examination of the relationship between school

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EXAMINATION OF THE RELATIONSHIP BETWEEN SCHOOL ORGANIZATIONAL CLIMATE AND ELEMENTARY SCHOOL STUDENTS’ SOCIO-EMOTIONAL OUTCOMES By McHale Newport-Berra A dissertation submitted to Johns Hopkins University in conformity with the requirements for the degree of Doctor of Philosophy Baltimore, Maryland November, 2013 © 2013 McHale Newport-Berra All Rights Reserved

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!EXAMINATION OF THE RELATIONSHIP BETWEEN SCHOOL ORGANIZATIONAL CLIMATE AND ELEMENTARY SCHOOL

STUDENTS’ SOCIO-EMOTIONAL OUTCOMES

By

McHale Newport-Berra

A dissertation submitted to Johns Hopkins University in conformity with the requirements for the degree of Doctor of Philosophy

Baltimore, Maryland

November, 2013

© 2013 McHale Newport-Berra All Rights Reserved

ii

Abstract

Background: Behavior problems and poor social skills in elementary school are

associated with academic and social difficulties in childhood, and later consequences

such as educational failure, psychiatric problems, and criminality. Previous research has

examined the relationship between student-perceived school climate and socio-emotional

outcomes. Given the influence of work environment on employee behavior, more

research is needed that examines the relationship between the staff-perceived school

environment and students’ outcomes.

Methods: Data came from third and fifth grade waves of the Early Childhood

Longitudinal Study-Kindergarten Class (ECLS-K). Using factor analysis, school

organizational climate scales were identified comprised of items from teacher and

administrator surveys. For Aim 2, 9,173 students were nested in 1,523 schools to

examine relationships between climate dimensions and students’ socio-emotional

outcomes in fifth grade, net third grade behaviors and other individual, family, teacher

and school variables. Moderation by students’ socio-economic status and previous

behavior problems was examined with interaction terms. Aim 3 examined teachers’ job

satisfaction as a mediator of the relationship between school organizational climate and

socio-emotional outcomes.

Results: Factor analysis yielded five administrator-reported factors: General Facilities,

Extracurricular Facilities, Safety, Stability, and Community Support & School Order, and

four teacher-reported factors: Teacher Interaction, Staff Collegiality, Leadership and

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Student Conduct. Higher levels of school-wide positive Student Conduct were associated

with lower levels of externalizing behaviors and higher levels of social skills in fifth

grade students. Better Community Support & School Order was associated with greater

social skills. Some associations were stronger for students from low-income families and

with more third grade behavior problems. Staff Collegiality, Leadership and Student

Conduct were significantly associated with teacher job satisfaction, which had a small,

but significant, association with most socio-emotional outcomes.

Conclusion: ECLS-K administrator and teacher surveys produced school organizational

climate scales with acceptable psychometric properties that can be used in future

research. The link between school-wide student conduct and students’ socio-emotional

outcomes reinforces the importance of school-level efforts to promote positive behavior

and prevent bullying, particularly for low-income children. Other dimensions of school

organizational climate, including Leadership and Staff Collegiality, may be indirectly

related to students’ socio-emotional outcomes through teacher behaviors.

Advisor: Anne W. Riley, Ph.D.

iv

Committee of Final Thesis Readers Committee Members Dr. Elizabeth Colantuoni, Assistant Scientist Department of Biostatistics, Johns Hopkins Bloomberg School of Public Health Dr. Tamar Mendelson, Associate Professor Department of Mental Health, Johns Hopkins Bloomberg School of Public Health Dr. Cynthia Minkovitz, Professor Department of Population, Family & Reproductive Health, Johns Hopkins Bloomberg School of Public Health Dr. Anne W. Riley (Advisor), Professor Department of Population, Family & Reproductive Health, Johns Hopkins Bloomberg School of Public Health

Alternate Committee Members Janice Bowie, Associate Professor Department of Health, Behavior and Society, Johns Hopkins Bloomberg School of Public Health Kristin Mmari, Assistant Professor Department of Population, Family & Reproductive Health, Johns Hopkins Bloomberg School of Public Health

v

Acknowledgements

I would like to express my gratitude for all of the individuals who provided

support and guidance during my doctoral studies and dissertation research.

I would like to thank my committee members. First and foremost, thank you to

my advisor, Dr. Anne Riley, for her steady and thoughtful guidance, mentorship, and

support. She has helped me to nurture and explore my interests and passions, while also

pushing me to examine these issues with rigor. Thank you also to Dr. Elizabeth

Colantuoni for her statistical guidance; her knowledgeable and ready help made it

possible for me to conduct these analyses. I would also like to thank Dr. Cynthia

Minkovitz for her assistance and support, particularly her willingness to help, her

practical and policy-oriented perspective, and her careful reading of, and feedback about,

my dissertation. I also thank Dr. Tamar Mendelson, who provided valuable insight that

helped me think about implications of, and next steps for, my research.

I would also like to thank several other faculty and staff. Thank you to Dr. Bob

Blum, both for the learning opportunities he provided me and his accessibility and

dedication to students in general. I also thank Dr. Catherine Bradshaw, who helped me to

think about the role of schools and provided assistance in multiple ways. I would also like

to thank Mark Emerson for his help managing and accessing the data. Finally, I would

like to extend a big thank you to Lauren Ferretti, for so graciously and ably helping me

accomplish the many logistical tasks necessary to complete this degree.

I would also like to thank my fellow students for their emotional and academic

support they have provided over the past four years. In addition to my doctoral cohort, I

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would like to extend a special thank you to other students in my department who

provided advice and assurance that made it much easier to navigate this process.

Most of all, I want to thank my family for their unwavering support and

encouragement. Thank you to my parents, who have always had confidence in me and

been such enthusiastic cheerleaders. Thank you to my brothers for supporting me and

taking an interest in my work—and for making me laugh! Thank you to my daughter,

Kaya, who inspires me every day with her joy and curiosity. Finally, I am deeply grateful

to my amazing husband, Samidh, who provided crucial reassurance during the

challenging moments of this process, and so enthusiastically joined me in celebrating the

successes. Thank you for believing in me, for embracing my goals and for all you have

done to help me accomplish them.

I am grateful for the financial support I received that helped me to complete my

doctoral studies and conduct this research, including the Donald A. Cornely Maternal and

Child Health Scholarship and the Alice and John Chenoweth-Pate Scholarship.

Additionally, this research was supported by a grant from the American Educational

Research Association (AERA), which receives funds from its “AERA Grants Program”

from the National Science Foundation under Grant #DRL-0941014. Opinions reflect

those of the author and do not necessarily reflect those of the granting agencies.

vii

Table of Contents

Dissertation Abstract ........................................................................................................ ii Committee of Final Thesis Readers ............................................................................... iv Acknowledgements ...........................................................................................................v List of Tables ................................................................................................................... ix List of Figures .................................................................................................................. xi Chapter 1: Background and Significance ........................................................................1

Introduction ......................................................................................................................2 Dissertation Overview ......................................................................................................4 Study Aims and Hypotheses ............................................................................................5 Background ......................................................................................................................6 Theory and Conceptual Framework ...............................................................................22 References ......................................................................................................................27

Chapter 2: Research Design and Methods ....................................................................40

Study Design ..................................................................................................................41 Study Sample ..................................................................................................................41 Data Collection ..............................................................................................................44 Measures and Variables .................................................................................................50 Analytic Methods ...........................................................................................................60 References ......................................................................................................................71

Chapter 3: Identification of School Organizational Climate Constructs in the ECLS-K Using Factor Analysis ......................................................................................74

Abstract ..........................................................................................................................75 Introduction ....................................................................................................................77 Methods ..........................................................................................................................81 Results ...........................................................................................................................87 Discussion ......................................................................................................................93 References ......................................................................................................................98

Chapter 4: School Organizational Climate and Students’ Socio-emotional Outcome in Elementary School .....................................................................................................107

Abstract ........................................................................................................................108 Introduction ..................................................................................................................110 Methods ........................................................................................................................118 Results .........................................................................................................................127 Discussion ....................................................................................................................132 References ....................................................................................................................138

viii

Chapter 5: Understanding the Link Between the School Work Environment and Students’ Socio-Emotional Development: the Role of Teacher Job Satisfaction ....158

Abstract ........................................................................................................................159 Introduction ..................................................................................................................160 Methods ........................................................................................................................165 Results .........................................................................................................................175 Discussion ....................................................................................................................178 References ....................................................................................................................185

Chapter 6: Conclusion ..................................................................................................196

Summary of Results .....................................................................................................197 Implications for Policy and Practice ............................................................................200 Implications for Research .............................................................................................202 Strengths and Limitations ............................................................................................203 Conclusion ....................................................................................................................207 References ....................................................................................................................209

Appendices ......................................................................................................................211

Appendix 1 ...................................................................................................................211 Appendix 2 ...................................................................................................................213

Curriculum Vitae ..........................................................................................................215

ix

List of Tables Table 2.1 Comparison of Full Fifth Grade Sample and Analytic Sample .................43 Table 2.2 Child-level completion rates for children with scorable reading, math or science assessment or children not assessed due to disabilities, by survey instruments .................................................................................................46 Table 2.3 Split-half reliabilities for teacher Social Rating Scale scores ....................48 Table 2.4 Self-Description Questionnaire scale reliabilities ......................................50 Table 2.5 Description of Study Variables ..................................................................51 Table 3.1 Factor loadings from exploratory factor analysis (ESEM) with five factors (administrator survey) .............................................................................101 Table 3.2 Fit statistics for models tested in confirmatory factor analysis (administrator survey) .............................................................................101 Table 3.3 Standardized item loadings for confirmatory factor analysis (administrator survey) .............................................................................102 Table 3.4 Correlations among school organizational climate factors (administrator survey) .............................................................................103 Table 3.5 Scale reliabilities (administrator survey) ................................................103 Table 3.6 Factor loadings from exploratory factor analysis (ESEM) with four factors (teacher survey) .......................................................................................104 Table 3.7 Fit statistics for models tested in confirmatory factor analysis (teacher survey) .......................................................................................104 Table 3.8 Standardized item loadings for confirmatory factor analysis (teacher survey) .......................................................................................105 Table 3.9 Correlations among school organizational climate factors (teacher survey)....................................................................................…106 Table 3.10 Scale reliabilities (teacher survey) ..........................................................106

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Table 3.11 Intercorrelation coefficients (ICCs) for school organizational climate scales from teacher survey .......................................................................106 Table 4.1 Correlation Matrix for Socio-emotional Outcomes .................................147 Table 4.2 Correlation Matrix for School Organizational Climate factors ...............148 Table 4.3 Bivariate Models for School Organizational Climate factors ..................149 Table 4.4 Multilevel Models for Externalizing Behaviors ......................................150 Table 4.5 Multilevel Models for Internalizing Behaviors ........................................152 Table 4.6 Multilevel Models for Social Skills .........................................................154 Table 4.7 Model Variance Components ..................................................................156 Table 5.1 Multilevel Models of Teacher Job Satisfaction from School Organizational Climate ............................................................................191 Table 5.2 Multilevel Models for Socio-emotional Outcomes from Teacher Job Satisfaction ..........................................................................193 Table 5.3 Multilevel Models of Socio-emotional Outcomes from School Organizational Climate Dimensions, with and without teacher job satisfaction ..............................................................................................195

xi

List of Figures Figure 1.1 Conceptual Framework ..............................................................................26

1

Chapter One

Background and Significance

2

Introduction Behavior problems and poor social skills in elementary school can lead to

academic and social difficulties in the early years, and later consequences such as

educational failure, unemployment, psychiatric problems, and criminality (Moffitt, 2006;

Roeser, 2001; Kessler et al., 2005; Schaeffer, 2003). Intervening early is crucial because

social behaviors become more difficult to change as children get older (Caspi et al., 1987;

Loeber, 1990,;Kazdin, 1997). Schools have the potential to exert powerful positive

influences on children’s socio-emotional development. Researchers and policy makers’

recognition of the relationship between socio-emotional and academic outcomes has led

to effective school-based interventions (Kataoka et al.; 2009; Hoagwood et al., 2007), but

many interventions are classroom-based, dependent on teachers’ implementation and

often narrowly focused (NRC & IOM, 2009; Walker et al., 1995). In addition to

structured interventions, there is a need to build on schools’ existing resources and foster

organizational contexts that promote positive psychological development and learning.

A growing body of school-based research seeks to understand and address

system-level factors that can positively shape children’s social and behavioral

competence in a sustainable manner. It is particularly important to identify protective

factors for students at increased risk of poor socio-emotional development, including

those from poor families and those with previous behavior problems. School

characteristics such as the aggregate level of family poverty have been identified as risk

factors for poor socio-emotional outcomes, but compositional factors such as these are

not modifiable (Battistich et al., 1995; Hoglund et al., 2004).

3

This study examined the effects of the school environment, specifically the

organizational climate, on students’ socio-emotional outcomes in fifth grade, a critical

period when students are beginning the transition to adolescence. School organizational

climate differs from student-perceived school climate, and instead refers to staff

perceptions of their work environment. Research in organizational psychology has

demonstrated the importance of one’s work environment on performance and behavior

(Moffitt, 2006). There is evidence that dimensions of the school organizational climate,

particularly leadership and safety, have an impact on academic achievement, primarily

due to the mediating effect of teacher behaviors (Roeser, 2001; Kessler et al., 2005).

However, there is a lack of research examining how the school organizational climate

affects students’ socio-emotional development. As with academic achievement, school

organizational climate is likely to have an impact on students’ socio-emotional outcomes

by affecting how teachers relate to their students.

With an increasing interest in interventions that aim to make school-level changes

to promote students’ development, as well as school and district level surveys that assess

staff perceptions of the school environment, it is important to identify elements of the

school organizational climate that matter most for students’ socio-emotional

development. Additionally, although previous studies have found that schools explain a

relatively small proportion of the variance in students’ outcomes, it may be that for

students who are already at increased risk for mental health problems due to low

socioeconomic status or existing externalizing behavior problems, the school

organizational climate is especially important. Findings from this study highlight the

most important aspects of the school organizational climate for students’ socio-emotional

4

development, helping to inform policies and funding priorities at the school, district, state

and national level.

! The purpose of this study was to first identify dimensions of the school

organizational climate (SOC) using questions in the ECLS-K teacher and administrator

questionnaires, and then to examine the relationship between these dimensions and

students’ socio-emotional outcomes in fifth grade. In order to better understand the

complexities of this relationship, moderation by students’ socioeconomic status and prior

behavior was examined, along with mediation by teacher job satisfaction.

Dissertation Overview

This dissertation includes three separate analytic studies with an overarching

focus on understanding how school organizational climate, a school-level characteristic,

affects individual students’ socio-emotional development in late elementary school.

Chapter One consists of a description of the study aims and hypotheses, background, and

theoretical framework. Chapter Two outlines the research design and methods of the

study, including the sample, measures and analytic methods. Chapters 3 through 5

consist of three manuscripts addressing the study aims. Chapter Three addresses Aim 1:

Identification of School Organizational Climate Constructs in the ECLS-K Using Factor

Analysis. Chapter Four addresses Aim 2: School Organizational Climate and Students’

Socio-emotional Outcomes in Elementary School. Chapter Five addresses Aim 3:

Understanding the Link Between the School Work Environment and Students’ Socio-

Emotional Development: the Role of Teacher Job Satisfaction. Chapter Six provides an

5

overall summary of the three papers, as well as strengths and limitations of the study and

implications for research and practice.

Study Aims and Hypotheses Aim 1: To create a multi-dimensional measure of school organizational climate for elementary schools using third and fifth grade data from the Early Childhood Longitudinal Study, Kindergarten Class of 1998-9 (ECLS-K). Hypothesis 1: The administrator and teacher questionnaires completed by staff in schools involved in the ECLS-K can be used to create a multi-dimensional measure of elementary school organizational climate that has acceptable structural validity and internal consistency. Aim 2: To examine the relationship between dimensions of the school organizational climate and students’ socio-emotional outcomes in fifth grade, and determine if this relationship is moderated by student socio-economic status or behaviors in third grade Hypothesis 2.a: A more positive school organizational climate as perceived by staff is associated with lower levels of externalizing and internalizing behaviors and higher levels of social skills in students. Hypothesis 2.b: Some dimensions of school organizational climate, such as leadership and safety, are more strongly related with students’ externalizing and internalizing behaviors and social skills in fifth grade than other dimensions of school organizational climate. Hypothesis 2.c: For students in families with lower socioeconomic status, there is a stronger relationship between dimensions of the school organizational climate and socio-emotional outcomes in fifth grade than for students in families with higher socioeconomic status. Hypothesis 2.d: For students who report more externalizing behaviors in third grade, there is a stronger relationship between dimensions of the school organizational climate and socio-emotional outcomes in fifth grade. Aim 3: To examine the relationship between school organizational climate and teacher job satisfaction, and determine if teacher job satisfaction mediates the relationship between dimensions of school organizational climate and students’ socio-emotional development.

