaneya Lifecare Limited 117.00 27-May-11 5,000,000 2349 Timbor Home Limited 23.25 22-Jun-11 3,690,000 63
10 Rushil Decor Limited 40.63 7-Jul-11 5,643,750 72
11 Bharatiya Global Infomedia Limited 55.10 28-Jul-11 6,720,000 82
12 Inventure Growth & Securities Limited 81.90 4-Aug-2011 7,000,000 117
13 L&T Finance Holdings Limited 1,245.00 12-Aug-2011 237,705,361 52
14 Tree House Education & Accessories Limited 112.06 26-Aug-2011 8,432,189 135
15 Brooks Laboratories Limited 63.00 5-Sep-2011 6,300,000 100
16 TD Power Systems Limited 227.00 8-Sep-11 8,867,187 256
17 SRS Limited 203.00 16-Sep-11 35,000,000 58
18 Vaswani Industries Limited 49.00 20-Sep-11 10,000,000 49
19 PG Electroplast Limited 120.64 26-Sep-11 5,745,000 210
20 Prakash Constrowell Limited 60.00 4-Oct-11 4,347,826 138
21 Tijaria Polypipes Limited 60.00 14-Oct-11 10,000,407 60
22 Onelife Capital Advisors Limited 36.85 17-Oct-11 3,350,000 110
23 Flexituff International Limited 104.62 19-Oct-11 6,750,000 155
24 Taksheel Solutions Limited 82.50 19-Oct-11 5,500,000 150
25 M AND B Switchgears Limited 93.00 20-Oct-11 5,000,000 186
26 Indo Thai Securities Limited 29.60 2-Nov-11 4,000,000 74
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Table 3-10: Resource Mobilisation through public issue of NCDs during 2011-12
S.No. Name of the Company Date AmountMobilised(`crore)
AmountMobilised(Us $ mn)
1 Housing & Urban Development Corporation Limited 20-Mar-12 4,684.72 915.762 National Highways Authority of India 8-Feb-12 10,000.00 1,954.79
3 Infrastructure Development Finance Company Limited 4-Jul-11 727.27 142.16
4 Infrastructure Development Finance Company Limited 28-Mar-12 702.59 137.34
5 India Infoline Investment Services Limited 24-Aug-11 750.00 146.61
6 Indian Railway Finance Corporation Limited 3-Feb-12 6,268.89 1,225.43
7 Muthoot Finance Limited 20-Sep-11 693.28 135.52
8 Shriram City Union Finance Limited 2-Sep-11 750.00 146.61
9 Shriram Transport Finance Company Limited 18-Jul-11 806.62 157.68
Total 25,383.37 4,961.91
Table 3-11: Rights Issues during 2011-12
S. No. Company Name Date ofListing
AmountMobilised(`Crore)
AmountMobilised(US $ mn)
1 Karur Vysya Bank Limited 5-Apr-11 456.94 89.32
2 The Karnataka Bank Limited 6-Apr-11 457.03 89.34
3 Arrow Textiles Limited 11-Apr-11 5.99 1.17
4 Central Bank of India 21-Apr-11 2,497.39 488.19
5 State Bank Of Bikaner And Jaipur 27-Apr-11 780.00 152.47
6 Karur Vysya Bank Limited17-Jun-11 436.86 85.40
27-Jun-11 7.33 1.43
7 Automotive Stampings and Assemblies Limited 25-Jul-11 29.46 5.76
8 JK Paper Limited 9-Sep-11 245.58 48.01
9 Bajaj Hindusthan Limited 3-Nov-11 1,479.75 289.26
10 Fame India Limited 6-Mar-12 89.28 17.45
11 Gayatri Projects Limited 29-Mar-12 143.75 28.10Total 6,629.36 1,295.90
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Table 3-12: Preferential Allotments by NSE Listed Companies during 2011-12
S.No. Company Name Amount Raised_____________
`Crore
Amount Raised_____________
US $ mn
1 Allied Digital Services Limited 5.54 1.08
2 Aegis Logistics Limited 68.27 13.35
3 Allahabad Bank 670.00 130.97
4 Amtek Auto Limited 302.40 59.11
5 Andhra Bank 1,173.00 229.30
6 Ansal Housing and Construction Limited 7.00 1.37
7 Apar Industries Limited 80.00 15.64
8 Apollo Hospitals Enterprise Limited 119.21 23.30
9 Arihant Foundations & Housing Limited 9.97 1.95
10 B.A.G Films and Media Limited 13.60 2.66
11 Bank Of Baroda 2,461.00 481.07
12 Bank Of India 1,010.00 197.43
13 Bharati Shipyard Limited 10.96 2.14
14 Bharati Shipyard Limited 27.57 5.39
15 Bhartiya International Limited 3.44 0.67
16 Bhartiya International Limited 2.58 0.50
17 Birla Cotsyn (India) Limited 5.69 1.11
18 Bombay Dyeing & Mfg Company Limited 101.87 19.91
19 Bombay Dyeing & Mfg Company Limited 40.12 7.84
20 Bombay Rayon Fashions Limited 81.06 15.85
21 Bombay Rayon Fashions Limited 65.75 12.85
22 Burnpur Cement Limited 20.52 4.01
23 C & C Constructions Limited 50.00 9.77
24 Celestial Biolabs Limited 5.94 1.16
25 Clutch Auto Limited 6.25 1.22
26 Clutch Auto Limited 4.14 0.81
27 CORE Education & Technologies Limited 67.53 13.20
28 Corporation Bank 309.00 60.40
29 Crew B.O.S. Products Limited 0.38 0.0730 Delta Corp Limited 108.78 21.26
31 Dena Bank 539.00 105.36
32 The Dhampur Sugar Mills Limited 2.74 0.54
33 Dhanus Technologies Limited 166.54 32.55
34 Dhanus Technologies Limited 133.46 26.09
35 Dharani Sugars & Chemicals Limited 15.82 3.09
36 Edserv Softsystems Limited 3.33 0.65
37 Edserv Softsystems Limited 35.00 6.84
Contd...
