edward f shea financial disclosure report for 2009

8/3/2019 Edward F Shea Financial Disclosure Report for 2009

1/9

, 4 0 t o [ FINANCIAL DISCLOSURE REPORT R t p o r , R e q t d r e d b y t h e E t h i c sin Government ,4 c t o f 1970 tR e , , . t / 2 0 1 0 [ FOR CALENDAR YEAR 2009 ~s u.sc. ,zpp..~.~ lof t / I,I. Person Reporting [last nam e, first, middlc initial) 2. Court or Organization 3. Date or Rt:portShoo, Edward F. Uaite~ States District Court 03/29/2010

4. Title (Article 111 judges indicate active or senior stares; 5a. Report T)pe [check appropriate type) 6. Reporting Periodmagistr:.~c judges indicate full- or part-time)~ Nomination, Date 01/01/2009

Arlicle III Active Judge [] Initial [] Annual [] Final to12/3 b20095b. [] Am~nchrd Repor t

7, Ch~mb,.r,~ or Office Address; 8. On the basis of the infurmation contained in th is Repnr t tad anymodifications pertaining thereto, it is. in m y opinion, in compliance825 Jadwin Avenue, Stc. t90 with applicable la~a and regulations.Richland. WA 99352

Rovievdng Officer Date

I M P O R T A N T N O T E S : r~e i .~ t ruc t lons acc omp anybtg th l s fo rn t mus t be fo l lowed. Com ple te a l l par t s ,checldng the NONE bo.v~r each part where you have no reporlable information. Sign on last page.

I . P O S I T I O N S . ~r..i.gi~ N O N E (/Vo reportable positions)

P~)SII-ION NAME OF Op .GANIZATION/ENTITYI. Officer/Director ] I - Corporation

2. Real Estate Contract 50% interest ] .......... I

NONE (z\~ reportable agreements.)DATE pARTIES AND TERMS


2/9

INmm~l " Person Repor t ing Da le o f Repo r tPageFINANCIAL2 o f 9 D I S C L O S U R E R E P O R T

A, Filers Non-In vestment IncomeNONE (,~ reportable non-investment income.)

~ATg souRcg AND TYPg ~OMF(yours , not spouses~1.

2.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if k.uu were married during an),po~tlon of the repoaing year, o,mptete thi~ section.

N O N E (No reportable non-investment income.)SOLACE AN~ TYPE

2.3.

4.

I V . R E I M B U R S E M E N T S -,ru.,po,,~,io.,hwluJcs those to spouse and ddpe~denl chiI~ben. see pp. 25-27

NONE (No reportable reimbu~wements.)~ ~ L O C A T I O N P~POSg I T E M S P A I D O R P R O V I D ED

I.

2.3.4.

5.


3/9

N a m e uf Person Reporling [ I)at~ uf R~por!F I N A N C I A L D IS C L O S U R E R E P O R T ] s~, ra,~a F.P age 3 of 9

~ NONE (~ repo r table g~l~s .)~ D E S C R I P T I O N

2.

4.

5.

V I . L I A B I L I T I E S . ( l n c t u d e s t h o s e o f s p ,, u ~ e a n d d e p e n d e n t c h i t d r e m . * e e p p . 3 Z - 3 J o f f i ti n g i m , r u c t i o n . ~ . lN O N E ( N o reportable liabilities.)

I~REDITOR ~SCR|PTION VAkUE CODEI.2.

3 .4.

5.


4/9

~ a m o f P e r s o n R e p o r t i n g I D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R T] S h e d , E d , v ~ r a r .age 4 of 9 0 3 1 2 9 / 2 0 1 0

V II. INVESTMENTS and TRUSTS - i ...... , . ,. ~ t ~ . t ....... , i o . . s a , , , ,t , , a , , , , * .....#,~,,, , , . and dependent cl, ilaren; see V V . 3 4 - 6 0~ NONE (No reportable ittcome, assets, or trcmsactions.)...............................A. B. ~ .... ~ - D

D c s c r i p t io ~ o r A s ~ t ~ I n c o m e d ~ i n g G r o s s v a l u e a ~ e n d T r a n s a c t i o n s d u ~ n g r c p t ~ t n g p c ~ o d{including ~st assc~} r e p o s i n g p e ~ o d of repoalng pcri~:, (2) (3) (a) (5)

