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2/98

Fact Book

2012

NATIONAL STOCK EXCHANGE OF INDIA LIMITED


3/98

Fact Book

Copyright 2012 by National Stock Exchange of India Ltd. (NSE)

Exchange Plaza, Bandra Kurla Complex

Bandra (East), Mumbai 400 051 INDIA

All rights reserved. No part of this publication may be produced, stored

in a retrieval system or transmitted in any form by any means, electronic,

mechanical, photocopying, recording or otherwise without the written

permission of NSE, except as stated below. Single photocopies of single

chapters may be made for private study or research provided that the source

is acknowledged and NSE is notified.

NSE does not guarantee the accuracy of the data included in this publication

and accepts no responsibility whatsoever for any consequence of their use.


4/98 i

C O N T E N T S

1. National Stock Exchange of India Ltd

1-1 Trading Value of Different Market Segments ................................................................ 3

1-2 Market Capitalisation of different market segments ...................................................... 3

1-3 Records reached in different Market Segments (data from inception to March 31, 2012) .......... 3

1-4 Board of Directors of NSEIL .................................................................................... 4

1-5 Executive Committees of different market segment ...................................................... 5

2. Membership

2-1 Eligibility Criteria for Membership ........................................................................... 9

2-2 Growth and Distribution of Members .......................................................................13

3. Listing of Securities

3-1 Listing Criteria for Companies on the CM Segment of NSE ..............................................17

3-2 Listing fees in the CM segment ..............................................................................18

3-3 Companies Listed, Permitted to Trade, Available for Trading on the CM Segment ..................19

3-4 Shareholding Pattern at the end of March 2012 for companies listed at NSE .........................20

3-5 Pledged shares data as of March 2012 ......................................................................21

3-6 Eligibility Criteria for Securities on WDM Segment .......................................................21

3-7 Securities Available for Trading on WDM Segment ........................................................22

3-8 Funds Mobilisation on the Exchange ........................................................................22

3-9 Initial Public Offerings (IPOs) of Equity Shares during 2011-12 .........................................23

3-10 Resource Mobilisation through public issue of NCDs during 2011-12 ...................................24

3-11 Rights Issues during 2011-12 ..................................................................................24

3-12 Preferential Allotments by NSE Listed Companies during 2011-12 .....................................25

3-13 Amount raised through QIP during 2011-12 ................................................................30

3-14 Companies Delisted during 2011-12 .........................................................................30

4. Capital Market Segment

4-1 Business Growth of CM Segment .............................................................................33

4-2 Frequency Distribution of Companies traded ..............................................................35

4-3 Trading Frequency of Companies in Cash Segment during 2011-12 ....................................35

4-4 Advances/Declines in Cash Segment of NSE during 2011-12 (No. of Securities) .....................36

4-5 City-wise Turnover in the CM segment ......................................................................36

4-6 Internet Trading Value in the CM segment in comparison with total trading volumes at NSE ......37

Contd...


5/98

4-7 Details of Asset Management Companies Listed on NSE as of March 2012 ............................37

4-8 NSE CM transaction charges ..................................................................................38

4-9 The existing rates of Securities Transaction Tax (STT) for CM segment ...............................38

4-10 Percentage Share of Top N Securities/Member in Turnover ...........................................39

4-11 50 Most Active Securities during 2011-12 in Terms of Trading Value .................................40

4-12 Top 50 Companies by Market Capitalisation as on March 31, 2012 ...................................41

4-13 NSEs 10 Most Active Trading days during the year 2011-2012 ..........................................43

4-14 Individual Securities Single day Trading Records-2011-12 ...............................................43

4-15 Composition of S&P CNX Nifty Index as on March 30, 2012 ..............................................43

4-16 Composition of S&P CNX Nifty Index as on March 31, 2012 ..............................................45

4-17 Industry-wise Weightages of S&P CNX NIFTY Securities as on 30th March, 2012 .....................47

4-18 S&P CNX NIFTY Index ..........................................................................................47

4-19 CNX NIFTY Junior Index .......................................................................................49

4-20 Performance of NSE Indices during the year 2011-12 ....................................................50

4-21 Mutual Funds/ETFs: No of Trades and Trading Value .....................................................50

4-22 Settlement Statistics for CM Segment ......................................................................51

5. Wholesale Debt Market segment

5-1 Business Growth of WDM Segment ...........................................................................55

5-2 Security-wise Distribution of WDM Trades ..................................................................57

5-3 Participant wise Distribution of WDM Turnover ............................................................59

5-4 Share of Top N Securities/Trading Members/Participants in Turnover in WDM Segment ..........61

5-5 Market Capitalisation of WDM Securities ...................................................................62

5-6 FIMMDA NSE MIBID/MIBOR Rates 2011-12 ...................................................................64

5-7 1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2012 ......64

5-8 Corporate Bond Trades at NSE (2011-12) ...................................................................65

6. Equity Futures & Options segment

6-1 Business Growth of Futures & Options Market Segment .................................................69

6-2 Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2011-12) .................71

6-3 Internet Trading in the F&O Segment of the Exchange ..................................................71

6-4 Records Achieved in the F&O Segment: 2011-12 ..........................................................71

6-5 Participant wise Trading Value in the F&O Segment (2011-12) .........................................72

6-6 Number of members in different turnover brackets in Futures and Options segment ..............73

Contd...

Contd...


6/98 iii

6-7 Number of members in different turnover brackets in Futures and Options Segment ..............74

6-8 Segment wise Contribution of Top N Members to turnover on Futures and Options segment ....75

6-9 Top 20 Futures contracts according to number of contracts 2011-12 ..................................76

6-10 Top 20 Option contracts according to number of contracts traded 2011-12 ..........................76

6-11 Number of trades in the Futures & Options Segment ....................................................77

6-12 Settlement Statistics in F&O Segment ......................................................................78

7. Currency Derivatives Segment

7-1 Business Growth of Currency Derivatives Segment at NSE ...............................................81

7-2 Records Achieved in the Currency Futures & Options ....................................................82

7-3 Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2011-2012 .....82

7-4 Settlement Statistics of Currency Derivatives Segment at NSE .........................................82

7-5 Business Growth of Interest Rate Futures ..................................................................83

7-6 Records Achieved in the Interest Rate Futures ............................................................84

7-7 Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2011-2012 ...................................84

7-8 Settlement Statistics in Interest Rate Futures Segment at NSE ........................................84

8. Investor Services, Arbitration

8-1 Receipt and Disposal of Investor Grievance ................................................................87

8-2 Status Report of Arbitration Matters ........................................................................87

Contd...


7/98


8/98

National Stock Exchange

of India

1


9/98


10/98 3

1National Stock Exchange of India

Table 1-1: Trading Value of Different market segments

(` Crores)

Segment/Year 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12

Capital Market 1,945,287 3,551,038 2,752,023 4,138,024 3,577,412 2,810,893

Equity Futures & Options 7,356,242 13,090,478 11,010,482 17,663,665 29,248,221 31,349,732

Wholesale Debt Market 219,106 282,317 335,952 563,816 559,447 633,179

Currency F&O * -- -- 162,272 1,782,608 3,449,788 4,674,990

Interest Rate Futures ** -- -- -- 2,975 62 3,959

Total 9,520,635 16,923,833 14,260,729 24,151,088 36,834,929 39,472,753

* Trading in Currency Futures commenced on August 28, 2008

** Trading in Interest Rate Futures commenced on August 31,2009

Table 1-2: Market Capitalisation of different market segments

(` Crores)

Segment/Year Mar-07 Mar-08 Mar-09 Mar-10 Mar-11 Mar-12

CM 3,367,350 4,858,122 2,896,194 6,009,173 6,702,616 6,096,518

WDM 1,784,801 2,123,346 2,848,315 3,165,929 3,594,877 4,272,736

Total 5,152,151 6,981,468 5,744,510 9,175,102 10,297,493 10,369,254

Table 1-3: Records reached in different market segments(data from inception to March 31, 2012)

Parameter Date Magnitude

Capital Market Segment

Record Number of trades 19-May-09 11,260,392

Traded Quantity 19-May-09 19,225.95 Lakh

Turnover 19-May-09 40,151.91 Crores

Market Capitalisation 5-Nov-10 75,60,607.49 Crores

Futures & Options Segment

No. of trades 24-Feb-11 3,029,676

Number of contracts traded 24-Feb-11 10,497,798

Turnover 24-Feb-11 277,277.49 Crores

Currency Derivatives Segment

No. of trades 24-Mar-11 90,563

Number of contracts traded 24-Mar-11 5,601,637

Turnover 24-Mar-11 25532.16 Crores

Contd...


11/98

Parameter Date Magnitude

Wholesale Debt Market Segment

No. of trades 25-Aug-03 2,074

Turnover 13911.57 Crores

Table 1-4: Board of Directors of NSE*

1 Dr. Vijay L Kelkar

Former Chairman, Finance Commission, India

Former Union Finance Secretary and Advisor to the

Finance Minister

Chairman

2 Mr. Ravi Narain

National Stock Exchange of India Limited

Managing Director

3 Ms. Chitra Ramkrishna

National Stock Exchange of India Limited

Joint Managing Director

4 Mr. M. V Subbiah

Former Chairman

Murugappa Group of Companies

Director

5 Mrs Pratima Umarji

Former Principal Secretary (Legislation) Maharashtra State Government

Director

6 Mrs. Ranjana Kumar

Former Vigilance Commissioner, Central Vigilance Commission, Former

Chairperson, National Bank for Agriculture and Rural Development (NABARD)

and Indian Bank

Director

7 Mr. A. P. Kurian

Former ChairmanAssociation of Mutual Funds in India

Director

8 Dr. Rajiv B. Lall

Managing Director & CEO

IDFC Limited

Director

9 Mr. S. B. Mainak

Executive Director

(Investment-Operations)

Life Insurance Corporation of India

Director

10 Mr. Y. H. Malegam

Chairman Emeritus

M/s. S.B. Billimoria & Co.Chartered Accountants

Director

11 Mr. S. B. Mathur

Secretary General, Life Insurance Council & Former Chairman,

Life Insurance Corporation of India

Director

12 Dr. KRS Murthy

Professor & Former Director

Indian Institute of Management, Bangalore

Director

13 Mrs. Shymala Gopinath

Former Deputy Governor, Reserve Bank of India

Director

Contd...

Contd...


