dyk timothy b - judicial watch · 2019-07-26 · u.s. trasury bill 1/15/09 a interest 0 t buy 10/15...
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Dyk_Timothy_B
3.
FINANCIAL DISCLOSURE REPORT
Page 2of 17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructWns.)
A Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
1.2008 UNIVERSITY OF NEBRASKA - BOARD OF REGENTS (ROY ALTY) $384.00
2.
4.
B. Spouse 1S Non-Investment Income • If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for h01wraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
1.2008 UNIVERSITY OF MICJilGAN
2.2008 GERMAN MARSHALL FUND
3.2008 CENTER FOR AMERICA PROGRESS ACTION FUND
4.2008 THE BROOKINGS INSTITUTION
5.2008 GEORGE MASON UNIVERSITY
6.
7.
IV. REIMBURSEMENTS - transportation, lodging,food, entertainment.
(includes those to spouse and dependent children; see pp. 25-27 of filing itL•tructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
1. MID ATLANTIC CHAPTER OF THE REUBEN CIARK L AW SOCIETY
03/05/2008 WASJilNGTON DC AWARD LUNCHEON MEAL
2. JOINTPATENT PRACTICE CLE INC JPPCLE I CO-SPO NSOR NYIPIA
04/30/2008 NEW YORK,NY KEYNOTE SPEAKER TRANSPORTATION, MEAL
3. GEORGETOWN UNIVERS 10/07/2008 WASJilNGTON, DC MOOT COURT TOUR MEAL
FINANCIAL DISCLOSURE REPORT
Page 3of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
ITYOF LAW
4. NEW YORK INTELLECUAL PROPERTY LAW ASSOC IATION (NYJPLA)
5. FEDERAL CIRCUIT BAR A SSOCIATION (FCBA)
6. DC CIRCUIT IDSTORICAL SOCIETY
7. AMERICAN UNIVERSITY WASHINGTON COLLEGE OF LAW
8. AUSTIN INTELECTUAL PR OPERTY LAW ASSOCIATIO N (AUSTIN AIPLA)
9. GEORGE MASON UNIVE RSITY SCHOOL OF LAW A ND THE UNIVERSITY OF TEXAS SCHOOL OF LAW
lOAMERICAN INTELLECT UAL PROPERTY LAW A SSOCIATIONN (AIPLA)
11ASSOCIATION OF FORMER LAW CLERKS OF CAFC
12.
03/28/2008
11/21/2008
10/14/2008
10/25/2008
11/07 /2008 - 11/08/20 08
11/14/2008
10/24/2008
10/23/2008
NEW YORK, NY
NAME NT
86TH ANNUAL DINNER
WASHINGTON, DC 24TH ANNUAL DINNER
WASHINGTON, DC PANEL I DISCUSSION
WASHINGTON, DC MOOT COURT BANQ UET
AUSTIN, TX KEYNOTE SPEAKER
ALEXANDRIA, VA USPTO PANEL IDISC USSION
WASHINGTON, DC ANNUAL MEETING
WASHINGTON, DC ANNUAL DINNER
TRANSPORTATION, LODGING, ME ALS
MEAL
MEAL
MEAL
TRANSPORTATION, LODGING, ME ALS
MEAL
MEAL
MEAL
VALUE
FINANCIAL DISCLOSURE REPORT
Page4of 17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[Z] NONE (No reportable gifts.)
SOURCE DESCRIPTION
1.
2.
3.
VALUE
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
[{] NONE (No reportable liabilities.)
CREDITOR
1.
DESCRIPTION CODE
2.
3.
4.
5.
w
4.
5.
9.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 5of17 DYK, TIMOTHY B. 05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A
Description of A<sets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
1. LOT· TRURO, MA (PARCEL 1) ($331,60
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q·W) transaction)
None N s 0)
2. CARLYLE FUND None M T
3. CARLYLE FUND None Buy 01/28 K (add'!)
CARLYLE FUND None Buy 03/19 K (add'!) •
CARLYLE FUND None Buy 07/11 K (add'!)