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S.No. Company Name Amount Raised_____________
`Crore
Amount Raised_____________
US $ mn
38 Educomp Solutions Limited 1.89 0.37
39 Eon Electric Limited 4.23 0.83
40 Eon Electric Limited 6.23 1.22
41 Everonn Education Limited 10.40 2.03
42 Everonn Education Limited 138.24 27.02
43 First Winner Industries Limited 50.00 9.77
44 GATI Limited 4.93 0.96
45 Gemini Communication Limited 12.16 2.38
46 Genus Power Infrastructures Limited 13.30 2.60
47 Global Offshore Services Limited 1.17 0.23
48 Global Offshore Services Limited 5.32 1.04
49 Global Offshore Services Limited 1.59 0.31
50 Glodyne Technoserve Limited 43.20 8.44
51 Godrej Consumer Products Limited 685.00 133.90
52 Gujarat Apollo Industries Limited 9.90 1.94
53 HCL Infosystems Limited 70.65 13.81
54 Housing Development and Infrastructure Limited 110.00 21.50
55 Himachal Futuristic Communications Limited 243.03 47.51
56 Indo Count Industries Limited 3.25 0.64
57 Infrastructure Development Finance Company Limited 840.00 164.20
58 Igarashi Motors India Limited 49.60 9.69
59 Indowind Energy Limited 7.64 1.49
60 Ind-Swift Laboratories Limited 5.00 0.98
61 Ind-Swift Laboratories Limited 2.68 0.52
62 Ind-Swift Laboratories Limited 13.08 2.56
63 Ind-Swift Laboratories Limited 13.20 2.58
64 Ind-Swift Laboratories Limited 16.00 3.13
65 Ind-Swift Limited 4.00 0.78
66 Ind-Swift Limited 5.11 1.00
67 ING Vysya Bank Limited 456.36 89.2168 Indian Overseas Bank 1,054.00 206.03
69 Jayaswal Neco Industries Limited 279.84 54.70
70 JHS Svendgaard Laboratories Limited 24.44 4.78
71 JIK Industries Limited 27.27 5.33
72 JM Financial Limited* 0.24 0.05
73 Kalindee Rail Nirman (Engineers) Limited 2.26 0.44
74 Kavveri Telecom Products Limited 45.20 8.84
75 Kavveri Telecom Products Limited 31.64 6.18
Contd...
Contd...
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S.No. Company Name Amount Raised_____________
`Crore
Amount Raised_____________
US $ mn
76 Kavveri Telecom Products Limited 2.26 0.44
77 KEI Industries Limited 8.40 1.64
78 Kemrock Industries and Exports Limited 0.68 0.13
79 Kemrock Industries and Exports Limited 24.11 4.71
80 Kingfisher Airlines Limited 1,495.10 292.26
81 Kingfisher Airlines Limited 199.75 39.05
82 Karuturi Global Limited 7.50 1.47
83 Kamdhenu Ispat Limited 2.54 0.50
84 Kokuyo Camlin Limited 58.94 11.52
85 KPIT Cummins Infosystems Limited 112.50 21.99
86 K S Oils Limited 67.29 13.15
87 K S Oils Limited 89.71 17.54
88 Lloyds Steel Industries Limited 50.00 9.77
89 Magma Fincorp Limited 438.72 85.76
90 Magma Fincorp Limited 50.00 9.77
91 Bank of Maharashtra 352.00 68.81
92 Mahindra Forgings Limited 58.90 11.51
93 Man Industries (India) Limited 1.75 0.34
94 Max India Limited 521.93 102.03
95 Max India Limited 173.40 33.90
96 McDowell Holdings Limited 8.12 1.59
97 McDowell Holdings Limited 6.41 1.25
98 Micro Technologies (India) Limited 5.64 1.10
99 Minda Industries Limited 40.13 7.84
100 Motilal Oswal Financial Services Limited 9.20 1.80
101 Murli Industries Limited 12.40 2.42
102 Murli Industries Limited 26.29 5.14
103 National Steel And Agro Industries Limited 28.14 5.50
104 Nicco Corporation Limited 3.47 0.68
105 Nicco Corporation Limited 2.00 0.39106 Nicco Corporation Limited 7.28 1.42
107 Nicco Corporation Limited 0.60 0.12
108 Nicco Corporation Limited 2.85 0.56
109 Omnitech Infosolutions Limited 0.02 0.00
110 Omnitech Infosolutions Limited 10.54 2.06
111 Oriental Bank Of Commerce 1,740.00 340.13
112 Paramount Communications Limited 1.13 0.22
113 Paramount Communications Limited 4.58 0.89
Contd...
Contd...
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S.No. Company Name Amount Raised_____________
`Crore
Amount Raised_____________
US $ mn
114 Patel Integrated Logistics Limited* 0.29 0.06
115 Phillips Carbon Black Limited 24.50 4.79
116Pipavav Defence and Offshore Engineering Company
Limited177.80 34.76
117 Punjab National Bank 184.00 35.97
118 Pochiraju Industries Limited 2.02 0.39
119 Rainbow Papers Limited 24.40 4.77
120 Raj Rayon Industries Limited 1.51 0.30
121 REI Six Ten Retail Limited 27.00 5.28
122 Ramkrishna Forgings Limited 10.21 2.00
123 Ramkrishna Forgings Limited 8.28 1.62
124 Rohit Ferro-Tech Limited 150.00 29.32125 Sri Adhikari Brothers Television Network Limited 6.98 1.36
126 Sri Adhikari Brothers Television Network Limited 6.98 1.36
127 Samtel Color Limited 10.46 2.04
128 Samtel Color Limited 5.23 1.02
129 Samtel Color Limited 46.42 9.07
130 Sarda Energy & Minerals Limited 92.05 17.99
131 Saregama India Limited 27.94 5.46
132 Sathavahana Ispat Limited 4.80 0.94
133 Sathavahana Ispat Limited 2.40 0.47
134 SEL Manufacturing Company Limited 18.30 3.58
135 Sezal Glass Limited 18.00 3.52
136 Sezal Glass Limited 11.00 2.15
137 Sical Logistics Limited 122.21 23.89
138 Simbhaoli Sugars Limited 4.00 0.78
139 Simbhaoli Sugars Limited 2.17 0.42
140 S. Kumars Nationwide Limited 80.18 15.67
141 Software Technology Group International Limited 1.49 0.29
142 Software Technology Group International Limited 1.24 0.24
143 Spanco Limited 50.92 9.95
144 Spentex Industries Limited 6.35 1.24
145 Spentex Industries Limited 3.31 0.65
146 Sree Rayalaseema Hi-Strength Hypo Limited 2.06 0.40
147 Sree Rayalaseema Hi-Strength Hypo Limited 2.41 0.47
148 Sterlite Technologies Limited 108.41 21.19
149 Sujana Tower Limited 30.25 5.91
150 Sujana Universal Industries Limited 15.00 2.93
Contd...