12/98 5

14 Dr. V. A. Sastry

Director, MUSA Software Engineering Pvt. Ltd.

Former Director, Infosys Technologies Ltd.

Director

15 Mr. Deepak M Satwalekar

Former Managing Director & CEO

HDFC Standard Life Insurance Company Ltd.

Director

* As on June 04, 2012

Table 1-5: Executive Committees of different market segments *

I CM & WDM SEGMENTS

1 Mr. Ravi Narain Managing Director & CEO, National Stock

Exchange of India Limited

Chairman

2 Mr. D. C. Anjaria Director, International Financial Solutions

Pvt. Ltd.

Public Representative

3 Mr. Kantheti Pratap Managing Director

Zen Securities Limited

Trading Member

4 Mr. Vimal Bhandari MD & CEO, Indostar Capital Finance Pvt. Ltd. Public Representative

5 Dr. Mukesh Kansal Chairman & Managing Director

Trustline Securities Limited

Trading Member

6 Mr. Y. H. Malegam Chairman Emeritus, M/s. S.B.Billimoria &

Co., Chartered Accountants


7 Mr. Gagan Rai Managing Director & CEO, National Securities

Depository Limited

Other Nominees

8 Ms. Chitra Ramkrishna Joint Managing Director, National Stock


Other Nominees

9 Mr. Anubhav Bhatter Managing Director

BMA Weath Creators Limited

Trading Member

10 Mr. Shankar Vailaya Director-Operations, M/s Sharekhan Ltd. Trading Member

11 Mr. P. M. Venkatasubramanian Former Managing Director, GIC Other Nominees

11 Mr. P. M. Venkatasubramanian Former Managing Director, GIC Other Nominees

II F&O MARKET SEGMENT

1 Mr. Ravi Narain Managing Director, National Stock Exchange

of India Limited

Chairman

2 Mr. D.C.Anjaria Director, International Finance Solutions Pvt.

Ltd.


3 Prof. V. Ravi Anshuman Professor, Indian Institute of Management,

Bangalore


4 Mr. Motilal Oswal Promoter, Motilal Securities Limited Trading Member

5 Mr. Hemant Majethia Chief Executive Officer

Ventura Securities Limited

Trading Member

6 Mr. M. Raghavendra Former General Manager, General Insurance

Corporation of India

Other Nominees

7 Mr. A.V. Rajwade Independent Forex & Treasury Management

Consultant


Contd...

Contd...


13/98



Other Nominees

9 Mr. Shailesh Haribhakti Executive Chairman and Managing Partner

BDO Haribhakti

Chartered Accountants


III CD SEGMENT

1 Mr. Ravi Narain Managing Director & CEO, National Stock


Chairman

2 Mr. Pawan Bajaj General Manager-Treasury, Bank of India Trading Member

3 Mr. M. G.Bhide Former Chairman, Bank of India Public Representative

4 Mr. Conrad Dsouza Senior General Manager, Treasury, Housing

Development Finance Corporation Limited


5 Mr. N.S. Venkatesh Chief General Manager

IDBI Bank Limited

Trading Member



Other Nominees

7 Mr. Suresh Senapaty Chief Financial Officer & Director,Wipro

Limited


* As on June 04, 2012

Contd...


14/98

Membership

2


15/98


16/98


17/98

C

ontd...

Contd...

RequirementsforProfessionalCle

aringMemberhip

(A

llvaluesin`lakh)

Particulars

CMSegment

F&OSegmen

t

CMandF&O

Segment

NetWorth

300

300

300

InterestFreeSecurityDeposit(IFSD

)*

25

25

40

CollateralSecurityDeposit(CSD)

25

25

50

AnnualSubscription

2.5

Nil

2.5

*

TheProfessionalClearingMember

(PCM)isrequiredtobringinIFSDo

f`2

lakhandCSDof`8

lakhpertradingmemberwhosetradesheundertakestoclear

intheF&OsegmentandIFSDof6lakhandCSDof`1

7.5lakh(`9

la

khand`2

5lakhrespectivelyforcorporateMembers)pertradingmem

berintheCM

segment.

INDIVIDUALS/PARTNERSHIPFIRMS

(Amountin`lakh)

Particulars

CM

CMandF&

O

WDM

CMandWDM

CM,WDMandF&O

NetWorth

75

75(MembershipinCM

segmentandTrading

membershipinF

&O

segment)

100(Membership

inCM

segmentandTrading

andSelfclearing

membershipinF

&O

segment)

300(Membership

inCM

segmentandTradingand

Clearingmembershipin

F&Osegment)

200

200

200(Membershipin

WDMsegment,CM

segmentandTrading/

TradingandSelfClearing

membershipinF&O

segment)

300(MembershipinWDM

segment,CMsegment

andTradingandclearing

membershipinF&O

segment)

InterestFreeSecurity

Deposit(IFSD)withNSEIL

26.5

51.5

50

76.5

101.5

InterestFreeSecurity

Deposit(IFSD)with

NSCCL

6

6*

NIL

6

6*

CollateralSecurity

Deposit(CSD)with

NSCCL

17.5

17.5**

NIL

17.5

17.5**

AnnualSubscription

0.5

0.5

NIL

0.5

0.5


18/98 11

Contd...

C

ontd... P

articulars

CM

CMandF&

O

WDM

CMandWDM

CM,WDMandF&O

AdvanceMinimum

TransactionChargesfor

FuturesSegment

NIL

1

NIL

NIL

1

Education

Proprietor/Two

Partners

shouldbeHSC.

Dealersshouldalsohave

passedS

EBIapproved

certifica

tiontestfor

CapitalMarket-Capital

MarketM

oduleofNCFM.

Proprietor/Two

Partnersshouldb

eHSC.


passedSEBIappr

oved

certificationtest

for

CapitalMarket&

Derivatives.

Proprietor/Two

PartnersshouldbeHSC.


passedFIMMDA-NSEDebt

Market(BasicModule)of

NCFM.

Proprietor/Two



passed

FIMMDA-NSEDebt

Market(BasicModule)of

NCFM&SEBIapproved

certificationtestfor

CapitalMarket-Capital

MarketModuleofNCFM.

Proprie

tor/Two



passed

FIMMDA-NSEDebt

Market

(BasicModule)of

NCFM&

SEBIapproved

certific

ationtestfor

CapitalMarket&

Derivatives.

Experience

---------------Tw

oyear'sexperienceinsecuritiesm

arket-----------------------

Othereligibilitycriteria

Theapplicantshouldnotbeengagedinany

fundbasedactivity.TheProprietor/Partnersshouldnotbedefaulters

onanystock

exchangeandsholdnotbedebarredbySEB

IforbeingassociatedwithcapitalmarketasintermediariesFurther,P

artnershipfirms

shouldn

otbeengagedinanybusinessothe

rthanSecurities.

*

AdditionalInterestFreeSecurityDeposit(IFSD)of`2

5lakhswithNSCCLisrequiredforTradingandClearingMember(TM-CM)andforTradingandSelfclearingMember(TM/SCM).

*

*AdditionalCollateralSecurityDeposit(CSD)of`2

5lakshwithNSCCLisrequire

dforTradingandClearingMember(TM-CM)andforTradingandSelfclearingMe

mber(TM/SCM).

Inaddition,amemberclearingforothersisrequiredtobringinIFSDof`2

lakhandCSDof`8

lakhpertradingmember

heundertakestoclearintheF&Osegm

ent.

CURRENCYDERIVATIVES-Corporat

es,IndividualsandFirms

(Amountin`lakh)

Particulars

NSEMembers

NewApplicants

Tr

ading

Mem

bership

TradingCum

SelfClearing

Membership

Tr

adingCum

Clearing

M

embership

Trading

Membership

Tradingcum

SelfClearing

Membership

Tradingcum

Clearing

Membership

Professional

Clearing

Membership

Networth

100

500

1000

100

500

1000

1000

CashtoNSEIL

2

2

2

2

2

2

-

Non-cashtoNSEIL

8

8

8

13

18

18

-

CashtoNSCCL

-

25

25

-

25

25

25

NoncashtoNSCCL

-

25

25

-

25

25

25


19/98


20/98 13

Table 2-2: Growth and Distribution of Members

Month/Year(end of period)

CM WDM CDS CM/WDM/F&O/CDS

TOTAL

Mar-11 99 3 56 1,215 1,373

Apr-11 99 3 56 1,218 1,376

May-11 100 3 56 1,223 1,382

Jun-11 100 3 57 1,226 1,386

Jul-11 101 3 58 1,224 1,386

Aug-11 101 3 58 1,225 1,387

Sep-11 101 3 59 1,223 1,386

Oct-11 100 3 60 1,230 1,393

Nov-11 102 3 60 1,234 1,399

Dec-11 101 3 59 1,232 1,395

Jan-12 98 4 59 1,231 1,392

Feb-12 96 4 59 1,232 1,391

Mar-12 99 4 61 1,238 1,402


21/98


22/98

Listing of Securities

3


23/98


24/9817

3Listing of SecuritiesTable 3-1: Listing Criteria for Companies on the CM Segment of NSE

Criteria Initial Public Offerings (IPOs) Companies listed on other exchanges

Paid-upEquity Capital(PUEC)/MarketCapitalisation(MC) /Net Worth

PUEC `10 cr. and MC `25 cr. PUEC `10 cr. and MC `25 cr. OR

PUEC `25 cr. OR

MC `50 cr. OR

The company shall have a net worth of not

less than ` 50 crores in each of the preceding

three financial years.

Company/Promoter's TrackRecord

Atleast 3 years track record of either

a) the applicant seeking listing OR

b) the promoters/promoting company

incorporated in or outside India OR

c) Partnership firm and subsequentlyconverted into Company not

in existence as a Company for

three years) and approaches the

Exchange for listing. The Company

subsequently formed would be

considered for listing only on

fulfillment of conditions stipulated

by SEBI in this regard.

Atleast three years track record of either

a) the applicant seeking listing; OR

b) the promoters/promoting company,

incorporated in or outside India.

Dividend Record/ Net worth /Distributable

Profits

-- Dividend paid in at least 2 out of the last

3 financial years immediately preceding

the year in which the application has been

made OR The networth of the applicantsatleast ` 50 crores OR The applicant has

distributable profits in at least two out of the

last three financial years.

