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D 3.1
DELIVERABLE
PROJECT INFORMATION
Project Title: Systemic Seismic Vulnerability and Risk Analysis for
Buildings, Lifeline Networks and Infrastructures Safety Gain
Acronym: SYNER-G
Project N°: 244061
Call N°: FP7-ENV-2009-1
Project start: 01 November 2009
Duration: 36 months
DELIVERABLE INFORMATION
Deliverable Title: D3.1 - Fragility functions for common RC building types in
Europe
Date of issue: March 2011
Work Package: WP3 – Fragility Functions of Elements at Risk
Deliverable/Task Leader: UPAV
REVISION: Draft
Project Coordinator:
Institution:
e-mail:
fax:
telephone:
Prof.KyriazisPitilakis
Aristotle University of Thessaloniki
+ 30 2310 995619
+ 30 2310 995693
i
Abstract
In the Syner-G project, Work Package 3 is concerned with the identification of fragility
functions for elements and systems. Specifically, Task 3.1 aims to identify the main
typologies of buildings in Europe and review existing fragility functions, to compare these
functions amongst themselves and eventually compare them with new functions developed
under the auspices of Syner-G. Hence, this task is mainly comprised of a literature review
which has led to a collection of existing fragility functions and the identification of categories
for grouping buildings (a taxonomy) and for harmonising different intensity measures and
limit states. The main output of this deliverable that will be used in Syner-G is a set of
fragility functions (with associated uncertainty) for the main reinforced concrete typologies
present in the case study regions and a tool able to store, harmonize and compare the
different curves.
Keywords: fragility, European buildings, taxonomy, reinforced concrete, harmonisation
iii
Acknowledgments
The research leading to these results has received funding from the European Community's
Seventh Framework Programme [FP7/2007-2013] under grant agreement n° 244061.
v
Deliverable Contributors
University of Pavia Helen Crowley
Miriam Colombi
Vitor Silva
Naveed Ahmad
University of Patras Michael Fardis
Georgios Tsionis
Alexandra Papailia
Joint Research Centre Fabio Taucer
Ufuk Hancilar
Middle East Technical University Ahmet Yakut
M. Altug Erberik
vii
Table of Contents
Abstract ........................................................................................................................................ i
Acknowledgments ..................................................................................................................... iii
Deliverable Contributors ............................................................................................................ v
Table of Contents...................................................................................................................... vii
List of Figures ............................................................................................................................ ix
List of Tables .............................................................................................................................. xi
1 Introduction ......................................................................................................................... 1
2 Existing Fragility Functions for European RC Buildings................................................ 3
2.1 DEFINITION OF FRAGILITY ....................................................................................... 3
2.2 REVIEW FORMS FOR FRAGILITY............................................................................. 3
2.3 METHODOLOGIES ..................................................................................................... 5
2.4 INTENSITY MEASURE TYPES (IMT) ......................................................................... 7
2.5 LIMIT STATES............................................................................................................. 9
3 Development of Fragility Functions for European RC Buildings................................. 11
3.1 UPAV METHOD......................................................................................................... 11
3.1.1 Mechanical models for RC buildings ............................................................. 11
3.1.2 Derivation of analytical fragility functions....................................................... 13
3.1.3 Application to the Case Study Buildings ........................................................ 16
3.1.4 Derivation of analytical fragility functions....................................................... 24
3.2 UPAT METHOD......................................................................................................... 25
3.2.1 Introduction .................................................................................................... 25
3.2.2 Building typologies – the base case .............................................................. 25
3.2.3 Damage scale, damage measure and intensity measures............................ 32
3.2.4 Design and vulnerability assessment ............................................................ 32
3.2.5 Fragility Functions.......................................................................................... 35
3.2.6 Parametric studies beyond the base case..................................................... 37
3.2.7 Concluding remarks....................................................................................... 40
4 Taxonomy of European Building Typologies ................................................................ 43
4.1 EXISTING TAXONOMIES ......................................................................................... 43
4.1.1 PAGER-STR.................................................................................................. 43
4.1.2 RISK-UE ........................................................................................................ 46
viii
4.2 PROPOSED TAXONOMY ......................................................................................... 49
5 Harmonisation of European Fragility Functions ........................................................... 53
5.1 INTENSITY MEASURE TYPE ................................................................................... 54
5.1.1 Macroseismic Intensity to PGA...................................................................... 54
5.1.2 Spectral acceleration to PGA......................................................................... 57
5.1.3 Spectral displacement to PGA....................................................................... 60
5.1.4 PGV to PGA................................................................................................... 61
5.2 LIMIT STATES........................................................................................................... 61
5.3 BUILDING TYPOLOGY ............................................................................................. 62
6 Comparison of Fragility Functions for European RC Buildings .................................. 67
6.1 COMPARISON OF FRAGILITY FUNCTIONS........................................................... 67
6.1.1 Calculation of mean and variability in fragility functions: first approach......... 68
6.1.2 Calculation of mean and variability in fragility functions: second approach... 69
6.2 EXAMPLES OF PROPOSED FRAGILITIES ............................................................. 71
6.2.1 Reinforced concrete with moment resisting frame buildings, mid rise ........... 71
6.2.2 Reinforced concrete with moment resisting frame buildings, mid rise,
seismically designed...................................................................................... 73
6.2.3 Reinforced concrete with moment resisting frame buildings, mid rise,
seismically designed, bare............................................................................. 75
6.2.4 Reinforced concrete with moment resisting frame buildings, mid rise,
seismically designed, bare, non ductile ......................................................... 77
7 Conclusions ...................................................................................................................... 81
References................................................................................................................................. 83
Appendix A ................................................................................................................................ 87
A Review forms .................................................................................................................... 87
Appendix B .............................................................................................................................. 199
B Tutorial............................................................................................................................. 199
ix
List of Figures
Fig. 1.1 Syner-G Fragility Function Manager tool: main window. ........................................... 1
Fig. 2.1 Examples of (a) vulnerability function and (b) fragility function .................................. 3
Fig. 2.2 Empty fragility function review form ........................................................................... 4
Fig. 2.3 Limit States and Damage States ............................................................................... 9
Fig. 3.1 Nonlinear static SDOF idealization, mechanical model, for RC building class ........ 12
Fig. 3.2 Flow chart for the derivation of displacement-based fragility functions. Global
Mechanism. ....................................................................................................... 15
Fig. 3.3 Mean of the acceleration spectra considered for NLTHA and comparison with EC8
Type I-C soil spectrum....................................................................................... 19
Fig. 3.4 (a) Period coefficient for low rise bare frame using the analytical drift limits, nd (b)
experimental drift limit (for light damage limit state exceedance) proposed by
Rossetto and Elnashai (2003) for European bare frames ................................. 23
Fig. 3.5 Geometry of 8-storey (a), 5-storey (b) and 2-storey (c) frames of the base case ... 28
Fig. 3.6 Plan of dual building................................................................................................. 29
Fig. 5.1 Harmonization of Fragility Curves – Syner-G tool.................................................... 53
Fig. 5.2 Settings (IMT conversions) – Syner-G Fragility Function Manager ......................... 54
Fig. 5.3 IBC 2006 standardized spectral shape .................................................................... 58
Fig. 5.4 (a) Original Kappos et al. (2006), RC1-HR-HC (b) harmonized Kappos et al. (2006),
RC1-HR-HC....................................................................................................... 61
Fig. 5.5 Settings (Damage scale conversions) – Syner-G Fragility Function Manager......... 62
Fig. 5.6 (a) Original Kappos et al. (2006) (b) harmonized Kappos et al. (2006) ................... 62
Fig. 5.7 Flow chart for a Reinforced Concrete with Moment Resisting Frame building class.
In the blue brackets the number of fragility functions sets concerning the project
is reported.......................................................................................................... 64
Fig. 5.8 Flow chart for a Reinforced Concrete with Dual System building class. In the blue
brackets the number of fragility functions sets concerning the project is reported.
........................................................................................................................... 65
Fig. 6.1(a) Yield limit state and (b) collapse limit state harmonised fragility functions for a
reinforced concrete with moment resisting frame buildings, mid rise model
building type ...................................................................................................... 67
Fig. 6.2 Dispersion of probability of exceedance for a given IML ......................................... 68
Fig. 6.3 Comparison of several probabilistic distributions with the observed data................ 68
Fig. 6.4 Mean, median, 10% and 90% confidence intervals for (a) limit state yielding curve
and (b) limit state collapse curve ....................................................................... 69
x
Fig. 6.5(a) Histogram of median values (b) histogram of dispersion values (c) correlation
between median and dispersion and (d) individual and mean ± one standard
deviation fragilities [from Bradley (2010)] .......................................................... 70
Fig. 6.6 Correlation between the individual fragility functions parameters ............................ 71
Fig. 6.7 (a) Yield limit state and (b) collapse limit state harmonised fragility functions for a
reinforced concrete with moment resisting frame buildings, mid rise model
building type ...................................................................................................... 72
Fig. 6.8 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve for
reinforced concrete with moment resisting frame buildings, mid rise model
building type ...................................................................................................... 72
Fig. 6.9 (a) Yield limit state and (b) collapse limit state harmonised fragility functions for a
reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed model building type............................................................................ 74
Fig. 6.10 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve for
reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed model building type............................................................................ 74
Fig. 6.11 (a) Yield limit state and (b) collapse limit state harmonised fragility functions for a
reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare model building type................................................................... 76
Fig. 6.12 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve for
reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare model building type................................................................... 76
Fig. 6.13 (a) Yield limit state and (b) collapse limit state harmonised fragility functions for a
reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare, non ductile model building type ............................................... 78
Fig. 6.14 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve for
reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare, non ductile model building type ............................................... 78
xi
List of Tables
Table 2.1 List of references considered and corresponding methods for RC buildings.......... 6
Table 2.2 List of references considered and corresponding IMT for RC buildings ................. 8
Table 2.3 Comparison of existing damage scales with the HRC damage scale [adapted from
Rossetto and Elnashai, 2003]............................................................................ 10
Table 3.1 Building typology matrix considered in the methodology ...................................... 16
Table 3.2 Structural properties defined to generate case study structural models for RC
buildings ............................................................................................................ 18
Table 3.3 Details of the accelerograms used in the present study for NLTHA ..................... 19
Table 3.4Period coefficient for RC building stock of Euro-Mediterranean region ................. 22
Table 3.5 Values of design acceleration for different ductility levels..................................... 26
Table 3.6 Beam height, hb, and column height, hc, in 2-storey ductile frames of the base case
........................................................................................................................... 29
Table 3.7 Beam height, hb, and column height, hc, in 5-storey ductile frames of the base case
........................................................................................................................... 29
Table 3.8 Beam height, hb, and column height, hc, in 8-storey ductile frames of the base case
........................................................................................................................... 30
Table 3.9 Column height, hc, beam height, hb, and beam width, bb, in nonductile buildings of
the base case .................................................................................................... 30
Table 3.10 Geometry of 5-storey ductile dual buildings of the base case ............................ 31
Table 3.11 Geometry of 8-storey ductile dual buildings of the base case ............................ 31
Table 3.12 Geometry of nonductile dual buildings of the base case .................................... 32
Table 3.13 Coefficients of variation....................................................................................... 37
Table 3.14 Properties of 2-storey frame buildings with lb = 4.0m.......................................... 38
Table 3.15 Properties of 2-storey frame buildings with lb = 6.0m.......................................... 38
Table 3.16 Properties of 8-storey frame buildings with lb = 4.0m.......................................... 39
Table 3.17 Properties of 8-storey frame buildings with lb = 6.0m.......................................... 39
Table 4.1 PAGER-STR Taxonomy (Jaiswal and Wald, 2008 – Version 1.4 )....................... 44
Table 4.2 RISK-UE Taxonomy (RISK-UE, 2001-2004) ........................................................ 47
Table 4.3 Syner-G Taxonomy............................................................................................... 49
Table 5.1 Datasets collected (adapted from Cua et al., 2010).............................................. 57
Table 5.2 NEHRP site classification (FEMA, 1997a) as applied by IBC-2006 (ICC 2006) ... 59
Table 5.3 Site amplification factors as given in IBC-2006 (ICC 2006) .................................. 60
Table 6.1 Log likelihood parameter per probabilistic distribution .......................................... 69
xii
Table 6.2 Correlation coefficient matrix ................................................................................ 70
Table 6.3 Mean and CoV of the lognormal fragility parameters for reinforced concrete with
moment resisting frame buildings, mid rise model building type ....................... 73
Table 6.4 Correlation coefficient matrix for reinforced concrete with moment resisting frame
buildings, mid rise model building type.............................................................. 73
Table 6.5 Mean and CoV of the lognormal fragility parameters for reinforced concrete with
moment resisting frame buildings, mid rise, seismically designed model building
type.................................................................................................................... 75
Table 6.6 Correlation coefficient matrix for reinforced concrete with moment resisting frame
buildings, mid rise, seismically designed model building type........................... 75
Table 6.7 Mean and CoV of the lognormal fragility parameters for reinforced concrete with
moment resisting frame buildings, mid rise, seismically designed, bare model
building type ...................................................................................................... 77
Table 6.8 Correlation coefficient matrix for reinforced concrete with moment resisting frame
buildings, mid rise, seismically designed, bare model building type.................. 77
Table 6.9 Mean and CoV of the lognormal fragility parameters for reinforced concrete with
moment resisting frame buildings, mid rise, seismically designed, bare non
ductile model building type ................................................................................ 79
Table 6.10 Correlation coefficient matrix for reinforced concrete with moment resisting frame
buildings, mid rise, seismically designed, bare non ductile model building type 79
Introduction
1
1 Introduction
In the Syner-G project, Work Package 3 is concerned with the identification of fragility
functions for elements and systems. Specifically, Task 3.1 aims to identify the main
typologies of buildings in Europe and review existing fragility functions (focusing on
reinforced concrete and masonry buildings), to compare these functions amongst
themselves and eventually compare them with new functions developed under the auspices
of Syner-G. Hence, this task is mainly comprised of a literature review which has led to a
collection of existing fragility functions (as reported in Appendix A for European reinforced
concrete buildings) and the identification of categories for grouping buildings (a taxonomy)
and for harmonising different intensity measures and limit states. The main output of this
deliverable that will be used in Syner-G is a set of fragility functions (with associated
uncertainty) for the main reinforced concrete typologies present in the case study regions.
The first step involves the identification and the storage of the existing fragility function sets
throughout Europe. An effort in collecting the existing studies concerning fragility functions
has been carried out, together with an effort in constructing a tool able to store and process
the fragility function sets that were collected. The Syner-G Fragility Function Manager tool
has thus been created and it is able to store, visualize and manage a large number of
fragility functions sets. In Appendix B the tutorial of the Syner-G Fragility Function Manager
is reported to facilitate the use of this tool.
Fig. 1.1 Syner-G Fragility Function Manager tool: main window.
Introduction
2
Within this project, a different approach for categorizing and classifying buildings and thus a
new taxonomy, called the Syner-G taxonomy, has been proposed in order to homogenize
the existing model building types. Subsequently, it has been possible to develop the next
step of this task which is the comparison amongst existing fragility functions. Two different
modules have thus been developed in the tool: the Harmonize module and the Compare
module. The former function allows one to harmonize the curves using a target intensity
measure type (which has been selected as PGA herein) and a number of limit states of
reference (which have been selected as yielding and collapse herein). After the
harmonization, the Compare function can be used to plot together and to compare different
curves, and to calculate the mean and dispersion of the parameters of the curves. It should
be noted that the Filter button allows the user to first select the building types that are
feasibly comparable, in terms of fragility. Finally, new approaches proposed by UPAV and
UPAT (University of Pavia and University of Patras, respectively) have been implemented
within this task for the creation of analytical fragility functions for reinforced concrete
buildings in Europe. This deliverable includes a description of these methodologies and the
derived fragility functions.
Chapter 2 of this deliverable describes briefly the methodologies, the intensity measure
types and the limit states that have been found in the reviewed fragility studies. Chapter 3
explains the methodologies developed within this project by UPAV and UPAT for deriving
fragility functions for reinforced concrete buildings. Chapter 4 presents an overview of some
existing taxonomies used to describe different building classes, and the taxonomy proposed
within this project to identify European reinforced concrete and masonry structures. Chapter
5 and Chapter 6 relate specifically to the Syner-G Fragility Function Manager. In particular,
the procedures to harmonize and to compare fragility curves for a given building typology are
shown.
Existing Fragility Functions for European RC Buildings
3
2 Existing Fragility Functions for European RC
Buildings
2.1 DEFINITION OF FRAGILITY
The vulnerable conditions of a building can be described using vulnerability functions or
fragility functions.
Vulnerability functions describe the probability of losses (such as social losses or economic
losses) given a level of ground shaking, whereas fragility functions describe the probability of
exceeding different limit states (such as damage or injury levels) given a level of ground
shaking. In the following figure, a vulnerability function that relates the level of ground
shaking with the mean damage ratio (i.e. ratio of cost of repair to cost of replacement) and a
fragility function that relates the level of ground motion with the probability of exceeding three
limit states are both shown.
(a) (b)
Fig. 2.1 Examples of (a) vulnerability function and (b) fragility function
Vulnerability functions can be derived from fragility functions using consequence functions;
these functions describe the probability of loss given a level or performance (e.g. collapse).
This deliverable deals exclusively with fragility functions, as the consideration of
consequence functions is dealt with in WP4 of Syner-G.
2.2 REVIEW FORMS FOR FRAGILITY
In Task 3.1, a large number of fragility functions have been collected and stored into a
dynamic tool (the Syner-G Fragility Function Manager) for which a detailed tutorial is
provided in Appendix B. For each fragility study that has been considered, a review form has
been filled in with a brief summary of the functions.
The form is comprised of different fields:
o Reference: reference papers, documents, deliverables;
Existing Fragility Functions for European RC Buildings
4
o Region of applicability: this region represents the reference place for which structures
and buildings have been analysed and fragility functions have been developed;
o Element at risk: list of the elements at risk considered by the fragility functions (i.e.,
buildings, bridges, lifelines, infrastructures, etc.);
o Typology of the element at risk considered: based on the original description provided
in the references (i.e. RC – low rise – high code, masonry – simple stone, steel, etc.);
o Syner-G Taxonomy: the description of the element at risk using the taxonomy
proposed within this project;
o Sample Data: description of the data (i.e., structures, accelerograms, etc.) that are
considered in the analyses to estimate the fragility functions;
o Intensity Measure Type: the reference ground motion parameter against which the
probability of exceedance of a given limit state is plotted (i.e. Macroseismic Intensity,
PGV, PGA, Spectral displacement, etc.);
o Fragility Function Parameters: description of the parameters used to define the
fragility functions (e.g., mean and standard deviation of a particular distribution);
o Figures: plot(s) of the fragility functions created by the Syner-G Fragility Function
Manager;
o Uncertainty: description of the sources of uncertainty that have been taken into
account for the estimation of the fragility curves(i.e., the variability in the properties of
the materials, the variability of the geometry of the structures, record-to-record
variability etc.);
o Comments: notes and comments on the analysed paper.
In Appendix A, all the compiled review forms are presented, whilst an empty form is shown
in the following figure.
Fig. 2.2 Empty fragility function review form
Existing Fragility Functions for European RC Buildings
5
2.3 METHODOLOGIES
Different methods can be used to estimate a fragility function. It is possible to classify them
into four generic groups: empirical, expert opinion-based, analytical and hybrid. An
“unknown” class has been added due to the fact that it could be unclear from the reference
material the way in which the fragility functions have been estimated.
Empirical method. Empirical fragility curves are constructed based on statistics of observed
damage from past earthquakes, such as from data collected by post-earthquake surveys.
The use of observational data is the most realistic way to model fragility as all the variability
in the structural capacity of the exposed buildings and in the soil-structure interaction is
taken into account. Notwithstanding that, the incompleteness and deficiencies in the survey
forms and the errors produced in the computerisation of the data might lead to a notable
reduction of the size of the database during post-processing. Furthermore, it is often the
case that the undamaged buildings are not recorded after the earthquake and thus there is a
large uncertainty in the total number of buildings to be used in the derivation of the functions.
Moreover, these curves have the shortcoming of being derived for a specific region, they can
only be derived for buildings that have experienced damage from earthquakes and often
there is a large uncertainty in the level of ground shaking to which the buildings have been
subjected.
Expert opinion-based method. Expert opinion-based fragility curves depend on judgment
and information of experts. These experts are asked to provide an estimate of the mean loss
or probability of damage for different types of structures and several levels of ground
shaking. This method is not affected by the limitations regarding the quantity and quality of
structural damage data and statistics. However, the results are strictly correlated to the
individual experience of the experts consulted.
Analytical method. Analytical fragility curves are constructed starting from the statistical
elaboration of damage distributions that are simulated from analyses of structural models
under increasing earthquake intensity. It is worth noting that the application of the analytical
methods might be limited by the computational effort of the analyses. To reduce the
computational effort, simplified analytical models are often used, to allow for a large number
of analyses to be undertaken, such that the uncertainties can be adequately modelled.
Nevertheless, the variability in the definition of the structural and non-structural elements of
the model may significantly affect the analysis results. In fact the similarity between the
model and the real structure, which strongly influences the reliability of the results, is
dependent on the modelling capabilities. Usually, it is possible to divide analytical models
into two sub-classes: nonlinear static analysis and nonlinear dynamic analysis (and further
sub-classes could be created by separating plastic-hinge from fibre element-based models).
The first approach applies forces to a structural model that includes non-linear properties of
the materials and the total force is plotted against the displacement of the structure to define
a capacity curve. The structural capacity is often defined using an equivalent single degree
of freedom (SDOF) system. For what concerns the seismic demand, it is usually represented
as a demand curve in the form of acceleration and/or displacement response spectrum. The
second approach uses a detailed structural model that is subjected to ground motion
recordings (accelerograms). This kind of analysis is time consuming but it is closer to reality
and allows the influence of the record-to-record variability on the structural response to be
accounted for. However, this method can be sensitive to the number and characteristics of
the selected accelerograms.
Existing Fragility Functions for European RC Buildings
6
Hybrid method. Hybrid fragility curves are based on the combination of different methods for
damage prediction. Often, the aim is to compensate for the lack of observational data, the
deficiencies of the structural models and the subjectivity in expert opinion data.
In the following table, the methods associated to each reference study that has been
considered in this deliverable are shown.
Table 2.1 List of references considered and corresponding methods for RC buildings
Method Reference
‚ LESSLOSS (2005) (Istanbul Case Study)
‚ Liel and Lynch (2009)
‚ Nuti et al. (1998)
‚ Rota et al. (2008)
Empirical
‚ Sarabandi et al. (2004)
Expert opinion-based ‚ Kostov et al. (2004)
‚ Borzi et al. (2007)
‚ Borzi et al. (2008a)
‚ Borzi et al. (2008)
‚ LESSLOSS (2005) (Istanbul Case Study and Lisbon Case Study)
‚ Polese et al. (2008)
‚ RISK-UE (2003) (CIMNE and UTCB approach)
‚ Vacareanu et al. (2004)
Analytical – Nonlinear Static
‚ Varga et al. (2010)
‚ Tsionis et al. (2011)
‚ Ahmad et al. (2011)
‚ Akkar et al. (2005)
‚ Dumova-Jovanoska(2000)
‚ Erberik and Elnashai(2004)
‚ Erberik(2008)
‚ Hancilar et al. (2006)
‚ Hancilar et al. (2007)
‚ Jeong and Elnashai(2007)
‚ Kircil and Polat(2006)
‚ Kwon and Elnashai(2007)
‚ Ozmen et al. (2010)
‚ RISK-UE (2003) (IZIIS approach)
Analytical – Nonlinear Dynamic
‚ Rossetto and Elnashai(2005)
‚ Kappos et al (2006) Hybrid
‚ RISK-UE (2003) (AUTH, IZIIS and UTCB approach)
Unknown ‚ Tahiri and Milutinovic(2010)
Existing Fragility Functions for European RC Buildings
7
2.4 INTENSITY MEASURE TYPES (IMT)
As described in Section 2.1, the vulnerable conditions of a structure are defined for a certain
level of ground shaking. An intensity measure describes the severity of earthquake shaking.
In the reviewed papers, different Intensity Measure Types (IMTs) have been used to define
the level of ground shaking. It is possible to group these IMTs into two main classes:
empirical intensity measure types and instrumental intensity measure types.
With regards to the empirical IMTs, different macroseismic intensity scales could be used to
identify the observed effects of ground shaking over a limited area. A macroseismic intensity
scale is a qualitative scale given in terms of a description of the earthquake effects on the
earth’s surface, people and structures, where each step of the scale is usually expressed in
Roman numerals. There are several intensity levels in a scale that usually go from ‘not felt’
to ‘destruction’. The description of the different levels varies according to the macroseismic
intensity scale used. One of the advantages of this type of measure is that it does not need
any specific instrument to be measured and this is the reason why it is one of the oldest
tools to describe earthquake shaking. Data is gathered from people that have felt the
earthquake and subsequently an intensity value is assigned to the location. The nearer the
location is to the epicentre the higher is the value of the level assigned. In the reviewed
papers, fragility functions for RC buildings are estimated using the following different types of
macroseismic intensity:
o MCS: Mercalli-Cancani-SiebergIntensity Scale. This scale was proposed in 1902 as a
development of the Mercalli Scale provided between the end of the nineteenth
century and the beginning of the twentieth century. It was expanded to twelve
degrees instead of ten. This scale goes from I to XII where I means ‘Instrumental’,
and XII means ‘Cataclysmic’;
o MMI: Modified Mercalli Intensity Scale. The MCS scale was later improved (mid
twentieth century) and slightly modified by Richter and the scale is known today as
the Modified Mercalli Intensity Scale. It is composed of twelve degrees;
o MSK81: Medvedev-Sponheuer-Karnik Intensity Scale. This scale was originally
proposed in 1964 based on the experience derived from the application of MMI scale.
Then, minor modifications were made in the mid-1970s and early 1980s. This scale
goes from I to XII where I means ‘No perceptible’, and XII means ‘Very catastrophic’.
For what concerns the instrumental IMTs, the severity of ground shaking can be expressed
as an analytical value measured by an instrument or computed by analytical analysis of
recorded accelerograms. The estimation of the severity of the earthquake is no longer
subjective. In the reviewed papers, several instrumental IMTs are used to link the probability
of exceeding different limit states to the ground shaking:
o PGA: peak ground acceleration during an earthquake;
o PGV: peak ground velocity during an earthquake;
o Sa(Ty): spectral acceleration at the elastic period Ty of the considered structure;
o Sd(Ty) and Sd(TLS): spectral displacement at the elastic period (Ty) of the considered
structure or at the inelastic period (TLS) corresponding to a specific limit state,
respectively;
o RMS: root mean square of the acceleration;
Existing Fragility Functions for European RC Buildings
8
o Roof Drift Ratio: represents the ratio of the maximum displacement response at the
roof and the height of the building.
In the following table, the IMTs used in each reference study that has been considered in
this deliverable are shown:
Table 2.2 List of references considered and corresponding IMT for RC buildings
Intensity Measure Type Reference
‚ Dumova-Jovanoska(2000) MMI
‚ Sarabandi et al. (2004)
MCS ‚ Nuti et al. (1998)
MSK81 ‚ LESSLOSS (2005) – Istanbul Case Study
‚ Borzi et al (2007)
‚ Borzi et al (2008a)
‚ Borzi et al (2008)
‚ Hancilar et al. (2006)
‚ Jeong and Elnashai(2007)
‚ Kappos et al. (2006)
‚ Kircil and Polat(2006)
‚ Kostov et al. (2004)
‚ Kwon and Elnashai(2006)
‚ Liel and Lynch (2009)
‚ Ozmen et al. (2010)
‚ RISK-UE (2003) (AUTH approach)
PGA
‚ Rota et al. (2008)
‚ Ahmad et al (2011)
‚ Tsionis et al. (2011)
‚ Akkar et al. (2005) PGV
‚ Erberik (2008)
Sa(Ty) ‚ Kircil and Polat(2006)
‚ Erberik and Elnashai(2004)
‚ Hancilar et al. (2007)
‚ Kappos et al. (2006)
‚ Kircil and Polat(2006)
‚ LESSLOSS (2005) – Istanbul Case
Sd(Ty)
‚ Rossetto and Elnashai(2005)
‚ LESSLOSS (2005) – Lisbon Case Study
‚ Polese et al. (2008)
‚ RISK-UE (2003) (CIMNE and IZIIS and UTCB approach)
‚ Sarabandi et al. (2004)
‚ Tahiri and Milutinovic(2010)
‚ Vacareanu et al. (2004)
Sd(TLS)
‚ Vargas et al. (2010)
Existing Fragility Functions for European RC Buildings
9
Intensity Measure Type Reference
RMS ‚ Sarabandi et al. (2004)
Roof Drift Ratio ‚ Sarabandi et al. (2004)
2.5 LIMIT STATES
In seismic risk assessment, the performance levels of a building can be defined through
damage thresholds called limit states. A limit state defines the threshold between different
damage conditions, whereas the damage state defines the damage conditions themselves.
For instance, if the performance of a building is described by two limit states (Limit State 1
and Limit State 2), there will be three damage states (Damage State 1, Damage State 2 and
Damage State 3).
Methods for deriving fragility curves generally model the damage on a discrete damage
scale. In empirical procedures, the scale is used in reconnaissance efforts to produce post-
earthquake damage statistics, whereas in analytical procedures the scale is related to limit
state mechanical properties of the buildings, such as displacement capacity. For example,
the displacement capacity can be related to damage conditions that are identifiable through
limit states. In the following figure the difference between Damage States and Limit States is
represented.
Fig. 2.3 Limit States and Damage States
The number of Damage States (and consequently the number of Limit States) depends on
the damage state scale used. Some of the most frequently damage scales used are: HCR
(Rossetto and Elnashai, 2003), HAZUS99 (FEMA, 1999), Vision2000 (SEAOC,1995),
EMS98 (Grunthal, 1998), ATC-13 (ATC,1985). A summary and qualitative comparison of
some of the damage scales used in the selected fragility functions with the Homogenised
Reinforced Concrete (HRC) damage scale (Rossetto and Elnashai, 2003) is presented in
Table 2.3.
Lateral
Load Damage
State 1
Limit State 1
Displacement
Damage
State 2
Damage
State 3
Limit State 2
Existing Fragility Functions for European RC Buildings
10
Depending on the methodology used to compute the fragility functions and depending on the
choices of the authors, different scales with different limit states/damage states can be
adopted. It should be noted that there are some studies that do not refer to any of the
damage scales reported in Table 2.3 but they follow specific damage state scales developed
by the authors.
Table 2.3 Comparison of existing damage scales with the HRC damage scale [adapted
from Rossetto and Elnashai, 2003]
HRC HAZUS99 Vision 2000 EMS98 ATC-13
None No damage
Slight Slight Fully operational
Grade 1
Light Light
Slight damage
Grade 2 Operational
Moderate
Moderate Moderate damage Life Safe
Grade 3
Heavy
Extensive Near Collapse
Partial Collapse
Extensive damage
Collapse
Grade 4 Major
Collapse Collapse
Development of Fragility Functions for European RC Buildings
11
3 Development of Fragility Functions for
European RC Buildings
3.1 UPAV METHOD
The UPAV team have focused on the development of analytical fragility functions for classes
of reinforced concrete buildings (Ahmad et al., 2011). The Displacement-Based method for
Earthquake Loss Assessment (DBELA) has been used. The DBELA methodology is a
nonlinear static analytical displacement-based methodology for seismic risk assessment and
loss estimation of buildings and building aggregates on a regional scale. The methodology
makes use of the existing displacement based approaches, developed mainly for the design
and assessment of structures. The displacement-based method is originally proposed and
developed elsewhere for both RC and masonry buildings (Calvi, 1999; Glaister and Pinho,
2003; Restrepo-Velez and Magenes, 2004; Crowley et al., 2004; Borziet al., 2008a-b).
However, it is further developed to derive fragility functions for Euro-Mediterranean building
classes considering their global and local vulnerabilities and their corresponding mechanical
models (defined completely by secant vibration period, viscous damping and limit state
displacement capacities), in a probabilistic way; considering the variability in the geometrical
and material properties of the buildings as well as the variability in the seismic demand.
3.1.1 Mechanical models for RC buildings
The mechanical model simulates the response of the structural system in terms of its
displacement capacity, energy dissipation and secant vibration period for seismic
assessment.
For what concerns RC buildings, they are assessed using a global response mechanism
(beam-sway or column-sway) of structural system. The SDOF system derivation for each
class of seismic response mechanism are discussed as follow.
The seismic response of bare/infilled RC frame and wall buildings can be assessed
considering a global response mechanism and an in-plane mechanical model. However,
local out-of-plane bulging and failure of infill walls may occur which, nevertheless, can be
associated with the damage scale used to define the global seismic response of structural
system (Rossetto and Elnashai, 2003).
An equivalent SDOF system (Fig. 3.1) is used to simulate the global response of buildings in
terms of displacement capacity, viscous damping and secant vibration period at different
damage states for performance evaluation given an earthquake event, represented using a
5% damped displacement response spectrum.
Development of Fragility Functions for European RC Buildings
12
Fig. 3.1 Nonlinear static SDOF idealization, mechanical model, for RC building class
where:
o HT: total structure’s height;
o hi: ith floor height;
o Di: lateral displacement;
o mi: ith floor mass for a given deformed shape of building;
o Me and He: mass and height of the SDOF system;
o Fy and FLS: equivalent yield and ultimate limit state displacement that represents the
displacement capacity of the actual structures at the centre of seismic force for a
specified deformed shape;
o Ki and Ksec: initial pre-yield stiffness and the secant stiffness;
o Fy: yielding force;
o c: post-yield stiffness ratio that can be positive or negative to represent hardening or
softening structures, respectively.
It is worth mentioning that the force-displacement response of structural systems is
represented in terms of equivalent lateral strength and equivalent displacement capacity.
The lateral strength of structures is normalized by the seismic mass participation (i.e.
equivalent mass, where equivalent mass is obtained by normalizing the floor masses over
the deformed shape of the buildings). The deformed shape of the structural system is
obtained through nonlinear time history analysis of structural models with the consideration
of record-to-record variability.