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Hypothesis 3.a: Teachers in schools with more positive school organizational climate report higher levels of job satisfaction. Hypothesis 3.b: Higher levels of teacher job satisfaction are associated with lower levels of externalizing and internalizing behaviors and more social skills in students. Hypothesis 3.c: Teacher job satisfaction mediates the relationship between some dimensions of school organizational climate and fifth grade students’ socio-emotional outcomes. Background Socio-emotional outcomes in middle childhood

Middle childhood, the period between early childhood and adolescence, is an

important time in children’s development. It is the period during which children

transition into formal schooling and contexts other than the family, such as school and

peers, become increasingly influential. Development during this time can both alter

detrimental trajectories initiated in early childhood and establish successful trajectories

moving forward into adolescence (Schaffer, 2002).

During this period, children’s cognitive, academic and socio-emotional skills

develop substantially. There are several key elements of socio-emotional development in

middle childhood, including a child’s sense of their own competence, interpersonal

relationships and self-control. Increases in children’s cognitive abilities at this age mean

they are more able to reflect on their capabilities and weaknesses. Changes in self-

concept lead children to begin making social comparisons in that they judge their abilities

and behavior in relation to those of others. Through successful experiences in a range of

settings children can gain a positive sense of self, which is an important component of

children’s social well-being at this age (Eccles, 1999; Guera & Bradshaw, 2008). In

7

addition to a sense of competence, social skills in middle childhood involve positive

interactions with peers and others. During this developmental period, children begin to

spend less time with their parents and more time with peers and other adults. They

become sensitive to what matters to other people and must learn to manage conflicts and

negotiate differences in what is expected by adults and social goals of the peer group

(Eccles, 1999). Through positive interactions with peers and adults, children gain a sense

of connectedness and belonging (Guera & Bradshaw, 1999). Finally, developmental and

neurological changes at this age contribute to increases in self-control, which is

necessary for goal-oriented behavior. This positive social development variables

included in this study include students’ perceptions of their own social competence,

particularly peer relations, as well as teachers’ perceptions of students’ self control and

interpersonal interactions with peers and adults.

Indicators of children’s socio-emotional development include both positive social

skills as well as negative behavior problems. Positive social skills are a crucial

component of children’s ability to successfully interact with and adapt to the demands of

their environments, especially in school. As described above, positive social functioning

in middle childhood includes a sense of competence and self-esteem, as well as the

ability to interact in positive ways with peers and non-parental adults, such as showing

sensitivity to others’ feelings, resolving conflicts, and maintaining friendships (Masten &

Coatsworth, 1995; NRC & IOM, 2009). These social skills promote the achievement of

developmentally appropriate tasks and adaptation to new tasks in different social contexts

(NRC & IOM, 2009; Kellam et al., 1975).

8

Children’s behavioral problems commonly fall into two categories: externalizing

behaviors and internalizing behaviors (Achenbach, 1991; Gumpel, 2010). Externalizing

behaviors are characterized by overactive, impulsive, and aggressive behaviors.

Internalizing behaviors include depressive, anxiety-related symptoms and social

withdrawal (Reynolds, 2010). It is estimated that each year, 20% of American children

and adolescents experience a mental disorder that at least mildly impairs their everyday

functioning, and 5-9% are diagnosed with an emotional disturbance that interferes with

their educational attainment (US DHHS, 1999). Although there are specific disorders and

diagnoses associated with both externalizing and internalizing behaviors, even children

without an identified disorder have an increased risk of mental health problems and

difficulties adjusting (Bukowski and Adams, 2005).

Negative behaviors and positive social skills are interrelated. Social skills can be

protective, with stronger social skills associated with fewer externalizing and

internalizing behaviors (Henricsson and Rydell, 2006). Likewise, externalizing and

internalizing behaviors can inhibit the development of positive social skills. For example,

children with internalizing behaviors such as sadness and anxiety may avoid social

interactions and thus decrease their opportunities for developing interpersonal skills

(Rubin et al., 2003). Children with externalizing behaviors may also be more likely to

draw out negative feedback from others, which can both exacerbate internalizing

symptoms and hamper the development of interpersonal skills (Rudolph et al., 2000). On

the other hand, children who have developed social skills may be better able to manage

their emotional responses and control aggression (Elias & Haynes, 2008).

9

Significance of socio-emotional outcomes in middle childhood

Socio-emotional outcomes in middle childhood can affect a child’s behavioral

development and academic success (Roeser, 2001). Although much of the research

examining predictors of socio-emotional development focuses on early childhood and

early elementary years, late elementary school is a particularly important time to promote

children’s socio-emotional development because of the upcoming transition to middle

school (Farmer, Hall, Petrin, Hamm, & Dadisman, 2010; Juvonen, 2007; Pellegrini,

2002). Socio-emotional competencies enable children to enter middle school better

prepared to navigate the new peer context, which can then influence later school

adjustment (Wentzel, 2005, 2009). As noted above, several characteristics of middle

childhood and late elementary school in particular make this a particularly important time

for socio-emotional development. First, during this developmental period, a growing

number of contexts become important, including peer groups and interactions with non-

parental adults through youth groups, schools, and other activities. Additionally,

increasing cognitive abilities enable self-evaluation and comparison to others. Increasing

academic demands can also affect self-concept and self-esteem. Intervening in middle

childhood is crucial because these internalizing and externalizing behaviors become more

difficult to change as children get older and can become resistant to intervention

(Campbell et al, 2002; Hawkins et al., 2001, Hawkins et al., 2005; Stiles 2000; Walker,

Colvin, & Ramsey, 1995).

Children with externalizing behavior problems are more likely to be less engaged

in school, to do less well academically, and to develop conduct problems (Barriga et al.,

10

2002). Internalizing behaviors in childhood are associated with academic

underachievement and poor problem-solving skills (Kovacs & Devlin, 1998). Poor social

skills and externalizing and internalizing behaviors in childhood can compound over time

and have effects into adulthood, such as increased risk of educational failure,

unemployment, psychiatric problems and criminality (Broidy et al, 2003; Fergusson &

Horwood, 1998; Burt et al., 2008; Nock &and Kazdin, 2002; Roza et al., 2003; Caspi et

al., 1987; Loeber, 1990). Positive social skills children develop in middle childhood are

linked with success in school and other contexts, and there is continuity of positive social

skills from middle childhood into adolescence and adulthood (Ladd & Burgess 1999;

Collins & van Dulman, 2006).

Children with poor social skills and externalizing and internalizing behaviors are

at risk for academic problems for several reasons. Mental health problems are associated

with absenteeism, higher rates of suspension and expulsion, lower grades and test scores,

and high school dropout (Hinshaw et al., 1992; Needham et al., 2004; Reid et al., 2004;

Gutman et al., 2003). Children with negative behaviors may also have difficulty getting

along with peers and teachers and following school rules (Gunter et al., 1993; Gunter et

al.,1994). For example, a student who has difficulty managing anger may be more likely

to be suspended or expelled, and this school absence can have an effect on academic

achievement (Birnbaum et al., 2003).

Factors that influence socio-emotional outcomes in middle childhood

Because socio-emotional skills in middle childhood have important implications

for success in school and other aspects of life, it is important to understand how contexts

in middle childhood affect socio-emotional development. Identification of early risk and

11

protective factors for psychopathology can inform the development of more effective

interventions (Farrington, 2005; Holmes, Slaughter, & Kashani, 2001). Both risk and

protective factors across different contexts and periods of the lifespan influence

children’s mental health. These include individual, family, neighborhood and school

determinants.

At the individual level, genetics, biology, temperament and individual

psychological processes can lead to different levels of social functioning (NRC & IOM,

2009). Although less so in middle childhood than in adolescence, sex is associated with

socio-emotional development. Girls are more likely to exhibit positive social skills, and

boys are more likely to have externalizing behaviors (Birch & Ladd, 1997; Bracken &

Crain, 1994). Also at the individual level, lower level language skills are associated with

internalizing and externalizing behaviors in elementary school (Hamre & Pianta, 2001;

Jimerson et al., 2000). Children’s own characteristics and predispositions can also affect

how other people, such as parents, teachers and peers, relate to them, which can in turn

affect children’s development (Bronfrenbrenner & Ceci, 1994).

Family functioning, including attachment, parenting practices, and parental

mental health, can have independent effects on mental health and interact with

individual-level factors (NRC & IOM, 2009). Lower levels of parental support,

stimulation and involvement, as well as higher levels of maternal depression are

associated with higher levels of externalizing and internalizing behaviors in children

(Ashman et al., 2008; Gross et al., 2008; McCartney et al., 2004; Domina, 2005). Family

dysfunction, particularly child maltreatment, is one of the strongest risk factors for poor

mental health (NRC & IOM, 2009). Parental education is positively associated with social

12

skills and negatively associated with emotional and behavioral problems (Duncan et al.,

1994; Hoglund & Leadbeater, 2004). While family influences are important throughout

childhood, other contexts such as school have an increasing influence in middle

childhood.

Neighborhood factors, such as recreational facilities, quality child care, schools

and health care services, and positive social norms and values, promote positive child

mental health (NRC & IOM, 2009). Conversely, violence, bullying and a lack of positive

resources can lead to poor social outcomes (Sieger et al., 2004). Poverty, which operates

at both the family and neighborhood/school level through a variety of pathways, has a

strong negative effect on children’s mental health. (Nagin &Tremblay, 2001; Keiley et

al., 2003). Many studies have found that exposure to high aggregate levels of poverty (at

both the neighborhood and school levels) are associated with negative effects on

children’s development (Attar et al., 1994; Battistich et al., 1995; Duncan et al., 1994;

Hoglund & Leadbetter, 2004).

Role of schools in children’s socio-emotional development

While there are many factors and contexts that contribute to socio-emotional

development in middle childhood, the role of schools is of particular interest because of

the amount of time children spend in schools, as well the role of schools in socialization.

Schools can be a normative context in which children have the opportunity to receive

supports to help prevent the development of behavior problems (Baker et al, 2008;

Bronfenbrenner,1979), such as through relationships with competent and caring adults

and mastery experiences to build self-efficacy (Masten, 2003). School provides an

optimal environment for children to accomplish developmental tasks such as academic

13

achievement, rule compliance and development of peer relations (NRC & IOM, 2009).

Achievement of these tasks can be affected by school characteristics such as teacher

behavior, organizational health, school connectedness, and family-school relations (NRC

& IOM, 2009). Intervention studies have demonstrated the interconnectedness of

educational and socio-emotional outcomes. For example, a program focused on school

bonding and achievement led to a reduction in risky behavior (Hawkins et al., 1999).

Although schools’ primary focus is on educational outcomes, there has been growing

acknowledgement of the role of schools in promoting positive development of other

youth outcomes, including socio-emotional health (Masten, 2003; Atkins et al., 2010).

Measuring the school organizational climate

Defining the school organizational climate

There is a history of research examining the organizational climate in work

settings. Forehand and Gilmer (1964) described organizational climate as “those

characteristics that distinguish the organization from other organizations and that

influence the behavior of people in the organization.” Reichers and Schneider (1990)

defined organizational climate as “shared perceptions of organizational policies, practices

and procedures, both formal and informal.”

The concept of organizational climate has also been applied to the specific context

of schools. It is important to point out that much research has examined the effect of

“school climate.” Although school climate has been defined in many ways, and has

sometimes included organizational climate, this study specifically examined the effects of

school organizational climate, based on data collected from school staff about their

school work environment. Hoy et al. (1991) defined school organizational climate as

14

“teachers’ perceptions of their work environment; it is influenced by formal and informal

relationships, personalities of participants and leadership in the organization.” (p. 8).

Halpin and Croft (1963) were among the first to study organizational climate in

schools. They developed the Organizational Climate Description Questionnaire (OCDQ)

for elementary schools, which identified important aspects of teacher-teacher and

teacher-principal interactions to measure the “openness of schools.” Items selected for

inclusion in the OCDQ were those that had reasonable consensus among school staff

(Hoy et al., 1991). Parsons (1967) developed a framework for assessing the

organizational well-being of schools based on three levels: technical, managerial, and

institutional.

Sweetland and Hoy drew from these two conceptualizations of the school

organizational environment to develop the Organizational Health Inventory (OHI), one of

the most frequently used instruments for assessing school organizational climate. The

OHI- Elementary School Version (Hoy & Tarter, 1997) includes 37 items that measure

five dimensions: institutional integrity; principal leadership; availability of educational

materials; staff affiliation; and academic emphasis (i.e., student and staff focus on

academics). Another commonly used instrument is the School-Level Environment

Questionnaire (SLEQ), which consists of constructs such as affiliation, innovation,

participatory decision making, resource adequacy and student support (Johnson &

Stevens, 2006). Previous studies have varied greatly in constructs used to define school

organizational climate. Taylor and Tashakkori (1995) identified five dimensions of the

school organizational climate in which some, but not all, overlap with those identified by

Hoy and colleagues: principal leadership, student discipline, faculty collegiality, lack of

15

obstacles to teaching, and faculty communication. Tobin et al. (2006) drew upon

literature in organizational psychology to identify areas associated with effective

employee and organizational performance. They used items selected or adapted from

existing employee surveys to measure the following dimensions of the school

organizational climate: school facilities, academic materials, discipline and safety, staff

collegiality, administrator support of staff, staff coordination, professional development

and job satisfaction. The specific dimensions of school organizational climate examined

in this study were constructed in Aim 1 from items available in the ECLS-K that formed

distinct scales with acceptable measurement properties.

School organizational climate and school composition

It is important to distinguish between school composition and school

organizational climate. School composition is based on characteristics of individuals

aggregated at the school-level. For example, school-level disadvantage is often based on

the percentage of minority and low-income students, or school-level achievement can be

measured by the proportion of students achieving at or above grade-level on standardized

tests. School disadvantage, typically measured by the proportion of children eligible for

free and reduced school meals, has been linked with higher levels of internalizing and

externalizing behaviors in children (Kellam et al., 1998; Battistich et al., 1995; Hoglund

& Leadbetter, 2004). It has been suggested that by concentrating vulnerable children

there is a paucity of competent peers and positive peer interactions (Attar et al., 1994;

Duncan et al., 1994). School composition is less modifiable than school processes and

organization, and therefore was not the focus of this study. However, because previous

16

research has shown a relationship between school composition and students’ socio-

emotional development, it was important to adjust for school composition variables.

Unit of analysis

In addition to varying measurements of the school climate based on reporter, there

is also an issue about whether or not these school characteristics are a property of schools

or only individual-level perceptions. In the school-level theory, each participant is seen as

a separate rater of the same entity, and school characteristics are best measured as the

mean of raters’ responses within the school. The unit is the school and psychometric

analyses should be done at the school level (van Horn, 2003; Sirotnik, 1980). The

individual-level theory suggests that climate is a psychological property of individuals

within the school (Miller and Fredericks, 1990).

Several studies have compared the reliability and validity of individual-level and

school-level conceptualizations of school organizational climate and found more support

for the school-level definition (van Horn, 2003; James et al., 1988; Griffith, 2006). For

example, van Horn (2003) explored teachers’ responses on the elementary school version

of the School Climate Survey and found that the average school climate within each

school predicted a statistically significant amount of between-school variation in

children’s academic achievement and cognitive functioning, but differences between

individual raters within the school were not significantly related to child outcomes. There

was moderate inter-rater reliability among teachers. The school-level concept of school

organizational climate indicates that it is a property of the school experienced by all

participants, but there will be error in ratings due to lack of knowledge, limited

experience, and biases. As previous studies have done, this study examined school

17

organizational climate as a school-level characteristic based on the aggregate value of all

respondents in a school (Johnson, 1996; Ryan et al., 1996).

School organizational climate and socio-emotional outcomes

First, it is important to note that although schools play an increasing role in

children’s development beginning in elementary school, individual and family factors

continue to play a significant role. Past studies have found that schools typically account

for approximately 10% of the variance in students’ outcomes (Wilcox & Clayton, 2001;

Sellstrom & Bremberg, 2006). Although this proportion of variance is relatively small,

identifying important school predictors is still valuable because they tend to be more

malleable than family and individual variables (Rowan et al., 1983). For example,

Bradshaw et al. (2008) found that a school-wide intervention, Positive Behavioral

Interventions and Supports (PBIS), was associated with improvements in school

organizational health. Even if the effects of the school environment on children’s social,

emotional and academic outcomes are modest, they have the potential to exert positive

impacts over a number of years and on entire populations of youth.