6. CARLYLE FUND None Buy 10/07 K (add'!)
7. CITIBANK BK DPT A Interest J T
8. CHICAGO. ILL G/0 ST UNIV REV B Interest Redeemed 12/01 K
FAIRFAXCNTY VAG/0 A Interest Redeemed 06/02 K
10. FARMINGTON MICH CMNTY LIB A Interest Redeemed 05/01 K
11. JEFFE RSON CNTY ALA BRD ED SCH A Interest Redeemed 02115 K
12. SAGIMA W CNTY MICH COMP A Interest Redeemed 06/02 K
13. HIGH POINT NC G!O A Interest K T
14. UTAH HSG CORP SINGLE FAM B Interest K T
15. ORLANDO FLA CAP A Interest K T
16. P HOENIX AZ G!O A Interest K T
17. WACHOVIA SEC MM BANK DEPOSIT S A Interest Transferred 02/11 WEEP (to line 18)
1. Income Gain Codci;: A =Sl,ll!Hl or less B =S1.mn. s:z.sm C =S:Z.Slll • $5,tKKl D =S5.lltll • $15.tKlO E =$15,!Kll • $50,IHKJ
(Sec Co lumns Bl and D4) F =$50,IHJI • SltKJ,tHHl G =SJIXJ,Olll • SJ,Ollll,IKK) HI =S!,IKXl,tKll • $5,tXHJ,tHHJ H2=More lhan $5,!HlO,IHKJ
2. Value Code.<> J:$15,0!Xl or le."' K :$15,!Kll • $50,!Xlll L :$50,IXJI • $1 tXJ,tKlO M =S!Oll,IKll • $250,IXKJ
(Sec Columns Cl and D3) N =$250,!Kl! • $51Hl,IHKJ 0 =$500,0!ll • $1,!Klll,IHKI Pl =$1,IXHJ,IXJI • $5,IKXJ,IHHJ P2 =$5,IKHl,IKll • $25,IKHl,IXKl
P3=S25,IHKl,Olll • S51l,IHKl,IHlD P4 :More than $50,0IKl,Ollll 3. Value Mclhod Codes 0 =Appraisal R =Cost (Real E.<tate Only) S ;;:;Assessment T=Cash Market
(Sec Column C2) U =Book Value V=Othcr W=Estimatcd
A.
28.
FINANCIAL DISCLOSURE REPORT
Page 6of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c. D.
Description of A.<.•ets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
18. VANGUARD MM A Interest L T Transferred 02/11 (from line 17)
19. WACHOVIA - 6000 (MONEY MARKET) A Interest Transferred 03/19 BANK DEPOSIT SERVICES (to line 18)
20. U.S. TREASURY BILL 1/15/09 A Interest 0 T Buy 10/15 0
21. BANK OF AMERICA (COMMON STO c Dividend K T CK)
22. NUVEEN MUNICPAL VALUE FUND D lnt./Div. M T Sold 10/22 M (part)
23. VANGUARD INTER-TERM TAX EX E Dividend Sold 10/15 0 FUND INV
24. VANGUARD MONEY MARKET FUND D Dividend 0 T TIE
25. VANGUARD LTD - TERM TAX EX INV E Dividend Sold 10/09 0
26. ATLAS AIR WORLDWIDE (COMMON None J T Buy 01/18 J STOCK)
27. BRIGHT PT INC (COMMON STOCK) None J T Buy 01/18 J
HARRIS INTERACTIVE INC (COMMON None J T Buy 01/18 J STOCK)
29. OSI SYSTEMS INC (COMMON STOCK) None J T Buy 01/18 J
30. POWER WA VE TECH INC (COMMON None J T Buy 01/18 J STOCK)
31. SIRONA DENTAL SYSIBMS INC (COM None J T Buy 01/18 J MON STOCK)
32. TEfRATECH INC (COMMON STOCK) None J T Buy 01/18 J
33. UNITED NATURAL FOODS (COMMON None J T Buy 01/18 J STOCK)
34. VALERO ENERGY CORP (COMMON A Dividend K T Buy 05/09 K STOCK)
1. Income Gain Codc..o;: A=$1,0IHl or lcs.< B =S!,IHll • $2,51Hl C :$2,501 - $5,IHlO D =$5,0lll • $15,IHH) E =$15,IHll - $50,IHHJ
(Sec Columns Bl and D4) F =S5o.mn - s11x1,ooo G =$!1Kl,1Hll • $1,IH>O,IHHl HI=$!,IHH),IHl! - $5,INJO,IHHl H2 =More than $5,IKK),IHHJ
2. V aluc Codes I =$15,000 or le.. K=$15,IHll - $50,IKlO L=S50,1Kll - SllK),otHl M =$1110,IJOI - $250,0IKl
(Sec Columns Cl and D3) N =$250,!Hll - $51H),IKHl 0=$51Hl,IHI! - $1,IKIO,IHKl Pl =$1,IKHl,IHll - $5,IHKl,IKHI P2 =$5,IKKJ,IHll • $25,IKKl,IKKI
P3 :$25,IHH),OOI • $50,IHHl,OOO P4 =More than $50,!KK),OIHJ
3. Value Method Codes 0 =Appraisal R=Cost (Real Estate Only) s=Ao;..<1,CSSmcnt T =Ca.<h Market
(Sec Column C2) U =Book Value V=Othcr W=R">timntcd
02/20
FINANCIAL DISCLOSURE REPORT
Page 7of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions anc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
0 NONE (No reponable income, assets, or transactions.)
A B. c. D.
