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D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 1 D.T3.1.1 Report ‘State of the art of risk governance: approaches/tools to manage risk with focus on forests’ WP T3 Responsibility for Deliverable Francesca Poratelli (DISAFA), Silvia Cocuccioni (EURAC) Contributors Cristian Accastello (DISAFA), Filippo Brun (DISAFA), Stefan Steger (EURAC), Stefan Schneiderbauer (EURAC), Kathrin Renner (EURAC) Torino, December 2019

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  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 1

    D.T3.1.1 Report ‘State of the art of risk governance: approaches/tools to manage risk with focus on forests’

    WP T3 Responsibility for Deliverable Francesca Poratelli (DISAFA), Silvia Cocuccioni (EURAC)

    Contributors Cristian Accastello (DISAFA), Filippo Brun (DISAFA), Stefan Steger (EURAC), Stefan

    Schneiderbauer (EURAC), Kathrin Renner (EURAC)

    Torino, December 2019

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 2

    GreenRisk4ALPs Partnerships BFW - Austrian Forest Research Centre (AT)

    DISAFA - Department of Agricultural, Forest and Food Sciences, University of Turin (ITA)

    EURAC - European Academy of Bozen-Bolzano – EURAC Research (ITA)

    IRSTEA - National research institute of science and technology for environment and agriculture,

    Grenoble regional centre, IRSTEA (FRA)

    LWF - Bavarian State Institute of Forestry (GER)

    MFM - Forestry company Franz-Mayr-Melnhof-Saurau (AT)

    SFM - Safe Mountain Foundation (ITA)

    UL - University of Ljubljana, Biotechnical Faculty, Department of Forestry and Renewable

    Resources (SLO)

    UGOE - University of Göttingen, Department of Forest and Nature Conservation Policy (GER)

    WLS - Swiss Federal Institute for Forest, Snow and Landscape Research (CH)

    WLV - Austrian Service for Torrent and Avalanche Control (AT)

    ZGS - Slovenia Forest Service (SLO)

    https://disafaen.campusnet.unito.it/do/home.plhttp://www.eurac.edu/en/pages/default.aspxhttp://www.irstea.fr/en/institute/centers/grenoblehttps://www.lwf.bayern.de/http://www.mm-forst.at/de/http://www.fondazionemontagnasicura.org/en/http://www.bf.uni-lj.si/en/forestry/about/https://www.uni-goettingen.de/en/67088.htmlhttps://www.wsl.ch/en/forest.htmlhttps://www.bmlfuw.gv.at/forst/wildbach-lawinenverbauung.htmlhttp://www.zgs.si/eng/news/index.html

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 3

    Table of Contents

    GreenRisk4ALPs Partnerships ............................................................................................................... 2

    Table of Contents ................................................................................................................................... 3

    Table of Figures ...................................................................................................................................... 4

    Table of Tables ....................................................................................................................................... 5

    Introduction: Risk governance in mountain ecosystems ..................................................................... 6

    Materials and methods .......................................................................................................................... 7

    Results and discussion .......................................................................................................................... 9

    Bibliometric analysis .......................................................................................................................... 9

    Qualitative review ............................................................................................................................. 11

    Study areas and hazards analysed ............................................................................................. 13

    Forest effectiveness ..................................................................................................................... 14

    Uncertainties and hazards interaction ........................................................................................ 15

    Scenarios development ............................................................................................................... 15

    Stakeholders involvement ........................................................................................................... 15

    Monetary evaluation ..................................................................................................................... 15

    Conclusions ........................................................................................................................................... 17

    References ............................................................................................................................................ 18

    Appendix A: List of the articles selected with the keywords search on Scopus and WoS ............... 19

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 4

    Table of Figures

    Figure 1 - Number of publications indexed on Scopus from 1990 to 2018 including gravitational

    natural hazards and risk management search terms in their title, abstract or keywords. The

    different colours in the bar chart show the number of documents in which only one natural hazard

    is mentioned in the title, abstract and keywords. Some documents refer to more than one natural

    hazard in those fields, therefore the total number of documents indexed in Scopus per year (blue

    horizontal lines) is higher than the sum of the ones that mention each natural hazard. ................. 9

