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    EMPLOYEE DICIPLINE

    Anita.Apiit.

    Managing People and PerformanceBM036-3-3

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    Module Code and Module Title Title of Slides

    Learning Outcomes

    Describe ways of dealing with problem

    employees

    Describe ways of dealing withemployees problems

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    Module Code and Module Title Title of Slides

    CASES

    Slide 3 of 20

    Covington Fire Chief Disciplined For Drinking, Driving

    POSTED: 11:34 am EST February 14, 2008

    Comcast employee fired for sleeping on customer's couch

    Copyright 2006 by The Associated Press

    Worker Snooping on Customer Data Commonhttp://ap.google.com/article/ALeqM5ghPenZUJTE7BfSfgQbj6RX597DEAD8V019TG0

    Boeing Employee Charged With Stealing 320,000 Sensitive Files

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    Module Code and Module Title Title of Slides

    DICIPLINE AT WORK

    The state of employees self controland

    orderly conduct.

    A procedure that corrects or punishes asubordinate because a rule or procedure

    has been violated.

    The purpose is to encourage employees tobehave sensibly at work.

    Dicpline is called for when one of these

    rules or regulations is violated.

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    Module Code and Module Title Title of Slides

    REASONS FOR DICIPLINE ACTION

    Absenteeism

    Possession or use ofdrugs or alcohol

    Tardiness

    Use of abusive languageor profanity

    Sexual harassment

    Falsifying employmentapplication

    Racial slur -Obscene or immoralconduct

    Falsifying companyrecords

    Gambling

    Damage to or loss ofmachines/materials

    Theft

    Unsatisfactory performance

    Moonlighting

    Participation in prohibited

    strike Abusing or upsetting

    customers

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    Module Code and Module Title Title of Slides

    FROM MANAGEMENT VIEWPOINT

    DICIPLINE is action

    taken against an

    employee who has

    violated the rules oforganisation or

    performance has

    deteriorated to the

    point where corrective

    action is needed.

    http://images.google.com.my/imgres?imgurl=http://www.expressingyou.com/articles/talk_under_performers.jpg&imgrefurl=http://www.expressingyou.com/articles/talk_under_performers.htm&h=214&w=200&sz=10&hl=en&start=4&tbnid=yq6PgXPqs8GEBM:&tbnh=106&tbnw=99&prev=/images%3Fq%3Dpoor%2Bwork%2Bperformance%26gbv%3D2%26hl%3Den
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    2 TYPES OF DICIPLINARY ACTION

    Poor job performance

    or conduct that

    negatively affects an

    employeesperformance. Eg:Frequent or pro-longed

    absenteeism or

    negligence

    Action that indicates

    poor citizenship

    Eg: Fighting, theft

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    POOR PERFORMANCE

    Persistent poor performances will

    necessitate the use of disciplinary

    actions to rectify the problems

    Discipline: The state of employee self-

    control and orderly conduct; indicates

    the extent of genuine teamwork within

    an organisation (Mondy, Noe &

    Premeaux, 2002)

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    QUIZ??

    Minor or major misconduct?

    -Absenteeism

    -Drug use at work-Dress code at violation

    -Theft

    -Sleeping on the job

    -Physical assault

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    Dealing with Problem Employees

    There are many ways to deal with problem

    employees

    Disciplinary action: The invoking of apenalty against an employee who fails

    to meet organisational standards or

    comply with organisational rules

    Disciplinary Action Process

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    DICIPLINE PROCESS

    Establish Work

    Rules

    &

    Performance

    Requirement Communicate

    these

    To employees Application ofCorrective

    Action

    (The enforcement)

    http://www.attitudecounselling.co.uk/jpg/mentoring240.jpg
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    DISCIPLINARY ACTION PROCESS

    Set Organizational Goals

    Establish Rules

    Communicate Rules to

    Employees

    Observe Performance

    Compare Performancewith Rules

    Take Appropriate

    Disciplinary Action

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    APPROACHES TO DISCIPLINARY ACTION

    The Hot Stove Rule

    The discipline is immediate with warning and is

    impersonal.

    Gives consistent punishment

    Positive Discipline- A discipline procedure that encourages employees to

    monitor their own behaviours and assume responsibility

    for their actions.

    Progressive Disciplinary Action

    An approach to disciplinary action designed to

    ensure that the minimum penalty appropriate to the

    offense is imposed

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    Progressive Discipline

    A series of management interventions that

    gives employees opportunities to correct

    undesirable behaviours before being

    discharged.

    It increases in severity the longer the

    undesirable behavioural persists.

    P i di i li ti

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    Progressive disciplinary actionIMPROPER BEHAVIOUR

    Does this act warrant

    disciplinary actions?

    Does this act warrant more

    than an oral warning?

    Does this act warrant more

    than a written warning?