Contd...
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S.No. Company Name Amount Raised_____________
`Crore
Amount Raised_____________
US $ mn
151 Sujana Universal Industries Limited 18.75 3.67
152 Suryajyoti Spinning Mills Limited 5.67 1.11
153 Surya Pharmaceutical Limited 6.65 1.30
154 Surya Pharmaceutical Limited 7.00 1.37
155 Syndicate Bank 633.00 123.74
156 Tata Steel Limited 712.80 139.34
157 Tilaknagar Industries Limited 29.33 5.73
158 Tricom India Limited 12.09 2.36
159 Trigyn Technologies Limited 2.60 0.51
160 Trigyn Technologies Limited 2.72 0.53
161 Twilight Litaka Pharma Limited 3.44 0.67
162 Twilight Litaka Pharma Limited 13.76 2.69
163 Twilight Litaka Pharma Limited 4.30 0.84
164 Twilight Litaka Pharma Limited 8.60 1.68
165 UCO Bank 940.00 183.75
166 Union Bank of India 682.00 133.32
167 United Bank of India 308.00 60.21
168 Usher Agro Limited 5.74 1.12
169 Usher Agro Limited 8.61 1.68
170 Vakrangee Softwares Limited 8.05 1.57
171 Vakrangee Softwares Limited 8.54 1.67
172 Vardhman Polytex Limited 1.96 0.38
173 Vardhman Polytex Limited 12.24 2.39
174 Varun Industries Limited 30.24 5.91
175 Venus Remedies Limited 16.78 3.28
176 Vijaya Bank 368.00 71.94
177 Visu International Limited 0.88 0.17
178 Vivimed Labs Limited 13.27 2.59
179 Vivimed Labs Limited 59.85 11.70
180 Websol Energy System Limited 3.50 0.68
181 Windsor Machines Limited 0.27 0.05
182 Winsome Yarns Limited 19.31 3.77
183 XL Energy Limited 0.68 0.13
184 Zenith Birla (India) Limited 3.34 0.65
Total 22,886.26 4,473.77
*Note:- Above data includes two issues of re-issue for forfeited shares
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Table 3-13: Amount raised through QIP during 2011-12
Sr.No Name of the company Amount Raised(` cr)
Amount Raised( US $ mn)
1 Sumeet Industries Limited 55.34 10.82
2 ING Vysya Bank Limited 513.14 100.31
3 Excel Infoways Limited 25.70 5.02
4 Apollo Hospitals Enterprise Limited 330.00 64.51
5 Kavveri Telecom Products Limited 39.86 7.79
6 Natco Pharma Limited 67.50 13.19
7 Housing Development Finance Corporation Limited* 3.00 0.59
8 Housing Development Finance Corporation Limited* 0.15 0.03
9 Housing Development Finance Corporation Limited* 0.14 0.03
10 Dewan Housing Finance Corporation Limited 304.30 59.48
11 Development Credit Bank Limited 94.01 18.38
12 Housing Development Finance Corporation Limited* 0.08 0.02
13 Trent Limited 250.00 48.87
14 Housing Development Finance Corporation Limited* 0.22 0.04
15 Godrej Properties Limited** 470.74 92.02
Total 2,154.18 421.10
* Includes Equity Shares allotted on conversion of convertible securities issued on QIP basis
** Includes one issue of Institutional Placement Programme (Issue Size - 470.74 crore)
Table 3-14: Companies Delisted during 2011-12
Compulsory / Voluntary Delisting Details
Name of the company Symbol Date of Delisting Details
Binani Cement Limited BINANICEM 30-May-11 Voluntary
UTV Software Communications Limited UTVSOF 16-Mar-12 Voluntary
Nirma Limited NIRMA 28-Mar-12 Voluntary
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Capital Market Segment
4
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4
C
ontd...
Capital Market Segment
Table4-1:Business
GrowthofCM
Segment
Month&
Year
No.of
Trading
Days
No.of
com-
panies
Traded
No.of
Trades
Traded
Quantity
TradingValue
AverageDaily
TradingValue
Turn-
over
Ratio
Demat
Traded
Quantity
DematTradingValue
MarketCapitalisation
(`lakh)
(lakh)
(`cr.)
(US$bn)(`cr.)(US$mn.)
(%)
(lakh)
(`cr.)
(US$bn)
(`cr.)
(U
S$bn)
1994-95
(Nov.-Mar.)
