dt&e: evaluation framework to statistical integrated test
TRANSCRIPT
DT&E: Evaluation Framework to
Statistical Integrated Test Design
First the “E” then the “T”
Dr Suzanne M. Beers MITRE Corp support to DASD(DT&E)
14 November 2013
ITEA Annual Symposium, Tech Track 2
TEMP should articulate a logical evaluation & test plan that informs the program’s decisions
– How acquisition, technical and
programmatic decisions will be informed by evaluation
– How system will be evaluated
– How test and M&S events will provide data for evaluation
– What resources are required to execute test, conduct evaluation, and inform decisions
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Purpose and Overview
Decisions
Evaluation
Test / M&S
Resources Schedule
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DT&E: First focus on the “E”; then plan the “T”
Testers naturally want to test… BUT, T&E’s purpose is to inform –
decisions, product development, etc. SO, first step should be to define an
evaluation strategy – How to evaluate system performance against
relevant requirements to inform decisions?
THEN, define the test events that will generate data to feed the system evaluation
…to inform the decisions that need to be made
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Why Focus on Evaluation?
Evaluate system capability to support decisions
PM, DT&E and SE Evaluation Framework
CDIs: Critical Developmental Issues (CDIs) are the questions to be answered to inform decisions
DEOs: Developmental Evaluation Objectives (DEOs) are system capabilities evaluated to answer CDIs
TMs: Technical Measures (TMs) are measured during test to quantify performance
USD(AT&L)
Service Acquisition Executive
Program Executive
Officer
Program Manager
Acquisition Decisions
Programmatic Decisions
Technical Decisions
Evaluation Strategy Informs Decisions
Inform Decisions – Early & Often
Early: Use Evaluation Framework
support to decisions (in the initial
TEMP) to inform the RFP for initial
contract in advance of the first major
milestone. Industry then knows how
they will be evaluated.
Often: Inform decisions
based on performance,
reliability, interoperability, and
cyber (DT&E Assessments)
throughout lifecycle
GFE acceptance … Down selects … P3I determination … Long-lead item approval
Award fee determination … Run for record readiness review … Shipment approval
Component integration … Trade study decisions … ATO/IATO … M&S VV&A
Technology readiness … EMD / production readiness
DT&E provides decision-maker with system capability information, with operational “so what?” and support for acquisition “now what?”
TRD provides system capability requirement definition Consider mission capabilities (KPP/KSA; CDD, STAR, CONOPs, Enabling
Concept)
Evaluate System Capability in a Mission Context
Level of detail
for the TEMP
Developmental Evaluation Framework
Capability questions
Critical Dev Issue (CDI)
DEO 1 DEO 2 DEO 3
TM 1 TM 2 *TM 3
System capabilities
KPP/KSA-related
Technical measures
System Engineering decomposition - evaluating system capability - inform decisions
Illustrates how DT&E will evaluate the system’s capabilities and inform acquisition, technical, program decisions
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Developmental Evaluation Framework
CDI #1 CDI #2 CDI #3 CDI #4
DEO #1 *TM12
DEO #2
TM14
TM15 TM13
DEO #3 TM1
TM3
TM4
DEO #4 TM16
DEO #5 TM2
DEO #6
TM9
TM10
TM11
DEO #7 *TM5
DEO #8 *TM7
DEO #9
TM17
TM18
TM19
DEO #10 TM8
Critical Developmental Issues (CDI): Key questions to focus developmental evaluation to inform decisions Developmental Evaluation Objectives (DEO): System capabilities Technical Measures (TM): Measures of critical system characteristics Bold and asterisk TM (*TM): Key technical measures. Related to CDD’s KPP/KSA or technically important system characteristic
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Example 1 - Space Fence
Ground-based S-band radar to detect, track, and report on space objects to provide space situational awareness
Radar
Coverage Accuracy Sensitivity
Time Accuracy Angle Accuracy Range Accuracy
Space Event Proc
Correlation Detect Track
# Detect Size Detect Accurate Detect
Operational Requirements
OT Framework Technical Requirements
DT Framework
Space Fence Tech & Ops Decomposition
Technical & Operational
Issues
Technical & Operational
Measures
Technical & Operational Objectives
COI’s – Inform Ops Evaluation Decisions
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Mission: Space Fence supports the space control mission by providing space surveillance data
Does SF provide data to support space event processing?
