ETF Market Perspective

Monthly Highlights

Underlying Market Distribution

ADT & MC

Number of ETFs

Mainland China A-Share 43

Hong Kong Equity 20

Asia Pacific Equity 43

Other Equity 10

Fixed Income & Currency 9

Commodity 6

Total 131

4,344

6,291

14,241

11,820

5,851

8,224

15,284

10,218

13,442 13,761

7,373 5,568

340 349 345 324 333 340

375 370 356

332

297 293

-

100

200

300

400

0

4,000

8,000

12,000

16,000

20,000

Oct2014

Nov Dec Jan2015

Feb Mar Apr May Jun Jul Aug Sep

ADT MC

ADT

(HK$m)

MC

(HK$bn)

Rank Stock Code Name of ETF ADT

(HK$m)

1 2822/82822 CSOP FTSE China A50 1,396

2 2823 iShares FTSE A50 China 1,325

3 2800 Tracker Fund of Hong Kong 1,204

4 2828/82828 Hang Seng H-Share 1,115

5 3188/83188 ChinaAMC CSI300 362

6 2801 iShares MSCI China 55

7 2827 W.I.S.E. - CSI300 China 53

8 2833/82833 Hang Seng Index ETF 11

9 2836 iShares S&P BSE SENSEX India 4

10 2840 SPDR Gold 4

56.9

166.4

73.3 +2.6

-2.0

-4.6

-10.0 40.0 90.0 140.0

Others

Hong KongEquity

MainlandChina

A-Share

55.0 3.4%

161.8 2.8%

75.9 3.5%

1

2

3 4 5 6

ADT

1

2

3

4

5 6

MC

ADT MC

(HK$m) % (HK$m) %

1 Mainland China A-Share 3,152 56.6 75,914 25.9

2 Hong Kong Equity 2,387 42.9 161,775 55.3

3 Asia Pacific Equity 10 0.2 11,103 3.8

4 Other Equity 5 0.1 13,891 4.7

5 Fixed Income & Currency 7 0.1 29,148 10.0

6 Commodity 6 0.1 855 0.3

Total 5,568 100 292,686 100

September 2015

ADT & MC Distribution in September

Net Fund Inflow / Outflow (HK$bn) in September Most Actively Traded ETFs in September

MC in Aug 2015 Net Inflows in Sep 2015

MC in Sep 2015 Net Outflows in Sep 2015

The average daily turnover (ADT) of HKEx’s ETF market in September was HK$5.6 billion, which was down 24% from the previous

month’s ADT.

The RMB counters of Hang Seng H-Share Index ETF (82828) and Hang Seng Index ETF (82833) were launched on 4 September. They

are the first Hong Kong equity ETFs with both HKD and RMB counters at HKEx.

E-mail: ETFs@hkex.com.hk | Website: http://www.hkex.com.hk/etf

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the information, neither it, nor any of its affiliate makes any warranty or representation, express or implied, or accept any responsibility or

liability for, the accuracy, completeness, reliability or suitability of the information for any particular purpose. HKEx accepts no liability

whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or

non-action based on or in reliance upon the information.

The information does not, and is not intended to, constitute investment advice or a recommendation to make any kind of investment decision.

Any person who intends to use the information or any part thereof should seek independent professional advice. Modification of the information

in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of HKEx.

Note: ETF Market Perspective covers ETFs listed on HKEx’s securities market. It does not cover the two ETFs that trade at HKEx under the

pilot programme. Dual counters of an ETF are counted as one ETF. Market capitalisation statistics exclude SPDR Gold Trust. Performance

statistics are based on the closing prices. For ETFs with dual counters, only the performance of the HKD counter is included. All data are as of

month end.

10 Best Performing ETFs YTD

Stock

Code Name

%

change

1 3063 db x-trackers CSI300 Transportation UCITS 15.43

2 3132 C-Shares CSI Healthcare 9.37

3 3057 db x-trackers CSI300 Health Care UCITS 7.89

4 3025 db x-trackers CSI300 Consumer Discretionary UCITS

4.61

5 3126 Vanguard FTSE Japan 4.43

6 2841 iShares CSI A-Share Consumer Staples 2.81

7 3001 iShares CSI A-Share Consumer Discretionary 1.11

8 3105 db x-trackers MSCI Bangladesh IM UCITS 0.86

9 2808 E Fund Citi Chinese Government Bond 5-10 Years

0.63

10 2819 ABF Hong Kong Bond 0.40

10 Best Performing ETFs in September

Stock

Code Name

%

change

1 3147 CSOP SZSE ChiNext 5.60

2 2839 W.I.S.E. - CSI HK Listed Mainland Real Estate 4.13

3 3132 C-Shares CSI Healthcare 3.46

4 2823 iShares FTSE A50 China 3.34

5 2808 E Fund Citi Chinese Government Bond 5-10

Years 3.13

6 3072 Ping An of China CSI HK Mid Cap Select 3.13

7 3008 C-Shares CSI 300 2.47

8 2817 W.I.S.E. - CSI HK Listed Mainland

Consumption 2.33

9 2848 db x-trackers MSCI Korea UCITS 2.16

10 3064 Horizons S&P Asia ex JANZ Financials 2.04

10 Worst Performing ETFs in September

Stock

Code Name

%

change

1 3048 db x-trackers MSCI Brazil UCITS -17.68

2 3075 Horizons S&P Asia ex JANZ Industrials -16.82

3 3031 XIE Shares Indonesia (LQ45) -14.24

4 3099 db x-trackers MSCI Indonesia UCITS -12.58

5 3062 db x-trackers CSI300 Materials UCITS -12.56

6 3039 iShares CSI A-Share Materials -10.48

7 3052 db x-trackers CSI300 Utilities UCITS -9.85

8 3119 ETFS Physical Platinum -8.36

9 3084 Value Japan -8.19

10 3127 Horizons CSI 300 -7.66

10 Worst Performing ETFs YTD

Stock

Code Name

%

change

1 3048 db x-trackers MSCI Brazil UCITS -41.84

2 2829 iShares CSI A-Share Financials -38.20

3 3031 XIE Shares Indonesia (LQ45) -35.40

4 3099 db x-trackers MSCI Indonesia UCITS -32.99

5 3029 XIE Shares Malaysia (FTSE Bursa Malaysia KLCI)

-27.44

6 3082 db x-trackers MSCI Malaysia UCITS -26.99

7 2844 db x-trackers CSI300 Financials UCITS -26.44

8 3119 ETFS Physical Platinum -24.57

9 3076 Horizons S&P Asia ex JANZ Energy -24.25

10 3039 iShares CSI A-Share Materials -23.60