edward r korman financial disclosure report for 2009

8/3/2019 Edward R Korman Financial Disclosure Report for 2009

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4 . T i t l e ( A x t i c lc H I j u d g e s i M i c a t e a c t iv e o r s e n i o r s t a t u s ; 5 a . R e p o r t T ~ e ( c h e c k a p p r o p r i a te l y p e ) 6. Repor t i ng Per i odm a g i s t r a te j u d g e ~ [ ~ t i c a t e f u l l- o r p a x t - t i m )[] N o m ia a ~ o n , D a t e 01/01 /2009D i s tr i c t Ju d g e ( S e n i o r ) [] Initial [] A n n u a l [] Final to

1 2 . . / 3 1 1 2 0 0 95b. [ ] A m e n d e d R e p o r t

7 . C h a m b e r ~ o r O f f i c e A d d r e s s 8 . O n t h e b a ~ l ~ b e " t h e I n f o r m a t i o n c o n t a i n e d I n t h is R e p o r t a n d a n ym o d i f i c a t i o n s p e r t t ln l n g t h e r e t o , I t I s , in m y o p i n i o n , I n c o m p t i ~ c eUllJted Stales Cour thouse with app l!cable laws and regulations.225 Cadman P laza Eas t , R m 918Brooklyn , N. Y. 11201 Revi ew i ng O f f i cer D a l eI 3 1 P O R T A N T N O T E S : The instrucaous accompanying thi~ form must be followe,t Complete all parts,checking the NON E box for each part where you have no reportable informatiot~ ~ign on la~t pag~

I . P O S I T I O N S . : ~ , :o . ,i .z ~i,i~,~t o~; , , , pv. ~-~ o/:~ing ~ , ~ , n ~ a o ~ )D NONE (No reportable positions.)

P O S ITIO N N A M E O F O R G A N IZA TIO N /~N TITY1. Member of Board of Trustees Brooldyn Law School

2 . M e m b e r o f B o a r d o f T r u s te e s O n Y our Max k Inc,

~ ~o reportable agreemen ts.)ONEPARSES A~ TE~S

1.


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FINANCIAL DISCLOSURE REPORT NamcofP .... Reporting [ DateefReportPage 2 of 7 K O P ~ e ~ , E d w a r d 1L

I0 4 / 1 4 / 2 0 1 0

IIL NON-EW fESTM ENT INCOM E. o~e~,o~g i~v~ u,t ~,aspo~e. . ,e,p~, . 17-~ oL,-~ ~ ,t~,~.)A. Filers Non-Investment Incom e

NONE (No reportable non-investment income.)DATE. S O U R C E A N D T Y P E ~(yours, not spouses)

1.

2.

3.4.

B . S p o u s e s N o n - I n v e st m e n t In c o m e - i f y o u were married during anypor~ion of the reporting year, complete this stctior~(Dollar amount not required e.ccept for honoraria.)~] NON-E (No reportable non-investment income.)

D A T E SO U R C E A N D TYPE1 . 2 0 0 9 None other than New York City salad

2.

3.

4.

I V . R E I M _ B U R S E M E N T S -t~ansportatian, lodging, food, e n l e r t a i n m e n t(Includes those to spouse and de, pendent children: ~ee pp. 2J-27 of f i l ing Instructions.)

N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N P U R P O S E I T E M S P A I D O R P R O V I D E D

1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT NameofPr,on Reporting[ Dtt~ofReportage 3 of 7 KORMAN, E d w a r d R . 0 4 / 1 4 / 2 0 1 0

[~] N O N E ~ o reportable g~s.)

1.2.3.4.5.

~ N O N E ~ o reportable liabilities.)CREDITOR D E S C R I P T I O N VAL~ CODE

1 .2.3.4.5 .


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r t o n R e p o r t i n g DateofReportPagc 4 0~" 7 K O R M A N , E d w a r d R . 04/14 /2010

V I I . I N V E S T M E N T S a n d T R U S T S - ~ e o , ~ e , v , t u , . ~ . . . . a o , ~ (lncludta those of spouse, and depend~tt chiMren; s tp p . 3 4 " ~ 0 of filing instructions.)N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

D e s c r i p t i o n o f A s ~ t s G r ~ s s v a l u e a t e n d T r a n s a c t i o n * d u r i n g r e p o r t i n g p e r io d( i a c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

! C o d e 1 d l v . o r e n t , C o d e 2 M e t h o d b u y , s e l l , mm/dd /yy Code 2 buyer/sellere x e m p t f r o m p r i o r d is c l o s u r e : (A-H) I o r i n t . ) ( I - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p f i v a t *: ( Q - W ) i ! t r a n s a c t i o t a )

1 . Ci t ibank N.A. /Dep~ sit P ro g ram A Interest J T2. Time Warne r C able N o n e J T S p i n o f f 04/02/09 J(from line 5)3. Intel (Coramon) A D i v i d e n d J T4, Flextronics International (Coramon) N o n e J T5. Time Waraer ( Coramon) A D i v i d e n d J T6. Agilent Technolo#es (Common) N one J T7. V e r i g y L t d . ( C o m m o n ) None J T8. Vanguard Group: 500 P or t folio (Mutual B Dist!Div. K TF u n d )9. Vanguard Group: Total Stoc k Market B Dist/Div. L TP o r t f o l i o ~ i u t . F u n d )