    Figure 2 - Ratio between the number of documents published in a year and those published in

    2018 on Scopus. If the ratio is equal to 1, then the number of documents published in that year is

    the same as the number of documents published in 2018. If the ratio is higher than 1, then more

    documents were published in a given year compared to 2018 That is, a ratio of 0.2 means that

    20% of the number of documents published in 2018 were published. The numbers indicated by

    the arrows show the actual number of documents published in a given year. ................................ 10

    Figure 3 - Number of documents published on Scopus from 1990 to 2018 mentioning

    gravitational hazards, risk management and Eco-DRR/protection forests search terms in their

    abstracts, title or keywords (left, Y-axis) compared to the number of documents published

    including only gravitational hazards and risk management terms (right, Y-axis). ............................ 11

    Figure 4 - Workflow to select the publications for the qualitative review. ........................................ 12

    Figure 5 - Gravitational hazards studied in the publications listed in Table 2. ................................ 13

    Figure 6 - Study area distribution of the publications selected in Table 2 along the alpine space

    (AS). Not all the papers had a study area, only 17. ............................................................................ 14

    Figure 7 - Study area distribution of the publications selected in Table 2 across the alpine space

    (AS) for different hazards. .................................................................................................................... 14

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 5

    Table of Tables

    Table 1 - Search terms used for the bibliometric analysis .................................................................. 7

    Table 2 - Publications selected for the qualitative review after the abstract analysis .................... 12

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 6

    Introduction: Risk governance in mountain ecosystems

    Mountain areas have always been subject to natural hazards such as avalanches, rockfall,

    landslides and torrents (Keiler and Fuchs, 2018). These natural hazards used to be managed by

    avoiding them and/or placing settlements in areas less prone to such hazards (Bründl et al.,

    2009). However, in the last century the growth of the mountain economy, which is based primarily

    on winter tourism, led to a growth of settlements into areas affected by gravitational hazards

    (UNISDR, 2015; Newman et al., 2017), making the protection from natural hazards a matter of

    primary importance.

    Historically risk was managed by avoiding hazardous areas or by using natural elements such as

    forests as protection elements from natural hazards (Meloni et al., 2006). Protection forests have

    been used for a long time and managed to prevent or mitigate hazardous events. An example of

    this is the Chambons forest in the western Italian Alps, which has been managed since 1500 to

    protect the village of Chambons that was built in 1200 from avalanches and rockfall (Regione

    Autonoma Valle d’Aosta - Regione Piemonte, 2006).

    In the last century, the rate of growth of settlements in the mountains has led to the study of

    technical protection measures and to their preference over protection forests due to their

    immediate efficacy. This has led to an increase in studies concerning both natural hazard and

    defence strategies.

    Even though technical measures proved to be effective in preventing or mitigating the effects of

    different natural hazards, the role of climate change and its effects on ecosystem processes, has

    brought up the question whether these structures are suitable to face upcoming changes (Holub

    and Hübl, 2008). The main problem with these measures is their lack of resilience and that they

    were planned for specific situations.

    To solve this problem, various options of risk management have been analysed in the past few

    years with great importance focused on ecosystem-based solutions due to their higher adaptive

    capacity to climate change (Faivre et al., 2017).

    A bibliometric analysis and review have been carried out to analyze the state of the art of the

    research in mountain risk management, with a particular focus on literature concerning the

    following aspects:

    - Mountain ecosystem: in particular with a focus on risk mitigation in the Alpine region

    - Natural hazards: gravitational hazards with those being the most frequent in the region of

    interest

    - Risk management: focus on studies that could affect the usual risk management

    solutions that can provide practical information and useful tools

    - Ecosystem based disaster risk reduction: Eco-DRR measures are based on a sustainable

    use and management of ecosystems as a mean to reduce extreme events.

    In particular, the bibliometric analysis was aimed at gaining an insight into the current state of

    knowledge regarding natural hazard risk management in mountain areas and nature-based

    solutions. The objective of the subsequent qualitative part was to analyse the strengths and the

    research gaps in this field of study.