102
--
3
1,391
1,805
--
17
--
0.50
0
0
--
363,350
--
1995-96
246
--
66
39,912
67,287
--
276
--
16.76
0
0
--
401,459
--
1996-97
250
--
264
135,561
294,503
--
1,176
--
70.23
2
6
--
419,367
--
1997-98
244
--
381
135,685
370,193
--
1,520
--
76.88
315
351
--
481,503
--
1998-99
251
--
546
165,327
414,474
98
1,651
389
84.38
8,542
23,818
6
491,175
116
1999-2000
254
--
984
242,704
839,052
192
3,303
757
82.23
153,772
711,706
163
1,020,426
234
2000-01
251
1,201
1,676
329,536
1,339,510
287
5,337
1,144203.62
307,222
1,264,337
271
657,847
141
2001-02
247
1,019
1,753
278,408
513,167
105
2,078
426
80.58
277,717
512,866
105
636,861
131
2002-03
251
899
2,398
364,066
617,989
130
2,462
518115.05
364,049
617,984
130
537133
113
2003-04
254
804
3,780
713,300
1,099,534
253
4,329
998
98.09
713,300
1,099,534
253
1,120,976
258
2004-05
253
856
4,510
797,685
1,140,072
261
4,506
1,030
71.90
797,685
1,140,072
261
1,585,585
362
2005-06
251
928
6,088
844,486
1,569,558
352
6,253
1,402
55.79
844,486
1,569,558
352
2,813,201
631
2006-07
249
1,114
7,846
855,456
1,945,287
446
7,812
1,792
57.77
855,456
1,945,287
446
3,367,350
773
2007-08
251
1,244
11,727
1,498,469
3,551,038
88814,148
3,540
73.091,498,469
3,551,038
888
4,858,122
1,215
2008-09
243
1,277
13,651
1,426,355
2,752,023
54011,325
2,223
95.021,426,355
2,752,023
540
2,896,194
568
2009-2010
244
1,370
16,816
2,215,530
4,138,023
91716,959
3,757
68.86
2,215,530
4,138,023
917
6,009,173
1,331
Apr-10
20
1346
1,
205
144,
060
276,5
66
621
3,
828
3,0
97
--
144,0
60
276,5
66
62
6,
117,
858
1,
370
May-10
22
1349
1,
249
139,
812
284,6
25
641
2,
937
2,
898
--
139,
812
284,
625
64
5,9
32,
578
1,
329
Jun-10
22
1364
1,
248
143,
616
286,1
09
641
3,
005
2,9
13
--
143,
616
286,
109
64
6,
229,
136
1,
395
Jul-10
22
1373
1,
219
139,
417
278,5
51
621
2,
661
2,8
36
--
139,4
17
278,5
51
62
6,
340,
120
1,
420
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Month&
Year
No.of
Trading
Days
No.of
com-
panies
Traded
N
o.of
Tr
ades
Traded
Quantity
TradingValue
AverageDaily
TradingValue
Turn-
over
Ratio
Dem
at
Trad
ed
Quan
tity
DematTradingValue
MarketC
apitalisation
(`lakh)
(lakh)
(`cr.)
(US$b
n)
(`cr.)(US$mn.)
(%)
(lak
h)
(`cr.)
(US$bn)
(`cr.)
(US$bn)
Aug-10
22
1389
1,
361
152,
467
311,
994
70
14,1
82
3,
176
--
152,
467
311,
994
70
6,3
93,4
18
1,4
32
Sep-10
21
1395
1,
369
173,
285
329,8
69
74
15,7
08
3,
518
--
173,
285
329,
869
74
6,
958,5
34
1,5
58
Oct-10
21
1415
1,
447
193,
248
360,4
72
81
17,1
65
3,
844
--
193,
248
360,
472
81
7,
055,0
94
1,5
80
Nov-10
21
1419
1,
413
188,
217
363,
993
82
17,3
33
3,
882
--
188,
217
363,
993
82
6,8
94,9
12
1,
544
Dec-10
22
1432
1,
307
151,
108
295,6
85
66
13,4
40
3,
010
--
151,
108
295,
685
66
7,
139,3
10
1,5
99
Jan-11
20
1440
1,
184
130,
217
267,
332
60
13,3
67
2,
994
--
130,
217
267,
332
60
6,
441,4
91
1,4
43
Feb-11
20
1444
1,
278
141,
168
266,5
04
60
13,3
25
2,
984
--
141,
168
266,
504
60
6,
195,9
67
1,3
88
Mar-11
22
1450
1,
227
127,
900
255,7
12
57
11,6
23
2,
603
--
127,
900
255,
712
57
6,
702,6
16
1,5
01
2010-11
255
14831
5,507
1,824,515
3,577,410
801
14,029
3,142
53.37
1,824
,515
3,577,410
801
6,702,6
16
1,501
Apr-11
18
1453
1,
073
129,
429
228,3
48
45
12,
686
2,4
80
--
129,4
29
228,3
48
45
6,
753,6
14
1,
320
May-11
22
1463
1,
151
115,
857
233,8
76
46
10,
631
2,0
78
--
115,
857
233,
876
46
6,
569,7
43
1,
284
Jun-11
22
1474
1,
159
122,
299
222,4
57
43
10,
112
1,9
77
--
122,2
99
222,
457
43
6,
574,7
43
1,
285
Jul-11
21
1478
1,
158
122,
590
230,0
03
45
10,
953
2,1
41
--
122,5
90
230,0
03
45
6,
462,2
38
1,
263
Aug-11
21
1489
1,
236
133,
110
235,2
53
46
11,
203
2,1
90
--
133,1
10
235,
253
46
5,
921,6
84
1,
158
Sep-11
21
1495
1,
226
132,
298
235,2
70
46
11,
203
2,1
90
--
132,2
98
235,
270
46
5,
820,3
34
1,
138
Oct-11
19
1510
1,
008
101,
205
193,2
93
38
10,
173
1,9
89
--
101,2
05
193,
293
38
6,
101,8
91
1,
193
Nov-11
20
1512
1,
114
123,
804
206,3
44
40
10,
317
2,0
17
--
123,8
04
206,3
44
40
5,
547,7
23
1,
084
Dec-11
21
1520
1,
076
115,
115
188,8
86
37
8,
995
1,7
58
--
115,1
15
188,
886
37
5,
232,2
73
1,
023
Jan-12
22
1520
1,
312
148,
303
236,8
72
46
10,
767
2,1
05
--
148,3
03
236,
872
46
5,
937,0
39
1,
161
Feb-12
20
1523
1,
535
207,
991
327,8
08
64
16,
390
3,2
04
--
207,9
91
327,
808
64
6,
233,2
50
1,
218
Mar-12
22
1533
1,
329
164,
978
272,4
82
53
12,
386
2,4
21
--
164,9
78
272,
482
53
6,
096,5
18
1,
192
2011-12
249
15511
4,377
1,616,978
2,810,893
549
11,289
2,207
46.11
1,616
,978
2,810,893
549
6,096,5
18
1,192
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Table 4-2: Frequency Distribution of Companies traded
TradingFrequency(Range of
Days)
2009-10 2010-11 2011-12
No. ofCompanies
Traded
Percentageof Total
No. ofCompanies
Traded
Percentageof Total
No. ofCompanies
Traded
Percentageof Total
Above 100 1,301 92.9 1,444 93.7 1,530 94.0
91-100 15 1.1 7 0.5 5 0.3
81-90 3 0.2 5 0.3 8 0.5
71-80 9 0.6 7 0.5 7 0.4
61-70 2 0.1 11 0.7 5 0.3
51-60 23 1.6 5 0.3 6 0.4
41-50 6 0.4 6 0.4 3 0.2
31-40 6 0.4 8 0.5 3 0.2
21-30 9 0.6 8 0.5 8 0.5
11-20 14 1.0 11 0.7 8 0.5
1-10 13 0.9 29 1.9 44 2.7
Total 1,401 100.0 1,541 100.0 1,627 100.0
Table 4-3: Trading Frequency of Companies in Cash Segment during 2011-12
Month/ Year Companies Available forTrading*
No. of companies Traded Percent of Traded toAvailable for Trading
Apr-11 1,488 1,453 98.5
May-11 1,495 1,463 98.2
Jun-11 1,509 1,474 98.3
Jul-11 1,514 1,478 98.6
Aug-11 1,523 1,489 98.7
Sep-11 1,530 1,495 98.8
Oct-11 1,543 1,510 98.6
Nov-11 1,545 1,512 98.5
Dec-11 1,556 1,520 98.4
Jan-12 1,557 1,520 98.5
Feb-12 1,560 1,523 98.2
Mar-12 1,563 1,533 98.1
*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.
