SEC NEWS DIGESTIssue 2001-246 December 26 2001
COMMISSION ANNOUNCEMENTS
FEE RATE ADVISORY
The Congress has passed and will soon send to the President for signature H.R 1088 the
Investor and Capital Markets Relief Act If signed by the President this Act would
substantially reduce the fee rates under Section 6b of the Securities Act of 1933 and
Sections 13e 14g and 31 of the Securities Exchange Act of 1934 The fee rates under
Securities Act Section 6b and Exchange Act Sections 13e and 14g would decline to $92 per
$1000000 effective October 2001 The fee rates under Exchange Act Section 31 would
decline to $15 per $1000000 effective December 28 2001 In addition as of such date
Section 31 fees would no longer apply to sales of options on securities indexes other than
narrow-based security indexes
The Commission will issue further notices as appropriate to keep the public informed of
developments This information will be posted at the SECs Internet web site at
http//www.sec.gov
If you have any questions about these new fee rates please contact the Filer Support Unit in the
Office of Filings and Information Services at 202 942-8900 Press Rel 2001-15
JOINT PRESS RELEASE BY SEC AND CFTC
Securities and Exchange Commission Chairman Harvey Pitt and Commodity Futures Trading
Commission Chairman James Newsome jointly pledged to seek prompt agency adoption of
final rules relating to security futures products pursuant to authorization of such products by the
Commodity Futures Modernization Act of 2000 CFMA
Chairmen Pitt and Newsome expressed confidence that they would promptly achieve consensus
on remaining issues to allow security futures products to trade in fair and competitive maimer at
the earliest possible date while avoiding regulatory arbitrage between the options and futures
markets Chairmen Pitt and Newsome also noted that they are committed to ensuring customer
protection and encouraging innovation and new product development quickly
Chairmen Pitt and Newsome committed their agencies to work toward promulgating final
rules relating to margin on these products as well as rules relating to protection of customer
funds that would allow trading by the public of security futures products by early in the
second quarter 2002
The Chairmen have agreed that in light of the comments received by the Commissions the
agencies will jointly work to adopt stand-alone margin rule to govern the conduct of financial
relations with respect to security futures carried in futures account
NEWS DIGEST December 26 2001
Chairmen Pitt and Newsome also agreed that the CFMA does not require by its terms that
implementation of portfolio margining for security futures be deferred until it has been
approved for exchange-traded options provided that the essential goal of avoiding
regulatory arbitrage between security futures and exchange-traded options is achieved
With regard to foreign security index products Chairmen Pitt and Newsome agreed to move
forward promptly in this area in accordance with the requirements of the CFMA They have
instructed their staffs to address these issues and expect to announce proposals in the near
future on several matters relating to foreign security index products Press Rel 2001-152
RULES AND RELATED MATTERS
EQUITY COMPENSATION DISCLOSURE
On December 19 the Commission adopted amendments to its rules and forms under the
Securities Exchange Act of 1934 to enhance company disclosure of employee stock option
plans and other equity compensation arrangements Starting in the second half of next year
companies will have to provide detailed information about their equity compensation plans in
new table in their annual reports on Forms 10-K and 10-KSB filed with the SEC This
information will also have to be included in companys proxy or information statement in years
in which the company is submitting compensation plan for security holder approval The
table will include the number and weighted-average exercise price of outstanding options
warrants and rights and the number of securities available for future issuance under
companys existing equity compensation plans The new disclosure will be given separately
for plans that have been approved by security holders and plans that have not been approved by
security holders Rels 33-8048 34-45189
ENFORCEMENT PROCEEDINGS
JUDGMENT ENTERED AGAINST GLENN PERDUE IN CONNECTION WITH PRIME BANKOFFERING
The Commission announced the entry of judgment by consent in the United States District