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 7

    Materials and methods

    The analysis was composed of a quantitative bibliometric analysis followed by a qualitative

    review.

    As a first step, search terms were selected to compose the query strings (see Table 1 below). The

    search terms were attributed to three main topic groups on which the research focuses: 1.

    gravitational natural hazards (in particular avalanches, rockfall, shallow landslides and debris

    flows), 2. risk management, and 3. ecosystem-based solutions, with the main solution being

    protection forests. The three groups of search terms, which constitute the focal points of this

    review and of the GreenRisk4ALPs project are listed in Table 1.

    Table 1 - Search terms used for the bibliometric analysis

    Topic Group Search terms

    Natural hazard

    snow avalanche

    debris-flow

    rock fall (or Rockfall)

    landslide

    Risk

    management

    risk

    exposure

    vulnerability

    hazard management

    Eco-DRR

    protection forest

    protect* function

    protect* effect

    Eco-DRR

    nature-based solution

    ecosystem-based approach

    ecosystem-based solution

    The four natural hazards were chosen to focus on the most present gravitational hazards in the

    Alps. Eco-DRR solutions act in two ways: preventing events from happening (for example the role

    of the forest in the starting zone of avalanches) or mitigating their impact in the runout zone.

    After selection search terms were evaluated, and the query strings were optimized to obtain a

    balance between shortness of the query string and number of results obtained. The query strings

    were then entered into the Scopus database in “Titles, Abstract and Keywords” of published

    documents. The Scopus database was the only database used for the quantitative analysis as its

    objective was to analyse the general trend of articles published over time.

    Different search approaches were carried out: The first search combined the first two groups of

    terms (those regarding natural hazards and risk management), the second included Eco-DRR

    terms. The search terms belonging to different topic groups were linked with the Boolean operator

    “AND” while the search terms belonging to the same group were linked with the Boolean operator

    “OR”. This allowed the search database to find the documents that included at least one term

    from each group of topics. Examples of the query strings can be found below:

    TITLE-ABS-KEY ( ( "snow avalanche" OR "debris-flow" OR "rock fall" OR "Rockfall" OR landslide )

    AND ( "risk" OR "exposure" OR "vulnerability" OR "hazard management" ) )

    TITLE-ABS-KEY ( ( "snow avalanche" OR "debris-flow" OR "rock fall" OR "Rockfall" OR landslide )

    AND ( "risk" OR "exposure" OR "vulnerability" OR "hazard management" ) AND ( "protection

    forest" OR "protect* function" OR "protect* effect" OR "Eco-DRR" OR "nature-based solution"

    OR "ecosystem-based approach" OR "ecosystem-based solution" ) )

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 8

    The publication trend was analysed and compared with the total number of papers indexed on

    Scopus through the years. In order to obtain an estimate of the total amount of papers the word

    “the” was used as a search term, being the most common English word. In the following

    qualitative bibliographic review, the same research was carried out in the Web of Science

    database to see, if any additional papers could be found that had not yet been indexed on

    Scopus. The results were added to the ones found on Scopus. Lastly, papers concerning

    mountain ecosystems in particular in the Alps, were selected, reviewed and analysed. For each

    article, the following parameters were highlighted:

    1) Natural hazard considered (Avalanche/Rockfall/Landslide/Debris flow)

    2) Presence of a risk management

    3) Eco-DRR

    a. Dominant species

    b. Forest management

    c. Analysis of forest effectiveness

    4) Uncertainties considered (fires/pests/hazard interactions/etc.)

    5) Eco-DRR other than forests

    6) Scenario developments

    7) Stakeholders involvement

    8) Monetary evaluation

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 9

    Results and discussion

    Bibliometric analysis The first search conducted focused on the number of publications indexed on Scopus concerning

    risk management related to gravitational hazards. These are the documents, which included at

    least one search term of the natural hazard group and one of the risk management group in the

    title, abstract or keywords. The results show a strong increase in the overall number of

    publications on the topic, ranging from less than 50 papers in 1990 to more than 700 in 2018

    (blue line in Figure 1). Overall, the gravitational natural hazard search terms showed a

    considerable increase over time. The most mentioned hazard was landslides1, which is also the

    hazard term that showed the highest increase over time. The other search terms showed a stable

    but lower increase.

