edward j mcmanus financial disclosure report for 2009

8/3/2019 Edward J McManus Financial Disclosure Report for 2009

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no l0 FI N A N C IA L D I SC LOS U R E R EPOR T n e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978Roy. 1/2010 FOR CALENDAR YE AR 2009 0 U .S . C o app. 1o1-111)I. Person Reporting (last nam e, first, m iddle initial) 2, Court or O rganization 3, Date of ReportMcManus, Edward J. U.S. District Court lAND 04/27/2010

4 . T itl e ( Art ic le I ll ju dg es i nd ic at e ac ti ve o r s en io r s la ms : 5 n. R ep or t T yp e ( ch ec k a pp ro pr ia te ty pe ) 6, Reporting Periodmagistrate judges indicate full- or part-time)[] Nomination, Date 01/01/2009

Senior Judge : [] Initial [] Annual [] Final to12/31/2009i 5b, [] Amended Report7. Chambers or O ff ice Address 8. On the basis of the information contained in this Report and anymodifications pertainin g thereto, it is, in my opinion, in compliance

425 Second Street SE with applicable lows and regulations.8th FloorCedar Rapids, Iowa 52401 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mu st be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e p o , ~ , g i ,a i y i d u a t o . l ~ ; s,, pp. 9-13 of filing instructton& )NONE ~o reportable positions.)

POSITION N A M E O F O R G A N l ZA T I O N ~ N T IT Y1.2.

3.4.

5, r-~ ~

11 . A G ~ E M E N T S . m , ~ o . ~ individual only; see pp. 14-16 of filing ins~ucaon~) ~ ~~ ~ "~~ NONE (No reportable agreemeno.) ~ ~- VG

~ PARTIES AN~ TE~S ~ ~.I.


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PageFINANCIAL2 of 8 DISCLOSURE REPORT [

111. N O N - I N V E S T M E N T I N C O M E . ~ , o , n . g individual and spouse; seepp. 17-24 of filingA. Fi lers Non-Investmen t Income

N O N E ~ o reportable non-investment income.)DAT~ saUCE A~ TYPE

(yours, not s~uses)I.

2.

3.

4.

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - if you were married daring any portion of the reporting year, complete this sect ion.(Dollar amount not required except for honoraria.)

[] NONE (No reportable non-investment income.)DATE. S O U R C E A N D T Y P E

2.

3.

4.

""~v. R E I M B U R S E M E N T S - t r a n , W , n , ,i o n , lodging, food, entertai .... t.(Includes those to spouse and d ependent children: see pp, 25-27 of filing instr~wtions.)

N O N E (No reportable reimbursements.)S O U R C E D A T E S LOCATION PURPOSE IT E M S P A ID O R P R O VID E D

1.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT[ M c M a n , ,s . E d w , . ~ a ~ .

D , , , e o V a ~ p o .Page 3 of 8 ~ a 7 1 2 o 1 0

V . G I F T S . a,ct,a,~ ~ ose to ,ro~ ,~a a,,e~a,~t children; see pp. 28-31 of filing ins~uct~.)NONE (No reportab& g~s.)

~ DE S CR IPT ION ~1.2.3.4.5.

V I . L I A B I L I T I E S . a . c l ~ d e , , h o s e o / s p . . .. .. d dependent children; see pp. 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

C R E D I T O R DE S CR IPT ION VALI~ CODEI.2.3.4.5.


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N a m e o f P e r s o n R e p o r t i n gINA~NCIAL DISCLOSURE REPORTI McManus, Edward J.

D.te o f R e p o r tPage 4 o f 8 0 4 / 2 7 / 2 o 1 0

V I I . IN V E S T M E N T S a n d T R U S T S - i, ~ o ~ , ~t~,~,~,,~o~a~a,d~,r~o~o/s,o~,~e~r~it~,~;,~e,. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

Descript ion of Asse~ lncom during[ [ Gross value at end Transaclions duringlre~ningr~ing ~ri~ of reposing period .... ~~)----V ~ ~ (5)n c l u d i n g l ~ s ~ ~ s e t s )[ ( 1 ) ( 2 ) (l) (2)P l a c e " ( X ) " a f t e r e a c h ~ s ~ A m o u n t T y ~ ( e . g . , V a l u e V a [ ~ e T ~ ( c . g . , D a ~ e ~ V a l u e , . G a i n [ I d e n t i u o fc x ~ m p ~ f r o m p r i o r d i s c } o s u r c C o d e I div., ~n~,~ 2 M e t h o d boy, scll,~ m ~ d ~ ~ C ~ c 2 ~ C o d e I b u y e f f s d l e r( A - H ) or int,) U - P ) C o d e 3 r e d e m p t i o n ) (J-p) ( A - H ) ~ (if private( Q - W ) } ~ t r a ~ a c f i o n )