Listing Listed on any other stock exchange forat least last three years OR listed on the

exchange having nationwide trading terminals

for at least one year.

OtherRequirements

(a) No disciplinary action by other

stock exchanges/regulatory

authority in past 3 yrs.

(b) Satisfactory redressal mechanismfor investor grievances,

(c) distribution of shareholding

(d) details of litigation record in past 3

years.

(e) Track record of Directors of the

Company

(a) No disciplinary action by other stock

exchanges/regulatory authority in past 3

yrs.

(b) Satisfactory redressal mechanism forinvestor grievances,

(c) distribution of shareholding and

(d) details of llitigation record in past 3 years

(e) Track record of Directors of the Company

(f) Change in control of a Company/

Utilisation of funds raised from public

Note:

1. (a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.

(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up

equity capital after the proposed issue for which listing is sought shall be taken into account.

2. (a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.

(b) In case of case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated by


25/98

using a 12 month moving average of the market capitalisation over a period of six months immediately preceding the

date of application. For the purpose of calculating the market capitalisation over a 12 month period, the average

of the weekly high and low of the closing prices of the shares as quoted on the National Stock Exchange during the

last twelve months and if the shares are not traded on the National Stock Exchange such average price on any of the

recognised Stock Exchanges where those shares are frequently traded shall be taken into account while determining

market capitalisation after making necessary adjustments for Corporate Action such as Rights / Bonus Issue/Split.

3. In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be

applicable to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions,

Nationalised Banks, Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant

statutes, guidelines, circulars, clarifications etc. that may be issued by various regulatory authorities from time to time

4. Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off

- negative balance in profit and loss account to the extent not set off.

5. Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and

shall be holding at least 20 % of the post issue equity share capital individually or severally.

6. In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as

eligible for listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange

for listing after six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be

computed based on the period from the IPO to the time of listing.

Table 3-2: Listing fees in the CM segment

Particulars Amount (`)

Initial Listing fees 50,000

Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)

a) Upto `5 Crores 18,000

b) Above `5 Crores and upto `10 Crores 31,500

c) Above `10 Crores and upto `20 Crores 57,500

d) Above `20 Crores and upto `30 Crores 90,000

e) Above `30 Crores and upto `40 Crores 1,00,000

f) Above `40 Crores and upto `50 Crores 1,05,000

g) Above `50 Crores and upto `100 Crores 1,75,000

h) Above `100 Crores and upto `150 Crores 2,00,000

i) Above `150 Crores and upto `200 Crores 2,40,000

j) Above `200 Crores and upto `250 Crores 2,75,000

k) Above `250 Crores and upto `300 Crores 3,10,000

l) Above `300 Crores and upto `350 Crores 3,40,000

m) Above `350 Crores and upto `400 Crores 3,75,000

n) Above `400 Crores and upto `450 Crores 4,35,000

o) Above `450 Crores and upto `500 Crores 5,00,000

Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than 500 croreswill have to pay a minimum fees of `5,00,000/- and an additional listing fees of `3,400/- for every increase of `5crores or part thereof in the paid up share, bond and/ debenture and/or debt capital etc.

Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than `1,000crores will have to pay minimum fees of 8,50,000/- and an additional listing fees of 3,700/- for every increase of`5 crores or part thereof in the paid up share, bond and/or debenture and/or debt capital etc


26/9819

Table 3-3: Companies Listed, Permitted to Trade,Available for Trading on the CM Segment

Month/Year No. of CompaniesListed *

No. of CompaniesPermitted *

No. of CompaniesAvailable for

Trading * @

MarketCapitalisation

(`Cr) *Nov-94 - 300 300 292,637Mar-95 135 543 678 363,350Mar-96 422 847 1,269 401,459Mar-97 550 934 1,484 419,367Mar-98 612 745 1,357 481,503Mar-99 648 609 1,254 491,175Mar-00 720 479 1,152 1,020,426Mar-01 785 320 1,029 657,847Mar-02 793 197 890 636,861Mar-03 818 107 788 537,133Mar-04 909 18 787 1,120,976

Mar-05 970 1 839 1,585,585Mar-06 1,069 -- 929 2,813,201Mar-07 1,228 - 1,084 3,367,350Mar-08 1,381 -- 1,236 4,858,122Mar-09 1,432 -- 1,291 2,896,194Mar-10 1,470 37 1,359 6,009,173Apr-10 1,478 36 1,367 6,117,858

May-10 1,484 36 1,374 5,932,578

Jun-10 1,490 45 1,388 6,229,136

Jul-10 1,497 45 1,392 6,340,120

Aug-10 1,504 54 1,408 6,393,418

Sep-10 1,512 54 1,412 6,958,534

Oct-10 1,530 60 1,435 7,055,094

Nov-10 1,536 59 1,440 6,894,912

Dec-10 1,552 59 1,456 7,139,310

Jan-11 1,558 59 1,462 6,441,491

Feb-11 1,563 61 1,470 6,195,967

Mar-11 1,574 61 1,484 6,702,616Apr-11 1,578 61 1,488 6,753,614

May-11 1,585 61 1,495 6,569,743

Jun-11 1,599 61 1,509 6,574,743

Jul-11 1,606 60 1,514 6,462,238

Aug-11 1,615 60 1,523 5,921,684

Sep-11 1,622 60 1,530 5,820,334

Oct-11 1,631 66 1,543 6,101,891

Nov-11 1,633 66 1,545 5,547,723Dec-11 1,640 71 1,556 5,232,273

Jan-12 1,641 71 1,557 5,937,039

Feb-12 1,644 71 1,560 6,233,250

Mar-12 1,646 73 1,563 6,096,518

* At the end of the period.

@ Excludes suspended companies.

# S&P CNX Nifty Index commenced from November 3, 1995.

## CNX Nifty Junior commenced from November 4, 1996.

No. Of Compamies Traded excludes Mututal Funds and ETFs

Demat turnover includes turnover of all securities which are available for trading in Demat mode

Please note that the Exchange conducted a special live trading session on Sunday, May 16, 2010 on auspicious occasion of

Akshaya Tritiya for trading in Gold Exchange Traded Fund securities only.

Data for Column Nos. F to V has been compiled for all markets except Auction Market & Retail Debt Market.


27/98

Table3-4:ShareholdingPatternatt

heendofMarch2012forcompanieslistedatNSE

Sectors

PROMOT

ERS

PUBLIC

Shares

heldby

Custodians

andagainst

which

Depository

Receipts

havebeen

issued

INSTITUTIONAL

NON-INSTITUTIONAL

Indian

Promoters

Foreign

Promoters

Financial

Insitutions/

Banks/Central

Government/

State

Government/

Insurance

Companies

Foreign

Institutional

Investor

s

Mutual

Funds

Venture

Capital

Funds

including

Foreign

Venture

Capital

Funds

AnyOth

er

Bodies

Corporate

-No.

Individuals

Any

other

Ban

ks

45

.24%

2.0

4%

9.2

6%

15.90%

2.9

2%

0.0

7%

0.

14%

5.4

9%

15

.37%

1.7

9%

1.7

9%

Eng

ineer

ing

48

.76%

3.3

1%

3.1

1%

5.13%

5.0

0%

1.1

3%

0.

44%

8.2

1%

20

.03%

4.7

8%

0.0

9%

Finance

48

.62%

2.4

8%

2.5

5%

8.44%

1.6

2%

0.0

2%

0.

59%

8.7

4%

21

.81%

4.6

3%

0.5

1%

FMCG

45

.76%

7.4

8%

2.1

6%

9.36%

2.4

9%

0.2

4%

0.

02%

9.0

2%

18

.63%

3.1

7%

0.0

4%

Informa

tion

Tec

hno

logy

33

.10%

10

.20%

1.5

8%

7.30%

1.9

2%

0.9

4%

0.

01%

10

.25%

28

.22%

5.3

5%

1.1

4%

Infras

truc

ture

57

.61%

3.5

6%

5.6

1%

5.93%

3.8

4%

0.4

9%

0.

00%

6.3

4%

12

.81%

3.1

4%

0.6

9%

Manu

fac

turing

48

.23%

6.4

6%

2.7

0%

4.81%

2.3

1%

0.0

6%

0.

14%

9.6

7%

21

.80%

3.1

2%

0.6

9%

Me

dia&

En

terta

inmen

t

49

.58%

4.5

0%

0.4

4%

5.77%

2.4

1%

0.0

0%

0.

00%

10

.49%

19

.55%

4.4

3%

1.6

1%

Pe

troc

hem

ica

ls

45

.43%

10

.56%

2.9

6%

4.51%

2.1

2%

0.0

0%

0.

12%

8.8

6%

19

.36%

3.8

9%

2.1

9%

Pharmaceu

tica

ls

44

.71%

8.1

1%

2.1

7%

6.18%

2.8

4%

0.1

5%

0.

38%

8.8

5%

21

.28%

3.6

3%

1.7

0%

Serv

ices

45

.45%

13

.93%

3.2

7%

5.44%

2.3

1%

0.1

4%

0.

00%

10

.22%

14

.67%

3.9

2%

0.6

6%

Te

lecommun

ica

tion

47

.86%

4.3

9%

5.6

2%

5.72%

0.6

2%

0.1

9%

0.

00%

11

.72%

16

.86%

4.9

7%

2.0

5%

Misce

llaneous

50

.47%

3.4

1%

1.4

2%

6.07%

1.4

2%

0.1

2%

0.