For seismic assessment, the mechanical model is completely defined by the secant vibration
period, limit state displacement capacity and energy dissipation characteristics of structures
represented as viscous damping. These components can be calculated by the following
expressions:
""TLS ?Ty
o1-co /c
(1.1)
HT
hi
mi Fi
He
Me F
Fy
Ki Ksec
Fy FLS
c
F
Development of Fragility Functions for European RC Buildings
13
Ty ? a © e( ‒gu ) ©HT
b (1.2)
""FLS ?sy k1 HT - (sLS /sy )k2 hs (1.3)
zeq ?zel -zhyst (1.4)
""zhyst ?C
o / 1or
Ã"
Å"Ä"
Ô
Ö (1.5)
where:
o TLS and Ty: limit state secant vibration period and the yield vibration period;
o a and b: coefficients that have different values according to the structural system;
o j: logarithmic standard deviation, which is the measure of period variability for a
given class due to the uncertainties in material and geometric properties and record-
to-record variability;
o i: number of standard deviations above/below mean value;
o µ = ÄLS/Äy: limit state ductility;
o ÄyandÄLS: yield displacement capacity and specified limit state displacement capacity;
o しy and しLS: interstorey yield drift and limit state interstorey drift, which can be defined
for different structural systems using analytical (based on concrete and steel strain
limits which are used to obtain section curvature, structural member’s chord rotation
and interstorey drifts) and/or experimental (obtained from laboratory investigation on
model structures) models (Calvi, 1999; Rossetto and Elnashai, 2003; Priestley et al.,
2007; Bal, 2008);
o HT: the height of the system;
o k1 and k2: displacement coefficients to convert multi degree of freedom (MDOF)
structural system to an equivalent SDOF system and simulate the displacement
capacity of MDOF system at the centre of seismic force (Priestley, 1997; Calvi, 1999;
Restrepo-Velez and Magenes, 2004);
o つeq: equivalent viscous damping of structural system;
o つel: elastic damping of the system (pre-yield);
o つhyst: hysteretic contribution of system damping due to nonlinear response of the
structural components, different values can be assigned to coefficient C depending
on the structural capability to dissipate seismic energy (Priestley et al., 2007). The
limit state parameter’s values are selected, considering a given damage scale e.g.
Rossetto and Elnashai (2003), Priestley et al., (2007) and Bal (2008), to predict the
corresponding damage states of structures for the derivation of fragility functions.
3.1.2 Derivation of analytical fragility functions
Considering different possible damage states of buildings (Rossetto and Elnashai, 2003),
there could be a number of fragility functions for a given typology which can be used to
estimate the number of buildings in different damage levels for a given earthquake event.
Generally, for a given limit state, a fragility function is derived considering a standard normal
Development of Fragility Functions for European RC Buildings
14
cumulative distribution function of the logarithmic difference of the seismic intensity and
threshold capacity of limit states with certain level of standard deviation:
""
P D ‡ dLS / SD ? sdLS] _?H1d
lnSD
sdLS
Ã"
Å"Ä"
Ô"
Ö"Õ"
Ç"
É"È"È"
×"
Ú"Ù"Ù" (1.6)
where:
o P[..]: probability of reaching or exceedance a given limit state;
o f: standard normal cumulative distribution function;
o SD seismic intensity/demand;
o LSsd : limit state capacity of the system;
o く: natural logarithmic standard deviation which define the level of uncertainties in the
fragility functions;
The limit state capacity LSsd , usually median value, is obtained experimentally or numerically
using sophisticated numerical tools. The standard deviation く is obtained from the square
root square sum or similar combination of individual uncertainties.
For loss estimation on a regional scale the uncertainties and variability in structural
characteristics, geometrical and material uncertainties, can be obtained an through an on-
site survey of the building stock and laboratory investigation of structural materials. The
survey can better provide information on the likelihood of different geometrical features of
regional building stock e.g. beam/column depth, width, length, reinforcement details, number
of structure’s storeys, geometry of load resisting walls, etc (Bal et al., 2008), which affect the
seismic response of structural systems. A transparent and conceptual approach is presented
to derive analytical fragility functions for regional building stock, taking into account different
sources of local uncertainties explicitly, without making use of any constraint, in order to
obtain the global uncertainty of fragility functions i.e. く. To better understand different steps
involved in the methodology flowcharts are provided for the derivation of fragility functions,
while each of the major steps involved are described as follows.
1. The first step of the method is the generation of random population of buildings which
represent a given class of building within a given urban/rural exposure. Controlled Monte
Carlo simulation is used to generate thousands of buildings, each with different
geometrical and mechanical properties that are defined using a complete probabilistic
distribution with prescribed mean and coefficient of variation;
2. The second step of the method is to define random seismic demand on the generated
buildings which is performed through the use of random linear 5% damped displacement
response spectra. Spatial variability of ground motions is not considered in the fragility
function derivation, in order not be specific to a given region, which can be consider later
in the application of fragility functions for developing damage scenarios for regional risk
assessment and loss estimation;
3. For each of the spectrum:
a) for each limit state, the secant vibration period, displacement capacity and
viscous damping of the buildings from the random populations is computed using
calibrated structure-specific mathematical models;
Development of Fragility Functions for European RC Buildings
15
Compute median T y and Fy of the
considered building class
Obtain SD(T y) from the 5% damped
elastic displacement responsespectrum at T y
Is SD(T y) > Fy ?
SD = SD(T y)
SD(T k) = SD(T y), where k = 0
Compute ok","z k and T k at SD(T k)
k = k + 1
Obtain the SD(T k) from the
overdamped displacement response
spectrum at T k
Is
(SD(T k) - SD(T k-1))/SD(T k-1)>"tol ?
SD = SD(T k)
k = k + 1
Y
N
Y
N
Select a given class of buildings with
geometric and material properties
Generate random building properties
following the prescribed distributions
using controlled Monte Carlo
simulation
Generate random population of
considered building class (i=1,....,n)
Generate random 5% damped linear
displacement reponse spectra with
increasing slopes
For each random spectrum
For each limit state, j
i = 1
Obtain Fi","z i and T i from the
generated building population
Obtain SD(T i) from the overdamped
displacement response spectrum at T i
Is SD(T i) > Fi ?
Pfi = 1 Pfi = 0
Is i = n ?
NY
Pfj = U Pfi /ni = 1
n
i = i + 1N
Plot Pfj against SD
YSymbols:
n = number of generated buildings
i = random building from generation
j = limit state
y = yield limit state
k = iteration number
P"= the condition is not satisfied
Y "= the condition is satisfied
F"? "displacement capacity
z"? "viscous damping
T = vibration period
SD = spectral displacement demand
Pf = probability of exceedance
Fig. 3.2 Flow chart for the derivation of displacement-based fragility functions. Global
Mechanism.
Development of Fragility Functions for European RC Buildings
16
b) the displacement demand on each of the building is obtained from the
overdamped displacement response spectrum at the limit state vibration period of
that building which is then compared with the displacement capacity of the
building to predict its performance;
c) the number of buildings having capacity less than the demand is summed and
divided by the total number of the generated buildings to obtain the probability of
exceedance of a given limit state;
4. For each spectrum:
a) the median yield vibration period and median yield displacement capacity is
obtained from the generated building stock;
b) the spectral displacement demand at the median yield vibration period is
obtained from the 5% damped elastic displacement spectrum;
c) this is compared with the median yield displacement capacity. If the demand is
less than the yield displacement, that defines the median spectral displacement
demand on the building stock;
d) for spectral displacement demand greater than the median yield displacement,
the performance point is obtained in an iterative fashion which defines the
median spectral displacement demand;
5. The probability of exceedance for each limit state is plotted versus the median
displacement demand for each of the random spectra. Available cumulative distribution
functions are fit to the data and the unknowns of the functions are obtained to
completely describe the fragility functions for future applications.
3.1.3 Application to the Case Study Buildings
The methodology is used to derive analytical fragility functions for predominant building
classes of most European countries. The present report considers only the following building
classes, whereas other building classes will be considered in the future if necessary and will
be reported in an updated deliverable at the end of the project. The Syner-G taxonomy has
been used, as described in Chapter 4.
Table 3.1 Building typology matrix considered in the methodology
S. No. Construction label Building type description
S1 MRF/C-RC/R/R/B/D/R-
RC/X/L/X Low-rise ductile regular reinforced
concrete frame without masonry infill walls
S2 MRF/C-RC/R/R/B/D/R-
RC/X/M/X Mid-rise ductile regular reinforced concrete
frame without masonry infill walls
S3 MRF/C-RC/R/R/B/D/R-
RC/X/H/X High-rise ductile regular reinforced
concrete frame without masonry infill walls
S4 MRF/C-RC/IR/R/B/D/R-
RC/X/L/X Low-rise ductile irregular reinforced
concrete frame without masonry infill walls
S5 MRF/C-RC/IR/R/B/D/R-
RC/X/M/X Mid-rise ductile irregular reinforced
concrete frame without masonry infill walls
Development of Fragility Functions for European RC Buildings
17
S. No. Construction label Building type description
S6 MRF/C-RC/IR/R/B/D/R-
RC/X/H/X High-rise ductile irregular reinforced
concrete frame without masonry infill walls
S7 MRF/C-RC/R/R/B/ND/R-
RC/X/L/X Low-rise non-ductile regular reinforced
concrete frame without masonry infill walls
S8 MRF/C-RC/R/R/B/ND/R-
RC/X/M/X Mid-rise non-ductile regular reinforced
concrete frame without masonry infill walls
S9 MRF/C-RC/R/R/B/ND/R-
RC/X/H/X High-rise non-ductile regular reinforced
concrete frame without masonry infill walls
S10 MRF/C-RC/IR/R/B/ND/R-
RC/X/L/X Low-rise non-ductile irregular reinforced
concrete frame without masonry infill walls
S11 MRF/C-RC/IR/R/B/ND/R-
RC/X/M/X Mid-rise non-ductile irregular reinforced
concrete frame without masonry infill walls
S12 MRF/C-RC/IR/R/B/ND/R-
RC/X/H/X High-rise non-ductile irregular reinforced
concrete frame without masonry infill walls
The methodology uses SDOF systems for seismic performance assessment and derivation
of analytical fragility functions. The SDOF system for different structural schemes are
derived using nonlinear dynamic time history analysis (NLTHA) in order to obtain the
equivalent strength and equivalent displacement capacity of the considered building classes
and develop structure-specific models for secant vibration period and displacement capacity
(i.e. from Eq.1.1 to Eq.1.3). Viscous damping is taken from existing experimental and/or
analytical investigations.
Case Study Structural Models
Prototype structural models, 2D, are designed and analyzed using NLTHA to derived static
SDOF systems. The structural models are generated using Monte Carlo simulation, 50
structural models are used for a given class, with structural characteristics prevailing in the
considered region (defined in a probabilistic fashion i.e. for each structural parameter 50
random values are generated using site-specific likelihood functions).
For RC buildings the available structural characteristics typical for Turkish building stock are
used (Bal et al., 2008) to generate structural models. However, the structural detailing typical
for Italian and Greek building stock (Bal, 2008) are also considered to generalize the findings
herein for the Euro-Mediterranean regions. For simplicity, the structural models are
considered with symmetric bay length, for a given structural model, and storey height, except
the irregular buildings in which the bottom storey is kept higher with respect to the upper
stories (Bal, 2008). The structural properties defined for the case study models are given in
Table 3.2 which represent the typical characteristic values for the Euro-Mediterranean
(particularly Greek, Italian and Turkish) building stock.
Development of Fragility Functions for European RC Buildings
18
Table 3.2 Structural properties defined to generate case study structural models for
RC buildings
Parameters Mean value
C.O.V.(%)Lower bound
Upper bound
Probabilistic distribution
type
hs (m) 2.84 8 2.5 3.3 Truncated Lognormal
(Hg/hs) 1.13 14 1 1.4 Truncated Lognormal
tslb (m) 0.125 10 0.1 0.15 Truncated Lognormal
Lb (m) 3.37 38 1 7.5 Truncated Lognormal
HC1 (m) 0.45 12 0.3 0.6 Truncated Lognormal
HC2 (m) 0.65 30 0.4 1.1 Truncated Lognormal
HC3 (m) 0.7 30 0.4 1.2 Truncated Lognormal
HB (m) 0.48 14 0.3 0.6 Truncated Lognormal
WB(m) 0.24 14 0.15 0.3 Truncated Lognormal
fmc(Mpa) 16.73 51 2 40 Truncated Lognormal
fy-S420(Mpa) 440 15 250 700 Truncated Lognormal
fy-S220(Mpa) 371 24 150 550 Truncated Lognormal
where:
o hs: interstorey height;
o Hg/hs: ratio of ground floor height of irregular to regular frame’s;
o tslb: RC slab thickness;
o Lb: bay length;
o HCi: column depth (considered square) for low-, medium- and high-rise buildings;
o HB: beam depth;
o WB: beam width;
o fmc: compressive strength of concrete;
o fy: yield strength of steel;
o S220: pre-1979 reinforcing steel (Turkish building stock);
o S420: post-1980 reinforcing steel (Turkish building stock).
For a given building class, say low-rise, a total of 200 (100 structural models for each
reinforcing steel type i.e. S220 and S420, having 50 regular and 50 irregular cases)
structural models are generated considering regional variability in the geometric and material
properties of structures.
Mathematical modelling
For RC structures the mathematical models are prepared in a fiber-based Finite Element
Analysis tool OpenSees (McKenna et al., 2010). The RC beams and columns of structures
are modelled using the regularized forced-based fiber elements, the “beamwithhinges” force-
based fiber element proposed and developed by Scott and Fenves (2006), which is
computationally efficient and can be used to analyze large building stock in a short
Development of Fragility Functions for European RC Buildings
19
timeframe. The elastic part of the “beamwithhinges” is provided with cracked, 50 percent
gross stiffness section properties. The plastic hinge length assigned to the structural
elements is obtained analytically using the model proposed by Priestley et al. (2007).
""Lp ? max 0 . 0 8 Lm - 0 . 0 2 2 f y d bl , 0 . 0 4 4 f y d bl* + (1.7)
where:
o Lp: plastic hinge length;
o Lm: shear span of beam/column;
o fy: reinforcing steel yield strength in MPa;
o dbl: diameter of longitudinal reinforcing steel bars.
Accelerograms used in NLTHA
The case study structural models are analyzed dynamically using nonlinear time history
analysis (NLTHA) with 10 natural accelerograms extracted from the PEER NGA data base
for soft soil condition with the mean spectrum compatible to EC8 Type I-C-soil spectrum, see
Table 3.3 for the spectral shape and Fig. 3.3 for details of each time history. These
accelerograms are previously selected and used by Pampanin (2002) and Menon and
Magenes (2008), however in the present study all the accelerograms are anchored to a
common PGA level thus resulting in different scaling factors than previously used
(Pampanin, Menon and Magenes, 2008).
0 1 2 3 4 50
0.5
1
1.5
2
2.5
3
3.5
4
Period (sec)
Spectr
al
accele
rati
on (
m/s
ec2
)
EC8-TypeI-C, Soil
Mean Spectrum
‒ 1 Std. Dev.
Fig. 3.3 Mean of the acceleration spectra considered for NLTHA and comparison with
EC8 Type I-C soil spectrum
Table 3.3 Details of the accelerograms used in the present study for NLTHA
Rec. Date Event Station/
Component
Magnitude
(Mw)
Distance
(km)
Soil Type
(NEHRP)
Duration
(sec)
PGA
(g)
1 4/25/1992 Cape Mendocino Fortuna-Fortuna
Blvd 7.1 23.6 C 44 0.116
Development of Fragility Functions for European RC Buildings
20
Rec. Date Event Station/
Component
Magnitude
(Mw)
Distance
(km)
Soil Type
(NEHRP)
Duration
(sec)
PGA
(g)
2 6/28/1992 Landers Desert Hot
Springs 7.3 23.2 C 50 0.154
3 6/28/1992 Landers Yermo Fire
Station 7.3 24.9 D 44 0.152
4 10/18/1989 Loma Prieta Hollister
Diff. Array 6.9 25.8 D 39.64 0.279
5 1/17/1994 Northridge Beverly Hills 6.7 19.6 C 29.99 0.416
6 1/17/1994 Northridge
Canoga Park-
Topanga Can
6.7 15.8 D 24.99 0.356
7 1/17/1994 Northridge LA-
Hollywood Stor FF
6.7 25.5 D 40 0.231
8 1/17/1994 Northridge Sunland-Mt
Gleason Ave
6.7 17.7 C 29.99 0.157
9 11/24/1987 SuperstitnHills(B) El Centro
Imp.Co.Cent6.7 13.9 D 40 0.258
10 11/24/1987 SuperstitnHills(B) Plaster City 6.7 21 D 22.23 0.186
Derivation of Mechanical Models
Each of the structural model is analyzed dynamically using 10 accelerograms. The
accelerograms are anchored to a common PGA and scaled to exceed the yielding limit state
of structures, considering the global capacity curve. For each of the accelerograms the
equivalent base shear and equivalent displacement demand on the structure are obtained
using the proposed SDOF derivation of Priestley et al., 2007. However, the deformed shape
of the structure used in the SDOF derivation is obtained from the dynamic analysis of the
structure. The dynamically derived SDOF system is used to obtain the yield period of the
structural system i.e. at the yielding of reinforcing steel in beam/column for RC structures
depending on the prevailing mechanism (beam-sway and/or column-sway), and cracking of
shear walls in masonry structures.
""
Ty ? 2 r Feq
VBeq
(1.8)
""Feq ? miFi
2i ?
1n
 / mi
i ?1n
 Fi (1.9)
VBeq ?VB / Meq (1.10)
""Meq ? miFi /Feq
i ?1n
 (1.11)
where:
Development of Fragility Functions for European RC Buildings
21
o Äeq: equivalent displacement of structural system at the centre of seismic force;
o VBeq: equivalent base shear for the corresponding SDOF system;
o mi: floor mass;
o ÄI: floor displacement demand (obtained from NLTHA);
o VB: base shear demand;
o Meq: equivalent mass of the structural system.
For RC structures the yield limit state, at the reinforcing steel’s yield strain, proposed by
Crowley et al., (2006) after Priestley (1997) is used to compute the beam/column section
curvature, member chord rotation and interstorey drift limit using the analytical model
proposed by Priestley et al., (2007), for beam-sway mechanism, and Glaister and Pinho
(2003), for column-sway mechanisms.
""syb ? 0 .
2 8 3 gy
l b
hb
(1.12)
""syc ? 0 .
3 5 7 gy
hs
hc
(1.13)
where:
o しy: interstorey drift for beam-sway and column-sway mechanism respectively;
o iy: yield strain of reinforcing steel;
o lb: bay length;
o hb: beam depth;
o hs: interstorey height;
o hc: column depth.
The models are further modified for beam-sway, i.e. multiplying Eq. 1.12 by 1.40 to include
the flexure deformation contribution of columns (Priestley et al., 2007), and column-sway, i.e.
multiplying Eq. 1.13 by 1.20 to include the added flexibility of beams (Glaister and Pinho,
2003). The analytically predicted drift limits show good correlation with the experimental
observations (Priestley, 1998). The yield drift limits obtained experimentally for existing
European bare frames proposed by Rossetto and Elnashai (2003) is also used to compute
the yield vibration period.
The yield interstorey drift are computed using Eq.1.12 and Eq. 1.13 for each randomly
generated model, the minimum is selected, which is used to compute the equivalent lateral
strength and displacement capacity of structural models for each of the 10 accelerograms.
For a given structural model the interstorey drift is monitored, for a given NLTHA, and the
system vibration period is obtained using Eq. 1.8 upon the exceedance of interstorey yield
drift at any storey, considering a small analysis time step of 0.005s. The vibration periods
obtained for the considered case study structures are used to develop the period model, i.e.
Eq. 1.2.
Constrained regression with “b” set to 0.75 and 1.0, typical in the building codes and
available literature, is performed to compute the coefficient “a” of the period model. Table 3.4
Development of Fragility Functions for European RC Buildings
22
reports the values estimated for the coefficient “a” for different structural schemes using both
analytical and experimental proposals for yield drift limits. The period model with constrained
“b” set to 0.75 and 1.0 and the coefficient “a” obtained from the regression analysis is used
to predict the yield vibration period of the cases study structural models which is then
compared with the actual period values obtained from NLTHA in order to investigate which
form, either b=0.75 or b=1.0, is well correlated with the observed period values. The error in
each period model is obtained by estimating the logarithmic difference of the period values,
between the model and NLTHA. The model with less estimate of dispersion results in
relatively well correlated period values which indicates the appropriate period model for
structures. Alternatively, regression analysis can be performed to obtain best estimate value
of both coefficients “a” and “b” of the period model. The period coefficient with “b” set equal
to 1.0 obtained for all the case study structural models, using both analytical and
experimental proposal for drift limits, is depicted in Fig. 3.4. For all the structural models the
dispersion in error is estimated to be 0.32 for period model with b=1.0 while 0.40 for model
with b=0.75, considering the analytical drift limits which is 0.34 for period model with b=1.0
while 0.41 for model with b=0.75, considering the experimental drift limits. Both the analytical
and experimental drift limits result in very similar results. Also, all the structural schemes
resulted in fairly the same period coefficient i.e. “a” of period model. The developed period
model is in good agreement with the analysis and proposal of Crowley and Pinho (2004) and
Bal (2008).
Additionally, the structural models are analyzed to develop the limit states displacement
capacity model (Eq. 1.3) for different performance levels of the structures. This includes the
determination of displacement coefficients k1 and k2in Eq. 1.3 which converts the MDOF
system to SDOF system and computes the displacement capacity at the centre of seismic
force.
Table 3.4Period coefficient for RC building stock of Euro-Mediterranean region
Analytical drift limits Experimental drift limits Std. Dev.
of Error
b b b
Steel
type Elevation
0.75 1 0.75 1 0.75 1
Regular 0.1541(0.5544) 0.0996(0.5522) 0.1697(0.5206) 0.1096(0.5174) 0.41 0.34S220
Irregular 0.1522(0.5000) 0.0962(0.4953) 0.1716(0.4858) 0.1085(0.4829) 0.41 0.32
Regular 0.1516(0.5483) 0.0979(0.5458) 0.1646(0.5356) 0.1064(0.5323) 0.40 0.34S420
Irregular 0.1517(0.5024) 0.0958(0.4976) 0.1749(0.5130) 0.1106(0.5100) 0.41 0.35
Development of Fragility Functions for European RC Buildings
23
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.40
100
200
300
400
500
600
Period Coefficient, a
Num
ber
of
Obse
rvations
Mean = 0.0974
u = 0.5233
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.40
100
200
300
400
500
600
Period Coefficient, a
Num
ber
of
Obse
rvat
ions
Mean = 0.1088
u = 0.5108
(a) (b)
Fig. 3.4 (a) Period coefficient for low rise bare frame using the analytical drift limits,
and (b) experimental drift limit (for light damage limit state exceedance) proposed by
Rossetto and Elnashai (2003) for European bare frames
For RC structures, for simplicity reasons and consistency in the analytical and experimental
drift limits, the target interstorey drift limits proposed by Rossetto and Elnashai (2003) are
used to compute the effective height of each of the random structural models using the
effective height model proposed by Priestley et al., (2007).
""
H e?miFi Hi
i ?1n
Â
miFi
i ?1n
 (1.14)
where:
o He: effective height of the SDOF system, which corresponds to the centre of seismic
force;
o Hi: floor height;
o mi: floor mass;
o ÄI: floor displacement demand for a given NLTHA.
The displacement coefficient at yield limit state (k) is obtained then by dividing He over the
total height of the structural model, HT. The coefficient k2 is theoretical equal to unity
however its uncertainty is also considered. The displacement coefficients, k1 and k2, take
into account the record to record variability in the deformed shape of the buildings besides
the characteristics of structural models to derive their corresponding equivalent SDOF
systems
The above hypotheses cannot be directly used to obtain displacement coefficient at post-
yield limit states (k2), hence the following procedure is used. NLTHA of all the structural
models is performed, through linear scaling of accelerograms, to exceed the near collapse
limit state of structures. The data is analyzed to obtain the equivalent displacement demand
when the target ultimate ductility 3 is exceeded at any storey, which corresponds to the
collapse limit state of structural model. In the next step Eq. (2) is used, inverting and re-
arranging, to obtain k2
Development of Fragility Functions for European RC Buildings
24
""k 2 ? FLS / Fy
sP hs
(1.15)
where:
ÄLS: equivalent displacement at the near collapse limit state of structural model;
Äy: equivalent displacement at the yielding limit state;
しp: plastic interstorey drift demand;
hS: interstorey height.
3.1.4 Derivation of analytical fragility functions
The proposed methodology, described earlier, is used herein to derive analytical fragility
functions for the case study buildings. The scope of this study is focused on the derivation of
building damage functions and the definition of parameters necessary to produce the fragility
functions for future applications.
Controlled Monte Carlo simulation is used to generate random building stock with different
geometric and mechanical properties considering lognormal probability density function (pdf)
for all the parameters involved in the capacity evaluation. The lognormal pdf is considered
for simplicity reasons and to be conservative in structural capacity estimation.
The damage scale proposed by Crowley et al., (2004, 2006) is used for RC buildings with
the experimental drift limits proposed by Rossetto and Elnashai (2003) for the cracking limit
states in order to separate the non damaged buildings from the slightly damaged in the pre-
yield limit state of buildings. The displacement capacity and secant vibration period are
obtained at each limit state, using the calibrated empirical models i.e. Eq.1.1 and Eq. 1.2.
Once the regional building stock are generated and the limit state capacities are evaluated in
a probabilistic fashion, random linear 5 percent damped displacement response spectra are
generated. The global in-plane assessment is performed through overdamping the linear
spectrum, using overdamping factor proposed by EC8 (CEN, 1994) and the system viscous
damping, for each limit state:
""
j ?72-zeq
(1.16)
where:
o さ represents the overdamping factor;
o つeq represents the structures viscous damping.
The procedure outlined in Fig. 3.2 is used to derive the fragility functions for all the case
study buildings.
Development of Fragility Functions for European RC Buildings
25
3.2 UPAT METHOD
3.2.1 Introduction
Fragility curves were developed for planwise regular RC frame buildings with or without
masonry infills and for dual (wall-frame) buildings without masonry infills (Tsionis et al.,
2011). The case of frame systems with the ground storey open and infilled above (pilotis)
was also examined. The variable parameters were the number of storeys, the level of
seismic design (in terms of design Peak Ground Acceleration – PGA – and design ductility
level); an additional parameter for the infilled frames was the amount of infills, while for the
dual buildings it is the percentage of seismic base shear taken by the walls.
Within the Syner-G project it has been agreed to harmonise fragility functions to two limit
states, namely yielding and collapse. Collapse at the member level was considered
equivalent to ultimate deformation in flexure or shear, with its established conventional
definition as the deformation corresponding to a 20% drop in peak resistance. The peak
chord rotation demand at the member end and the peak shear force demand were taken as
damage measures for the RC members. The fragility functions refer to individual members
and locations thereof.
The analysis performed for the estimation of the peak response quantities is according to
Eurocode 8 – Parts 1 and 3 – with certain simplifying assumptions for the frames. The
analysis gives the median value of the fragility curve corresponding to the damage scale and
damage measure of interest. The dispersion (く value) of the fragility curve takes into
account explicitly the model uncertainty for the estimation of the damage measure and the
uncertainty of the capacity in terms of the damage measure. This latter uncertainty includes
both model uncertainty and dispersion of material and geometric properties about their best
estimates.
A computational module has been constructed for the design of the building according to
Eurocodes 2 and 8 (with the associated analyses and any required analyses-design
iterations) and the development of the fragility curves. The module is computationally very
efficient and works in an automated way, once the design parameters are specified. Once
incorporated into a broader computational environment for the vulnerability assessment of
systems, the module can provide the fragility curves for individual RC buildings of a wide
variety of types.
3.2.2 Building typologies – the base case
The work focuses on prototype regular buildings of the following types:
o ductile reinforced concrete moment frame without masonry infill walls;
o ductile or nonductile reinforced concrete shear walls;
o nonductile reinforced concrete frame with masonry infill walls;
o nonductile reinforced concrete frame without masonry infill walls;
o reinforced concrete moment frame with open ground storey (pilotis).
The objective is to construct fragility curves for each type of building as a function of a few
parameters, such as:
Development of Fragility Functions for European RC Buildings
26
o number of storeys:
- 2,
- 5 and
- 8;
o amount of infills in the frame: infilling at
- 0% (bare frame),
- 20%,
- 40%,
- 60%,
- 80% and
- 100%
of fully infilled bays (the reduction possibly due to openings in the masonry panel);
o heightwise distribution of infills in the frame:
- infills at all storeys or
- open ground storey (pilotis);
o level of seismic design:
- no seismic design, design for gravity loads only (e.g., according to EC2 alone);
- seismic design for:
• various levels of ductility, e.g. per EC8: DC L, DC M and DC H and
• various levels of design peak ground acceleration (PGA).
The examined combinations of ductility level and design PGA are listed in Table 3.5. In all
cases, the spectrum was taken as of Type 1 and Ground Category C (firm soil) per
Eurocode 8 with the recommended period values therein. The PGA values in Table 3.5
incorporate Ground C’s Soil factor S of 1.15
Table 3.5 Values of design acceleration for different ductility levels
Ductility level Design PGA (g) at top of Ground C
Low 0.15
Medium 0.15 0.20 0.25 0.30
High 0.20 0.25 0.30 0.35
All storeys of the prototype buildings have the same height hst = 3.0 m. The buildings are
rectangular in plan with the same bay length (lb = 5.0 m in the base case), column and beam
size in both horizontal directions. The slab thickness was taken equal to 0.15 m.
Frames, be it in pure frame buildings (bare, infilled or pilotis), shown in Fig. 3.5, or in dual
(wall-frame) ones, have constant bay length and interior column size throughout the plan.
Beam depth is also constant in each storey but may change from storey-to-storey, while the
Development of Fragility Functions for European RC Buildings
27
beam width and the column size are constant in all storeys. Exterior columns and beams are
assumed to have half the elastic rigidity (effective secant-to-yield-point or conventional
cracked rigidity) of interior ones, so that at a given storey seismic moments and chord
rotation demands have the same magnitude in all beams and at both ends (point of inflection
at mid-span) and are the same in all interior columns, while exterior columns develop half
the elastic seismic moments of interior ones but the same seismic chord rotation demands
as the interior ones. On the basis of these considerations, only interior columns and beams
were designed and had their fragility function constructed. A final simplifying assumption for
the frames was that the point of inflection of columns is at storey mid-height.
The dimensions of columns, beams or walls were defined according to the design procedure
described in the following.
The dimensions of columns and beams in ductile frames with 2, 5 and 8 storeys and in
nonductile frames are given respectively in Table 3.6 to Table 3.9. They were chosen in an
iterative procedure to be the minimum possible satisfying all requirements of Eurocodes 2
(CEN, 2004a) and 8 (CEN, 2004b) – if applicable – including the limitation of storey drift ratio
to 0.5% under Eurocode 8’s damage limitation seismic action (half of the design seismic
action). The size of the columns of nonductile frames was the minimum required to meet the
ULS of axial force under the combination of persistent-and-transient actions according to
Eqs. (6.10a), (6.10b) of EN1990 (CEN, 2002), as well as Eurocode 2’s slenderness condition
for negligible second order effects at the two lowest storeys for unbraced frames (Section
5.8.3.1 in CEN, 2004a).
Dual buildings are made up of columns on a 5m×5m grid and two parallel rectangular walls
in each horizontal direction per 5×5 bays of the building plan, as shown in Fig. 3.6. For
simplicity and generality, no beams were considered to frame into the walls; in other words,
the walls share common floor displacements with the frames (the diaphragms being
considered as rigid) but do not participate in framing action. The dimensions of the frame
columns and beams in the dual buildings were chosen close to the minimum satisfying all
requirements of Eurocodes 2 (CEN, 2004a) and 8 (CEN, 2004b) – if applicable. The size of
the columns of nonductile dual buildings was the minimum required to meet the ULS of axial
force under the combination of persistent-and-transient actions according to Eqs. (6.10a),
(6.10b) in (CEN, 2002), as well as Eurocode 2’s slenderness condition for negligible second
order effects at the two lowest storeys of braced frames (Section 5.8.3.1 in CEN, 2004a).
The length of the wall section, lw, of nonductile dual buildings was chosen equal to the
minimum necessary to fulfil Eurocode 2’s lateral bracing condition for negligible second
order effects in braced frames (Section 5.8.3.3(1) in CEN, 2004a). In ductile dual buildings
the length of the wall, lw, and the size of the columns, were chosen together, to meet
Eurocode 8’s storey drift ratio limit of 0.5% under the damage limitation seismic action while
at the same time covering a wide range of values of the fraction of the building’s total base
shear, Vtot,base taken by the two walls, Vwall,base. It is reminded that, according to Eurocode 8
(CEN, 2004b):
o frame-equivalent dual buildings have 0.35Vtot,baseøVwall,baseø 0.50Vtot,base,
o wall-equivalent dual ones have 0.50Vtot,baseøVwall,baseø 0.65Vtot,base and
o wall buildings have Vwall,baseд 0.65Vtot,base.
These three categories of buildings have different values of the behaviour factor, q, and
different design rules. The dimensions of columns, beams and walls of ductile dual buildings
are given in Table 3.10 and Table 3.11, while for nonductile dual ones in Table 3.12.
Development of Fragility Functions for European RC Buildings
28
Concrete C25/30 and Tempcore steel S500 of Class C according to Annex C of Eurocode 2
(CEN, 2004a) was used as the base case. In infilled frames, the thickness of masonry
panels is tw = 0.10 m. The compressive strength of masonry units and mortar was taken as
fbw = 4 MPa and fbw = 15 MPa respectively. The strength of masonry was estimated
according to Eurocode 6 (CEN, 2005b) as fwc =1.25×0.45 fbw0.7fmw
0.3 = 3.3 MPa and its Young
modulus as Ew = 600fwc=2 GPa, to account for cracking.
All vertical elements were assumed to be fixed at the base of the ground storey. Other than
this and the simplifying assumptions for frames highlighted above, the analysis performed for
the estimation of the peak response quantities as well as for the estimation of mean values
of member properties – including their force and deformation capacities – was in accordance
with Eurocode 8 – Parts 1 and 3. For these mean values, the following expected values of
material strengths were used:
o nominal strength plus 8 MPa for the concrete,
o 1.15 times the nominal yield stress for the reinforcing steel.