Description of A.sets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div.Trent, Code 2 Method buy, sell, Month· Code 2 Code 1 buyer/seller (A-H) or int) (J.P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
35. VALERO ENERGY CORP (COMMON None Buy 10/09 K STOCK) (add'!)
36. VALERO ENERGY CORP (COMMON None Sold 12/15 K STOCK) (part)
37. WATTS WATER TECH (COMMON ST A Dividend 1 T Buy 01/18 1 OCK)
38. NUVEEN SELECT MATURITY (MUNICI A Int erest J T Buy 02/19 J PAL FUND)
39. WACHOVIA SECURITIES - IRA B D ividend Transferred 02/11 Pl (to line 42)
40. VANGUARD IRA #4 E D ividend 0 T Transferred 02/11 Pl (from line 41)
41. -JAPAN FUND
42. - K AISER ALUMINUM CORP (COM MON STOCK)
43. - WILLIAMS COM GR INC. NOTES
44. - CHESAPEAKE ENERGY Sold M E
45. - US TREAS NOTES 05/15/08 Redeemed 05115 0
46. - RYDEX INVERSE GOVT BD FUND Sold 04/07 L (part)
47. - RYDEX INVERSE GOVT BD FUND Sold 04/23 N (part)
48. - I SHARES MSCI JAPAN
49. - I SHARES MSCI S. K OREA Buy 08/19 K (add'!)
50. - FIDELITY JAPAN SMALL CO. FUND
51. - U.S. TREAS BILL03/06/08 Redeemed 03/06 0
1. Income Gain Codc.o;;: A =$1,0lKI ar le.<;.< B =Sl,<Kll - $2,S<Kl C =$2,5111 -$5,tHIO D =$5.0111 - $15,IKKI E =$15,IMII -$50,0<Kl
(Sec Columns Bl and D4) F =$50,tKll - $11Kl,OIHI G =$11Hl,IHl1 -$1,IKHl,IKHI HI =Sl,IHHl,tKll • $5,tHKl,IKHI H2 =Marc than $5,(KKJ,(KH)
2. V aluc Code.< J =$15,0IXI or le.<;.< K =$15,()(11 • $50,tHHI L =$50,UOJ -$11Kl,1Klll M =SHHl,001 -$250,IXXI
(Sc.c C.Olumns Cl and 03) N =$250,tKl! -$5tKl,IMlll 0 =$5!Kl,OOJ -$1,000,!Klll Pl =S!,<KIO,rnl! - $5,0IXl,O!Xl P2 =$5,IXKl,001 - $25,000,0IHI
P3 =$25,tHHl,001 - $50,(KXl,OIXI P4 =More than $50,tKHl,tKIO
3. Value Method Codes 0 =Appraisal R =Cost (Rea) E.iate Only) S =Asscssmcnl T =Ca.o;h Markel
(Sec Column C2) U =Book Value V =Other W=Estimatcd
A
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 8of17 DYK, TIMOTHY B. 05/13/2009
VII. INVESTMENTS and TRUSTS income, value, transactions anc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)-
0 NONE (No reponable income, assets, or transactions.)
ll. c. D.
Description of Ao;sets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Typc(e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
52. -US TREAS BIIL 03/20/08 Redeemed 03/20 N
53. - EVERGREEN US GOV & SEC (MONEY Transfe rred 02/11 MARKE'!) (to line 56)
54. -VANGUARD MM Transferred 02/11 M (from line 55)
55. - DOW CHEMICAL (COMMON STOCK) Buy 10/20 K
56. -GANNETT CO (COMMON STOCK) Buy 04/21 L
57. -GANNETT CO (COMMON STOCK) Buy 07/14 K {add'I)
58. - GENERAL ELECTRIC CO (COMMON Buy 03/05 K STOCK)
59. - GENERAL ELECTRIC CO (COMMON Buy 04/11 L STOCK) (add'I)
60. -GENERAL ELECTRIC CO (COMMON Buy 07/11 K STOCK) (add'!)