11%

9.0

7%

20

.75%

5.2

7%

1.1

0%

GrandTotal

46.87%

6.53%

2.75%

6.0

0%

2.29%

0.18%

0.16%

9.37%

21.11%

3.70%

0.88%


28/9821

Table 3-5: Pledged shares data as of March 2012

SectorClassification

IndianPromoters

ForeignPromoters

Total PromotersHolding

%age ofpromotersownership

pledgedBanks 45.24 2.04 47.27 1.46

Engineering 48.76 3.31 52.07 8.84

Finance 48.62 2.48 51.10 5.02

FMCG 45.76 7.48 53.24 13.21

Information Technology 33.10 10.20 43.30 14.25

Infrastructure 57.61 3.56 61.17 17.46

Manufacturing 48.23 6.46 54.68 13.59

Media & Entertainment 49.58 4.50 54.08 15.64

Petrochemicals 50.47 3.41 53.88 11.27Pharmaceuticals 45.43 10.56 55.98 13.84

Services 44.71 8.11 52.82 19.34

Telecommunication 45.45 13.93 59.38 19.30

Miscellaneous 47.86 4.39 52.25 9.85

Total 46.87 6.53 53.40 12.82

Table 3-6: Eligibility Criteria for Securities on WDM Segment

Issuer Eligibility Criteria for listing

Public Issue /Private Placement

Corporates (Public limited companies

and Private limited companies) Paid-up capital of `10 crores; or Market capitalisation of `25 crores (In case of unlisted companies Networth more than `25 crores) Credit rating

Public Sector Undertaking, Statutory

Corporation established/ constituted

under Special Act of Parliament /

State Legislature, Local bodies/

authorities,

Credit rating

Mutual Funds:Units of any SEBI registered Mutual

Fund/scheme :

Investment objective to invest

predominantly in debt or

Scheme is traded in secondary

market as debt instrument

Qualifies for listing under SEBIs Regulations

Infrastructure companies

Tax exemption and recognition

as infrastructure company under

related statutes/regulations

Qualifies for listing under the respective Acts, Rules or

Regulations under which the securities are issued.

Credit rating

Contd...


29/98

Issuer Eligibility Criteria for listing

Public Issue /Private Placement

Financial Institutions u/s. 4A of

Companies Act, 1956 including

Industrial Development Corporations

Public Issue Private Placement

Qualifies for listing under

the respective Acts, Rules or

Regulations under which the

securities are issued.

Credit rating

Banks Scheduled banks

Networth of `50 crores orabove

Qualifies for listing under

the respective Acts, Rules

or Regulations under which

the securities are issued.

Scheduled Banks

Networth of `50 crores orabove

Credit rating

Table 3-7: Securities Available for Trading on WDM Segment (as on March 31)

Securities 2010 2011 2012

Number Amount Amount Number Amount Amount Number Amount Amount

(`cr) (US $bn)

(`cr) (US $bn)

(`cr) (US $bn)

Government

Securities1,461 2,472,978 547.85 1,508 2,840,182 636.10 1,548 3,303,037 645.67

T-Bills 54 137,500 30.46 54 140,418 31.45 52 266,684 52.13

PSU Bonds 795 161,904 35.87 852 191,542 42.90 971 246,645 48.21

Institutional.

Bonds299 77,568 17.18 361 103,973 23.29 443 146,589 28.66

Bank Bonds 518 164,385 36.42 518 182,616 40.90 509 189,289 37.00

Corporate

Bonds992 133,428 29.56 1,166 169,337 37.93 1,605 201,459 39.38

Others 21 3,117 0.69 20 3,518 0.79 20 3,518 0.69

Total 4,140 3,150,880 698.02 4,479 3,631,587 813.35 5,148 4,357,221 851.74

Table 3-8: Funds Mobilisation on the Exchange

2010-11 2011-12

Particulars No. ofIssues

Amount Amount No. ofIssues

Amount Amount

`crore US $ bn `crore US $ bn

Equity Public Issues

IPOs 51 33,391 7.48 26 4,871 0.95

FPOs 4 13,044 2.92 1 4,578 0.89

IDR issue 1 2,486 0.56 0 - -

Contd...

Contd...


30/9823

Contd...

2010-11 2011-12

Particulars No. ofIssues

Amount Amount No. ofIssues

Amount Amount

`crore US $ bn `crore US $ bn

Rights Issues 18 8,414 1.88 11 6,629 1.30

QIP 48 23,021 5.16 10 2,154 0.42

Preferential Allotment 279 29,042 6.50 184 22,886 4.47

Non-Convertible Debentures

Public Issue 7 8,882 1.99 9 25,383 4.96

Total 408 118,279 26.49 241 66,503 13.00

Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2011-12

Sr.No. Company Name Issue Size(`Crores) Date ofListing No. ofsecuritiesissued

IssuePrice

1 Shilpi Cable Technologies Limited 55.87 8-Apr-11 8,098,762 69

2 Muthoot Finance Limited 901.25 6-May-11 51,500,000 175

3 Paramount Printpackaging Limited 45.83 6-May-11 13,094,175 35

4 Future Ventures India Limited 750.00 10-May-11 750,000,000 10

5 Servalakshmi Paper Limited 60.00 12-May-11 20,689,656 29

6 Innoventive Industries Limited 217.41 13-May-11 18,581,650 117

7 Sanghvi Forging and Engineering Limited 36.90 23-May-11 4,341,195 85

8 Aanjaneya Lifecare Limited 117.00 27-May-11 5,000,000 2349 Timbor Home Limited 23.25 22-Jun-11 3,690,000 63

10 Rushil Decor Limited 40.63 7-Jul-11 5,643,750 72

11 Bharatiya Global Infomedia Limited 55.10 28-Jul-11 6,720,000 82

12 Inventure Growth & Securities Limited 81.90 4-Aug-2011 7,000,000 117

13 L&T Finance Holdings Limited 1,245.00 12-Aug-2011 237,705,361 52

14 Tree House Education & Accessories Limited 112.06 26-Aug-2011 8,432,189 135

15 Brooks Laboratories Limited 63.00 5-Sep-2011 6,300,000 100

16 TD Power Systems Limited 227.00 8-Sep-11 8,867,187 256

17 SRS Limited 203.00 16-Sep-11 35,000,000 58

18 Vaswani Industries Limited 49.00 20-Sep-11 10,000,000 49

19 PG Electroplast Limited 120.64 26-Sep-11 5,745,000 210

20 Prakash Constrowell Limited 60.00 4-Oct-11 4,347,826 138

21 Tijaria Polypipes Limited 60.00 14-Oct-11 10,000,407 60

22 Onelife Capital Advisors Limited 36.85 17-Oct-11 3,350,000 110

23 Flexituff International Limited 104.62 19-Oct-11 6,750,000 155

24 Taksheel Solutions Limited 82.50 19-Oct-11 5,500,000 150

25 M AND B Switchgears Limited 93.00 20-Oct-11 5,000,000 186

26 Indo Thai Securities Limited 29.60 2-Nov-11 4,000,000 74


31/98

Table 3-10: Resource Mobilisation through public issue of NCDs during 2011-12

S.No. Name of the Company Date AmountMobilised(`crore)

AmountMobilised(Us $ mn)

1 Housing & Urban Development Corporation Limited 20-Mar-12 4,684.72 915.762 National Highways Authority of India 8-Feb-12 10,000.00 1,954.79

3 Infrastructure Development Finance Company Limited 4-Jul-11 727.27 142.16

4 Infrastructure Development Finance Company Limited 28-Mar-12 702.59 137.34

5 India Infoline Investment Services Limited 24-Aug-11 750.00 146.61

6 Indian Railway Finance Corporation Limited 3-Feb-12 6,268.89 1,225.43

7 Muthoot Finance Limited 20-Sep-11 693.28 135.52

8 Shriram City Union Finance Limited 2-Sep-11 750.00 146.61

9 Shriram Transport Finance Company Limited 18-Jul-11 806.62 157.68

Total 25,383.37 4,961.91

Table 3-11: Rights Issues during 2011-12

S. No. Company Name Date ofListing

AmountMobilised(`Crore)

AmountMobilised(US $ mn)

1 Karur Vysya Bank Limited 5-Apr-11 456.94 89.32

2 The Karnataka Bank Limited 6-Apr-11 457.03 89.34

3 Arrow Textiles Limited 11-Apr-11 5.99 1.17

4 Central Bank of India 21-Apr-11 2,497.39 488.19

5 State Bank Of Bikaner And Jaipur 27-Apr-11 780.00 152.47

6 Karur Vysya Bank Limited17-Jun-11 436.86 85.40

27-Jun-11 7.33 1.43

7 Automotive Stampings and Assemblies Limited 25-Jul-11 29.46 5.76

8 JK Paper Limited 9-Sep-11 245.58 48.01

9 Bajaj Hindusthan Limited 3-Nov-11 1,479.75 289.26

10 Fame India Limited 6-Mar-12 89.28 17.45

11 Gayatri Projects Limited 29-Mar-12 143.75 28.10Total 6,629.36 1,295.90


32/9825

Table 3-12: Preferential Allotments by NSE Listed Companies during 2011-12

S.No. Company Name Amount Raised_____________

`Crore

Amount Raised_____________

US $ mn

1 Allied Digital Services Limited 5.54 1.08

2 Aegis Logistics Limited 68.27 13.35

3 Allahabad Bank 670.00 130.97

4 Amtek Auto Limited 302.40 59.11

5 Andhra Bank 1,173.00 229.30

6 Ansal Housing and Construction Limited 7.00 1.37

7 Apar Industries Limited 80.00 15.64

8 Apollo Hospitals Enterprise Limited 119.21 23.30

9 Arihant Foundations & Housing Limited 9.97 1.95

10 B.A.G Films and Media Limited 13.60 2.66

11 Bank Of Baroda 2,461.00 481.07

12 Bank Of India 1,010.00 197.43

13 Bharati Shipyard Limited 10.96 2.14

14 Bharati Shipyard Limited 27.57 5.39

15 Bhartiya International Limited 3.44 0.67

16 Bhartiya International Limited 2.58 0.50

17 Birla Cotsyn (India) Limited 5.69 1.11

18 Bombay Dyeing & Mfg Company Limited 101.87 19.91

19 Bombay Dyeing & Mfg Company Limited 40.12 7.84

20 Bombay Rayon Fashions Limited 81.06 15.85

21 Bombay Rayon Fashions Limited 65.75 12.85

22 Burnpur Cement Limited 20.52 4.01

23 C & C Constructions Limited 50.00 9.77

24 Celestial Biolabs Limited 5.94 1.16

25 Clutch Auto Limited 6.25 1.22

26 Clutch Auto Limited 4.14 0.81

27 CORE Education & Technologies Limited 67.53 13.20

28 Corporation Bank 309.00 60.40

29 Crew B.O.S. Products Limited 0.38 0.0730 Delta Corp Limited 108.78 21.26

31 Dena Bank 539.00 105.36

32 The Dhampur Sugar Mills Limited 2.74 0.54

33 Dhanus Technologies Limited 166.54 32.55

34 Dhanus Technologies Limited 133.46 26.09

35 Dharani Sugars & Chemicals Limited 15.82 3.09

36 Edserv Softsystems Limited 3.33 0.65

37 Edserv Softsystems Limited 35.00 6.84

Contd...