Fig. 3.5 Geometry of 8-storey (a), 5-storey (b) and 2-storey (c) frames of the base case
Development of Fragility Functions for European RC Buildings
29
Fig. 3.6 Plan of dual building
Table 3.6 Beam height, hb, and column height, hc, in 2-storey ductile frames of the
base case
Design PGA (g) Ductility Class hb (m) hc (m)
0.10 L 0.35 0.35
L 0.35 0.35 0.15
M 0.35 0.35
M 0.35 0.35 0.20
H 0.35 0.35
M 0.35 0.40 0.25
H 0.35 0.40
M 0.40 0.40 0.30
H 0.40 0.40
0.35 H 0.40 0.45
Table 3.7 Beam height, hb, and column height, hc, in 5-storey ductile frames of the
base case
Design PGA (g) Ductility Class hb (m) hc (m)
0.10 L 0.35 0.40
3rd-5th storey: 0.35 L
1st-2nd storey: 0.40 0.40
0.15
M 0.35 0.40
Development of Fragility Functions for European RC Buildings
30
M 0.40 0.40 0.20
H 0.40 0.40
3rd-5th storey: 0.40
2nd storey: 0.50 M
1st storey: 0.40
0.45
3rd-5th storey: 0.40
2nd storey: 0.50
0.25
H
1st storey: 0.40
0.45
3rd-5th storey: 0.45
2nd storey: 0.50 M
1st storey: 0.45
0.30
3rd-5th storey: 0.45
2nd storey: 0.50
0.30
H
1st storey: 0.45
0.60
0.35 H 0.50 0.70
Table 3.8 Beam height, hb, and column height, hc, in 8-storey ductile frames of the
base case
Design PGA (g) Ductility Class hb (m) hc (m)
0.10 L 0.40 0.55
4th-8th storey: 0.40 L
1st-3rd storey: 0.45 0.55
0.15
M 0.40 0.55
M 0.40 0.30 0.20
H 0.40 0.60
M 0.45 0.60 0.25
H 0.45 0.60
3rd -8th storey: 0.45
2nd storey: 0.50 M
1st storey: 0.45
0.65
3rd –8th storey: 0.45
2nd storey: 0.50
0.30
H
1st storey: 0.45
0.65
0.35 H 0.50 0.80
Table 3.9 Column height, hc, beam height, hb, and beam width, bb, in nonductile
buildings of the base case
Development of Fragility Functions for European RC Buildings
31
Storeys hc (m) hb (m) bb (m)
2 0.20 0.40 0.30
5 0.30 0.40 0.30
8 0.40 0.40 0.30
Table 3.10 Geometry of 5-storey ductile dual buildings of the base case
Design PGA (g) Ductility Class hc (m) hb (m) lw (m) Vwall,b(%)
1.5 45
2.0 60 0.10 L 0.35 0.40
2.5 70
1.5 45
2.0 60 0.15 L, M 0.35 0.40
2.5 70
1.5 45
2.0 60 0.20 M, H 0.35 0.40
2.5 70
2.0 45
2.5 55 0.25 M, H 0.45 0.45
3.5 75
2.0 35
3.0 60 0.30 M, H 0.50 0.50
4.0 75
2.5 45
3.0 55 0.35 H 0.50 0.55
4.0 70
Table 3.11 Geometry of 8-storey ductile dual buildings of the base case
Design PGA (g) Ductility Class hc (m) hb (m) lw (m) Vwall,b(%)
1.75 45
2.5 60 0.10 L 0.40 0.40
3.5 75
1.75 45
2.5 60 0.15 L, M 0.40 0.40
3.5 75
2.0 40 0.20 M, H 0.45 0.45
3.0 65
Development of Fragility Functions for European RC Buildings
32
4.0 75
2.0 40
3.0 60 0.25 M, H 0.45 0.50
4.0 75
2.5 45
3.5 65 0.30 M, H 0.50 0.50
4.0 70
2.5 40
3.5 60 0.35 H 0.55 0.55
4.5 70
Table 3.12 Geometry of nonductile dual buildings of the base case
Storeys hc (m) hb (m) lw (m) Vwall,b(%)
5 0.30 0.40 1.9 55
8 0.45 0.40 2.5 55
3.2.3 Damage scale, damage measure and intensity measures
Within the Syner-G project it has been agreed to harmonise all fragility functions to two limit
states: yielding and collapse. For RC members, the following damage measures were
considered:
o the peak chord rotation demand at the member end and
o the member peak shear force demand – considering the simultaneous value of the
plastic rotation ductility factor, if we are concerned with shear failure in a plastic hinge.
For each member the probability of failure was taken as the largest of those corresponding
to these two failure modes.
Regarding intensity measures, spectral displacement, Sd(T1), seems efficient and informative
for ductile failure modes (flexure), while spectral acceleration, Sa(T1), is better for brittle ones
(shear). However, for consistency within the project, peak ground acceleration (PGA) is
taken as the intensity measure. Besides, this choice tunes better with the use of design PGA
as the main seismic design parameter of a building.
3.2.4 Design and vulnerability assessment
A simplified analysis was performed for the estimation of the peak response quantities. The
design of ductile frame and dual buildings is fully according to Part 1 of Eurocode 8 (CEN,
2004b), while the design of nonductile buildings is performed according to Eurocode 2 (CEN,
2004a). The assessment of all buildings is done in accordance to Part 3 of Eurocode 8
(CEN, 2005a).
The procedures described in the following sub-sections have been implemented in computer
modules that produce the fragility curves for specific buildings, based on the main
Development of Fragility Functions for European RC Buildings
33
parameters of the building (e.g. number of storeys, dimensions of structural elements, level
of seismic design). These programs may be incorporated as executable files in software for
vulnerability analysis of systems which include RC buildings as individual components.
Design of the buildings
For ductile buildings the design procedure according to Eurocodes 2 (CEN, 2004a) and 8
(CEN, 2004b) comprises the following steps:
1. Iterations of analysis (with the lateral force procedure of Eurocode 8) and of sizing of
interior columns and beams in frame systems, or of the walls in dual, so that under
the damage limitation seismic action the interstorey drift under the damage limitation
seismic action is less than the limit of Eurocode 8 (0.5%) in every storey.
2. Dimensioning of longitudinal reinforcement of interior beams in all storeys for the
ULS in bending under the following combinations of actions: a) the factored gravity
loads (persistent-and-transient actions according to Eqs. (6.10a), (6.10b) of EN1990),
and b) the combination of the design seismic action with the quasi-permanent gravity
loads (g + ね2q) using for the design seismic action the lateral force procedure of
Eurocode 8 and the design response spectrum. Relevant detailing rules for each
level of seismic design are taken into account.
3. Dimensioning of interior column vertical reinforcement in all storeys for the ULS in
bending with axial load for the combination of the design seismic action with the
quasi-permanent gravity loads using for the design seismic action the lateral force
procedure of Eurocode 8 and the design response spectrum. For frame systems and
frame-equivalent dual ones of buildings with more than two storeys, column vertical
reinforcement is also such that column moment capacities meet the capacity design
rule, ぇMRd,cд1.3ぇMRd,b, in each one of the two horizontal directions at all interior joints
except those of the roof. Relevant detailing rules for each level of seismic design are
taken into account.
4. Dimensioning of the end regions of interior beams for capacity design shears
computed on the basis of the moment resistances of the beam itself and of the
columns to which it is connected, taking into account the detailing rules for minimum
transverse reinforcement of critical regions.
5. Dimensioning of the end and the intermediate regions of interior columns for capacity
design shears, computed on the basis of the moment resistances of the column itself
and of the beams to which it is connected, taking into account the detailing rules for
minimum transverse reinforcement of critical regions, including confining
reinforcement.
For nonductile structures, the design procedure according to Eurocode 2 comprises the
following steps:
1. Sizing of interior columns so that their slenderness meets the condition for negligible
second order effects at the two lowest storeys in par. 5.8.3.1(1) of Eurocode 2 for the
default values of A, B and C. The effective length of the columns is taken according
to par. 5.8.3.2 of Eurocode 2, depending on whether the building is a frame
(considered as unbraced) or dual. In that latter case, its walls are sized so that their
elastic rigidity meets the condition of par. 5.8.3.3(1) of Eurocode 2 for negligible
second order effects at the system level. In all these calculations, members are
considered as fully cracked according to Eurocode 2 and the design values of the
Development of Fragility Functions for European RC Buildings
34
long-term elastic properties of concrete are used. These calculations need a certain
number of iterations.
2. Dimensioning of interior columns and beams for the ULS in bending and shear under
the combination of persistent-and-transient actions according to Eqs. (6.10a), (6.10b)
of EN1990, taking into account the shears and moments in columns and beams due
to the geometric imperfections of par.5.2 of Eurocode 2 (column inclination), if the
system is a frame. If it is dual, its walls are dimensioned for the ULS in bending and
shear under the combination of persistent-and-transient actions (Eqs.(6.10a), (6.10b)
of EN1990) for the full lateral load generated in the building by the geometric
imperfections of par.5.2 of Eurocode 2 (column inclination). The Eurocode 2 detailing
rules for minimum longitudinal and transverse reinforcement are taken into account.
Some simplifications are adopted for the analysis. In detail:
o All-encompassing permanent and imposed loads per unit floor area are taken to
produce a triangular distribution of loads on the beams.
o Walls and columns are considered fixed at ground level.
o Floor diaphragms are considered as rigid.
o In dual buildings, walls are treated as cantilevers with the same floor displacements
as the frames.
o The points of inflection of columns under lateral loading are assumed at storey mid-
height; then seismic bending moments at column ends are taken equal to the shear
force of the column, times one-half of the clear column height.
o Interior columns and beams have twice the moment of inertia of exterior ones. Then,
for the studied regular buildings:
- interior columns take twice the seismic shear compared to exterior ones but have
the same seismic chord rotation demands;
- all beam points of inflection under lateral loading are at mid-span, i.e., the seismic
bending moments and the chord rotation demands at the ends of all beams in the
storey are the same;
- the seismic overturning moment is resisted by axial forces in the exterior columns
alone; seismic axial forces in interior columns are zero.
o Columns support the gravity loads from within a tributary area of each floor extending
up to beam mid-span.
Bending moments in columns or walls due to gravity loads are neglected
Seismic fragility assessment
The assessment is based on actual (mean) values of material strengths. The assessment
procedure includes the following main steps:
1. Estimation of the effective stiffness of interior columns and beams according to
Eurocode 8 – Part 3, notably as the secant stiffness to the yield point: EIeff= MyLs / 3
しy, where My and Ls are the yield moment and the shear span at the end of the
member and しy is the chord rotation at yielding, based on the section, member and
reinforcement properties.
Development of Fragility Functions for European RC Buildings
35
2. Linear elastic analysis according to Eurocode 8 – Part 3, using the elastic response
spectrum and application of the “equal displacement rule” to estimate the inelastic
seismic chord rotation demands at the ends of all interior columns and beams and at
the base of the walls, as a function of the acting peak ground acceleration. The
elastic seismic chord rotation at the end of an interior beam or column is calculated
as しE= MELs/3 EIeff, where ME is the elastic seismic moment at the end of the element
and Lsthe shear span (M/V ratio) there.
3. Following the sequence of plastic hinge formation at the ends of beams and columns
and at the base of the walls, determination of the shear force demands in the
members on the basis of the expected value of the moment resistances. After plastic
hinge formation at the base of a wall, the wall shears throughout the height are
determined on the basis of the wall moment resistance at the base and the
amplification of shears for inelastic higher mode effects according to the provisions of
Eurocode 8 for DC H walls.
4. Estimation of the expected (mean) value of the ultimate chord rotations at the ends of
columns and beams under cyclic loading from the empirical expressions in Eurocode
8 – Part 3.
5. Estimation of the peak ground acceleration for which the (inelastic) chord rotation
demand at the ends of beams and columns (from step 2) exceeds the expected
ultimate chord rotation capacity in cyclic loading (from step 3).
6. Estimation of the peak ground acceleration for which the shear force demand in the
plastic hinge at each end of the beam or column (step 5) exceeds the corresponding
shear resistance under cyclic loading.
3.2.5 Fragility Functions
Fragility curves for individual buildings were developed based on the design and assessment
procedure described previously and assuming a lognormal distribution for multiplicative
random variables and a normal for additive ones. Fragility functions for the yield damage
state are based on the probability of the chord rotation demand being higher than the yield
chord rotation of the element in question. For the collapse damage state, the maximum of
the two probabilities of failure for the two potential failure modes was considered, in flexure
by exceedance of the ultimate chord rotation at the end and in shear, by exceedance of the
shear capacity in the plastic hinge or outside (whichever is most critical). For example, for
flexural failure, the probability of the chord rotation demand, しs, exceeding the ultimate chord
rotation capacity, しu, is calculated as:
PF = P[Demand > Capacity] = P[isししs>iuしum] (1.17)
Where しs is mean demand from the analysis, しum is the expected value of the capacity, i is
the chord rotation uncertainty factor, index s denotes demand and index u ultimate
conditions. Similarly for yielding, where the capacity is iyしym.
For shear failure of beams, columns or walls prior to the formation of a plastic hinge at the
member end, the probability of failure is:
PF = P[Demand > Capacity] = P[isV,el(VS+ Vo) >iRV(VR0 + VN)] (1.18)
Development of Fragility Functions for European RC Buildings
36
Where VS and VR0 are respectively the shear demand and the shear capacity before plastic
hinging (or in monotonic loading, if more critical) and isV and iR are the corresponding
uncertainty factors. VN is the contribution of the element axial load to its shear resistance
(only in columns or walls) and Vo is the shear force due to gravity loads (only in beams).
For shear failure of beams, columns or walls after the formation of plastic hinges at their
ends, the probability of failure is:
PF = P[Demand > Capacity] = P[isV,el(VS+ Vo)>iRV{VRo(1 – aµし,pl) + VN}] (1.19)
whereµし,pl = isしし/しy is the chord rotation ductility and isし its uncertainty.
After plastic hinges develop at the columns, the shear force at the beam is conditioned by
the sum of bending moments of columns, ぇMRc. Then, the probability of failure is:
PF = P[Demand > Capacity] = P[isVpl(Vo + ぇMRc / lb) >iRVVR0] (1.20)
Where lb is the length of the beam.
Similarly, after plastic hinges develop at the beams, the shear force at the column is
conditioned by the sum of bending moments of beams, ぇMRb, and the probability of failure
is:
PF = P[Demand > Capacity] = P[isVpl(Vo + ぇMRb / lc>iR(VR0 +VN)] (1.21)
Where lc is the column length.
For shear failure of walls prior to the formation of a plastic hinge at the base, the probability
of failure is:
PF = P[Demand > Capacity] = P[isV.elVS>iRVVRw0] (1.22)
where the wall shear strength VRw is taken as the minimum between the capacity in shear
tension and in shear compression. After the plastic hinge develops at the base of the wall,
the shear force is determined by the moment capacity, My, and the probability of failure is
calculated as:
PF= P[isV Á[1+0.1(Sa(TC)/Sa(T) Mel/My)2 ]My/ls>iRV{VRo(1 – aµし,pl) + VN }] (1.23)
Where ls = M /V is the wall shear span at the base. The square-root expression at the left-
hand-side is the shear magnification factor of Eurocode 8 for DC H walls; it accounts for the
increase of shears due to higher modes after plastic hinging at the base of the wall.
The analysis gives the median value of the fragility curve corresponding to the damage scale
and damage measure of interest. The dispersion, く, of the fragility curve depends on the
model uncertainty for the estimation of the damage measure, くS, and on the uncertainty of
the capacity in terms of the damage measure, くR. This latter uncertainty includes both model
uncertainty and dispersion of material and geometric properties. The dispersion of the
fragility curve is calculated by combining the dispersion of the demand, of the capacity and
of the spectral value for given PGA, くSp, with the SRSS rule. In symbolic terms:
222 ++= SpRS くくくく (1.24)
The coefficients of variation, cv, for the different demand and capacity quantities (Fardis,
2009) are given in Table 3.13.
Development of Fragility Functions for European RC Buildings
37
Table 3.13 Coefficients of variation
Demand cv,S Capacity cv,R
Beam chord rotation demand, for
given spectral value at the
fundamental period
0.25 Beam/column yield chord rotation 0.33
Column chord rotation demand,
for given spectral value at the
fundamental period
0.20 Beam/column ultimate chord rotation 0.38
Wall chord rotation demand, for
given spectral value at the
fundamental period
0.25
Beam/column/wall shear resistance in
diagonal tension (in or outside plastic
hinge)
0.15
Beam shear force demand, for
given spectral value at the
fundamental period
0.10 Wall yield chord rotation 0.395
Column shear force demand, for
given spectral value at the
fundamental period
0.15 Wall ultimate chord rotation 0.32
Wall shear force demand, for
given spectral value at the
fundamental period
0.20Wall shear resistance due to diagonal
compression 0.175
Spectral value, for given PGA and
fundamental period 0.25
The fragility curves for individual buildings of the different classes are given in Appendices A
(ductile frame structures), B (nonductile frame structures) and C (dual structures) of Tsionis
et al. (2011).
3.2.6 Parametric studies beyond the base case
In the base case described above certain design parameters have been fixed, namely:
o the bay length to lb = 5.0 m;
o concrete grade at C25/30;
o steel grade as S500 (500 MPa nominal yield strength).
Parametric studies have been carried out to investigate the sensitivity of the results and the
conclusions to the values of parameters considered fixed in the base case and examine the
effect of material and geometrical properties on the fragility curves of ductile frame
structures. More specifically, ductile frames were analysed for:
o concrete compressive strength fc = 20 MPa and fc = 40 MPa,
o steel yield strength fy = 400 MPa and fy = 500 MPa and for
o bay length lb = 4m and 6m.
The beam and column dimensions of the analysed buildings are given in Table 3.14 and
Table 3.15 for 2-storey frames with lb = 4m and lb = 6m respectively and in
Development of Fragility Functions for European RC Buildings
38
Table 3.16 and Table 3.17 for 8-storey frames with lb = 4m and lb = 6m respectively.
Table 3.14 Properties of 2-storey frame buildings with lb = 4.0m
fc (MPa) fy (MPa) PGA / DC hb (m) hc (m)
0.10 / L 0.35 0.35
0.25 / M 0.35 0.35
0.25 / H 0.35 0.35 400
0.35 / H 0.35 0.35
0.10 / L 0.35 0.35
0.25 / M 0.35 0.35
0.25 / H 0.35 0.35
20
500
0.35 / H 0.35 0.35
0.10 / L 0.35 0.35
0.25 / M 0.35 0.35
0.25 / H 0.35 0.35 400
0.35 / H 0.35 0.35
0.10 / L 0.35 0.35
0.25 / M 0.35 0.35
0.25 / H 0.35 0.35
40
500
0.35 / H 0.35 0.35
Table 3.15 Properties of 2-storey frame buildings with lb = 6.0m
fc (MPa) fy (MPa) PGA / DC hb (m) hc (m)
0.10 / L 0.50 0.40
0.25 / M 0.50 0.40
0.25 / H 0.50 0.40 400
0.35 / H 0.50 0.45
0.10 / L 0.50 0.40
0.25 / M 0.50 0.40
0.25 / H 0.50 0.40
20
500
0.35 / H 0.50 0.45
0.10 / L 0.50 0.40
0.25 / M 0.50 0.40
0.25 / H 0.50 0.40 400
0.35 / H 0.50 0.40
0.10 / L 0.50 0.40
0.25 / M 0.50 0.40
40
500
0.25 / H 0.50 0.40
Development of Fragility Functions for European RC Buildings
39
0.35 / H 0.50 0.40
Table 3.16 Properties of 8-storey frame buildings with lb = 4.0m
fc (MPa) fy (MPa) PGA / DC hb (m) hc (m)
0.10 / L 0.35 0.60
0.25 / M 0.35 0.60
0.25 / H 0.35 0.60 400
0.35 / H 0.40 0.75
0.10 / L 0.35 0.60
0.25 / M 0.35 0.60
0.25 / H 0.35 0.60
20
500
0.35 / H 0.40 0.75
0.10 / L 0.35 0.60
0.25 / M 0.35 0.60
0.25 / H 0.35 0.60 400
0.35 / H 0.40 0.60
0.10 / L 0.35 0.60
0.25 / M 0.35 0.60
0.25 / H 0.35 0.60
40
500
0.35 / H 0.40 0.60
Table 3.17 Properties of 8-storey frame buildings with lb = 6.0m
fc (MPa) fy (MPa) PGA / DC hb (m) hc (m)
0.10 / L 0.50 0.60
4th-8th storey: 0.50
3rd storey: 0.55
2nd storey: 0.60 0.25 / M
1st storey: 0.50
0.65
4th-8th storey: 0.50
3rd storey: 0.55
2nd storey: 0.60 0.25 / H
1st storey: 0.50
0.65
400
0.35 / H 0.60 0.80
0.10 / L 0.50 0.60
4th-8th storey: 0.50
20
500
0.25 / M
3rd storey: 0.55
0.65
Development of Fragility Functions for European RC Buildings
40
2nd storey: 0.60
1st storey: 0.50
4th-8th storey: 0.50
3rd storey: 0.55
2nd storey: 0.60 0.25 / H
1st storey: 0.50
0.65
0.35 / H 0.60 0.85
0.10 / L 0.50 0.60
0.25 / M 0.50 0.60
0.25 / H 0.50 0.60 400
0.35 / H 0.60 0.70
0.10 / L 0.50 0.60
0.25 / M 0.50 0.60
0.25 / H 0.50 0.60
40
500
0.35 / H 0.60 0.70
3.2.7 Concluding remarks
Based on the results obtained for the base case and the parametric studies, remarks on the
effect of the examined parameters on the vulnerability of different types of buildings are
given in the following.
For ductile frames (see Appendices A and D in Tsionis et al., 2011):
o buildings designed for higher ductility class are less vulnerable, though the difference
is not marked;
o buildings designed for higher values of PGA are less vulnerable, mainly as regards
the columns;
o beams are critical for the yield damage state;
o with the exception of low-ductility and low-rise buildings, beams are also critical for the
collapse damage state; their failure is due to shear;
o it was not possible to identify a clear trend of the vulnerability with the number of
storeys;
o buildings with higher fc and fy are less vulnerable – fy affects mainly the collapse
damage state of columns;
o buildings with longer bay span are more vulnerable.
For infilled nonductile frames (see Appendix B in Tsionis et al., 2011):
o bare frames are much more vulnerable than infilled frames;
o buildings with more openings in the infills are more vulnerable;
o in low and medium-rise buildings, columns are critical for the yield and the collapse
damage state, while in taller buildings, beams are critical for both damage states;
Development of Fragility Functions for European RC Buildings
41
o low-rise and taller buildings exhibit similar vulnerability and are less vulnerable than
mid-rise ones.
For nonductile frames with open ground storey (see Appendix B in Tsionis et al., 2011):
o damage is concentrated at the ground storey;
o pilotis buildings show similar or higher vulnerability as bare frames;
o the vulnerability does not change significantly with the percentage of openings in
infills;
o in low and medium-rise buildings, columns are critical for the yield and the collapse
damage state, while in taller buildings, beams are critical for both damage states;
o buildings with less storeys seem to be more vulnerable.
For ductile dual buildings (see Appendix C in Tsionis et al., 2011):
o walls are the critical elements for both damage states; collapse is in most cases due
to shear;
o wall-equivalent and wall buildings have similar vulnerability, which is higher than in
frame-equivalent ones;
o buildings designed for higher PGA or for higher ductility are less vulnerable;
o taller buildings are slightly more vulnerable.
For nonductile dual buildings (see Appendix C in Tsionis et al., 2011):
o walls are critical for both damage grades, but columns and beams in all storeys have
high probabilities of damage;
o medium-rise and taller buildings exhibit similar vulnerability.
Taxonomy of European Building Typologies
43
4 Taxonomy of European Building Typologies
It is common knowledge that most of the population still reside in poorly constructed
dwellings with a high vulnerability to earthquakes. The knowledge of the building inventory of
a region and the capability to create uniform classes of building types are one the main
challenges required to carry out a seismic risk assessment. The first step should be the
creation of a reasonable taxonomy that is able to classify all the different kinds of structures.
The taxonomy of the existing buildings represents the classification of things (structures in
this case) in an ordered system that reflects their relationship.
There are already some existing taxonomies which aim to group all the different building
types spread in different countries of the world, especially in Europe: PAGER-STR which is
tailored for worldwide structures and RISK-UE which is suited to Europe. In Section 4.1
these two existing taxonomies will be briefly described, whereas in Section 4.2 the taxonomy
proposed within the Syner-G project will be presented.
4.1 EXISTING TAXONOMIES
4.1.1 PAGER-STR
The US Geological Survey’s Prompt Assessment of Global Earthquake for Response
(PAGER) program aims to provide early post-earthquake estimates of losses to allow rapid
emergency decisions to be taken. In the framework of this program, one of two main
developed and tested features is the creation of a global building stock model. PAGER
developed a building stock model using housing census and other statistical data coming
from different sources such as UN Statistical Data based on Global Housing (1993), UN-
HABITAT Database (2007), Housing Census Database (country specific), World Housing
Encyclopedia (WHE) and data compiled from published literature. It is possible to divide the
PAGER methodology into three phases: 1) database identification, preparation and
confidence ratio to estimate the quality of the data; 2) data aggregation and quality ranking;
3) data assignment for missing entries. The final result consists of an estimation of the
fractions of building types observed in each country, their functional use and average day
and night occupancy. The developed inventory database is available in a public domain,
subject to peer review, scrutiny and open enhancement. As more data become available, the
existing online inventory database will get replaced and updated.
As mentioned before, the first step of the project is related with the database identification.
For this reason, a very important part of this step is the identification of a taxonomy that is
able to include in its classification all the different types of the existing structures worldwide.
The PAGER taxonomy (known as PAGER-STR and shown in Table 4.1) identifies a few
main classes underlined in bold in the table and some sub-classes.
Taxonomy of European Building Typologies
44
Table 4.1 PAGER-STR Taxonomy (Jaiswal and Wald, 2008 – Version 1.4 )
Label Description Average No. of stories
Typical
W WOOD 1-3 2
W1 Wood Frame, Wood Stud, Wood, Stucco, or Brick Veneer
1-2 1
W2 Wood Frame, Heavy Members, Diagonals or Bamboo Lattice, Mud Infill
All 1
W3 Wood Frame, Prefabricated Steel Stud Panels, Wood or Stucco Exterior Walls
2-3 2
W4 Log building 1-2 1
S STEEL All 1
S1 Steel Moment Frame All 1
S1L Low-Rise 1-3 2
S1M Mid-Rise 4-7 5
S1H High-Rise 8+ 13
S2 Steel Braced Frame All 1
S2L Low-Rise 1-3 2
S2M Mid-Rise 4-7 5
S2H High-Rise 8+ 13
S3 Steel Light Frame All 1
S4 Steel Frame with Cast-in-Place Concrete Shear Walls
All 1
S4L Low-Rise 1-3 2
S4M Mid-Rise 4-7 5
S4H High-Rise 8+ 13
S5 Steel Frame with Un-reinforced Masonry Infill Walls
All 1
S5L Low-Rise 1-3 2
S5M Mid-Rise 4-7 5
S5H High-Rise 8+ 13
C REINFORCED CONCRETE All 1
C1 Ductile Reinforced Concrete Moment Frame All 1
C1L Low-Rise 1-3 2
C1M Mid-Rise 4-7 5
C1H High-Rise 8+ 13
C2 Reinforced Concrete Shear Walls All 1
C2L Low-Rise 1-3 2
C2M Mid-Rise 4-7 5
C2H High-Rise 8+ 13
C3 Non-ductile Reinforced Concrete Frame with Masonry Infill Walls
All 1
C3L Low-Rise 1-3 2
C3M Mid-Rise 4-7 5
C3H High-Rise 8+ 13
Taxonomy of European Building Typologies
45
Label Description Average No. of stories
Typical
C4 Non-ductile Reinforced Concrete Frame without Masonry Infill Walls
All 1
C4L Low-Rise 1-3 2
C4M Mid-Rise 4-7 5
C4H High-Rise 8+ 13
C5 Steel Reinforced Concrete (Steel Members Encased in Reinforced Concrete)
All 1
C5L Low-Rise 1-3 2
C5M Mid-Rise 4-7 5
C5H High-Rise 8+ 13
PC1 Precast Concrete Tilt-Up Walls All 1
PC2 Precast Concrete Frames with Concrete Shear Walls
All 1
PC2L Low-Rise 1-3 2
PC2M Mid-Rise 4-7 5
PC2H High-Rise 8+ 13
RM REINFORCED MASONRY All 1
RM1 Reinforced Masonry Bearing Walls with Wood or Metal Deck Diaphragms
All 1
RM1L Low-Rise 1-3 2
RM1M Mid-Rise (4+ stories) 4-7 5
RM2 Reinforced Masonry Bearing Walls with Concrete Diaphragms
All 1
RM2L Low-Rise 1-3 2
RM2M Mid-Rise 4-7 5
RM2H High-Rise 8+ 13
MH MOBILE HOME All 1
M MUD WALLS 1 1
M1 Mud walls without horizontal wood elements 1-2 1
M2 Mud walls with horizontal wood elements 1-3 2
A ADOBE BLOCK (UNBAKED DRIED MUD BLOCK) WALLS
1-2 1
A1 Adobe block, mud mortar, wood roof and floors 1-2 1
A2 Same as A1, bamboo, straw, and thatch roof 1-2 1
A3 Same as A1, cement-sand mortar 1-3 2
A4 Same as A1, reinforced concrete bond beam, cane and mud roof
1-3 2
A5 Same as A1, with bamboo or rope reinforcement
1-2 1
RE RAMMED EARTH/PNEUMATICALLY IMPACTED STABILIZED EARTH
1-2 1
RS RUBBLE STONE (FIELD STONE) MASONRY All 1
RS1 Local field stones dry stacked (no mortar). Timber floors. Timber, earth, or metal roof.
1-2 1
Taxonomy of European Building Typologies
46
Label Description Average No. of stories
Typical
RS2 Same as RS1 with mud mortar. 1-2 1
RS3 Same as RS1 with lime mortar. 1-3 2
RS4 Same as RS1 with cement mortar, vaulted brick roof and floors
1-3 2
RS5 Same as RS1 with cement mortar and reinforced concrete bond beam.
1-3 2
DS RECTANGULAR CUT STONE MASONRY BLOCK
All 1
DS1 Rectangular cut stone masonry block with mud mortar, timber roof and floors
1-2 1
DS2 Same as DS1 with lime mortar 1-3 2
DS3 Same as DS1 with cement mortar 1-3 2
DS4 Same as DS2 with reinforced concrete floors and roof
1-3 2
UFB UNREINFORCED FIRED BRICK MASONRY All 1
UFB1 Unreinforced brick masonry in mud mortar without timber posts
1-2 1
UFB2 Unreinforced brick masonry in mud mortar with timber posts
1-2 1
UFB3 Unreinforced fired brick masonry, cement mortar, timber flooring, timber or steel beams
and columns, tie courses (bricks aligned perpendicular to the plane of the wall)
1-3 2
UFB4 Same as UFB3, but with reinforced concrete floor and roof slabs
1-3 2
UCB UNREINFORCED CONCRETE BLOCK MASONRY, LIME/CEMENT MORTAR
All 1
MS MASSIVE STONE MASONRY IN LIME/CEMENT MORTAR
All 1
TU PRECAST CONCRETE TILT-UP WALLS (Precast Wall Panel Construction (Mid to high
rise, Former Soviet Union style))
All 1
INF
INFORMAL CONSTRUCTIONS (PARTS OF SLUMS/SQUATTERS)
Constructions made of wood/plastic sheets/GI Sheets/light metal or composite etc., not
confirming to engineering standards.
All 1
UNK Unknown Category (Not specified) All 1
Note: All refers to all possible ranges of number of stories of a particular structure type.
4.1.2 RISK-UE
The European RISK-UE project named “An advanced approach to earthquake risk scenarios
with applications to different European towns” began in 1999 at the end of the International
Decade for Natural Disaster Reduction (IDNDR) and ended in September 2004. The aim of
the project was the assessment of earthquake scenarios at a city scale within a European
context. The main goal was to be the implementation of Risk Management Plans and Plans
Taxonomy of European Building Typologies
47
of Action to effectively reduce seismic risk and it was thus carried out in close collaboration
with the decision makers of the selected cities. In fact, this study had been applied to seven
European cities: Barcelona, Bitola, Bucharest, Catania, Nice, Sofia and Thessaloniki.
This project was constructed based on a modular methodology comprised of different work
packages (WP). The WP01 entitled ‘Distinctive features of European towns’ provided a
methodology for collecting and classifying buildings and earthquake data for urban seismic
risk assessment in Europe. For this reason, a matrix for building typology description at a
European scale has been proposed within the project. In Table 4.2 the RISK-UE taxonomy is
shown. The RISK-UE building classification matrix comprises 23 principal classes grouped
by the structural types and material of construction. Three different height classes (low-rise,
mid-rise and high-rise) represent further sub-groups. A building design code and a
performance level (pre-code, low-code, moderate-code and high-code) can also be assigned
to all the categories reported in Table 4.2.