    Figure 1 - Number of publications indexed on Scopus from 1990 to 2018 including gravitational natural hazards and

    risk management search terms in their title, abstract or keywords. The different colours in the bar chart show the

    number of documents in which only one natural hazard is mentioned in the title, abstract and keywords. Some

    documents refer to more than one natural hazard in those fields, therefore the total number of documents indexed in

    Scopus per year (blue horizontal lines) is higher than the sum of the ones that mention each natural hazard.

    The total number of documents published on Scopus per year has increased over time.

    Consequently, the research also aimed at comparing the growth of the number of publications

    mentioning risk management and natural hazards with that of the overall number of documents

    indexed in Scopus (see Figure 2). For better comparison, the ratio between the documents

    published in any year and those published in 2018 was calculated. Figure 2 shows how the

    1 Note that the term “landslide” is often used as an overarching term, which also includes rockfall and

    other gravitational natural hazards. This can explain the greater use of the term “landslide” compared to

    the other terms.

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 10

    publications regarding risk management and gravitational natural hazards increased more

    compared to the overall number of documents published in Scopus from 1980 to 2018. The total

    number of publications with natural hazards and risk management search terms published from

    1980 to 2018 was 7987. In 1980, the published documents mentioning natural hazard and risk

    management search terms were only three, while this number rose to 762 in 2018. The number

    of total papers published in 1980, was not as low compared to those published in 2018: in 1990,

    the total number of publications on Scopus was 20% of the number of papers published in 2018.

    Figure 2 - Ratio between the number of documents published in a year and those published in 2018 on Scopus. If the

    ratio is equal to 1, then the number of documents published in that year is the same as the number of documents

    published in 2018. If the ratio is higher than 1, then more documents were published in a given year compared to

    2018 That is, a ratio of 0.2 means that 20% of the number of documents published in 2018 were published. The

    numbers indicated by the arrows show the actual number of documents published in a given year.

    In the second step of the bibliometric analysis, we selected papers also dealing with Eco-DRR,

    with a particular focus on protection forests (see Figure 3) since this is the main focus of the

    GreenRisk4ALPs project. With this limitation the number of documents published from 1990 to

    2018 found on Scopus was only 44. The first document to mention natural hazards, risk

    management and nature-based solutions (e.g. protection forests) dates back to 1991.

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 11

    Figure 3 - Number of documents published on Scopus from 1990 to 2018 mentioning gravitational hazards, risk

    management and Eco-DRR/protection forests search terms in their abstracts, title or keywords (left, Y-axis) compared

    to the number of documents published including only gravitational hazards and risk management terms (right, Y-axis).

    Unlike the trend of the papers concerning only the natural hazards, the trend of papers adding

    ecosystem-based measures has a less stable publication rate with a slight stable increase in the

    last years.

    Qualitative review An additional search was carried out on Web Of Science using the same keywords and 4 other

    papers were found. From these 48 articles (Appendix A), after an abstract review, those

    concerning the alpine environment were selected and further analysed. For the review, the

    following workflow has been applied:

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 12

    Figure 4 - Workflow to select the publications for the qualitative review.

    A total of 22 articles were selected (Table 2). Two main patterns were observed: The majority of

    papers had a more classic structure, dealing with a specific hazard and focusing on a specific

    area. The other papers were instead more focused on providing a useful framework for decision

    making purposes and was directed to a wider and less scientific audience ([1],[6],[9], the

    numbers refer to the articles listed in Table 2).