Previous research has primarily examined the relationship between student-

reported school climate and socio-emotional outcomes, and shown an association

between students’ perceptions of the school environment and students’ psychological and

behavioral outcomes. Most of this research has been done in middle schools and high

schools, ages at which students are more able to provide reports on their school

environment. Dimensions of the (student-perceived) school environment that have been

shown to be associated with adolescent students’ socio-emotional development include:

teacher support, peer support, student autonomy, and clarity and consistency in school

18

rules (Brand et al., 2003; Kuperminc et al. 1997; Roeser et al. 1998; Way and Robinson

2003; Way et al. 2007). Although much of this research has been cross-sectional, there

have also been longitudinal studies, such as Roeser et al.’s (1998) findings that students’

perceptions of their school environment in seventh grade predicted change over time in

emotional functioning from seventh to eighth grade, after accounting for demographic

characteristics.

Few studies have examined the relationship between the school organizational

climate and students’ socio-emotional outcomes, particularly in elementary school.

Previous studies have found teacher well-being, satisfaction and commitment to be

associated with student drop-out, attendance and disciplinary problems (Brand, 2008;

Denny, 2011; Leblanc et al, 2008; Ostroff, 1992). However, not all of these studies have

used multilevel modeling to account for clustering of students within schools or

sufficiently accounted for other risk factors. School organizational climate may also

mediate the effect of school-level interventions on students’ behaviors, such as was found

by Bradshaw and colleagues (2008). !

Previous research on the school organizational climate has primarily focused on the

effects on students’ academic achievement. For example, school safety, strong principal

leadership, and adequate school resources have all been shown to be associated with

higher levels of student achievement (Borman & Overman, 2004). High academic

standards and a supportive work atmosphere for teachers are also associated with better

achievement, largely due to teachers doing more to promote student learning (Borman &

Overman, 2004). There is some evidence that organizational climate is associated with

student absenteeism and school suspensions (Bevans et al., 2007; Gottfredson etal.,

19

2005). Teacher behaviors, particularly teachers’ interactions with students and the

teacher-student relationship, are also a likely mediator of the relationship between school

organizational climate and students’ socio-emotional outcomes. There is ample evidence

that high-quality teacher-student relationships in elementary school, characterized by

high levels of warmth and closeness and low levels of conflict, are associated with lower

levels of externalizing and internalizing behaviors, and better social skills (Pianta &

Nimetz, 1991; Birch & Ladd, 1998; Henricsson & Rydell, 2004; Maldonado-Carreno &

Votruba-Drzal, 2011). Support for teachers, both from the administration and other

teachers, can increase their ability and commitment to address students’ emotional and

behavioral needs (Cheney et al., 2002)

Interaction between school and individual factors

There is some evidence that students’ poverty level and behaviors moderate

school-level and teacher-level effects on students’ socio-emotional outcomes. In a meta-

analysis of school-based interventions to prevent aggressive behaviors, Wilson and

Lipsey (2007) found that individual students’ socioeconomic status moderated the effect

of universal school programs on students’ outcomes, with the largest effects for children

with low socioeconomic status. For selected/indicated programs, the largest effects were

for children who already exhibited problem behaviors. In cross-sectional research,

Kuperminc et al. (1997, 2001) found a positive school climate to be particularly

beneficial for boys from low-income families. Several longitudinal studies have found

that the beneficial effects of support from school staff and warm and supportive

relationships with teachers are greater among poor youth (Dubois et al., 1992; Dubois et

al., 1994).

20

Teacher job satisfaction and students’ socio-emotional development

Job satisfaction is frequently studied within the field of organizational

psychology. A commonly used definition of job satisfaction comes from Locke (1976),

who defined job satisfaction as “a pleasurable or positive emotional state resulting from

the appraisal of one’s job.” Teachers’ job satisfaction has been identified as an important

outcome because of its links to teacher attrition and retention, motivation, well-being, and

commitment to teaching (Wriqi, 2008; Zembylas & Papanastasiou, 2004).

A variety of sources can influence teacher job satisfaction (Dinham and Scott,

2001) including intrinsic teacher qualities, factors external to the school such as external

evaluation of schools and the status of teachers, and school-based factors, which were the

focus of this study. There is some evidence from previous research that school

organizational climate is associated with teacher job satisfaction. A study of public

schools using data from the national Schools and Staffing Survey found that positive

student behavior and administrative support had significantly positive, small effects on

teacher job satisfaction. Staff collegiality had significantly positive, moderate, and large

effects on teacher job satisfaction (Shen et al., 2012). In a study of high school teachers

using data from the National Educational Longitudinal Study (NELS), principal

leadership, student discipline, and faculty collegiality were all significantly associated

with teacher satisfaction (Taylor and Tashakorri, 1995). Skaalvik et al. (2011) found that

job satisfaction was positively related to supervisory support, relations with colleagues,

and relations with parents and negatively related to discipline problems in a sample of

Norwegian elementary and middle schools. Other research has demonstrated links

between job satisfaction and support from administrators, cooperation with colleagues,

21

support from parents, and student misbehavior and violence (Leithwood & McAdie,

2007; Perie & Baker, 1997, Thornton, 2004). Despite these findings, there is some

inconsistency, including a study of Chinese teachers in which collegial relations were

only weakly related to job satisfaction (Wriqi, 2008).

Previous research in organizational psychology has demonstrated a positive

relationship between job satisfaction and job performance (Judge, Bono, Thoresen, &

Patton, 2001). Most studies examining the link between job satisfaction and job

performance in schools have examined the relationship between teacher job satisfaction

and academic outcomes. There is some evidence that they are connected, although the

effect has generally been small (Johnson et al., 2012). Although previous research has not

examined the link between teacher job satisfaction and socio-emotional outcomes, there

is some evidence that teachers with higher stress levels use more harsh discipline and

spend less time engaging students in a positive manner (Bibou-Nakou, Stogiannidou, &

Kiosseoglou, 1999). A few studies have explored the effects of other teacher

psychosocial factors, such as self-efficacy, burnout and well-being, on socio-emotional

outcomes. For example, Denny et al. (2011) found that in secondary schools where

teachers reported higher levels of well-being, fewer students reported significant levels of

depressive symptoms. Another study found that child care providers who reported higher

levels of depression were less sensitive and more withdrawn than providers who reported

lower levels of depression (Hamre and Pianta, 2004).

Although much of the research examining the link between teacher-student

relationships and students’ outcomes has involved early elementary school students,

Maldonado-Carreno and Votruba-Drzal (2011) found evidence that the quality of the

22

teacher-student relationship was positively associated with lower levels of externalizing

and internalizing behaviors through fifth grade. They also found that the importance of

teacher-child relationship quality did not decline between kindergarten and fifth grade.

Links between school, teacher, and student factors

Although there have been no previous studies examining the relationship between

school organizational climate, teacher job satisfaction and socio-emotional outcomes in

particular, studies examining other measures of organizational climate, employee

satisfaction and student outcomes have found varying types of relationships. For

example, some studies have found no significant direct effect between principal

leadership and student outcomes, but did find an indirect effect on students’ outcomes

through school staff’s job satisfaction (Griffith, 2004; Hallinger et al., 1996; Blasé et al.;

1986; Bossert et al.,1982). Given teachers’ direct interactions with students and the

importance of the teacher-student relationship, particularly in elementary school, it is not

surprising to find this indirect effect even in the absence of a direct effect of leadership.

Similarly, Goddard et al. (2007) concluded that the relationship between teacher

collaboration and student achievement is likely indirect.

Theory and Conceptual Framework

There are several theories and models that provide structure for understanding the

relationship between school organizational climate and students’ socio-emotional

development. Socio-ecological theory places the school in a multi-level framework of

contexts that affect children’s development. Organizational psychology research and

Social Cognitive Theory illuminate the relationship between organizational conditions

23

and organizational effectiveness. Finally, models of risk and resilience demonstrate the

importance of protective factors, such as positive school environments, for the outcomes

of children already at-risk.

The socio-ecological theory suggests that socio-emotional outcomes are affected

by interacting multi-level social contexts, including individual-level factors,

microsystem-level factors (such as family and peers), exo-system level factors (such as

community poverty) and macro system-level factors (e.g. cultural norms and federal

policies). Schools are one of these contexts that influence children’s socio-emotional

health, especially in middle childhood when children tend to spend more time in school

(Bronfenbrenner, 1979). School factors can have significant effects on children’s

emerging perceptions of themselves. Positive school contexts can provide support, and

foster feelings of autonomy and relatedness (Herman et al., 2009). Negative school

contexts characterized by criticism, neglect or rejection can contribute to negative self-

perceptions of competence and relatedness, which can lead to depressive symptoms

(Herman et al., 2009). As demonstrated in the conceptual framework, although schools

can have a significant effect on children’s development, it is important to control for

factors at other levels, such as individual and family, that may also affect children’s

socio-emotional outcomes.

As noted above, organizational psychology research has shown the importance of

working environment on staff satisfaction, interactions, and organizational achievement

(Judge et al., 2001; Tobin et al., 2006; Kopelman et al., 1990). Organizational conditions

such as compensation structure for employees, the level of administrative support, and

employee input and influence into organizational policies has been linked with employee

24

motivation, commitment and turnover (Ingersoll, 2001). School organizational climate

likely has an impact on students’ socio-emotional outcomes by affecting how teachers

relate to students. Social Cognitive Theory has been used to elucidate the relationship

between organizational characteristics and staff behavior and performance. This theory

emphasizes the reciprocal relationship between the reinforcing and punitive aspects of the

organizational environment on employee behaviors, their self-evaluations and the level of

their self-efficacy, all of which influence their everyday behaviors and interactions

(Bandura, 1988). There is evidence that better school organizational climate is associated

with higher levels of teachers’ self-efficacy for managing the challenging aspects of

teaching and managing students and lower levels of staff turnover (Ingersoll, 2001; Tobin

et al., 2006). Thus, self-efficacy and turnover could act as mediators of the relationship

between organizational climate and students’ outcomes.

Compensatory and protective models of risk and resilience indicate that a

combination of environmental risk and protective factors predict outcomes for children

(Fergus and Zimmerman, 2005). In the compensatory model, a protective factor

counteracts or operates in an opposite direction of a risk factor. In the protective model,

assets or resources moderate or reduce the effects of a risk on a negative outcome. These

models suggest that positive school organizational climate may be a protective factor for

children at increased risk of poor socio-emotional outcomes (2005). For example, a

school environment that provides ample opportunity for observing the rewards of actively

using educational resources and careful attention to producing high quality school

assignments may be especially important for poor students who have fewer resources

available in other settings like the home (Luckner, 2011; NICHHD, 2004; NICHHD,

25

2006). Similarly, students with prior behavior problems are more likely to benefit from a

positive school organizational climate in which there are clear expectations and rewards

for pro-social, self-regulated behaviors (Rubin et al., 2006).

Conceptual Framework

The conceptual framework below reflects the multiple contexts that influence

children’s social-emotional development, and highlights the hypothesized relationships

that will be examined in this study, with the bold boxes and bold arrows representing the

primary relationships of interest. Aim 1 will use factor analysis to identify key factors of

the school context, the variables in the box on the far left. The school organizational

climate factors that were identified in Aim 1are listed here. They are the independent

variables for Aim 2. Students’ socio-emotional outcomes, the bold box on the right, are

the outcomes of interest. The primary goal of Aim 2 was to examine the bold horizontal

arrow: the relationship between dimensions of the school organizational climate and

students’ socio-emotional outcomes. The secondary goal was to examine the bold vertical

arrow, whether or not the main relationship is moderated by student-level risk as defined

by SES and previous behavior problems. Aim 3 examined the relationships between

school organizational climate, teacher job satisfaction and students’ socio-emotional

outcomes. Finally, the three additional boxes (school composition, teacher qualifications

and family characteristics) are factors that are also related to children’s socio-emotional

outcomes and were controlled for in the analyses.

26

Figure 1.1 Conceptual Framework

27

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Chapter Two

Research Design and Methods

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Study Design

For this study, data from two waves of a prospective cohort study were used to

examine the relationship between school-level organizational climate and individual

students’ socio-emotional outcomes. In Aim 1 (Chapter 3), school-level measures of

school organizational climate were identified. Then the relationship between the

identified climate measures and students’ socio-emotional outcomes in fifth grade was

examined, controlling for third grade socio-emotional functioning (Aim 2, Chapter 4).

Also in Aim 2, this main relationship was further investigated by examining the potential

moderating effects of students’ socio-economic status and prior problem behaviors. For

Aim 3, mediation by teacher job satisfaction was examined. The present chapter

describes the methods used in the three analytic papers in this dissertation, including the

sample, data collection methods, measures, and analytic methods.

Study Sample

ECLS-K overview and study design

Data for this study is from the Early Childhood Longitudinal Study-Kindergarten

Class (ECLS-K), which is maintained by the National Center for Education Statistics

(NCES). The ECLS-K selected a nationally representative sample of kindergarten

students in the fall of 1998 and followed those students through eighth grade

(Tourangeau et al., 2009). Children in the study represent diverse socioeconomic and

racial/ethnic backgrounds and were selected from public and private, and both half- and

full-day, kindergarten classes. Additional children were selected in the fall of 1999 to

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make the sample representative of all first graders. In first grade, only a subsample of

students who had transferred from their kindergarten school was followed. This was also

true in third grade, but the subsampling rate was slightly higher. In the fifth grade, the

following groups of children were not included: those who had become ineligible due to

death or moving out of the country, those who had been subsampled out in previous

rounds because they had moved, children whose parents refused to participate, children

eligible for third-grade data collection for whom there were neither first-grade or third-

grade data. Children were followed through eighth grade, with data collection occurring

in the fall and spring of kindergarten, the fall and spring of first grade, and the spring

only of third grade, fifth grade and eighth grade. Data were collected from parents,

teachers, principals, students, student record abstracts and direct assessments of children.

The sample was selected using a multistage probability sample design, beginning

with 100 primary sampling units (counties or groups of counties), then 1,280 schools, and

finally 22,666 students. The probability of school selection was proportional to a

weighted measure of size based on the number of kindergarteners enrolled. Public and

private schools were distinct sampling strata. Schools were sorted within each stratum to

achieve sample representation across other characteristics. The initial sample of

kindergarten students included approximately 953 public schools and 460 private

schools. Within each school, there were two sampling strata: one for Asian and Pacific

Islanders (API) and the other for all other students. Asian and Pacific Islanders were the

only subgroup that was oversampled. Students were selected using equal probability

systematic sampling within each stratum, with a higher rate for API students. The target

number of children per school was 24.

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Sample selection for this study

This study used data collected during the third and fifth grade waves of the ECLS-

K. The sample was restricted to children in ECLS-K who attended the same school for

third and fifth grade. This criterion is necessary so that the school context, the predictor

of interest, remained constant for both points of data collection. The sample included

students who attended both public and private schools. Table 2.1 provides a comparison

of the study sample and all fifth graders in the ECLS-K.

Table 2.1 Comparison of Full Fifth Grade Sample and Analytic Sample

All 5th Graders (N=11,820)

Analytic Sample (N=9,173)

Female 49.4% 49.7% Race

White 57.0% 58.5% Black 11.4% 10.6% Hispanic 19.0% 18.2% Asian 6.9% 7.0% Other 6.7% 5.7% SES

First Quintile 16.4% 15.3% Second Quintile 18.4% 17.9% Third Quintile 19.0% 19.2% Fourth Quintile 22.2% 22.3% Fifth Quintile 24.0% 25.3% Teacher-Reported Behaviors

Externalizing Behaviors (SD) 1.64 (0.58) 1.64 (0.58) Internalizing Behaviors (SD) 1.63 (0.54) 1.63 (0.54) Social Skills (SD) 3.15 (0.59) 3.15 (0.59) Self-Reported Behaviors

Externalizing Behaviors (SD) 1.83 (0.65) 1.82 (0.64) Internalizing Behaviors (SD) 2.04 (0.63) 2.03 (0.62) Social Skills (SD) 2.99 (0.60) 3.00 (0.60)

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Although the two samples are very similar, the analytic sample consists of slightly

more White students and fewer minority students. The analytic sample also has more

students from families in the two highest socio-economic status quintiles. The mean

scores for teacher and child reported behaviors are nearly identical across the two groups

Sampling Weights

It is important to note that sampling weights were not used in this study. School

weights were only provided in the base year of the ECLS-K, so schools to which students

transferred after kindergarten were not assigned a sampling weight. Because it is

necessary to use weights at all levels of multi-level regression, it was not possible to use

only the child weight. For this reason, the decision was made to conduct the analyses

without sampling weights. Unweighted data represent only those in the sample; without

weights the findings are not representative of the target population. For this reason, it is

not possible to conclude that the findings generalize to all students who began

kindergarten in the United States in 1998. However, the diversity of the sample still

allows for good generalizability.