Table 4.2 RISK-UE Taxonomy (RISK-UE, 2001-2004)
Label Description Rise Average No. of
stories
M11L Low-rise 1-2
M11M Rubble Stone, fieldstone
Mid-Rise 3-5
M12L Low-rise 1-2
M12M Mid-Rise 3-5
M12H
Simple Stone
High-rise 6+
M13L Low-rise 1-2
M13M Mid-Rise 3-5
M13H
Massive Stone
High-rise 6+
M2L Adobe Low-Rise 1-2
M31L Low-rise 1-2
M31M Mid-Rise 3-5
M31H
Wooden slabs URM
High-rise 6+
M32L Low-rise 1-2
M32M Mid-Rise 3-5
M32H
Masonry vaults URM
High-rise 6+
M33L Low-rise 1-2
M33M Mid-Rise 3-5
M33H
Composite slabs URM
High-rise 6+
M34L Low-rise 1-2
M34M Mid-Rise 3-5
M34H
RC slabs URM
High-rise 6+
M4L Reinforced or confined masonry Low-rise 1-2
Taxonomy of European Building Typologies
48
Label Description Rise Average No. of
stories
M4M Mid-Rise 3-5
M4H High-rise 6+
M5L Low-rise 1-2
M5M Mid-Rise 3-5
M5H
Overall strengthened masonry
High-rise 6+
RC1L Low-rise 1-2
RC1M Mid-Rise 3-5
RC1H
RC moment frames
High-rise 6+
RC2L Low-rise 1-2
RC2M Mid-Rise 3-5
RC2H
RC shear walls
High-rise 6+
RC31L Low-rise 1-2
RC31M Mid-Rise 3-5
RC31H
Regularly infilled RC frames
High-rise 6+
RC32L Low-rise 1-2
RC32M Mid-Rise 3-5
RC32H
Irregular RC frames
High-rise 6+
RC4L Low-rise 1-2
RC4M Mid-Rise 3-5
RC4H
RC dual systems
High-rise 6+
RC5L Low-rise 1-2
RC5M Mid-Rise 3-5
RC5H
Precast concrete tilt-up walls
High-rise 6+
RC6L Low-rise 1-2
RC6M Mid-Rise 3-5
RC6H
Precast concrete frames with concrete shear walls
High-rise 6+
S1L Low-rise 1-2
S1M Mid-Rise 3-5
S1H
Steel moment frames
High-rise 6+
S2L Low-rise 1-2
S2M Mid-Rise 3-5
S2H
Steel braced frames
High-rise 6+
Taxonomy of European Building Typologies
49
Label Description Rise Average No. of
stories
S3L Low-rise 1-2
S3M Mid-Rise 3-5
S3H
Steel frames with URM infill walls
High-rise 6+
S4L Low-rise 1-2
S4M Mid-Rise 3-5
S4H
Steel frames with cast-in-place concrete shear walls
High-rise 6+
S5L Low-rise 1-2
S5M Mid-Rise 3-5
S5H
Steel and RC composite systems
High-rise 6+
WL Low-rise 1-2
WM Wooden structures
Mid-Rise 3-5
4.2 PROPOSED TAXONOMY
The main requirements of a taxonomy is that it should be detailed, collapsible and
expandable. From the extensive study of fragility functions in this project it has become clear
that existing taxonomies could leave out a large number of characteristics that could be used
to identify the buildings (and distinguish between vulnerability), and in many cases it is not
clear how these taxonomies should be simply expanded to include such information.
PAGER-STR is one example, where the main typologies of buildings around the world are
present in the taxonomy but a new method for classifying them could be proposed to make
the classification more modular, and allow for expandability in the future. In order to address
this issue, a new taxonomy was developed in the Syner-G project, as described below.
Different main categories have been identified to describe a building and they are presented
in Table 4.3 such as the force resisting frame mechanism, material, elevation, cladding, etc.
It has to be noted that a hierarchy is used for some categories where additional information
might or might not be available. For example, the material is masonry but a user may or may
not know whether it is reinforced or unreinforced, fired brick or stone, and thus the definition
of these second parameters is optional
Table 4.3 Syner-G Taxonomy
CATEGORY SUB-CATEGORY
Force Resisting Mechanism (FRM1)
‚ Moment Resisting Frame (MRF)
‚ Structural Wall (W)
‚ Flat Slab (FS)
‚ Bearing Walls (BW)
Force Resisting Mechanism (FRM2)
‚ Embedded beams (EB)
‚ Emergent beams (EGB)
Taxonomy of European Building Typologies
50
CATEGORY SUB-CATEGORY
‚ Precast (P)
‚ Confined Masonry (CM)
FRM Material (FRMM1)
‚ Concrete (C)
‚ Masonry (M)
FRM Material (FRMM2)
‚ Reinforced Concrete (RC)
‚ Unreinforced Masonry (URM)
‚ Reinforced Masonry (RM)
‚ High strength concrete (>50MPa) (HSC)
‚ Average strength concrete (20-50 MPa) (ASC)
‚ Low strength concrete (<20 MPa) (LSC)
‚ Adobe (A)
‚ Fired brick (FB)
‚ Hollow clay tile (HC)
‚ Stone (S)
‚ High yield strength reinforcing bars (>300MPa) (HY)
‚ Low yield strength reinforcing bars (<300MPa) (LY)
‚ Classification of reinforcing bars based on EC2 (A,B,C)
‚ Lime mortar (LM)
‚ Cement mortar (CM)
‚ Mud mortar (MM)
‚ Smooth rebars (SB)
‚ Non-smooth rebars
‚ Concrete Masonry Unit (CMU)
‚ Autoclaved Aerated Concrete (AAC)
‚ High % of voids (H%)
‚ Low % of voids (L%)
‚ Regular Cut (Rc)
‚ Rubble (Ru)
Plan (P)
‚ Regular (R)
‚ Irregular (IR)
Elevation (E)
‚ Regular geometry (R)
‚ Irregular geometry (IR)
Cladding (C)
‚ Regular infill vertically (RI)
‚ Irregular infill vertically (IRI)
‚ Bare (B)
Cladding Characteristics (CM)
‚ Fired brick masonry (FB)
‚ High % voids (H%)
‚ Low % voids (L%)
‚ Autoclaved Aerated Concrete (AAC)
‚ Precast concrete (PC)
‚ Glazing (G)
‚ Single layer of cladding (SL)
‚ Double layer of cladding (DL)
‚ Open first floor (Pilotis) (P)
Taxonomy of European Building Typologies
51
CATEGORY SUB-CATEGORY
‚ Open upper floor (U)
Detailing (D)
‚ Ductile (D)
‚ Non-ductile (ND)
‚ With tie rods/beams (WTB)
‚ Without tie rods/beams (WoTB)
Floor System (FS)
‚ Rigid (R)
‚ Flexible (F)
Floor System Material (FSM)
‚ Reinforced concrete (RC)
‚ Steel (S)
‚ Timber (T)
Roof System (RS)
‚ Peaked (P)
‚ Flat (F)
‚ Gable End Walls (G)
Roof System Material (RSM)
‚ Timber (Ti)
‚ Thatch (Th)
‚ Corrugated Metal Sheet (CMS)
Height Level (HL)
‚ Low-rise (1-3) (L)
‚ Mid-rise (4-7) (M)
‚ High-rise (8-19) (H)
‚ Tall (20+)(Ta)
Number of stories (NS)
[Here the number of stories is explicitly given, if known]
Code Level (CL)
‚ None (NC)
‚ Low (<0.1g) (LC)
‚ Moderate (0.1-0.3g) (MC)
‚ High (>0.3g) (HC)
The building typology is defined using the label put in the brackets for each parameter within
a given category.
Example: FRM1-FRM2/FRMM1-FRMM2/P/E/C-CM/D/FS-FSM/RS-RSM/HL-NS/CL
More than one label can be used per category separated by a dash. For example, a building
with moment resisting frames and walls (dual system) would be MRF-W, a building with
mixed construction of reinforced concrete and masonry would be RC-M. Not all categories
need to be defined due to the fact that there might be lack of information about the structure.
In this case, where information is unknown, it can be left by an X. In the following, two
examples are shown:
o MRF/C-RC/X/X/RI-FB-H%/ND/R-RC/X/L-2/NC: moment resisting frame, in reinforced
concrete with regular external infill panels in brick with a high percentages of voids,
with non-ductile design details, with rigid reinforced concrete floor, low-rise, 2 storeys,
not designed to a seismic code;
o BW/M/X/X/X/X/X/X/L/X: low-rise masonry bearing wall structure.
The proposed taxonomy is constructed with a modular structure. In this way, other
categories and sub-categories can easily be added and all the different kind of European
buildings can be taken into account. Subsequently, additional categories for describing the
non-structural elements might be added.
This modular structure represents a new and a different approach in categorizing and
classifying buildings. It has a flexible structure and it can be used to describe a considerable
Taxonomy of European Building Typologies
52
amount of different buildings. It can be updated at any time with new categories being added
and different features can be added to existing categories. In Chapter 6 it will be shown how
the modularity of this new taxonomy approach is very useful in the comparison of different
fragility functions estimated throughout Europe.
Harmonisation of European Fragility Functions
53
5 Harmonisation of European Fragility
Functions
One of the main challenges of this project is the harmonisation of European Fragility
Functions. As mentioned before, in the reviewed papers, different Intensity Measure Types
have been used to describe the level of ground shaking and a different number of limit states
has been adopted according to the damage scale used. For the purpose of comparing all the
different existing studies and fragility functions, harmonisation is an essential step. To
compare different curves, the same intensity measure types, the same number of limit states
and the same building typology is needed. Once the harmonisation is done and the functions
are comparable, other studies can be carried out to understand the variability between
functions.
There are three main steps that have to be followed in the harmonisation process:
1. Harmonisation of the intensity measure types;
2. Harmonisation of limit states;
3. Harmonisation of the building typology.
In the following sections these phases are described in detail. The ‘Harmonize function’ is
one of the functions developed in the proposed tool to store and manage fragility functions. It
can harmonize functions selected by the user. In Fig. 5.1 a screenshot of the harmonize
window is shown. For what concerns the instructions useful to use the tool, refer to Appendix
B.
Fig. 5.1 Harmonization of Fragility Curves – Syner-G tool
Harmonisation of European Fragility Functions
54
5.1 INTENSITY MEASURE TYPE
As a first phase of the project, it has been decided to convert all the intensity measure types
into PGA due to the ease with which it can be used in seismic risk assessment, and the fact
that it was already being used in the majority of the studies considered. There are different
conversion equations that allow IMTs to be converted to peak ground acceleration and some
recommendations have been made in the selection of some of these considering the fact
that the region of interest is Europe and considering the recent GEM1 and GEM research
which includes validation efforts (Cua et al., 2010). In Fig. 5.2 the Settings window of the tool
that presents the IMT conversion equations is shown. It can be seen that the Target Intensity
Measure Type is set to PGA.
It has not been possible, or straightforward, to convert all the different intensity measure
types found in the reviewed papers due to some shortcomings or lack of conversion
equations. For example, the conversion of Sd(TLS) to PGA would require knowledge of the
mean inelastic period at the limit state that was considered in the non-linear analyses.
Nevertheless, the majority of the fragility functions have been harmonized and the following
IMTs have been converted to PGA: Macroseismic Intensity, Sa(Ty), Sd(Ty) and PGV.
Fig. 5.2 Settings (IMT conversions) – Syner-G Fragility Function Manager
5.1.1 Macroseismic Intensity to PGA
There are a number of studies that have dealt with the problem of estimating intensity from
peak ground motion. The conversion equations in this direction named GMICEs (Ground
Motion to Intensity Conversion Equations) are used for example in the ShakeMap process of
estimating intensity from the available peak ground motion observations (Wald et al., 1999a).
On the contrary, conversion equations in the other direction called IGMCEs (Intensity to
Ground Motion Conversion Equations) are less common. They are usually necessary with
historical earthquake studies, where intensity data are available, and it is of interest to
estimate peak ground motion. It has to be noted that though it is common practice to simply
invert a GMICE to get an IGMCE, it is not necessarily correct; they are usually not invertible.
The Faenza and Michelini (2010) relationship represents an exception, since it is based on
an orthogonal distance regression, and it is designed to be both a GMICE and an IGMCE.
Harmonisation of European Fragility Functions
55
However, this relationship is not universally applicable because it is based on few high
intensity data and most of the events are in a limited moderate magnitude range.
Within this project both GMICE and IGMCE have been used, even if the GMICEs
relationships are not exactly invertible. However, in practise, these latter relationships are
often used to estimate peak ground motion. Functional forms of GMICE from both active
crustal and subduction zone have been selected.
Wald et al. (1999b) is tailored for California and USA. Notwithstanding that, in the framework
of GEM1 some validation efforts have been carried out which demonstrate that it is possible
to adopt this relationships worldwide with good results. For this reason, this relationship is
recommended as the default in the European context, as long as the fragility function sets
are given in MMI. Other relationships are provided and recommended which also have been
tested during GEM1 project. These relations are strongly related with some specific
European countries.
The following conversion equations have been proposed in the tool. For each equation, the
region of applicability is shown:
o Faenza and Michelini (2010). It is tailored for Italy:
)log(58.268.1]/[ 2scmMCS PGAI -? (1.25)
)log(35.211.5 ]/[ scmMCS PGVI -? (1.26)
o Margottini et al. (1992). It is tailored for Italy. Two different intensity scales (MSK-64
and MCS) and two different types of intensity can be considered in this relationship:
the local one that estimates intensity in the nearest town and the global one that
estimates intensity in the accelerometric site:
64]/[258.0358.0)( 2 /-? MSKscm
IPGALog Local Intensity (1.27)
64]/[158.0850.0)( 2 /-? MSKscm
IPGALog General Intensity (1.28)
MCSscmIPGALog 220.0525.0)(
]/[ 2 -? Local Intensity (1.29)
MCSscmIPGALog 179.0687.0)(
]/[ 2 -? General Intensity (1.30)
o Wald et al. (1999b):
)log(66.366.1]/[ 2scmMMI PGAI -/? (1.31)
)log(47.335.2 ]/[ scmMMI PGVI -? (1.32)
o Tselentis and Danciu (2008).It is tailored for Greece:
)log(56.395.0]/[ 2scmMMI PGAI -/? (1.33)
o Murphy and O’Brien (1977). It is tailored to Southern Europe:
MMIscmIPGALog 240.0570.0)(
]/[ 2 -? (1.34)
Harmonisation of European Fragility Functions
56
o Sorensen et al., (2008a). There are four different weighting schemes and it is tailored
for the Marmara Region (Turkey):
)log(20.333.6]/[ 2smEMS PGAI -? for raw data (1.35)
)log(62.351.6]/[ 2smEMS PGAI -? for weighted data (1.36)
)log(52.438.6]/[ 2smEMS PGAI -? for average data (1.37)
)log(29.451.6]/[ 2smEMS PGAI -? for low average data (1.38)
o Sorensen et al., (2008b). There are four different weighting schemes and it is tailored
for the Vrancea Region (Romania):
)log(76.156.6]/[ 2smEMS PGAI -? for raw data (1.39)
)log(76.263.6]/[ 2smEMS PGAI -? for weighted data (1.40)
)log(48.455.6]/[ 2smEMS PGAI -? for average data (1.41)
)log(24.470.6]/[ 2smEMS PGAI -? for low average data (1.42)
o Sorensen et al., (2008c). There are four different weighting schemes and it is tailored
for the Campania Region (Italy):
)log(07.140.6]/[ 2smEMS PGAI -? for raw data (1.43)
)log(35.143.6]/[ 2smEMS PGAI -? for weighted data (1.44)
)log(39.245.6]/[ 2smEMS PGAI -? for average data (1.45)
)log(98.151.6]/[ 2smEMS PGAI -? for low average data (1.46)
All the aforementioned studies differ from each other in some details such as the definition of
peak ground motion, assignment of ground motion-intensity pairs, distance measures or the
type of metadata supplied. All these differences, along with the different intensity scales,
different magnitude and distance ranges, contribute to the scatter in the data as well as to
the differences in derived functional forms.
In the following table the datasets collected are shown to give a quick overview of the
characteristics of the GMICEs and IGMCEs datasets used. The distance metric are defined
as follows:
o Rrup: closest distance to rupture (Km);
o Repi: epicentral distance (Km);
o RJB: Joyner-Boore distance (Km).
Harmonisation of European Fragility Functions
57
Table 5.1 Datasets collected (adapted from Cua et al., 2010)
Reference Magnitude
Range
Distance
Range
[km]
PGM Definition
Intensity
Range
used
Distance
metric
Intensity
type
N° of pairs
Region
Faenza and
Michelini (2010)
3.0~M~6.9 <200 Larger of 2 horizontal
comps
2-8 Repi MCS 266 Italy
Margottini et al.
(1992)
4.5~M~6.8 Larger of 2 horizontal
comps
4-8.5
4-8
MSK-64 MCS
Italy
Wald et al. (1999c)
5.6~M~7.3 <276 Larger of 2 horizontal
comps
4-9 Rrup and RJB
MMI 342 California,
USA
Tselentis and
Danciu, (2008)
4.0~M~6.9 <141 Independent
horizontal comps
4-8 Repi MMI 310 Greece
Murphy and
O’Brien, (1977)
3.0~M~8.0 Largest of available (2
or 3) components
1-10 Repi MMI Southern Europe
Sorensen et al.,
(2008a)
5.9~M~7.4 <335 5-10 RJB EMS98 32 Marmara Sea
Region (Turkey)
Sorensen et al.,
(2008b)
6.4~M~7.7 <500 5-8 RJB EMS98 46 Vrancea Region
(Romania)
Sorensen et al.,
(2008c)
6.3~M~7 <660 3-11 RJB EMS98 21 Campania Region (Italy)
5.1.2 Spectral acceleration to PGA
In order to convert the Spectral acceleration (Sa) at the elastic period of vibration to the
value of PGA, a standardized response spectrum shape is needed. Currently, the procedure
of IBC-2006 is incorporated in the tool. It has been decided to use IBC-2006 instead of
Eurocode 8 for the sake of simplicity. EC8 is identified by two different spectra (Type I and
Type II) in accordance with the magnitude of the considered earthquake. This would lead to
more complex system to estimate the conversion and would add uncertainty to the result.
The IBC-2006 spectrum can be divided into four parts (see Fig. 5.3): a region with a linear
function for periods from zero (period corresponding to PGA) to TA, a region with constant
spectral acceleration for periods between TAand TAV, a region with constant spectral velocity
between periods from TAV to TVD and a region with constant spectral displacement for
periods of TVD and beyond.
Harmonisation of European Fragility Functions
58
Fig. 5.3 IBC 2006 standardized spectral shape
The elastic response spectrum is defined by the following equations:
)6.04.0()3.0()(AT
TSaTSa ©-©? if 0<T<TA (1.47)
)3.0()( SaTSa ? if TA<T<TAV (1.48)
TSaTSa )1()( ? if TAV<T<TVD (1.49)
2)1()( TTSaTSa VD©? if TVD<T<10 (1.50)
Where the transition periods are defined as follows:
AVA TT 2.0? (1.51)
)3.0()1( SaSaTAV ? (1.52)
]2/)5[(10 /? MVDT (1.53)
When the moment magnitude M is not known, the TVD period is assumed to be 10 seconds
(i.e. M=7). It should be noted, that in the case of rock site conditions (class B), the following
expressions have to be considered:
PGASSa AS ©?? 5.2)3.0( (1.54)
PGASSa Al ??)1( (1.55)
Using this aforementioned formula, one can go from spectral acceleration Sa(T) to the value
of PGA by simply inverting Eq.1.47 to 1.50. If different types of soil (see Table 5.2) are
considered, some more steps are needed. In this latter case, the amplification of ground
shaking to account for local site conditions has to be considered and soil amplification
Harmonisation of European Fragility Functions
59
factors that have to be used are given by IBC-2006 provisions. The methodology amplifies
rock PGA according to the factors given in Table 5.3, as expressed by the following formula:
Aii FPGAPGA ©? (1.56)
in which PGAi is the peak ground acceleration (in g) for site class i, PGA is the peak ground
acceleration for rock soil and FAi is the short period amplification factor for site class i for
spectral acceleration SAS. For what concerns Sa(0.3)i and Sa(1)I of different soil classes, the
following equations have to be used:
AiASASii FSSSa ©??)3.0( (1.57)
ViAlAlii FSSSa ©??)1( (1.58)
SASi and SAli represent short-period spectral acceleration for site class i (in g) and 1 second-
period spectral acceleration for site class i (in g), respectively. The values of the factors FAi
and FVi are reported in Table 5.3. Moreover also the period TAV that defines the transition
period from constant spectral acceleration and constant spectral velocity is a function of the
site class:
TAVi ?SAl
SAS
Ã"
Å"Ä"
Ô"
Ö"Õ"©
FVi
FAi
Ã"
Å"Ä"
Ô"
Ö"Õ" (1.59)
Where:
o SAl is 1 second-period spectral acceleration for site class B;
o SAS is short-period spectral acceleration for site class B;
o FVi is 1 second-period amplification factor for site class i and spectral acceleration SAl;
o FAi is short-period amplification factor for site class i and spectral acceleration SAS.
Using these formulae, the PGA for each class of soil and for each value of spectral
acceleration has been developed by the tool. The conversion starts from Sa(Ty) and for this
reason, the user is asked to provide the value of the elastic period Ty of the considered
structure that can be known or can be found using some empirical relationships that relate
the height of a building to its elastic period. There are a number of empirical existing
relationships that can be used [e.g. Crowley et al. (2004), Crowley et al. (2008), Bal (2008),
Shah (2009), Abo Al Ezz (2008) and RISK-UE project-WP4 (2001-2004)].
Table 5.2 NEHRP site classification (FEMA, 1997a) as applied by IBC-2006 (ICC 2006)
Site Class Site Class Description Shear Wave Velocity
VS,30 [m/s]
A Hard Rock, Eastern U.S. sites only >1500
B Rock 760-1500
C Very dense soil and soft rock 360-760
D Stiff soil 180-360
E Soft soil, profile with >3m of soft clay defined as soil with plasticity index PI>20, moisture content w >40%
<180
F Soils requiring site specific evaluations -
Harmonisation of European Fragility Functions
60
Table 5.3 Site amplification factors as given in IBC-2006 (ICC 2006)
Site Class Site Class B
Spectral Acceleration A B C D E
Short Period, SAS [g] Short-Period Amplification Factor, FA
~ 0.25 0.8 1.0 1.2 1.6 2.5
(0.25, 0.50] 0.8 1.0 1.2 1.4 1.7
(0.50, 0.75] 0.8 1.0 1.1 1.2 1.2
(0.75,1.0] 0.8 1.0 1.0 1.1 0.9
<1.0 0.8 1.0 1.0 1.0 0.9
1-Second Period, SAl [g] 1-Second Period Amplification Factor, FV
~ 0.10 0.8 1.0 1.7 2.4 3.5
(0.1, 0.2] 0.8 1.0 1.6 2.0 3.2
(0.2, 0.3] 0.8 1.0 1.5 1.8 2.8
(0.3, 0.4] 0.8 1.0 1.4 1.6 2.4
>0.4 0.8 1.0 1.3 1.5 2.4
5.1.3 Spectral displacement to PGA
As mentioned in Section 2.4 two different intensity measure types concerning spectral
displacement have been used in the fragility functions stored in the tool: Sd(Ty) and Sd(TLS).
The first value of Sd refers to the elastic period Ty of the considered structure whereas the
second value of Sd refers to the inelastic period corresponding to a specific limit state TLS. It
is not been possible to convert Sd(TLS) to PGA in this study due to the difficulty in identifying
TLS for each study. With regards Sd(Ty), it is possible to convert it into Sa(Ty) and then,
following the procedure described in Section 5.1.2 it is possible to estimate PGA. The
conversion equation from Sd(Ty) to Sa(Ty) is given by the following expression:
)(2
)(
2
yy
y TSaT
TSd ÕÕÖ
ÔÄÄÅ
Ã?
r (1.60)
In the following Figure an example of converted IMT from spectral displacement Sd(Ty) to
PGA is shown. A fragility function set of a moment resisting frame, high rise, high code
developed by Kappos et al. (2006) is considered.
Harmonisation of European Fragility Functions
61
DS1 DS2 DS3 DS4 DS5
Sd(Ty) [cm]50454035302520151050
Pro
babili
ty o
f exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA [g]21.81.61.41.210.80.60.40.20
Pro
babili
ty o
f exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
(a) (b)
Fig. 5.4 (a) Original Kappos et al. (2006), RC1-HR-HC (b) harmonized Kappos et al.
(2006), RC1-HR-HC
5.1.4 PGV to PGA
The peak ground velocity is widely used for a considerable variety of engineering
applications and some of the reviewed fragility functions are based on the PGV. Bommer
and Alarcon (2006) found that there is a good correlation between PGV and Sa(0.5). Based
on this finding they proposed the following equation that has been implemented in the tool:
20
]/)[5.0(]/[
2smSascmPGV ? (1.61)
It is possible to convert PGV into Sa(0.5) and then, following the procedure described in
Section 5.1.2, it is possible to estimate PGA.
5.2 LIMIT STATES
As explained in Section 2.5, in the reviewed papers a different number of limit states can be
found in accordance with the damage scale used or in accordance with the decisions of the
authors. For the comparison of fragility functions, the same number of limit states is needed.
It is believed that using two limit states is the simplest way of harmonising the limit states for
large number of fragility functions as nearly all sets of fragility functions already have these
two thresholds (yielding and collapse). Moreover, some curves have only these two limit
states. The selection and the identification of the limit states can be based on the results of
experiments, engineering judgment or experience from previous earthquake. When the limit
state is defined quantitatively with terms such as “moderate damage” or “extensive damage”
it becomes difficult to compare the functions from different studies; such comparison is
slightly more straightforward for the threshold to yielding and collapse. It is possible to say
that the yielding limit state will almost always be either the first or the second curve whilst the
collapse limit state is usually the last curve in the set.
The proposed tool allows functions to be harmonised also with regards to the number of limit
states. In the ‘Harmonize function’ window (see Fig. 5.1) it is possible to assign the original
limit states of the fragility function set to the yielding and collapse limit states. For instance, if
Harmonisation of European Fragility Functions
62
three limit states are considered (LS1, LS2 and LS3), the user can decide to assign LS1 to
yielding and LS3 to collapse. Otherwise, he/she can also decide to assign a mean between
LS1 and LS2 to yielding limit states. In Fig. 5.5, the Settings window of the tool that presents
the Damage scale is shown. In this window the user can change the number and the name
of the limit states.
Fig. 5.5 Settings (Damage scale conversions) – Syner-G Fragility Function Manager
In the following figure, an example of a fragility function set with five limit states and its
harmonized set is shown. In this case, the tool converts Sd(Ty) into PGA and then it
harmonizes the number of limit states. The yielding is assigned to ‘DS1’ and collapse is
assigned to ‘DS5’. The fragility function set shown in the figure refers to a reinforced
concrete building, high rise and constructed with a high code design.
DS1 DS2 DS3 DS4 DS5
Sd(Ty) [cm]50454035302520151050
Pro
babili
ty o
f exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Yielding Collapse
PGA [g]2.4152.1461.8781.611.3411.0730.8050.5370.2680
Pro
bab
ility
of
exc
ee
dan
ce
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
(a) (b)
Fig. 5.6 (a) Original Kappos et al. (2006) (b) harmonized Kappos et al. (2006)
5.3 BUILDING TYPOLOGY
As described in Section 4.2, a taxonomy for European buildings has been derived in this
project. This taxonomy has been assigned to all of the fragility functions presented in
Harmonisation of European Fragility Functions
63
Appendix A. The fragility functions for a given taxonomical description can then be filtered
using the Syner-G Fragility Function Tool, which has been carried out for the comparison of
the functions, as described in the following chapter.
One main class of reinforced concrete structures has been selected to compare curves and
subsequently to calculate the fragility function that represents the mean of the fragilities as a
demonstration: reinforced concrete with moment resisting frame buildings. A project has
been created to consider this main class and sub-projects have been developed to group the
structures taking into account the height level, the code level, the cladding and the detailing.
In Fig. 5.7, the developed projects are shown. Each column represents a different level of
detail. This way, the user can choose to compare fragility functions taking into account
different levels of information. For instance, it should be possible to compare all the available
fragility functions sets concerning reinforced concrete with moment resisting frame building
with low rise or all the available fragility functions sets concerning reinforced concrete with
moment resisting frame building with low rise, seismically designed, bare and ductile. In Fig.
5.8, the chart concerning the reinforced concrete buildings with dual system is also shown as
example.
It has to be noted that to implement the tree reported in Fig. 5.7 some studied fragility
functions have been removed due to the non-comparability with the other curves. First at all,
all the fragility functions based on the Sd(TLS) cannot be included in the analyses due to the
fact that it was not possible to convert them into PGA which is the reference intensity
measure type. Then, for what concerns reinforced concrete with moment resisting frame
buildings, the 3 fragility functions of Rossetto and Elnashai (2003) and the 1 fragility curve of
Dumova-Jovanoska (2000) have been removed. The former has been deleted because the
curves refer to a very generic reinforced concrete buildings, while the latter is based on MMI
and it has been noted that converting fragility functions based on macroseismic intensity to
PGA with the conversion equations described in Section 5.1.1 leads to results that are very
distant from the mean of the others curves. This is due to different factors such as the
uncertainty in the relationships between PGA and macroseismic intensity and the limitation
about the use of the conversion equations (e.g. range of the intensity measure).
Observing Fig. 5.7 it is of immediate comprehension to understand which are the model
building types that have to be analysed in the future research developments. In fact, there
are some classes that are represented by very few fragility curves (sometimes just one
fragility function) and for this reason it is not possible to conduct a critical review and an
exhaustive study of the uncertainties.
In Section 6.2 the comparison of some of these curves is reported and two different methods
to calculate the dispersion of the curves are presented. It has to be mentioned that the
created sub-projects contain the building classes that can be developed with the available
fragility functions set that are currently provided with the Syner-G Fragility Function Manager
tool as an output of this deliverable and they do not represent all the possible combinations
of building classes.
Harmonisation of European Fragility Functions
64
Fig. 5.7 Flow chart for a Reinforced Concrete with Moment Resisting Frame building
class. In the blue brackets the number of fragility functions sets concerning the
project is reported.
FRM and
material Height Level Code Level Detailing Cladding
MRF/C/RC
[78]
Non ductile [2]
Bare [4]
Non
seismically
designed [8]
Ductile [6]
Non ductile[8] Seismically
designed [17]
Bare [14]
Regular infill
vertically [3] Non ductile[3]
Low rise [25]
Non ductile[6]
Non ductile[3]
Non ductile[3]
Bare [6]
Regular infill
vertically [3]
Irregular infill
vertically [3]
Non
seismically
designed [12]
Ductile [6]
Non ductile [9]
Non ductile [4]
Bare [15]
Regular infill
vertically [4]
Irregular infill
vertically [1]
Seismically
designed [20]
Mid rise [32]
Non ductile[3] Bare [3]
Non
seismically
designed [7]
Ductile [7]
Non ductile[7] Bare [14]
Seismically
designed [14]
High rise[21]
Non ductile [4]
Regular infill
vertically [2]
Irregular infill
vertically [2] Non ductile [2]
Non ductile [1]
Regular infill
vertically [2] Non ductile[2]
Non ductile[2] Irregular infill
vertically [2]
Harmonisation of European Fragility Functions
65
Fig. 5.8 Flow chart for a Reinforced Concrete with Dual System building class. In the
blue brackets the number of fragility functions sets concerning the project is
reported.
MRF/W/C/RC
Low Rise
Mid Rise
High Rise
Seismically
Designed
Seismically
Designed
Bare
Bare
Bare
Regular
infill
vertically
Regular
infill
vertically
Irregular
infill
vertically
Ductile
Ductile
Ductile
Non ductile
Non ductile
Non ductile
Non ductile
Non ductile
FRM and
material Height Level Code Level Detailing Cladding
[39]
[7]
[15]
[19]
[12]
[4]
[5]
[9]
[8]
[10]
[3]
[3]
[3]
[5]
[7]
[6]
[6]
[7]
Seismically
Designed
[7]
Ductile
[3]
Ductile
[5]
[16]
Regular
infill
vertically
[9]
[7]
Ductile
Ductile
Non ductile
[6]
[6]
[5]
[5] Non ductile
Non Seismically
Designed [3]
Non Seismically
Designed [3]
Comparison of Fragility Functions for European RC Buildings
67
6 Comparison of Fragility Functions for
European RC Buildings
6.1 COMPARISON OF FRAGILITY FUNCTIONS
The aim of this Chapter is to look at how fragility functions from the numerous existing
studies presented in Appendix A compare. The Syner-G Fragility Function Manager has
been used to filter the fragility functions for a given taxonomy of buildings, and then they
have been harmonised using the procedures described in Chapter 5.
The following figures show the variation in the fragility functions for this class of buildings at
the yield and collapse limit states.
(a) (b)
Fig. 6.1(a) Yield limit state and (b) collapse limit state harmonised fragility functions
for a reinforced concrete with moment resisting frame buildings, mid rise model
building type
Two methods are presented herein to calculate the mean and uncertainty of the various
curves presented. The second approach has been selected to define a mean curve (and the
dispersion) for each model building type because it assumes lognormal functions to describe
the fragility of a class of buildings, which will simplify the simulation analyses in the Syner-G
software. Some examples of the mean curves are reported.
Comparison of Fragility Functions for European RC Buildings
68
6.1.1 Calculation of mean and variability in fragility functions: first approach
As can be seen from Fig. 6.1a and Fig. 6.1b, the scatter of the results is quite large and
therefore, computing a mean or median curve would not be enough to represent the possible
variation of fragility for a given typology of buildings (especially when the taxonomical
description is broad). Hence, 10% and 90% confidence intervals have been calculated.
Since the uncertainty varies greatly along the x axis, the above continuous functions were
discretised for a large number of intensity measure levels and for each level, a probabilistic
distribution was adjusted based on the dispersion of the probabilities of exceedance of each
curve. The following figure shows the distribution of probability of exceedance for a given
IML:
Fig. 6.2 Dispersion of probability of exceedance for a given IML
The following figure shows some of the distributions that were used to represent the
cumulative probability function of the set of values presented in the previous figure. Although
only the results for a given IML are being presented here, this procedure was repeated
systematically for each level of intensity.
Fig. 6.3 Comparison of several probabilistic distributions with the observed data
Comparison of Fragility Functions for European RC Buildings
69
In order to better understand which type of distribution provides a best fit to the data, a
parameter was computed (“log likelihood1”) that represents a quantitative measure of this
aspect. The following table contains the results for this specific example:
Table 6.1 Log likelihood parameter per probabilistic distribution
Distribution Normal Lognormal Weibull Exponential Beta Gamma
Log likelihood
14,31 13,20 16,81 -13,83 45,52 13,61
"
The Beta distribution proved to give better results for all intensity measure levels. Hence, the
parameters A and B of this distribution were computed for each intensity measure level and
using an inverse cumulative beta function, the 10% and 90% confidence intervals were
computed. The following figures presents these results:
"( a )""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""
( b )"
Fig. 6.4 Mean, median, 10% and 90% confidence intervals for (a) limit state yielding
curve and (b) limit state collapse curve
6.1.2 Calculation of mean and variability in fragility functions: second approach
As it is shown in Fig. 6.5 (Bradley 2010), it has been possible to quantify a mean ±one or
more standard deviation fragilities to describe a class of buildings. The epistemic uncertainty
in the fragility function can also be computed. Fig. 6.5a and Fig. 6.5b report histograms of
the median and dispersion values obtained for each of the individual fragility functions. This
way, it is possible to define also the uncertainty in the median and dispersion values using
the coefficient of variation. In addition of these information, Fig. 6.5c shows that there is a
correlation between the uncertainty in the median and dispersion. Finally, Fig. 6.5d shows
1For further information on this parameter, seewww.mathworks.com/help/toolbox/stats/mle.html
Comparison of Fragility Functions for European RC Buildings
70
the individual fragility functions and the mean±one standard deviation fragilities. For each of
the model building types identified within this project, the mean fragility functions and the
median and standard deviation values together with their coefficients of variation have been
computed and they are shown in the following section.