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Table 4-4: Advances/Declines in Cash Segment of NSE during 2011-12
(No. of Securities)
Month/Date NSE
Advances Declines Advance / Decline Ratio
Apr-11 1,355 129 10.5
May-11 242 1,245 0.2
Jun-11 550 946 0.6
Jul-11 872 637 1.4
Aug-11 175 1,339 0.1
Sep-11 544 980 0.6
Oct-11 405 1,125 0.4
Nov-11 390 1,152 0.3
Dec-11 140 1,405 0.1
Jan-12 1,195 359 3.3
Feb-12 1,403 151 9.3
Mar-12 452 1,106 0.4
Note: Advance/Decline is calculated based on the average price methodology.Stocks which have been traded in both months have been considered only
Table 4-5: City-wise Turnover of NSE in the CM segment (in %)
City 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12
Ahmedabad 3.0 2.9 3.4 5.3 7.0 6.2 6.1
Bangalore 1.7 1.3 0.8 0.6 0.6 0.6 0.5Baroda 0.8 0.9 0.8 0.7 0.6 0.5 0.4
Bhubaneshwar 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Chennai 2.8 2.2 1.9 2.0 1.7 1.6 1.4
Cochin 0.6 0.5 0.5 0.8 1.4 1.7 1.7
Coimbatore 0.4 0.3 0.2 0.3 0.3 0.3 0.2
Delhi 13.4 13.5 14.7 15.0 14.9 10.8 8.4
GUWAHATI 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Hyderabad 1.9 1.2 1.3 1.7 1.8 1.6 1.4
Indore 0.8 0.8 0.7 0.5 0.6 0.6 0.4
Jaipur 1.2 0.9 0.7 0.6 0.5 0.5 0.4Kanpur 0.2 0.2 0.1 0.1 0.1 0.1 0.1
Kolkata/Howrah 11.4 10.6 11.0 9.2 8.3 7.5 8.6
Ludhiana 0.3 0.2 0.2 0.2 0.2 0.1 0.1
Mangalore 0.1 0.1 0.0 0.0 0.0 0.0 0.0
Mumbai / Thane 52.4 57.1 57.7 55.9 54.5 58.6 60.4
Patna 0.1 0.1 0.3 0.0 0.0 0.0 0.0
Pune 0.6 0.4 0.0 0.2 0.2 0.2 0.2
Rajkot 0.3 0.4 0.8 1.3 1.4 1.6 1.4
Others 8.1 6.5 5.0 5.7 5.9 7.5 8.2
Total 100 100 100 100 100 100 100
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Table 4-6: Internet Trading Value in the CM segment in comparison with
total trading volumes at NSE
Year EnabledMembers*
RegisteredClients*
InternetTrading Volume
InternetTrading Volume
% of totaltrading volume
(`crore) (US $ bn)2006-07 242 2,279,098 337,524 77.43 17.35
2007-08 305 4,405,134 668,399 167.23 18.82
2008-09 349 5,627,789 692,789 135.97 25.17
2009-10 363 5,143,705 921,380 204.12 11.13
2010-11 387 5,640,513 765,271 171.39 10.70
2011-12 428 6,148,447 597,430 116.78 10.63
* At the end of the financial yearTrading volumes are calculated as buy side + sell side turnover** Above data is based on statistics on Internet Based Trading uploaded by members.
