egpa 2013 luis vidigal real time government: portuguese challenges in electronic bureaucracy

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Real Time Government Portuguese challenges in electronic bureaucracy Luís Vidigal 1

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A minha apresentação na Conferência do EGPA 2013 em Edimburgo My presentation at the Conference of the EGPA 2013 in Edinburgh

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Page 1: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

Real  Time  Government  Portuguese  challenges  in  electronic  bureaucracy  

 Luís  Vidigal  

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Page 2: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

40  years  of  Innova;on  in  Portuguese  Public  Administra;on  

2  

Page 3: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

ICT  in  AdministraAve  ModernizaAon  in  the  last  40  years  

3  

Page 4: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal   4  

EU  (2013).  Public  Services  Online  “Digital  by  Default  or  by  Detour?":  Assessing  User  Centric  eGovernment  performance  in  Europe  –  eGovernment  Benchmark  2012.  Final  Insight  Report.  A  study  prepared  for  the  European  Commission  DG  Communica7ons  Networks,  Content  &  Technology.  

A  long  journey  of  successes  in  e-­‐Government  

Page 5: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Economic  and  social  crises    

EGPA  2013  –  Luis  Vidigal  

Page 6: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Economic  and  social  indicators  before  and  aYer  the  financial  assistance  in  April  2011  

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Page 7: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

PoliAcal  Dilemma  

7  

?  Cons;tu;onal  democracy    

ConsAtuAonal  Court  

Pressure  of  financial  markets    

No  ElecAons  

Page 8: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Growth  Paradox  

8  

Importance  of  strong  public  administra;on  for  the  success  of  all  other  reforms    

Necessary  fiscal  consolida;on  

Financial  Austerity  

State  

Squeeze  

OECD  (2013).  “Beber  Policies”  Series:  Portugal  -­‐  Reforming  the  State  to  promote  Growth,  May  

Page 9: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

The  promise  “miracle”  of  “Troika”  

9  

State  

Growth  

Page 10: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

A  big  Risk  

10  

A  destroyed,  unmoAvated  and  inefficient  state  becomes  an  abracAon  

for  illegaliAes  and  corrupAon    

Sovereignty  eroded    

•  external  intervenAon    •  poliAcal  discrediAng    •  devaluaAon  of  the  role  of  the  state    

•  etc.  

Popula;on  divided  

•  young  against  old  •  private  sector  against  public  sector  

•  employed  against  unemployed  

•  etc.    

Page 11: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

Two  main  Op;ons    for  

State  Reform  during  the  Adjustment  Programme  

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Page 12: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Efficiency  opAons  

12  

Resources  (inputs)  

decrease  and  outputs  increase    

Resources  remain  the  same  and  outputs  increase    

Resources  increase  but  outputs  

increase  by  an  even  larger  amount  

Outputs  remains  sta;c  but  resources  decrease    

Outputs  decrease  but  

inputs  decrease  by  an  even  

larger  amount    

Growth  

State  Automa;on   State  Reduc;on  •  reducAons  in  public  

salaries  and  pensions  •  sale  of  more  public  

assets  

State  

Austerity  Pollib  and  Bouckaert  (2011)    Op;mis;c  

Outcomes  and  EffecAveness    Pessimis;c  

Outputs  and  Efficiency    

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EGPA  2013  –  Luis  Vidigal  

Efficiency  opAons  

13  

Resources  (inputs)  

decrease  and  outputs  increase    

Resources  remain  the  same  and  outputs  increase    

Resources  increase  but  outputs  

increase  by  an  even  larger  amount  

Outputs  remains  sta;c  but  resources  decrease    

Outputs  decrease  but  

inputs  decrease  by  an  even  

larger  amount    

Growth  

State  

Austerity  Pollib  and  Bouckaert  (2011)    Op;mis;c  

Outcomes  and  EffecAveness    Pessimis;c  

Outputs  and  Efficiency    

IT  providers  are  very  op;mis;c    

Survey:  80  experts  from  the  public  and  private  sectors  -­‐  members  of  a  permanent  group  for  PA  (APDSI,  2013)    