Fig. 6.5(a) Histogram of median values (b) histogram of dispersion values (c)
correlation between median and dispersion and (d) individual and mean ± one
standard deviation fragilities [from Bradley (2010)]
Plotting different combinations of the computed parameters (mean of logarithmic mean,
standard deviation of the logarithmic mean, mean of the logarithmic standard deviation,
standard deviation of the logarithmic standard deviation), it is possible to observe a
correlation between them (Fig. 6.6). Based on the distribution of the parameters, a
correlation coefficient matrix can be computed as the one shown in Table 6.2.
Table 6.2 Correlation coefficient matrix
o1 u1 o2 u2
o1 1 -0.302 0.642 -0.098
u1 1 0.053 0.710
o2 1 0.209
u2 symmetric
1
Comparison of Fragility Functions for European RC Buildings
71
Fig. 6.6 Correlation between the individual fragility functions parameters
6.2 EXAMPLES OF PROPOSED FRAGILITIES
As described in Section 5.3, some projects have been created to divide the available fragility
functions sets in classes where the same model building type can be analysed, harmonized
and compared. In the following, four examples are described to show in detail the capability
of the tool and the comparison between different literature studies. The selected examples
going from a lower level of detail (reinforced concrete building with mid rise) to a higher level
of detail (reinforced concrete building with mid rise, seismically designed, bare and non
ductile).
6.2.1 Reinforced concrete with moment resisting frame buildings, mid rise
Starting from the considerable amount of fragility functions sets stored in the Syner-G
Fragility Function Manager tool and filtering the sets using the Syner-G taxonomy boxes, the
MRF/C/RC/X/X/X/X/X/X/MR/X class has been chosen and 32 sets have been selected.
Once the project has been saved (MRF-C-RC-MidRise.sgp’), the Harmonize module has
been used to harmonize all the sets. This way, 32 sets with two limit states (yielding and
collapse) and the same intensity measure type of reference (PGA) have been created. Fig.
6.7a and Fig. 6.7b show the comparison of the yield limit state and the comparison of the
collapse limit states, respectively.
Comparison of Fragility Functions for European RC Buildings
72
(a) (b)
Fig. 6.7 (a) Yield limit state and (b) collapse limit state harmonised fragility functions
for a reinforced concrete with moment resisting frame buildings, mid rise model
building type
Currently a separate tool has then be used to calculate the mean and the coefficient of
variation of the logarithmic mean and logarithmic standard deviation values of the curves,
but this will eventually be integrated into the Syner-G Fragility Function Manager. In Fig. 6.8
the mean curve and the individual fragility functions are shown and in Table 6.3 the mean
and coefficient of variation (CoV) of the lognormal parameters of the fragility functions (i.e.
logarithmic mean and logarithmic standard deviation) are reported. The correspondent
correlation coefficient matrix is reported in Table 6.4.
(a) (b)
Fig. 6.8 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve
for reinforced concrete with moment resisting frame buildings, mid rise model
building type
Comparison of Fragility Functions for European RC Buildings
73
Table 6.3 Mean and CoV of the lognormal fragility parameters for reinforced concrete
with moment resisting frame buildings, mid rise model building type
Reinforced Concrete – Mid Rise
Yielding Collapse
Logarithmic Mean
Logarithmic Standard Deviation
Logarithmic Mean
Logarithmic Standard Deviation
Mean -1.853 0.481 -0.879 0.452
CoV (%) 26 19 48 23
Table 6.4 Correlation coefficient matrix for reinforced concrete with moment resisting
frame buildings, mid rise model building type
o1 u1 o2 u2
o1 1 0.116 0.537 0.272
u1 0.116 1 0.278 0.008
o2 0.537 0.278 1 -0.109
u2 0.272 0.008 -0.109 1
6.2.2 Reinforced concrete with moment resisting frame buildings, mid rise,
seismically designed
Starting from the considerable amount of fragility functions sets stored in the Syner-G
Fragility Function Manager tool and filtering the sets using the Syner-G taxonomy boxes, the
MRF/C/RC/X/X/X/X/X/X/MR/C class has been chosen and 20 sets have been selected.
Once the project has been saved (MRF-C-RC-MiRise-DesignedCode’), the followed
procedure is the same of the one described in Section 6.2.1. Fig. 6.9a and Fig. 6.9b show
the comparison of the yield limit state and the comparison of the collapse limit states,
respectively.
Comparison of Fragility Functions for European RC Buildings
74
(a) (b)
Fig. 6.9 (a) Yield limit state and (b) collapse limit state harmonised fragility functions
for a reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed model building type
In the following figure the mean curve and the individual fragility functions are shown and in
Table 6.5 the mean and coefficient of variation (CoV) of the lognormal parameters of the
fragility functions (i.e. logarithmic mean and logarithmic standard deviation) are shown. The
correspondent correlation coefficient matrix is reported in Table 6.6.
(a) (b)
Fig. 6.10 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve
for reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed model building type
Comparison of Fragility Functions for European RC Buildings
75
Table 6.5 Mean and CoV of the lognormal fragility parameters for reinforced concrete
with moment resisting frame buildings, mid rise, seismically designed model building
type
Reinforced Concrete – Mid Rise, Seismically Designed
Yielding Collapse
Logarithmic Mean
Logarithmic Standard Deviation
Logarithmic Mean
Logarithmic Standard Deviation
Mean -1.876 0.476 -0.738 0.430
CoV (%) 28 21 67 28
Table 6.6 Correlation coefficient matrix for reinforced concrete with moment resisting
frame buildings, mid rise, seismically designed model building type
o1 u1 o2 u2
o1 1 0.152 0.386 0.094
u1 0.152 1 0.371 0.354
o2 0.386 0.371 1 -0.279
u2 0.094 0.354 -0.279 1
6.2.3 Reinforced concrete with moment resisting frame buildings, mid rise,
seismically designed, bare
Starting from the considerable amount of fragility functions sets stored in the Syner-G
Fragility Function Manager tool and filtering the sets using the Syner-G taxonomy boxes, the
MRF/C/RC/X/X/B/X/X/X/MR/C class has been chosen and 15 sets have been selected.
Once the project has been saved (MRF-C-RC-MiRise-DesignedCode-Bare’), the followed
procedure is the same of the one described in Section 6.2.1. Fig. 6.11a and Fig. 6.11b show
the comparison of the yield limit state and the comparison of the collapse limit states,
respectively.
Comparison of Fragility Functions for European RC Buildings
76
(a) (b)
Fig. 6.11 (a) Yield limit state and (b) collapse limit state harmonised fragility functions
for a reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare model building type
In the following figure the mean curve and the individual fragility functions are shown and in
Table 6.7 the mean and coefficient of variation (CoV) of the lognormal parameters of the
fragility functions (i.e. logarithmic mean and logarithmic standard deviation) are shown. The
correspondent correlation coefficient matrix is reported in Table 6.8.
(a) (b)
Fig. 6.12 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve
for reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare model building type
Comparison of Fragility Functions for European RC Buildings
77
Table 6.7 Mean and CoV of the lognormal fragility parameters for reinforced concrete
with moment resisting frame buildings, mid rise, seismically designed, bare model
building type
Reinforced Concrete – Mid Rise, Seismically Designed, Bare
Yielding Collapse
Logarithmic Mean
Logarithmic Standard Deviation
Logarithmic Mean
Logarithmic Standard Deviation
Mean -1.939 0.458 -0.821 0.452
CoV (%) 28 23 64 25
Table 6.8 Correlation coefficient matrix for reinforced concrete with moment resisting
frame buildings, mid rise, seismically designed, bare model building type
o1 u1 o2 u2
o1 1 0.189 0.504 -0.041
u1 0.189 1 0.276 0.723
o2 0.504 0.276 1 -0.089
u2 -0.041 0.723 -0.089 1
6.2.4 Reinforced concrete with moment resisting frame buildings, mid rise,
seismically designed, bare, non ductile
Starting from the considerable amount of fragility functions sets stored in the Syner-G
Fragility Function Manager tool and filtering the sets using the Syner-G taxonomy boxes, the
MRF/C/RC/X/X/B/ND/X/X/MR/C class has been chosen and 9 sets have been selected.
Once the project has been saved (MRF-C-RC-MiRise-DesignedCode-
Bare_Nonductile.sgp’), the followed procedure is the same of the one described in Section
6.2.1. Fig. 6.13a and Fig. 6.13b show the comparison of the yield limit state and the
comparison of the collapse limit states, respectively.
Comparison of Fragility Functions for European RC Buildings
78
(a) (b)
Fig. 6.13 (a) Yield limit state and (b) collapse limit state harmonised fragility functions
for a reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare, non ductile model building type
In the following figure the mean curve and the individual fragility functions are shown and in
Table 6.9 the mean and coefficient of variation (CoV) of the lognormal parameters of the
fragility functions (i.e. logarithmic mean and logarithmic standard deviation) are shown. The
correspondent correlation coefficient matrix is reported in Table 6.10.
(a) (b)
Fig. 6.14 Mean curve for (a) limit state yielding curve and (b) limit state collapse curve
for reinforced concrete with moment resisting frame buildings, mid rise, seismically
designed, bare, non ductile model building type
Comparison of Fragility Functions for European RC Buildings
79
Table 6.9 Mean and CoV of the lognormal fragility parameters for reinforced concrete
with moment resisting frame buildings, mid rise, seismically designed, bare non
ductile model building type
Reinforced Concrete – Mid Rise, Seismically Designed, Bare and Non Ductile
Yielding Collapse
Logarithmic Mean
Logarithmic Standard Deviation
Logarithmic Mean
Logarithmic Standard Deviation
Mean -1.832 0.474 -1.091 0.485
CoV (%) 33 21 48 24
Table 6.10 Correlation coefficient matrix for reinforced concrete with moment
resisting frame buildings, mid rise, seismically designed, bare non ductile model
building type
o1 u1 o2 u2
o1 1 0.158 0.783 0.033
u1 0.158 1 0.118 0.614
o2 0.783 0.118 1 -0.453
u2 0.033 0.614 -0.453 1
Conclusion
81
7 Conclusions
A number of studies related to the fragility of buildings have been reviewed in this task of the
project and the fragility functions have been stored in a tool able to collect, harmonize and
compare them. Thanks to this literature review the identification of the main reinforced
concrete building classes in Europe has been obtained and the key parameters that affect
their fragility have been identified and used to propose a new taxonomy. The application of
the Syner-G taxonomy proposed in the project to all existing functions has allowed the
fragility functions to be grouped together and directly compared. Furthermore, based on the
aforementioned grouping, a set of mean fragility functions, with associated uncertainty and
correlation coefficient matrix, for a number of reinforced concrete typologies have been
proposed.
Though there are different typologies of reinforced concrete structures, the majority of
fragility studies have been made through studying bare moment resisting frame buildings.
For this reason, it has been possible to propose a set of fragility functions for this main class
of buildings and some of its sub-classes. It has to be noted that a number of fragility
functions have been removed from the comparison for a number of reasons, which can be
assigned to “expert opinion”. For example, it has been noted that converting fragility
functions based on macroseismic intensity to PGA with the conversion equations described
in Section 5.1.1 leads to results that are very distant from the mean of the others curves.
This is due to different factors such as the uncertainty in the relationships between PGA and
macroseismic intensity and the limitation about the use of the conversion equations (e.g.
range of the intensity measure for which they are applicable). Moreover, all the fragility
curves based on the spectral displacement corresponding to a specific limit state (Sd(TLS))
could not be used in the comparison due to the fact that it was not possible to harmonize
these functions converting Sd(TLS) to PGA. Notwithstanding that, all the sets of fragility
functions have been stored in the tool and they can be further investigated by users of the
Fragility Function Manager.
To conclude, the efforts undertaken herein to analyze a consistent number of fragility
functions have been useful to understand the gaps that exist in research and that need to be
filled with future research. In particular, fragility functions for high rise MRF with seismic
design and infills were not identified in the review, and frame-wall structures without seismic
design were much less common than their seismically designed counterparts. The reason
for the reduced number of studies is likely to be related to the lower frequency of these
building typologies in Europe, but it is nevertheless suggested that Figure 5.7 and Figure 5.8
could provide some guidance on where to focus fragility function efforts in the future.
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83
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Priestley, M.J.N., G.M. Calvi and M.J. Kowalsky. 2007. Displacement-based seismic design
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Polese M., G. M. Verderame, C. Mariniello, I. Iervolino & G. Manfredi. 2008. Vulnerability
analysis for gravity load designed RC buildings in Naples – Italy. Journal of Earthquake
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Restrepo-Velez, L.F., and G. Magenes. 2004. Simplified procedure for the seismic risk
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RISK-UE. 2001-2004. An Advanced approach to earthquake risk scenarios with applications
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Rota M., A. Penna, C.L. Strobbia. 2008. Processing Italian damage data to derive typological
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Sarabandi P., D. Pachakis, S. King & A. Kiremidjian. 2004. Empirical fragility functions from
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Scott, M.H., and G.L. Fenves. 2006. Plastic hinge integration methods for force-based
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SEOAC. 1995. Performance based seismic engineering of buildings (Vision 2000). Structural
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Shah S.K.A. 2009. Review of stiffness-based index for infilled RC frame. MSc dissertation,
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Sorensen M.B., D. Stromeyer and G. Grunthal. 2008. Estimation of macroseismic intensity –
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Tsionis G., A. Papailia, M.N. Fardis. 2011. Analytical Fragility Functions for Reinforced
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Vacareanu R., R. Radoi, C. Negulescu. & A. Aldea. 2004. Seismic vulnerability of RC
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87
Appendix A
A Review forms
AhmadEtAl2010-RC
Reference Ahmad N., H. Crowley, R. Pinho. 2011. Analytical Fragility Functions for Reinforced
Concrete and Masonry Buildings and Buildings Aggregates of Euro-Mediterranean
Regions – UPAV methodology. Internal Report, Syner-G Project 2009/2012.
Region of
applicability
Euro-Mediterranean Regions (Greek, Italy, Turkey)
Element at risk Buildings
Typology of
element at risk
considered
RC frame structures (Regular and Irregular) – Low Rise – 2 Storey
RC frame structures (Regular and Irregular) – Mid Rise– 5 Storey
RC frame structures (Regular and Irregular) – High Rise– 8 Storey
Syner-G
Taxonomy
MRF/C/RC/R/R/B-X/ND/R-RC/X-X/LR-2/X
MRF/C/RC/IR/R/B-X/ND/R-RC/X-X/LR-2/X
MRF/C/RC/R/R/B-X/D/R-RC/X-X/LR-2/X
MRF/C/RC/IR/R/B-X/D/R-RC/X-X/LR-2/X
MRF/C/RC/R/R/B-X/ND/R-RC/X-X/MR-5/X
MRF/C/RC/IR/R/B-X/ND/R-RC/X-X/MR-5/X
MRF/C/RC/R/R/B-X/D/R-RC/X-X/MR-5/X
MRF/C/RC/IR/R/B-X/D/R-RC/X-X/MR-5/X
MRF/C/RC/R/R/B-X/ND/R-RC/X-X/HR-8/X
MRF/C/RC/IR/R/B-X/ND/R-RC/X-X/HR-8/X
MRF/C/RC/R/R/B-X/D/R-RC/X-X/HR-8/X
MRF/C/RC/IR/R/B-X/D/R-RC/X-X/HR-8/X
Sample data Buildings: 400 sample reinforced concrete buildings from a given class (say Low Rise). Prototype buildings
designed to simulate the existing Euro-Mediterranean buildings (Greece, Italy, Turkey in particular) analyzed
dynamically to derive equivalent static SDOF system using NLTHA. Mainly the limit state secant period and
displacement capacity models are developed.
Seismic Hazard: 10natural accelerograms from USA and IBC-2006 rock spectra (for fragility derivation)
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
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88
‚ Complete
Intensity
Measure Type
Sd(TLS) [m] and PGA [g]
Fragility Function
Parameters
Lognormal distribution
IMT = Sd(TLS) [m]
Slight Moderate Extensive Complete Nonductile
Regular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.016 0.004 0.021 0.006 0.039 0.017 0.059 0.028
Mid-Rise 0.030 0.008 0.039 0.013 0.057 0.022 0.076 0.034
High-Rise 0.044 0.011 0.060 0.020 0.076 0.028 0.096 0.040
IMT = Sd(TLS) [m]
Slight Moderate Extensive Complete Nonductile
Irregular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.016 0.004 0.022 0.008 0.045 0.020 0.068 0.034
Mid-Rise 0.030 0.008 0.041 0.015 0.063 0.026 0.086 0.042
High-Rise 0.045 0.012 0.062 0.022 0.083 0.032 0.106 0.046
IMT = Sd(TLS) [m]
Slight Moderate Extensive Complete Ductile
Regular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.016 0.004 0.021 0.006 0.039 0.017 0.111 0.063
Mid-Rise 0.030 0.008 0.039 0.013 0.057 0.023 0.130 0.069
High-Rise 0.044 0.011 0.059 0.019 0.075 0.028 0.148 0.072
IMT = Sd(TLS) [m]
Slight Moderate Extensive Complete Ductile
Irregular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.016 0.004 0.022 0.008 0.045 0.020 0.130 0.077
Mid-Rise 0.030 0.008 0.041 0.015 0.063 0.027 0.150 0.085
High-Rise 0.044 0.012 0.062 0.022 0.083 0.032 0.168 0.089
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89
IMT = PGA [g]
Slight Moderate Extensive Complete Nonductile
Regular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.090 0.031 0.130 0.060 0.263 0.101 0.350 0.132
Mid-Rise 0.085 0.028 0.122 0.055 0.187 0.077 0.235 0.093
High-Rise 0.080 0.027 0.112 0.050 0.153 0.066 0.187 0.077
IMT = PGA [g]
Slight Moderate Extensive Complete Nonductile
Irregular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.090 0.031 0.132 0.063 0.277 0.110 0.368 0.143
Mid-Rise 0.085 0.029 0.124 0.058 0.196 0.083 0.250 0.101
High-Rise 0.080 0.027 0.116 0.053 0.165 0.072 0.203 0.084
IMT = PGA [g]
Slight Moderate Extensive Complete Ductile
Regular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.090 0.031 0.130 0.060 0.262 0.100 0.517 0.192
Mid-Rise 0.085 0.028 0.121 0.052 0.185 0.075 0.328 0.123
High-Rise 0.080 0.027 0.113 0.051 0.154 0.067 0.260 0.102
IMT = PGA [g]
Slight Moderate Extensive Complete Ductile
Irregular Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Low-Rise 0.090 0.031 0.132 0.063 0.275 0.110 0.542 0.210
Mid-Rise 0.085 0.028 0.125 0.058 0.196 0.084 0.355 0.139
High-Rise 0.080 0.027 0.116 0.054 0.163 0.072 0.280 0.113
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Uncertainty Uncertainties in lateral stiffness, strength, and damage limit states are expressed by using controlled Monte
Carlo simulations. The possibility of beam-sway and column-sway structures are considered within each
building class which are identified for assessment using the flexibility-based sway index. On the other hand,
large number of randomly generated linear displacement response spectra are used for the derivation of
fragility functions.
Comments The considered building stock represents the Euro-Mediterranean buildings in general and Greek, Italian and
Turkish building stock in particular.
Review Forms
93
AkkarEtAl2005
Reference S. Akkar, H. Sucuoglu, & A. Yakut, “Displacement-based fragility functions for low- and mid-rise
ordinary concrete buildings”, Earthquake Spectra 21(4), 901-927, 2005
Region of applicability Turkey
Element at risk Buildings
Typology of element at
risk considered
RC frame structures – Low Rise – low level seismic design (1975 Turkish Seismic Code)
RC frame structures – Mid Rise – low level seismic design (1975 Turkish Seismic Code)
Syner-G Taxonomy MRF/C/RC/X/X/RI-FB/ND/X-X/X-X/LR-2/MC
MRF/C/RC/X/X/RI-FB/ND/X-X/X-X/LR-3/MC
MRF/C/RC/X/X/RI-FB/ND/X-X/X-X/MR-4/MC
MRF/C/RC/X/X/RI-FB/ND/X-X/X-X/MR-5/LC
Sample data Buildings: 32 sample reinforced concrete buildings from two to five-story. Real buildings in Duzce
Seismic Hazard: 82 recorded accelerograms from Turkey and USA
Methodology Analytical – Nonlinear Dynamic
Damage States Four damage states are considered:
‚ No damage
‚ Light
‚ Moderate
‚ Severe
Intensity Measure Type PGV [cm/s]
Fragility Function
Parameters
Lognormal distribution
IMT = PGV [cm/s]
Light Moderate Severe
Mean Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
RC – 2 storeys 17.036 10.123 78.069 21.401 118.000 52.000
RC – 3 storeys 15.986 9.492 75.083 25.399 99.000 36.100
RC – 4 storeys 14.212 8.027 59.589 23.642 75.670 19.151
RC – 5 storeys 13.042 8.692 49.035 19.327 65.712 19.932
Figures
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Uncertainty Uncertainties in lateral stiffness, strength and damage limit states are expressed by using statistical
distribution. On the other hand, using a set of 82 strong ground motions spanning a broad range of
intensity incorporates randomness of seismic excitations.
Comments Almost 75% of approximately one million buildings in Istanbul are in this category.
Review Forms
95
BorziEtAl2007
Reference B Borzi, R. Pinho, H. Crowley, “SP-BELA: un metodo meccanico per la definizione della vulnerabilità
basato su analisi pushover semplificate”, ANIDIS, Pisa, 2007 (in italian)
Region of
applicability
Italy
Element at risk Buildings
Typology of element
at risk considered
Reinforced Concrete Buildings: non-seismically designed and seismically designed (c=5%, c=7.5%,
c=10%, c=12.5%)
Syner-G Taxonomy MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/LR-2/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/MR-4/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/HR-8/NC
MRF/C/RC-ASC-HY/R/R/B-X/ND/X-X/X-X/LR-2/LC
MRF/C/RC-ASC-HY/R/R/B-X/ND/X-X/X-X/MR-4/LC
MRF/C/RC-ASC-HR/R/R/B-X/ND/X-X/X-X/HR-8/LC
Sample data Buildings: Random population of buildings is generated using Monte Carlo simulation where random
variables are used to describe the geometry and the material properties of the structures.
Methodology Analytical – Nonlinear Static
Damage States Four damage states are considered:
‚ No damage
‚ LS1
‚ LS2
‚ LS3
Intensity Measure
Type
PGA [g]
Fragility Function
Parameters
Lognormal Distribution
IMT = PGA [g]
Non-Seismically Designed
LS1 LS2 LS3
Mean StDev Mean StDev Mean StDev
2 storeys 0.15 0.08 0.27 0.15 0.33 0.17
4 storeys 0.17 0.08 0.32 0.17 0.38 0.20
8 storeys 0.23 0.12 0.48 0.27 0.57 0.33
Seismically Designed (Lateral force = 5%)
LS1 LS2 LS3
Mean StDev Mean Mean StDev Mean
2 storeys 0.17 0.08 0.28 0.14 0.35 0.18
4 storeys 0.23 0.11 0.35 0.20 0.42 0.24
8 storeys 0.33 0.17 0.62 0.34 0.80 0.44
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96
Seismically Designed (Lateral force = 7.5%)
LS1 LS2 LS3
Mean StDev Mean Mean StDev Mean
2 storeys 0.18 0.09 0.30 0.15 0.37 0.19
4 storeys 0.27 0.15 0.41 0.22 0.49 0.27
8 storeys 0.38 0.21 0.62 0.34 0.77 0.45
Seismically Designed (Lateral force = 10%)
LS1 LS2 LS3
Mean StDev Mean Mean StDev Mean
2 storeys 0.20 0.10 0.34 0.19 0.41 0.22
4 storeys 0.31 0.17 0.46 0.25 0.54 0.29
8 storeys 0.40 0.19 0.57 0.30 0.67 0.35
Seismically Designed (Lateral force = 12.5%)
LS1 LS2 LS3
Mean StDev Mean Mean StDev Mean
2 storeys 0.23 0.12 0.38 0.20 0.46 0.23
4 storeys 0.33 0.16 0.49 0.27 0.55 0.28
8 storeys 0.42 0.22 0.53 0.28 0.60 0.32
Figures
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Uncertainty The uncertainty in the geometric and material properties are accounted for in the methodology.
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BorziEtAl2008
Reference B. Borzi, H. Crowley, R. Pinho, “The influence of infill panels on vulnerability curves for RC buildings”,
Proceedings of the 14th World Conference on Earthquake Engineering, Beijing, China, 2008.
Region of
applicability
Italy
Element at risk Buildings
Typology of element
at risk considered
Reinforced Concrete Buildings: non-seismically designed and seismically designed (c=10%). Bare frame
buildings, regularly infilled buildings and irregularly infilled buildings (pilotis).
Syner-G Taxonomy MRF/C/RC-ASC-HY/R/R/RI-FB/ND/X-X/X-X/MR-4/NC
MRF/C/RC-ASC-HY/R/R/IRI-FB-P/ND/X-X/X-X/MR-4/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/MR-4/NC
MRF/C/RC-ASC-HY/R/R/RI-FB/ND/X-X/X-X/MR-4/LC
MRF/C/RC-ASC-HY/R/R/IRI-FB-P/X/X-X/X-X/MR-4/LC
MRF/C/RC-ASC-HY/R/R/B-X/ND/X-X/X-X/MR-4/LC
Sample data Random population of buildings is generated using Monte Carlo simulation where random variables are
used to describe the geometry and the material properties of the structures.
Methodology Analytical – Nonlinear Static
Damage States Four damage states are considered:
‚ No damage
‚ LS1
‚ LS2
‚ LS3
Intensity Measure
Type
PGA [g]
Fragility Function
Parameters
Lognormal Distribution
IMT = PGA [g]
Non-Seismically Designed
LS1 LS2 LS3
Mean StDev Mean StDev Mean StDev
RC4storeys
Infilled 0.21 0.16 0.39 0.23 0.49 0.27
RC4storeys
Pilotis 0.21 0.10 0.34 0.16 0.41 0.19
RC4storeys
Bare 0.18 0.09 0.28 0.14 0.32 0.17
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Seismically Designed, lateral force c=10%
LS1 LS2 LS3
Mean StDev Mean Mean StDev Mean
RC4storeys
Infilled 0.39 0.22 0.49 0.28 0.57 0.32
RC4storeys
Pilotis 0.31 0.15 0.42 0.22 0.48 0.24
RC4storeys
Bare 0.30 0.16 0.43 0.21 0.51 0.25
Figures
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Uncertainty The uncertainty in the geometric and material properties are accounted for in the methodology.
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BorziEtAl2008a
Reference Borzi B., Pinho R., Crowley H., “Simplified pushover-based analysis for large-scale assessment of RC
buildings”, Engineering Structures, 30, 804-820, 2008a.
Region of
applicability
Italy
Element at risk Buildings
Typology of element
at risk considered
Reinforced Concrete Buildings – Non-seismically designed
Syner-G Taxonomy MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/LR-2/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/LR-3/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/MR-4/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/MR-5/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/MR-6/NC
MRF/C/RC-ASC-HY/IR/R/B-X/ND/X-X/X-X/HR-8/NC
Sample data Random population of buildings is generated using Monte Carlo simulation where random variables are
used to describe the geometry and the material properties of the structures.
Methodology Analytical – Nonlinear Static
Damage States Four damage states are considered:
‚ No damage
‚ LS1
‚ LS2
‚ LS3
Intensity Measure
Type
PGA
Fragility Function
Parameters
Lognormal distribution
IMT = PGA [g]
LS1 LS2 LS3
Mean StDev Mean StDev Mean StDev
2storeys 0.15 0.08 0.27 0.15 0.33 0.17
3storeys 0.16 0.08 0.29 0.15 0.36 0.19
4storeys 0.17 0.08 0.32 0.17 0.38 0.20
5storeys 0.18 0.09 0.35 0.19 0.43 0.23
6storeys 0.21 0.12 0.40 0.22 0.47 0.26
8storeys 0.23 0.12 0.48 0.27 0.57 0.33
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Figures
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Uncertainty The uncertainty in the geometric and material properties are accounted for in the methodology.
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DumovaJovanoska2000
Reference E. Dumova-Jovanoska, “Fragility curves for reinforced concrete structures in Skopje
(Macedonia) region”, Soil Dynamics and Earthquake Engineering 19(6), 455-466, 2000
Region of applicability Skopje – Former Yugoslav Republic of Macedonia
Element at risk Buildings
Typology of element at risk
considered
RC frame structures – Mid Rise – Macedonian design code
RC frame structures – High Rise – Macedonian design code
Syner-G Taxonomy MRF/C/RC/R/R/B-X/ND/X-X/X-X/MR-6/LC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/HR-16/LC
Sample data Buildings: Schematic 6-storey and 16-storey frame structures
Seismic Hazard: 240 synthetic time histories were generated
Methodology Analytical – Nonlinear Dynamic
Damage States Five damage states are considered:
‚ No damage
‚ Minor
‚ Moderate
‚ Severe
‚ Collapse
Intensity Measure Type MMI
Fragility Function Parameters Discrete Fragility Function. Both fragility curves and damage probability matrix are provided
Damage probability of exceedance matrix for RC frame structures lower than 10 stories
Damage probability of exceedance matrix
Damage States VII VIII IX X XI
Minor 0 0.91 55.62 91.43 98.44
Moderate 0 0 3.97 77.66 96.41
Severe 0 0 0 29.13 87.85
Collapse 0 0 0 0.34 62.53
Damage probability of exceedance matrix for RC frame structures higher than 10 stories
Damage probability of exceedance matrix
Damage States VII VIII IX X XI
Minor 0 0.11 51.09 88.22 99.56
Moderate 0 0 5.5 69.93 98.88
Severe 0 0 0 10.26 88.87
Collapse 0 0 0 0 33.04
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Figures
Minor Moderate Severe Collapse
MMI
1110987
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Minor Moderate Severe Collapse
MMI
1110987
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Uncertainty Compared with the high uncertainty related to earthquake phenomenon, the random character
of structural parameters can be considered to be of a lower order. This can be justification for
excluding the variation of these parameters within the frames of this investigation.
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ErberikAndElnashai2004
Reference M. A. Erberik & A. S. Elnashai, “Vulnerability analysis of flat slab structures”, 13th World
Conference on Earthquake Engineering, 2004
Region of applicability Mediterranean basin and USA
Element at risk Buildings
Typology of element at risk
considered
Flat-slab RC buildings with masonry infill walls – Mid Rise
Syner-G Taxonomy FS/C/RC-ASC-HY/R/R/RI-X/D/X-X/X-X/MR-5/HC
Sample data Buildings: schematic 5-story flat slab structure designed according to the regulations of ACI 318-
99
Seismic hazard: 10 spectrum-compatible recorded accelerograms
Methodology Analytical – Nonlinear Dynamic
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd (TY) [mm]
Fragility Function Parameters Lognormal distribution
IMT = Sd (Ty) [mm]
Mean Standard
Deviation
Slight 6.948 2.487
Moderate 34.783 9.988
Extensive 48.919 14.029
Complete 69.909 21.164
Figures
Slight Moderate Extensive Complete
Sd(Ty)
76.565.554.543.532.521.510.50
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Uncertainty The yield strength of steel and the compressive strength of concrete have been chosen as the
random variables. In particular, a lognormal distribution is assumed for the yield strength of steel
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(mean= 475 MPa and cov = 6%) and a normal distribution is employed for the variability of
concrete strength (mean= 28 MPa and cov = 15%). To treat uncertainty, Latin Hypercube
Sampling (LHS) Technique is employed.
Comments The developed curves were compared with those in the literature derived for moment-resisting
RC frames. The study concluded that earthquake losses for flat-slab structures are in the same
range as for moment-resisting frames for low limit states, and considerably different at high
damage levels. This is due to the different structural response characteristics of the two
structural forms.
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Erberik2008
Reference M. A. Erberik, “Fragility-based assessment of typical mid-rise and low-rise RC buildings in Turkey”,
Engineering Structures 30(5), 1360-1374, 2008
Region of applicability Turkey
Element at risk Buildings
Typology of element at
risk considered
RC structures – Low Rise – bare frame
RC structures – Low Rise – infilled frame
RC structures – Mid Rise – bare frame
RC structures – Mid Rise – infilled frame
Syner-G Taxonomy MRF/C/RC-LSC/R/R/B-X/ND/X-X/X-X/LR-X/LC
MRF/C/RC-LSC/R/R/RI-FB/ND/X-X/X-X/LR-X/LC
MRF/C/RC-LSC/R/R/B-X/ND/X-X/X-X/MR-X/LC
MRF/C/RC-LSC/R/R/RI-FB/ND/X-X/X-X/MR-X/LC
Sample data Buildings: 28 RC buildings (bare, infilled, low-rise and mid-rise) constructed between 1973 and 1999
extracted from a building database of approximately 500 buildings in Duzce. Number of stories of the
selected buildings ranges from 2 to 6.
Seismic hazard: 100 recorded accelerograms from different parts of the world
Methodology Analytical – Nonlinear Dynamic
Damage States Four Damage States are defined:
‚ No damage
‚ Serviceability (LS1)
‚ Damage control (LS2)
‚ Collapse prevention (LS3)
Intensity Measure Type PGV [cm/s]
Fragility Function
Parameters
Lognormal distribution
IMT = PGV [cm/s]
LR - BR LR - INF MR - BR MR - INF
Mean Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
LS1 25.757 23.778 28.642 25.643 17.122 9.376 18.582 11.100
LS2 60.849 34.964 70.686 41.655 54.095 20.987 60.243 26.278
LS3 85.740 35.065 98.350 35.625 79.831 22.877 87.087 24.462
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Figures
LS1 LS2 LS3
PGV
1009080706050403020100
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RC structures – mid rise – bare frame RC structures – mid rise – infilled frame
Uncertainty Structural variability is taken into account by considering the structural input parameters (period T and
strength ratio j) as random variables, and ground motion uncertainty is taken into account by
selecting a set of records with different characteristics.
Comments Reference fragility curves are generated for different classes of reinforced concrete structures.
Furthermore, the sensitivity of the parameters and techniques involved in the generation process are
investigated: the effect of post-yield to initial stiffness ratio variability (negligible), sampling technique
(negligible), sample size (negligible), limit state variability (significant), degrading hysteretic behaviour
(significant).