Court for the Middle District of Florida against Glenn Perdue of Indianapolis Indiana The
Commissions complaint alleged that Perdue acted as sales agent for Earl Abbott
Titusville Florida businessman by selling $3 million of non-existent prime bank securities to
investors Perdue the Commission alleged entered into joint venture agreements promising
investors weekly return of 2% over forty weeks or 80% The Commission alleged that
Perdue made material misrepresentations to investors concerning the existence of the trading
program the use of investor funds the promised return and the safety of the funds invested
The Court entered Permanent Injunction prohibiting Perdue from violating the securities
registration antifraud and broker-dealer registration provisions of the Securities Act of 1933
and the Securities Exchange Act of 1934 The Commission did not allege that Perdue received
any sales commission or profits and according the Commission did not seek disgorgement
Perdue agreed without admitting or denying the Commissions allegations to settle the action
by agreeing to the entry of the injunction Based on Perdues sworn representations in his
NEWS DIGEST December 26 2001
statement of financial condition and other documents submitted to the Commission the
Commission is not imposing civil monetary penalty against Perdue Earl Abbott
et al Civil Action No 601- CV-364-ORL-31-KRS USDC MDFLJ LR-17289
SEC HALTS FRAUDULENT SALE OF CHARITABLE ANNUITIES FREEZES ASSETS
On December 20 upon the Commissions request Judge James Teilborg of the United States
District Court for the District of Arizona Phoenix Division issued Temporary Restraining
Order against defendants Robert Dillie and Mid-America Foundation Inc and an asset
freeze and other relief against the defendants and the relief defendant Mid-America Financial
Group Inc in connection with the sale of Charitable Gift Annuities CGAs for an estimated
$54 million The court further appointed receiver over their assets
In its action the Commission accuses Dillie and the Foundation of violating the anti-fraud
provisions of the federal securities laws in connection with their sale of CGAs since 1997
primarily to elderly investors seeking safe steady income tax benefits and charitable
donations Although Dillie and the Foundation claimed that the CGAs were backed by
conservatively invested assets Dillie and the Foundation instead misappropriated most if not all
of the CGA sale proceeds to pay for Dillies extravagant lifestyle and gambling debts
Robert Dillie and Mid-America Foundation Inc.defendants and Mid-America Financial
Group Inc relief defendant Civil Action No CV-0 1-2493 -PHX-JAT USDC District of
Arizona Phoenix Division LR- 17290
INVESTMENT COMPANY ACT RELEASES
GREENWICH STREET EMPLOYEES FUND L.P ET AL
notice has been issued giving interested persons until January 15 2002 to request hearing on
an application filed by Greenwich Street Employees Fund L.P et al for an order under
Sections 6b and 6e of the Investment Company Act in connection with the formation of
limited partnerships and other entities each Partnership to be offered to certain key
employees of Citigroup Inc and its affiliates Each Partnership will be an employees
securities company within the meaning of Section 2a13 of the Act Rel IC-25324
December 21
ONE FUND INC OfflO NATIONAL FUND INC DOW TARGET VARIABLE FUND LLCAND OfflO NATIONAL INVESTMENTS INC
notice has been issued giving interested persons until January 15 2002 to request hearing
on an application filed by One Fund Inc Ohio National Fund Inc Dow Target Variable
Fund LLC and Ohio National Investments Inc for an order under Section 6c of the
Investment Company Act for an exemption from Section 15a of the Act and rule 8f-2
under the Act The order would permit applicants to enter into and materially amend sub
advisory agreements without shareholder approval Rel IC-25325 December 21
NEWS DIGEST December 26 2001
HOLDING COMPANY ACT RELEASES
ENERGY EAST CORPORATION
supplemental order has been issued authorizing proposal by Energy East Corporation
Energy East registered holding company By order dated October 13 2000 HCAR No
27248 Order the Commission among other things designated Energy East
Management Corp EE Management as subsidiary service company of Energy East in
accordance with the provisions of rule 88 authorized the delay to date no later than
December 31 2001 Transition Period the full implementation of all expected services to