I. Ins. Mun.Tr. Fd 16 (!M-IT) A ]nt~st Redeemed 01/15/09 J A2. Wells Fargo A Inter~t K T3. V~guard ~oup LT Tax-Ex Fund , n~a D Dividend N T

Admiral Fund4. BR MB (04/01/96) A Interest Matured 07/01/09 J A5. BR MB (4/1/96) A Interest J T6. V~guard - 5~) Index A Interest K T7. Vanguard Tax-Ex MM Fund A Dividend J T8. Wells Fargo (CS) A Dividend J T9. BR MB (05/01/99) A Interest J T

1 0 , Attune, Inc. (CS) None J TI 1 . Edward Jones Money Market A Interest J T1 2 . Iowa Financial Auth Hosp (8/11/00) A Interest Matured 0 8 , / 1 4 / 0 9 J A1 3 , Puerto Rico Housing Finance (12t7/00) A Interest Redeemed 12/01/09 J A1 4 . BR MB (I 1/01/01) A Interest J T1 5 . Puerto Rico CW Hwy & Transp (4/5/01) A Interest J T16. B R M B ( I / 3 1 0 2 ) A I n t e r e s t J T

1 7 . B R M B (4119/02) A I n t e r e s t J T

L Income Gain Codes: A "-$1,0~ 0 or less B ~ S 1.001 - $2,500 C =52,501 - 55.000 D ~$5.0OI - S 15,000 E =$15,t001 - 550.000(See Columns BI and D 4) F ~ $ 50,001 - $100,000 G ~ $100,001 - $1,0~ 0,000 H I = $1,000,001 - 55 .000,000 H2 -~More than $5,000,0002. Value Cod~ J =$15.000 or l e~s K =$15,001 - $50,000 L =$50,001 - $1(X),O0i} M :$100,0Ol - $250,000( Se e C ol um ns C I a nd D 3 ) N -$ 25 0,0 01 - $ 50 0,0 00 O = 55 00 ,0 01 - $ 1.0 00 ,0 00 P I = SI, 00 0, 00 ! . 5 5, O~ 0, 00 0 P2 : $5 ,0 00 ,O .) 1 - $ 25 ,0 0~ ,0 00P3 ~$25.000.001 - ~,50,00@,000 P4 =More than S50,000,0003, Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S :Assessmem T =Cash Market(See Column C2) U ~Book Value V =Olher W =Estimated


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FINANCIAL DISCL OSURE RE PORT N a m e o f P e r s o n R e p o r t i n g ] D a t e o f R e p o r tPage 5 o f 8 McManus, Edward J"[

04/27 /2010

VII. INVESTME NT S and TRU STS - lee .... v = t u e , transactions (Includes those of spo .... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f , fd i n g i n s t r u c t i o n s .)N O N E ( N o reportable income, a ssets, or transactions,)

A. ~ B. C. D .D e s c r i p t io n o f A s s e t s tl I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) / r e p o r t i n g p e r i o d of p e r i o dT y p e ( e . g . , I d e n t i ty o fl a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u n t T y p e ( e . g . , Value [ Value Date [ Value G a i ne x e m p t f r o m p r i o r d i s c E o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m r r ~ ; d d / y y i C o d e 2 C o d e 1( A - H ) o r i n t , ) ( J - P ) C o d e 3 buyer/sellerr e d e m p t i o n ) : (J-P) ( A - H ) ( i f p r i v a t e............... i(Q-W) ....... ~ ...... ~ I t ...... i o n )

1 8 . BR MB (5/8/02) A Interest J T1 9 . IA Higher Educ Loan Authority (08/29/02) A Interest J T

2 0 . Puerto Rico lndl To urist (12/19/02) A I n t e r e s t J T2 1 . Cash Management Trust of America CL A A Dividend J T( C T A X X )2 2 . Cedar Rapids Iowa (09/09/04) A Dividend J T2 3 . Puerto Rico CW (05/20/04) A Dividend J T2 4 . Univ oflowaCredit Union A I n t e r e s t K T2 5 . BRMM(02/07/05) A Interest J T2 6 . General Electric (CS) A Dividend J T2 7 . Microsoft Corp (CS) A Dividend J T2 8 . Hartford Money Market Fund CL B A Dividend J T( H M B X X )2 9 . Penn Economic Dev (10/23/06) A Dividend J T3 0 . Omaha Pub Pwr Dist NE (03/06/07) A Interest J T3 1 . Vanguard Total Int Stock Index Fund A Dividend J T3 2 . Vanguard Worlds FDS Energy ETF A Dividend J T