Managers  from  PA  are  very  pessimis;c    

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The  Context  The  Portuguese  NPM  

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EGPA  2013  –  Luis  Vidigal  

NPM  in  Portugal  has  been  Upside  Down  

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EGPA  2013  –  Luis  Vidigal  

Agencies,  Markets  and  Partnerships  

More  Authonomy  

More  Control  and  

Accountability  

Yes,  but…    

16  

Page 17: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

NPM  in  Portugal  is  Upside  Down  

17  

D  

Regulator  Direct  

Administra;on  “bad  and  bureaucraAc”    

   

 

I  

Regulated  Indirect  

Administra;on  “good  and  entrepreneurial”    

?  

Page 18: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

NPM  in  Portugal  is  Upside  Down  

18  

B  

Unskillful  public  Buyer  

S  

Skillful  private  Seller    

Page 19: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

Post-­‐NPM  and  New  Weberian  approaches  with  

ICT  

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EGPA  2013  –  Luis  Vidigal  

Recentraliza;on  in  ;mes  of  crisis  

Public   Private  

Centraliza;on  

Authonomy  

Central  integra;on  and  strengthening  

of  the  State  

20  

DILEMA  Liberal  poli;cs  

Page 21: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Recentraliza;on  in  ;mes  of  crisis  

Public   Private  

Centraliza;on  of  Informa;on  

Authonomy  and  Accountability  

21  

With  ICT  

Page 22: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

A  choice  to  scru;nize  

Public   Private  

Centraliza;on  of  Informa;on  

Authonomy  and  Accountability  

Poli;cal  op;on  

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Page 23: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

AdministraAve  Reform  in  Post  NPM  

23  

Ci;zen-­‐centric  •  Whole  of  Government  •  Joined  up  Government  •  CollaboraAve  Government  

Automa;on  •  e-­‐Government  •  Digital  Era  Governance  •  Real  Time  Government  

Government  Transforma;on  

 

Page 24: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

The  Model  of  my  research  

24  

Page 25: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal   25  

AdministraAon  by  Network?  Interoperability?  

Organizacional “Peopleware” (Will)

Informacional / Semantics “Infoware” (Línguage)

Technological “ Software” and “Hardware” (infrastructure)

It is here that everything fails

Joined  up…!  

Whole  of…!  

Transform…!  

Digital…!  

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EGPA  2013  –  Luis  Vidigal  

Interoperability  for  service  

Seman;c  Interoperability  

Technological  Interoperability  

Organizacional  Interoperability  

Basic  Process   Citizens Enterprises

Page 27: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Holes  in  the  Whole  of  Government  

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EGPA  2013  –  Luis  Vidigal  

Holes  in  the  Whole  of  Government  

28  

300   5   300   5  

Speed  of  Lazy  snails  

Page 29: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Ministry  1   Ministry  2   Ministry  3   Ministry  n  

Time  Cost  Quality  

Maturity  Stages  for  e-­‐Government  Andersen  e  Henriksen  (2006)  Layne  e  Lee  (2001)  

Dep.  A  

Dep.  C  

Dep.  n  

Closed  NPM  Entrepreneurship   What  Strategy  

What  leadership  

Audiences  

Life  Events  

x x x x  

x x x x  

x x x x  

x x x x  

x x x x  

x x x x  

Reality  of  “to  be”  (Closed)  

NormaA

vity  of  “shou

ld  be”  (Shared)  

A  wider  horizontal  vision  of  public  services  –  The  “holes”    

Closed  “Consultocracy”  Denis  Saint  MarAn  (2000;  2007)  

Dep.  B  

Coproduc;on  of  value  John  Alford  (2009)  

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EGPA  2013  –  Luis  Vidigal  

Structures  and  Processes  

Structures

Processes

In Out

A  dual  role  

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EGPA  2013  –  Luis  Vidigal  

CriAcal  success  factors  for  e-­‐Government  in  Portugal  

1. Strategic  vision  2. PoliAcal  support  3. CiAzen-­‐orientaAon  4.  Inter-­‐departmental  vision  5. OperaAonal  leadership  ("champion")    

31  

Survey:  80  experts  from  the  public  and  private  sectors  -­‐  members  of  a  permanent  group  for  PA  (APDSI,  2013)    

Organiza;ona

l  

Interoperabilit

y    

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Electronic  Bureaucracy  Yes  or  No?  