61. - INTEL CORP (COMMON STOCK Buy 12/08 K
62. - NY TIMES CO (COMMON STOCK) Buy 07/21 L
63. - PACKAGING CORP OF AMERICA (C Buy 04/14 L OMMON STOCK)
64. - WORTHINGTON INDUSTRIES (COMM Buy 09/29 K ON STOCK)
65. - CAPITAL TRUST INC (COMMON ST Buy 09/16 K OCK)
66. - SEQUOIA FUND Buy 05/01 L
67. -EATON VANCE FLOATING RATE IN Buy 03/31 K COME TRUST
68. - EATON VANCE FLOATING RATE IN Buy 08/14 K COME TRUST (add'!)
1. Income Gain Codes: A =Sl,OIKl or le. < B =Sl,IKll • $2,SIKI C =$2,501 -$5,0IKI D =$5,001 - $15,!XlO E =$15,001 - $50,IKXl
(Sec Column• Bl and D4) F =$511,!Mll -$11111,lllKI G=$1110,IKll -$1,IKlO,OOO HI :$ 1,IMKl,IKll - $5 ,IXHJJKXI 112 =More lhan $5,0IKl,IXXl
2. Value Code.< J :$15,0IK) or !CAA K=$15,(K)I - $50,IKIO L =$50,IXll - $100,IMKI M =$100,!Kll - $250,000
(Sec Column• Cl and D3) N :$250,IMll - $51Hl,lKlll 0 =$51Kl,1Kll - $1,IKHl,IKKI Pl =$1,IKKl,IKll -$5,IKKl,IKKl P2 =$5,IKKl,001 - $25,IKKl,IKKl
P3=$25,000,001 - $50,IKIO,OIKI P4 :More lhao $50,IKKl,IKIO
3. Value Method Code.< 0 =Apprai.<al R=Cost (Real E.<tate Only) S =Assc.o;smcnt T =Ca.o;h Market
(Sec Column C2) U =Book V•lue V=Olher W=Estimatcd
Sl
FINANCIAL DISCLOSURE REPORT
Page 9of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transac/:Wns a ncludes those of spouse and dependent children; see PP· 34-60 of filing instruc/:Wns.J
0 NONE (No reponable income, assets, or transactions.)
A B. c. D.
Description of A<sets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Codel div., rent9 Code 2 Method buy, sell, Month· Code 2 Code 1 buyer/seller (A·H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
69. - LEGGEIT & PLATT (COMMON STOC Buy 03/17 K K)
70. - LEGGEIT & PLATT (COMMON STOC Sold 03/18 K A K)
71. VANGUARD IRA - #1 E Dividend N T
72. -JULIUS BAER INTL EQUITY FUND II
73. - DODGE & COX INT FUND
74. -FIDELITY JAPAN SM CO FUND
75. - CHESAPEAKE ENERGY (COMMON OCK)
Buy 10/10 J
76. -CHEVERON (COMMON STOCK) Buy 10/10 L
77. - CHEVERON (COMMON STOCK) Sold 12/11 L E
78. -I SHARES JAPAN INDEX FUND
79. -JAPAN FUND
80. -AMERICAN HOME MORTGAGE (CO MMON STOCK)
81. -RYDEXINVERSE S&PFUND Sold 01/02 M D
82. -HUSSMAN STRATEGIC GROWTH Sold 09/25 M FUND
83. -N Y TIMES (COMMON STOCK)
84. -WELLS FARGO (COMMON STOCK) Buy 05/21 K
85. -WELLS FARGO (COMMON STOCK) Buy 06111 K (add'!)
1. Income Gain Codes: A =$1,0!HI OT le.<.< B =$1,IHJI -$2,SIKI C =$2,501 • $5,IKHI 0 =$5,001 - $15,IHHJ E =$15,IHJI - $50,IKHJ
(Sec Columns Bl and 04) F =$50,001 - SllHJ,lllHJ G =$!1XJ,IUJI • $1,IKHl,IHHJ HI =SJ,IKHl,IHJI -$5,IHHJ,IHHI H2 =More than $5,IKKJ,IXXJ
2. Value Code.< J =$15,0IHI OT le.<.< K =$15,!Hll -$50,000 L =$50,IKI! - SllHl,IXXI M =SJDD,IHJJ • $250,000
(Sec Columns CJ and 03) N =$250,IHJJ • $5!Kl,IHKJ 0 =S51KJ,1Hll • $1,IXJO,IKXI Pl =Sl,IXltl,IKll - $5,IXKl,IHKl P2 =$5,IHHJ,IXH - $25,0(K),IHKl
P3 :$25,IHHl,IKIJ - $50,0IHl,OIKI P4 =More than $50,000,!HID
3. Value Method Codes 0 =Appraisal R =Cost (Real E.<tate Only) S =As.<:c.<;.'mlcnt T =Ca.<h Markel
(Sec Column C2) U :::Book Value V =Other W =E.11timatcd
A.
93.