P l a c e " { X ) " ~ R c r e a c h a s s et : A m o u n t T y p e { e . g .. Value T y p e ( e .g . D a t e Value ~ Gain I d e n t i t y o fValue~ Code 2 ~ C~c I b u v c r , : s c l l c ~ " ! ~ ( i f p r i v a t ex c m p l f r o m p r i o r d i s c l o s u r e { C~ I d i v . r c n l , C o d e 2 i M e t ho d b u y , s e U , :m~ddy~ ~{AdO o r i r a . ) ( J - P ) C~c 3 r c t e m p t i o u ) . ( J - P I ( A - H ){ Q - W ) ~ : t r a n s a c t i o n )

I. Northwestern Mutual Life Insurance None K T

2. North,*estem Mutual Life Insurance None K T

3. Northwestcm Mutual Life Insurance None K T

4. Prudential Life htsurance None J T

5. Coins None J T

6. Fishcreek Ltd None K T77 A n ~ o n e K w8. Schwab Money Market Fund A I n t e r e s t J T

9_ Charles Schwab Cash Account A I n t e r e s t J T

1 0. Vanguard ttealth Care Fund None K T

I I. Vanguard l leahh Care Fund (IRA) None K T

12 M i c ro s o f t None L T1 3 . DFA US Large Cap V alue Portfolio None Sold 0 9 / 2 9 7 0 9 K[DFLVX)1 4 . DFA US 9-I0 Small Co (DFSVX ) None L T

1 5 . DIVERSIFIED INV ESTMENT ADVISOR~ None M T ,(comprised of #20-41 )16. Goldman Sacks Mid Cap Value Fund None K T17. Va nguard Instl Index None K T


5/9

FINANCIAL DISCLOSURE REPORT [ N . . . .. fP . . . .. R e p o r t i n g D a t e o f R e p o r tPage 5 of 9 ] Shea, Edward F.0 3 / 2 9 ~ 2 { } 1 0

D N ONE (No reportable income, assets, or transactions.)C . D .

D e s c r i p t i o n o r A s ~ t s I n c o m e d a n n g G r o s s v a l u e a t e n d T m n s a c l i o n s d u r i n g , rc p o n i n g p e r i o d{incl~ing trust ~sc~s) reposing pcfi~ of reposing period ......P l a c e " { X } " a f t e r c ~ c h a s s e t A m o u n t : " l y p c {Cg. , V a I o Value Ty~" (e.g., , Dale ~ Vahlc " Gain d c m

c x c m p z f r o m p r i o r d i s c l o s u r e C o d e I . d i v . . ~ n t , C o d e 2 M et h o d buy sell, ~m~/d~y~ C~c 2 ~ C~c I b u y c r , , s c I l c z{ A - H } o r i n t . ) { J - P } : C~c 3 r e d e m p t i o n ) . (J-P)~ ( A - H } (ifpnvalc( Q - W ) ~ ~ ~ r a n s a c t i o n }

1 8 . American Growth Fund None ] T

1 9 , ThomburgIntl Value Fund None K T

2 0 . Pimco Tot.Re~. Fund None J T B uy U17/09 J

2 1 . B uy 1 / 1 7 / 0 9

2 2 . K~lec Blended Shoa Term Bond Fund None L T Sold U17/09(part)~ 2 3 . AilainzNFJ Dividend V alue A Fund Non~ K T Sold 11/17/09 J

2 4 , Sold 11/I 7/09 J(parO2 5 . Columbia Arm S~cI None J T

2 6 . American EuroPac Fund None K T B u y : 11/17/09 J2 7 . Columbia SM.CAPVal None J T

2 8 . South Boston Savings B ank Life Ins None J T

2 9 . Glubix Corp Noue J T

3 0 . Schwab Value Advantage Money Fund None J T

3 1 . GESA Credit Union A I n t e r e s t J T

~ 32 In t l G ameT ec h ( IG T) None J T B uy 0 1 1 0 5 1 0 9 J

3 3 . B uy 0 6 / 0 1 1 0 9 J

3 4 . B uy 08/27/09 J

{SeeColumns CI and D.}) N = 5 2 5 0 . 0 { } 1 - S S ~ } , { .W O O =$500,001 - 51,000,~1]0 Pl =51,b~}.{}0 t - S~,0{}I},OO0 P2 =$5,(}~t.001 - S25,O{al.t10~


6/9

N a m e o f P e r s o n R e p o r t i n ~ D l t e o f R e p o r tPageFINANCIAL6 of 9 DISCLOSURE REPORT sh~,, Edward r. 0 3 / 2 9 . " 2 0 1 0

NONE (No reportab[e income, assets, or transactions.)

D c s c r ~ p t i o ~ o f A s s e t s Income dudag ~ Gros~ ,aluc at end T r a n s a m i o n s d ~ r i n g r e p o s i n g(including tms~ assets) r ~ o ~ i n g ~ r i o d of r~por6ng pc~od .......