Does SF provide data to support resident space object processing?
Does SF provide data to support characterization?
Does SF support net-centric operations?
Can SF be sustained in the operational environment?
Can SF be controlled to meet mission taskings?
CDI’s – Inform Capability Decisions
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Technical Mission Statement: Design and build a ground based radar system to provide LEO and MEO coverage to meet space situational awareness mission requirements
Does the radar provide coverage, sensitivity, and accuracy sufficient to detect and track LEO
and MEO objects?
Is the radar data processing, handling, and storage sufficient to characterize, correlate,
track, and report space objects?
Are command and control and interfaces sufficient to provide tasking to the radar and surveillance information to the SSA customer
Are environmental effects sufficiently planned for and executed?
Are Life Cycle Cost factors considered and balanced with other design factors sufficient to provide a reliability, maintainable, available, and
economical system?
Are planned and executed system and information protections sufficient to ensure information assurance and physical security?
Space Fence DT Evaluation Framework
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Critical Developmental
Issues
Developmental
Test Objectives
CDI #1: Does the radar
provide coverage,
sensitivity, and accuracy
sufficient to detect and
track LEO and MEO objects?
CDI #2: Is the radar data
processing, handling, and
storage sufficient to
characterize, correlate,
track, and report space
objects?
CDI#3: Are command and
control and interfaces
sufficient to provide tasking
to the radar and
surveillance information to
the SSA customer
CDI #4: Are environmental
effects sufficiently planned
for and executed?
CDI #5: Are planned and
executed system and
information protections
sufficient to ensure
information assurance and
physical security?
CDI#6: Are Life Cycle Cost
factors considered and
balanced with other design
factors sufficient to provide
a reliability, maintainable,
available, and economical
system?
*LEO uncued search
coverage
*LEO cued search coverage
*Coverage flexibility
*LEO sensitivity
*MEO sensitivity
LEO/MEO/HEO
simultaneous operations
Closely spaced operations
resolution
*Angle (az/el) accuracy
*Range accuracy
*Time accuracy
*RCS accuracy
*Obs tagging integrity
(includes correlate & tag)
Atmospheric calibration
Systematic error calibration
RCS calibration
Radar calibration
Metric obs formation and
dissemination
RCS determination and
dissemination
Space object identification
Continuous surveillence
fence
Unknown object detection
and tracking
Re-entry (decay/de-orbit)
processing
On-orbit maneuver support
Break-up detection and
processing
Anti-satellite support
Proximity operations
support
Cluster procession
Launch processing
On-orbit event processing
Sensor metric obs per day
Sensor space object storage
capacity
SOC metric obs storage
capacity
SOC space object storage
capacity
Radar capacity
System growth
Metric obs processing
latency
*Observation throughput
*Tasking latency
Client request latency
Client request throughput
Computational latency
Computational throughput
Catalog synchronization
across the SSN
Remote operations
UCT processing
Protection and
prevention/negation ops
support
Database management
Health and status
monitoring
Intra-Space Fence handoffs
& self tasking
Intra-Space Surveillence
Network handoffs & cueing
Direct site tasking/cueing
Flash element set