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HancilarEtAl2006
Reference U. Hancilar, E. Durukal, G. Franco, G. Deodatis, M. Erdik & A. Smyth,“Probabilistic Vulnerability
Analysis: An Application to A Typical School Building in Istanbul”, 1st European Conference on
Earthquake Engineering and Seismology (1st ECEES), Geneva, Switzerland, 3-8 September
2006. Paper Number: 889.
Region of applicability Istanbul - Turkey
Element at risk Buildings
Typology of element at risk
considered
RC frame with RC shear walls–mid-rise –moderate-code
Syner-G Taxonomy MRF-W/C/RC/X/X/B-X/ND/X-X/X-X/MR-4/LC
Sample data Buildings: 55 public school buildings in Istanbul: 4-storey, rectangular shaped RC moment-
resisting frames with RC shear walls.
Seismic Hazard: 107 horizontal components of real earthquake accelerograms from mostly
Turkey and USA. The distance and magnitude ranges are 0-50 km and 5.8-7.6 respectively.
Methodology Analytical – Nonlinear Dynamic
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type PGA[g]
Fragility Function
Parameters
Lognormal distribution
IMT = PGA [g]
Mean Standard Deviation
Slight 0.148 0.090
Moderate 0.456 0.377
Extensive 1.099 0.812
Collapse 2.216 1.251
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Figures
Slight Moderate Extensive Complete
PGA
1.31.21.110.90.80.70.60.50.40.30.20.10
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Uncertainty Fragility curves account for variation in geometric dimensions, material properties and the angle
of earthquake incidence, and also for the uncertainty in the estimation of seismic mass of the
building.
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HancilarEtAl2007
Reference U., Hancilar, E. Durukal, G. Franco, M. Erdik, G. Deodatis & A. Smyth, “Spectral Displacement-
Based Probabilistic Structural Fragility Analysis of A Standardized Public School Building in
Istanbul”, 8th Pacific Conference on Earthquake Engineering (8th PCEE), Singapore, 5-7
December 2007. Paper Number: 189.
Region of applicability Istanbul - Turkey
Element at risk Buildings
Typology of element at risk
considered
RC frame with RC shear walls – mid-rise – moderate-code
Syner-G Taxonomy MRF-W/C/RC/X/X/B-X/ND/X-X/X-X/MR-4/LC
Sample data Buildings:55 public school buildings in Istanbul: 4-storey, rectangular shaped RC moment-
resisting frames with RC shear walls.
Seismic Hazard: 107 horizontal components of real earthquake accelerograms from mostly
Turkey and USA. The distance and magnitude ranges are 0-50 km and 5.8-7.6 respectively.
Methodology Analytical – Nonlinear Dynamic
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd(Ty) [cm]
Fragility Function Parameters Lognormal distribution
IMT = Sd(Ty) [cm]
o" d"
Slight 1.462 0.770
Moderate 4.147 1.765
Extensive 9.619 4.954
Collapse 20.305 9.104
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Figures
Slight Moderate Extensive Complete
Sd(Ty)
1514131211109876543210
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Uncertainty Fragility curves account for variation in geometric dimensions, material properties and the angle
of earthquake incidence, and also for the uncertainty in the estimation of seismic mass of the
building.
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JeongAndElnashai2007
Reference S.-H. Jeong & A. S. Elnashai, “Probabilistic fragility analysis parameterized by fundamental
response quantities”, Engineering Structures 29(6), 1238-1251, 2007
Region of applicability Worldwide
Element at risk Buildings
Typology of element at risk
considered
RC buildings – High Rise
Syner-G Taxonomy MRF/C/RC-HSC-HY/R/R/B-X/D/X-X/X-X/HR-12/HC
Sample data Buildings: 12 storeys with high ductility
Methodology Analytical – Nonlinear Dynamic
Damage States Three damage states are considered:
‚ No damage
‚ Minor (yield - LS1)
‚ Complete (collapse – LS2)
Intensity Measure Type PGA [g]
Fragility Function Parameters Lognormal distribution
IMT = PGA [g]
Mean Standard
Deviation
LS1 0.163 0.092
LS2 2.190 1.510
Figures
LS1 LS2
PGA
10.90.80.70.60.50.40.30.20.10
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Uncertainty The uncertainty associated with modelling simplifications is quantified by conducting
comparisons between the proposed approach and detailed multi-degree of freedom systems.
Comments Fragility curves for bridges are also shown.
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KapposEtAl2006
Reference A. J. Kappos, G. Panagopoulos, C.Panagiotopoulos, G. Penelis, “A hybrid method for the vulnerability
assessment of R/C and URM buildings” Bulletin of Earthquake Engineering, 4, 391-413, 2006.
Region of
applicability
Greece
Element at risk Buildings
Typology of
element at risk
considered
Reinforced Concrete and Unreinforced Masonry structures.
Reinforced Concrete Legend:
Type Structural System Height (number
of storeys)
Seismic Design
Level
RC1 Concrete moment frame
RC3.1 RC regularly infilled frame
RC3.2 RC irregularly infilled frame (pilotis)
RC4.1 RC dual systems – bare frames
RC4.2 RC dual systems - regularly infilled dual system
RC4.3 RC dual systems - irregularly infilled dual
system (pilotis)
(L)ow-rise (1-3)
(M)id-rise (4-7)
(H)igh-rise (8+)
(N)o/pre code
(L)ow code
(M)edium code
(H)igh code
Syner-G
Taxonomy
MRF/C/RC/R/R/B-X/ND/X-X/X-X/HR-X/LC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/HR-X/LC
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/HR-X/LC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/HR-X/LC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/HR-X/LC
MRF-W/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/HR-X/LC
MRF/C/RF/R/R/RI-FB/ND/X-X/X-X/MR-X/LC
MRF/C/RC/R/R/RI-FB/D/X-X/X-X/MR-X/HC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/MR-X/LC
MRF-W/C/RC/R/R/RI-FB/D/X-X/X-X/MR-X/HC
MRF/C/RC/R/R/B-X/D/X-X/X-X/HR-X/HC
MRF/C/RC/R/R/RI-FB/D/X-X/X-X/HR-X/HC
MRF/C/RC/R/R/IRI-FB-P/D/X-X/X-X/HR-X/HC
MRF-W/C/RC/R/R/B-X/D/X-X/X-X/HR-X/HC
MRF-W/C/RC/R/R/RI-FB/D/X-X/X-X/HR-X/HC
MRF-W/C/RC/P/P/IRI-FB-P/D/X-X/X-X/HR-X/HC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/MR-X/LC
MRF/C/RC/R/R/RI-FB/D/X-X/X-X/MR-X/HC
BW/M/URM-FB/X/X/X-X/X/X-X/X-X/LR-2/NC
BW/M/URM-S/X/X/X-X/X/X-X/X-X/LR-2/NC
Sample data Buildings: earthquake-damaged Greek buildings + a large number of building types are modelled and
analyzed
Seismic Hazard: real earthquakes (1978 Thessaloniki earthquake) and 16 accelerograms.
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Methodology Hybrid approach combines statistical data with appropriately processed results from nonlinear dynamic or
static analyses
Damage States Six damage states are considered:
DS0 – No damage
DS1 – Slight
DS2 – Moderate
DS3 – Substantial to Heavy
DS4 – Very Heavy
DS5 - Complete
Intensity
Measure Type
PGA [g] and Sd(Ty) [cm]
Fragility Function
Parameters
Lognormal distribution
IMT = PGA [g]
DS1 DS2 DS3 DS4 DS5
Mean StDev Mean StDev Mean StDev Mean StDev Mean StDev
RC1HL 0.007 0.005 0.074 0.052 0.181 0.127 0.336 0.234 0.664 0.463
RC3.1HL 0.016 0.011 0.118 0.082 0.256 0.178 0.361 0.251 0.668 0.465
RC3.2HL 0.054 0.037 0.123 0.086 0.255 0.177 0.430 0.300 0.820 0.571
RC4.1HL 0.003 0.002 0.024 0.019 0.270 0.214 1.028 0.818 3.943 3.135
RC4.2HL 0.050 0.040 0.144 0.115 0.337 0.268 1.108 0.881 4.910 3.904
RC4.3HL 0.065 0.052 0.148 0.118 0.368 0.292 1.258 1.001 3.873 3.079
RC3.1ML 0.020 0.013 0.069 0.047 0.252 0.204 0.279 0.198 0.316 0.212
RC3.1MH 0.620 0.041 0.137 0.085 0.352 0.267 0.702 0.469 1.547 1.098
RC4.2ML 0.024 0.017 0.174 0.152 0.416 0.315 0.703 0.569 0.906 0.691
RC4.2MH 0.098 0.081 0.236 0.183 0.649 0.513 1.234 0.898 2.471 1.841
IMT = Sd(Ty) [cm]
DS1 DS2 DS3 DS4 DS5
Mean StDev Mean StDev Mean StDev Mean StDev Mean StDev
RC1HH 0.481 0.321 3.847 2.568 20.198 13.481 56.387 37.636 91.855 61.308
RC3.1HH 0.601 0.401 3.246 2.167 12.023 8.025 36.670 24.475 72.979 48.710
RC3.2HH 2.284 1.525 5.651 3.772 15.028 10.031 24.166 16.130 42.801 28.568
RC4.1HH 1.260 0.966 5.544 4.251 36.669 28.116 76.363 58.550 131.18 100.578
RC4.2HH 1.260 0.966 4.788 3.671 32.511 24.927 64.644 49.564 129.54 99.322
RC4.3HH 1.512 1.159 5.292 4.058 22.430 17.198 65.652 50.337 122.10 93.622
RC3.1ML 0.213 0.157 0.743 0.578 2.473 1.765 2.785 1.925 3.285 2.377
RC3.1MH 0.460 0.270 1.200 0.693 2.310 1.500 5.090 3.790 10.740 7.500
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IMT = Sd(Ty) [mm]
DS1 DS2 DS3 DS4
Mean StDev Mean StDev Mean StDev Mean StDev
URM-Brick-
2storeys 17.190 9.450 20.720 10.750 25.370 13.320 41.180 28.800
URM-Stone-
2storeys 14.940 13.420 24.990 27.560 31.160 24.060 36.210 23.790
Figures
DS1 DS2 DS3 DS4 DS5
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DS1 DS2 DS3 DS4 DS5
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DS1 DS2 DS3 DS4
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URM brick – 2 storeys – Sd URM stone – 2 storeys - Sd
Uncertainty Three primary sources of uncertainty are taken into account: uncertainty in the definition of damage state,
variability in the capacity curve and uncertainty associated with the seismic demand.
Comments In the paper, just some of the fragility curves developed by the authors are reported.
For what concerns masonry buildings, the database does not include any specific information regarding the
type of masonry (stone or brick) therefore the assumption that all URM buildings constructed before 1940
were stone masonry and all the rest brick masonry was adopted, based on historical evidence on types of
masonry construction in Greece.
Review Forms
119
KircilAndPolat2006
Reference M. S. Kirçil & Z. Polat, “Fragility analysis of mid-rise R/C frame buildings”, Engineering
Structures, Vol 28(9),pp.1335-1345, 2006
Region of applicability Istanbul - Turkey
Element at risk Buildings
Typology of element at risk
considered
RC frame structures – Mid Rise – 1975 Turkish seismic design code
Syner-G Taxonomy MRF/C/RC-LSC/IR/IR/B-X/ND/X-X/X-X/LR-3/LC
MRF/C/RC-LSC/IR/IR/B-X/ND/X-X/X-X/MR-5/LC
MRF/C/RC-LSC/IR/IR/B-X/ND/X-X/X-X/MR-7/LC
Sample data Buildings: 3-5-7 storeys designed with the 1975 Turkish seismic design code
Seismic Hazard: 12 artificial accelerograms
Methodology Analytical – Nonlinear Dynamic
Damage States Three Damage States are considered:
‚ No damage
‚ Yielding
‚ Collapse
Intensity Measure Type PGA [g], Sa(Ty) [g], Sd(Ty) [cm]
Fragility Function Parameters Lognormal distribution.
IMT = PGA [g]
Yielding Collapse
Mean StDev Mean StDev
3 storeys 0.093 0.029 0.799 0.165
5 storeys 0.073 0.016 0.701 0.166
7 storeys 0.058 0.013 0.662 0.159
IMT = Sa(Ty) [g]
Yielding Collapse
Mean StDev Mean StDev
3 storeys 0.196 0.065 1.735 0.492
5 storeys 0.143 0.029 1.413 0.442
7 storeys 0.111 0.036 1.280 0.465
IMT = Sd(Ty) [cm]
Yielding Collapse
Mean StDev Mean StDev
3 storeys 1.279 0.335 11.455 3.180
5 storeys 1.568 0.249 15.712 4.080
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7 storeys 1.762 0.447 20.095 6.210
Figures
Yielding Collapse
PGA
1.21.110.90.80.70.60.50.40.30.20.10
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Sa(Ty)
32.521.510.50
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RC frame structures – 3 storeys– PGARC frame structures – 3 storeys–Sa(Ty)
Yielding Collapse
Sd(Ty)
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Yielding Collapse
Sa(Ty)
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Yielding Collapse
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Uncertainty A combination of 12 sample buildings is considered by varying the number of stories and the
type of reinforcement. The uncertainty due to the scatter of material properties was not
considered. Only mean values of material strength determined by experiment were taken into
account. Twelve artificial ground motions have been used to take the random nature of
earthquakes into consideration.
Review Forms
121
Comments Although the Turkish building was revised in 1998, most of the buildings in Istanbul were
constructed before 1998.
Since two different types of reinforcement steel were considered for each sample building, two
different reinforcement-type-dependent fragility curves were obtained for each sample building
in terms of each ground motion index. They are combined.
Review Forms
122
KostovEtAl2004
Reference M. Kostov, E. Vaseva, A. Kaneva, N. Koleva, G. Varbanov, D.Stefanov, E. Darvarova, D. Solakov, S.
Simeonova & L. Cristoskov,“Application to Sofia”, RISK-UE WP13, 2004.
Region of applicability Sofia - Bulgaria
Element at risk Buildings
Typology of element at
risk considered
Reinforced Concrete buildings and Masonry buildings
Legend:
Type1_1: Masonry buildings with deformable floors (wooden, steel floor) - 1-4 storeys - Constructed
Before 1919;
Type1_2: Masonry buildings with deformable floors (wooden, steel floor) - 1-4 storeys - Constructed
After 1919;
Type2_1: Masonry Buildings with RC floors -1-5 storeys - Constructed From 1920 and 1945;
Type2_2:Masonry Buildings with RC floors -1-5 storeys - Constructed After 1945;
Type3_1:Mixed Buildings with brick shear walls - 1-6 storeys - Constructed Before 1945;
Type3_2: Mixed Buildings with brick shear walls - 1-6 storeys - Constructed After 1945;
Type5_1:Large Panel RC Buildings - 5-9 storeys - Constructed From 1964 to 1987;
Type5_2:Large Panel RC Buildings - 5-9 storeys - Constructed After 1987.
Syner-G Taxonomy BW/M/X/X/X/X-X/X/F-T/X-X/LR-X/NC
BW/M/X/X/X/X-X/X/F-T/X-X/LR-X/NC
BW/M/X/X/X/X-X/X/R-RC/X-X/LR-X/NC
BW/M/X/X/X/X-X/X/R-RC/X-X/LR-X/NC
MRF/C/RC/X/X/RI-FB/X/R-RC/X-X/MR-X/X
MRF/C/RC/X/X/RI-FB/X/R-RC/X-X/MR-X/X
PC/C/RC/X/X/X-X/X/R-RC/X-X/MR-X/X
PC/C/RC/X/X/X-X/X/R-RC/X-X/MR-X/X
Sample data Buildings: RC frame and wall, masonry buildings of different periods in Sofia
Seismic hazard: deterministic event (1858 earthquake)
Methodology Expert judgement
Damage States Five damage states are considered:
‚ No damage
‚ Light damage
‚ Medium damage
‚ Heavy damage
‚ Destruction
Review Forms
123
Intensity Measure Type PGA [g]
Fragility Function
Parameters
Lognormal Distribution
IMT = PGA [g]
Light Medium Heavy Destruction
Mean Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
Type1_1 0.14 0.13 0.20 0.19 0.23 0.22 0.33 0.31
Type1_2 0.16 0.15 0.23 0.22 0.26 0.24 0.45 0.42
Type2_1 0.15 0.14 0.22 0.20 0.36 0.33 0.48 0.45
Type2_2 0.16 0.15 0.26 0.24 0.41 0.38 0.56 0.52
Type3_1 0.24 0.21 0.36 0.31 0.45 0.39 0.57 0.49
Type3_2 0.30 0.26 0.46 0.40 0.57 0.49 0.81 0.70
Type5_1 0.33 0.27 0.46 0.38 0.51 0.43 0.78 0.66
Type5_2 0.36 0.30 0.53 0.45 0.64 0.55 0.91 0.77
Figures
Light Medium Heavy Destruction
PGA
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Type2_1 Type2_2
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Light Medium Heavy Destruction
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Uncertainty The uncertainty is related to material strength, load combination, computational model, construction
quality and behaviour factor.
Comments Damage probability matrices were produced according to EMS98 methodology and then converted to
vulnerability curves.
Review Forms
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KwonAndElnashai2006
Reference O.-S. Kwon & A. Elnashai, “The effect of material and ground motion uncertainty on the seismic
vulnerability curves of RC structures”, Engineering Structures 28(2), 289–303, 2006.
Region of applicability Central-Northern Europe and USA
Element at risk Buildings
Typology of element at risk
considered
RC buildings – Mid Rise – no seismic design provisions
Syner-G Taxonomy MRF/C/RC-ASC-LY/R/R/B-X/ND/X-X/X-X/LR-3/NC
Sample data Buildings: 3 storeys ordinary moment resisting reinforced concrete frame
Seismic hazard: recorded (three sets of ground motions) and artificial accelerograms (six set of
ground motions).
Methodology Analytical – Nonlinear Dynamic
Damage States Four damage states are considered:
‚ None
‚ Serviceability
‚ Damage control
‚ Collapse prevention
Intensity Measure Type PGA [g]
Fragility Function Parameters For the purpose of comparison amongst different ground motion sets, actual data with linear
interpolation are plotted in order to insure that differences are not masked by regression
smoothing. Anyway, lognormal distribution can be taken into account.
IMT = PGA [g]
Serviceability Damage control Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Low Ratio a/v 0.05 0.02 0.10 0.05 0.17 0.10
Normal Ratio a/v 0.09 0.03 0.21 0.08 0.50 0.16
High Ratio a/v 0.13 0.04 0.30 0.05 0.74 0.10
Figures
Serviceability Damage Control Collapse
PGA
10.90.80.70.60.50.40.30.20.10
Pro
bability o
f exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
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Serviceability Damage Control Collapse
PGA
10.90.80.70.60.50.40.30.20.10
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0.9
0.8
0.7
0.6
0.5
0.4
0.3
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0.1
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RC buildings – Mid Rise – Low Ratio a/v RC buildings – Mid Rise – Normal Ratio a/v
Review Forms
126
Serviceability Damage Control Collapse
PGA
10.90.80.70.60.50.40.30.20.10
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babili
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0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC buildings – Mid Rise – High Ratio a/v
Uncertainty The effects of aleatory uncertainties from material (normal distribution of concrete and steel
strength) and ground motion on the vulnerability curves are investigated. The effect of
randomness in material response parameters is far less significant than the effect of strong-
motion characteristics.
Comments The verification of the analysis model and environmental is taking into account through
comparison with shaking table experiments.
One curve for each set of ground motions used is shown in order to demonstrate the difference
in fragility due to the strong motion characteristics.
Review Forms
127
LESSLOSS2005-IstanbulAnalytical
Reference LESSLOSS Deliverable Report D84 – Report on Building Stock Data and Vulnerability Data for each
Case Study, 2005
Region of applicability Istanbul - Turkey
Element at risk Buildings
Typology of element at
risk considered
Reinforced concrete buildings and Masonry Buildings
Legend:
Structure System Height (number of
storeys) Construction date
RC – Reinforced Concrete frame building
MA – Masonry Buildings
RCSW - Reinforced Concrete shear wall
building (including tunnel formwork systems)
LR – Low Rise (1-4)
MR – Mid Rise (5-8)
HR – High Rise (8+)
(including basement)
Pre 1979 (included)
Post 1979
Syner-G Taxonomy MRF/C/RC/X/X/X-X/ND/X-X/X-X/LR-X/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/LR-X/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/HR-X/LC
BW/M/URM/X/X/X-X/X/X-X/X-X/LR-X/X
BW/M/URM/X/X/X-X/X/X-X/X-X/MR-X/X
W/C/RC/X/X/X-X/ND/X-X/X-X/LR-X/LC
W/C/RC/X/X/X-X/ND/X-X/X-X/MR-X/LC
W/C/RC/X/X/X-X/ND/X-X/X-X/HR-X/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/LR-X/MC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/MR-X/MC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/HR-X/MC
BW/M/URM/X/X/X-X/X/X-X/X-X/LR-X/X
BW/M/URM/X/X/X-X/X/X-X/X-X/LR-X/X
W/C/RC/X/X/X-X/ND/X-X/X-X/LR-X/MC
W/C/RC/X/X/X-X/ND/X-X/X-X/MR-X/MC
W/C/RC/X/X/X-X/ND/X-X/X-X/HR-X/MC
Sample data Buildings and Seismic Hazard from the past earthquakes (Erzincan 1992, Dinar 1995, Adana/Ceyhan
1998, Kocaeli 1999, Duzce, 1999)
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure
Type
Sd(Ty) [cm]
Review Forms
128
Fragility Function
Parameters
Lognormal distribution
IMT = Sd(Ty) [cm]
Slight Moderate Extensive Complete
Mean Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation Mean
Standard
Deviation
RC-LR
Pre1979 2.83 3.42 5.45 6.18 12.92 13.30 28.81 36.01
RC-MR
Pre1979 5.03 4.00 11.83 10.11 26.05 27.26 54.55 69.28
RC-HR
Pre1979 8.62 6.86 24.99 24.06 40.12 44.10 90.92 115.47
MA-LR
Pre1979 2.20 2.84 5.47 7.75 13.19 20.23 25.80 38.36
MA-MR
Pre1979 3.36 2.67 7.89 6.74 17.37 18.18 36.37 49.19
RCSWLR
Pre1979 2.83 3.42 5.45 6.18 12.92 13.30 28.81 36.01
RCSWMR
Pre1979 4.32 3.43 8.88 7.58 19.54 20.45 48.56 61.66
RCSWHR
Pre1979 8.62 6.86 24.99 24.06 40.12 44.10 90.92 115.47
RC-LR
Post1979 3.34 3.67 6.75 7.54 16.87 18.84 33.43 36.75
RC-MR
Post1979 5.75 4.57 14.37 11.43 28.75 22.86 66.87 73.49
RC-HR
Post1979 11.19 8.27 27.98 20.67 48.05 42.49 108.93 123.67
MA-LR
Post1979 2.94 3.79 7.03 9.97 16.48 25.28 32.25 47.95
MA-MR
Post1979 3.83 3.05 9.58 7.62 19.16 15.24 44.58 49.00
RCSWLR
Post1979 3.34 3.67 6.75 7.54 16.87 18.84 33.43 36.75
RCSWMR
Post1979 5.75 4.57 10.07 8.01 23.00 18.29 55.66 61.18
RCSWHR
Post1979 11.19 8.27 27.98 20.67 48.05 42.49 108.93 123.67
Review Forms
129
Figures
Slight Moderate Extensive Complete
Sd(Ty)
50454035302520151050
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RC-LR-Pre1979 RC-MR-Pre1979
Slight Moderate Extensive Complete
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RC-HR-Pre1979 MA-LR-Pre1979
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MA-MR-Pre1979 RCSW-LR-Pre1979
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Slight Moderate Extensive Complete
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RC-LR-Post1979 RC-MR-Post1979
Review Forms
130
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Slight Moderate Extensive Complete
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50454035302520151050
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RC-HR-Post1979 MA-LR-Post1979
Slight Moderate Extensive Complete
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50454035302520151050
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Slight Moderate Extensive Complete
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50454035302520151050
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MA-MR-Post1979 RCSW-LR-Post1979
Slight Moderate Extensive Complete
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RCSW-MR-Post1979 RCSW-HR-Post1979
Uncertainty The uncertainties associated with the definition of the damage level, with the building load capacity and
with the earthquake ground motion are taken into consideration.
Review Forms
131
LESSLOSS2005-InstanbulEmpirical
Reference LESSLOSS Deliverable Report D84 – Report on Building Stock Data and Vulnerability Data for
each Case Study, 2005
Region of applicability Istanbul - Turkey
Element at risk Buildings
Typology of element at risk
considered
Reinforced concrete buildings
Syner-G Taxonomy MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/X
Sample data Buildings and Seismic Hazard from the past earthquakes (Erzincan 1992, Dinar 1995,
Adana/Ceyhan 1998, Kocaeli 1999, Duzce, 1999)
Methodology Empirical
Damage States Six damage states are considered (EMS98):
DS0 – No damage
DS1 – Negligible to Slight Damage
DS2 – Slight to Substantial Damage
DS3 – Substantial to Heavy Damage
DS4 – Very Heavy Damage
DS5 - Destruction
Intensity Measure Type MSK81
Fragility Function
Parameters
IMT = MSK81
Low Rise Mid Rise High Rise
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
DS1 7.52 1.41 8.18 1.51 8.10 1.54
DS2 8.66 1.42 9.30 1.46 9.29 1.37
DS3 9.43 1.73 10.03 1.73 9.94 1.71
DS4 10.48 1.81 11.07 1.85 11.03 1.79
DS5 11.10 1.77 11.69 1.77 11.68 1.75
Figures
DS1 DS2 DS3 DS4 DS5
MSK81
1211.51110.5109.598.587.576.565.55
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
MSK81
1211.51110.5109.598.587.576.565.55
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Low Rise Mid Rise
Review Forms
132
DS1 DS2 DS3 DS4 DS5
MSK81
1211.51110.5109.598.587.576.565.55
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
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0
High Rise
Comments The vulnerability curves for masonry structures are assumed to be similar to the vulnerability
curves of low-rise RC structures.
Review Forms
133
LESSLOSS2005-Lisbon
Reference LESSLOSS Deliverable Report D84 – Report on Building Stock Data and Vulnerability Data for
each Case Study, 2005
Region of applicability Lisbon-Portugal
Element at risk Buildings
Typology of element at
risk considered
Reinforced concrete buildings
Legend:
ID Building Typology Number of Storeys
1 Adobe and Rubble Stone 1
2 Adobe and Rubble Stone 2
3 Adobe and Rubble Stone 3
4 Adobe and Rubble Stone 4
5 Adobe and Rubble Stone From 5 to 7
6 Adobe and Rubble Stone From 8 to 15
7 Adobe and Rubble Stone More than 15
8 Masonry ø1960 1
9 Masonry ø1960 2
10 Masonry ø1960 3
11 Masonry ø1960 4
12 Masonry ø1960 From 5 to 7
13 Masonry ø1960 From 8 to 15
14 Masonry ø1960 More than 15
15 Masonry 1961-1985 1
16 Masonry 1961-1985 2
17 Masonry 1961-1985 3
18 Masonry 19611985 4
19 Masonry 1961-1985 From 5 to 7
20 Masonry 1961-1985 From 8 to 15
2 Masonry 1961-1985 More than 15
22 Masonry 1986-2001 1
23 Masonry 1986-2001 2
24 Masonry 1986-2001 3
25 Masonry 1986-2001 4
26 Masonry 1986-2001 From 5 to 7
27 Masonry 1986-2001 From 8 to 15
Review Forms
134
28 Masonry 1986-2001 More than 15
ID Building Typology Number of Storeys
29 RC ø1960 1
30 RC ø1960 2
31 RC ø1960 3
32 RC ø1960 4
33 RC ø1960 From 5 to 7
34 RC ø1960 From 8 to 15
35 RC ø1960 More than 15
36 RC 1961-1985 1
37 RC 1961-1985 2
38 RC 1961-1985 3
39 RC 1961-1985 4
40 RC 1961-1985 From 5 to 7
41 RC 1961-1985 From 8 to 15
42 RC 1961-1985 More than 15
43 RC 1986-2001 1
44 RC 1986-2001 2
45 RC 1986-2001 3
46 RC 1986-2001 4
47 RC 1986-2001 From 5 to 7
48 RC 1986-2001 From 8 to 15
49 RC 1986-2001 More than 15
Syner-G Taxonomy BW/M/A/X/X/X-X/X/X-X/X-X/LR-1/X
BW/M/A/X/X/X-X/X/X-X/X-X/LR-2/X
BW/M/A/X/X/X-X/X/X-X/X-X/LR-3/X
BW/M/A/X/X/X-X/X/X-X/X-X/MR-4/X
BW/M/A/X/X/X-X/X/X-X/X-X/MR-X/X
BW/M/A/X/X/X-X/X/X-X/X-X/HR-X/X
BW/M/URM/X/X/X-X/X/X-X/X-X/LR-1/X
BW/M/URM/X/X/X-X/X/X-X/X-X/LR-2/X
BW/M/URM/X/X/X-X/X/X-X/X-X/LR-3/X
BW/M/URM/X/X/X-X/X/X-X/X-X/MR-4/X
BW/M/URM/X/X/X-X/X/X-X/X-X/MR-X/X
BW/M/URM/X/X/X-X/X/X-X/X-X/HR-X/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-1/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-2/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-3/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-4/X
Review Forms
135
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/X
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/X
MRF/C/RC/X/X/X-X/ND/X-X/X-X/LR-1/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/LR-2/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/LR-3/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/MR-4/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/MR-X/LC
MRF/C/RC/X/X/X-X/ND/X-X/X-X/HR-X/LC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-1/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-2/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-3/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-4/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/MC
Sample data Buildings: residential building database surveyed in the Portuguese 2001 Censos
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd(TLS) [cm]
Fragility Function
Parameters
Lognormal distribution
IMT = Sd(TLS) [cm]
Slight Moderate Extensive Complete
Mean StDev Mean StDev Mean StDev Mean StDev
1 1.16 2.01 2.31 4.02 4.33 7.54 10.11 17.58
2 2.04 3.55 4.20 7.30 8.09 14.07 18.87 32.82
3 2.66 4.62 5.66 9.85 11.27 19.59 26.29 45.72
4 3.00 5.22 6.70 11.66 13.87 24.11 32.35 56.27
5 2.85 3.37 6.78 8.01 14.71 17.39 34.33 40.58
6 3.72 4.39 9.66 11.42 22.29 26.35 52.02 61.49
7 5.95 7.03 15.46 18.27 35.67 42.16 83.23 98.38
8 1.26 1.80 2.51 3.59 5.02 7.18 11.72 16.76
9 2.24 3.21 4.52 6.46 9.13 13.05 21.27 30.41
Review Forms
136
IMT = Sd(TLS) [cm]
Slight Moderate Extensive Complete
Mean StDev Mean StDev Mean StDev Mean StDev
10 2.55 2.86 5.19 5.82 10.60 11.89 24.67 27.67
11 2.94 3.30 6.06 6.80 12.55 14.08 29.14 32.68
12 3.72 4.17 7.79 8.74 16.45 18.45 38.08 42.72
13 5.05 5.66 10.82 12.14 23.44 26.29 54.10 60.68
14 8.08 9.06 17.31 19.42 37.51 42.07 86.55 97.08
15 1.26 1.80 2.51 3.59 5.02 7.18 11.72 16.76
16 2.24 3.21 4.52 6.46 9.13 13.05 21.27 30.41
17 2.55 2.86 5.19 5.82 10.60 11.89 24.67 27.67
18 2.94 3.30 6.06 6.80 12.55 14.08 29.14 32.68
19 3.72 4.17 7.79 8.74 16.45 18.45 38.08 42.72
20 5.05 5.66 10.82 12.14 23.44 26.29 54.10 60.68
21 8.08 9.06 17.31 19.42 37.51 42.07 86.55 97.08
22 1.23 1.72 2.47 3.43 5.76 8.00 14.39 20.01
23 2.22 3.09 4.52 6.29 10.44 14.52 25.98 36.13
24 2.96 4.12 6.17 8.58 14.06 19.55 34.78 48.37
25 2.92 3.07 6.27 6.58 14.06 14.78 34.54 36.29
26 3.76 3.95 8.36 8.78 18.38 19.31 44.70 46.97
27 5.08 5.06 11.85 11.80 25.40 25.29 60.96 60.71
28 8.13 8.09 18.97 18.89 40.64 40.47 97.54 97.13
29 1.47 1.69 3.66 4.23 5.86 6.76 13.56 15.64
30 2.64 3.04 6.60 7.61 10.85 12.51 25.36 29.26
31 3.52 4.06 8.79 10.15 14.95 17.25 35.40 40.84
32 3.76 3.68 8.73 8.55 16.66 16.32 40.04 39.21
33 4.84 4.74 10.08 9.87 22.57 22.10 55.22 54.08
IMT = Sd(TLS) [cm]
Review Forms
137
Slight Moderate Extensive Complete
Mean StDev Mean StDev Mean StDev Mean StDev
34 5.37 5.26 12.09 11.84 26.87 26.32 67.18 65.79
35 8.60 8.42 19.35 18.95 43.00 42.10 107.49 105.26
36 1.43 1.59 3.58 3.97 5.73 6.35 13.25 14.69
37 2.58 2.86 6.45 7.14 10.60 11.75 24.79 27.47
38 3.44 3.81 8.60 9.53 14.62 16.19 34.60 38.34
39 3.55 3.08 8.25 7.14 15.74 13.62 37.83 32.73
40 4.57 3.95 9.52 8.24 21.33 18.45 52.17 45.14
41 5.08 4.39 11.42 9.88 25.39 21.96 63.47 54.91
42 8.12 7.03 18.28 15.81 40.62 35.14 101.55 87.86
43 1.43 1.59 3.58 3.97 5.73 6.35 14.33 15.88
44 2.61 2.89 6.81 7.54 10.89 12.07 27.22 30.17
45 3.52 3.91 9.13 10.12 15.48 17.15 38.69 42.87
46 3.71 3.21 8.89 7.69 17.26 14.94 43.16 37.34
47 4.87 4.22 11.42 9.88 24.37 21.09 60.93 52.72
48 5.59 4.83 13.96 12.08 30.47 26.36 76.16 65.89
49 8.94 7.73 22.34 19.33 48.75 42.17 121.86 105.43
Figures
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Sd(TLS)
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49
Comments They use an alternative approach to compute the performance point taking into account the
definition of the input motion in terms of a power spectral density function and an equivalent
stationary time duration T.