1 0 . V a n g u a r d G r o u p : E n e r g y F u n d ( M u t ua l B Dist!Div K TF u n d )I 1 . Mutual Disc overy Fund Z (Mutual Fund) C Dist!Div. M T1 2 . T.IL Pr ic e Blue Chip Growth Fund (btu tual A DistiDiv. L TF u n d )

1 3 . T.IL P r ic e Mid-Cap Grow th Fund (Mutual A Dist/Div. K TF u n d )1 4 . T.R . P r ice - Money Marke t Fund A D i v i d e n d L T1 5 . Chase Bank Ac c ount A Interest K T1 6 . V a n g u a r d G r o u p : P r i m e M u n e y M k t F d A Int er es t J T S o l d ~ 0 4 a 9 / o 9 1 M1 7 . WestemBazk o f Pue r to Pdco ( CD) ( IR A) A Intcw.st M T B uy IM/29/09 M

I . I n c o m e G m n C o d a : A -$1,000 ~ k.~ B -$1,001 $2 ,500 C -$2 ,50 ! - $5,0 (~O D =$5,0 0 1 - $1 5,0 0 0 E -$15,001 - $50,000(Se~ Co~ I31 ~ D4} F -$50,001 $ I O0,t~O0 G -$1 00 ,tX )I. $1 ,0 00 ,0 00 H I -$1 ,0 00 ,0 01 - $ 5 , 0 O O , 0 0 0 |12 =More th~a2. V ~iue Cod~* l -$15,000 ~r le ss K = $ 1 3 , O 0 1 $ 5 0 # 0 0 L = $ 5 0 , 0 0 1 . $ 1 0 0 , 0 0 0 M = $ 1 0 0 , 0 ~ 1 -( See Co hmm.* CI a~l D3) N - $ . 2 5 0 , 0 0 1 - $ $ 0 0 , 0 0 0 O -$500 . 001 - $ I , (X)0o000 P I c $ 1 , 0 O 0 , 0 0 1 . $ 5 , 0 0 0 , 0 (~ 0 P2 -$5,000,001 . $25,000,000pJ -$23,000,001 - $50,000,000 Io4 ~M or tlxa n $50,000,000

i 3 . V a l u e M e t h o d ~ x l e a Q -Appraisal R - C e d e ( R e a l F , ~ t~ O n l y ) S - ,Mse ~me tat T = C a s h M ~ r k e l: ( S e e C o h t m ~ C 2 ) U = B o o k V a l ue V - . O t l x * W - E s t i m a t ~l


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F I N A N C IA L D I S C LOS U R E R E P OR T ] ~ . m . o r ~ . ~ - , o , , R e ~ , r , ~ gPage 5 of 7 Ii KO~, Edward ~

]~/14a010I

NO~ ~ o reportable income, ~sets, or ~a~actio~0~ I B. .C . D.

De.priori of As~

[

Income d~ng ~o~ v~u at end(ielu~ng ~st ~e~) ~epo~ing ~dod of ~ng pe~od

Pla~ "(X)" ~er e~h ~t ~o~t T~ (~.g., Valu~ : Value T~ (e.g., Date [ V~ue 1 G~n Iden~ ofexempt from p~or disclos~ C~e 1 ~v.. r~ ~.2 ~ Meth~ buy, s~,, ~d~~ C~2 ~ b~er/sdl.t (A - H ) or iat) ( J - P ) ; ~ C o d e 3 r e d e m p t i o n ) ~ ( J - P ) ~..,., ( i f p ~ v a t e: ~ ( Q - W ) ~ction)1 8 . C i t y o f N . Y . D e f i e d C o m ~ n ~ o n P I ~ N o n e M T1 9 . U.S. Tr~Bon~ N o n e J T20 , AOL, Inc . N o n e J T S p i n o f f 12/15/09(from llne 5)


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FINANCIAL DISCLOSURE REPORT [ Name oflersoa Re portlag[ D a te o f R e p o r tPage. .6 of ,7 I K O R ~ A r ~ , r .a ~ , a rd a . 0 4 / 1 4 ~ 0 t 0

V I H . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a.zi~.p~


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FINANCIAL DISCLOSURE RE PORT N a m e o f P e l l o la R e p o r t i n g D a t e o f R e p o t tPage 7 of 7 K o a y o ~ , E d w a r d I L 0 4 / 1 4 / 2 0 1 0IX. CERTIFICATION .

1 c e r t i f y t h a t a ll i n f o r m a ti o n g i v e n a b o v e ( i n c lu d i n g I n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , f f a n y ) i saccurate, t rue, and o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a use I t m e t a p p l i ca b le s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i sc l o su r e .I f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c ce p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i an c e w i t h t h e p r o ~ i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i al C o n f e r e n c e r e g u l a t io n s .

Slgnatu _

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D ~ ,V I L F U L L Y F A L SI FI E S O R F A IL S T O F IL E T t l IS R E P O R T M A Y B E S U B J E C T T O C M LA N D C R I S I IN A L S A N C T IO N S ( 5 U . S . C . a p p . 1 0 4 )

F I L I N G I N S T R U C T I O N SM a i l s i g n e d o r i g i n a l an d 3 ad d i t i o n al c o p i e s t o :

C o m m i t t e e o n F i n an c i a l Di s cl o s u reAd mi n i s t ra t i v e Of f i c e o f t he U n i t e d S t a t e s C o u r t sS u i te 2 - 3 0 1O n e C o l um b u s C i r c le , N . E .W a sh i n g t o n , D .C . 2 0 5 4 4

edward r korman financial disclosure report for 2009

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