32  

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EGPA  2013  –  Luis  Vidigal  

VerAcal  Silos  Plenty  of  Power  and  Vanity  

Manifesto  again

st  

Electronic  Bur

eaucracy  

Vidigal  (2000)  

Page 34: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Horizontal  Silos  Plenty  of  “Fat”  and  Waste  

Manifesto  again

st  

Electronic  Bur

eaucracy  

Vidigal  (2000)  

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EGPA  2013  –  Luis  Vidigal  

Common  Resources  and  Services  (SOA)  

Sharing  Data  and  Services  “Government  by  Network”  

Territory People Enterprises Vehicles

Ask  Once  

Use  Many  

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EGPA  2013  –  Luis  Vidigal  

Debureaucra;za;on  reducing  democraAc  guarantees  

36  

Bureau

cracy  

Democra;c  Guarantees  

Risk  Zone  

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EGPA  2013  –  Luis  Vidigal  

Debureaucra;za;on  acceleraAng  services  

37  

Electron

ic  

accelera;o

n  

Democra;c  Guarantees  

Manifesto  in  fav

our  of  

Electronic  Bur

eaucracy  

Vidigal  (2005)  

Recover  •  Accountability  •  CoordinaAon  •  Transparency  •  Equality  •  ImparAality    With  •  Time  •  Cost  •  Quality  

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Real  Time  Government  without  cerAficates  and  arbitrariness  

38  

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EGPA  2013  –  Luis  Vidigal  

InformaAon  sharing  

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Degree  of  Informa;on  

sharing  

Quality  of  service  

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Finish  all  cerAficates  and  vouchers!  

Proof  of  who  you  are  

Proof  that  you  don’t  have  debts  to  the  State  

Cer7ficates  and  vouchers  

are  web  services  from  data  bases  

Ask once Use many

Proof  that  you  are  not  a  criminal  

People   Enterprises   Territory   Vehicles  

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EGPA  2013  –  Luis  Vidigal  

Remove  arbitrariness  

The  real  Law  is  in  the  algorithm  Recover  •  Accountability  •  CoordinaAon  •  Transparency  •  Equality  •  ImparAality    

New  Weberian  and  post  NPM    

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EGPA  2013  –  Luis  Vidigal  

From uncertainity of More or Less To  the  certainity  of  Yes  or  Not  

Remove  arbitrariness  

“Zero  Licensing”    

Page 43: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Extend  Ame  and  space  as  soon  as  possible  

Tim

e

Space

Page 44: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Strategy  and  Leadership  for  the  New  Model  Balancing  the  power  and  the  evidence  of  the  protagonists    

44  

Solitary  Stars  and  

Galaxy  

Service  and  credibility  from  the  top  

Page 45: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Where  are  the  savings?  

Inputs   Outputs   Outcomes  Incomes  

Efficiency   Effec;veness  

To  much  Reduce  558  M€  /  year  

on  ICT    Value  for  money  

Very  liele  

45  

Problem  or  Solu;on

?  

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EGPA  2013  –  Luis  Vidigal  

Cost Redundancies Disintegration Incoherencies

Incompatibilities Conflicts of Power

Waste …

Investment Interoperability

Sharing Reutilization

Transparency Speed Rigour …

Cost  or  Investment?  

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Page 47: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

Blackout!  

Imagine no more information technologies in Public Administration How  much  would  it  cost?  

EGPA  2013  –  Luis  Vidigal  

Page 48: EGPA 2013 luis vidigal   Real Time Government: Portuguese challenges in electronic bureaucracy

EGPA  2013  –  Luis  Vidigal  

[email protected]  

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