92.
94.
95.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 10of17 DYK, TIMOTHY B. 05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
0 NONE (No reponable income, assets, or transactions.)
Description of A.<;..ets
(including trust assets)
Place "(X)" after each as. et exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Codel div., rent, Code2 Method buy, sell, Month- Code 2 Code l buyer/seller (A-H) or int.) {J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
86. · WELLS FARGO(COMMON STOCK) Sold 10/03 L E
87. ·VANGUARD ADMIRAL TREAS M M
88. - CAPITAL TRUST (COMMON STOCK) Sold 03/26 L
90. ·VANGUARD MKT NEUTRAL FUND Buy 01/08 M
89. -LUMINENT (COM MON STOCK)
91. - VANGUARD MKT NEUTRAL FUND Sold 09/25 M
VANGUARD IRA#2 E Dividend 0 T
-VANGUARD MONEY MARKET
- FIDEUTY INV TRUST JAPAN S M ALL CO FUND
- DODGE & COX INT FUND
96. -WACHOVIA (COMMON STOCK) Sold 10/03 J
97. -VALERO ENERGY (COMMON STOCK) Buy (add'!)
05/02 K
98. -VALERO ENERGY (COMMON STOCK) Buy 07/21 K (add'!)
99. - AMERICAN HOME MORTGAGE (C OMMON STOCK)
100. -WHOLE FOOD S (COMMON STOCK) Buy (add'!)
12/11 K
101. - CITIGROUP (COMMON STOCK)
102. -LUMINENT (COMMON STOCK)
1. Income Gain Codc.1;: A =$1,0IKJ or le.<.< B :$1,IXJ! - $2,500 C =$2,501 • $5,tXKl D =$5,0tll - $15,000 E =$15,tltll • $50,IXKl
(Sec Columns Bl and D4) F =$50,!Kll - $11K),OIKJ G =$11l0,1Xl1 - $1,llOO,IKKJ HI =$1,000,!Xlt · $5,IKXJ,IXXJ H2 =More lhan $5,000,!Xltl
2. V aluc Code.< J =$15,0lltl or Jc.<.< K =$15,tKJ! - $50,!Xlll L =$50,tXJI - SttXJ,tXltl M =$100,tXJI - $250,tXJO
(Sec Columns Cl and D3) N =$250,IKl! • $51Hl,IKXl 0 :$51Kl,1Hll · $1,IKlO,OIKl Pl =$1,IKKl,IKll · $5,IKKl,IKKl P2 :$5,IHHl,IHll - $25,IMKl,IHlO
P3 =$25,IMJO,IMll - $50,IMJO,IMHJ P4 =More than $50,IHK),IHHJ 3. V aluc Method Codes Q=APJllBi.<al R =Cost (Real l!.<tatc Only) S =Assessment T =Ca. h Market
(Sec Column C2) U=Book Value V =Other W =E.o;timatcd
FINANCIAL DISCLOSURE REPORT _Page 11of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/1312009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A B. c. D.
Description of A<sets Income during Gross value at end of Transactions during reporting period
(including trust as.<ets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each as.<et Amount Type(e.g., Value Value Type(e.g., Date Value Gain identity of
exempt from prior disclosure Code 1 div., rent Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
103. - NY TIMES (COMMON STOCK)
104. -ARKANSAS BEST (COMMON STOCK) Sold 03/24 L E (part)
105. -ARKANSAS BEST (COMMON STOCK) Sold 07/21 K E (part)
106. - DODGE & COX STOCK FUND Buy 02/26 K
107. - SEQUOIA FUND Buy 05/01 L
108. -FAIRHOLME FUND Buy 01/02 M
109. - E ATON V ANCE FLOATING RATE INC Buy 02125 K TRUST FUND
110. - EMERSON ELECTRIC (COMMON STO Buy 09/15 K CK)
111. - GOOGLE (COMMON STOCK) Buy 02/07 L
112. - GOOGLE (COMMON STOCK) Buy 07/18 K (add'!)
113. - THIRD A VENUE INTERNATIONAL V Buy 02/26 K ALUBFUND
114. - CHBVERON (COMMON STOCK) Buy 09115 L
115. - CHEVERON (COMMON STOCK) Sold 12/16 L
116. - WEUS FARGO (COMMON STOCK) Buy 05/21 K
117. - WELLS FARGO (COMMON STOCK) Buy 06/16 K (add'!)