Data Collection

This study used data collected in the spring of the third and fifth grade years from

multiple sources, including parent interviews, self-administered teacher questionnaires,

teacher assessments of children, self-administered principal questionnaires, child

assessments, third-party observations, and student records. Table 1 lists the completion

rates for these instruments in both third and fifth grade.

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Information about the home environment and demographic characteristics comes

from parent interviews, which were computer assisted interviews conducted by

telephone. A small percentage (fewer than five percent) were conducted in person for

respondents who did not have a telephone. Although interviews were primarily done in

English, there were resources to conduct interviews in other languages such as Spanish.

The preferred respondent for the family interview was the respondent from the previous

round. If this person was not available, the order of preference was: (1) the child’s

mother, (2) another parent or guardian, or (3) some other adult household member. For

data collection in the fifth grade, 91% of respondents were the same as the respondent in

the third grade. In 81% of cases the respondent was the mother, and in 8% it was the

father. Other adults, usually grandparents, completed the remaining 11% of parent

interviews.

Teachers completed self-administered questionnaires that assessed school and

classroom characteristics, instructional practices, and teacher background. Teachers also

completed individual assessments for each child in the study. For third grade, each

sampled child’s regular classroom teacher, the one who taught them the majority of the

day, completed the teacher questionnaires. In the fifth grade, each sampled child’s

reading teacher and either their math or science teacher completed the questionnaires.

The regular classroom teacher in third grade, as well as the reading teacher in fifth grade,

completed the Social Rating Scale (SRS) about children’s social skills and behaviors, as

well as child-specific instructional information such as the child’s grade and additional

services the child received.

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The principal of the school attended by the sampled child completed the school

administrator questionnaire in the spring of third and fifth grade. This questionnaire

included questions about the school, student body, teachers, school policies and the

administrator’s background. Although a designee could complete the sections containing

factual information about the school and programs offered, the principal was asked to

complete the sections about their background and the school climate.

In third and fifth grade, children completed the Self-Description Questionnaire

(SDQ) , which included questions about their own socio-emotional development. These

were administered to students one-on-one, and assessors read the SDQ questions to each

child to ensure reading abilities did not affect their responses.

For each year of data collection (third and fifth grade), field staff completed the

school facilities check list, which included information about the school and

neighborhood environment. School staff completed the student records abstract form,

which included information about each sampled child’s attendance and Individualized

Educational Plan (IEP), if applicable.

Table 2.2 Child-level completion rates for children with a scorable reading, math or science assessment, by survey instruments (full sample) Survey Instrument Third Grade Fifth grade Weighted Unweighted Weighted Unweighted Child Assessment 99.2 99.8 99.5 99.9 Parent interview 85.9 87.4 91.9 92.7 School administrator questionnaire 79.4 82.6 93.0 96.0 Facilities check list 93.3 95.3 95.3 97.9 Student records abstract 83.6 85.6 85.2 88.8 Teacher-level questionnaire 77.0 81.0 93.0 96.0 Reading teacher questionnaire N/A N/A 92.9 95.8 Math teacher questionnaire N/A N/A 92.3 95.4 Science teacher questionnaire N/A N/A 92.4 95.3 Sources: Third Grade Methodology Report (Tourangeau et al., 2004) & Fifth Grade Users Manual (Tourangeau et al., 2006)

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Instruments Teacher Social Rating Scale (SRS)

Teachers rated individual students’ social development using the Social Rating

Scale (SRS). The SRS used in the ECLS-K was adapted from the Social Skills Rating

Scale: Elementary Scale A (SSRS) (Gresham and Elliott,1990), which is a reliable and

valid measure of children’s social development (Demaray et al., 1995). Exploratory

factor analyses were used to provide evidence of the validity of teacher SRS scales with

this sample (Pollack et al., 2005). The split-half reliabilities for the SRS scales are all

above 0.70, as shown in Table 2.3. The items were rated on a four-point scale: 1(student

never exhibits behavior), 2 (student exhibits this behavior occasionally or sometimes), 3

(student exhibits this behavior regularly but not all the time), and 4(student exhibits this

behavior most of the time), as well as an option for “No opportunity to observe this

behavior.” The 26 items formed five scales. Three of the scales measure positive social

outcomes, and two measure problem behaviors. The scale score is the mean rating on the

items included in the scale. Scale scores were only computed if the student was rated on

at least two-thirds of the items in that scale. Three of the five scales will be used in this

study:

• Peer Relations scale (Combination of Interpersonal Skills and Self-Control

scales): consists of nine items that rate the child’s skill in forming and

maintaining friendships, getting along with people who are different, comforting

or helping other children, expressing feeling, ideas and opinions in positive ways,

and showing sensitivity to the feelings of others and four items that measure the

child’s ability to control behavior by respecting the property rights of others,

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controlling temper, accepting peer ideas for group activities, and responding

appropriately to pressure from peers

• External Problem Behaviors scale: has five items that assess the frequency with

which a child argues, fights, gets angry, acts impulsively, and disturbs ongoing

activities. An item (how frequently the child talks during quiet study time) was

added in the third and fifth grade to increase the variance on this scale.

• Internalizing Problem Behaviors scale: include four items that assess the

apparent presence of anxiety, loneliness, low self-esteem and sadness

This study used the following three teacher SRS scales: peer relations scale

(combination of self-control and interpersonal scales); externalizing problem behaviors

scale, and internalizing problem behaviors scale. The intercorrelations between the five

SRS factors are quite high, indicating there may be issues with multicollinearity if the

scales are used in the same analysis.

Table 2.3 Split-half reliability for teacher Social Rating Scale scores Scale Split-half reliability

(3rd grade) Split-half reliability

(5th grade)

Externalizing Problem Behaviors .89 .89

Internalizing Problem Behaviors .76 .77

Peer Relations (self-control & interpersonal) .92 .92 Sources: Third Grade Methodology Report (Tourangeau et al., 2004) & Fifth Grade Users Manual (Tourangeau et al., 2006) Self-Description Questionnaire (SDQ) ECLS-K assessors administered the Self-Description Questionnaire (SDQ), which

consists of 42 statements that indicate how children think and feel about themselves

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socially and academically. For the purpose of this study, children’s perceptions of their

academic performance will not be used. Only data about their perceptions of their

competence and popularity with peers, as well as their perceptions of their problem

behaviors will be used.

For each statement, children rated their perceptions of themselves on a four-point

scale: “not at all true,” “a little bit true,” “mostly true,” or “very true.” The 42 items

factored into six scales. Three scales focused on students’ perceptions of their academic

abilities and were not used in this study. The three scales that assessed students’

perceptions of their own behaviors were used in this study: SDQ Peer, SDQ

Anger/Distractibility, and SDQ Sad/Lonely/Anxious.

The SDQ Peer scale consists of six items that capture how well the students make

friends and get along with their peers, as well as their perceived popularity. The SDQ

Anger/Distractibility scale has six items that measure children’s perceptions of their

externalizing problem behaviors, such as fighting and arguing with other children, talking

and disturbing others, and problems with distractibility. The SDQ Sad/Lonely/Anxious

scale includes eight items about internalizing behaviors, such as feeling “sad a lot of the

time,” feeling lonely, feeling ashamed of mistakes, feeling frustrated and worrying about

school and friendships. While the items from the first four scales were adapted from the

Self-Description Questionnaire I (Marsh, 1990), the items for the two problem behavior

scales were developed specifically for the ECLS-K.

The scale scores on all SDQ scales are the mean of the items within that scale.

Missing data was not an issue because students who completed the SDQ answered nearly

all of the questions. The distributions of these scales are skewed; the positive behavior

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scales are negatively skewed and the problem behavior scales are positively skewed. As

shown in the table below, the three SDQ scales that will be used in this study all have

acceptable reliability.

Table 2.4. Self-Description Questionnaire scale reliabilities Scale Number of items Alpha Coefficient

(3rd grade) Alpha Coefficient

(5th grade) Peer Relations 6 0.79 0.82 Externalizing Problems 6 0.77 0.78 Internalizing Problems 8 0.81 0.79 Sources: Third Grade Methodology Report (Tourangeau et al., 2004) & Fifth Grade Users Manual (Tourangeau et al., 2006) Measures and Variables Table 2.5 lists all variables that were used in the study, including a description of

the variable and how the variables were coded. These variables are described in more

depth below.

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Table 2.5 Description of Study Variables Variable Description Response

Categories/Scoring Outcomes Self-reported Externalizing behaviors Mean of 6 items answered in 5th grade Mean score: 1-4

(standardized) Internalizing behaviors Mean of 8 items answered in 5th grade Mean score: 1-4

(standardized) Social skills Mean of 6 items answered in 5thgrade Mean score: 1-4

(standardized) Teacher-reported Externalizing behaviors Mean of 5 items in 5th grade Mean score: 1-4

(standardized) Internalizing behaviors Mean of 4 items in 5th grade Mean score: 1-4

(standardized) Social skills Mean of 5 items assessing

interpersonal skills and self-control in 5th grade

Mean score: 1-4 (standardized)

Predictors *All School Organizational Climate variables coded so higher is positive

(School Organizational Climate) Administrator-Reported General Facilities Mean of 6 items assessing adequacy of

facilities Mean score: 1-5 (standardized)

Extracurricular Facilities Mean of 3 items assessing art, gym and music facilities

Mean score: 1-5 (standardized)

Stability Mean of 3 items assessing teacher turnover, and child and teacher absenteeism

Mean score: 1-5 (standardized)

Safety Mean of 3 items assessing violence in school

Mean score: 1-2 (standardized)

Community Support & School Order

Mean of 4 items assessing parent and community support, mission consensus and order

Mean score: 1-5 (standardized)

Teacher-Reported Teacher Interaction School-level mean of 4 items assessing

frequency of teachers' interactions Mean score: 1-6 (standardized)

Staff Collegiality School-level mean of 3 items assessing staff school spirit, learning, respect for each other

Mean score: 1-5 (standardized)

Leadership School-level mean of 4 items assessing administrator's leadership

Mean score: 1-5 (standardized)

Student Conduct School-level mean of 3 items assessing student misbehavior, physical conflicts and bullying

Mean score: 1-5 (standardized)

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!Mediator Teacher Job Satisfaction Mean of 3 items Mean score: 1-5

(standardized) Control Variables Child Gender Child's gender 0=male, 1=female Race Child's race 0=White, 1=Black,

2=Hispanic, 3=Asian, 4=Other

Academic achievement Mean of fifth grade math and reading scale scores

Mean: 57-187 (standardized)

Externalizing behaviors (self-reported)

Mean of 6 items answered in 3rd grade Mean score: 1-4 (standardized)

Externalizing behaviors (teacher-reported)

Mean of 5 items in 3rd grade Mean score: 1-4 (standardized)

Internalizing behaviors (self-reported)

Mean of 8 items answered in 3rd grade

Mean score: 1-4 (standardized)

Internalizing behaviors (teacher-reported)

Mean of 4 items in 3rd grade Mean score: 1-4 (standardized)

Social skills (self-reported)

Mean of 6 items answered in 3rd grade Mean score: 1-4 (standardized)

Social skills (teacher-reported)

Mean of 5 items assessing interpersonal skills and self-control in 3rd grade

Mean score: 1-4 (standardized)

Family Socio-economic Status SES Quintiles based on parents'

education, occupation and income 0=1st quintile, 1=2nd quintile, 2=3rd quintile, 3=4th quintile, 4=5th quintile

Family Structure Child lives in single-parent household 0=two-parent, 1=single-parent

Parental Depression Mean of 12 variables assessing depression symptoms

Mean: 1-4 (standardized)

Parental Warmth Mean of 4 variables assessing warmth between parent and child

Mean: 1-4 (standardized)

Parental Stress Mean of 4 variables assessing parent stress related to parenting

Mean: 1-4 (standardized)

Teacher Teacher Experience Years of experience as a teacher 1-35 (standardized) Teacher Education Teacher's highest level of education 0=Below Masters,

1=Master's or above Teacher Certification Teacher's certification 0= Emergency,

Temporary, Provisional, Probationary 1=Regular, standard, advanced professional

Teacher Race 0=White, 1=Non-white

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Job security concerns “I worry about the security of my job because of the performance of the children in my class(es) on state or local tests.”

1=Strongly Disagree; 2=Disagree; 3=Neither Agree Nor Disagree; 4=Agree; 5=Strongly Agree

School Sector Type of school 0=Public, 1=Private Enrollment Number of students attending school 0=0-149, 1=150-299,

2=300-499, 3=500-749, 4=750+

Title I School's Title 1 status 0=No, 1=Yes Urbanicity Location of school 0=Suburb/large town,

1=city, 2=small town/rural (dummy)

Percent Minority Percent of students who are not White 0=<10%, 1=1-25%, 2=25-50%, 3=50-75%, 4=75% or more

School Achievement Mean of percent of students who are at/above grade-level in math and at/above grade-level in reading

Mean:1-100 (standardized)

Primary Independent Variable(s) School Organizational Climate

Data used to measure the school context came from two sources: school

administrator questionnaires and teacher questionnaires. Relevant items from these

instruments can be found in Appendix A, organized by reporter. In Aim 1, factor analysis

was used to group the items into scales. The composite value from each scale was used as

a separate variable in the analyses for Aim 2 and Aim 3. For these analyses, the

assumption was that the school organizational climate is an organization-level

characteristic and each rater (teacher) is a separate rater of the same entity of school

context. Based on previous research that indicates stability in school organizational

climate over several years (Brand et al., 2008), the school organizational climate

measures from third and fifth grade teachers within the same schools were combined. The

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school-level scale score was determined by summing the responses from all teachers in a

school (from both the third grade and fifth grade waves), and dividing by the total

number of teachers contributing data for that school.

Primary Dependent Variable(s)

Children’s Socio-emotional outcomes

Students’ socio-emotional outcomes were based on both teacher and student

report. A total of six student socio-emotional outcomes were examined: teacher-rated

social skills, externalizing behaviors, and internalizing behaviors; self-rated social skills,

externalizing behaviors, and internalizing behaviors. The teacher-rated outcomes were

based on the following three teacher SRS scales: peer relations scale (combination of

self-control and interpersonal scales, name social skills in this study); externalizing

problem behaviors scale; and internalizing problem behaviors scale. Each scale has 6-9

items, which are each assessed on a 4-point scale. The score for each scale is the mean

rating of the items included in that scale. Higher scores for peer relations indicate positive

socio-emotional development. Higher scores for externalizing and internalizing behaviors

indicate negative socio-emotional development. Self-rated outcomes were based on

scores from three SDQ scales: SDQ Peer, SDQ Anger/Distractibility, and SDQ

Sad/Lonely/Anxious. Like the SRS scale scores, SDQ scale scores also have a 4-point

scale.

For each of the six outcomes (3 teacher SRS scale scores and 3 child SDQ scale

scores), the fifth grade score was used as the outcome and the third grade score was used

as a covariate. All scores were standardized to facilitate interpretation.

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Mediating Variable (Aim 3)

Teacher Satisfaction

Teacher job satisfaction was measured at the individual teacher level and was a

composite variable consisting of the mean of three items on the fifth grade teacher

survey; higher values indicate greater job satisfaction. The items were: “I really enjoy my

present teaching job,” “I am certain I am making a difference in the lives of the children I

teach,” and “If I could start over, I would choose teaching again as my career.” All three

items were all answered on a Likert scale from 1 (strongly disagree) to 5 (strongly agree).

Using the sample in this study, the alpha for these items indicated acceptable reliability

(α=0.70).

Other Covariates

School Composition

The school organizational climate factors are the predictors of interest in this

study, but it was necessary to control for characteristics of the school that are less

modifiable, particularly the characteristics of the students in aggregate. Data for these

variables came from the fifth grade school administrator questionnaire. The following

variables are single items on the administrator questionnaire:

• Total enrollment in October of the given school year • Public or private school • School receipt of Tile I funding • Location of school (urbanicity)

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Percent Minority Students in the School

This was a composite variable created based on the question in the school administrator

questionnaire that asked about the number or percentage of students particular race/ethnic

groups. The Percent Minority Students in the School is the sum for all categories except

White, not of Hispanic origin. If the necessary data were missing from the school

administrator questionnaire, the information was obtained from the Common Core of

Data (public schools) or the PSS (private schools).