    Table 2 - Publications selected for the qualitative review after the abstract analysis

    ID Full references

    [1] Accastello et al., 2019: A framework for the integration of nature-based solutions in

    environmental risk management strategies

    [2] Bebi et al., 2001: Assessing structures in mountain forests as a basis for investigating

    the forests' dynamics and protective function

    [3] Bigot et al., 2009: Quantifying the protective function of a forest against rockfall for past,

    present and future scenarios using two modelling approaches

    [4] Brang et al., 2006: Management of protection forests in the European Alps: an overview

    [5] Brang et al., 2001: Resistance and elasticity: promising concepts for the management of

    protection forests in the European Alps

    [6] Breschan et al., 2018: A topography-informed morphology approach for automatic

    identification of forest gaps critical to the release of avalanches

    [7] Dorren et al., 2006: Balancing tradition and technology to sustain rockfall-protection

    forests in the Alps

    [8] Getzner et al., 2017: Gravitational hazards: Valuing the protective function of Alpine

    forests

    [9] Faivre et al., 2018: Translating the Sendai Framework into action: The EU approach to

    ecosystem-based disaster risk reduction

    [10] Fidej et al., 2015: Assessment of the protective function of forests against debris flows in

    a gorge of the Slovenian Alps

    [11] Kobayashi et al., 2017: The Potential Role of Tree Diversity in Reducing Shallow

    Abstract review and

    selection of papers

    dealing with Alpine

    environment

    Keyword

    s choice

    Keywords

    research on

    Scopus

    Same keywords

    research on

    Web of Science

    Bibliometric

    analysis

    Selection of 48

    articles

    Qualitative

    review

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 13

    Landslide Risk

    [12] Monnet et al., 2010: Using geomatics and airborne laser scanning for rockfall risk zoning:

    a case study in the French Alps

    [13] Moos et al., 2018: Ecosystem-based disaster risk reduction in mountains

    [14] Moos et al., 2018: Integrating the mitigating effect of forests into quantitative rockfall

    risk analysis – Two case studies in Switzerland

    [15] Moos et al., 2017: Quantifying the effect of forests on frequency and intensity

    of rockfalls

    [16] Preti et al., 2013: Forest protection and protection forest: Tree root degradation over

    hydrological shallow landslides triggering

    [17] Sakals et al. 2006: The role of forests in reducing hydrogeomorphic hazards

    [18] Schonenberg et al., 2005: Effect of timber removal from windthrow slopes on the risk of

    snow avalanches and rockfall

    [19] Stokes, 2005: Selecting tree species for use in rockfall-protection forests

    [20] Teich et al., 2012: Snow Avalanches in Forested Terrain: Influence of Forest Parameters,

    Topography, and Avalanche Characteristics on Runout Distance

    [21] Teich et al., 2009: Evaluating the benefit of avalanche protection forest with GIS-based

    risk analyses—A case study in Switzerland

    [22] Vacchiano et al., 2015: Effect of avalanche frequency on forest ecosystem services in a 1

    spruce-fir mountain forest

    Study areas and hazards analysed

    The first parameter analyzed was the natural hazard dealt with in the papers. Unlike the global

    trend of papers concerning natural hazards, in our selection the main hazards considered are

    avalanches and rockfall, while only a few focused on landslides (Figure 5).

    Figure 5 - Gravitational hazards studied in the publications listed in Table 2.

    Second, we analyzed the location of the study areas used in the papers. Figure 6 shows that the

    majority of the case studies were carried out in the Swiss and French Alps, while only a focused

    on the southern part of the Alps.

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 14

    Figure 6 - Study area distribution of the publications selected in Table 2 along the alpine space (AS). Not all the papers

    had a study area, only 17.

    Comparing the main hazard and the location of the study area revealed how studies on different

    hazards are distributed across the Alps, with two main focal areas: Switzerland for avalanches

    ([2],[6],[20],[21]), and France for rockfall ([3],[12],[19]).

    Figure 7 - Study area distribution of the publications selected in Table 2 across the alpine space (AS) for different

    hazards.

    Forest effectiveness

    We focused this review on risk management measures in which forests have a predominant role.

    In all of the papers collected, the protective effect of forest is addressed, but in different ways. A

    common theme in all the articles is the need of proper forest management to assure an efficient

    protective effect against different hazards.