Table 4-7: Details of Asset Management Companies Listed on NSE
as of March 2012
No. Name of Asset Management Company
1 Goldman Sachs Asset Management (India) Private Limited
2 Franklin Templeton Asset Management (India) Pvt. Ltd
3 Kotak Mahindra Asset Management Company Limited
4 Quantum Asset Management Co. Private Ltd
5 Reliance Capital Asset Management Limited
6 UTI Asset Management Co. Ltd.
7 IDFC Asset Management Company Private Limited
8 Religare Asset Management Co. Pvt. Ltd
9 SBI Funds Management Private Limited
10 Birla Sun Life Asset Management Company Limited
11 HDFC Asset Management Company Limited
12 Deutsche Asset Management (India) Private Limited
13 BNP Paribas Asset Management India Private Limited
14 Principal Pnb Asset Management Co. Pvt. Ltd.
15 Taurus Asset Management Company Limited
16 Sundaram Asset Management Company Limited17 ICICI Prudential Asset Management Company Limited
18 JM Financial Asset Management Private Limited
19 Bharti AXA Investment Managers Private Limited
20 L&T Investment Management Limited
21 DSP BlackRock Investment Managers Private Limited
22 Canara Robeco Asset Management Company Limited
23 Axis Asset Management Company Limited
24 FIL Fund Management Private Limited
25 Motilal Oswal Asset Management Company Limited
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26 JP Morgan Asset Management India Private Limited
27 IDBI Asset Mangement Limited
28 AIG Global Asset Management Company India Private Limited
29 Baroda Pioneer Asset Management Company Limited
30 HSBC Asset Management Company India Private Limited
31 Pramerica Asset Managers Private Limited
32 Sahara Asset Management Company Private Limited
Table 4-8: NSE CM transaction charges*
Total Traded Value in a month Revised Transaction Charges(`per lakh of Traded Value)
Up to First `1250 cores `3.25 each side
More than `1250 crores up to `2500 crores
(on incremental volume)
`3.20 each side
More than `2500 crores up to `5000 crores(on incremental volume)
`3.15 each side
More than `5000 crores up to `10000 crores(on incremental volume)
`3.10 each side
More than `10000 crores up to `15000 crores(on incremental volume)
`3.05 each side
Exceeding `15000 crores(on incremental volume)
`3.00 each side
* not applicable to money market instruments, GOLD ETFs or Hangseng Bees
Table 4-9: The existing rates of Securities Transaction Tax (STT) for CM segment
Sr. No Taxable securities transaction Rate (%) Payable by
1 Purchase of an equity share in a company or a unit of anequity oriented fund, where (a) the transaction of such purchase is entered into in a
recognised stock exchange; and(b) the contract for the purchase of such share or unit is
settled by the actual delivery or transfer of such shareor unit.
0.1 Purchaser.
2 Sale of an equity share in a company or a unit of an equityoriented fund, where (a) the transaction of such sale is entered into in a
recognised stock exchange; and(b) the contract for the sale of such share or unit is settled
by the actual delivery or transfer of such share or unit.
0.1 Seller.
3 Sale of an equity share in a company or a unit of an equityoriented fund, where (a) the transaction of such sale is entered into in a
recognised stock exchange; and(b) the contract for the sale of such share or unit is settled
otherwise than by the actual delivery or transfer of suchshare or unit.
0.025 Seller.
Contd...
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Table 4-10: Percentage Share of Top N Securities/Member in Turnover
No. of Securities/Members
Year 5 10 25 50 100
Securities
1994-95 (Nov.-Mar.) 48.77 55.92 68.98 81.14 91.07
1995-96 82.98 86.60 90.89 93.54 95.87
1996-97 84.55 91.96 95.70 97.03 98.19
1997-98 72.98 85.17 92.41 95.76 97.90
1998-99 52.56 67.11 84.71 92.03 95.98
1999-00 39.56 59.22 82.31 88.69 93.66
2000-01 52.15 72.90 88.93 94.57 97.46
2001-02 44.43 62.92 82.24 91.56 95.91
2002-03 40.58 55.41 77.8 89.16 95.38
2003-04 31.04 44.87 64.32 79.44 91.032004-05 25.88 41.65 57.98 72.40 84.26
2005-06 22.15 31.35 46.39 59.22 73.12
2006-07 16.97 25.25 43.46 61.94 77.22
2007-08 16.29 26.78 45.46 61.47 77.29
2008-09 20.48 32.58 56.36 74.66 87.69
2009-10 15.43 26.15 46.80 64.24 78.20
2010-11 15.25 23.03 38.73 53.58 68.93
2011-12 17.17 27.14 44.28 59.79 75.74
Members1994-95 (Nov.-Mar.) 18.19 26.60 44.37 61.71 81.12
1995-96 10.65 16.56 28.61 41.93 58.59
1996-97 5.94 10.08 19.67 30.57 45.95
1997-98 6.29 10.59 18.81 29.21 44.24
1998-99 7.73 11.96 20.77 31.66 47.02