be provided by EE Management and/or authorized the delay of the full implementation of
the required service agreements This supplemental order extends the Transition Period
under the Order to November 30 2002 Rel 35-27481
E.ON AG ET AL
notice has been issued giving interested persons until January 17 2002 to request hearing
on proposal by E.ON AG E.ON German holding company exempt from registration by
Rule under the Act ii Powergen plc Powergen U.K registered holding company and
iii Powergens direct and indirect wholly owned registered holding company subsidiaries
Powergen US Holdings Limited Powergen US Investments Powergen Luxembourg sari
Powergen Luxembourg Holdings sari Powergen Luxembourg Investments sari Powergen
US Investments Corp collectively Applicants Applicants request authority for E.ON to
acquire Powergen Acquisition and thereby acquire Powergens indirect wholly owned
subsidiary LGE Energy Corp LGE Energy Kentucky holding company exempt from
registration under Section 3a1 of the Act and LGE Energys utility subsidiaries Louisville
Gas and Electric Company and Kentucky Utilities Company Applicants also request
authorization to engage in financing for the purpose of acquiring foreign utility companies
and exempt wholesale generators as defined in Sections 32 and 33 of the Act and other
transactions related and subsequent to the Acquisition Following the Acquisition E.ON
intends to register under Section of the Act Rel 35-27482 International Release Series No
1253
SELF-REGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES
proposed rule change SR-Amex-200 1-105 filed by the American Stock Exchange relating
to six-month month extension of its pilot program implementing Auto-Ex for Exchange
Traded Funds has become effective under Section 9b3A of the Securities Exchange
Act of 1934 Publication of the proposal is expected in the Federal Register during the week of
December 24 Rel 34-45 176
proposed rule change filed by the Philadelphia Stock Exchange to increase the equity
option transaction charge for broker-dealers SR- Phlx-200 1-113 has become immediately
effective under Section 9b3A of the Securities Exchange Act of 1934 Publication of
NEWS DIGEST December 26 2001
the proposal is expected in the Federal Register during the week of December 24 Rel 34-
45 185
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission granted accelerated approval to proposed rule change SR-PHLX-00-68
and Amendment Nos and submitted under Rule 9b-4 of the Securities Exchange Act of
1934 Act by the Philadelphia Stock Exchange that provides standards to permit the trading
whether by listing or pursuant to unlisted trading privileges of Trust Shares pursuant to Rule
9b-4e under the Act Publication of the order is expected in the Federal Register during the
week of December 24 Rel 34-45178
PROPOSED RULE CHANGES
The American Stock Exchange filed proposed rule change SR-Amex-200 1-65 to implement
Quick Trade to automate the process of allocating trades to participating registered options
traders Publication of the proposal is expected in the Federal Register during the week of
December 24 Rel 34-45180
The National Association of Securities Dealers filed proposed rule change SR-NASD-00-
12 amending the rules governing member communications with the public Publication
of the notice in the Federal Register is expected during the week of December 24
Rel 34- 45181
The Pacific Exchange filed proposed rule change SR-PCX-2001-33 to adopt procedures for
the transfer of options positions Publication of the notice is expected in the Federal Register
during the week of December 24 Rel 34-45 188
APPROVAL OF PROPOSED RULE CHANGE
The Commission approved proposed rule change filed by the Philadelphia Stock Exchange
SR-PHLX-2000-20 regarding the trading of Nasdaq securities on the floor of the The
Commission approved proposed rule change filed by the Philadelphia Stock Exchange SRPHLX-2000-20 regarding the trading of Nasdaq securities on the floor of the Philadelphia
Stock Exchange pursuant to unlisted trading privileges Publication of the proposal is expected
in the Federal Register during the week of December 24 Rel 34-45182
WITHDRAWAL SOUGHT
notice has been issued giving interested persons until January 16 2002 to comment on the
application of Plains Resources Inc to withdraw its Common Stock 10 par value from listing
and registration on the American Stock Exchange Rel 34-45190
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of
1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount of