School-Level Achievement

This was calculated by taking the mean of two variables: (1) the percent of students in the

school who tested at or above grade level in reading and (2) the percent of students in the

school who tested at or above grade-level in math. Therefore, the range of this variable

was from 0-100, with higher values indicating higher levels of school achievement.

Teacher Measures

Because previous research has found a relationship between teacher experience

and certification and students’ outcomes, several individual teacher characteristics were

included in the analysis. These variables were included for the fifth grade reading

teacher, since that teacher is expected to have the largest impact on the outcomes. These

were all self-reported by teachers in the teacher questionnaire and include:

Years of experience as a teacher

Teachers self-reported the number of years they had been teaching (including part-time

teaching).

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Highest level of education completed

Teachers reported the highest level of education they had completed. Eight options were

provided: high school diploma or GED, associate’s degree, bachelor’s degree, at least one

year of course work beyond a Bachelor’s degree, Master’s degree, education specialist or

professional diploma based on at least one year of course work past a Master’s degree

level, and Doctorate. As previous studies using ELC-K data have done, the variable was

dichotomized as Consistent with previous studies using the ECLS-K, highest level of

education was dichotomized (1=Masters or higher).

Type of teaching certification

Similar to Jennings et al. (2010), the variable will be coded dichotomously, with the

regular or standard state certificate as the reference category. This will be compared to all

other response options (probationary certificate, provisional or other type of certificate,

temporary certificate, and emergency certificate or waiver) combined.

Teacher Race and Job Security Concerns

Two additional teacher variables were used in Aim 3. Teacher’s race was a dichotomous

variable (1=non-white). Job security concerns were assessed using a single item: “I worry

about the security of my job because of the performance of the children in my class(es)

on state or local tests.” Teachers answered based on a Likert scale: 1=Strong disagree-

5=Strongly agree.

Child and Family Measures

Academic Achievement

Because of the relationship between educational and socio-emotional outcomes, students’

cognitive skills were included as a covariate (Needham et al., 2004; Gutman et al., 2003;

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DiPerna & Elliott, 2002). For the ECLS-K, a direct cognitive assessment was conducted

and scored using Item Response Theory (IRT). For this study, the mean of the overall

reading IRT scale score in third grade and the overall math IRT scale score in third grade

was used.

Gender

Child’s gender was collected in the parent interviews. If there was no parent interview,

gender was determined using other resources, such as by experimenters during the direct

child assessment. Gender was coded as 0=male and 1=female.

Race/Ethnicity

Child’s race and ethnicity were also collected in the parent interviews. Eight categories

were provided, and parents could select more than one. The eight categories included:

White, African American, Hispanic-race specified, Hispanic- race not specified, Asian,

Native Hawaiian, American Indian, and more than one race. The ECLS-K dataset

includes a composite variable for race/ethnicity that has 8 categories. For this study,

some of these categories were combined to create a total of five categories consistent

with Crosnoe and Cooper (2010): White, African-American, Hispanic, Asian and Other.

Socioeconomic Status

SES is an existing composite variable in the ECLS-K dataset that is made up of the

following variables from the parent questionnaire:

• Father/male guardian’s education • Mother/female guardian’s education • Father/male guardian’s occupation • Mother/female guardian’s occupation • Household income: All participants were asked to indicate their income range

from the list below. Households that met the size and income criteria related to poverty were asked to report income to the nearest $1,000.

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The composite SES variable is categorical, with 1 representing the first quintile (low

status) and 5 representing the fifth quintile (highest status).

Family Structure

Family structure was a dichotomous variable with 1=single-parent household and 0=two-

parent household.

Parental Depressive Symptoms

In the third grade administration of the study, the respondent for the parent interview

(most often the child’s mother) answered twelve items based on a subset of the Center for

Epidemiologic Studies-Depression Scale. These items asked about depression- related

symptoms in the previous week, and had four possible responses: never, some of the

time, moderate amount of the time, and most of the time. These items included questions

such as “How often during the past week have you felt that you could not shake off the

blues even with help from your family and friends?” and “How often during the past

week have you felt depressed?” The mean of these twelve items was used as a

continuous measure for the Parental Depressive Symptoms variable. Higher values of this

variable indicate greater levels of parental depressive symptoms.

Parental stress and Parental warmth

Factor analysis was used to identify two constructs related to parenting using items in the

third grade parent questionnaire. Parental warmth includes four items about affection

between parent and child. Parental stress consists of four items that ask about parents’

feelings of anger and frustration toward the child and related to parenting. These

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composite variables are similar to those used in previous studies using the ELCS-K

(Crosnoe & Cooper, 2010; Beaver et al., 2008).

Treatment of Missing Data

As has been done in previous studies using ECLS-K data (Crosnoe and Cooper,

2010), multiple imputation was used to estimate all item-level missing data. This

approach helped to maintain the large, heterogeneous sample and avoid the statistical bias

of listwise deletion (Crosnoe & Cooper, 2010). For Aim 1, data were imputed in Mplus

with five imputed datasets. For Aims 2 and 3, data were imputed with STATA’s “impute

chained” command [Stata- Corp, College Station, TX] with twenty imputed datasets. In

addition to variables used in the analytical models, other variables were also used in the

imputation models that were associated with the variables to be imputed or with

missingness of those variables. In order to maintain the multi-level structure of the data,

students from the same school were assigned the same imputed values for school-level

variables.

Analytic Methods

Exploratory Data Analysis

Exploratory data analysis was conducted on all outcome variables, primary

predictor variables, and control variables. Descriptive analyses included means, standard

deviations, ranges for continuous variables and percentages for categorical variables.

Variables were also examined graphically, using histograms, to assess the range of values

and normality. Correlations between variables were examined, and possible multi-

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collinearity was investigated using VIF and tolerance scores. Several variables were

recoded or excluded based on findings. For example, because of collinearity between

percent in school achieving at or above grade in math and percent in school achieving at

or above grade in reading, a composite variable was created based on the mean of these

two items.

Aim 1

The same process for factor analysis was used with items from both the

administrator and teacher surveys. Because of the large sample size, it was possible to

validate the factor structure in a two-step process. The sample was randomly split in half

using Stata 11.0. One half was used for exploratory factor analysis (EFA), and then the

other half of the data was used for confirmatory factor analysis (CFA). EFA and CFA

were conducted using Mplus 7.0.

The WLSMV estimator, which is based on polychoric correlations, was used

because it is recommended for factor analysis with categorical outcomes (Finney &

DiStefano, 2006; Flora & Curran, 2004). Although ML is possible with the assumption of

missing at random (MAR), it is not recommended for categorical variables. WLSMV

uses pairwise present for missing variables and is based on the assumption of missing

completely at random (MCAR). Since MCAR cannot be assumed for this data, multiple

imputation was performed in Mplus before using WLSMV. Prior to analysis, negatively

coded variables were reverse coded so that for all variables higher values would be more

positive.

Because it is not possible to conduct EFA with imputed data in Mplus,

exploratory structural equation modeling (ESEM) was conducted with the imputed data.

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In an ESEM, the initial model is specified as an EFA model and all the indicator

variables are allowed to load on all the factors (Muthen & Muthen, 2008). ESEM was

done with both oblique and orthogonal rotations.

Confirmatory factor analysis was conducted on the second half of the sample to

confirm the factor structure identified in EFA. Model fit was assessed using several fit

indices: the comparative fit index (CFI), the Tucker-Lewis Index (TLI), and the root

mean square error of approximation (RMSEA). For CFI, larger values indicate better

model fit, with values greater or equal than 0.95 considered to adequate fit (Hu &

Bentler, 1998). For RMSEA, the smaller the value the better the model fit; values less

than or equal to 0.08 indicate adequate fit (Hu & Bentler, 1998).

Although Cronbach’s alpha is widely used to assess scale reliability, critics of the

measure point out that it is based on the assumption that the items have the same loadings

and there are no residual correlations. Cronbach’s alpha may underestimate reliability for

ordinal indicators. Ordinal alpha has been shown to estimate reliability more accurately

than Cronbach’s alpha for binary and ordinal response scales (Zumbo, Gadermann &

Zeisser, 2007; Gadermann & Zumbo, 2012). Cronbach’s alpha is routinely based on the

Pearson covariance matrix, which assumes data are continuous. Ordinal alpha is based on

the polychoric correlation matrix, which is more appropriate for ordinal data. For these

reasons, ordinal alpha was calculated using R.

Aim 2

For this study, autoregressive techniques were used to analyze change over time

by predicting fifth grade outcomes net of third grade outcomes. A similar approach has

been used by other researchers utilizing ECLS-K data, although primarily for outcomes

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in earlier grades (Li-Grining et al., 2006; McClelland et al., 2000, Claessens, Duncan, &

Engel, 2009, Duncan et al, 2007).

Multilevel multivariate linear regression was used to account for the clustering of

students within schools. It also allows for partitioning of outcome variance (between and

within school effects) to better assess school-level effects. Level 1 consisted of individual

students (between individual and within school effects). Level 2 consisted of schools

(between school effects). Because the six outcomes are highly correlated and the effect of

the school organizational climate may differ for each one, a separate model was used for

each outcome. All continuous level 1 variables were standardized, and thus grand mean

centered. Grand mean centering is recommended when the research question involves the

effect of a level-2 variable (Peugh, 2010; Enders & Tofighi, 2007).

Multi-level regression was then performed in four steps. First, unconditional

linear regression models with random effects were run to assess variation in students’

socio-emotional outcomes between and within schools. The Intra-Class Correlation (ICC)

was used to calculate the proportion of variance in the outcome variable accounted for at

each level of the model. For the two-level models, the ICC was calculated as:

ICC= ρ= τ00/(τ00 + σ2)

where σ2 is the variability within schools and τ00 is the variability between schools

After running the unconditional models, conditional linear regression models were run

with school organizational climate (SOC) scale scores. One set of models was examined

in which all nine school organizational climate variables were added simultaneously.

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Another set was examined in which the SOC variables were entered in separate models.

The next step was to add covariates to the model for student, family and teacher

characteristics, and school composition. The variance in the outcomes that is attributable

to school organizational climate dimensions was examined, as were the regression

coefficients for each climate scale. In the final series of models, cross-level interaction

terms were added to the models described above to examine possible interactions

between school organizational climate variables and student-level risk. One set of models

included interaction terms for the school organizational climate variables and individual-

level socio-economic status (SES). Another set of models included interaction terms for

school organizational climate variables and self-rated externalizing behaviors in third

grade. For both sets of models, the significance of the interaction terms was examined to

determine if there was evidence that the association between each school organizational

climate variable and students’ outcomes varied based on students’ socio-economic status

or third grade behavior problems.

There are reasons to add the SOC variables to the models both separately and in

groups. It was important to examine the SOC variables separately because of the

relatively high correlations between these variables and the possibility of collinearity

(Leblanc et al., 2008). It is also possible that some dimensions of SOC mediate the effect

of other SOC dimensions on students’ outcomes. By including SOC variables in the same

model, it is possible to examine their relative effects on students’ outcomes, controlling

for other SOC variables (Saab and Klinger, 2010).

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Models Step 1 Unconditional linear regression models were run that had random effects to assess variation in students’ socio-emotional outcomes both between and within schools. The equations below provide an example of these models, with descriptions based on one of the outcomes, teacher-reported externalizing behaviors. Level one model (Students) Yij= β0j+rij Level two model (Schools) β0j= γ00+u0j Yij=Estimated externalizing score for student i in school j β0j=Estimated mean externalizing score for students in school j rij= Estimated residual variance in externalizing score for student i in school j γ00=Estimated mean externalizing score for all schools u0j= Estimated residual variance in externalizing score for school j Step 2 Conditional linear regression models were run that included school organizational climate variables. These models provided information about the variance in the outcomes attributable to school organizational climate, as well as the association between school organizational climate variables and the outcomes. An example of these models is below: Level one model: Yij= β0j + rij Level two model: β0j= γ00+γ01 (General Facilities)j + γ02(Extracurricular Facilities) j ++ γ03(Stability) j + γ04(Safety) j +γ05(Support & Order) j +γ06(Teacher Interaction) j +γ07(Staff Collegiality) j +γ08(Leadership) j +γ09(Student Conduct) j + u0j Coefficients for school organizational climate variables were interpreted as follows: γ01 = estimated change in externalizing score per change in school General Facilities scale score Because both the outcomes and school organizational climate variables were standardized, coefficients are effect sizes and can be interpreted as follows: a one standard deviation increase in school j’s General Facilities scale score is associated with a γ01 standard deviation change in the externalizing score for student i in school j. Additionally, the size of coefficients for the school organizational climate variables can be compared.

66

Step 3 Covariates for individual student characteristics, teacher characteristics, family characteristics and school composition were added to the conditional model described above to determine the association between school organizational climate and fifth grade outcomes net third grade behavior and other important factors. An example of these models is below Level one model Yij= β0j+β1Sij + β2Tij + β3Fij +rij Level two model β0j= γ00+γ01 (General Facilities) j + γ02(Extracurricular Facilities)j ++ γ03(Stability)j + γ04(Safety)j +γ05(Support & Order) j +γ06(Teacher Interaction) j +γ07(Staff Collegiality) j +γ08(Leadership) j +γ09(Student Conduct) j +γ010(Student Conduct) j + γ011Wj + u0j β0j= estimated mean externalizing score for students in school j, controlling for student,

teacher, and family characteristics and school composition β1j = estimated mean change in externalizing score per change in student characteristics, controlling for teacher and family characteristics and school composition β2j = estimated change in externalizing score per change in teacher characteristics

controlling for student and teacher characteristics and school composition β3j= estimated change in externalizing score per change in family characteristics

controlling for student and teacher characteristics and school composition rij= estimated residual variance in externalizing score for student i in school j γ00= estimated mean externalizing score for all schools γ01 = estimated change in externalizing score per unit change in school General Facilities

scale score, controlling for student, teacher, and family characteristics and school composition

u0j= estimated residual variance in externalizing score for school j Sij= vector of student characteristics Fij= vector of family characteristics Tij= vector of teacher characteristics Wj = vector of school characteristics For this series of multi-level models, the parameters of interest were again the coefficients for each of the school organizational climate factors ( γ01-γ010). Step 4 In the final two sets of models, cross-level interaction terms were added to the models described above. One set of models included interaction terms for each SOC variable (Level 2) and student’s socio-economic status (Level 1). The other set of models

67

included interaction terms for each SOC variable and students’ self-reported externalizing behaviors in third grade. An example of these models is below with only two of the SOC variables and externalizing behaviors. Level one model: Yij= β0j+β1Sij + β2Tij +β3Fij + rij Level two model: β0j= γ00+γ01 Wj +γ02(Leadership)j ++γ03(Safety)j

+γ04(Leadership)j(EXT)ij ++γ05(Safety)j*(Externalizing)ij +u0j γ04 = estimated change in slope of the regression of school leadership scale score on

teacher externalizing score per standard deviation in third grade externalizing behaviors

Aim 3

Multi-level linear regression was also used for Aim 3. For the first step,

examining the relationship between school organizational climate dimensions and teacher

job satisfaction, two-level models were used with teachers at Level 1 and schools at

Level 2. All models controlled for school and teacher characteristics. In the second step,

the association between teacher job satisfaction and students’ socio-emotional outcomes

was assessed using three-level models (students, teachers and schools) and controlling for

child, family, teacher and school characteristics. In the final step, two sets of models were

used. One set of models included all covariates and one school organizational climate

variable. In another set of models, teacher job satisfaction was added. School

organizational climate dimensions were entered in separate models to determine the

unique effect of each one. The change in the coefficient for the school organizational

climate variable was examined to determine if job satisfaction mediated the effect of the

school organizational climate variable. Like in Aim 2 analyses, all continuous Level 1

variables were standardized (and therefore grand-mean centered) to facilitate

interpretation and comparability of coefficients. Also like Aim 2, for the final step third

68

autoregressive techniques were used to analyze change over time by predicting fifth

grade outcomes net of third grade outcomes.