118. - WELLS FARGO (COMMON STOCK) Sold 10/08 L E
119. - DUPONT (COMMON STOCK) Buy 01/23 K
1. lncomc Gain Codes: A =S!,ll!Xl or tc.<s B =$!,IHI! - $2,51111 C =$2,5111 - $5,IKKI D =$5,11111 - $15,IXXJ E =$ 15,IXJI - $511,IMKJ
(Sec Columns Bl and D4) F =$511,IHJI - $100,lllKJ G =$!1Kl,IKI! - $1,IKJO,IHKJ HI =S!,IKKl,IHJI • $5,IKKJ,IHKJ H2 =More than $5,!KKJ,!XKJ
2. Value Code.< J =$15,111111 or lc.<S JC =$15,001 - $511,IKHJ L =$50,IHJI - $11KJ,IKKJ M =SlllO,IKJI - $2511,INKJ
(See Columns CJ and D3) N =$250,001 - $51Kl,lllKI 0 =$51Kl,IKll • $!,IKI0,01111 Pl =Sl,lllKl,IXll - $5,111111,IKIO P2 =$5,0110,11111 - $25,111111,0110
P3 =$25,11011,!Kll - $511,IKKl,OIKI P4 =More than $511,IKKl,IKHl 3. Value Method Codes 0 =Appraisal R =Cost (Real E.<tate Only) S =Assc. c:mcnt T =Ca.<h Markel
(Sec Column C2) U =Book Value V=Other W =Estjmarcd
FINANCIAL DISCLOSURE REPORT
Page }2of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions anc1udes those of spouse and dependent children; , .. e pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A 13. c. D.
De..c;cription of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W). transaction)
120. - DUPONT (COMMON STOCK) Sold 06/02 K c
121. - CAPITAL TRUST (COMMON STOCK) Sold 03/26 L SEE SECTION VIII FOR DETAlLS
122. VANGUARD IRA# 3 E Dividend M T
123. - VANGUARD MM FUND
124. -YRC WORLDWIDE (COMMON STOCK) Sold 05/19 L D (part)
125. - RYDEXINVERSE S&PFUND Sold 01/02 M A
126. -EATON VANCE FLOATING RATE FD
127. - ARKANSAS BEST CORP (COMMON S Buy 01/11 K TOCK)
128. - WRTHINGTON IND (COMMON ST Buy 01/23 K OCK)
129. - WRTHINGTON IND (COMMON ST Sold 06/16 K E OCK)
130. - McCLATCHY CO (COMMON STOCK) Buy 01/28 L
131. - SPIDER REGIONAL BANK FUND Buy 06/02 L
132. - SPIDER REGIONAL BANK FUND Sold 09/22 K D (part)
133. -FAlR POINT COMMUNICATIONS (C Buy 06/16 K OMMON STOCK)
134. - CBS, INC (COMMON STOCK) Buy 11/03 K
135. - INTEL CORP (COMMON STOCK) Buy 11/11 K
136. TD WATERHOUSE IRA #1 A Dividend M T
1. Income Gain Codes: A =Sl,OlKl or less B =S!,001 - $1,.51Hl C =$2,501 · $5,lHMl D =$5,001 • SIS,IKMI E =$15,001 • $50,lKKl
(Sec Columns Bl and D4) F =$50,!Kll · $100,0!Kl G =SlllO,lKll • $1,!Hlll,O!Hl HI :$1,lKMl,IHH · $5,lHKl,lMMl H2 =More lban $5,0tMl,lKKl
2. Value Codc.c; J =$15,0!Hl or lc.o;s K =S!S,!Hll - $50,!Hlll L :$50,!Kll • SlOU,lMMl M =SlllD,001 • $250,lKKl
(Sec Cnlumns Cl and 03) N :$250,mll - $51Kl,IKXJ 0 :$500,0lll - $1,IKJO,OIXI Pl :$1,IHJO,IXll . $5,000,0IXJ P2 =$5,000,!Xll - $25,000,IXJO
P3 =$25,IKK),Dll! • $50,000,lKKl P4 =More than $50,000,0!Kl 3. Value Method Codes 0 =Apprai.<al R =Cost (Real Estate Only) S =A'l.scssmcnt T :::Ca. h Market
(Sec Column C2) U =Book Value V :;:;Qlhcr W :::E. timalcd
A
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 13of17 DYK, TIMOTHY B. 05113/2009