33/98


`Crore


US $ mn

38 Educomp Solutions Limited 1.89 0.37

39 Eon Electric Limited 4.23 0.83

40 Eon Electric Limited 6.23 1.22

41 Everonn Education Limited 10.40 2.03

42 Everonn Education Limited 138.24 27.02

43 First Winner Industries Limited 50.00 9.77

44 GATI Limited 4.93 0.96

45 Gemini Communication Limited 12.16 2.38

46 Genus Power Infrastructures Limited 13.30 2.60

47 Global Offshore Services Limited 1.17 0.23



50 Glodyne Technoserve Limited 43.20 8.44

51 Godrej Consumer Products Limited 685.00 133.90

52 Gujarat Apollo Industries Limited 9.90 1.94

53 HCL Infosystems Limited 70.65 13.81

54 Housing Development and Infrastructure Limited 110.00 21.50

55 Himachal Futuristic Communications Limited 243.03 47.51

56 Indo Count Industries Limited 3.25 0.64

57 Infrastructure Development Finance Company Limited 840.00 164.20

58 Igarashi Motors India Limited 49.60 9.69

59 Indowind Energy Limited 7.64 1.49

60 Ind-Swift Laboratories Limited 5.00 0.98





65 Ind-Swift Limited 4.00 0.78

66 Ind-Swift Limited 5.11 1.00

67 ING Vysya Bank Limited 456.36 89.2168 Indian Overseas Bank 1,054.00 206.03

69 Jayaswal Neco Industries Limited 279.84 54.70

70 JHS Svendgaard Laboratories Limited 24.44 4.78

71 JIK Industries Limited 27.27 5.33

72 JM Financial Limited* 0.24 0.05

73 Kalindee Rail Nirman (Engineers) Limited 2.26 0.44

74 Kavveri Telecom Products Limited 45.20 8.84


Contd...

Contd...


34/9827


`Crore


US $ mn


77 KEI Industries Limited 8.40 1.64

78 Kemrock Industries and Exports Limited 0.68 0.13

79 Kemrock Industries and Exports Limited 24.11 4.71

80 Kingfisher Airlines Limited 1,495.10 292.26

81 Kingfisher Airlines Limited 199.75 39.05

82 Karuturi Global Limited 7.50 1.47

83 Kamdhenu Ispat Limited 2.54 0.50

84 Kokuyo Camlin Limited 58.94 11.52

85 KPIT Cummins Infosystems Limited 112.50 21.99

86 K S Oils Limited 67.29 13.15

87 K S Oils Limited 89.71 17.54

88 Lloyds Steel Industries Limited 50.00 9.77

89 Magma Fincorp Limited 438.72 85.76

90 Magma Fincorp Limited 50.00 9.77

91 Bank of Maharashtra 352.00 68.81

92 Mahindra Forgings Limited 58.90 11.51

93 Man Industries (India) Limited 1.75 0.34

94 Max India Limited 521.93 102.03

95 Max India Limited 173.40 33.90

96 McDowell Holdings Limited 8.12 1.59

97 McDowell Holdings Limited 6.41 1.25

98 Micro Technologies (India) Limited 5.64 1.10

99 Minda Industries Limited 40.13 7.84

100 Motilal Oswal Financial Services Limited 9.20 1.80

101 Murli Industries Limited 12.40 2.42

102 Murli Industries Limited 26.29 5.14

103 National Steel And Agro Industries Limited 28.14 5.50

104 Nicco Corporation Limited 3.47 0.68

105 Nicco Corporation Limited 2.00 0.39106 Nicco Corporation Limited 7.28 1.42



109 Omnitech Infosolutions Limited 0.02 0.00

110 Omnitech Infosolutions Limited 10.54 2.06

111 Oriental Bank Of Commerce 1,740.00 340.13

112 Paramount Communications Limited 1.13 0.22

113 Paramount Communications Limited 4.58 0.89

Contd...

Contd...


35/98


`Crore


US $ mn

114 Patel Integrated Logistics Limited* 0.29 0.06

115 Phillips Carbon Black Limited 24.50 4.79

116Pipavav Defence and Offshore Engineering Company

Limited177.80 34.76

117 Punjab National Bank 184.00 35.97

118 Pochiraju Industries Limited 2.02 0.39

119 Rainbow Papers Limited 24.40 4.77

120 Raj Rayon Industries Limited 1.51 0.30

121 REI Six Ten Retail Limited 27.00 5.28

122 Ramkrishna Forgings Limited 10.21 2.00

123 Ramkrishna Forgings Limited 8.28 1.62

124 Rohit Ferro-Tech Limited 150.00 29.32125 Sri Adhikari Brothers Television Network Limited 6.98 1.36

126 Sri Adhikari Brothers Television Network Limited 6.98 1.36

127 Samtel Color Limited 10.46 2.04



130 Sarda Energy & Minerals Limited 92.05 17.99

131 Saregama India Limited 27.94 5.46

132 Sathavahana Ispat Limited 4.80 0.94

133 Sathavahana Ispat Limited 2.40 0.47

134 SEL Manufacturing Company Limited 18.30 3.58

135 Sezal Glass Limited 18.00 3.52

136 Sezal Glass Limited 11.00 2.15

137 Sical Logistics Limited 122.21 23.89

138 Simbhaoli Sugars Limited 4.00 0.78

139 Simbhaoli Sugars Limited 2.17 0.42

140 S. Kumars Nationwide Limited 80.18 15.67

141 Software Technology Group International Limited 1.49 0.29

142 Software Technology Group International Limited 1.24 0.24

143 Spanco Limited 50.92 9.95

144 Spentex Industries Limited 6.35 1.24

145 Spentex Industries Limited 3.31 0.65

146 Sree Rayalaseema Hi-Strength Hypo Limited 2.06 0.40

147 Sree Rayalaseema Hi-Strength Hypo Limited 2.41 0.47

148 Sterlite Technologies Limited 108.41 21.19

149 Sujana Tower Limited 30.25 5.91

150 Sujana Universal Industries Limited 15.00 2.93

Contd...

Contd...


36/9829


`Crore


US $ mn

151 Sujana Universal Industries Limited 18.75 3.67

152 Suryajyoti Spinning Mills Limited 5.67 1.11

153 Surya Pharmaceutical Limited 6.65 1.30

154 Surya Pharmaceutical Limited 7.00 1.37

155 Syndicate Bank 633.00 123.74

156 Tata Steel Limited 712.80 139.34

157 Tilaknagar Industries Limited 29.33 5.73

158 Tricom India Limited 12.09 2.36

159 Trigyn Technologies Limited 2.60 0.51

160 Trigyn Technologies Limited 2.72 0.53

161 Twilight Litaka Pharma Limited 3.44 0.67




165 UCO Bank 940.00 183.75

166 Union Bank of India 682.00 133.32

167 United Bank of India 308.00 60.21

168 Usher Agro Limited 5.74 1.12

169 Usher Agro Limited 8.61 1.68

170 Vakrangee Softwares Limited 8.05 1.57

171 Vakrangee Softwares Limited 8.54 1.67

172 Vardhman Polytex Limited 1.96 0.38

173 Vardhman Polytex Limited 12.24 2.39

174 Varun Industries Limited 30.24 5.91

175 Venus Remedies Limited 16.78 3.28

176 Vijaya Bank 368.00 71.94

177 Visu International Limited 0.88 0.17

178 Vivimed Labs Limited 13.27 2.59

179 Vivimed Labs Limited 59.85 11.70

180 Websol Energy System Limited 3.50 0.68

181 Windsor Machines Limited 0.27 0.05

182 Winsome Yarns Limited 19.31 3.77

183 XL Energy Limited 0.68 0.13

184 Zenith Birla (India) Limited 3.34 0.65

Total 22,886.26 4,473.77

*Note:- Above data includes two issues of re-issue for forfeited shares

Contd...


37/98

Table 3-13: Amount raised through QIP during 2011-12

Sr.No Name of the company Amount Raised(` cr)

Amount Raised( US $ mn)

1 Sumeet Industries Limited 55.34 10.82

2 ING Vysya Bank Limited 513.14 100.31

3 Excel Infoways Limited 25.70 5.02

4 Apollo Hospitals Enterprise Limited 330.00 64.51


6 Natco Pharma Limited 67.50 13.19

7 Housing Development Finance Corporation Limited* 3.00 0.59



10 Dewan Housing Finance Corporation Limited 304.30 59.48

11 Development Credit Bank Limited 94.01 18.38


13 Trent Limited 250.00 48.87


15 Godrej Properties Limited** 470.74 92.02

Total 2,154.18 421.10

* Includes Equity Shares allotted on conversion of convertible securities issued on QIP basis

** Includes one issue of Institutional Placement Programme (Issue Size - 470.74 crore)

Table 3-14: Companies Delisted during 2011-12

Compulsory / Voluntary Delisting Details

Name of the company Symbol Date of Delisting Details

Binani Cement Limited BINANICEM 30-May-11 Voluntary

UTV Software Communications Limited UTVSOF 16-Mar-12 Voluntary

Nirma Limited NIRMA 28-Mar-12 Voluntary


38/98


4


39/98


40/9833

4

C

ontd...


Table4-1:Business

GrowthofCM

Segment

Month&

Year

No.of

Trading

Days

No.of

com-

panies

Traded

No.of

Trades

Traded

Quantity

TradingValue

AverageDaily

TradingValue

Turn-

over

Ratio

Demat

Traded

Quantity

DematTradingValue

MarketCapitalisation

(`lakh)

(lakh)

(`cr.)

(US$bn)(`cr.)(US$mn.)

(%)

(lakh)

(`cr.)

(US$bn)

(`cr.)

(U

S$bn)

1994-95

(Nov.-Mar.)