Models Step 1.a Unconditional linear regression models were run that had random effects to assess variation in teachers’ job satisfaction between and within schools. The equations below provide an example of these models: Level one model (Teachers) Yij= β0j+rij Level two model (Schools) β0j= γ00+u0j Yij=Estimated job satisfaction for teacher i in school j β0j=Estimated mean job satisfaction for teachers in school j rij= Estimated residual variance in job satisfaction for teacher i in school j γ00=Estimated mean job satisfaction for all schools u0j= Estimated residual variance in job satisfaction for school j Step 1.b School organizational climate (SOC) variables were added to separate models, along with teacher and school level covariates. Level one model Yij= β0j+β1Tij +rij Level two model β0j= γ00+γ01 (SOC variable) j + γ02Wj + u0j β0j= estimated mean job satisfaction for teachers in school j, controlling for teacher characteristics and school composition β1j = estimated mean job satisfaction per change in teacher characteristics, controlling for teacher and school characteristics rij= estimated residual variance in job satisfaction for teacher i in school j γ00= estimated mean job satisfaction for all schools γ01 = estimated change in job satisfaction per change in school characteristics u0j= estimated residual variance in job satisfaction for school j Tij= vector of teacher characteristics Wj = vector of school characteristics

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Step 2.a To examine the relationship between teacher job satisfaction and students’ socio-emotional outcomes, 3-level models were specified, with students at Level 1, teachers at Level 2, and schools at Level 3. The socio-emotional outcomes were the dependent variables. Level one model (Students) Yijk= π0jk + еijk Level two model (Teachers) π0jk = β00j + r0jk Level three model (Schools) β00j= γ00+ u00j

Step 2.b Job satisfaction was added to the model at Level 2. Level one model Yijk= π0jk + еijk Level two model π0jk = β00j + β01j(Satisfaction) jk+ r0jk Level three model β00j= γ00+u00j

Step 2.c Control variables were added at all levels. Level one model Yijk= π0jk + π1jkSijk+ + π2jkFijk+ еijk

Level two model π0jk = β00j + β01j(Satisfaction) jk+ β02j(T) jk+ r0jk

Level three model β00j= γ00+ + γ001(W)k+ u00j

Step 3.a

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To determine whether teacher job satisfaction mediated the relationship between school organizational climate dimensions and socio-emotional outcomes, the coefficient for each school organizational climate dimension was examined before and after adding job satisfaction to the model. Each dimension of school organizational climate was examined in a separate model (denoted as SOC variable in the models below). Level one model (Students) Yijk= π0jk + π1Sijk+ еijk

Level two model (Teachers) π0jk = β00j + β01(T) jk + r0jk Level three model (Schools) β00j= γ00+ γ001(SOC variable)k + γ002(W)k+ u00j

Step 3.b Job satisfaction was added to the model at Level 2. The change in γ001 was examined to assess mediation. Level one model Yijk= π0jk + π1Sijk+ + π2Fijk+ еijk

Level two model π0jk = β00j + β01(T) jk + β02(Satisfaction) jk + r0jk

Level three model β00j= γ00+ γ001(SOC variable)k + γ002(W)k+ u00j

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Chapter Three

Identification of School Organizational Climate Constructs in the

ECLS-K Using Factor Analysis

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Abstract Background: Although previous studies have used items in the ECLS-K to examine the

relationship between school-level factors and students’ outcomes, there is a need to better

define constructs these items capture. The purpose of this study was to identify

dimensions of school organizational climate using items in the teacher and administrator

surveys of the 3rd and 5th grade waves of the ECLS-K.

Methods: To identify constructs of school organizational climate, two separate factor

analyses, one for the teacher survey and for the administrator survey, were conducted

with the same two-step process. The entire sample was split in half randomly. One half

was used for exploratory factor analysis (EFA), and the other half was used for

confirmatory factor analysis (CFA). Ordinal alphas were computed to assess scale

internal reliability. Intraclass correlation coefficients (ICCs) were calculated for each

teacher scale to determine if responses should be aggregated at the school level.

Results: For the school administrator survey, factor analysis yielded a 19-item, five-

factor model with adequate fit statistics (RMSEA=0.047; CFI=0.952; TLI=0.93 for

CFA). Four of the five factors had good internal reliability based on ordinal alpha values.

For the teacher survey, factor analysis yielded a 14-item, four-factor model with excellent

fit statistics (RMSEA=0.034; CFI=0.995; TLI=0.993). All four factors had good to

excellent internal reliability. Intraclass-correlation coefficients (ICCs) for the teacher

factors ranged from 0.17-0.36, supporting the conceptualization of these factors as

school-level characteristics.

Conclusion: School organizational climate scales with moderate to excellent internal

reliability were identified using items from the ECLS-K administrator and teacher

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surveys were. These scales can be used by other researchers to examine the role of the

school environment.

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Introduction There is increasing interest in interventions that aim to make school-level changes

to promote positive student outcomes. Along with school-based interventions, a growing

number of districts and states administer surveys to assess staff perceptions of the school

environment. In order to design effective interventions and informative surveys,

additional information is needed about the role of modifiable school characteristics.

Although school climate has been defined in many ways, school organizational climate is

assessed using data collected from school staff about their work environment. Hoy et al.

(1991) defined school organizational climate as “teachers’ perceptions of their work

environment; it is influenced by formal and informal relationships, personalities of

participants and leadership in the organization.” (p. 8). There is a history of research

examining the organizational climate in work settings. Reichers and Schneider (1990)

defined organizational climate as “shared perceptions of organizational policies, practices

and procedures, both formal and informal.” Research in organizational psychology has

demonstrated the importance of one’s work environment on performance and behavior

(Judge et al., 2001; Tobin et al., 2006; Kopelman et al., 1990)

Halpin and Croft (1963) were among the first to study organizational climate in

schools. They developed the Organizational Climate Description Questionnaire (OCDQ)

for elementary schools, which identified important aspects of teacher-teacher and

teacher-principal interactions to measure the “openness of schools.” Items selected for

inclusion in the OCDQ were those that had reasonable consensus among school staff

(Hoy et al., 1991). Sweetland and Hoy drew from this conceptualization of the school

organizational environment to develop the Organizational Health Inventory (OHI), one of

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the most frequently used instruments for assessing school organizational climate. The

OHI- Elementary School Version (Hoy & Tarter, 1997) includes 37 items that measure

five dimensions: institutional integrity; principal leadership; availability of educational

materials; staff affiliation; and academic emphasis. Another commonly used instrument is

the School-Level Environment Questionnaire (SLEQ), which consists of constructs such

as affiliation, innovation, participatory decision making, resource adequacy and student

support (Johnson & Stevens, 2006). Although the OHI and SLEQ are two of the most

common instruments for assessing school organizational climate, constructs used by

previous studies have varied. Taylor and Tashakkori (1995) identified five dimensions of

the school organizational climate: principal leadership, student discipline, faculty

collegiality, lack of obstacles to teaching, and faculty communication. Tobin et al. (2006)

drew upon literature in organizational psychology to identify areas associated with

effective employee and organizational performance. They used items selected or adapted

from existing employee surveys to measure the following dimensions of the school

organizational climate: school facilities, academic materials, discipline and safety, staff

collegiality, administrator support of staff, staff coordination, professional development

and job satisfaction.

There is evidence that dimensions of the school organizational climate have an

impact on academic achievement, primarily due to the mediating effect of teacher

behaviors (Roeser, 2001; Hoy & Hannum, 1997; Goddard et al., 2000). For example,

school safety, strong principal leadership, and adequate school resources have all been

shown to be associated with higher levels of student achievement (Johnson & Stevens,

2006; Hoy & Hannum, 1997). High academic standards and a supportive work

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atmosphere for teachers are also associated with better achievement, largely due to

teachers doing more to promote student learning. There is some evidence that

organizational climate is associated with student absenteeism and school suspensions

(Bevans et al., 2007; Gottfredson et al., 2005). !

Unit of analysis

Although there has been debate as to whether school climate characteristics are a

property of schools or a psychological property of individuals within the school (Miller &

Fredericks, 1990), several studies comparing the reliability and validity of individual-

level and school-level conceptualizations of school organizational climate have found

evidence favoring the school-level definition (van Horn, 2003; James et al., 1988;

Griffith, 2006). For example, on the elementary school version of the School Climate

Survey, van Horn (2003) found moderate inter-rater reliability among teachers and

demonstrated that the average school climate in each school predicted a statistically

significant amount of between-school variation in children’s academic achievement and

cognitive functioning, whereas differences between individual raters within the school

were not significantly related to child outcomes.

In order to assess the appropriateness of school-level aggregation, previous

studies have used the intraclass correlation coefficient (ICC), which takes into account

both between-school variance and within-school variance. ICC values greater than 0.2

indicate sufficient within group agreement to support creating aggregated group-level

variables. In other school climate studies in which teacher responses were aggregated at

the group level, ICCs for climate scales have ranged from 0.04-0.44, with most between

0.2 and 0.4 (Brand et al., 2008; Gottfredson et al., 2005; van Horn, 2003).

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School Organizational Climate and the ECLS-K

The Early Childhood Longitudinal Study-Kindergarten Cohort (ECLS-K) is a

valuable resource for examining the school environment, because it is a large national

dataset and includes data collected from school administrators and teachers about their

perceptions of the school environment. Although previous studies have used items in the

ECLS-K teachers’ and administrators’ questionnaires to examine the relationship

between school-level factors and students’ outcomes, there is a need to better define the

constructs these items capture and to reduce the number of variables needed to describe

organizational characteristics by developing composite variables using the ECLS-K

teacher and administrator questionnaire items (Brown & Bogard, 2007; Hamilton &

Guarino, 2004). Although some work has been done to identify factors, most previous

studies have focused on earlier waves of the ECLS-K, which include a slightly different

group of items (Lee & Burkham, 2002). Factor analysis is helpful for identifying

constructs, as it provides information about the relationships among items, detects

underlying or latent constructs, and shows how to combine items and identify a smaller

number of more robust variables, or factors.

This study used separate factor analyses to identify the school climate constructs

captured in the administrator and teacher questionnaires of the ECLS-K. The ICC of each

scale from the teacher survey was then calculated to examine the appropriateness of

aggregating teacher responses at the school level. The identified school organizational

climate factors can support research to examine the relationship of these school level

factors to student outcomes and to other school and teacher characteristics.

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Methods

Sample

Data for this study came from the Early Childhood Longitudinal Study-

Kindergarten Class (ECLS-K), which is maintained by the National Center for Education

Statistics (NCES). The ECLS-K selected a nationally representative sample of

kindergarten students in the fall of 1998 and followed those students through eighth grade

(Tourangeau et al., 2009). Given the growing importance of the school environment as

children reach later elementary school and a lack of previous research examining

constructs in surveys from later waves of the ECLS-K, this study only used data collected

during the third and fifth grade waves of the ECLS-K.

School Administrator Survey

The principal of the school attended by the sampled child completed the school

administrator questionnaire. Of the 5,413 sampled schools in the third and fifth grade

waves, 27% did not complete any part of the administrator questionnaire and were not

included in the analyses. In the third grade wave (Spring 2002), 1,868 school

administrators completed the survey. In the fifth grade wave (Spring 2004), 2,094 school

administrators completed the survey.

If the sampled child remained in the same school in third and fifth grade, the same

school could have been included in both waves (third and fifth grade), and different

responses could have been given in each of these years. Since exploratory factor analysis

with the third grade sample, the fifth grade sample, and the combined sample yielded

similar factor structures, each set of responses from a given school was treated as a

separate observation. For example, responses from School A in the third grade wave and

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responses from School A in the fifth grade wave were considered to be two sets of

observations representing School A in the factor analysis. This yielded a total of 3,962

schools/school administrators.

Teacher Survey

Like the school administrator factor analysis described above, data for the teacher

factor analysis come from the third and fifth grade waves of the ECLS-K. Teachers

completed self-administered questionnaires that assessed school and classroom

characteristics, instructional practices, and teacher background. For third grade, each

sampled child’s regular classroom teacher, the one who taught them the majority of the

day, completed the teacher questionnaires. In the fifth grade, each sampled child’s

reading teacher and either their math or science teacher completed the questionnaires.

In the third and fifth grade waves, a total of 12,010 teachers were sampled. Of

these teachers, 10,029 (84%) responded, from a total of 2,879 schools. Of these, 4,381

(44%) were third grade teachers who completed the survey in Spring 2002. The

remaining teachers completed the survey in Spring 2004 and included 2,839 (28%) fifth

grade Reading teachers, and 2,809 (28%) fifth grade math teachers.

Measures

School Administrator Survey

The self-administered school administrator questionnaire included questions

about the school, student body, teachers, school policies and the administrator’s

background. Although a designee could complete the sections containing factual

information about the school and programs offered, the principal was asked to complete

the sections about his/her background and the school climate.

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For this study, items were selected from the ECLS-K school administrator survey

that asked the administrator to assess the school environment and were similar to items in

existing school climate surveys for staff. Twenty variables (Appendix A) were used in the

factor analysis. Of these 20 variables, 17 were measured on a 5-point Likert scale. The

remaining three items were dichotomous.

Several other sets of variables were considered for inclusion, but were ultimately

excluded. Nine items asking about how much emphasis the principal places on a range of

objectives for her/his teachers were excluded because they assessed the principal’s

priorities rather than their appraisal of the school environment. Eight items asking about

the surrounding neighborhood, such as the presence of drugs, litter and violence, were

excluded because they reflect the neighborhood environment rather than the school

environment. Nine dichotomous items asking about the presence of specific security

measures, such as security guards, metal detectors, and locked exterior doors during the

day, were not included because preliminary analyses indicated these items did not

sufficiently load on their own factor or on other factors and had multiple cross-loadings.

Although these items did not function well as a scale, they may still be important and

warrant further exploration.

Missing Data

Of the 3,962 schools that submitted the school administrator questionnaire in

2002 and 2004, 89% answered all 20 questions included in this factor analysis, 6% were

missing one variable, and 5% were missing data for three or more variables. Percent

missing for the 20 variables included in the factor analysis ranged from 0.8% to 3%.

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Exploratory data analysis indicated that data were not missing completely at random

(MCAR). It was assumed that data were missing at random (MAR).

Teacher Survey

Twenty-one variables on the ECLS-K teacher survey (Appendix B) were included

in this factor analysis. Items were selected that assessed teachers’ perceptions of the

school environment. Two additional sets of items were initially considered for inclusion,

but were not used. Five items assessing job satisfaction and enjoyment were not used as

school climate measures because they assess individual teacher attitudes, rather than

school-level characteristics. Eight items measuring teachers’ perceived adequacy of their

own preparation as a teacher were also excluded because they assessed individual

characteristics. Of the twenty-one items chosen for inclusion, seventeen had a response

scale of 1 to 5; the remaining four questions had a response scale of 1 to 6.

Missing Data

Of this sample of 10,029 teachers, 93% had complete data on all 21 variables

included in the factor analysis, 5% were missing data for one variable, and 2% were

missing data for two or more variables. Missingness for 19 of the variables was less than

1%, and was 1% and 2% for the remaining two variables. Exploratory data analysis

indicated data were not missing completely random (MCAR). It was assumed that data

were missing at random (MAR).

Data Analyses

The same process for factor analysis was used with items from both the

administrator and teacher surveys. Because of the large sample size, it was possible to

validate the factor structure in a two-step process. The sample was randomly split in half

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using Stata 11.0. One half was used for exploratory factor analysis (EFA), and then the

other half of the data was used for confirmatory factor analysis (CFA). EFA and CFA

were conducted using Mplus 7.0.

The WLSMV estimator, which is based on polychoric correlations, was used

because it is recommended for factor analysis with categorical outcomes (Finney &

DiStefano, 2006; Flora & Curran, 2004). Although ML is possible with the assumption of

MAR, it is not recommended for categorical variables. WLSMV uses pairwise present

for missing variables and is based on the assumption of MCAR. Since MCAR cannot be

assumed for this data, multiple imputation was performed in Mplus before using

WLSMV. Prior to analysis, negatively coded variables were reverse coded so that for all

variables higher values would be more positive.

Exploratory Factor Analysis (EFA)

Because it is not possible to conduct EFA with imputed data in Mplus,

exploratory structural equation modeling (ESEM) was conducted with the imputed data.

In an ESEM, the initial model is specified as an EFA model and all the indicator

variables are allowed to load on all the factors (Muthen & Muthen, 2008). ESEM was

done with both oblique and orthogonal rotations. GEOMIN, an oblique rotation, was

selected because it yielded fewer cross-loadings than orthogonal rotations. Oblique

rotation also makes sense conceptually, since it is expected that different aspects of the

school organizational climate are correlated.