Review Forms
143
LielAndLynch2009
Reference A. B. Liel & K. P. Lynch, “Vulnerability of reinforced concrete frame buildings and their
occupants in the 2009 L’Aquila, Italy earthquake”, University of Colorado, Natural
Hazards Center, 2009
Region of applicability Italy
Element at risk Buildings
Typology of element at risk
considered
RC – Mid Rise
Syner-G Taxonomy MRF/C/RC/X/X/RI-X/ND/X-X/X-X/MR-X/LC
Sample data Buildings: 483 RC frame buildings. These data include information about building
location, characteristics, damage and post-earthquake loss of functionality.
Seismic Action: L’Aquila Earthquake, 6th April 2009. Ground-shaking intensity is
estimated for each site based on Italy Shakemap.
Methodology Empirical
Damage States Five damage states are considered:
‚ Negligible
‚ Insignificant
‚ Moderate
‚ Heavy
‚ Collapse
Intensity Measure Type PGA [g]
Fragility Function
Parameters
Lognormal distribution
IMT = PGA [g]
Insignificant Moderate Heavy Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
0.33 0.17 0.39 0.12 0.45 0.17 3.6 1.1
Figures
Insignif icant Moderate Heavy
PGA
0.60.550.50.450.40.350.30.250.20.150.10.050
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Comments The collapse fragility curve is not shown because there are not sufficient data to
estimate it correctly.
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144
NutiEtAl1998
Reference C. Nuti, I. Vanzi & S. Santini, “Seismic risk of Italian hospitals”, 11th European Conference on
Earthquake Engineering, 1998
Region of applicability Italy
Element at risk Buildings
Typology of element at risk
considered
RC – Low Rise ( ~ 3 )
RC – Mid-High Rise ( > 3 )
Masonry – Low Rise ( ~ 3 )
Masonry – Mid-High Rise ( > 3 )
Mixed – Low Rise ( ~ 3 )
Mixed – Mid-High Rise ( > 3 )
Syner-G Taxonomy BW/M/URM/X/X/X-X/X/X-X/X-X/LR-X/NC
BW/M/URM/X/X/X-X/X/X-X/X-X/MR-X/NC
MRF/C/RC/X/X/RI-X/ND/X-X/X-X/LR-X/LC
MRF/C/RC/X/X/RI-X/ND/X-X/X-X/MR-X/LC
BW/C-M/X/X/X/X-X/X/X-X/X-X/LR-X/NC
BW/C-M/X/X/X/X-X/X/X-X/X-X/MR-X/NC
Sample data Buildings: observed damage after the Italian earthquake of Irpinia, Belice and Friuli. 6 different
classes of building: low-rise and high rise RC, masonry and mixed.
Methodology Empirical
Damage States Three damage states are considered:
‚ No damage
‚ Immediate occupancy
‚ Structural Stability
Intensity Measure Type MCS Scale (Mercalli – Cancani – Sieberg)
Fragility Function Parameters Lognormal distribution
IMT = MCS
Mean Standard
Deviation
Immediate Occupancy 6.046 0.782
RC – (n° storeys<=3)
Structural Stability 11.823 1.306
Immediate Occupancy 6.463 1.226
RC – (n° storeys >3)
Structural Stability 10.563 1.191
Immediate Occupancy 6.463 1.226
MA – (n° storeys<=3)
Structural Stability 10.180 1.185
Review Forms
145
IMT = MCS
Mean Standard
Deviation
Immediate Occupancy 5.981 0.926
MA – (n° storeys >3)
Structural Stability 10.042 1.339
Immediate Occupancy 6.463 1.226
MX – (n° storeys<=3)
Structural Stability 10.757 1.677
Immediate Occupancy 6.463 1.226
MX – (n° storeys >3)
Structural Stability 10.328 1.535
Figures
Immediate Occupancy Structural Safety
MCS
1211109876543210
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Masonry – Low Rise ( ~ 3 )Masonry – Mid-High Rise ( > 3 )
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Mixed – Low Rise ( ~ 3 ) Mixed – Mid-High Rise ( > 3 )
Comments The paper examines also the fragility of hospital facilities and presents a risk assessment of
Italian hospital facilities.
Vulnerability curves for structural and non-structural components were combined to produce
vulnerability curves for the whole building. Non-structural elements and infills were not
considered for the structural stability damage state of the whole building.
Review Forms
146
OzmenEtAl2010
Reference H.B. Ozmen, M. Inel, E. Meral and M. Bucakli, “Vulnerability of Low and Mid-Rise Reinforced
Concrete Buildings in Turkey”, 14ECEE, Ohrid, 2010
Region of applicability Turkey
Element at risk Buildings
Typology of element at risk
considered
Reinforced Concrete Buildings – low and mid rise – Modern code (TEC-1998) or Pre-Modern
code (TEC-1975)
Legend:
‚ S2-75C16sCon = 2 storeys – TEC75 – 16MPa concrete strength – lateral reinforcement detailing conforms the corresponding code
‚ S4-75C16sCon = 4 storeys – TEC75 – 16MPa concrete strength – lateral reinforcement detailing conforms the corresponding code
‚ S7-75C16sCon = 7 storeys – TEC75 – 16MPa concrete strength – lateral reinforcement detailing conforms the corresponding code
‚ S4-98C25sCon = 4 storeys – TEC98 – 25MPa concrete strength – lateral reinforcement detailing conforms the corresponding code
Syner-G Taxonomy MRF/C/RC-LSC-LY/X/X/B-X/ND/X-X/X-X/LR-2/MC
MRF/C/RC-LSC-LY/X/X/B-X/ND/X-X/X-X/MR-4/MC
MRF/C/RC-LSC-LY/X/X/B-X/D/X-X/X-X/MR-7/MC
MRF/C/RC-ASC-HY/X/X/B-X/D/X-X/X-X/MR-4/HC
Sample data Buildings: 48 3-D building models to reflect existing building stock with different parameters.
Seismic Hazard: 292 earthquake records with different range of intensities
Methodology Analytical – Nonlinear Dynamic
Damage States Four damage states are considered:
‚ No damage
‚ Immediate Occupancy (IO)
‚ Life Safety (LS)
‚ Collapse Prevention (CP)
Intensity Measure Type PGA [g]
Fragility Function Parameters Lognormal Distribution
IMT = PGA [g]
IO LS CP
Mean StDev Mean StDev Mean StDev
S2-75C16sCon 0.501 0.226 0.824 0.177 0.935 0.139
S4-75C16sCon 0.392 0.241 0.572 0.257 0.619 0.239
S7-75C16sCon 0.398 0.254 0.648 0.272 0.789 0.325
S4-98C25sCon 0.435 0.205 0.756 0.175 0.970 0.172
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Figures
CP LS IO
PGA
1.51.41.31.21.110.90.80.70.60.50.40.30.20.10
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CP LS IO
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S7-75C16sCon S4-98C25sCon
Comments Only the values of to the figures reported in the paper are stored.
Review Forms
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PoleseEtAl2008
Reference M. Polese, G. M. Verderame, C. Mariniello, I. Iervolino & G. Manfredi, “Vulnerability analysis for
gravity load designed RC buildings in Naples – Italy”, Journal of Earthquake Engineering,
12(S2), 234-245, 2008
Region of applicability Italy
Element at risk Building
Typology of element at risk
considered
RC frame buildings - Low Rise - non seismically designed (pre-code)
RC frame buildings - Mid Rise - non seismically designed (pre-code)
RC frame buildings - High Rise - non seismically designed (pre-code)
Syner-G Taxonomy MRF/C/RC/X/X/B-X/ND/X-X/X-X/LR-X/NC
MRF/C/RC/X/X/B-X/ND/X-X/X-X/MR-X/NC
MRF/C/RC/X/X/B-X/ND/X-X/X-X/HR-X/NC
Sample data Buildings: 1-4-7 storey rectangular shaped moment resisting frame non seismically designed.
More than 400 buildings
Seismic Hazard: Eurocode 8 spectral shape for soil type B
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd(TLS) [cm]
Fragility Function Parameters Lognormal distribution
IMT = Sd(TLS) [cm]
Slight Moderate Extensive Collapse
Mean StDev Mean StDev Mean StDev Mean StDev
Low Rise 4.911 2.965 6.066 2.828 8.874 5.550 13.526 7.436
Mid Rise 6.589 3.926 11.599 6.194 18.228 9.606 38.044 21.087
High Rise 8.520 4.674 15.435 7.938 20.603 11.875 43.991 25.106
Figures
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RC frame buildings - High Rise
Uncertainty Fragility curves account for variation of geometric dimensions, material properties, limit state
threshold and demand uncertainty.
Comments The variability in yield and ultimate rotation and in the seismic demand was found to have a
significant effect on the fragility curves, mainly for mid-rise and high-rise buildings.
Review Forms
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RISK-UE 2003 WP4 – AUTH approach
Reference A. J. Kappos, C.Panagiotopoulos, G. Panagopoulos, El. Papadopoulos. WP4 – Reinforce Concrete
Buildings (Level 1 and Level 2 analysis). RISK-UE, 2003.
Region of applicability Greece
Element at risk Buildings
Typology of element at
risk considered
Reinforced Concrete
Reinforced Concrete Legend:
Type Structural System Height (number
of storeys)
Seismic Design
Level
RC1 Concrete moment frame
RC3.1 RC regularly infilled frame
RC3.2 RC irregularly infilled frame (pilotis)
RC4 RC dual systems (RC frames and walls)
RC4.1 RC dual systems – bare frames
RC4.2 RC dual systems - regularly infilled dual
system
(L)ow-rise (1-3)
(M)id-rise (4-7)
(H)igh-rise (8+)
(N)o/pre code
(L)ow code
(M)edium code
(H)igh code
Syner-G Taxonomy MRF/C/RC/R/R/B-X/ND/X-X/X-X/LR-X/LC
MRF/C/RC/X/X/B-X/ND/X-X/X-X/MR-X/LC
MRF/C/RC/R/R/B-X/ND/X-X/X-X/HR-X/LC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/LR-X/LC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/MR-X/LC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/HR-X/LC
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/LR-X/LC
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/MR-X/LC
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/HR-X/LC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/LR-X/LC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/MR-X/LC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/HR-X/LC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/LR-X/LC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/MR-X/LC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/HR-X/LC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/LR-X/LC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/MR-X/LC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/HR-X/LC
MRF/C/RC/R/R/B-X/D/X-X/X-X/LR-X/HC
MRF/C/RC/X/X/B-X/ND/X-X/X-X/MR-X/HC
MRF/C/RC/R/R/B-X/ND/X-X/X-X/HR-X/HC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/LR-X/HC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/MR-X/HC
MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/HR-X/HC
Review Forms
151
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/LR-X/HC
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/MR-X/HC
MRF/C/RC/R/R/IRI-FB-P/ND/X-X/X-X/HR-X/HC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/LR-X/HC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/MR-X/HC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/HR-X/HC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/LR-X/HC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/MR-X/HC
MRF-W/C/RC/R/R/B-X/ND/X-X/X-X/HR-X/HC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/LR-X/HC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/MR-X/HC
MRF-W/C/RC/R/R/RI-FB/ND/X-X/X-X/HR-X/HC
Sample data Buildings: earthquake-damaged Greek buildings + a large number of building types are modelled and
analysed
Seismic Hazard: real earthquakes (1978 Thessaloniki earthquake) and 16 accelerograms
Methodology Hybrid approach combines statistical data with appropriately processed results from nonlinear
dynamic or static analyses
Damage States Six damage states are considered:
DS0 – No damage
DS1 – Slight
DS2 – Moderate
DS3 – Substantial to Heavy
DS4 – Very Heavy
DS5 - Complete
Intensity Measure Type PGA
Fragility Function
Parameters
Lognormal distribution
IMT = PGA [g]
Low Code
DS1 DS2 DS3 DS4 DS5
Mean StDev Mean StDev Mean StDev Mean StDev Mean StDev
RC1L 0.008 0.006 0.076 0.064 0.165 0.140 0.255 0.215 0.328 0.276
RC1M 0.008 0.006 0.081 0.059 0.143 0.104 0.205 0.149 0.267 0.194
RC1H 0.037 0.026 0.139 0.097 0.262 0.182 0.447 0.312 1.019 0.710
RC3.1L 0.119 0.100 0.241 0.203 0.300 0.253 0.393 0.331 0.540 0.455
RC3.1M 0.034 0.025 0.181 0.132 0.251 0.182 0.290 0.211 0.346 0.251
RC3.1H 0.078 0.055 0.230 0.161 0.309 0.215 0.439 0.306 1.505 1.049
RC3.2L 0.032 0.027 0.130 0.110 0.194 0.164 0.271 0.228 0.341 0.288
RC3.2M 0.003 0.002 0.026 0.019 0.103 0.075 0.145 0.106 0.198 0.144
RC3.2H 0.114 0.079 0.194 0.135 0.343 0.239 0.612 0.427 1.330 0.927
RC4L 0.035 0.032 0.212 0.189 0.371 0.331 0.607 0.541 0.977 0.871
IMT = PGA [g]
Review Forms
152
Low Code
DS1 DS2 DS3 DS4 DS5
Mean StDev Mean StDev Mean Mean StDev Mean StDev Mean
RC4M 0.021 0.016 0.152 0.121 0.389 0.309 0.741 0.590 1.504 1.197
RC4H 0.012 0.010 0.124 0.099 0.423 0.337 2.487 1.979 5.885 4.683
RC4.1L 0.128 0.114 0.327 0.291 0.613 0.546 0.841 0.749 1.181 1.053
RC4.1M 0.120 0.096 0.412 0.328 0.759 0.604 1.306 1.040 2.225 1.771
RC4.1H 0.125 0.099 0.263 0.209 0.487 0.388 3.010 2.395 7.447 5.926
RC4.2L 0.094 0.084 0.375 0.335 0.622 0.554 0.827 0.737 1.139 1.015
RC4.2M 0.116 0.092 0.303 0.241 0.565 0.450 0.860 0.684 1.700 1.353
RC4.2H 0.127 0.101 0.273 0.217 0.659 0.525 2.566 2.042 5.617 4.470
High Code
DS1 DS2 DS3 DS4 DS5
Mean StDev Mean StDev Mean StDev Mean StDev Mean StDev
RC1L 0.013 0.011 0.126 0.102 0.420 0.343 0.721 0.588 1.092 0.891
RC1M 0.011 0.008 0.112 0.078 0.348 0.243 1.079 0.752 1.870 1.304
RC1H 0.063 0.042 0.304 0.203 1.222 0.816 2.246 1.499 3.358 2.241
RC3.1L 0.146 0.119 0.359 0.292 0.923 0.752 2.137 1.742 2.793 2.277
RC3.1M 0.120 0.084 0.248 0.173 0.484 0.337 1.041 0.726 2.066 1.441
RC3.1H 0.114 0.076 0.319 0.213 0.978 0.653 1.884 1.257 5.504 3.674
RC3.2L 0.164 0.134 0.413 0.337 0.707 0.577 1.083 0.883 1.441 1.175
RC3.2M 0.112 0.078 0.259 0.181 0.530 0.370 0.692 0.483 0.918 0.641
RC3.2H 0.160 0.107 0.513 0.342 0.789 0.527 1.421 0.948 2.527 1.687
RC4L 0.269 0.232 0.603 0.521 1.634 1.411 1.990 1.718 2.813 2.429
RC4M 0.119 0.091 0.340 0.261 0.841 0.646 1.522 1.168 3.011 2.311
RC4H 0.154 0.118 0.898 0.689 2.351 1.805 4.240 3.254 6.885 5.284
RC4.1L 0.353 0.305 0.691 0.597 1.600 1.382 2.488 2.148 3.169 2.737
RC4.1M 0.161 0.124 0.423 0.325 1.193 0.916 1.761 1.352 3.535 2.713
RC4.1H 0.158 0.122 0.841 0.646 2.097 1.609 4.737 3.635 8.433 6.472
RC4.2L 0.314 0.271 0.722 0.624 2.130 1.839 2.545 2.198 3.081 2.661
RC4.2M 0.158 0.122 0.452 0.347 0.944 0.725 1.711 1.313 3.507 2.692
Figures
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
ba
bili
ty o
f e
xc
ee
da
nc
e
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-LR-LC RC1-MR-LC
Review Forms
153
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-HR-LC RC3.1-LR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC3.1-MR-LC RC3.1-HR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC3.2-LR-LC RC3.1-MR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC3.2-HR-LC RC4-LR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4-MR-LC RC4-HR-LC
Review Forms
154
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4.1-LR-LC RC4.1-MR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4.1-HR-LC RC4.2-LR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4.2-MR-LC RC4.2-HR-LC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-LR-HC RC1-MR-HC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-HR-HC RC3.1-LR-HC
Review Forms
155
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC3.1-MR-HC RC3.1-HR-HC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC3.2-LR-HC RC3.1-MR-HC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC3.2-HR-HC RC4-LR-HC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4-MR-HC RC4-HR-HC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4.1-LR-HC RC4.1-MR-HC
Review Forms
156
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4.1-HR-HC RC4.2-LR-HC
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
DS1 DS2 DS3 DS4 DS5
PGA
2.42.221.81.61.41.210.80.60.40.20
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC4.2-MR-HC RC4.2-HR-HC
Uncertainty Three primary sources of uncertainty are taken into account: uncertainty in the definition of damage
state, variability in the capacity curve and uncertainty associated with the seismic demand.
Review Forms
157
RISK-UE 2003 WP4 – CIMNEapproach
Reference RISK-UE An Advanced approach to earthquake risk scenarios with applications to different European
towns. WP4: Vulnerability of current buildings Risk-UE 2003. CIMNE Approach.
Region of
applicability
Barcelona - Spain
Element at risk Buildings
Typology of element
at risk considered
Reinforced Concrete and Masonry buildings – Moderate Code
Legend:
Type Structure System Height ( number of storeys)
M3.3 Composite Slabs URM
RC1 RC moment frame
(L)ow Rise (1-2)
(M)id Rise (3-5)
(H)igh Rise (6+)
Syner-G Taxonomy BW/M/URM/X/X/X-X/X/X-X/X-X/MR-X/MC
BW/M/URM/X/X/X-X/X/X-X/X-X/MR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/MC
Sample data Typical residential buildings in Barcelona which are reasonably represented by the RISK-UE Building
Typology Matrix
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight damage
‚ Moderate damage
‚ Extensive Damage
‚ Very heavy damage and Collapse
Intensity Measure
Type
Sd(TLS) [cm]
Fragility Function
Parameters
Lognormal distribution
IMT = Sd(TLS) [cm]
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
M3.3M 0.477 0.199 0.714 0.380 1.590 1.381 3.718 2.956
M3.3H 0.481 0.148 0.840 0.609 2.075 1.505 3.224 2.338
RC1M 1.030 0.294 1.515 0.564 2.652 1.413 6.155 4.132
RC1H 1.383 0.395 1.971 0.584 2.744 0.961 5.179 2.454
Review Forms
158
Figures
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
M3.3M M3.3H
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1M RC1H
Review Forms
159
RISK-UE 2003 WP4 – IZIIS approach
Reference RISK-UE An Advanced approach to earthquake risk scenarios with applications to different European
towns. WP4: Vulnerability of current buildings Risk-UE 2003. IZIIS Approach
Region of applicability FYROM – Federal Yugoslav Republic of Macedonia
Element at risk Buildings
Typology of element at
risk considered
Reinforced Concrete Buildings – High Code
Legend:
Type Structure system Height (number of storeys)
RC1 RC moment frame
RC4 RC dual system
(L)ow Rise (1-2)
(M)id Rise (3-5)
(H)igh Rise (6+)
Syner-G Taxonomy MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/HC
MRF-W/C/RC/X/X/X-X/X/X-X/X-X/MR-X/HC
MRF-W/C/RC/X/X/X-X/X/X-X/X-X/HR-X/HC
Sample data Buildings: RC structures in Macedonia constructed with modern practice. Actual seismic design code
(1981). Seismic Hazard: An extensive strong motion database from 1979 Montenegro earthquake is
used. Some world-wide earthquake records as well as local strong motion data from 1994 Bitola
earthquake are also included in the stated set.
Methodology Analytical – Nonlinear Dynamic
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd(TLS)
Fragility Function
Parameters
Lognormal Distribution
IMT = Sd(TLS) [cm]
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1M 2.833 1.510 4.355 1.962 5.682 2.561 12.004 6.542
RC4M 0.793 0.423 1.381 0.591 1.820 0.758 3.326 1.385
RC4H 2.190 1.063 3.358 1.139 4.467 1.371 9.178 3.014
Review Forms
160
Figures
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
1
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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of exceedance
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RC1M RC4M
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
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RC4H
Review Forms
161
RISK-UE 2003 WP4 – IZIIS hybrid approach
Reference RISK-UE An Advanced approach to earthquake risk scenarios with applications to different European
towns. WP4: Vulnerability of current buildings Risk-UE 2003. IZIIS Hybrid Approach.
Region of applicability Europe
Element at risk Buildings
Typology of element at
risk considered
Reinforced Concrete – Moderate Code and High Code
Legend:
Type Structure system Height (number of storeys)
RC1 RC moment frame (L)ow Rise (1-2)
(M)id Rise (3-5)
(H)igh Rise (6+)
Syner-G Taxonomy MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/HC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/HC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/HC
Sample data
Methodology Hybrid
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd(TLS) [cm]
Fragility Function
Parameters
Lognormal Distribution
IMT = Sd(TLS) [cm]
Moderate Code
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1L 0.119 0.050 0.147 0.079 0.180 0.118 0.268 0.213
RC1M 1.809 0.754 2.176 1.159 2.598 1.710 4.037 3.210
RC1H 4.236 1.764 5.088 2.712 6.070 3.996 9.454 7.518
Review Forms
162
High Code
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1L 0.130 0.054 0.215 0.115 0.311 0.205 0.677 0.538
RC1M 2.286 0.952 3.751 1.999 5.411 3.562 11.946 9.499
RC1H 8.016 3.339 13.190 7.029 19.000 12.507 41.932 33.343
Figures
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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RC1–LR–MC RC1-MR-MC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
1
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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RC1–HR–MC RC1-LR-HC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
1
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
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1
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RC1–MR–HC RC1-HR-HC
Review Forms
163
RISK-UE 2003 WP4 - UTCB approach
Reference RISK-UE An Advanced approach to earthquake risk scenarios with applications to different
European towns. WP4: Vulnerability of current buildings Risk-UE 2003. UTCB Approach
Region of applicability Europe
Element at risk Buildings
Typology of element at
risk considered
Reinforced Concrete – Low Code and Moderate Code
Legend:
Type Structure System Height ( number of storeys)
RC1 RC moment frame
RC2 RC shear walls
(L)ow Rise (1-2)
(M)id Rise (3-5)
(H)igh Rise (6+)
Syner-G Taxonomy MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/LC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/MC
W/C/RC/X/X/X-X/X/X-X/X-X/HR-X/HC
W/C/RC/X/X/X-X/X/X-X/X-X/MR-X/MC
Sample data
Methodology Analytical - Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd(TLS) [cm]
Fragility Function
Parameters
Lognormal Distribution
IMT = Sd(TLS) [cm]
Low Code
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1H 9.659 7.004 23.687 20.583 40.097 41.274 107.030 129.580
RC2H 0.642 0.466 1.722 1.497 2.999 3.087 8.197 9.924
Moderate Code
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1H 14.415 10.452 28.629 24.877 45.623 46.962 113.107 136.937
Review Forms
164
RC2M 0.568 0.412 1.351 1.174 2.267 2.334 6.030 7.300
Figures
Slight Moderate Extensive Complete
Sd(TLS)
302826242220181614121086420
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bability
of exceedance
1
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Slight Moderate Extensive Complete
Sd(TLS)
302826242220181614121086420
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RC1H – LC RC1H – MC
Slight Moderate Extensive Complete
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109876543210
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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of exceedance
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0.8
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RC2H – LC RC2M – MC
Uncertainty Normal probability distribution for concrete strength and a lognormal probability distribution for steel
strength are used.
Review Forms
165
RISK-UE 2003 WP4 – UTCB hybrid approach
Reference RISK-UE An Advanced approach to earthquake risk scenarios with applications to different European towns.
WP4: Vulnerability of current buildings Risk-UE 2003. UTCB Hybrid Approach
Region of
applicability
Europe
Element at risk Buildings
Typology of
element at risk
considered
Reinforced Concrete
Legend:
Type Structure System Height ( number of storeys)
RC1 RC moment frame
RC2 RC shear walls
(L)ow Rise (1-2)
(M)id Rise (3-5)
(H)igh Rise (6+)
Syner-G
Taxonomy
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/NC
MRF/C/MC/X/X/X-X/X/X-X/X-X/MR-X/NC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/NC
W/C/RC/X/X/X-X/X/X-X/X-X/LR-X/NC
W/C/RC/X/X/X-X/X/X-X/X-X/MR-X/NC
W/C/RC/X/X/X-X/X/X-X/X-X/HR-X/NC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/LC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/LC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/LC
W/C/RC/X/X/X-X/X/X-X/X-X/LR-X/LC
W/C/RC/X/X/X-X/X/X-X/X-X/MR-X/LC
W/C/RC/X/X/X-X/X/X-X/X-X/HR-X/LC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/MC
W/C/RC/X/X/X-X/X/X-X/X-X/LR-X/MC
W/C/RC/X/X/X-X/X/X-X/X-X/MR-X/MC
W/C/RC/X/X/X-X/X/X-X/X-X/HR-X/MC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/HC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/HC
MRF/C/RC/X/X/X-X/X/X-X/X-X/HR-X/HC
W/C/RC/X/X/X-X/X/X-X/X-X/LR-X/HC
W/C/RC/X/X/X-X/X/X-X/X-X/MR-X/HC
W/C/RC/X/X/X-X/X/X-X/X-X/HR-X/HC
Sample data
Methodology Hybrid
Damage States Five damage states are considered:
‚ No damage
Review Forms
166
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity
Measure Type
Sd(TLS) [cm]
Fragility Function
Parameters
Lognormal Distribution
IMT = Sd(TLS) [cm]
Pre Code
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1L 0.173 0.125 0.384 0.334 0.631 0.650 1.617 1.958
RC1M 0.469 0.340 1.033 0.898 1.693 1.743 4.381 5.304
RC1H 1.075 0.779 2.385 2.072 3.918 4.033 10.144 12.281
RC2L 0.012 0.009 0.040 0.035 0.072 0.074 0.173 0.209
RC2M 0.148 0.107 0.318 0.276 0.517 0.532 1.350 1.635
RC2H 0.494 0.358 1.100 0.955 1.808 1.861 4.664 5.646
Low Code
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1L 0.247 0.179 0.543 0.472 0.890 0.916 2.308 2.795
RC1M 0.420 0.305 0.941 0.817 1.550 1.595 4.004 4.848
RC1H 0.692 0.502 1.524 1.324 2.511 2.585 6.501 7.871
RC2L 0.049 0.036 0.106 0.092 0.172 0.177 0.440 0.532
RC2M 0.309 0.224 0.702 0.610 1.148 1.182 2.968 3.593
RC2H 0.581 0.421 1.298 1.128 2.124 2.186 5.512 6.673
Moderate Code - 5A - UTCB 1970-77
Slight Moderate Extensive Collapse
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
RC1L 0.259 0.188 0.570 0.495 0.947 0.975 2.450 2.966
RC1M 0.445 0.322 0.994 0.863 1.636 1.684 4.240 5.133
RC1H 0.729 0.528 1.629 1.416 2.684 2.762 6.941 8.403
RC2L 0.037 0.027 0.079 0.069 0.129 0.133 0.345 0.418
RC2M 0.296 0.215 0.649 0.564 1.076 1.108 2.779 3.365
RC2H 0.618 0.448 1.378 1.197 2.253 2.319 5.841 7.072
Review Forms
167
Moderate Code – 5B - UTCB 1978-89
Slight Moderate Extensive Collapse
Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean
RC1L 0.618 0.448 1.471 1.278 2.468 2.541 6.517 7.890
RC1M 1.556 1.129 3.696 3.212 6.200 6.382 16.378 19.829
RC1H 3.545 2.571 8.412 7.310 14.093 14.507 37.247 45.094
RC2L 0.037 0.027 0.093 0.081 0.144 0.148 0.393 0.475
RC2M 0.531 0.385 1.219 1.059 2.024 2.083 5.292 6.407
RC2H 1.742 1.263 4.014 3.488 6.673 6.869 17.509 21.197
High Code
Slight Moderate Extensive Collapse
Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean Standard
Deviation
Mean
RC1L 0.778 0.564 1.749 1.520 2.885 2.969 7.506 9.087
RC1M 1.952 1.415 4.398 3.822 7.262 7.475 18.890 22.870
RC1H 4.434 3.215 10.002 8.691 16.518 17.003 42.947 51.995
RC2L 0.049 0.036 0.106 0.092 0.172 0.177 0.455 0.551
RC2M 0.667 0.484 1.457 1.266 2.382 2.452 6.124 7.414
RC2H 2.211 1.603 4.822 4.190 7.879 8.110 20.241 24.505
Figures
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
1
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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0.8
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RC1-LR-PC RC1-MR-PC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
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Slight Moderate Extensive Complete
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RC1-HR-PC RC2-LR-PC
Review Forms
168
Slight Moderate Extensive Complete
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109876543210
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of exceedance
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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RC2-MR-PC RC2-HR-PC
Slight Moderate Extensive Complete
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109876543210
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
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RC1-LR-LC RC1-MR-LC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
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RC1-HR-LC RC2-LR-LC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
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0.1
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RC2-MR-LC RC2-HR-LC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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ee
da
nc
e
1
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0.8
0.7
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0
RC1-LR-MC5A RC1-MR-MC5A
Review Forms
169
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
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RC1-HR-MC5A RC2-LR-MC5A
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
ba
bili
ty o
f e
xc
ee
da
nc
e
1
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0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
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0
RC2-MR-MC5A RC2-HR-MC5A
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-LR-MC5B RC1-MR-MC5B
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-HR-MC5B RC2-LR-MC5B
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
ba
bili
ty o
f e
xc
ee
da
nc
e
1
0.9
0.8
0.7
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0
RC2-MR-MC5B RC2-HR-MC5B
Review Forms
170
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-LR-HC RC1-MR-HC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
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bili
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ee
da
nc
e
1
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Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC1-HR-HC RC2-LR-HC
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
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0
Slight Moderate Extensive Complete
Sd(TLS)
109876543210
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
RC2-MR-HC RC2-HR-HC
Review Forms
171
RossettoAndElnashai2005
Reference T. Rossetto & A. Elnashai,“A new analytical procedure for the derivation of displacement-based
vulnerability curves for populations of RC structures”, Engineering Structures 27(3), 397-409,
2005
Region of applicability Europe
Element at risk Buildings
Typology of element at risk
considered
Infilled RC frames – low rise – inadequate seismic provisions
Syner-G Taxonomy MRF/C/RC/R/R/RI-FB/ND/X-X/X-X/LR-3/LC
Sample data Buildings: 3 storeys regular infilled frame without seismic design with variation of concrete, steel
and infill properties
Seismic Hazard: 3 sets of 10 recorded accelerograms
Methodology Analytical – Nonlinear Dynamic
Damage States Seven damage states are considered:
‚ None
‚ Slight
‚ Light
‚ Moderate
‚ Extensive
‚ Partial Collapse
‚ Collapse
Intensity Measure Type Sd(Ty) [m]
Fragility Function Parameters Lognormal distribution
IMT = Sd(Ty) [m]
Mean Standard
Deviation
Slight 0.0005 0.0003
Light 0.0009 0.0004
Moderate 0.0032 0.0007
Extensive 0.0121 0.0026
Partial Collapse 0.0312 0.0070
Collapse 0.0515 0.0115
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172
Figures
Slight Light Moderate Extensive Partial Collapse
Collpase
Sd(Ty)
65.554.543.532.521.510.50
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Uncertainty Uncertainty both in the material properties and ground motion is considered.
Review Forms
173
RossettoAndElnashai2003
Reference Rossetto & A. Elnashai. Derivation of vulnerability functions for European-type RC structures based on
observational data. Engineering Structures 25(10), 1241-1263, 2003.