102

--

3

1,391

1,805

--

17

--

0.50

0

0

--

363,350

--

1995-96

246

--

66

39,912

67,287

--

276

--

16.76

0

0

--

401,459

--

1996-97

250

--

264

135,561

294,503

--

1,176

--

70.23

2

6

--

419,367

--

1997-98

244

--

381

135,685

370,193

--

1,520

--

76.88

315

351

--

481,503

--

1998-99

251

--

546

165,327

414,474

98

1,651

389

84.38

8,542

23,818

6

491,175

116

1999-2000

254

--

984

242,704

839,052

192

3,303

757

82.23

153,772

711,706

163

1,020,426

234

2000-01

251

1,201

1,676

329,536

1,339,510

287

5,337

1,144203.62

307,222

1,264,337

271

657,847

141

2001-02

247

1,019

1,753

278,408

513,167

105

2,078

426

80.58

277,717

512,866

105

636,861

131

2002-03

251

899

2,398

364,066

617,989

130

2,462

518115.05

364,049

617,984

130

537133

113

2003-04

254

804

3,780

713,300

1,099,534

253

4,329

998

98.09

713,300

1,099,534

253

1,120,976

258

2004-05

253

856

4,510

797,685

1,140,072

261

4,506

1,030

71.90

797,685

1,140,072

261

1,585,585

362

2005-06

251

928

6,088

844,486

1,569,558

352

6,253

1,402

55.79

844,486

1,569,558

352

2,813,201

631

2006-07

249

1,114

7,846

855,456

1,945,287

446

7,812

1,792

57.77

855,456

1,945,287

446

3,367,350

773

2007-08

251

1,244

11,727

1,498,469

3,551,038

88814,148

3,540

73.091,498,469

3,551,038

888

4,858,122

1,215

2008-09

243

1,277

13,651

1,426,355

2,752,023

54011,325

2,223

95.021,426,355

2,752,023

540

2,896,194

568

2009-2010

244

1,370

16,816

2,215,530

4,138,023

91716,959

3,757

68.86

2,215,530

4,138,023

917

6,009,173

1,331

Apr-10

20

1346

1,

205

144,

060

276,5

66

621

3,

828

3,0

97

--

144,0

60

276,5

66

62

6,

117,

858

1,

370

May-10

22

1349

1,

249

139,

812

284,6

25

641

2,

937

2,

898

--

139,

812

284,

625

64

5,9

32,

578

1,

329

Jun-10

22

1364

1,

248

143,

616

286,1

09

641

3,

005

2,9

13

--

143,

616

286,

109

64

6,

229,

136

1,

395

Jul-10

22

1373

1,

219

139,

417

278,5

51

621

2,

661

2,8

36

--

139,4

17

278,5

51

62

6,

340,

120

1,

420


41/98

Month&

Year

No.of

Trading

Days

No.of

com-

panies

Traded

N

o.of

Tr

ades

Traded

Quantity

TradingValue

AverageDaily

TradingValue

Turn-

over

Ratio

Dem

at

Trad

ed

Quan

tity

DematTradingValue

MarketC

apitalisation

(`lakh)

(lakh)

(`cr.)

(US$b

n)

(`cr.)(US$mn.)

(%)

(lak

h)

(`cr.)

(US$bn)

(`cr.)

(US$bn)

Aug-10

22

1389

1,

361

152,

467

311,

994

70

14,1

82

3,

176

--

152,

467

311,

994

70

6,3

93,4

18

1,4

32

Sep-10

21

1395

1,

369

173,

285

329,8

69

74

15,7

08

3,

518

--

173,

285

329,

869

74

6,

958,5

34

1,5

58

Oct-10

21

1415

1,

447

193,

248

360,4

72

81

17,1

65

3,

844

--

193,

248

360,

472

81

7,

055,0

94

1,5

80

Nov-10

21

1419

1,

413

188,

217

363,

993

82

17,3

33

3,

882

--

188,

217

363,

993

82

6,8

94,9

12

1,

544

Dec-10

22

1432

1,

307

151,

108

295,6

85

66

13,4

40

3,

010

--

151,

108

295,

685

66

7,

139,3

10

1,5

99

Jan-11

20

1440

1,

184

130,

217

267,

332

60

13,3

67

2,

994

--

130,

217

267,

332

60

6,

441,4

91

1,4

43

Feb-11

20

1444

1,

278

141,

168

266,5

04

60

13,3

25

2,

984

--

141,

168

266,

504

60

6,

195,9

67

1,3

88

Mar-11

22

1450

1,

227

127,

900

255,7

12

57

11,6

23

2,

603

--

127,

900

255,

712

57

6,

702,6

16

1,5

01

2010-11

255

14831

5,507

1,824,515

3,577,410

801

14,029

3,142

53.37

1,824

,515

3,577,410

801

6,702,6

16

1,501

Apr-11

18

1453

1,

073

129,

429

228,3

48

45

12,

686

2,4

80

--

129,4

29

228,3

48

45

6,

753,6

14

1,

320

May-11

22

1463

1,

151

115,

857

233,8

76

46

10,

631

2,0

78

--

115,

857

233,

876

46

6,

569,7

43

1,

284

Jun-11

22

1474

1,

159

122,

299

222,4

57

43

10,

112

1,9

77

--

122,2

99

222,

457

43

6,

574,7

43

1,

285

Jul-11

21

1478

1,

158

122,

590

230,0

03

45

10,

953

2,1

41

--

122,5

90

230,0

03

45

6,

462,2

38

1,

263

Aug-11

21

1489

1,

236

133,

110

235,2

53

46

11,

203

2,1

90

--

133,1

10

235,

253

46

5,

921,6

84

1,

158

Sep-11

21

1495

1,

226

132,

298

235,2

70

46

11,

203

2,1

90

--

132,2

98

235,

270

46

5,

820,3

34

1,

138

Oct-11

19

1510

1,

008

101,

205

193,2

93

38

10,

173

1,9

89

--

101,2

05

193,

293

38

6,

101,8

91

1,

193

Nov-11

20

1512

1,

114

123,

804

206,3

44

40

10,

317

2,0

17

--

123,8

04

206,3

44

40

5,

547,7

23

1,

084

Dec-11

21

1520

1,

076

115,

115

188,8

86

37

8,

995

1,7

58

--

115,1

15

188,

886

37

5,

232,2

73

1,

023

Jan-12

22

1520

1,

312

148,

303

236,8

72

46

10,

767

2,1

05

--

148,3

03

236,

872

46

5,

937,0

39

1,

161

Feb-12

20

1523

1,

535

207,

991

327,8

08

64

16,

390

3,2

04

--

207,9

91

327,

808

64

6,

233,2

50

1,

218

Mar-12

22

1533

1,

329

164,

978

272,4

82

53

12,

386

2,4

21

--

164,9

78

272,

482

53

6,

096,5

18

1,

192

2011-12

249

15511

4,377

1,616,978

2,810,893

549

11,289

2,207

46.11

1,616

,978

2,810,893

549

6,096,5

18

1,192

Contd...


42/9835

Table 4-2: Frequency Distribution of Companies traded

TradingFrequency(Range of

Days)

2009-10 2010-11 2011-12

No. ofCompanies

Traded

Percentageof Total

No. ofCompanies

Traded

Percentageof Total

No. ofCompanies

Traded

Percentageof Total

Above 100 1,301 92.9 1,444 93.7 1,530 94.0

91-100 15 1.1 7 0.5 5 0.3

81-90 3 0.2 5 0.3 8 0.5

71-80 9 0.6 7 0.5 7 0.4

61-70 2 0.1 11 0.7 5 0.3

51-60 23 1.6 5 0.3 6 0.4

41-50 6 0.4 6 0.4 3 0.2

31-40 6 0.4 8 0.5 3 0.2

21-30 9 0.6 8 0.5 8 0.5

11-20 14 1.0 11 0.7 8 0.5

1-10 13 0.9 29 1.9 44 2.7

Total 1,401 100.0 1,541 100.0 1,627 100.0

Table 4-3: Trading Frequency of Companies in Cash Segment during 2011-12

Month/ Year Companies Available forTrading*

No. of companies Traded Percent of Traded toAvailable for Trading

Apr-11 1,488 1,453 98.5

May-11 1,495 1,463 98.2

Jun-11 1,509 1,474 98.3

Jul-11 1,514 1,478 98.6

Aug-11 1,523 1,489 98.7

Sep-11 1,530 1,495 98.8

Oct-11 1,543 1,510 98.6

Nov-11 1,545 1,512 98.5

Dec-11 1,556 1,520 98.4

Jan-12 1,557 1,520 98.5

Feb-12 1,560 1,523 98.2

Mar-12 1,563 1,533 98.1

*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.


43/98

Table 4-4: Advances/Declines in Cash Segment of NSE during 2011-12

(No. of Securities)

Month/Date NSE

Advances Declines Advance / Decline Ratio

Apr-11 1,355 129 10.5

May-11 242 1,245 0.2

Jun-11 550 946 0.6

Jul-11 872 637 1.4

Aug-11 175 1,339 0.1

Sep-11 544 980 0.6

Oct-11 405 1,125 0.4

Nov-11 390 1,152 0.3

Dec-11 140 1,405 0.1

Jan-12 1,195 359 3.3

Feb-12 1,403 151 9.3

Mar-12 452 1,106 0.4

Note: Advance/Decline is calculated based on the average price methodology.Stocks which have been traded in both months have been considered only

Table 4-5: City-wise Turnover of NSE in the CM segment (in %)

City 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12

Ahmedabad 3.0 2.9 3.4 5.3 7.0 6.2 6.1

Bangalore 1.7 1.3 0.8 0.6 0.6 0.6 0.5Baroda 0.8 0.9 0.8 0.7 0.6 0.5 0.4

Bhubaneshwar 0.0 0.0 0.0 0.0 0.0 0.0 0.0

Chennai 2.8 2.2 1.9 2.0 1.7 1.6 1.4

Cochin 0.6 0.5 0.5 0.8 1.4 1.7 1.7

Coimbatore 0.4 0.3 0.2 0.3 0.3 0.3 0.2

Delhi 13.4 13.5 14.7 15.0 14.9 10.8 8.4

GUWAHATI 0.0 0.0 0.0 0.0 0.0 0.0 0.0

Hyderabad 1.9 1.2 1.3 1.7 1.8 1.6 1.4

Indore 0.8 0.8 0.7 0.5 0.6 0.6 0.4

Jaipur 1.2 0.9 0.7 0.6 0.5 0.5 0.4Kanpur 0.2 0.2 0.1 0.1 0.1 0.1 0.1

Kolkata/Howrah 11.4 10.6 11.0 9.2 8.3 7.5 8.6

Ludhiana 0.3 0.2 0.2 0.2 0.2 0.1 0.1

Mangalore 0.1 0.1 0.0 0.0 0.0 0.0 0.0

Mumbai / Thane 52.4 57.1 57.7 55.9 54.5 58.6 60.4

Patna 0.1 0.1 0.3 0.0 0.0 0.0 0.0

Pune 0.6 0.4 0.0 0.2 0.2 0.2 0.2

Rajkot 0.3 0.4 0.8 1.3 1.4 1.6 1.4

Others 8.1 6.5 5.0 5.7 5.9 7.5 8.2

Total 100 100 100 100 100 100 100


44/9837

Table 4-6: Internet Trading Value in the CM segment in comparison with

total trading volumes at NSE

Year EnabledMembers*

RegisteredClients*

InternetTrading Volume

InternetTrading Volume

% of totaltrading volume

(`crore) (US $ bn)2006-07 242 2,279,098 337,524 77.43 17.35

2007-08 305 4,405,134 668,399 167.23 18.82

2008-09 349 5,627,789 692,789 135.97 25.17

2009-10 363 5,143,705 921,380 204.12 11.13

2010-11 387 5,640,513 765,271 171.39 10.70

2011-12 428 6,148,447 597,430 116.78 10.63

* At the end of the financial yearTrading volumes are calculated as buy side + sell side turnover** Above data is based on statistics on Internet Based Trading uploaded by members.