To determine the number of factors to retain, fit statistics were compared for

ESEM with four-factor, five-factor, and six-factor models. Items were considered for

removal if they had low loadings (absolute values lower than 0.35). Since a simple

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structure was also the objective, variables were also considered for removal if they had

loadings greater than 0.30 on more than one factor.

Confirmatory Factor Analysis (CFA)

Confirmatory factor analysis was conducted on the second half of the sample to

confirm the factor structure identified in EFA. Model fit was assessed using several fit

indices: the comparative fit index (CFI), the Tucker-Lewis Index (TLI), and the root

mean square error of approximation (RMSEA). For CFI, larger values indicate better

model fit, with values greater or equal than 0.95 considered to adequate fit (Hu &

Bentler, 1998). For RMSEA, the smaller the value the better the model fit; values less

than or equal to 0.08 indicate adequate fit (Hu & Bentler, 1998). Consistent with oblique

rotation in EFA, factors were allowed to correlate. By default, Mplus identifies the latent

variable by fixing the loading for the first observed variable for each factor to 1. For this

study, the model was identified by fixing the variance of the latent variables to 1 and

freeing the loading of the first observed variable for each factor.

Scale Reliability

Although Cronbach’s alpha is widely used to assess scale reliability, critics of the

measure point out that it is based on the assumption that the items have the same loadings

and there are no residual correlations. Cronbach’s alpha may underestimate reliability for

ordinal indicators. Ordinal alpha has been shown to estimate reliability more accurately

than Cronbach’s alpha for binary and ordinal response scales (Zumbo, Gadermann &

Zeisser, 2007; Gadermann & Zumbo, 2012). Cronbach’s alpha is routinely based on the

Pearson covariance matrix, which assumes data are continuous. Ordinal alpha is based on

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the polychoric correlation matrix, which is more appropriate for ordinal data. For these

reasons, ordinal alpha was calculated using R.

Results

School Administrator Survey

Results of exploratory factor analysis

Fit statistics for models with four, five and six factors were examined. Fit

statistics were best for the six-factor model, and the six-factor solution also had a simple

structure (no cross-loadings). However, the six-factor model included two factors that

each had only two indicators. For this reason, the five-factor solution (which had better fit

than the four-factor solution) was chosen.

The item “Parents welcome in school” was removed because it had low loadings

(<0.20) on all factors. Once this variable was removed, fit statistics for a five-factor

model indicated adequate fit (RMSEA= 0.046; CFI=0.969; TLI=0.938). The five factors

were: General Facilities as measured by adequacy of school facilities such as the

cafeteria, computer lab and classrooms; Extracurricular Facilities consisting of the

adequacy of art, music and gym facilities; Safety, as measured by weapons, fights and

attacks; Stability as measured by student absence, teacher tardiness and teacher turnover;

and Community Support and School Order as measured by parent and community

support, teacher consensus, and order. Factor loadings for the five-factor model are

shown in Table 1.

There are two issues to note in the five-factor model. First, the highest loadings for

the items asking about the adequacy of the computer lab, auditorium and multipurpose

room were somewhat low (0.38, 0.38 and 0.32 respectively, all on the General Facilities

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factor), but the variables were left in because they fit conceptually with other items in that

group. Second, there was cross-loading with the item asking about parents’ involvement

and the item asking about community support. Although the highest loadings for these

two variables were on the Community Support and School Order factor, they also had

loadings above 0.35 on the Safety factor. In the six-factor model, the parent involvement

and community support variables loaded on one factor, while the items dealing with

consensus in the school and order in the school and loaded on another factor. This is

likely because the former two items address climate related to external characteristics of

the school (parents and community), while the latter two address climate related to

internal school features. Although a five-factor model without the parent involvement

and community support variables had slightly better fit statistics than a five-factor model

with them, removal of these variables left a Community Support and School Order factor

with only two indicators (consensus and order in the school). For this reason, the parent

involvement and community support items were retained and assigned to the factor for

which they had the highest loadings (Community Support and School Order)

Results of confirmatory factor analysis

CFA was used to assess the model identified with ESEM. Two five-factor models

that excluded some of the low loading facilities items were also examined. Finally, a

four-factor model was examined that excluded the Community Support and School Order

factor and constituent items. Table 2 lists the fit statistics for all models. Five-factor

models excluding one or both of the variables with lower loadings on the General

Facilities factor (adequacy of auditorium and multi-purpose room) had similar fit

statistics, although RMSEA values were slightly higher. Since the loadings for these two

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items were only slightly below 0.40, the five-factor model that included all items was

selected as it indicates adequate fit (RMSEA=0.047; CFI=0.952; TLI=0.93). Item

loadings for the five-factor model with all variables are listed in Table 3.

Table 4 provides correlations among factors, indicating low to moderate

correlation between factors indicating that although these factors describing school

facilities and policies are inter-related within each school, they are meaningfully

distinguishable and represent distinct latent variables.

Scale Reliability

As shown in Table 5, ordinal alphas indicate moderate to high internal

consistency for Extracurricular Facilities (0.84), Safety (0.79), Stability (0.74) and

Community Support & School Order (0.81). The ordinal alpha for General Facilities is

only 0.60, indicating this group of variables may be more appropriately used as an index.

The alpha is slightly higher (0.64) if items asking about the adequacy of the auditorium

and multi-purpose room, the two variables with loadings below 0.40, are removed.

Teacher Survey

Results of exploratory factor analysis

Models with four, five and six factors were examined. Of the 21 items included

in the ESEM, four items (paperwork interferes with teaching, teachers’ influence on

school policy, teachers’ control over classroom issues, parents supportive of staff) had

loadings of less than 0.35 on all factors. Although keeping different combinations of

these variables was explored, all were ultimately removed. In addition to a lack of

empirical evidence to indicate they sufficiently loaded on a factor, these variables all had

weak conceptual links to any of the possible factors. Although there was some indication

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(both empirical and conceptual) that three of the variables, paperwork interferes with

teaching, influence on school policy, and control of school issues, loaded on a factor

related to teacher agency, the loadings were not sufficiently large. Although parents

support staff had moderate loading (0.37) on the Student Conduct factor, the theoretical

link was not strong since this item asked about the amount of parental support of the

school. The item “Many of the children I teach are not capable of learning the material I

am supposed to teach them.” had a moderate loading on the factor related to student

conduct, but the conceptual reasoning for this is somewhat weak since this item is not

specifically related to misbehavior. Instead, it asks more generally about the teacher’s

perception of students’ capability to learn what they are supposed to teach them.

“Faculty are on a mission” loaded nearly equally on both the Leadership and Staff

Collegiality factors, with a slightly higher loading on Leadership. To achieve a simple

structure, this item was removed. Removing these seven variables yielded a simple factor

structure in which the remaining 14 items loaded on four factors (see Table 6).

Three factors were consistently apparent in the ESEM and were also supported

conceptually: Student Conduct, Leadership, and Staff Collegiality. Student Conduct

consists of three items that reflect students’ misbehavior, physical conflicts and bullying.

Staff Collegiality includes three items that capture teachers’ relationships with each other

and overall morale in the school. Finally, Leadership consists of four items that measure

teachers’ perceptions of the school administrator’s leadership. The fourth factor, Teacher

Interaction, showed some indication of being two separate factors; items dealing with

frequency of meeting to discuss lesson planning and curriculum development ask about

academics-related interactions, while items dealing with frequency of meeting to discuss

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individual children and children with special needs ask about interactions dealing with

individual children. Although a five-factor solution with two interaction factors had better

fit indices than a four-factor solution with one interaction factor, it was not possible to

have two factors with two variables each. For this reason, and because the four variables

all assessed the amount of interaction among teachers, these four variables were grouped

together as one factor (Teacher Interaction).

Results of confirmatory factor analysis

Fit statistics for all models explored in the CFA are shown in Table 7. Fit indices

indicated that the four-factor model was adequate but could be improved

(RMSEA=0.070; CFI=0.976; TLI=0.970) (Hu & Bentler, 1999). Four residual

covariances were added to the model, which indicated that a common element other than

the latent variable was present. Residual covariances were added based on similar

wording in questions for the following pairs of items: physical conflict between students

is problem in the school, bullying is a problem; frequency of meeting to discuss

individual children and children with special needs. These residual covariances improved

the model fit (RMSEA=0.034; CFI=0.995; TLI=0.993). Standardized item loadings for

the four-factor model are in Table 8.

Table 9 provides correlations among factors, indicating low to moderate

correlation between factors. These correlations indicate that although the factors are

correlated, there is adequate discriminant validity and the factors represent distinct latent

variables. The correlation between Staff Collegiality and Leadership (0.62) is higher than

expected, but item loadings support these as two distinct factors.

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Scale Reliability

After conducting confirmatory factor analysis, the internal reliability of each scale

was assessed using ordinal alpha (Table 10). Ordinal alphas indicated the scales had

moderate to high internal reliability. Teacher Interaction (4 items) had an alpha of 0.75;

Student Conduct (3 items) had an alpha of 0.84. Staff Collegiality (3 items) had an alpha

of 0.80. Leadership (4 items) had an alpha of 0.93.

Calculating scale scores

Scale scores were calculated by averaging the values for all items in a scale.

Previous research indicates stability in school organizational climate over several years

(Brand et al., 2008). For school administrator scales, if a school responded in both the

third and fifth grade wave, an average value was calculated based on the two responses.

For the teacher scales, it was first necessary to determine if it was appropriate to

aggregate values for all teachers in a school to create a school-level score. After

determining sufficient between-school variance (described below), responses from third

and fifth grade teachers within the same schools were combined. The school-level scale

score was determined by summing the responses from all teachers in a school (from both

the third grade and fifth grade survey administration) and dividing by the total number of

teachers contributing data for that school. To facilitate interpretation, scale scores were

standardized to have a mean of zero and standard deviation of one.

School-level Aggregation of teacher responses

For this data, there were an average of 5 teachers per school (combining teachers

that completed the survey in both the third and fifth grade waves of the ECLS-K). As

shown in Table 11, scale ICCs for this data ranged between 0.17 and 0.36, indicating a

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moderate proportion of variance in scale scores was due to between school variance and

warranting school-level aggregation of teacher scores. These ICCs are similar to those

found in other school climate studies that have aggregated teacher responses at the

school-level (Brand et al., 2008; Gottfredson et al., 2005; van Horn, 2003). The Job

Satisfaction scale and Preparation scale, which consist of items excluded because they

measured more individual characteristics, have much lower ICCs than the scales included

in this study (0.06 and 0.09). The lower ICCs for these two scales indicate these items do

in fact measure more individual teacher characteristics, rather than a consistent school-

level feature, and confirm both the decision to omit them from this study and the validity

of aggregating the teachers’ responses within schools. These variables would, however,

be relevant for a study examining teacher characteristics.

Discussion

This study used ESEM to identify, and confirmatory factor analysis to confirm,

school organizational climate scales consisting of items in the administrator and teacher

surveys of the third and fifth grade waves of the ECLS-K. The five-factor model for the

administrator survey included the following factors: General Facilities, Extracurricular

Facilities, Safety, Stability, and Community Support and School Order. All scales except

General Facilities had acceptable internal reliability. It may be more appropriate to use

the General Facilities factor as an index rather than a scale. There were also three

variables on this factor that had loadings below 0.40, indicating they may not contribute

significantly to the latent variable. Although these variables fit conceptually with this

factor, it may not be necessary to include them. The teacher survey had a four-factor

model consisting of: Teacher Interaction, Staff Collegiality, Student Conduct and

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Leadership. It is important to note that for the teacher survey, in order to achieve a

simple structure with adequate loadings (>0.35) it was necessary to remove items from

the factor analysis. Even though these items did not fit in the factor structure, they reflect

concepts shown to be relevant in previous research, including expectations of students,

and teacher control and influence (Hoy & Hannum, 1997; Goddard et al., 2000).

The scales identified in this study have both similarities and differences with

scales from other staff surveys that assess school climate. Overall, the scales identified in

this study reflect several key constructs also captured in the OHI-E and School-Level

Environment Questionnaire (SLEQ), two of the most accepted and frequently used staff

climate surveys. These constructs include school resources, teacher collegiality, student

behavior, school leadership, and relationships with parents and the surrounding

community. Although items in the ECLS-K represent similar constructs, the scales

identified in this study have 3-5 items, while scales in the OHI-E and SLEQ have

approximately 5-10 items. While this difference is reasonable given the many

components and large sample size of the ELCS-K, the constructs are likely measured

with less detail and depth. Although more items can increase the internal reliability and

improve construct validity, even with the relatively small number of items, scale internal

reliability for the scales identified in this study was generally good.

Like the OHI-E and SLEQ, items from the ECLS-K ask about the adequacy of

facilities. However, these questions are asked only of the administrator and only about

school-level facilities. Unlike the OHI-E and SLEQ, there are no items regarding the

adequacy of teachers’ supplies and educational materials. Another similarity with the

OHI-E and SLEQ is the Staff Collegiality scale in this study. This scale is similar to Staff

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Affiliation in the OHI and Affiliation in the SLEQ. Items in the Teacher Interaction scale

are similar to some of the items in the SLEQ Professional Interest scale, although this

scale has a broader focus and also includes items related to involvement in professional

development in general. Leadership in this study is similar to Collegial Leadership in the

OHI. It is also important to note the relatively high correlation between Staff Collegiality

and Leadership in this study. While results of the ESEM And CFA confirm that they are

two separate factors, it is not surprising that they are so highly correlated since leadership

is expected to influence how staff interact with each other. Like the OHI and SLEQ, the

ECLS-K includes items about staff perceptions of students’ behavior. Specifically, the

Student Conduct scale identified in this study includes items similar to those in the

Student Support scale of the SLEQ. The Student Conduct scale does not include items

related to students’ academic behaviors, such as those included in the Academic

Emphasis scale of the OHI and Student Support scale of the SLEQ. The Community

Support and School Order scale aligns with several scales in the OHI-E and SLEQ,

reflecting the somewhat multi-dimensional nature of this scale. For example, one item is

similar to items in the SLEQ’s Mission Consensus scale and another item is like one in

the OHI-E Academic Emphasis scale. Although there are two items related to community

and parental support, they are framed more positively than similar questions in the OHI

and SLEQ, which ask about the ability to deal with pressures from parents and the

community. Several of the items that were removed because of low loadings were similar

to items in the Participatory decision-making scale of the SLEQ.

The Stability and Safety scales identified in this study include items not found in

the OHI-E and SLEQ. It may be that these two scales measure constructs that act as

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components as well as predictors or outcomes of school organizational climate (Johnson,

2009). For example, Bevans et al. (2007) examined faculty turnover and student mobility

as predictors of school organizational climate, both of which were included in the

Stability scale of this study. They also examined the school suspension rate, which is

likely related to items in the Safety scale, as an indicator of school performance and

possible outcome of school organizational climate.

Although ICCs for the teacher survey factors supported aggregating teacher

responses by school, there are no clear guidelines for determining if a school climate

measure assesses a school-level or individual-level construct. Additionally, the average

number of teachers per school (combining the third grade and fifth grade waves of the

ECLS-K) is approximately five. A larger number of teachers per school would be

preferable to improve reliability of these measures.

Implications for future research

The study used items on the teacher and administrator questionnaires from the

third and fifth grade waves of the ECLS-K. Although there are similar items in other

waves, the questionnaires for kindergarten, first and eighth grade are slightly different

and additional research is needed to determine the factor structure for these surveys.

While a large body of research has examined student-perceived school climate, there is a

need to better understand school climate as perceived by staff (Mitchell et al., 2010).

Results from this study provide scales that can be used in future studies using ECLS-K

data to examine school organizational climate constructs. Given previous research linking

aspects of the school organizational climate to students’ outcomes, future research could

explore the relationship between scale scores and other school characteristics, such as the

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variation in scale scores by school Title 1 status, urbanicity and minority enrollment. The

identification of these scales also provides an important starting point for better

understanding the role of the school environment in children’s development, particularly

because of the wealth of data in the ECLS-K, including longitudinal data about students’

academic and socio-emotional outcomes.