scheduling
Self tasking
*External interface
*Data and metadata
Data flow
*Detect & Report EMI
Reduce interference from
external sources
Negate in-band RFI from
external sources
*Restrict RF output (Not
cause detrimental
interference)
Electromagnetically
compatible w/itself & ops
envir
*Operate within S-band
Operator settable exclusion
zones
RF power limits
Element set data
management
Metric and characterization
data management
Datastore maintenance
*Physical security
Data security
Communication security
*IA controls
*Continuity controls
*Security design and
configuration controls
*Enclave boundary defense
controls
*Enclave and computing
environment controls
*Identification and
authentication controls
*Physical and
environmental controls
Program protection
planning
*Anti-tamper controls
*Mean time between
failure (MTBF)
*Mean time between
critical failure (MTBCF)
Mission-essential functions
list (MEFL)
Service life
Independence of failures
Failure detection
Operational restoration
Fractions of failures isolated
*Mean time to repair
(MTTR)
*Maximum maintenance
time(MMAX)
*Mean time between
downing events (MTBDE)
*Mean down time (MDT)
Safety
Human Factors Engineering
Logistics design
consideration
Preventative maintenance
Materials (includes
corrosion control
Documentation Ops and maintenance TO's
*Sim-over-Live Capability
*Training capability
Radio frequency compliance
Uncued operations capability
Cued operations capability
System capacity
Technical Mission Statement: Design and build a ground based radar system to provide LEO and MEO coverage to meet space situational awareness mission requirements
Radar coverage
Radar sensitivity
Observation accuracy
System calibration
Surveillence and
Characterization process
Latency and throughput
Space Operations Center (SOC)
capability
Sensor tasking capability
Interface
Electromagnetic Environment
Effects (E3)
Operational availability
Logistics/Maintenance/LCC
Training
Data reception and retention
Security
Information assurance
Program Protection Planning
Reliability
Maintainability
DT Measures
Developmental Evaluation Objectives
Mission & CDIs
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Example 2 – GPS Enterprise
Global Positioning System (GPS) Enterprise modernization : satellite (GPS III), control segment (OCX), user equipment (MGUE)
COI’s – Inform Operational Decisions
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Mission: GPS provides precise information to properly equipped users in support of specific mission objectives
Can GPS broadcast PNT data that supports the mission of properly equipped users?
Can the warfighter employ PNT data?
Does GPS command, control, and monitoring support all functions of GPS
operations?
Does GPS provide MP in EW environments to properly equipped users?
Does GPS sustainment support mission operations?
CDI’s – Inform Operational Readiness & Program Acquisition Decisions
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Enterprise EF CDI – Guide cross-segment evaluation for operational readiness decisions
Segment EF CDI – Guide evaluation for segment
acquisition decisions
Can GPS provide accurate PNT data to users?
Does GPS support NAVWAR operations?
Can GPS support secondary payload missions?
Can the control segment command and control the
constellation?
Is GPS secure?
Is GPS sustainable?
Can MGUE support both legacy and modernized
signals?
Can MGUE be integrated into lead platforms to support msn
ops?
Is MGUE secure?
Can MGUE operate in a NAVWAR environment?
Is MGUE sustainable?