VII. INVESTMENTS and TR u ST s - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c. D.
Description of As.•ets income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month· Code 2 Code 1 buyer/seller (A·H) or int.) (J-P) Code3 redemption) Day (J-P) (A·H) (if private
(Q-W) transaction)
137. - SPEC SIT EQUITY FUND
138. TDWATERHOUSE IRA#2 A Dividend M T
139. -SPEC SIT LIFE SCIENCES FUND
140. CHARLES SCHWAB IRA D Dividend N T
141. -FIRST EAGLE OVERSEAS FUND Sold 08119 K (part)
142. -FIRST EAGLE OVERSEAS FUND Sold 09104 K (part)
143. -FIRST EAGLE US VALUE FUND CL I Buy 12117 K
144. - MATTHEWS ASIAN GROWTH & INCO Sold 07108 J ME FUND (part)
145. - MATTHEWS ASIAN GROWTH & INCO Sold 09/18 J ME FUND (part)
146. -TROWE PRICE CAPITAL APP FUND Sold 01/18 K (part)
147. -TROWE PRICE CAPITAL APPFUND Buy 08/19 K
148. -AMERICAS FD INCOME FUND Sold 01/18 K
149. -JANUS CONTRARIAN FUND Buy 01/22 K (add'l)
150. ·-JANUS CONTRARIAN FUND Sold 07111 K
151. -JP MORGAN MIC NEUTRAL INS FUND Buy 01122 K (add'l)
152. -JP MORGAN MIC NEUTRAL INS FUND Sold 07107 L
153. - SCHWAB GOVT MONEY FUND
1. Income Gain Codc.c:: A =$1,0IXI OT'""" B =$!,DOI - $2,SIXI C =$2,501 - $5,IKXl D =$5,lllll -$15,IXXl E =$15,IXJI -$50,IXXl
(Sec Columns Bl and D4) F =$50,IXJI -$11Xl,OIKI G =$11Xl,1Kll - $1,IXlll,IXXI HI =$1,IXXl,llOI - $5,IXXl,IXXI H2 =More than $5,0IXl,IKlO
2. V aluc Codes J =$15,0IK) or less K =$15,IKJI - $50,IHllJ L =$50,IKJI - $1 IXl,IXllJ M =$!1lll,1Xll - $250,IXXI
(Sec Columns Cl and DJ) N =$250,lKJl - $51Kl,IKJO 0 =$51Kl,!Kll - $1,IKIO,IKJO Pl =Sl,IKJ0,001 - $5,IKKl,IMKI P2 =$5,IKKl,IKll - $25,lKJO,OIMl
P3 =$25,IKXl,lllll - $50,0IXl,IHXl P4 =More than $50,IKXl,llllll
3. Value Method Codes 0 =Appraisal R =Cost (Real Estate Only) S =Assc..o;i;menl T =Ca.•h Market
(Sec Column CZ) U =Book Value V =Other W=Eslimatcd
FINANCIAL DISCLOSURE REPORT
Page 14of17
Name of Person Reporting
DYK, TIMOTHY B.
Date of Report
05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions ancrudes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A B. c. D.
Description of A•sels lncome during Gross value al end of Transactions during reporting period
(including 1rus1 assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each assel Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent Code 2 Melhod buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
154. - DREYFUS PREMIER HEALTH CARE Buy 08/11 K FUND CL A
155. - DREYFUS PREMIER HEALTH CARE Sold 10/09 K FUND CL A
156. - FAlRHOLME FUND Buy 02/19 K
157. - FAlRHOLME FUND Buy 03/11 K (add'!)
158. - FAlRHOLME FUND Sold 11/20 K
159. - !SHARES RUSSELL 1000 RUSSELL 10 Buy 10/03 L OOVALUE
160. - !SHARES RUSSELL 1000 RUSSELL 10 Sold 10/09 L OOVALUE
161. - !SHARES RUSSELL 2000 RUSSELL 20 Buy 07/21 K OOGROWTH
162. - !SHARES RUSSELL2000 RUSSELL 20 Sold 09/16 K OOGROWTH
163. - !SHARES TRUST INDEX FTSE XIN Buy 08/27 K HUA HK CHINA
164. - !SHARES TRUST INDEX FTSE XIN Sold 09/04 K HUA HK CHINA
165. - JP MORGAN HIGHBRIDGE STATIST Buy 07/07 L !CAL MKT NEUTRAL SELE
166. - JP MORGAN HIGHBRIDGE STA TIST Sold 09/18 L ICAL MKT NEUTRAL SELE
167. - JP MORGAN HIGHBRIDGE STA TIST Buy 12/19 K ICAL MKT NEUTRAL SELE
168. - MID CAP SPPDR TRUST UNIT SER 1 Buy 07/21 K
169. - MID CAP SPPDR TRUST UNIT SER 1 Sold 09/16 K
170. - POWERSHS QQQ TRUST SER 1 Buy 10/13 K
/
1. Income Gain Code.-;: A =$1,0IKJ or le.<.• B =$1.IKI! - SZ,SIMJ C =$2.501 • $5,IKHI D =$5,001 - $15,IKKJ E =$15,001 -$50,IKKJ
(Sec Column• Bl and D4) F =$50,DIJI - SllKJ.OIMJ G =SllKJ,IKJI - $1,IKJO,IMJO HI =$1.IKKJ,lttll - $5.IKK),IKKI H2 =More lhan $5,IXKJ.IKKJ
2. V aluc Codes J =$15,0IKJ or Jc.<.• K =$15,001 -$50,IHJO L =$50,IKI! - SllKJ.IKKJ M =$1011.IMJI - S250,IKKJ
(Sec Columns Cl and D3) N :$250,001 - $500,0lMI 0 =S51Kl,IKH - $1,000,0!HI Pl =Sl,IKKl,001 - $5,IKK),IM)O P2 :$5,0IKl,!Hll - $25,!HJll,OOO
P3 =$25,000,0IJI - $5ll,Dlttl,DIKJ P4 =More than $50,0IKl,01111
3. V aluc Method Cod°' Q =Appraisal R =Com (Real Estate Only) S =A. c;incnt T =Cash Market
(Sec Column C2) U =Book Value V =Othcr W=Estimatcd
A
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 15of17 DYK, TIMOTHY B. 05/13/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions anc/udes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reponable income, assets, or transactions.)