the securities being offered Name of the managing underwriter or depositor if applicable
File number and date filed Assigned Branch and designation if the statement is New Issue
NEWS DIGEST December 26 2001
Registration statements may be obtained in person or by writing to the Commissions Public
Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following
e-mail box address publicinfosec.gov In most cases this information is also available
on the Commissions website .www.sec.gov
F-6 FORTIS NV/ADR ONE CHASE MANHATTEN PLAZA NEW YORK NY 10005
212 648-3250 50000000 $2500000 DEPOSITARY RECEIPTS FOR COMMON
STOCK FILE 333-14202 DEC 14 BR 99
S-8 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA A6 416 923-9400 6157868 $100598194.43FOREIGN COMMON STOCK FILE 333-14204 DEC 14 BR
S-8 CONVERIUM HOLDING AG THE BANK OF NEW YORK 620 AVENUE OF THE
AMERICAS NEW YORK NY 10011 212 462-6682 16000000 $208848000FOREIGN COMMON STOCK FILE 333-14206 DEC 17 BR
5-8 BT GROUP PLC /NEW BT CENTRE 81 NEWGATE ST LONDON EC1A 7AJ
ENGLAND X0 212 297-2715 35500000 $130640000 OTHER SECURITIES
INCLUDING VOTING TRUST FILE 333-14214 DEC 18 BR
F-3 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA A6 416 923-9400 17096687 $262947046.06FOREIGN COMMON STOCK FILE 333-14216 DEC 19 BR
S-4 GAP INC ONE HARRISON SAN FRANCISCO CA 94105 415 952-4400
700000000 $700000000 STRAIGHT BONDSFILE 333-75416 DEC 19 BR
S-8 MAGNETEK INC 26 CENTURY BLVD BOX 290159 NASHVILLE TN 37214
615 316-5100 2200000 $19305000 COMMON STOCK
FILE 333-75418 DEC 19 BR
S-8 DATASCOPE CaRP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100
1400000 $45836000 COMMON STOCK FILE 333-75420 DEC 19BR
S-8 DATASCOPE CORP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100
5500 $195800 COMMON STOCK FILE 333-75422 DEC 19 BR
S-3 IGEN INTERNATIONAL INC /DE 16020 INDUSTRIAL DR GAITHERSBURG MD
20877 301 984-8000 1018808 $34053657.40 COMMON STOCK
FILE 333-75424 DEC 19 BR
S-8 LILLIAN VERNON CaRP ONE THEALL ROAD RYE NY 10580 914 576-6400
250000 $1770000 COMMON STOCK FILE 333-75426 DEC 19 BR
S-8 LILLIAN VERNON CORP ONE THEALL ROAD RYE NY 10580 914 576-6400
1000000 $7080000 COMMON STOCK FILE 333-75428 DEC 19BR
S-8 LILLIAN VERNON CORP ONE THEALL ROAD RYE NY 10580 914 576-6400
100000 $708000 COMMON STOCK FILE 333-75430 DEC 19 BR
S-8 BALTIA AIR LINES INC 63-25 SAUNDERS STREET SUITE 7-I REGO PARKNY 11374 718 275-5205 5775000 $577.50 COMMON STOCK
FILE 333-75438 DEC 19 BR
NEWS DIGEST December 26 2001
S-8 ROSS SYSTEMS INC/CA CONCOURSE PARKWAY SUITE 800 ATLANTA GA
30328 770 351-9600 220000 $1095850 COMMON STOCK
FILE 333-75440
DEC 19 BR
S-8 ABBOTT LABORATORIES 100 ABBOTT PARK ROAD D-322 AP6D ABBOTT PARK
IL 60064 847 937-6100 1000000 $54065000 COMMON STOCK
FILE 333-75442 DEC 19 BR
S-8 PHILLIPS PETROLEUM CO PHILLIPS BUILDING 800 PLAZA OFFICE BUILDING
BARTLESVILLE OK 74004 918 661-6600 20200000 $1122918000COMMON STOCK FILE 333-75462 DEC 19 BR
S-3 CAPITAL AUTO RECEIVABLES INC 1209 ORANGE STREET WILMINGTON DE
19801 313 556-1240 1000000 $1000000 STRAIGHT BONDS
FILE 333-75464 DEC 19 BR
S-8 AUTOMATIC DATA PROCESSING INC ONE ADP BOULVARD ROSELAND NJ 07068
973 974-7849 3000000 $174690000 COMMON STOCK
FILE 333-75468 DEC 19 BR
S-8 AVID TECHNOLOGY INC METROPOLITAN TECHNOLOGY PARK ONE PARK WESTTEWKSBURY MA 01876 978 640-6789 1000000 $12050000 COMMON
STOCK FILE 333-75470 DEC 19 BR
S-8 PHILLIPS PETROLEUM CO PHILLIPS BUILDING 800 PLAZA OFFICE BUILDING
BARTLESVILLE OK 74004 918 661-6600 350000 $19456500COMMON STOCK FILE 333-75472 DEC 19 BR
S8 TIMEBEAT COM ENTERPRISES INC P.O BOX PAYSON AZ 85547
928 474-9151 3417400 $1537830 COMMON STOCK
FILE 333-75474 DEC 19 BR
S-i INTEGRATED DEFENSE TECHNOLOGIES INC WINSTON STRAWN 200 PARK AVENEW YORK NY 10166 212 294-3514 $125000000 COMMON STOCK
FILE 333-75476 DEC 19 NEW ISSUE
S-8 STUDENT ADVANTAGE INC 280 SUMMER STREET BOSTON MA 02210
617 912-2011 2500000 $2650000 COMMON STOCK
FILE 333-75478 DEC 19 BR
S-3 FPL GROUP INC 700 UNIVERSE BLVD JUNO BEACH FL 33408
561 694-4000 FILE 333-75482 DEC 19 BR
S-8 TECHNOLOGIES INC 134 COOLIDGE AVE WATERTOWN MA 02472
516 752-7314 100000 $686000 COMMON STOCK
FILE 333-75484 DEC 19 BR
S-8 TECHNOLOGIES INC 134 COOLIDGE AVE WATERTOWN MA 02472
516 752-7314 600000 $4116000 COMMON STOCK
FILE 333-75486 DEC 19 BR
S-3 STUDENT ADVANTAGE INC 280 SUMMER STREET BOSTON MA 02210
617 912-2011 3071500 $3255790 COMMON STOCK
FILE 333-75488 DEC 19 BR
S-8 AMERICAN STANDARD COMPANIES INC ONE CENTENNIAL AVENUE
BOX 6820 PISCATAWAY NJ 08855 732 980-6000 1000000 $66325000NEWS DIGEST December 26 2001