1999-00 7.86 12.99 22.78 34.41 49.96
2000-01 7.78 12.76 23.00 33.86 48.79
2001-02 7.14 12.29 23.63 36.32 53.40
2002-03 10.26 16.41 29.07 42.49 59.15
2003-04 11.58 17.36 30.34 44.05 61.37
2004-05 13.52 20.20 34.97 49.01 65.09
2005-06 14.62 22.57 38.17 52.57 38.45
2006-07 14.72 24.27 42.61 56.71 71.22
2007-08 14.57 25.71 44.70 60.11 73.90
2008-09 13.56 23.62 43.55 61.21 75.42
2009-10 14.63 23.48 41.00 57.01 72.71
2010-11 14.35 23.83 42.85 58.61 73.04
2011-12 14.80 25.26 46.30 62.16 76.98
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Table 4-11: 50 Most Active Securities during 2011-12 in Terms of Trading Value
Rank Name of SecurityTrading Value
% Sharein TotalTradingValue
Market Capitalisationas on March 31, 2012
% Sharein TotalMarket
Capitalisation(`cr) (US $ bn) (`cr) (US $ bn)
1 STATE BANK OF INDIA 134,785 26.35 4.80 133,118 26.02 2.18
2 ICICI BANK LTD. 99,161 19.38 3.53 102,586 20.05 1.68
3 RELIANCE INDUSTRIES LTD 89,881 17.57 3.20 245,801 48.05 4.03
4 INFOSYS LIMITED 87,761 17.16 3.12 164,588 32.17 2.70
5 LARSEN & TOUBRO LTD. 71,705 14.02 2.55 80,125 15.66 1.31
6 TATA MOTORS LIMITED 68,502 13.39 2.44 74,087 14.48 1.22
7 AXIS BANK LIMITED 58,091 11.36 2.07 47,324 9.25 0.78
8 HDFC LTD 52,899 10.34 1.88 99,334 19.42 1.63
9 TATA STEEL LIMITED 51,709 10.11 1.84 45,817 8.96 0.75
10 BHARTI AIRTEL LIMITED 49,341 9.65 1.76 128,319 25.08 2.1011 TATA CONSULTANCY SERV LTD 45,002 8.80 1.60 228,760 44.72 3.75
12 HDFC BANK LTD 40,361 7.89 1.44 121,914 23.83 2.00
13 DLF LIMITED 38,322 7.49 1.36 34,263 6.70 0.56
14 ITC LTD 37,168 7.27 1.32 177,107 34.62 2.91
15 MAHINDRA & MAHINDRA LTD 35,300 6.90 1.26 42,991 8.40 0.71
16 BHEL 33,688 6.59 1.20 62,940 12.30 1.03
17 JSW STEEL LIMITED 33,665 6.58 1.20 16,097 3.15 0.26
18 COAL INDIA LTD 32,691 6.39 1.16 217,220 42.46 3.56
19 HINDALCO INDUSTRIES LTD 31,853 6.23 1.13 24,774 4.84 0.41
20 JAIPRAKASH ASSOCIATES LTD 27,517 5.38 0.98 17,373 3.40 0.28
21 OIL AND NATURAL GAS CORP. 26,147 5.11 0.93 229,587 44.88 3.77
22 HOUSING DEV & INFRA LTD 25,489 4.98 0.91 3,589 0.70 0.06
23 RELIANCE CAPITAL LTD 25,125 4.91 0.89 9,639 1.88 0.16
24 HERO MOTOCORP LIMITED 24,943 4.88 0.89 41,041 8.02 0.67
25 JUBILANT FOODWORKS LTD 24,867 4.86 0.88 7,651 1.50 0.13
26 TITAN INDUSTRIES LTD 24,162 4.72 0.86 20,290 3.97 0.33
27 JINDAL STEEL & POWER LTD 23,894 4.67 0.85 50,962 9.96 0.84
28 INFRA. DEV. FIN. CO. LTD 23,794 4.65 0.85 20,409 3.99 0.33
29 HINDUSTAN UNILEVER LTD. 21,718 4.25 0.77 88,620 17.32 1.4530 RELIANCE INFRASTRUCTU LTD 21,621 4.23 0.77 15,449 3.02 0.25
31 YES BANK LIMITED 20,893 4.08 0.74 13,006 2.54 0.21
32 STERLITE INDS (IND) LTD 20,746 4.06 0.74 37,330 7.30 0.61
33 LIC HOUSING FINANCE LTD 20,438 4.00 0.73 12,500 2.44 0.21
34 SUZLON ENERGY LIMITED 19,004 3.71 0.68 4,488 0.88 0.07
35 RELIANCE COMMUNICATIONS L 18,820 3.68 0.67 17,348 3.39 0.28
36 CAIRN INDIA LIMITED 18,608 3.64 0.66 63,670 12.45 1.04
37 BAJAJ AUTO LIMITED 17,982 3.52 0.64 48,579 9.50 0.80
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Rank Name of SecurityTrading Value
% Sharein TotalTradingValue
Market Capitalisationas on March 31, 2012
% Sharein TotalMarket
Capitalisation(`cr) (US $ bn) (`cr) (US $ bn)
38 UNITECH LTD 17,382 3.40 0.62 7,522 1.47 0.12
39 SESA GOA LTD 17,214 3.36 0.61 16,921 3.31 0.28
40 MARUTI SUZUKI INDIA LTD. 16,773 3.28 0.60 39,017 7.63 0.64
41 VIP INDUSTRIES LTD 15,965 3.12 0.57 1,411 0.28 0.02
42 POWER FIN CORP LTD. 15,602 3.05 0.56 24,359 4.76 0.40
43 WIPRO LTD 13,644 2.67 0.49 108,201 21.15 1.77
44 IDEA CELLULAR LIMITED 13,109 2.56 0.47 32,681 6.39 0.54
45 DR. REDDY'S LABORATORIES 12,995 2.54 0.46 29,920 5.85 0.49
46 DELTA CORP LIMITED 12,808 2.50 0.46 1,544 0.30 0.03
47 UNITED SPIRITS LIMITED 12,623 2.47 0.45 7,927 1.55 0.13
48 RURAL ELEC CORP. LTD. 12,344 2.41 0.44 20,282 3.96 0.3349 EDUCOMP SOLUTIONS LTD 12,328 2.41 0.44 1,855 0.36 0.03
50 IFCI LTD 12,065 2.36 0.43 3,092 0.60 0.05
Total 1,682,505 328.89 59.86 3,043,426 594.92 49.92
Table 4-12: Top 50 Companies by Market Capitalisation as on March 31, 2012
Rank Name of Security andIndustry
Market Capitalisation% Sharein TotalMarket
Capitalisation
Trading Volume During2011-12
% Sharein TotalTrading
Volume(`cr.) (US $ bn) (`cr.) (US $ bn)
1 RELIANCE INDUSTRIES LTD 245,801 48.05 4.03 89,881 17.57 3.20
2 OIL AND NATURAL GAS CORP. 229,587 44.88 3.77 26,147 5.11 0.93
3 TATA CONSULTANCY SERV LT 228,760 44.72 3.75 45,002 8.80 1.60
4 COAL INDIA LTD 217,220 42.46 3.56 32,691 6.39 1.16
5 ITC LTD 177,107 34.62 2.91 37,168 7.27 1.32