Table 4-7: Details of Asset Management Companies Listed on NSE

as of March 2012

No. Name of Asset Management Company

1 Goldman Sachs Asset Management (India) Private Limited

2 Franklin Templeton Asset Management (India) Pvt. Ltd

3 Kotak Mahindra Asset Management Company Limited

4 Quantum Asset Management Co. Private Ltd

5 Reliance Capital Asset Management Limited

6 UTI Asset Management Co. Ltd.

7 IDFC Asset Management Company Private Limited

8 Religare Asset Management Co. Pvt. Ltd

9 SBI Funds Management Private Limited

10 Birla Sun Life Asset Management Company Limited

11 HDFC Asset Management Company Limited

12 Deutsche Asset Management (India) Private Limited

13 BNP Paribas Asset Management India Private Limited

14 Principal Pnb Asset Management Co. Pvt. Ltd.

15 Taurus Asset Management Company Limited

16 Sundaram Asset Management Company Limited17 ICICI Prudential Asset Management Company Limited

18 JM Financial Asset Management Private Limited

19 Bharti AXA Investment Managers Private Limited

20 L&T Investment Management Limited

21 DSP BlackRock Investment Managers Private Limited

22 Canara Robeco Asset Management Company Limited

23 Axis Asset Management Company Limited

24 FIL Fund Management Private Limited

25 Motilal Oswal Asset Management Company Limited

Contd...


45/98

26 JP Morgan Asset Management India Private Limited

27 IDBI Asset Mangement Limited

28 AIG Global Asset Management Company India Private Limited

29 Baroda Pioneer Asset Management Company Limited

30 HSBC Asset Management Company India Private Limited

31 Pramerica Asset Managers Private Limited

32 Sahara Asset Management Company Private Limited

Table 4-8: NSE CM transaction charges*

Total Traded Value in a month Revised Transaction Charges(`per lakh of Traded Value)

Up to First `1250 cores `3.25 each side

More than `1250 crores up to `2500 crores

(on incremental volume)

`3.20 each side

More than `2500 crores up to `5000 crores(on incremental volume)

`3.15 each side


`3.10 each side


`3.05 each side

Exceeding `15000 crores(on incremental volume)

`3.00 each side

* not applicable to money market instruments, GOLD ETFs or Hangseng Bees

Table 4-9: The existing rates of Securities Transaction Tax (STT) for CM segment

Sr. No Taxable securities transaction Rate (%) Payable by

1 Purchase of an equity share in a company or a unit of anequity oriented fund, where (a) the transaction of such purchase is entered into in a

recognised stock exchange; and(b) the contract for the purchase of such share or unit is

settled by the actual delivery or transfer of such shareor unit.

0.1 Purchaser.

2 Sale of an equity share in a company or a unit of an equityoriented fund, where (a) the transaction of such sale is entered into in a

recognised stock exchange; and(b) the contract for the sale of such share or unit is settled

by the actual delivery or transfer of such share or unit.

0.1 Seller.

3 Sale of an equity share in a company or a unit of an equityoriented fund, where (a) the transaction of such sale is entered into in a

recognised stock exchange; and(b) the contract for the sale of such share or unit is settled

otherwise than by the actual delivery or transfer of suchshare or unit.

0.025 Seller.

Contd...


46/9839

Table 4-10: Percentage Share of Top N Securities/Member in Turnover

No. of Securities/Members

Year 5 10 25 50 100

Securities

1994-95 (Nov.-Mar.) 48.77 55.92 68.98 81.14 91.07

1995-96 82.98 86.60 90.89 93.54 95.87

1996-97 84.55 91.96 95.70 97.03 98.19

1997-98 72.98 85.17 92.41 95.76 97.90

1998-99 52.56 67.11 84.71 92.03 95.98

1999-00 39.56 59.22 82.31 88.69 93.66

2000-01 52.15 72.90 88.93 94.57 97.46

2001-02 44.43 62.92 82.24 91.56 95.91

2002-03 40.58 55.41 77.8 89.16 95.38

2003-04 31.04 44.87 64.32 79.44 91.032004-05 25.88 41.65 57.98 72.40 84.26

2005-06 22.15 31.35 46.39 59.22 73.12

2006-07 16.97 25.25 43.46 61.94 77.22

2007-08 16.29 26.78 45.46 61.47 77.29

2008-09 20.48 32.58 56.36 74.66 87.69

2009-10 15.43 26.15 46.80 64.24 78.20

2010-11 15.25 23.03 38.73 53.58 68.93

2011-12 17.17 27.14 44.28 59.79 75.74

Members1994-95 (Nov.-Mar.) 18.19 26.60 44.37 61.71 81.12

1995-96 10.65 16.56 28.61 41.93 58.59

1996-97 5.94 10.08 19.67 30.57 45.95

1997-98 6.29 10.59 18.81 29.21 44.24

1998-99 7.73 11.96 20.77 31.66 47.02

1999-00 7.86 12.99 22.78 34.41 49.96

2000-01 7.78 12.76 23.00 33.86 48.79

2001-02 7.14 12.29 23.63 36.32 53.40

2002-03 10.26 16.41 29.07 42.49 59.15

2003-04 11.58 17.36 30.34 44.05 61.37

2004-05 13.52 20.20 34.97 49.01 65.09

2005-06 14.62 22.57 38.17 52.57 38.45

2006-07 14.72 24.27 42.61 56.71 71.22

2007-08 14.57 25.71 44.70 60.11 73.90

2008-09 13.56 23.62 43.55 61.21 75.42

2009-10 14.63 23.48 41.00 57.01 72.71

2010-11 14.35 23.83 42.85 58.61 73.04

2011-12 14.80 25.26 46.30 62.16 76.98


47/98

Table 4-11: 50 Most Active Securities during 2011-12 in Terms of Trading Value

Rank Name of SecurityTrading Value

% Sharein TotalTradingValue

Market Capitalisationas on March 31, 2012

% Sharein TotalMarket

Capitalisation(`cr) (US $ bn) (`cr) (US $ bn)

1 STATE BANK OF INDIA 134,785 26.35 4.80 133,118 26.02 2.18

2 ICICI BANK LTD. 99,161 19.38 3.53 102,586 20.05 1.68

3 RELIANCE INDUSTRIES LTD 89,881 17.57 3.20 245,801 48.05 4.03

4 INFOSYS LIMITED 87,761 17.16 3.12 164,588 32.17 2.70

5 LARSEN & TOUBRO LTD. 71,705 14.02 2.55 80,125 15.66 1.31

6 TATA MOTORS LIMITED 68,502 13.39 2.44 74,087 14.48 1.22

7 AXIS BANK LIMITED 58,091 11.36 2.07 47,324 9.25 0.78

8 HDFC LTD 52,899 10.34 1.88 99,334 19.42 1.63

9 TATA STEEL LIMITED 51,709 10.11 1.84 45,817 8.96 0.75

10 BHARTI AIRTEL LIMITED 49,341 9.65 1.76 128,319 25.08 2.1011 TATA CONSULTANCY SERV LTD 45,002 8.80 1.60 228,760 44.72 3.75

12 HDFC BANK LTD 40,361 7.89 1.44 121,914 23.83 2.00

13 DLF LIMITED 38,322 7.49 1.36 34,263 6.70 0.56

14 ITC LTD 37,168 7.27 1.32 177,107 34.62 2.91

15 MAHINDRA & MAHINDRA LTD 35,300 6.90 1.26 42,991 8.40 0.71

16 BHEL 33,688 6.59 1.20 62,940 12.30 1.03

17 JSW STEEL LIMITED 33,665 6.58 1.20 16,097 3.15 0.26

18 COAL INDIA LTD 32,691 6.39 1.16 217,220 42.46 3.56

19 HINDALCO INDUSTRIES LTD 31,853 6.23 1.13 24,774 4.84 0.41

20 JAIPRAKASH ASSOCIATES LTD 27,517 5.38 0.98 17,373 3.40 0.28

21 OIL AND NATURAL GAS CORP. 26,147 5.11 0.93 229,587 44.88 3.77

22 HOUSING DEV & INFRA LTD 25,489 4.98 0.91 3,589 0.70 0.06

23 RELIANCE CAPITAL LTD 25,125 4.91 0.89 9,639 1.88 0.16

24 HERO MOTOCORP LIMITED 24,943 4.88 0.89 41,041 8.02 0.67

25 JUBILANT FOODWORKS LTD 24,867 4.86 0.88 7,651 1.50 0.13

26 TITAN INDUSTRIES LTD 24,162 4.72 0.86 20,290 3.97 0.33

27 JINDAL STEEL & POWER LTD 23,894 4.67 0.85 50,962 9.96 0.84

28 INFRA. DEV. FIN. CO. LTD 23,794 4.65 0.85 20,409 3.99 0.33

29 HINDUSTAN UNILEVER LTD. 21,718 4.25 0.77 88,620 17.32 1.4530 RELIANCE INFRASTRUCTU LTD 21,621 4.23 0.77 15,449 3.02 0.25

31 YES BANK LIMITED 20,893 4.08 0.74 13,006 2.54 0.21

32 STERLITE INDS (IND) LTD 20,746 4.06 0.74 37,330 7.30 0.61

33 LIC HOUSING FINANCE LTD 20,438 4.00 0.73 12,500 2.44 0.21

34 SUZLON ENERGY LIMITED 19,004 3.71 0.68 4,488 0.88 0.07

35 RELIANCE COMMUNICATIONS L 18,820 3.68 0.67 17,348 3.39 0.28

36 CAIRN INDIA LIMITED 18,608 3.64 0.66 63,670 12.45 1.04

37 BAJAJ AUTO LIMITED 17,982 3.52 0.64 48,579 9.50 0.80

Contd...