COMMON STOCK FILE 333-75492 DEC 19 BR
5-8 VIRAGE LOGIC CORP 46501 LANDING PARKWAY FREEMONT CA 94538
510 360-8000 150458 $2125971.54 COMMON STOCK
FILE 333-75496 DEC 19 BR
S-B WATSON WYATT CO HOLDINGS 1717 STREET SUITE 800WASHINGTON DC 20006 301 581-4600 2250000 $48735000 COMMON
STOCK FILE 333-75498 DEC 19 BR
S-8 GREENLAND CORP 1935 AVENIDA DEL ORO SUITE OCEANSIDE CA 92056
619 458-4226 39000000 $390000 COMMON STOCK FILE 333-75500
DEC 19 BR
S-8 CHECK TECHNOLOGY CORP 1284 CORPORATE CENTER DR ST PAUL MN 55121
612 454-9300 1250000 $7712500 COMMON STOCK FILE 333-75504
DEC 19 BR
5-8 RIGHT START INC /CA 26610 AGOURA RD STE 250 CALABASAS CA 91302
818 707-7100 100000 $439000 COMMON STOCK FILE 333-75506
DEC 19 BR
S-B UDATE COM INC NEW ENTERPRISE HOUSE ST HELENS STREET DERBY
ENGLAND AG DEl 877 815-2955 6280000 $20724000 COMMON STOCK
FILE 333-75510 DEC 19 BR
S-i PARTNERS TRUST FINANCIAL GROUP INC 233 GENESEE STREET UTICA NY
13501 5976500 $59765000 COMMON STOCK FILE 333-75514 DEC19 NEW ISSUE
S-8 SANMINA CORP/DE 2700 FIRST ST SAN JOSE CA 95134 408 964-3500
12524648 $233001232 COMMON STOCK FILE 333-75616 DEC 20BR
S-3 AFTERMARKET TECHNOLOGY CORP ONE OAK HILL CENTER SUITE 400WESTMONT IL 60559 630 455-6000 6900000 $115782000 COMMON
STOCK FILE 333-75618 DEC 20 BR
F-6 FORTIS NV/ADR ONE CHASE MANHATTEN PLAZA NEW YORK NY 10005
212 648-3250 50000000 $2500000DEPOSITARY RECEIPTS FOR COMMON
STOCK FILE 333-14202 DEC 14 BR 99
5-8 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA AG 416 923-9400 6157868 $100598194.43FOREIGN COMMON STOCK FILE 333-14204 DEC 14 BR
S-B CONVERIUM HOLDING AG THE BANK OF NEW YORK 620 AVENUE OF THE
AMERICAS NEW YORK NY 10011 212 462-6682 16000000 $208848000FOREIGN COMMON STOCK FILE 333-14206 DEC 17 BR
S-8 ET GROUP PLC /NEW BT CENTRE 81 NEWGATE ST LONDON EC1A 7AJ
ENGLAND X0 212 297-2715 35500000 $130G40000OTHER SECURITIES
INCLUDING VOTING TRUST FILE 333-14214 DEC 18 BR
F-3 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA AG 416 923-9400 17096687 $262947046.06FOREIGN COMMON STOCK FILE 333-14216 DEC 19 BR
S-4 GAP INC ONE HARRISON SAN FRANCISCO CA 94105 415 952-4400
NEWS DIGEST December 26 2001
700000000 $700000000 STRAIGHT BONDS FILE 333-75416 DEC 19BR
S-8 MAGNETEK INC 26 CENTURY BLVD1 BOX 290159 NASHVILLE TN 37214
615 316-5100 2200000 $19305000 COMMON STOCK
FILE 333-75418 DEC 19 BR
5-8 DATASCOPE CORP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100
1400000 $45836000 COMMON STOCK FILE 333-75420 DEC 19BR
S-8 DATASCOPE CORP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100
5500 $195800 COMMON STOCK FILE 333-75422 DEC 19 BR
S-3 IGEN INTERNATIONAL INC /DE 16020 INDUSTRIAL DR GAITHERSBURG MD
20877 301 984-8000 1018808 $34053657.40 COMMON STOCK
FILE 333-75424 DEC 19 BR
S-8 LILLIAN VERNON CORP ONE THEALL ROAD RYE NY 10580 914 576-6400
250000 $1770000 COMMON STOCK FILE 333-75426 DEC 19 BR
S-8 LILLIAN VERNON CORP ONE THEALL ROAD RYE NY 10580 914 576-6400
1000000 $7080000 COMMON STOCK FILE 333-75428 DEC 19BR
S-8 LILLIAN VERNON CORP ONE THEALL ROAD RYE NY 10580 914 576-6400
100000 $708000 COMMON STOCK FILE 333-75430 DEC 19 BR
S-8 BALTIA AIR LINES INC 63-25 SAUNDERS STREET SUITE 7-I REGO PARKNY 11374 718 275-5205 5775000 $577.50 COMMON STOCK
FILE 333-75438 DEC 19 BR
S-8 ROSS SYSTEMS INC/CA CONCOURSE PARKWAY SUITE 800 ATLANTA GA
30328 770 351-9600 220000 $1095850 COMMON STOCK
FILE 333-75440 DEC 19 BR
S-8 ABBOTT LABORATORIES 100 ABBOTT PARK ROAD D-322 AP6D ABBOTT PARK
IL 60064 847 937-6100 1000000 $54065000 COMMON STOCK
FILE 333-75442 DEC 19 BR
S-8 PHILLIPS PETROLEUM CO PHILLIPS BUILDING 800 PLAZA OFFICE BUILDING
BARTLESVILLE OK 74004 918 661-6600 20200000 $1122918000COMMON STOCK FILE 333-75462 DEC 19 BR
S-3 CAPITAL AUTO RECEIVABLES INC 1209 ORANGE STREET WILMINGTON DE
19801 313 556-1240 1000000 $1000000 STRAIGHT BONDSFILE 333-75464 DEC 19 BR
S-8 AUTOMATIC DATA PROCESSING INC ONE ADP BOULVARD ROSELAND NJ 07068
973 974-7849 3000000 $174690000 COMMON STOCK
FILE 333-75468 DEC 19 BR
S-8 AVID TECHNOLOGY INC METROPOLITAN TECHNOLOGY PARK ONE PARK WESTTEWKSBURY MA 01876 978 640-6789 1000000 $12050000 COMMON
STOCK FILE 333-75470 DEC 19 BR
S-8 PHILLIPS PETROLEUM CO PHILLIPS BUILDING 800 PLAZA OFFICE BUILDING
BARTLESVILLE OK 74004 918 661-6600 350000 $19456500 COMMON
STOCK FILE 333-75472 DEC 19 BRNEWS DIGEST December 26 2001
S-8 TIMEBEAT COM ENTERPRISES INC P.O BOX PAYSON AZ 85547
928 474-9151 3417400 $1537830 COMMON STOCK
FILE 333-75474 DEC 19 BR
5-1 INTEGRATED DEFENSE TECHNOLOGIES INC WINSTON STRAWN 200 PARK AVENEW YORK NY 10166 212 294-3514 $125000000 COMMON STOCK