3 3 . Vanguard E merging Market ET F A Dividend J T

3 4 . Jefferson California UN H.S. (07/23/09) A I n t e r e s t K T Bu y 07/23/09 K

I. Income Gain Codes: A *$1,000 or less B =Sl,OOI - $2,500 C ~$2,501 - $5,000 D =$5,0OI - $15,000 E =$15,0OI - 550,000(See Columns BI and D4) F ~$50,001 - $100,000 G =$100,001 - $1,000,000 HI =Sl,000,00} - $5,000.000 H2 =More than $5,000.0002. Value Cod~ J =$ I 5.000 or less K -$15,0OI - $50,000 L =$50,00t - $100,000 M =$100,001 - $250,000(See Columns C I and D3) N =5250,001 - $500,000 O =$500,001 - $1 ,O00,000 P t =$1,000.001 - $5,000.000 P2 =$5,000,001 - $25.000,000P3 =$25.000,001 - 550,000.000 P 4 -More than $ 5 0 , 0 0 0 , 0 0 03 Value Method Codes Q =Appraisal R =Cost (Real Estate Only ) S =Assessment T =Cash Markel( S e e Column C2 ) U = B o o k V a l u e V = O t h e r W = E s t i m a l e d


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Iame o f Person Repor l |ngFINANCIAL DI S CL O S URE RE P O RTI McMallus, Edward J.

D a l e o f nepertPage 6 o f 8 0 4 / 2 7 / 2 0 1 0

V I I . INVESTMENTS a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)1" ~ N O N E ( N o reportable income, a ssets, or transactions.)

Desc r ip t i on of Asse l s Income du r ing :i Gross va lue a t end Transac t ions du r ing repor t ing per iod( including trust assets) i r e po t - l ing pe r i od : o f r epor t ing per iod[ (i) (2) ~ (I) (2 ) (I) r (2) i (3) (4 ) (5 )Place "(X)" after each asset ! Amount Type (e.g., Value Value Type (e.g., I Date Value Gain Identity o fexempt from prior disclosure Code t die., rent, Code 2 Method buy, sel!, mm/dd/yy Code 2 Code I buyer/seller! (A - H) or int.) (J-P) Code 3 redemption) (J-P) ! (A-H) (if privatei (Q-W) : ~ansaction)

35 . Iowa State Univ Science & Tech (05/09/09) A Interest J T B uy 05/01/09 J3 6 .

L hv,~me Gain Codes: A ~$ 1,000 or less B =$1,0OI - $2.500 C ~$2,501 - $5.000 D =$5,001 - $15.000 E =$15.001 - $50.000(See Columns BI and D4) F =$50,001 - $100,0~) G -$100,001 - $1,0~XI,000 HI =$ 1.000,001 - $5.000,000 H2 =More than $5,000.000

2. Value Cod~ J =$15.000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$I00.001 - $250,000(S ee C olu mn s C I a nd D 3) N -$ 25 0,0 01 - $ 50 0,D 00 O =$500,1~01 - $1.000,0tY3 PI =$l,000,00l - $5,0~0,000 P2 =$5,000,13OI - $25,000.000

P3 =525,000,001 - $50,000,000 P4 =More than $50.09~,0003. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment T =Cash Markel(See Column C2) IJ =Book Value V =Giber W =Estimated


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FINANCIAL DISCLOSURE Name of Person Reportin g Dace o f ReportEPOR T[ McManus, Edward J.

04/27/2010age 7 of 8VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. a.ai~o,o~, oIR~po..~


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F I N A N C I A L DI S CL O S URE N a m e o f P e r s on R e p o r ti n g [ D a t e o | R e p o r tE PORT[ McManus, Edward J" I

04/27/2010age 8 o f 8IX . CE RT IFICAT ION.

I certify that all information given above (including information pertaining to m y spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of m y knowledge and belief, and that any information not reported was withheld because it m et applicable statutoryprovisions permitting non-disclosure.I further certify tidal earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7 353, and Judicial Conference regulations.

NOTE : ANY IND IVIDUA L WH O KN OWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJECT TO CIVILAN D CRIMINAL SAN CTIONS (5 U.S.C. app. 104)

F IL ING INS T R U CT IONSMail signed original and 3 additional co pies to:

Committee on Financial DisclosureAdministrative Office of the U nited States CourtsSuite 2-301 ,.One Columbus Circle, N.E.W ashington, D.C. 20544

edward j mcmanus financial disclosure report for 2009

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