    In the majority of the studies analysed the main silvicultural measure to achieve maximum

    protection from natural hazards is through managing uneven, multi-layered forest stands. This

    forest structure is considered to be the most efficient for all of the gravitational hazards

    considered in this review. Managing for an uneven-aged forest through silvicultural techniques

    aims at developing a forest structure similar to natural ones, those being the ones with the

    highest resistance and resilience. This objective is stated directly in some of the selected papers,

    in particular in: [1], [4], [5], [10], [15], [17], [19]. Fidej et al. (2015) also stated that aiming for an

    uneven-aged layered forest structure is the best way to mimic natural disturbances, which

    naturally occur in forest stands.

    Concerning the forest structures in [2], [8] and [9], the role of forest gaps has been addressed

    and the maximum dimension of gaps that still allows for an efficient protective effect has been

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 15

    evaluated. The problem of forest gaps has been analysed for both avalanches and rockfall. In

    particular, gaps are critical in avalanche starting zones, where the forest serves a role in

    preventing avalanche formation. Forest are also important in the transit zone of rockfall, where

    they allow the rocks to fall without obstacles and to gain speed.

    Additionally, species composition of stands has been analysed. In the papers concerning

    avalanches [20] as the main hazard, a comparison has been made between deciduous and

    evergreen conifer species, with the latter resulting as the most efficient in preventing avalanche

    release. This is due to two main effects: the first is the interception of falling snow by tree crowns,

    which results in the exposure of the snow to air and sun, leading to faster sublimation and lower

    snow height on the ground. The second effect is the reduction of the formation of surface hoar

    and weak snow layers in the snowpack which are required for slab avalanche formation. That is,

    tree crowns shade the snowpack leading to reduced temperature variations between night and

    day influencing snow metamorphism. A focus has been made on the comparison between

    Austrian pine (Pinus nigra) reforestations and broadleaved coppice stands [3], with the former

    resulting in less effectiveness due to their even aged and regular structure, while the latter being

    more efficient due to the high density of coppice shoots. The forest effect on landslides has been

    addressed focusing mainly on the roots [16] and explain how a broad and structured root system

    affects the soil and its structure, making it more or less prone to slides during heavy rain events.

    Uncertainties and hazards interaction

    In eight papers ([1], [2], [3], [4], [5], [6], [18], [22]) uncertainties that may affect the protection

    services provided by forest were considered. In particular, these studies focused on fires, pests,

    animal browsing, windthrow and drought, which are the main disturbances that could affect

    protection forests and compromise their effect.

    In two papers [18], [22] the post disturbance management of direct protection forests was

    considered, in particular the effect of the disturbance on the protection service was analysed. The

    role of dead wood in the aftermath of a disturbance (windthrow) has been considered, in

    particular the authors focused on its protective effect that was still important in the first years

    following the disturbance and decreased gradually in the following years.

    Another interesting topic that was analysed by Vacchiano et al. (2015) is the cascading effect

    created by a disturbance decreasing the capacity of a forest to mitigate other natural hazard

    events. In particular, the effect of avalanches on direct protection forest against rock fall has

    been analysed. The main problems were caused by the frequency with which avalanches

    occurred, i.e., a high avalanche frequency aside from affecting the protective effect of the present

    stand, also prevented forest regeneration from replacing the stand.

    Scenarios development

    We also addressed, if land use and land use change, climate change and socio-economic change

    scenarios were developed in the studied papers. Among all studies five developed different

    scenarios; four of these dealt with land use change scenarios and one with both climate change

    and socio-economic changes.

    Stakeholders involvement

    The involvement of stakeholders has been chosen as a parameter for the review given its

    importance in the GR4A project. However, the results of the bibliographic analysis showed that

    the involvement of stakeholders was only marginally addressed in studies.

    Monetary evaluation

    Only one article [8] from our selection dealt with monetary evaluation. The approach used is a

    cost analysis carried out through a national pricing list. The authors used an interesting approach:

    They evaluated the protective effect of forests from an economic point of view, i.e. a replacement

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 16

    cost approach was used, and different scenarios were analysed. Both permanent structures and

    wooden ones had been considered and the costs due to forest management were assessed. The

    results showed how, where the ecological conditions allow for it, protection forest are the most

    convenient solution from an economic point of view.