FILE 333-75476 DEC 19 NEW ISSUE
S-8 STUDENT ADVANTAGE INC 280 SUMMER STREET BOSTON MA 02210
617 912-2011 2500000 $2650000 COMMON STOCK FILE 333-75478
DEC 19 BR
S-3 FPL GROUP INC 700 UNIVERSE BLVD JUNO BEACH FL 33408
561 694-4000 FILE 333-75482 DEC 19 BR
S-8 TECHNOLOGIES INC 134 COOLIDGE AyE WATERTOWN MA 02472
516 752-7314 100000 $686000 COMMON STOCK FILE 333-75484
DEC 19 BR
S-8 TECHNOLOGIES INC 134 COOLIDGE AVE WATERTOWN MA 02472
516 752-7314 600000 $4116000 COMMON STOCK FILE 333-75486
DEC 19 BR
S-3 STUDENT ADVANTAGE INC 280 SUMMER STREET BOSTON MA 02210
617 912-2011 3071500 $3255790 COMMON STOCK FILE 333-75488
DEC 19 BR
S-8 AMERICAN STANDARD COMPANIES INC ONE CENTENNIAL AVENUEBOX 6820 PISCATAWAY NJ 08855 732 980-6000 1000000 $66325000COMMON STOCK FILE 333-75492 DEC 19 BR
S-8 VIRAGE LOGIC CORP 46501 LANDING PARKWAY FREEMONT CA 94538
510 360-8000 150458 $2125971.54 COMMON STOCK FILE 333-75496
DEC 19 BR
S-8 WATSON WYATT CO HOLDINGS 1717 STREET SUITE 800WASHINGTON DC 20006 301 581-4600 2250000 $48735000 COMMON
STOCK FILE 333-75498 DEC 19 BR
S-8 GREENLAND COR 1935 AVENIDA DEL ORO SUITE OCEANSIDE CA 92056
619 458-4226 39000000 $390000 COMMON STOCK FILE 333-75500
DEC 19 BR
S-8 CHECK TECHNOLOGY CORP 1284 CORPORATE CENTER DR ST PAUL MN 55121
612 454-9300 1250000 $7712500 COMMON STOCK FILE 333-75504
DEC 19 BR
S-8 RIGHT START INC /CA 26610 AGOURA RD STE 250 CALABASAS CA 91302
818 707-7100 100000 $439000 COMMON STOCK FILE 333-75506
DEC 19 BR
S-8 UDATE COM INC NEW ENTERPRISE HOUSE ST HELENS STREET DERBY
ENGLAND AG DEl 877 815-2955 6280000 $20724000 COMMON
STOCK FILE 333-75510 DEC 19 BR
5-1 PARTNERS TRUST FINANCIAL GROUP INC 233 GENESEE STREET UTICANY 13501 5976500 $59765000 COMMON STOCK FILE 333-75514
DEC 19 NEW ISSUE
10 NEWS DIGEST December 26 2001
RECENT 8K FILINGS
ABN ANRO MORTGAGE CORP SERIES 2001- DE
ACACIA RESEARCH CORP
ACE LTD
ACT TELECONFERENCING INC
ADPADS INC
ADVANCED ACCESSORY SYSTEMS LLC
AFTERMARKET TECHNOLOGY CORP
AKSYS LTD
ALBECCA INC
ALLETE INC
ALLIANCE GAMING CORP
ALPHARMA INC
AMERICAN COMMUNITY BANCSHARES INC
AMERICAN EXPRESS CREDIT CORP
AMERICAN GREETINGS CORP
AMERICAN RESTAURANT GROUP INC
AMERICAN RIVER HOLDINGS
ANERIVEST PROPERTIES INC
12/21/01
12/21/01
12/20/01
10/10/01 AMEND
12/06/01
12/14/01
12/21/01
12/19/0112 15 01
12/21/01
12/20/01
12/12/01
12/18/01
12/21/01
12/18/01
12/17/01
12/20/01
12/06/01
S-8 SANMINA CORP/DE 2700 FIRST ST SAN JOSE CA 95134 408 964-3500
12524648 $233001232 COMMON STOCK FILE 333-75616 DEC 20BR
S-3 AFTERMARKET TECHNOLOGY CORP ONE OAK HILL CENTER SUITE 400WESTMONT IL 60559 630 455-6000 6900000 $115782000 COMMON
STOCK FILE 333-75618 DEC 20 BR
Form 8-K is used by companies to file current reports on the following events
Item Changes in Control of Registrant
Item Acquisition or Disposition of Assets
Item Bankruptcy or Receivership
Item Changes in Registrants Certifing Accountant
Item Other Materially Important Events
Item Resignations of Registrants Directors
Item Financial Statements and Exhibits
Item Change in Fiscal Year
Item Regulation FD Disclosure
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previously filed responding to the items of the form specified 8-K reports may be obtained in
person or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.WWashington D.C 20549 or at the following e-mail box address [email protected] Iii most
cases this information is also available on the Commissions website www.sec.gov
STATE 8K ITEM NONAME OF ISSUER CODE DATE COMMENT
DE
DO
CO
CO XXDE
DE
DE
GA
NV
DE
NC
DE
OH
DE
CA
MD
11 NEWS DIGEST December 26 2001
AMEXDRUG CORP CA 12/17/01
AMTRAN INC IN 12/21/01 AMEND
ANTHRACITE CAPITAL INC MD 12/20/01
ARQULE INC DE 12/21/01
ASIA GLOBAL CROSSING LTD 12/20/01
ATT CORP NY 12/19/01
ATCHISON CASTING CORP KS 12/20/01
ATCHISON CASTING CORP KS 12/20/01
AUTONATION INC /FL DE 12/21/01
AVIGEN INC \DE DE 12/20/01
BANC ONE HELOC TRUST 1998-1 OH 05/21/01
BANC ONE HELOC 1999-1 OH 05/21/01
BANK OF NEW ENGLAND CORP MA NO ITEMS 10/31/01
BEAR STEARNS COMPANIES INC DE 12/20/01
BENCHMARK TECHNOLOGY CORP TX 12/19/01
BIO SOLUTIONS INTERNATIONAL INC NV 12/17/01 AMEND
BLOUNT INTERNATIONAL INC DE 12/07/01
BONTEX INC VA 11/27/01
BRIGGS STRATTON CORP WI 12/21/01
BRILLIANT DIGITAL ENTERTAINMENT INC DE 12/21/01
BROOKE CORP KS 11/01/01
BUCKEYE TECHNOLOGIES INC DE 12/31/01
BUILDERS TRANSPORT INC DE 11/24/01
CABLE DESIGN TECHNOLOGIES CORP DE 12/18/01
CADENCE DESIGN SYSTEMS INC DE 12/20/01
CANADA SOUTHERN PETROLEUM LTD CT 12/07/01