48/9841

Rank Name of SecurityTrading Value

% Sharein TotalTradingValue

Market Capitalisationas on March 31, 2012

% Sharein TotalMarket

Capitalisation(`cr) (US $ bn) (`cr) (US $ bn)

38 UNITECH LTD 17,382 3.40 0.62 7,522 1.47 0.12

39 SESA GOA LTD 17,214 3.36 0.61 16,921 3.31 0.28

40 MARUTI SUZUKI INDIA LTD. 16,773 3.28 0.60 39,017 7.63 0.64

41 VIP INDUSTRIES LTD 15,965 3.12 0.57 1,411 0.28 0.02

42 POWER FIN CORP LTD. 15,602 3.05 0.56 24,359 4.76 0.40

43 WIPRO LTD 13,644 2.67 0.49 108,201 21.15 1.77

44 IDEA CELLULAR LIMITED 13,109 2.56 0.47 32,681 6.39 0.54

45 DR. REDDY'S LABORATORIES 12,995 2.54 0.46 29,920 5.85 0.49

46 DELTA CORP LIMITED 12,808 2.50 0.46 1,544 0.30 0.03

47 UNITED SPIRITS LIMITED 12,623 2.47 0.45 7,927 1.55 0.13

48 RURAL ELEC CORP. LTD. 12,344 2.41 0.44 20,282 3.96 0.3349 EDUCOMP SOLUTIONS LTD 12,328 2.41 0.44 1,855 0.36 0.03

50 IFCI LTD 12,065 2.36 0.43 3,092 0.60 0.05

Total 1,682,505 328.89 59.86 3,043,426 594.92 49.92

Table 4-12: Top 50 Companies by Market Capitalisation as on March 31, 2012

Rank Name of Security andIndustry

Market Capitalisation% Sharein TotalMarket

Capitalisation

Trading Volume During2011-12

% Sharein TotalTrading

Volume(`cr.) (US $ bn) (`cr.) (US $ bn)

1 RELIANCE INDUSTRIES LTD 245,801 48.05 4.03 89,881 17.57 3.20

2 OIL AND NATURAL GAS CORP. 229,587 44.88 3.77 26,147 5.11 0.93

3 TATA CONSULTANCY SERV LT 228,760 44.72 3.75 45,002 8.80 1.60

4 COAL INDIA LTD 217,220 42.46 3.56 32,691 6.39 1.16

5 ITC LTD 177,107 34.62 2.91 37,168 7.27 1.32

6 INFOSYS LIMITED 164,588 32.17 2.70 87,761 17.16 3.12

7 NTPC LTD 134,195 26.23 2.20 10,305 2.01 0.37

8 STATE BANK OF INDIA 133,118 26.02 2.18 134,785 26.35 4.80

9 BHARTI AIRTEL LIMITED 128,319 25.08 2.10 49,341 9.65 1.76

10 HDFC BANK LTD 121,914 23.83 2.00 40,361 7.89 1.44

11 WIPRO LTD 108,201 21.15 1.77 13,644 2.67 0.49

12 ICICI BANK LTD. 102,586 20.05 1.68 99,161 19.38 3.53

13 HDFC LTD 99,334 19.42 1.63 52,899 10.34 1.88

14 HINDUSTAN UNILEVER LTD. 88,620 17.32 1.45 21,718 4.25 0.77

15 LARSEN & TOUBRO LTD. 80,125 15.66 1.31 71,705 14.02 2.55

16 MMTC LIMITED 78,485 15.34 1.29 2,772 0.54 0.10

Contd...

Contd...


49/98

Rank Name of Security andIndustry

Market Capitalisation% Sharein TotalMarket

Capitalisation

Trading Volume During2011-12

% Sharein TotalTradingVolume

(`cr.) (US $ bn) (`cr.) (US $ bn)

17 TATA MOTORS LIMITED 74,087 14.48 1.22 68,502 13.39 2.44

18 NMDC LTD. 63,832 12.48 1.05 1,860 0.36 0.07

19 INDIAN OIL CORP LTD 63,782 12.47 1.05 3,992 0.78 0.14

20 CAIRN INDIA LIMITED 63,670 12.45 1.04 18,608 3.64 0.66

21 BHEL 62,940 12.30 1.03 33,688 6.59 1.20

22 SUN PHARMACEUTICALS IND. 59,023 11.54 0.97 11,351 2.22 0.40

23 HINDUSTAN ZINC LIMITED 55,922 10.93 0.92 3,127 0.61 0.11

24 JINDAL STEEL & POWER LTD 50,962 9.96 0.84 23,894 4.67 0.85

25 POWER GRID CORP. LTD. 50,070 9.79 0.82 9,077 1.77 0.32

26 BAJAJ AUTO LIMITED 48,579 9.50 0.80 17,982 3.52 0.64

27 GAIL (INDIA) LTD 47,726 9.33 0.78 10,997 2.15 0.39

28 AXIS BANK LIMITED 47,324 9.25 0.78 58,091 11.36 2.07

29 TATA STEEL LIMITED 45,817 8.96 0.75 51,709 10.11 1.84

30 NESTLE INDIA LIMITED 44,646 8.73 0.73 2,454 0.48 0.09

31 MAHINDRA & MAHINDRA LTD 42,991 8.40 0.71 35,300 6.90 1.26

32 ULTRATECH CEMENT LIMITED 41,508 8.11 0.68 4,495 0.88 0.16

33 HERO MOTOCORP LIMITED 41,041 8.02 0.67 24,943 4.88 0.89

34 KOTAK MAHINDRA BANK LTD 40,343 7.89 0.66 11,280 2.20 0.40

35 MARUTI SUZUKI INDIA LTD. 39,017 7.63 0.64 16,773 3.28 0.60

36 STEEL AUTHORITY OF INDIA 38,930 7.61 0.64 9,561 1.87 0.34

37 STERLITE INDS (IND) LTD 37,330 7.30 0.61 20,746 4.06 0.74

38 DLF LIMITED 34,263 6.70 0.56 38,322 7.49 1.36

39 ADANI ENTERPRISES LIMITED 33,528 6.55 0.55 10,795 2.11 0.38

40 HCL TECHNOLOGIES LTD 33,450 6.54 0.55 11,394 2.23 0.41

41 RELIANCE POWER LTD. 32,862 6.42 0.54 10,392 2.03 0.37

42 IDEA CELLULAR LIMITED 32,681 6.39 0.54 13,109 2.56 0.47

43 BANK OF BARODA 31,173 6.09 0.51 9,181 1.79 0.33

44 ASIAN PAINTS LIMITED 31,097 6.08 0.51 6,741 1.32 0.24

45 OIL INDIA LTD 30,640 5.99 0.50 2,392 0.47 0.09

46 DR. REDDY'S LABORATORIES 29,920 5.85 0.49 12,995 2.54 0.46

47 PUNJAB NATIONAL BANK 29,305 5.73 0.48 8,666 1.69 0.31

48 AMBUJA CEMENTS LTD 26,422 5.16 0.43 8,743 1.71 0.31

49 ADANI PORT & SEZ LTD 25,944 5.07 0.43 5,495 1.07 0.20

50 SIEMENS LTD 25,845 5.05 0.42 4,699 0.92 0.17

Total 3,794,630 741.77 62.24 1,396,695 273.02 49.69

Contd...


50/9843

Table 4-13: NSEs 10 Most Active Trading days during the year 2011-2012

Sr No. DateHighest Single Day Trading Value

(`cr.) (US $ bn)

1 24-Feb-2012 23,570 4.61

2 17-Feb-2012 20,704 4.053 15-Feb-2012 18,737 3.66

4 2-Feb-2012 18,566 3.63

5 22-Feb-2012 18,502 3.62

6 23-Feb-2012 18,316 3.58

7 8-Feb-2012 17,128 3.35

8 16-Feb-2012 16,904 3.30

9 1-Feb-2012 16,815 3.29

10 16-Mar-2012 16,434 3.21

Table 4-14: Individual Securities Single day Trading Records-2011-12

Rank Symbol Name of Company DateTraded Value

(`cr.) (US $ bn)

1 HDFC HDFC LTD 24-Feb-12 10,438 2.04

2 INFY INFOSYS LIMITED 15-Apr-11 3,097 0.61

3 ICICIBANK ICICI BANK LTD. 30-Nov-11 2,285 0.45

4 ICICIBANK ICICI BANK LTD. 8-Feb-12 2,070 0.40

5 SBIN STATE BANK OF INDIA 17-May-11 1,983 0.39

6 SBIN STATE BANK OF INDIA 9-Nov-11 1,821 0.367 BHARTIARTL BHARTI AIRTEL LIMITED 30-Nov-11 1,802 0.35

8 INFY INFOSYS LIMITED 12-Jan-12 1,608 0.31

9 INFY INFOSYS LIMITED 18-Apr-11 1,504 0.29

10 SBIN STATE BANK OF INDIA 22-Feb-12 1,479 0.29

Note: Data has been compiled for all markets except Auction Market & Retail Debt Market

Table 4-15: Composition of S&P CNX Nifty Index as on March 30, 2012

Sl. No. Name of Security IssuedCapi-tal (`crore)

Free FloatMarketCapitali-sation (`crore)

Weight-age(Per-cent)

Beta R 2

DailyVola-tility(Per-cent)

Month-lyReturn(Per-cent)

ImpactCost(Per-cent)

1 2 3 4 5 6 7 8 9 10

1 ACC Ltd. 187.7 12,686.0 0.8 0.8 0.4 1.5 4.1 0.08

2 Ambuja Cements Ltd. 306.9 12,985.0 0.8 0.8 0.3 2.0 7.1 0.09

3 Axis Bank Ltd. 412.9 29,555.0 1.8 1.5 0.6 2.3 (2.7) 0.07

4 Bajaj Auto Ltd. 289.4 22,529.0 1.4 0.

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