Region of
applicability
Europe
Element at risk Buildings
Typology of
element at risk
considered
RC buildings
Syner-G Taxonomy
Sample data Buildings: 340000 existing RC structures from 99 post-earthquakes damage distribution
Seismic hazard: 19 earthquakes
Methodology Empirical
Damage States Seven damage states:
‚ None
‚ Slight
‚ Light
‚ Moderate
‚ Extensive
‚ Partial Collapse
‚ Collapse
Intensity Measure
Type
PGA [g], Sa(Ty) [g], Sd(Ty) [m], Sd(TLS) [m]
Fragility Function
Parameters
Distribution: P=1-exp(-cGMd)
IMT = PGA [g]
c" d"
Slight 1.556 1.60
Light 1.055 1.80
Moderate 0.250 3.00
Extensive 0.093 4.00
P.Collapse 0.009 5.80
Collapse 0.001 8.00
IMT = Sa(Ty) [g]
c" d"
Slight 0.633 1.80
Light 0.396 1.80
Moderate 0.153 1.80
Review Forms
174
Extensive 0.090 2.00
P.Collapse 0.050 2.20
Collapse 0.010 3.00
IMT = Sd(Ty) [m]
c" d"
Slight 25.82 1.10
Light 21.08 1.20
Moderate 6.500 1.15
Extensive 3.000 1.30
P.Collapse 2.500 2.00
Collapse 2.000 2.40
IMT = Sd(TLS) [m]
c" d"
Extensive 2.500 1.30
P.Collapse 1.600 2.00
Collapse 0.600 2.40
Figures
Slight Light Moderate Extensive P.Collapse Collapse
PGA [g]32.72.42.11.81.51.20.90.60.30
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Slight Light Moderate Extensive P.Collapse Collapse
Sa(Ty) 43.63.22.82.421.61.20.80.40
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RC – PGA RC-Sa(Ty)
Slight Light Moderate Extensive P.Collapse Collapse
Sd(Ty) [cm]3531.52824.52117.51410.573.50
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Extensive P.Collapse Collapse
Sd(TLS) [cm]0.3150.280.2450.210.1750.140.1050.070.0350
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RC – Sd(Ty) RC-Sd(TLS)
Uncertainty Large uncertainties are associated with the empirical relationships due to the nature and scarcity of
observational data
Review Forms
175
RotaEtAl2008
Reference M. Rota, A. Penna, C.L. Strobbia, “Processing Italian damage data to derive typological fragility curves”,
Soil Dynamics and Earthquake Engineering 28(10-11), 933-947, 2008
Region of
applicability
Italy
Element at risk Buildings
Typology of
element at risk
considered
Masonry Buildings, Reinforced Concrete Buildings and Mixed Structures
Legend:
Label Description Number of Storeys
MX1 Mixed 1-2
MX2 Mixed ‡3
RC1 Reinforced Concrete – seismic design 1-3
RC2 Reinforced Concrete – no seismic design 1-3
RC3 Reinforced Concrete – seismic design ‡4
RC4 Reinforced Concrete – no seismic design ‡4
IMA1 Masonry – irregular layout – flexible floors – with tie rods
or tie beams
1-2
IMA2 Masonry – irregular layout – flexible floors – w/o tie rods
or tie beams
1-2
IMA3 Masonry – irregular layout – rigid floors – with tie rods or
tie beams
1-2
IMA4 Masonry – irregular layout – rigid floors – w/o tie rods or
tie beams
1-2
IMA5 Masonry – irregular layout – flexible floors – with tie rods
or tie beams
‡3
IMA6 Masonry – irregular layout – flexible floors – w/o tie rods
or tie beams
‡3
IMA7 Masonry – irregular layout – rigid floors – with tie rods or
tie beams
‡3
IMA8 Masonry – irregular layout – rigid floors – w/o tie rods or
tie beams
‡3
RMA1 Masonry – regular layout – flexible floors – with tie rods
or tie beams
1-2
RMA2 Masonry – regular layout – flexible floors – w/o tie rods
or tie beams
1-2
RMA3 Masonry – regular layout – rigid floors – with tie rods or
tie beams
1-2
RMA4 Masonry – regular layout – rigid floors – w/o tie rods or
tie beams
1-2
Review Forms
176
Label Description Number of Storeys
RMA5 Masonry – regular layout – flexible floors – with tie rods
or tie beams
‡3
RMA6 Masonry – regular layout – flexible floors – w/o tie rods
or tie beams
‡3
RMA7 Masonry – regular layout – rigid floors – with tie rods or
tie beams
‡3
RMA8 Masonry – regular layout – rigid floors – w/o tie rods or
tie beams
‡3
Syner-G
Taxonomy
BW/M-C/X/X/X/X-X/X/X-X/X-X/LR-X/NC
BW/M-C/X/X/X/X-X/X/X-X/X-X/MR-X/NC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/LC
MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/NC
MRF/C/RC/X/X/X-X/X/X-X/X-X/MR-X/NC
BW/M/URM/IR/X/X-X/X/F-X/X-X/LR-X/NC
BW/M/URM/IR/X/X-X/X/F-X/X-X/LR-X/NC
BW/M/URM/IR/X/X-X/X/R-X/X-X/LR-X/NC
BW/M/URM/IR/X/X-X/X/R-X/X-X/LR-X/NC
BW/M/URM/IR/X/X-X/X/F-X/X-X/MR-X/NC
BW/M/URM/IR/X/X-X/X/F-X/X-X/MR-X/NC
BW/M/URM/IR/X/X-X/X/R-X/X-X/MR-X/NC
BW/M/URM/X/X/X-X/X/R-X/X-X/MR-X/NC
BW/M/URM/R/X/X-X/X/F-X/X-X/LR-X/NC
BW/M/URM/R/X/X-X/X/F-X/X-X/LR-X/NC
BW/M/URM/R/X/X-X/X/R-X/X-X/LR-X/NC
BW/M/URM/R/X/X-X/X/R-X/X-X/LR-X/NC
MRF/C/RC/R/X/X-X/X/F-X/X-X/MR-X/NC
BW/M/URM/R/X/X-X/X/F-X/X-X/MR-X/NC
BW/M/URM/R/X/X-X/X/R-X/X-X/MR-X/NC
BW/M/URM/R/X/X-X/X/R-X/X-X/MR-X/NC
Sample data Buildings: Damage on masonry and reinforced concrete buildings collected after 1980 Irpinia, 1984
Abruzzo, 1997 Marche, 1998 Pollino and 2002 Marche earthquakes
Seismic Hazard: real earthquakes and Sabetta and Pugliese (1987) GMPE
Methodology Empirical
Damage States Six damage states are considered
‚ DS0 - No damage
‚ DS1 – Negligible to Slight
‚ DS2 – Moderate
‚ DS3 – Substantial to Heavy
‚ DS4 – Very Heavy
‚ DS5 - Destruction
Review Forms
177
Intensity Measure
Type
PGA [g]
Fragility Function
Parameters
Lognormal Distribution
IMT = PGA [g]
DS1 DS2 DS3 DS4 DS5
Mean StDev Mean StDev Mean StDev Mean StDev Mean StDev
MX1 5.8E+02 4.2E+07 2.1E+04 2.0E+08 2.5E+07 2.3E+13 4.0E+03 1.0E+06 9.7E+01 1.2E+03
MX2 3.0E+03 1.4E+09 9.6E+00 1.4E+02 3.9E+00 1.7E+01 2.2E+01 1.8E+02 2.5E+01 1.3E+02
RC1 4.3E+01 2.1E+03 5.2E+00 1.3E+01 2.6E+00 3.9E+00 1.8E+00 1.9E+00
RC2 2.2E+00 1.8E+01 1.4E+00 1.7E+00 9.5E-01 6.7E-01 2.1E+00 2.3E+00 3.0E+00 3.5E+00
RC4 2.1E-01 2.2E-01 3.5E-01 1.6E-01 3.8E-01 1.6E-01 4.8E-01 2.2E-01 7.2E-01 4.0E-01
IMA1 2.4E+09 2.1E+23 2.5E+25 5.9E+50 2.1E+06 5.5E+11 3.0E+04 4.3E+07 3.4E+02 7.9E+03
IMA2 2.3E+03 1.1E+11 6.1E+04 7.7E+10 2.8E+04 2.5E+09 6.3E+01 4.9E+03 5.7E+00 3.0E+01
IMA3 1.1E+03 8.6E+07 2.1E+05 1.5E+10 5.4E+04 2.3E+08 2.0E+04 1.0E+07 4.1E+01 2.4E+02
IMA4 9.5E+03 1.3E+11 1.5E+02 9.7E+04 2.7E+02 9.0E+04 5.3E+02 9.1E+04 2.5E+02 8.5E+03
IMA5 2.8E+07 3.1E+19 3.3E+13 1.3E+28 5.1E+01 4.3E+03 4.3E+01 8.9E+02
IMA6 1.4E+02 2.3E+08 7.3E+02 9.8E+06 2.7E+01 2.8E+03 6.0E+00 5.4E+01 2.1E+00 4.7E+00
IMA7 1.7E+00 1.1E+02 6.5E+00 1.9E+02 2.7E+00 1.5E+01 2.0E+01 2.1E+02 5.4E+01 4.0E+02
IMA8 8.9E+00 7.7E+04 8.0E-01 6.9E+00 7.6E-01 3.0E+00 1.9E+00 7.1E+00 8.4E+00 4.1E+01
RMA1 7.4E+07 9.4E+17 1.6E+18 4.6E+33 8.3E+07 3.9E+13 2.7E+03 1.8E+05
RMA2 2.3E+16 2.4E+37 6.4E+21 1.1E+43 1.9E+21 1.5E+40 4.4E+10 8.7E+18 1.1E+04 3.8E+06
RMA3 3.1E+06 3.0E+13 1.2E+09 5.5E+15 8.2E+05 4.7E+09 3.7E+03 2.8E+05
RMA4 5.6E+31 2.4E+66 1.4E+13 2.0E+24 4.7E+04 1.2E+08 5.6E+03 9.9E+05 6.7E+01 4.4E+02
RMA5 4.5E+06 2.4E+15 1.4E+09 7.6E+17 3.6E+04 2.1E+08 4.5E+00 1.2E+01
RMA6 1.8E+19 2.1E+43 1.8E+17 6.4E+34 1.2E+06 6.0E+11 2.2E+03 9.6E+05 3.3E+04 1.7E+07
RMA7 3.1E+00 7.2E+01 4.1E+00 1.9E+01 3.0E+00 8.3E+00 2.1E+00 3.3E+00 1.3E+00 7.7E-01
RMA8 2.8E+15 3.2E+33 1.6E+02 5.7E+04 1.1E+01 1.6E+02 1.6E+00 3.3E+00 1.8E+03 9.9E+04
Review Forms
178
Figures
DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
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bability
of exceedance
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DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
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of exceedance
1
0.9
0.8
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MX1 MX2
DS1 DS2 DS3 DS4
PGA
0.50.450.40.350.30.250.20.150.10.050
Pro
bability
of exceedance
1
0.9
0.8
0.7
0.6
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DS1 DS2 DS3 DS4 DS5
PGA
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RC1 RC2
DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
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of exceedance
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0.50.450.40.350.30.250.20.150.10.050
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0.8
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RC4 IMA1
DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
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of exceedance
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0.8
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0.8
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0.6
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IMA2 IMA3
DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
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of exceedance
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0.8
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IMA4 IMA5
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DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
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IMA6 IMA7
DS1 DS2 DS3 DS4 DS5
PGA
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IMA8 RMA1
DS1 DS2 DS3 DS4 DS5
PGA
0.50.450.40.350.30.250.20.150.10.050
Pro
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RMA2 RMA3
DS1 DS2 DS3 DS4 DS5
PGA
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RMA4 RMA5
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PGA
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RMA6 RMA7
Review Forms
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RMA8
Uncertainty The use of real data allows taking into account all the characteristics of the building stock and the ground
motion.
Review Forms
181
SarabandiEtAl2004
Reference P. Sarabandi, D. Pachakis, S. King & A. Kiremidjian, “Empirical fragility functions from recent
earthquakes”, 13th World Conference on Earthquake Engineering, Vancouver, Canada, 2004
Region of applicability Worldwide and USA
Element at risk Buildings
Typology of element at risk
considered
C1 – concrete moment resisting frame
C2 – concrete frame with concrete shear wall
Syner-G Taxonomy MRF/C/RC/X/X/B-X/X/X-X/X-X/X-X/X
MRF-W/C/RC/X/X/X-X/X/X-X/X-X/X-X/X
Proposed Taxonomy FEMA 310 (FEMA, 1998) very similar to that used in HAZUS (FEMA, 1999) and several recent
ATC projects
Sample data Buildings: only those buildings located near free-field strong motion recording stations (and on
similar site conditions) were extracted from available databases (SAC and LADiv88 building
datasets)
Seismic hazard: 1994 Northridge earthquake, 1999 Chi-Chi earthquake
Methodology Empirical
Damage States Four different characterizations are used: ATC-13 (ATC,1985), HAZUS99 (FEMA,1999), FEMA
273/356 (FEMA, 2000) and Vision2000 (SEAOC,1995)
The performance characterization was developed in terms of percent of loss so that the
performance of each building could be characterized using all four schemes.
Intensity Measure Type MMI, Sd(TLS) [in], RMS, Drift Ratio [%]
Fragility Function Parameters Lognormal distribution
C1
IMT = Sd(TLS) [in]
Mean Standard Deviation
Slight 293.118 1240
Moderate 40.637 100.626
Review Forms
182
Extensive 34.216 55.730
Complete 30.745 40.943
IMT = MMI
Mean Standard Deviation
Slight 7.857 1.070
Light 8.748 1.390
Moderate 9.420 1.628
Heavy 9.907 1.750
Major 10.306 2.014
Destroyed 10.500 1.997
IMT = MMI
Mean Standard Deviation
Operational 8.669 1.330
Life Safe 9.803 1.230
Near Collapse 10.268 1.144
Collapse 10.402 1.090
IMT = RMS
Mean Standard Deviation
Operational 0.072 0.066
Life Safe 0.150 0.150
Near Collapse 0.305 0.365
Collapse 0.398 0.509
C2
IMT = MMI
Mean Standard Deviation
Slight 8.088 1.090
Light 8.850 1.130
Moderate 9.258 1.169
Heavy 9.522 1.191
Review Forms
183
Major 9.694 1.217
Destroyed 9.791 1.235
IMT = fR [%]
Mean Standard Deviation
Slight 0.176 0.108
Light 0.244 0.149
Moderate 0.288 0.164
Heavy 0.316 0.177
Major 0.339 0.186
Destroyed 0.353 0.197
Figures
Slight Moderate Extensive Complete
Sd(Ty)
302520151050
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Slight Light Moderate Heavy Major Destroyed
MMI
1211.51110.5109.598.587.576.56
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C1-Sd(Ty)-HAZUS99 C1 – MMI - ATC13
Operational Life Safe Near Collapse Collapse
MMI
1211.51110.5109.598.587.576.56
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0.8
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0.6
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Operational Life Safe Near Collapse Collapse
RMS
0.20.180.160.140.120.10.080.060.040.020
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C1 – MMI – Vision 2000 C1 – RMS – Vision 2000
Slight Light Moderate Heavy Major Destroyed
MMI
1211.51110.5109.598.587.576.56
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0.9
0.8
0.7
0.6
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Slight Light Moderate Heavy Major Destroyed
Drift Ratio dR
10.90.80.70.60.50.40.30.20.10
Pro
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0.8
0.7
0.6
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0.1
0
C2 – MMI - ATC13 C2 – Drift Ratio - ATC13
Comments The correlations of building performance with the ground motion measures, the correlations of
building performance in terms of damage states and performance levels and the correlation for
building performance in terms of percent of loss were developed. These correlations were also
developed for class C3 (concrete frame with masonry infill shear wall), but due to the size of the
dataset (13 buildings) buildings in this class were not further analyzed.
The comparison with the fragility curves in terms of spectral displacement developed within
HAZUS and within this study is also shown.
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TahiriAndMilutinovic2010
Reference F. T.Tahiri, Z.M. Milutinovic, “Seismic Risk, vulnerability and retrofit requirements of educational
buildings in Kosovo”, 14ECEE, Ohrid, 2010
Region of applicability Kosovo
Element at risk Buildings
Typology of element at risk
considered
School Buildings – Reinforced Concrete
Syner-G Taxonomy MRF/C/RC/X/X/X-X/X/X-X/X-X/LR-X/LC
Sample data Buildings: a typical RC structure is selected from several numbers of educational buildings in the
region of Gjilian. The building was designed on 1983. The design and construction of
educational buildings was done according to SDC.
Seismic Hazard: an earthquake tremor M5.2, h=10 km, I=VII which stroke the city of Gjilian on
24 April 2002 was used.
Methodology Unknown
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd (TLS) [cm]
Fragility Function Parameters Lognormal Distribution
IMT = Sd(TLS) [cm]
Mean Standard Deviation
Slight 1.020 0.379
Moderate 1.625 0.858
Extensive 4.398 4.717
Collapse 12.271 15.970
Figures
Slight Moderate Extensive Collapse
SD(TLS)
7.576.565.554.543.532.521.510.50
Pro
bability
of exceedance
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Comments It is a school building and it is designed and constructed with safety factor of 1.5.
A set of unified fragility curves are obtained with integration of structural and nonstructural
components.
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TsionisEtAl2011
Reference Tsionis G., A. Papailia, M.N. Fardis. 2011. Analytical Fragility Functions for Reinforced Concrete
Buildings and Buildings Aggregates of Euro-Mediterranean Regions – UPAT methodology. Internal
Report, Syner-G Project 2009/2012
Region of
applicability
Euro-Mediterranean Regions
Element at risk Buildings
Typology of element
at risk considered
Reinforced concrete buildings
Legend:
1 - moment resisting frame building, low rise, designed with low code, bare and ductile
2 - moment resisting frame building, low rise, designed with medium code, bare and ductile
3 - moment resisting frame building, low rise, designed with high code, bare and ductile
4 - moment resisting frame building, mid rise, designed with low code, bare and ductile
5 - moment resisting frame building, mid rise, designed with medium code, bare and ductile
6 - moment resisting frame building, mid rise, designed with high code, bare and ductile
7 - moment resisting frame building, high rise, designed with low code, bare and ductile
8 - moment resisting frame building, high rise, designed with medium code, bare and ductile
9 - moment resisting frame building, high rise, designed with high code, bare and ductile
10 –shear walls, mid rise, designed with low code
11 –shear walls, mid rise, designed with medium code
12 –shear walls, mid rise, designed with high code
13 –shear walls, high rise, designed with low code
14 –shear walls, high rise, designed with medium code
15 –shear walls, high rise, designed with high code
16 –dual system, mid rise, designed with low code
17 –dual system, mid rise, designed with medium code
18 –dual system, mid rise, designed with high code
19 – dual system, high rise, designed with low code
20 –dual system, high rise, designed with medium code
21 –dual system, high rise, designed with high code
22 –dual system, mid rise, designed with old code, non ductile
23 –dual system, high rise, designed with old code, non ductile
24 – dual system, mid rise, designed with low code, non ductile
25 - dual system, high rise, designed with low code, non ductile
26 - moment resisting frame building, low rise, designed with old code, infill and non ductile
27 - moment resisting frame building, mid rise, designed with old code, infill and non ductile
28 - moment resisting frame building, high rise, designed with old code, infill and non ductile
29 - moment resisting frame building, low rise, designed with low code, infill and non ductile
30 - moment resisting frame building, mid rise, designed with low code, infill and non ductile
31 - moment resisting frame building, high rise, designed with low code, infill and non ductile
32 - moment resisting frame building, low rise, designed with old code, bare and non ductile
33 - moment resisting frame building, mid rise, designed with old code, bare and non ductile
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34 - moment resisting frame building, high rise, designed with old code, bare and non ductile
35 - moment resisting frame building, low rise, designed with low code, bare and non ductile
36 - moment resisting frame building, mid rise, designed with low code, bare and non ductile
37 - moment resisting frame building, high rise, designed with low code, bare and non ductile
38 - moment resisting frame building, low rise, designed with old code, pilotis and non ductile
39 - moment resisting frame building, mid rise, designed with old code, pilotis and non ductile
40 - moment resisting frame building, high rise, designed with old code, pilotis and non ductile
41 - moment resisting frame building, low rise, designed with low code, pilotis and non ductile
42 - moment resisting frame building, mid rise, designed with low code, pilotis and non ductile
43 - moment resisting frame building, high rise, designed with low code, pilotis and non ductile
Syner-G Taxonomy MRF/C/RC/R/R/B-X/D/X-X/X-X/L-X/LC
MRF/C/RC/R/R/B-X/D/X-X/X-X/L-X/MC
MRF/C/RC/R/R/B-X/D/X-X/X-X/L-X/HC
MRF/C/RC/R/R/B-X/D/X-X/X-X/M-X/LC
MRF/C/RC/R/R/B-X/D/X-X/X-X/M-X/MC
MRF/C/RC/R/R/B-X/D/X-X/X-X/M-X/HC
MRF/C/RC/R/R/B-X/D/X-X/X-X/H-X/LC
MRF/C/RC/R/R/B-X/D/X-X/X-X/H-X/MC
MRF/C/RC/R/R/B-X/D/X-X/X-X/H-X/HC
W/C/RC/R/R/X-X/X/X-X/X-X/M-X/LC
W/C/RC/R/R/X-X/X/X-X/X-X/M-X/MC
W/C/RC/R/R/X-X/X/X-X/X-X/M-X/HC
W/C/RC/R/R/X-X/X/X-X/X-X/H-X/LC
W/C/RC/R/R/X-X/X/X-X/X-X/H-X/MC
W/C/RC/R/R/X-X/X/X-X/X-X/H-X/HC
MRF-W/C/RC/R/R/X-X/X/X-X/X-X/M-X/LC
MRF-W/C/RC/R/R/X-X/X/X-X/X-X/M-X/MC
MRF-W/C/RC/R/R/X-X/X/X-X/X-X/M-X/HC
MRF-W/C/RC/R/R/X-X/X/X-X/X-X/H-X/LC
MRF-W/C/RC/R/R/X-X/X/X-X/X-X/H-X/MC
MRF-W/C/RC/R/R/X-X/X/X-X/X-X/H-X/HC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/M-X/NC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/H-X/NC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/M-X/LC
MRF-W/C/RC/R/R/X-X/ND/X-X/X-X/H-X/LC
MRF/C/RC/R/R/RI-X/ND/X-X/X-X/L-X/NC
MRF/C/RC/R/R/RI-X/ND/X-X/X-X/M-X/NC
MRF/C/RC/R/R/RI-X/ND/X-X/X-X/H-X/NC
MRF/C/RC/R/R/RI-X/ND/X-X/X-X/L-X/LC
MRF/C/RC/R/R/RI-X/ND/X-X/X-X/M-X/LC
MRF/C/RC/R/R/RI-X/ND/X-X/X-X/H-X/LC
MRF/C/RC/R/R/B-X/ND/X-X/X-X/L-X/NC
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MRF/C/RC/R/R/B-X/ND/X-X/X-X/H-X/NC
MRF/C/RC/R/R/B-X/ND/X-X/X-X/L-X/LC
MRF/C/RC/R/R/B-X/ND/X-X/X-X/M-X/LC
MRF/C/RC/R/R/B-X/ND/X-X/X-X/H-X/LC
MRF/C/RC/R/R/IRI-P/ND/X-X/X-X/L-X/NC
MRF/C/RC/R/R/IRI-P/ND/X-X/X-X/M-X/NC
MRF/C/RC/R/R/IRI-P/ND/X-X/X-X/H-X/NC
MRF/C/RC/R/R/IRI-P/ND/X-X/X-X/L-X/LC
MRF/C/RC/R/R/IRI-P/ND/X-X/X-X/M-X/LC
MRF/C/RC/R/R/IRI-P/ND/X-X/X-X/H-X/LC
Sample data Some prototype regular buildings have been analyzed.
Methodology Analytical – Nonlinear Dynamic
Damage States Two damage states are considered:
‚ Yielding
‚ Collapse
Intensity Measure
Type
PGA [g]
Fragility Function
Parameters
Lognormal distribution
IMT = PGA [g]
Yielding Collapse
Mean StDev Mean StDev
1 0.200 0.085 0.459 0.126
2 0.179 0.076 0.832 0.283
3 0.181 0.081 0.966 0.278
4 0.245 0.101 0.667 0.174
5 0.176 0.084 0.887 0.465
6 0.176 0.090 0.990 0.491
7 0.284 0.121 0.855 0.228
8 0.167 0.089 0.839 0.423
9 0.171 0.077 0.941 0.459
10 0.127 0.070 0.168 0.033
11 0.147 0.079 0.191 0.036
12 0.193 0.110 0.449 0.173
13 0.138 0.077 0.172 0.017
14 0.149 0.082 0.186 0.029
15 0.174 0.084 0.307 0.100
16 0.124 0.058 0.217 0.025
17 0.125 0.068 0.199 0.037
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IMT = PGA [g]
Yielding Collapse
Mean StDev Mean StDev
18 0.148 0.079 0.413 0.137
19 0.090 0.048 0.265 0.128
20 0.101 0.054 0.365 0.176
21 0.168 0.085 0.401 0.112
22 0.094 0.052 0.163 0.036
23 0.131 0.069 0.176 0.020
24 0.109 0.060 0.175 0.037
25 0.123 0.061 0.177 0.020
26 0.635 0.283 1.488 0.688
27 0.615 0.261 1.948 1.000
28 0.598 0.293 2.526 8.714
29 0.599 0.251 7.543 57.178
30 0.540 0.265 5.443 38.289
31 0.473 0.217 5.597 45.129
32 0.093 0.043 0.224 0.107
33 0.157 0.066 0.482 0.232
34 0.169 0.079 0.476 0.971
35 0.223 0.092 2.973 25.069
36 0.170 0.072 1.129 5.025
37 0.151 0.069 1.767 14.426
38 0.075 0.026 0.189 0.081
39 0.093 0.042 0.275 0.145
40 0.159 0.074 0.427 0.218
41 0.202 0.080 0.693 0.192
42 0.169 0.072 0.498 0.266
43 0.133 0.061 0.387 0.199
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Figures
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Yielding Collapse
PGA [g]10.90.80.70.60.50.40.30.20.10
Pro
babili
ty o
f exceedance
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
43
Uncertainty Uncertainty both in the demand and in the capacity have been considered in the analyses
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VacarenauEtAl2004
Reference R. Vacareanu, R. Radoi, C. Negulescu. & A. Aldea, ”Seismic vulnerability of RC buildings in
Bucharest, Romania”, 13th World Conference on Earthquake Engineering, Vancouver, Canada
2004
Region of applicability Bucharest - Romania
Element at risk Buildings
Typology of element at risk
considered
RC buildings – 13 storeys – low code
Syner-G Taxonomy MRF/C/RC-ASC-HY/IR/IR/RI-AAC/X/X-X/X-X/HR-13/LC
Sample data Buildings: 1 RC frame structures. 12/13 storeys. Low code
Seismic hazard: 1 recorded accelerogram
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ None
‚ Slight
‚ Moderate
‚ Extensive
‚ Complete
Intensity Measure Type Sd (TLS) [cm]
Fragility Function Parameters Lognormal distribution
IMT = Sd (TLS) [cm]
Mean Standard
Deviation
Slight 4.940 3.395
Moderate 9.891 8.063
Extensive 29.281 22.484
Complete 85.328 84.706
Figures
Slight Moderate Extensive Complete
Sd(TLS)
80706050403020100
Pro
babili
ty o
f exceed
ance
1
0.9
0.8
0.7
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Uncertainty The compressive strength of concrete and the yield strength of steel are, as a minimum, the
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196
parameters that are treated as the random variables. Following Galambos et al. (1982), a
normal probability distribution for concrete strength and a lognormal distribution for steel
strength is used.
Comments Based on HAZUS and ATC-40 methodologies with some alternative approach (Chopra and
Goel, 1999). HAZUS gives the fragility function parameters that are appropriate for each type of
building. In order to calibrate the fragility function parameters which are appropriate for
Bucharest building types, the Monte Carlo Simulation Technique can be used. It involves the
selection of the input capacity random variables required for the pushover analyses, the
pushover analyses and the simulation of the structural damage.
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VargasEtAl2010
Reference Y. F. Vargas, L.B. Pujades and A.H. Barbat, “ Probabilistic assessment of the global damage in
reinforced concrete structures”, 14ECEE, Ohrid, 2010.
Region of applicability Spain
Element at risk Buildings
Typology of element at risk
considered
Reinforced Concrete Building
Syner-G Taxonomy WS/C/RC/X/R/X-X/X/X-X/X-X/HR-8/X
Sample data Buildings: family housing, regular in plant, with waffle slabs instead of beams. 8 storeys.
Seismic Hazard: Eurocode 8, Type 1 for soil type D is taken as target spectrum. A series of
accelerograms from Spanish database and European database with mean elastic response
spectrum compatible with the target spectrum are considered.
Methodology Analytical – Nonlinear Static
Damage States Five damage states are considered:
‚ No damage
‚ Slight
‚ Moderate
‚ Severe
‚ Collapse
Intensity Measure Type Sd(TLS) [m]
Fragility Function Parameters Lognormal distribution
IMT = Sd(TLS) [m]
Mean Standard Deviation
Slight 0.096 0.029
Moderate 0.132 0.030
Severe 0.164 0.035
Collapse 0.225 0.065
Figures
Slight Moderate Severe Collapse
Sd(TLS)
0.60.550.50.450.40.350.30.250.20.150.10.050
Pro
bability
of exceedance
1
0.9
0.8
0.7
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0.5
0.4
0.3
0.2
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0
Uncertainty The uncertainty of the mechanical properties of the materials and the uncertainty of the seismic
demand are taken into account.
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Appendix B
B Tutorial
Once the Syner-G tool is installed on the computer, the program is ready to run. The
following window will appear.
The user has three options to start working with the tool:
1. Open an Existing Project: the user can upload an existing project by clicking on the
button highlighted in the screenshot (button number 1). The Syner-G projects have
the *.sgp extension. They contain a group of Fragility Functions sets;
2. Insert Existing Fragility Function: the user can upload existing Fragility Functions sets
by clicking on button number 2. The Syner-G Fragility Functions set has the *.xml
extension;
3. Insert New Fragility Functions: the user can manually upload a new Fragility
Functions set by clicking on button number3 and by following the steps required by a
specific form described later in the document.
3. Insert new FragilityFunctions
2. Insert existing Fragility Functions
1. Open an existing Project Create a New Project:
the user is allowed to
open a new empty
project and then
choose to follow
Option1, Option 2 or
Option 3
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The toolbar is composed of different buttons which are briefly described in the following
table:
This button represents Create a New Project, Open an Existing
Project, Insert an Existing Fragility Function and Insert a New
Fragility Function. These different options that can be used to work
with the tool will be described later in the document
These buttons represent Save the Project, Print Chart and Preview
Chart
These buttons represent the Zoom in and the Zoom out tool
These buttons represent Copy Chart that allows the user to copy
the chart and secondly to paste it into another document, Chart
Option that allows the user to change the chart’s properties
(colours, legend, scale, etc.) and Settings that allows the user to
change the settings of the tool. The latter will be described later.
These buttons will open Notepad or the Calculator
These buttons represent the Help System and Syner-G Website
link that allows the user to go directly to the Syner-G website
(www.vce.at/SYNER-G/)
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The Settings button can be used to change some default settings such as the units, the
Ground Motion Intensity Conversion Equation or the Limit States that a user wants to use to
harmonize the set of Fragility Functions contained in his/her own project.
General Tab: the user can choose the
numerical accuracy represented by the
number of decimal places and the units for
the acceleration, velocity and
displacements. The units will be always
shown in the main window bottom_right.
IMT conversions Tab: the Target Intensity
Measure Type is the Peak Ground
Acceleration and it represents the
Intensity Measure Type of reference.
When a Fragility Function will be
harmonized, its IMT will be converted to
PGA. Then a list of conversion equations
is uploaded in the tool to convert IMTs of
the set of Fragility Functions into the
Target IMT.
Damage scale conversions Tab: the user
can choose the number of limit states to
be the limit states of reference when
he/she wants to harmonize the curves. It
is possible to give your own name to the
limit state.
The Syner-G default button allows the user to set all the choices to the default
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Once an Existing Project or a set of existing Fragility Functions are uploaded in the tool, the
users can visualize or modify data, compare results, harmonize different sets of Fragility
Functions and save their own project.
To visualize a set of Fragility Functions the user can double click on the name of the set of
functions or tick on the corresponding box. The different panels reported in the main window
of the tool are shown and described in the following screenshot.
To select and visualize the curves, the user can also use a drop down menu, select the set
of Fragility Functions and then click on Plot button (red rectangle in the screenshot above).
On the bottom left of the main window, six buttons allow the user to select all the curves, to
filter the curves following his/her criteria, to remove the filter or the selected curves, to enter
the compare module or the harmonize module.
List of the Fragility Functions
uploaded in the tool
Original Data: main characteristics of the
selected set of Fragility Functions
Syner-G
Taxonomy:
Proposed Syner-G
Taxonomy
Plot of the selected
set of Fragility
Functions
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The Filter button allows the user to select the curves of interest. There are different kind of
filters. It is possible to filter the curve by the main parameters or by the Syner-G Taxonomy.
Once the user has selected a set of Fragility Functions he/she can modify, save, export or
remove the data clicking on the following buttons:
1. Show Values: the user is able to visualize the mean and the standard deviation of the
fragility curves, the statistical distribution, the minimum and the maximum of the IMT,
the number and the name of the limit states used. He/she can also modify these data
and decide to apply the changes or to save them;
2. SaveChanges: the user is able to save the changes;
3. Export pdf: the user is able to export the data and all the information that are
visualized in the main window in a *.pdf document;
4. Remove: the user is able to Remove from the project the selected set of Fragility
Functions.
A drop down menu will
show all the categories that
can be filtered and selected
It has to be mentioned that
the possibility to filter by
Syner-G taxonomy is very
useful in the comparison
module. The user can
select the fragility functions
sets belonging to the same
building class and compare
the results The Remove Filter button will remove
all the selected filters
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Show Values
Export pdf
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Instead of using an existing set of Fragility Functions, the user can upload his/her own set of
curves using the ‘Insert new Fragility Functions’ button in the toolbar. A Fragility Function
Creation window, as the one shown in the following screenshots, will appear. The user has
to fill the fields reported in the Four Steps Tabs and click on the Finish button (Step 4 Tab) to
upload the set of curves in the tool.
Step 1 Step 2
Step 3 Step 4
Click on the Finish button to upload
the set of curves in the tool
The user can check his/her fragility function set
plotting the chart before uploading it
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Harmonize module
To harmonize a set of curves the user has to select the set by ticking the corresponding box
and then clicks on the Harmonize button. It is possible to harmonize more than one set of
curves at a time. The Harmonization of the Fragility Curves window will appear. The user
can choose the name of the new harmonized curves, decide the limit state conversion, and
the IMT conversion. Some default conversions are proposed. Then he/she has to click on
the Finish button and the harmonized set of curves will be uploaded at the end of the list of
the set of Fragility Functions shown in the white box. If the user is harmonizing two or more
sets of functions he/she has to click on the Next button until all the curves are harmonized.
Then he/she has to click on the Finish button to import the curves into the tool.
In the menu bar at the top of the window there is the ‘Tool’ drop down menu. The user can
select ‘IMT conversion’ to visualize all the conversion equations that are stored in the tool.
Different conversion equations from PGV, Sd(Ty), Sa(Ty) and macroseismic intensity to
PGA have been uploaded.
Original Function Harmonized Function
Name of the
Original Function
Name of the
Harmonized
Function
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Tutorial
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Compare Module
To compare two or more different sets of curves, the user has to tick the boxes that
correspond to the chosen set of Fragility Functions and then click on the Compare Button.
By ticking the boxes in the legend of the chart it is possible to add or remove curves from the
plot itself.
List of the Fragility
Function sets that
are compared
A user can decide
to visualize a
different number
of limit states.
He/she can just
tick the boxes
corresponding to
the limit states of
interest.
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Two more possibilities to visualize the comparison beyond the cumulative density functions
are provided in the tool.
The first one can be selected by clicking on the “See Values” on the bottom_right of the
Compare window. In this case, the user can visualize point by point the values of the curves.
He/She can also decide to sort them by fragility functions or by limit states.
The second one can be selected by clicking on the “Bars Chart” on the bottom_right of the
Compare window. In this case, the user can visualize the discrete probability density
function. Moving the bar at the bottom of the figure the user can decide the intensity
measure level for which he/she wants to know the probability.
Intensity measure level for which the probability
is calculated
A user can decide to sort the values of the
curves by fragility function or by limit state