CANADIAN DERIVATIVES CLEARING CORP 11/23/01
CARBIDE GRAPHITE GROUP INC IDE DE 12/20/01
CARPENTER TECHNOLOGY CORP DE 12/19/01
CARRAMERICA REALTY CORP MD 12/09/01
CATERPILLAR INC DE 12/21/01
CELLPOINT INC NV 12/19/01
CHASE CREDIT CARD MASTER TRUST NY 12/17/01
CHASE CREDIT CARD MASTER TRUST NY 12/17/01
CHASE MANHATTAN BANK /NY/ NY 12/17/01
CHASE MANHATTAN BANK USA DE 12/17/01
CHASE MANHATTAN BANK USA DE 12/17/0
CHASE MANHATTAN HOME EQUITY LOAN TR NY 12/17/01
UST 1995-1
CHASE MANHATTAN MARINE OWNER TRUST NY 12/17/01
1997-A
CHASE MANHATTAN RV OWNER TRUST 1997 DE 12/17/01
-A
CHATEAU COMMUNITIES INC MD 08/03/01 AMEND
CHILDRENS COMPREHENSIVE SERVICES IN TN 12/21/01
CHINA FUND INC MD 11/01/01
CIBER INC DE 10/15/01 AMEND
CITICORP MORTGAGE SECURITIES INC DE 12/21/01
COLUMBIALUM LTD NV 12/12/0
COMDISCO INC DE 09/30/01 AMEND
COMMERCIAL MORTGAGE PASS THRU CERTS DE 12/11/01
SERIES 2001-3
COMSTOCK RESOURCES INC NV 12/17/01
CONSECO FINANCE CORP DE 12/21/01
CONSECO FINANCE SECURITIZATIONS COR DE 12/21/01
CONSYGEN INC TX 11/30/01 AMEND
CONTINENTAL AIRLINES INC IDE DE 12/21/01
12 NEWS DIGEST December 26 2001
CONTINENTAL AIRLINES INC IDE DE
COST LESS INC WA
COVANTA ENERGY CORP DE
COX RADIO INC DE
CP LTD PARTNERSHIP
CREATOR CAPITAL LTD
CREDIT SUISSE FIRST BOSTON MORTGAGE
SECURITIES CORP
CSFB MORTGAGE PASS THROUGH CERTIFIC DE
ATES SERIES 2001-S23
CTN MEDIA GROUP INC DE
CUTTER BUCK INC WA
CYTRX CORP DE
DEALER AUTO RECEIVABLES CO LLC DE
DEMAND FINANCIAL INTERNATIONAL LTD NV
DEVON ENERGY CORP/DE DE
DEVX ENERGY INC DE
DUPONT DIRECT FINANCIAL HOLDINGS IN GA
ELOYALTY CORP
ENERGY EAST CORP
EQCC RECEIVABLES CORP
ESB FINANCIAL CORP
FACTORY CARD OUTLET CORP
FAN ENERGY INC
FIBERCORE INC
FIRST LEESPORT BANCORP INC
FIRST MERCHANTS CORP
FLEXIINTERNATIONAL SOFTWARE INC/CT
FNT MORTGAGE BACKED PASS THRU CERTI
FICATES SERIES FNT 2001-2
FNT MORTGAGE BACKED PASS THRU CERTI
FICATES SERIES FNT 2001-2
FNT MORTGAGE BACKED PASS THRU CERTI
FICATES SERIES FNT 2001-2
FRAGRANCENET COM INC
FRANKLIN RECEIVABLES LLC
FREFAX INC
FREFAX INC
FUELCELL ENERGY INC
GENOMIC SOLUTIONS INC
GEORGIA POWER CO
GLOBAL ENERGY GROUP INC
GLYCOGENESYS INC
GOLDEN STAR RESOURCES LTD
GRAY COMMUNICATIONS SYSTEMS INC /GA
GREEN TREE FLOORPLAN RECIEVABLES MA
STER TRUST
GREENWICH CAPITAL ACCEPTANCE INC
GUILFORD MILLS INC
HADRON INC
HEALTH RISK MANAGEMENT INC /MN/
HEARTLAND PARTNERS
HEARTLAND TECHNOLOGY INC
HEMET BANCORP
HOLLY CORP
HOST MARRIOTT CaRPHOST MARRIOTT
12/21/01
12/20/01
12/21/01
12/19/01
08/03/01 A14END
12/19/01
12/20/01
10/29/01
11/26/01
12/11/0
12/19/0
12/17/01
12/06/01 AMEND
12 /2 0/01
12/17/0
12/20/01
12/19/01
12/19/01
12/21/01
12/19/01
12/19/01
12/21/01
12/11/01
12/20/01
09/30/01
12/21/01
07/25/01
08/27/01
09/25/01
12/17/01
11/26/01
12/20/01
12/20/01
12/21/01
12/18/01
12/20/01
10/22/01 AMEND
12/21/01
12/21/01
12/21/01
12/17/01
12/19/01
12/21/01
12/20/01
11/09/01
12/18/01
12/18/0
12/21/01
12/20/01
12/14/01
12/14/01
MD
DO
DE
DE
NY
DE
PA
DE
NVNV
PA
IN
DE
DE
DE
FL
FL
DE
DE
GA
DE
NV
GA
DE
DE
NY
MN
DE
DE
CA
DE
MD
DE
13 NEWS DIGEST December 26 2001
HOUSEHOLD CONSUMER LOAN TRUST 1996- DE 12/14/01
HOUSEHOLD CONSUMER LOAN TRUST 1996-
HOUSEHOLD CONSUMER LOAN TRUST 1997-
HOUSEHOLD CONSUMER LOAN TRUST 1997-
HOUSEHOLD FINANCE CORP HOUSEHOLD CO
NSUMER LN TRUST 1995-1
HYBRIDON INC
IENTERTAINMENT NETWORK INC
INFERTEK INC
INGERSOLL RAND CO
INTEGRATED SPATIAL INFORMATION SOLU
TIONS INC /Co/
INTELEFILM CORP
INTERCEPT GROUP INC
INTERMUNE INC
INTERNATIONAL TRAVEL CD INC
INTRAC INC
ISOMET CORP
IVP TECHNOLOGY CORP
JP MORGAN CHASE COMMERCIAL MORTGAGE
SECURITIES CORP
KEY TRONIC CORP
KINDER MORGAN ENERGY PARTNERS
LEXINGTON CORPORATE PROPERTIES TRUS
LIBBEY INC
LIQUENT INC
LMI AEROSPACE INC
LTV CORP
LUMINANT WORLDWIDE CORP
MAIN STREET BANCORP INC
MANDALAY RESORT GROUP
MANUGISTICS GROUP INC
MATLACK SYSTEMS INC
MEDIMMUNE INC IDE
MELLON FINANCIAL CORP
MERCATOR SOFTWARE INC
METALCLAD CORP
METTLER TOLEDO INTERNATIONAL INC/
MIRANT CORP
MONTEREY BAY BANCORP INC
MORGAN STANLEY DEAN WITTER CAP IN
DEP FOR SERIES 2001-TOP
MORGAN STANLEY DEAN WITTER CAPITAL
INC
MUTUAL RISK MANAGEMENT LTD
MYRIAD GENETICS INC
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
DE 12/14/01
12/14/01
DE 12/17/01
DE 12/14/01
12/10/01
12/18/01
12/14/01
12 21 01
12/20/01
12/21/01
12/03/01
12/21/01
12/14/01
12/19/01
12/19/01
09/17/01
12/14/01
12/20/01
12/21/01
11/28/01
12/20/01
12/20/01
12/20/01
12/07/01
12/07/01
12/20/01
12/21/01
12/20/01
12/21/01
12/21/01
12/20/01
12/21/01
12/10/01
12/21/01 AMEND
11/15/01
12/21/01
12/19/01
DE 12/20/01
12/19/01