GPS DT Evaluation Framework
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CDI #1: PNT CDI#2: NAVWAR CDI#3: Secondary Payload CDI #4: C2 CDI #5: Security CDI #6: Sustainable
Signal-in-Space (SIS) SV Integration Test Proc C/O SV Integration Test Proc C/O Text Msg Transmit Time Analysis
User Range Error (URE) Analysis GNST Integration Test OOH Procedure C/O A-1: Simulated Operations
NAV Upload SV01 Integration Test GNST Integration Test User Range Error (URE) Analysis
A-1: Simulated Operations Text Msg Transmit Time Analysis SV01 Early Compatability Test User Range Acceleration Error (URAE)
User Range Rate (URRE) Analysis A-1: Simulated Operations SV01 Integration Test
User Range Acceleration Error OOT Procedure C/O
SV Integration Test Proc C/O SV01 Launch Compatibility Test
OOT Procedure C/O Reference Frame
GNST Integration Test
SV01 Early Compatability Test
SV01 Launch Compatibility Test
GPS Time
Passive Contact
OCX Transition Performance
G-7: GPS III SV to OCX OO C/O
Special Method E1 - Integrity Status
A-1: Simulated Operations
SV01 Integration Test
User Range Accuracy (URA) Analysis
A-5: NAV Upload
LCC/LCS Readiness Test (LRT) - 1b
Exercise 3; Exercise 5
Rehearsal 2; Rehearsal 3
Special Method E2 - Single Pt Failures
Special Method E6: Failure Prop
PSICA Reqmts Analysis
Rehearsal 5 Space Vehicle Outages
Mission Dress Rehearsal (MDR)
Constellation Management
SV Integration Test Proc C/O PSICA Reqmts Analysis
OOH Procedure C/O A-1: Simulated Operations
GNST Integration Test Signal Power
SV01 Early Compatability Test Special Method E3 - Failure Behavior
SV01 Integration Test System Failures
SI Demo 3: L-Band Back Compat
A-1: Simulated Operations
G-6: NAV Upload Over WSMR
Height/Cross/Along-Track Error
User Range Rate (URRE) Analysis
User Range Acceleration Error
PSICA Reqmts Analysis
A-5: NAV Upload
OOT Procedure C/O
COMSEC
A-3: NOOP Command
SV Integration Test Proc C/O
GNST Integration Test
SV01 Integration Test
OOH Procedure C/O
A-1: Simulated Operations
OTAR Transmission
G-6: NAV Upload Over WSMR
Net Centric ServicesNet-Centric Enterprise Services
(NCES) Compliance
SV Integration Test Proc C/O
GNST Integration Test
SV01 Early Compatability Test
SV01 Integration Test
G-7: GPS III SV to OCX OO C/O
G-4: NAV Init, USNDS Command
OOH Procedure C/O
A-1: Simulated Operations
SIS Monitoring
A-2: Passive Contact
SIS RF Power Measurement
Additional Payloads
SIS Monitoring
Position, Velocity,
Time (PVT)
Signal in Space
Availability &
Continuity
Backwards
Compatibility
GPS Key Management
Developmental Evaluation Objectives
Critical Developmental Issues
Test & Analysis Events
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Example 3 - SBIRS
Space-based infrared sensors and ground-based control and processing to provide missile warning, missile defense, technical intelligence, and battlespace awareness
COI’s – Inform Ops Readiness Decisions
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Mission: SBIRS supports strategic and TMW, missile defense operations, technical intelligence, and battlespace awareness
# COI
1 Can SBIRS support North American and rest-of-world MW operations in a non-nuclear environment?
2 Can SBIRS survivable and endurable assets support MW/NA, global attack, and defensive operations through all phases of nuclear conflict?
3 Can SBIRS support homeland and theater MD operations?
4 Can SBIRS support theater combatant commanders though theater MW operations?
5 Can SBIRS collect, process, archive, and disseminate exploitable IR event information to the TI community?
6 Can SBIRS enhance operational/intelligence assessments to support the combatant commander through timely characterization of the battlespace?
7 Does SBIRS enable Ops to manage Ground / space elements to support mission tasking /system health?
8 Do SBIRS maintenance and sustainment support continuous operations?
CDI’s – Upcoming Acquisition Phases Crossed with Mission Areas
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Technical Mission Statement: Design and build satellites, infrared sensors, ground command and control, mission data processing to inform MW, MD, TI, and BA mission with IR information
Ground Block 10.3
Ground Block 20 (Inc 2)
Space Vehicle Readiness
Mobile Ground System (S2E2)
Missile Warning
Missile Defense
Technical Intelligence
Battlespace Awareness
SBIRS DT Evaluation Framework
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Mission Areas Supported
Critical Developmental Issues
Developmental Evaluation Objectives
Measure for CDI/DEO eval
Technical Measures
Example 4 – Enhanced Polar System
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Protected SATCOM (EHF) for polar-region users consisting of 4 segments:
EPS Payload Segment, EPS Terminal Segment, EPS Control and Planning Segment
(CAPS), EPS Gateway Segment
COI’s – Inform Ops Readiness Decisions
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Does EPS provide protected, extended data rate
communication to users in the North Polar Region?