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 17

    Conclusions

    Through the analysis conducted on the selected publications we aimed at highlighting the

    potential role of Eco-DRR in preventing and mitigating natural hazards and report the knowledge

    currently available on the topic. From the results provided by the publication analysis, we show

    that even though the use of ecosystem-based solutions in risk management is broadly

    recognized, there is still low response of the users to this kind of measures and they are not

    always recognized at a legislative level. This might be caused by the lack of stakeholder’s

    involvement in the subject. Involving stakeholder through understandable guidelines or seminars

    could increase the perception of Eco-DRR as an efficient solution. The value of Eco-DRR could

    also be strengthen by the support of thorough economic evaluations of the different options to

    mitigate and prevent a natural hazard (e.g. green measures, technical measures or avoidance

    measures), which is almost absent at the moment.

    The results of this analysis highlight how the GR4ALPs project can provide innovative content to

    this research field by addressing a combination of topics, such as the stakeholders involvement

    and the monetary evaluation of the forest protection, that has not yet been explored in depth and

    reported in the scientific literature. The economic evaluation implemented in the TEGRAV analysis

    and the stakeholder involvement addressed throughout the project (WP2-WP5) will not only

    provide a more detailed insight on ecosystem-based solutions but can also help to bridge the gap

    between research and users of ecosystems-based solutions, such as local administrations,

    decision makers and forest managers.

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 18

    References Bruendl, M., Romang, H.E., Bischof, N., Rheinberger, C.M., 2009. The risk concept and its

    application in natural hazard risk management in Switzerland. Nat. Hazards Earth Syst.

    Sci. 9, 801–813.

    Faivre, N., Fritz, M., Freitas, T., de Boissezon, B., Vandewoestijne, S., 2017. Nature-Based

    Solutions in the EU: Innovating with nature to address social, economic and

    environmental challenges. Environmental Research 159, 509–518.

    https://doi.org/10.1016/j.envres.2017.08.032

    Fidej, G., Mikoš, M., Rugani, T., Jež, J., Kumelj, Š., Diaci, J., 2015. Assessment of the protective

    function of forests against debris flows in a gorge of the Slovenian Alps. iForest -

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  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 19

    Appendix A: List of the articles selected with the keywords search on Scopus and WoS

    Authors Year Title

    [No author name available],

    2014 3rd International Conference on Energy, Environment and Sustainable Development, EESD 2013

    Accastello C. et al. 2019 A Framework for the integration of nature-based solutions in environmental risk management strategies

    Bebi P. et al. 2001 Assessing structures in mountain forests as a basis for investigating the forests' dynamics and protective function

    Bianchi E. et al. 2018 The Economic Evaluation of Forest Protection Service Against Rockfall: A Review of Experiences and Approaches

    Bigot C. et al. 2009 Quantifying the protective function of a forest against rockfall for past, present and future scenarios using two modelling approaches

    Brang P. 2001 Resistance and elasticity: Promising concepts for the management of protection forests in the European Alps

    Brang P. et al. 2006 Management of protection forests in the European Alps: An overview

    Breschan J.R. et al. 2018 A topography-informed morphology approach for automatic identification of forest gaps critical to the release of avalanches

    Bründl M. et al. 2014 Integrative Risk Management: The Example of Snow Avalanches

    Dorren L. et al. 2015 The new NaiS target profile for rockfall [Das neue NaiS-Anforderungsprofil Steinschlag]

    Dorren L. et al. 2016 Quantifying the stabilizing effect of forests on shallow landslide-prone slopes

    Dorren L.K.A. et al. 2006 Panarchy and sustainable risk prevention by managing protection forests in mountain areas

    Dorren L.K.A. et al. 2006 Balancing tradition and technology to sustain rockfall-protection forests in the Alps

    Faivre N. et al. 2018 Translating the Sendai Framework into action: The EU approach to ecosystem-based disaster risk reduction

    Fidej G. et al. 2014 Assessment of the protective function of forests against debris flows in a gorge of the Slovenian alps

    Fidej G. et al. 2014 Assessment of the protective function of forests against debris flows in a gorge of the Slovenian alps

    Getzner M. et al. 2017 Gravitational natural hazards: Valuing the protective function of Alpine forests