12/20/01
01/16/01 AMEND
02/15/01 AMEND
03/15/01 AMEND
04/16/01 AMEND
DE
NC
WA
NJ
CO
MN
GA
DE
CO
NV
NJ
NVDE
WA
DE
MD
DWDE
MO
DE
DE
PA
NVDE
DE
DE
PA
DE
DE
DE
DE
DE
DE
DO
DE
14 NEWS DIGEST December 26 2001
05/15/01 AMENDNATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NATIONAL CITY CREDIT CARD MASTER TR
UST
NESCO INDUSTRIES INC
NETEGRITY INC
NETOPIA INC
NET2PHONE INC
NEUROGEN CORP
NEUROGEN CORP
NEW CENTURY FINANCIAL CORP
NEW SYSTEMS INC
NEW YORK STATE ELECTRIC GAS CORP
NEXTEL INTERNATIONAL INC
NIAGARA MOHAWK HOLDINGS INC/NY
NIAGARA MOHAWK POWER CORP /NY/
NN INC
NORTEL NETWORKS CORP
NORTEL NETWORKS LTD
NORTHWESTERN CORP
ONEOK INC /NEW/
OPTELECOM INC
PARKER PARSLEY
ES 87-A LTD
PARKER PARSLEY
ES 87-B LTD
PARKER PARSLEY
ES 88-A LP
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PARKER PARSLEY
PERU PARTNERS LTD
NV
DE
DE
DE
DE
DE
DE
NV
NY
DE
NY
NY
DE
DE
OK
DE
TX
06/15/01 AMEND
07/16/01 AMEND
08/15/01 AMEND
09/17/01 AMEND
12/17/01
11/15/01
12/14/01
10/11/01
12/18/0
12 /2 0/01
12/20/01
12/13/01
12/12/01
12/19/0
12/21/01
12/21/01
12/21/01
12/21/01
12/20/01
12/20/01
12/21/01
12/21/01
12/17/01
12/20/01
TX 12/20/01
DE 12/20/01
12 20 01
12 /2 0/01
12 /2 0/01
12/20/01
12/20/01
12/20/01
12/20/01
12/20/01
12 /2 0/01
12/20/01
12/20/01
12/20/01
12/20/01
12/20/01
12/20/01
12/20/0112 /2 0/01
12/20/01
12 /2 0/01
12 20 01
12 /2 0/01
12 /2 0/01
12/07/01
AMEND
AMEND
PRODUCING PROPERTI
PRODUCING PROPERTI
PRODUCING PROPERTI
82 LTD
82 II LTD
83-A LTD
83-B LTD
84-A LTD
85-A LTD
85-B LTD
86-A LTD
86-B LTD
86-C LTD
87-A LTD
87-B LTD
88
88
89
90
90
90
90-B CONy
90-C CONy
91-A LP
91-B LP
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
DE
DE
DE
DE
DE
DEDE
DE
DE
DE
NV
LP
LP
15 NEWS DIGEST December 26 2001
PHILIPS INTERNATIONAL REALTY CORP
PIEDMONT NATURAL GAS CO INC
PILOT THERAPEUTICS HOLDINGS INC
PLANET ZANETT INC
POTASH CORPORATION OF SASKATCHEWAN
INC
POTOMAC ELECTRIC POWER CO
PRIME GROUP REALTY TRUST
PRIME GROUP REALTY TRUST
PRIME RECEIVABLES CORP
PUGET ENERGY INC /WA
PUGET SOUND ENERGY INC
QUERYOBJECT SYSTEMS CORP
QUIZNOS CORP
PAD IOSHACK CORP
RAVISENT TECHNOLOGIES INC
RAZORFISH INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
RESPIRONICS INC
RHBT FINANCIAL CORP
RUDDICK CORP
SCIENT INC
SELECT MEDIA COMMUNICATIONS INC
SEQUENOM INC
SHARPS COMPLIANCE CORP
SHEFFIELD PHARMACEUTICALS INC
SHORE BANCSHARES INC
SITI-SITES COM INC
SIZELER PROPERTY INVESTORS INC
SLM FUNDING CORP
SOLUTIA INC
SONIC FOUNDRY INC
SOUTHERN CO
SPSS INC
STRATEGIC DIAGNOSTICS INC/DE/
STRATUS PROPERTIES INC
SUNOCO INC
T-3 ENERGY SERVICES INC
TEKINSIGHT COM INC
TIDEL TECHNOLOGIES INC
TIMKEN CO
TIVO INC
TOYOTA AUTO FINANCE RECEIVABLES LLC
TOYOTA AUTO FINANCE RECEIVABLES LLC
TPI ENTERPRISES INC
TPANSKARYOTIC THERAPIES INC
TPANSTECHNOLOGY CORP
TRIDON ENTERPRISES INC
TRIMBLE NAVIGATION LTD /CA/
TTM TECHNOLOGIES INC
ULTRADATA SYSTEMS INC
UNIDYN CORP
UNITED DOMINION REALTY TRUST INC
UNITED PAN EUROPE COMMUNICATIONS NV
UNIVERSAL BEVERAGES HOLDINGS CORP
UPC POLSKA INC
US CAN CORP
10/31/01 AMEND
12/13/01
12/21/01
12/07/01
12/21/01
12/20/01
12/21/0112 /2 1/01
12/17/01
12/21/01
12 /2 1/01
12/20/01
12/21/01
12/19/01
12/07/01
12/11/01
12/20/01
12/20/01
12/18/01
12/18/01
12/20/01
12/21/01
12/14/01
12/17/01
12/21/01
10/18/99
12/21/01
11/28/01
12/19/01
12/12/01
01/01/01
10/30/01 AMEND
12/20/01
12/21/01
12/21/01
12/20/01
12/21/01
12/19/01
12/20/01
12/21/01
12/21/01
12/21/01
12/17/01
12/17/01
12/21/01
12/19/01
12/06/01
12/09/01
12/21/01
12/21/01
12/20/01
11/21/01
12/18/01
12/07/01
12/21/01
12/07/01
12/21/01
MD
NC
DE
VAMD
MD
DE
WAWA
DE
CO
DE
DE
DE
DE
DE
DE
SC
NC
DE
NY
DE
DE
DE
MD
DE
DE
DE
DE
MD
DE
DE
DE
DE
PA
TX
DE
DE
OH
DE
DE
DE
NJ
DE
DE
CO
CA
WADE
NV
VA
FL
DE
DE
AMEND
AMEND
XX
16 NEWS DIGEST December 26 2001
US TJNWIRED INC
USA VIDEO INTERACTIVE CORP
VALESC INC
VANS INC
VEND INGDATA CORP
VINA TECHNOLOGIES INC
VIROPHARMA INC
VISX INC
VSI HOLDINGS INC
VSOURCE INC
WAMU MORTGAGE PASS THRU CERTIFICATE
SERIES 2001-AR6
WASHINGTON MUTUAL MORT SEC CORP PAS
THR CERT SER 01 AR1
WASHINGTON MUTUAL MORTGAGE SECURITI
ES CORP
WEBB INTERACTIVE SERVICES INC
WHX CORP
WILLIANS COMPANIES INC
WISCONSIN ENERGY CORP
WODFI LLC
WORLD OMNI AUTO RECEIVABLES LLC
WORLD OMNI AUTO RECEIVABLES LLC
WORLDBID CORP
YORK RESEARCH CORP
12/20/01
12/19/01
12/11/01
12/19/01
12/21/01
12/24/01
12/21/01
12/12/01
12/21/01
12/18/01
12/14/01
12/12/01
12/21/01
12/17/01
12/21/01
12/21/01
12/21/01
12/15/01
11/30/01
12/21/01
12/18/01
12/20/01
LA
WY
DE
DE
NV
DE
DE
DE
GADE
DE
DE
DE
CO
DE
DE
WI
FL
DE
DE
NV
DE
17 NEWS DIGEST December 26 2001