BiographyMr. Rosso has over 15 years of institutional and individual investment experience. Prior to joining Regal Advisory Services, he was a financial advisor at Wachovia and before that at Morgan Stanley. He holds his Series 7, 24, 63, and 65 security licenses.

Currently, Mr. Rosso is a Portfolio Manager with Regal Advisory

Services and a Senior Investment Consultant with Regal Securities. He is responsible for research and execution of the buy-and-sell strategy. He also assists his clients with business development by customizing and implementing their investment strategies.

Mr. Rosso currently resides in Lincroft, NJ with his wife and three children.

Points of DistinctionIf you are like most people, you may not know all of the investments you hold, why you own them or how many of them fit together. In fact, you probably are not sure how well – or how poorly those investments are doing. That is not surprising, especially if you do not have the time or a proper framework for investing. Don’t you wish you had someone to help you, someone in your corner, someone you can trust?

Mission• To be a valued partner in the financial success of my

clients.

• Getting to know my clients and their needs.

• Providing prudent investment advice.

• Providing unwavering integrity.

• Developing innovative and customizable portfolio strategies.

“I take very seriously the responsibility my clients have placed in me. I go the extra mile to assist my clients with a customized plan to meet their needs, goals, and dreams.”

“I have a well-defined investment philosophy and use a disciplined management process to help my clients manage and preserve their wealth.”

Anthony RossoPortfolio Manager

Anthony Rosso, Portfolio ManagerRegal Advisory Services, Inc.800 The Plaza Unit 6/7Sea Girt, NJ 08750

Office: 732-820-4690Fax: 732-974-8262

arosso@regalsecurities.com www.rossofinancialgroup.com

Investment Adviser Representative for Regal Advisory Services, Inc.950 Milwaukee Ave., Ste. 101, Glenview, IL 60025, 1-877-488-6537

Securities offered through Regal Securities, Inc. Member FINRA, SIPCFINRA BrokerCheck reports for Regal Securities and its investment professionals are

available at www.finra.org/brokercheck.

Investment Process My job as a Portfolio Manager is to help my clients accumulate and preserve wealth. I accomplish this through a disciplined investment process, which I created and manage called the Volatility Stabilizing Strategy (VSS).

What you can expect from Volatility Stabilizing Strategy?VSS is a disciplined and effective portfolio process. VSS attempts to achieve returns that exceed the market through:

• Careful selection of stocks with strong balance sheets.• Screening for excellent companies with a propensity to

move more than the market. (Up or Down)• Executing a distinct buy side strategy when stocks fall as

well as a distinct sell side when stocks rise.• Recognizing that cash is king and that having cash on

hand allows my proprietary formula, VSS, to truly take advantage of market swings.

Core ValuesMy business is defined by my core values. This is what my clients can expect from me.

Integrity. Integrity comes above all else.

• Maintaining complete confidentiality regarding all personal and business matters.

• Employing a fee-based pricing structure; I am not motivated by commissions.

Service. My clients expect and deserve exceptional service at all times. I will deliver by:

• Providing clients with accurate monitoring of investments.

• Proactively managing portfolio risk.• Exceeding expectations.

Quality.

• Providing customized advice, not cookie cutter solutions.

• Translating financial information into meaningful language.

Value.• Providing clients with the advice they expect and

deserve, and then attempting to exceed those expectations.

• Developing and implementing strategies that will maximize intergenerational wealth.

Knowledge.

• It is my job to stay knowledgeable and educate my clients on the realities of the market.

• To be in constant pursuit of continuing education.

Investment PhilosophyI believe that investment success can be determined by a set of clearly defined investment principles and making a firm commitment to those principles by:

Customization. Developing a long-term plan and adhering to it will help you reach your financial goals.

Unwavering. Ignoring market noise. Rational judgment, no emotion will govern.

Precision. Using a proprietary formula in an attempt to systematically gather profits.

Conviction. Fearless enough to sell a stock that rises and buy one that falls.

“I am a financial coach, helping my clients manage the long-term decisions that ultimately determine the wealth they and their families could accumulate.”