    Greminger P. 2003 Managing the risks of natural hazards

    Jiro T. 1991 Distinguishing between points with and without small land landslides on mountainsides in a typhoon damaged area on the lower Niyodo River

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 20

    Klimeš J. 2011 Rockfall hazard and risk assessment on forested slopes, examples from Czechia [Hodnocení ohrožení a rizika vzniku skalních řícení na zalesněných svazích, příklady z česka]

    Kobayashi Y. et al. 2017 The Potential Role of Tree Diversity in Reducing Shallow Landslide Risk

    Lange W. et al. 2016 Risk perception for participatory ecosystem-based adaptation to climate change in the mata Atlântica of Rio de Janeiro State, Brazil

    Liniger M. 2000 Computer simulations of rockfall [Computersimulation von stein- und blockschlagen]

    Monnet J.M. et al. 2010 Using geomatics and airborne laser scanning for rockfall risk zoning: A case study in the french alps

    Moos C. et al. 2018 Ecosystem-based disaster risk reduction in mountains

    Moos C. et al. 2017 Quantifying the effect of forests on frequency and intensity of rockfalls

    Moos C. et al. 2018 Integrating the mitigating effect of forests into quantitative rockfall risk analysis – Two case studies in Switzerland

    Moos C. et al. 2018 Integrating the mitigating effect of forests into quantitative rockfall risk analysis – Two case studies in Switzerland

    Mustafin R. et al. 2018 Assessment of slope stability in coastal water protection zones

    Nater W. et al. 1993

    Measurement and modelling of changes and risks for forest protection as a result of anthropogenic influences [Messung und Modellierung der Veranderungen und Risiken fur Schutzwalder als Folge anthropogener Einflusse]

    Preti F. 2013 Forest protection and protection forest: Tree root degradation over hydrologicalshallow landslides triggering

    Renaud F.G. et al. 2016 Developments and opportunities for ecosystem-based disaster risk reduction and climate change adaptation

    Ronchi S. et al. 2018 Adopting an ecosystem services-based approach for flood resilient strategies: The case of Rocinha Favela (Brazil)

    Sakals M.E. et al. 2006 The role of forests in reducing hydrogeomorphic hazards

    Sandholz S. et al. 2018 Governing green change: Ecosystem-based measures for reducing landslide risk in Rio de Janeiro

    Schönenberger W. et al.

    2005 Effect of timber removal from windthrow slopes on the risk of snow avalanches and rockfall

    Spusta V. et al. 1998 Changes of the avalanche cadastre in the Czech part of the Giant Mts

    Stokes A. 2006 Selecting tree species for use in rockfall-protection forests

    Sudmeier-Rieux K. et al.

    2015 Opportunities, incentives and challenges to risk sensitive land use planning: Lessons from Nepal, Spain and Vietnam

    Teich M. et al. 2012 Snow avalanches in forested terrain: Influence of forest parameters, topography, and avalanche characteristics on runout distance

  • D.T3.1.1 – Report ‘SoA of risk governance: approaches/tools to manage risk with focus on forests’ 21

    Teich M. et al. 2009 Evaluating the benefit of avalanche protection forest with GIS-based risk analyses-A case study in Switzerland

    Vacchiano G. et al. 2015 Effect of avalanche frequency on forest ecosystem services in a spruce-fir mountain forest

    Vergani C. et al. 2017 Root reinforcement dynamics of European coppice woodlands and their effect on shallow landslides: A review

    Vergani C. et al. 2017 Investigation of root reinforcement decay after a forest fire in a Scots pine (Pinus sylvestris) protection forest

    Wasser B. et al. 2014 Effect of protection forests on natural hazards due to gravity: Protect-Bio [Wirkung von Schutzwald gegen gravitative Naturgefahren - Protect-Bio]

    Wilford D.J. et al. 2006 Protection forests: Recognizing and maintaining the forest influence with regard to hydrogeomorphic processes

    Wohlgemuth T. et al.

    2017 Post-windthrow management in protection forests of the Swiss Alps

    Woltjer M. et al. 2008 Coupling a 3D patch model and a rockfall module to assess rockfall protection in mountain forests