6 INFOSYS LIMITED 164,588 32.17 2.70 87,761 17.16 3.12
7 NTPC LTD 134,195 26.23 2.20 10,305 2.01 0.37
8 STATE BANK OF INDIA 133,118 26.02 2.18 134,785 26.35 4.80
9 BHARTI AIRTEL LIMITED 128,319 25.08 2.10 49,341 9.65 1.76
10 HDFC BANK LTD 121,914 23.83 2.00 40,361 7.89 1.44
11 WIPRO LTD 108,201 21.15 1.77 13,644 2.67 0.49
12 ICICI BANK LTD. 102,586 20.05 1.68 99,161 19.38 3.53
13 HDFC LTD 99,334 19.42 1.63 52,899 10.34 1.88
14 HINDUSTAN UNILEVER LTD. 88,620 17.32 1.45 21,718 4.25 0.77
15 LARSEN & TOUBRO LTD. 80,125 15.66 1.31 71,705 14.02 2.55
16 MMTC LIMITED 78,485 15.34 1.29 2,772 0.54 0.10
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Rank Name of Security andIndustry
Market Capitalisation% Sharein TotalMarket
Capitalisation
Trading Volume During2011-12
% Sharein TotalTradingVolume
(`cr.) (US $ bn) (`cr.) (US $ bn)
17 TATA MOTORS LIMITED 74,087 14.48 1.22 68,502 13.39 2.44
18 NMDC LTD. 63,832 12.48 1.05 1,860 0.36 0.07
19 INDIAN OIL CORP LTD 63,782 12.47 1.05 3,992 0.78 0.14
20 CAIRN INDIA LIMITED 63,670 12.45 1.04 18,608 3.64 0.66
21 BHEL 62,940 12.30 1.03 33,688 6.59 1.20
22 SUN PHARMACEUTICALS IND. 59,023 11.54 0.97 11,351 2.22 0.40
23 HINDUSTAN ZINC LIMITED 55,922 10.93 0.92 3,127 0.61 0.11
24 JINDAL STEEL & POWER LTD 50,962 9.96 0.84 23,894 4.67 0.85
25 POWER GRID CORP. LTD. 50,070 9.79 0.82 9,077 1.77 0.32
26 BAJAJ AUTO LIMITED 48,579 9.50 0.80 17,982 3.52 0.64
27 GAIL (INDIA) LTD 47,726 9.33 0.78 10,997 2.15 0.39
28 AXIS BANK LIMITED 47,324 9.25 0.78 58,091 11.36 2.07
29 TATA STEEL LIMITED 45,817 8.96 0.75 51,709 10.11 1.84
30 NESTLE INDIA LIMITED 44,646 8.73 0.73 2,454 0.48 0.09
31 MAHINDRA & MAHINDRA LTD 42,991 8.40 0.71 35,300 6.90 1.26
32 ULTRATECH CEMENT LIMITED 41,508 8.11 0.68 4,495 0.88 0.16
33 HERO MOTOCORP LIMITED 41,041 8.02 0.67 24,943 4.88 0.89
34 KOTAK MAHINDRA BANK LTD 40,343 7.89 0.66 11,280 2.20 0.40
35 MARUTI SUZUKI INDIA LTD. 39,017 7.63 0.64 16,773 3.28 0.60
36 STEEL AUTHORITY OF INDIA 38,930 7.61 0.64 9,561 1.87 0.34
37 STERLITE INDS (IND) LTD 37,330 7.30 0.61 20,746 4.06 0.74
38 DLF LIMITED 34,263 6.70 0.56 38,322 7.49 1.36
39 ADANI ENTERPRISES LIMITED 33,528 6.55 0.55 10,795 2.11 0.38
40 HCL TECHNOLOGIES LTD 33,450 6.54 0.55 11,394 2.23 0.41
41 RELIANCE POWER LTD. 32,862 6.42 0.54 10,392 2.03 0.37
42 IDEA CELLULAR LIMITED 32,681 6.39 0.54 13,109 2.56 0.47
43 BANK OF BARODA 31,173 6.09 0.51 9,181 1.79 0.33
44 ASIAN PAINTS LIMITED 31,097 6.08 0.51 6,741 1.32 0.24
45 OIL INDIA LTD 30,640 5.99 0.50 2,392 0.47 0.09
46 DR. REDDY'S LABORATORIES 29,920 5.85 0.49 12,995 2.54 0.46
47 PUNJAB NATIONAL BANK 29,305 5.73 0.48 8,666 1.69 0.31
48 AMBUJA CEMENTS LTD 26,422 5.16 0.43 8,743 1.71 0.31
49 ADANI PORT & SEZ LTD 25,944 5.07 0.43 5,495 1.07 0.20
50 SIEMENS LTD 25,845 5.05 0.42 4,699 0.92 0.17
Total 3,794,630 741.77 62.24 1,396,695 273.02 49.69
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Table 4-13: NSEs 10 Most Active Trading days during the year 2011-2012
Sr No. DateHighest Single Day Trading Value
(`cr.) (US $ bn)
1 24-Feb-2012 23,570 4.61
2 17-Feb-2012 20,704 4.053 15-Feb-2012 18,737 3.66
4 2-Feb-2012 18,566 3.63
5 22-Feb-2012 18,502 3.62
6 23-Feb-2012 18,316 3.58
7 8-Feb-2012 17,128 3.35
8 16-Feb-2012 16,904 3.30
9 1-Feb-2012 16,815 3.29
10 16-Mar-2012 16,434 3.21
Table 4-14: Individual Securities Single day Trading Records-2011-12
Rank Symbol Name of Company DateTraded Value
(`cr.) (US $ bn)
1 HDFC HDFC LTD 24-Feb-12 10,438 2.04
2 INFY INFOSYS LIMITED 15-Apr-11 3,097 0.61
3 ICICIBANK ICICI BANK LTD. 30-Nov-11 2,285 0.45
4 ICICIBANK ICICI BANK LTD. 8-Feb-12 2,070 0.40
5 SBIN STATE BANK OF INDIA 17-May-11 1,983 0.39
6 SBIN STATE BANK OF INDIA 9-Nov-11 1,821 0.367 BHARTIARTL BHARTI AIRTEL LIMITED 30-Nov-11 1,802 0.35
8 INFY INFOSYS LIMITED 12-Jan-12 1,608 0.31
9 INFY INFOSYS LIMITED 18-Apr-11 1,504 0.29
10 SBIN STATE BANK OF INDIA 22-Feb-12 1,479 0.29
Note: Data has been compiled for all markets except Auction Market & Retail Debt Market
Table 4-15: Composition of S&P CNX Nifty Index as on March 30, 2012
Sl. No. Name of Security IssuedCapi-tal (`crore)
Free FloatMarketCapitali-sation (`crore)
Weight-age(Per-cent)
Beta R 2
DailyVola-tility(Per-cent)
Month-lyReturn(Per-cent)
ImpactCost(Per-cent)
1 2 3 4 5 6 7 8 9 10
1 ACC Ltd. 187.7 12,686.0 0.8 0.8 0.4 1.5 4.1 0.08
2 Ambuja Cements Ltd. 306.9 12,985.0 0.8 0.8 0.3 2.0 7.1 0.09
3 Axis Bank Ltd. 412.9 29,555.0 1.8 1.5 0.6 2.3 (2.7) 0.07
4 Bajaj Auto Ltd. 289.4 22,529.0 1.4 0.