    Does this act warrant

    more than a suspension

    TERMINATION

    NO

    NO

    NO

    NO

    YES

    YES

    YES

    No discipline action

    Oral Warning

    Written Warning

    Suspension

    YES

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    FOUR STEPS IN A

    PROGRESSIVE DICIPLINE

    PROCEDURE The employee has an unexcused absence from work. He receives a verbal

    warning from the supervisor and is warned of harsher punishment if it repeats.

    VERBAL WARNING

    After another unexcused absence , he receives a written warning, This warninggoes into the employees personnel file.

    WRITTEN WARNING

    If the empoyee fails to show up at work for two consecutive days, he is

    suspended from work without pay for a week. A final warning is given alertingon possibility of ternimation.

    SUSPENSION

    If employee does not comply, he is discharged.

    DISCHARGE

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    APPROACHES TO DISCIPLINARY ACTION

    Disciplinary Action without Punishment

    A process in which a worker is given time

    off with pay to think about whether he or

    she wants to follow the rules and continueworking for the company

    Problems of approach:

    - Lack of training - Loss of friendship

    - Fear - Time Loss

    - Being the only one - Loss of Temper

    - Guilt - Rationalization

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    OFFENCES

    -Unauthorized absence from job

    -Poor performance

    -Inefficient performance

    -Sleeping on the job-Failure to report to work two days

    in a row without notification

    -Negligent use of property

    --Theft

    -Fighting in the job

    -Falsifying informationIMMEDIATE DISCHARGE

    WRITTEN WARNING AND

    THEN TERMINATION

    STARTS WITH AN ORAL

    WARNING

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    Module Code and Module Title Title of Slides

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    Module Code and Module Title Title of Slides

    Describe some of employee problems

    These problems must be dealt with

    properly in order to avoid demotivating the

    staff

    Dealing with Employees Problems

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    Module Code and Module Title Title of Slides

    GRIEVIENCE

    An employees dissatisfaction or feeling of

    personal injustice relating to his or her

    employment.

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    Module Code and Module Title Title of Slides

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    Module Code and Module Title Title of Slides Slide 23 of 20

    THE GRIEVANCE PROCEDURE

    Grievance Common characteristics:

    Grievances should be adjusted promptly

    Procedures and forms used for airing

    grievances must be easy to utilize and well

    understood by employees and their

    supervisors

    Direct and timely avenues of appeal fromrulings of line supervision must exist

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    Module Code and Module Title Title of Slides

    Handling Grievance

    --Proper grievance procedures should be established

    and communicated toemployees in every organisation

    http://www.acponline.org/graphics/observer/feb2002/grievances_lg.jpg
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    Module Code and Module Title Title of Slides Slide 25 of 20

    THE GRIEVANCE PROCEDURE

    Arbitration It is the final step in most grievance

    procedures

    The parties submit their dispute to an

    impartial third party for resolution

    Must provide proof that disciplinary action

    needed

    Weaknesses of arbitration:

    Length of time long

    High cost

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    Module Code and Module Title Title of Slides Slide 26 of 20

    ALTERNATIVES FOR ACTION

    Alternative Dispute Resolution Termination

    Employment at will

    Demotion as an alternative to

    termination Downsizing and layoffs

    Transfers, Promotions, Resignations

    and Retirements

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    Module Code and Module Title Title of Slides

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    Module Code and Module Title Title of Slides

    Quick Review Question

    State the differences between problematic

    employees and employees problem

    The principal purpose of disciplinary procedures is not to

    punish employees but to make them aware of the

    expectation of employees and allow an improvement of

    performance and behaviour. Discuss the statement.

    Two employees violate the same work rule. One is aboveaverage in performance and has been with the company

    for 8 years. The other is an average performer who has

    been with the for less than a year. Should they receive the

    same punishment.

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    Module Code and Module Title Title of Slides

    Follow Up Assignment

    Read Chapter 14 of Human Resource

    Management by Noe, Hollenbeck, Gerhart &

    Wright

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    Module Code and Module Title Title of Slides

    Summary of Main Teaching Points

    Dealing with Problem Employees

    Dealing with Employees Problems

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    Module Code and Module Title Title of Slides Slide 31 of 20

    Summary of Main Teaching Points

    Discipline should be administered

    when faced with poor

    performances However, the way to resolve the

    problem need to be carefully

    considered

    Grievances similarly requires

    proper consideration depending

    on the circumstances

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    Module Code and Module Title Title of Slides Slide 32 of 20

    Key Terms you must be able to use

    If you have mastered this topic, you should be able to use the following terms

    correctly in your assignments and exams:

    Discipline

    Grievance Arbitration

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    Discussion Question

    1.The principal purpose of disciplinary procedures is not t

    punish employees but to make them aware of the

    expectation of employers and allow an improvement of

    performance and behavior

    2.Discuss this statement within the context of disciplinary

    procedures

    3. Describe what matters you would include in a new

    disciplinary policy and procedure for your company and

    explain why you include them