Can EPS be controlled to support warfighting operations?
Does EPS maintenance and sustainment support mission
operations?
CDI’s – Inform Capability & Integration Decisions
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Can the terminals communicate with the payloads?
Is CAPS capable of mission planning?
Can CAPS command and control PL using in-band?
Is CAPS capable of utilizing out-of-band T&C through the Host Interface?
Is EPS secure?
Is the Gateway capable of connecting polar users and mid-lat users?
Is EPS sustainable?
EPS DT Evaluation Framework
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System capabilities
(DEOs)
TM to evaluate DEO/CDI
Linked Integrated
System Tests
KPP/KSA associated TM
highlighted
Enterprise CDIs
Integrated Test (IT) is intended to… – Combine test resources (events, assets, ranges)
– Generate data to evaluate using DT or OT evaluation framework – independent evaluation
– Inform DT or OT decision-makers – different decisions
Integrated Test is NOT intended to be… – DT&E graduation exercise
– OT&E pre-exam
How should I design an analytically-rigorous IT? – At objective level, define common input factors/conditions,
output measures of interest
– Develop input, process, output (IPO) diagram to illustrate IT design
– Apply STAT to generate common test cases
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THEN Plan the Test -- Integrated DT/OT
OT EF DT EF Tech perf questions
Crit Dev Issue (CDI)
DEO 1 DEO 2 DEO 3
TM 1 TM 2 *TM 3
Technical capabilities
KPP/KSA related
Technical measures
Ops perf questions Crit Ops Issue (COI)
OT Obj 1 OT Obj 2 OT Obj 3
MOE 1 MOE 2 *MOS 3
Operational capabilities
Some are KPPs
Operational measures
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EFs Defines IT Data Needs
Potential common
data for IT
IT Design – Objective Comparison
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Objective (Capability) Measure Description Measure Quantitative Value Factors Note
Coverage
Number of tracks per object
(KPP)
# vary by altitude (CDD
Table 6-1, pg25)
Altitude, Inclination, Cued,
Uncued, Time (27 hour
period), Orbit shape
Number of objects
simultaneously tracked ≥200
Similar DT measure in
Capacity objective
Detectable target size (KPP) Size, altitude
Object discrimination "best available"
Similar DT measure in
Sensitivity objective
Radar coverage Range Min = 100Km, Max ≥ 40K Km TRD Para 3.1.4.5.1 pg 18
Track angle ±70 degrees
Configurable Operator configurable
LEO Uncued surveillance
coverage
Altitude, Inclination, Time
(27 hour period), Orbit
shape
LEO Cued surveillance
coverage
Altitude, Inclination, Time
(27 hour period), Orbit
shape
Coverage flexibility
Enhanced sensitivity over a
settable region in space to
meet LEO performance
requirements
Target size, polarization,
altitude
TRD Table 3, pg 20
Measure may be a better fit
in Sensitivity DT Obj
OT&E
DT&E
Common DT and OT objectives
(process)
Common factors & levels (input)
Associated measures (output)
IT Design Example – IPO Diagram
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Common DT & OT objective, factors, levels create test design
DT measures
OT measures
Summary
DT EF focuses system evaluation (in mission context) to inform programmatic, acquisition and capability decisions
– CDI (decision) DEO (capability) TM (measure)
Design test plans to generate data to feed EF
– Use STAT / DOE to design rigorous and complete test campaigns
Analyze data to assess performance against DT measures and objectives; inform decisions (CDIs)
Document evaluation framework, test phasing, resources in TEMP
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Decisions
Evaluation
Test / M&S
Resources Schedule
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