P l a c ~ " ( X Y a ~ : c r e a c h ~ s c t A m o u n l ~ l ) p i g . , , a l u e V a l u e Type (c g.,a t e ~ V a l u e G a i nc x c m p t f f u m p ~ o ~ d ~ s c T o s u r c C ~ e ~ d i v , r e n t , . ~ o d 2 M c l h o d I b u y . s e l l . :mm/d&yy C o d e 2 ~c I ~ ) c r s ~ ] I c rtA-H) ~ orintl ( J - P ) Cod3 ~ r cd~mp~km) , ~ (J-P) IA-H) (ifpn~atc

._ ~ ~ , ( Q -W ) l~, tr~sactioM

3 5 . Phillips Electric None K T B uy 04/21/09

3 6 . B o y 05,11/09 J

3 7 . Macquarie None Sold 08/05/09 K

3 8 . Siliconware ( SPON)(I~) None Sold 04124/~) J(part)$ 9 . Sold ~ 0 g / 2 4 /@ ) J

40 Siliconware (SPON)(PERS) None J T

4 1 . Driehaus Emerging Mkts None K T B uy 09/28/09 K

4 2 . B uy I 0 / I 5 / 0 9 J

4 3 . Schwab Invest Moncy Fund (Pets) A l n t . , D i v . J T

4 4 Royce Value Plus Fund None J T

4 5 . Wells Fargo Adv. Asia~Pac None J T

4 6 . US Global Invest. East. Eoropc None J T

47 Charter None Sold 02/23,~9 J

-4S. Elaa* None Sold IO/08/09 l

4 9 . US Bank None K T B uy 0 ! ! 1 6 / 0 9 J

50 B uy 05/11/09 J

5 1 . Alcoa None K T B uy 01/05/09 J


7/9

F IN A N C I A L D I S C L O S U R E R E P O R T ~ x . . . .. r w ~ s o n R , p o ~ i . : IPage 7 of 9 S h e , , r d , , a r ~ V . ]V I I . I N V E S T M E N T S a n d T R U S T S - i.,. ........ t . ~ . , . . . . .. . . . , i , ,. ~ ( t . , . ~ . s ~ , ~ , , , ~ , , ~ . . ~ . . . . . . . . a a , ,v . ,a ~ , , , ~ , i ~ a ~ . ; , ~ ~ . ~ - 6 o~ N ONE (~) reportable income, assets, or transactions.)

"Description of A~scts It~co~nc during Gross value at end ] Transact ions during rc~ing pc6~(including ~st asscts) re~ing ~nod of rcpo~ing pcr i~

: (I) (2) 1 (I) ~2~ (1 ~ 12~ (3~ ? (4) (5)Place"(X)"af~crcachassc t ~Amou~t Typelc.g, ~ V~iuc Value I Typc~e.g., ~ Date ~ Value ~ Gainexcmpt from prior disclosure ~ (~e I d i v , ~nk C~e 2 Mc~h~ ] buy, sell, ~ ~d~yy C~de 2 ~ CMc I bu)crscllcr IA-H) or int ) (J-P) C~c 3 r~cmpt ion) (J-P) ] (A-H} ~ilp~vat~ (Q-kk) : ~ ~ transaction)

52 . B uy 02723/09

5 3 . B uy 0 8 , : 0 6 / 0 9

5 4 . B uy 1 2 , ~ 2 4 / 0 95 5 . DRYSHIPS Inc (DR~S) None B uy 0 1 1 0 5 [ 0 95 6 . B uy 0 2 : 0 3 / 0 95 7 . B uy 0 2 1 2 3 / 0 95 g . B a y 0412 I , ,"09 J5 9 . Sold 05111/09 K


8/9

F I N A N C I A L D IS C L O S U R E R EP O R TPage 8 of 9V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ([rsditut, part of gepor,O

*This v. as purchased in 2008 and inad,ertetatly omitted from the prior years report.


9/9

FINA~C|AIu DISCLOSUREShea, Edward F. D " ~ u f R ~ P r~age 9 of 9

I X . C E R T I F I C A T I O N .

I certify that all information given above (including informati~m pertaining to my spouse and minor ~r dep endent children, if any) isaccurate, true, and complete to Ihe best of m y knn~v ledge and belief, and that any information not reported ~v as withheld because it met applicable statutnrvprovisi~ns permitting non-disclosure. -i further certify that earned income from ou tside employment and honoraria and the acceptance o f gifts which have been reported are incompliance w ith the provisions ors U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TIllS REPORT MAY BE SUBJECT TO CIVILAND CRI~,IINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministralive Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

edward f shea financial disclosure report for 2009

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