Description of A«sets
(including trust assets)
Place•(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller {A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
171. - POWERSHS QQQ TRUST SER 1 Sold 10123 K
172. - RYDEX STRENGTIIENING DOLLAR 2 Buy 09/29 K X STRATEGY FUND
173. - RYDEX STRENGTHENING DOLLAR 2 Sold 10/30 K c X STRATEGY FUND (part)
174. - RYDEX STRENGTHENING DOLLAR 2 Sold 12/11 K X STRATEGY FUND (part)
175. - SPDR TRUST UNIT SRl EXPIRING ON Buy 10/13 K 01/22/2118
176. - SPDR TRUST UNIT SRl EXPIRING ON Buy 11/13 K 01/22/2118 (add'l)
177. - SPDR TRUST UNIT SRl EXPIRING ON Sold 11/20 K 01/22/2118 (part)
178. - TOUCHSTONE HEALTHCARE & BIOT Buy 01/22 K ECHNOLOGY FUND
179. - TOUCHSTONE HEALTHCARE & BIOT Sold 03/07 K ECHNOLOGY FUND
180. MASS MUTUAL LIFE INS A Dividend K w
181. ING LIFE INS c Dividend M T
182. PNC BANK WASH DC A Interest K T
183. US BONDS c Interest M T
184.
1. Income Gai11 Codes: A =Sl,OIKJ or Jc:;s B =S!,0111 • $2,51KJ C =$2,501 • $5,IHKJ D =S5,00! - S!5,000 E =S!5,IXll - $50,IKKJ (See C-Olum11s Bl and D4) F =$50,IKJI • S!IKJ,lllKI G =S!IKl,1101 - $1,IKHl,IKKJ HI=Sl,IKXl,IKJI - $5,IKKJ,000 H2=More lhan $5,IKJO,IKKI
2. Value Codes J =S!S,tilKl OT lc.<s K=S!5,IMJI - $50,IMHl L=$50,IKll • $!1KJ,IXKJ M =$1011,IKl! - $250,0IKJ
(Sec Columns Cl and D3) N =$2511,!Kll - $51HJ,IHJO 0 =$5!Kl,!Kll - $1,!KJO,IHJO Pl =$1,()(XJ,IHll · $5,IKKJ,()(HJ P2 =$5,IKIO,!Kll - $25,000,0!KJ
P3 =$25,IXKl,IKl! - $50,lllKJ,000 P4=More lha11 $50,IKJll,llllO 3. V aJuc Method Codes 0 =Appraisal R :Cost (Real E.<tatc Only) S =Assc.c;smcnr T=Ca.•h Market
(Sec C-Olumn C2) U=Book Value V=Othcr W =Estimated
Dole of Report Nome of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 16of17 DYK, TIMOTHY B. 05/13/2009
VIll. ADDIDONAL INFORMATION OR EXPLANATIONS. a11dicarcpartafReparr.J
1) TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUNT. 2) LINE ITEM 121 SOLD ON 03/26(L). THIS WAS INADVERTENTLY OMMITED FROM THE PRIOR YEA.R's
REPORT AS A BUY ON ll/07(L) . 3) TRANSFERS FROM IRA ACCOUNTS TO THRIFT SAVINGS PLAN ACCOUNTS NOT SHOWN.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 17of17 DYK, TIMOTHY B. 05/13/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisicms of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544