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Table 3.1 Factor loadings for ESEM with five factors (administrator survey) Items General

Facilities Extra- curricular Facilities

Safety Stability Comm. Support & School Order

Cafeteria is adequate 0.51 0.19 -0.05 -0.12 0.02 Computer lab is adequate 0.38 0.18 0.01 0.06 -0.00 Classrooms is adequate 0.74 -0.00 0.07 0.02 0.02 Auditorium is adequate 0.38 0.04 -0.03 -0.11 0.03 Multipurpose room is adequate 0.32 0.05 0.02 -0.01 0.06 Overcrowding is a problem 0.40 -0.01 0.03 0.30 -0.13 Art room is adequate -0.03 0.87 -0.03 0.04 0.01 Gym is adequate 0.21 0.57 0.01 -0.01 -0.07 Music room is adequate 0.03 0.89 0.03 -0.00 0.03 Children brought weapons to school 0.03 -0.03 0.60 0.08 0.02

Things taken directly from children/teachers by force 0.02 -0.02 0.90 -0.01 -0.09

Children/teachers physically attacked/in fights 0.07 -0.02 0.61 0.08 0.06

Teacher absenteeism is a problem -0.02 -0.02 -0.01 0.80 -0.01

Teacher turnover is a problem -0.09 0.05 -0.01 0.63 0.06 Child absenteeism is a problem 0.07 0.03 0.10 0.60 0.05 Parents actively involved in school programs -0.06 0.06 0.42 0.03 0.52

Community is supportive of school -0.04 0.03 0.38 -0.03 0.65

Consensus among teachers/ administrators on goals 0.15 -0.07 -0.01 0.05 0.68

Order and discipline maintained in school 0.12 -0.02 -0.03 0.20 0.66

!!!Table 3.2 Fit statistics for models tested in confirmatory factor analysis (administrator survey) Model RMSEA (SD) CFI (SD) TLI (SD) Five-factor model, all variables 0.047 (0.00) 0.952 (0.001) 0.943 (0.001) Five-factor model, no AUDOK 0.049 (0.001) 0.954 (0.001) 0.943 (0.002) Five-factor model, no MULTOK, AUDOK 0.051 (0.001) 0.954 (0.001) 0.943 (0.002) Four-factor model, no climate items 0.050 (0.001) 0.946 (0.001) 0.932 (0.001)

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!Table 3.3 Standardized item loadings for confirmatory factor analysis (administrator survey) Scale Items Item

Loading General Facilities

In general, how adequate are the classrooms for meeting the needs of children in your school?

0.72

In general, how adequate is the computer lab for meeting the needs of children in your school?

0.54

In general, how adequate is the cafeteria for meeting the needs of children in your school?

0.50

Overcrowding is a problem at this school 0.48 In general, how adequate is the multi-purpose room for meeting

the needs of children in your school? 0.39

In general, how adequate is the auditorium for meeting the needs of children in your school?

0.31

Extracurricular Facilities

In general, how adequate is the music room for meeting the needs of children in your school?

0.90

In general, how adequate is the art room for meeting the needs of children in your school?

0.86

In general, how adequate is the gym for meeting the needs of children in your school?

0.67

Safety During this school year, have children or teachers been

physically attacked or involved in fights? 0.83

Have things been taken directly from children/teachers by force/threat of force at school or to/from school?

0.74

During this school year, have children brought weapons to school?

0.60

Stability Teacher absenteeism is a problem at this school. 0.69 Child absenteeism is a problem at this school. 0.69 Teacher turnover is a problem at this school. 0.68 Community Support & School Order

The community served by this school is supportive of its goals and activities.

0.80

Order and discipline are maintained satisfactorily in the building(s).

0.79

There is consensus among administrators and teachers on goals and expectations.

0.70

Parents are actively involved in this school's programs. 0.68

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Table 3.4 Correlations among factors (administrator survey) General

Facilities Extra-curricular Facilities

Safety Stability Community Support & School Order

General Facilities 1 Extracurricular Facilities

0.58 1

Safety 0.27 0.09 1 Stability 0.31 0.16 0.51 1 Community Support & School Order

0.31 0.17 0.50 0.62 1

Table 3.5 Scale reliabilities (administrator survey) Scale Number of Items Ordinal Alpha General Facilities 6 0.60 General Facilities (no AUDOK or MULTOK) 4 0.64 Extracurricular Facilities 3 0.84 Safety 3 0.79 Stability 3 0.74 Community Support & School Order 4 0.81

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!Table 3.6 Factor loadings from exploratory factor analysis (ESEM) with four factors (teacher survey) Items Teacher

Interaction Student Conduct

Collegiality Leadership

Meet with other teachers for lesson planning

0.72 -0.01 0.17 -0.05

Meet with other teachers about curriculum development

0.63 -0.07 0.19 -0.02

Meet with other teachers about individual children

0.74 0.04 -0.12 0.06

Meet with other teachers about children with disabilities

0.62 0.05 -0.13 0.04

Child misbehavior in school interferes with teaching

-0.01 0.55 -0.11 0.08

Physical conflicts are serious problem 0.02 0.95 0.05 -0.02 Bullying is a serious problem -0.02 0.85 0.02 -0.01 Staff members have school spirit -0.02 0.12 0.57 0.20 Feel accepted and respected by staff members

-0.01 0.04 0.71 0.00

Teachers continually learning/seeking new ideas

0.04 -0.04 0.81 0.01

Administrator knows what kind of school he/she wants and has communicated it to the staff

0.01 0.00 0.06 0.85

Administrator deals effectively with outside pressures

-0.002 0.01 -0.04 0.88

Administrator sets, plans, and carries out priorities

0.01 -0.02 0.01 0.93

Administrator is supportive and encouraging of staff

-0.01 0.02 0.08 0.77

!!!Table 3.7 Fit statistics for models tested in confirmatory factor analysis (teacher survey) Model RMSEA CFI TLI Four factors, 14 variables, no residual covariance 0.07 0.976 0.970 Five factors with 17 variables 0.069 0.967 0.960 Four factors with 15 variables 0.075 0.969 0.962 Four factors, 14 variables, with residual covariances 0.046 0.991 0.989 !

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!Table 3.8 Standardized item loadings from confirmatory factor analysis (teacher survey) Construct Items Item

Loading Teacher Interaction

How often have you met with other teachers to discuss lesson planning?

0.71

How often have you met with other teachers to discuss curriculum development?

0.56

How often have you met with other teachers or specialists to discuss individual children?

0.68

How often have you met with special ed. teacher/service providers to discuss/plan for children with disabilities?

0.45

Staff Staff members in this school generally have school spirit 0.85 Collegiality I feel accepted and respected as a colleague by most staff members 0.63 Teachers in this school are continually learning and seeking new

ideas 0.68

Leadership School administrator knows what kind of school he/she wants and

has communicated it to the staff. 0.87

School administrator deals effectively with pressures from outside school that might affect teaching.

0.89

School administrator sets priorities, makes plans, and sees that they are carried out.

0.92

The school administrator’s behavior toward the staff is supportive and encouraging

0.84

Student Conduct

Level of child misbehavior in this school interferes with my teaching 0.77 Physical conflicts among children are a serious problem in this school.

0.75

Children bullying other children is a serious problem in this school. 0.69

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Table 3.9 Correlations among factors (teacher survey) Teacher

Interaction Staff Collegiality

Leadership Student Conduct

Teacher Interaction 1 Staff Collegiality .30 1 Leadership 0.17 0.62 1 Student Conduct 0.03 0.47 0.41 1

!Table 3.10 Scale Reliabilities (teacher survey) Scale Number of Items Ordinal Alpha Teacher Interaction 4 0.75 Staff Collegiality 3 0.80 Leadership 4 0.93 Student Conduct 3 0.84

Table 3.11 Scale ICCs (teacher survey) Scale ICC (95% CI) Teacher Interaction 0.21 (0.18, 0.23) Staff Collegiality 0.17 (0.15, 0.20) Leadership 0.22 (0.19, 0.24) Student Conduct 0.36 (0.33, 0.39) Job Satisfaction 0.06 (0.04, 0.08) Preparation 0.09 (0.07, 0.11) *N=6,772; n=5; all significant at p<0.0001

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Chapter Four

School Organizational Climate and

Students’ Socio-emotional Outcomes in Elementary School

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Abstract Background: Behavior problems and poor social skills in elementary school are

associated with academic and social difficulties in the early years, and later consequences

including educational failure, unemployment, psychiatric problems, and criminality.

Researchers and policy makers have acknowledged this relationship between socio-

emotional and academic outcomes; there is growing interest in better integrating mental

health and educational efforts. Given the influence of work environment on staff

performance, more research is needed that examines the relationship between staff

perceptions of the school environment and students’ outcomes.

Methods: Using data from the Early Childhood Longitudinal Study-Kindergarten Class

(ECLS-K), multilevel multivariate regression models with 9,173 fifth grade students

nested in 1,523 schools were estimated to examine the relationship between nine school

organizational climate factors and students’ socio-emotional outcomes, controlling for

third grade socio-emotional outcomes, student, family, and teacher characteristics and

school composition variables. Cross-level interaction terms were used to examine

moderation by student-level risk.

Results: Better school-wide Student Conduct as perceived by teachers and greater

Community Support and School Order as perceived by administrators were associated

with lower levels of externalizing behaviors and higher levels of social skills in students.

Some of these relationships were moderated by student socio-economic status, such that

the relationship was strongest for students from families in the two lowest SES quintiles.

Conclusion: Findings highlight the importance of school-wide interventions such as

Positive Behavior Interventions and Supports that aim to improve school-wide behavior

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and prevent bullying and suggest that the impact of improving the school environment

may be greatest for students from lower income families.

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Introduction

Behavior problems and poor social skills in elementary school can lead to

academic and social difficulties in the early years, and later consequences such as

educational failure, unemployment, psychiatric problems, and criminality (Moffitt, 2006;

Roeser, 2001; Kessler et al., 2005; Schaeffer, 2003). Intervening early is crucial because

social behaviors become more difficult to change as children get older (Caspi et al., 1987;

Loeber, 1990, Kazdin, 1997). Schools have the potential to exert powerful positive

influences on children’s socio-emotional development. Researchers and policy makers’

recognition of the relationship between socio-emotional and academic outcomes has led

to effective school-based interventions (Kataoka et al., 2009; Hoagwood et al., 2007), but

many interventions are classroom-based and dependent on teachers’ implementation

(NRC & IOM, 2009; Walker et al., 1995). In addition to structured interventions, there is

a need to build on schools’ existing resources and foster organizational contexts that

promote positive psychological development and learning.

A growing body of school-based research seeks to understand and address

system-level factors that can positively shape children’s social and behavioral

competence in a sustainable manner. It is particularly important to identify protective

factors for students at increased risk of poor socio-emotional development, including

those from poor families and those with previous behavior problems. School

characteristics such as the aggregate level of poverty have been identified as risk factors

for poor socio-emotional outcomes, but compositional factors such as these are not

modifiable (Battistich et al., 1995; Hoglund et al., 2004).

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This study examined the effects of the staff-perceived school environment on

students’ socio-emotional outcomes in fifth grade, controlling for third grade social and

emotional functioning. Research in organizational psychology has demonstrated the

importance of one’s work environment on performance and behavior (Moffitt, 2006).

There is evidence that dimensions of the school organizational climate, particularly

leadership and safety, have an impact on academic achievement, primarily due to the

mediating effect of teacher behaviors (Roeser, 2001; Kessler et al., 2005). However, there

is a lack of research examining how the school organizational climate affects students’

socio-emotional development, especially among elementary school students. As with

academic achievement, school organizational climate is likely to have an impact on

students’ socio-emotional outcomes by affecting how teachers relate to their students.

There has been increasing interest in interventions that aim to make school-level

changes to promote students’ development. There is also greater acknowledgement of the

importance of teachers’ perceptions of the school environment, which has led to more

school and district level surveys that assess staff perceptions of the school environment.

These trends make it particularly important to identify elements of the school

organizational climate that matter most for students’ socio-emotional development.

Additionally, although previous studies have found that schools explain a relatively small

proportion of the variance in students’ outcomes (Denny, 2011; Sellstrom & Bremberg,

2006), the school organizational climate may be particularly important for students who

are already at increased risk for mental health problems due to low socioeconomic status

or existing externalizing behavior problems.

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Socio-emotional outcomes in middle childhood

Middle childhood, the period between early childhood and adolescence, is an

important time in children’s development. It is the period during which children

transition into formal schooling; contexts other than the family, such as school and peers,

become increasingly influential. During this period, children’s cognitive, academic and

socio-emotional skills develop; development during this time can both alter detrimental

trajectories initiated in early childhood and establish successful trajectories moving

forward into adolescence (Schaffer, 2002).

Indicators of children’s socio-emotional development include both negative

behavior problems and positive social skills. Children’s socio-emotional and behavioral

problems commonly fall into two categories: externalizing behaviors and internalizing

behaviors (Achenbach, 1991; Gumpel, 2010). Externalizing behaviors are characterized

by overactive, impulsive, and aggressive behaviors. Internalizing behaviors include

depressive, anxiety-related symptoms and social withdrawal (Reynolds, 2010). It is

estimated that each year, 20% of American children and adolescents experience a mental

disorder that is at least mildly impairing of their everyday functioning and 5-9% are

diagnosed with an emotional disturbance that interferes with their educational attainment

(US DHHS, 1999). Although there are specific disorders and diagnoses associated with

both externalizing and internalizing behaviors, even children without an identified

disorder have an increased risk of mental health problems and difficulties adjusting

(Bukowski & Adams, 2005).

Although preventing the development of internalizing and externalizing behaviors

is an important goal, it is not sufficient. Positive social skills are a crucial component of

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children’s development. Positive mental health and social competence in children

involves the ability to achieve developmentally appropriate tasks and adapt to new tasks

in different social contexts, as well as a positive sense of self-esteem, well-being and

social inclusion (NRC & IOM, 2009; Kellam et al., 1975). Specifically in middle

childhood, competent functioning has been defined as academic achievement, appropriate

behavior, and positive peer relations (Masten & Coatsworth, 1995).

Significance of socio-emotional outcomes in middle childhood

Socio-emotional outcomes in middle childhood can affect a child’s behavioral

development and academic success (Roeser, 2001), as well as outcomes in adolescence

and adulthood. Intervening early is crucial because these internalizing and externalizing

behaviors become more difficult to change as children get older and can become resistant

to intervention (Campbell et al, 2002; Hawkins et al., 2001, Hawkins et al., 2005; Stiles

2000; Walker, Colvin, & Ramsey, 1995).

Children with externalizing behavior problems are more likely to be less engaged

in school, to do less well academically, and to develop conduct problems (Barriga et al.,

2002). Internalizing behaviors in childhood are associated with academic

underachievement and poor problem-solving skills (Kovacs & Devlin, 1998). Poor social

skills and externalizing and internalizing behaviors in childhood can compound over time

and have effects into adulthood, such as increased risk of educational failure,

unemployment, psychiatric problems and criminality (Broidy et al, 2003; Fergusson &

Horwood, 1998; Burt et al., 2008; Nock & Kazdin, 2002; Roza et al., 2003; Caspi et al.,

1987; Loeber, 1990). Positive social skills children develop in middle childhood are

linked with success in school and other contexts, and there is continuity of positive social

114

skills from middle childhood into adolescence and adulthood (Ladd and Burgess 1999;

Collins & van Dulman, 2006).

Children with poor social skills and externalizing and internalizing behaviors are

at risk for academic problems for several reasons. Mental health problems are associated

with absenteeism, higher rates of suspension and expulsion, lower grades and test scores,

and high school dropout (Ensminger, 1992; Hinshaw et al., 1992; Needham et al., 2004;

Reid et al., 2004; Gutman et al., 2003). Children with negative behaviors may also have

difficulty getting along with peers and teachers and following school rules (Gunter et al.,

1993; Gunter et al.,1994). For example, a student who has difficulty managing anger may

be more likely to be suspended or expelled, and this school absence can have an effect on

academic achievement (Birnbaum et al., 2003).

Role of schools in children’s socio-emotional development

While there are many factors and contexts that contribute to socio-emotional

development in middle childhood, the role of schools is of particular interest because of

the amount of time children spend in schools, as well the role of schools in socialization.

Schools can be a normative context in which children have the opportunity to receive

supports to help prevent the development of behavior problems (Baker et al., 2008;

Bronfenbrenner, 1979), such as through relationships with competent and caring adults

and mastery experiences to build self-efficacy (Masten, 2003). School provides an

optimal environment for children to accomplish developmental tasks such as academic

achievement, rule compliance and development of peer relations (NRC & IOM, 2009).

Achievement of these tasks can be affected by school characteristics such as teacher

behavior, organizational health, school connectedness, and family-school relations (NRC

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& IOM, 2009). Intervention studies have demonstrated the interconnectedness of

educational and socio-emotional outcomes. For example, a program focused on school

bonding and achievement led to a reduction in risky behavior (Catalano et al., 1999).

Although the primary focus of schools is on educational outcomes, there has been

growing acknowledgement of the role of schools in promoting positive development of

other youth outcomes, including socio-emotional health (Masten, 2003; Atkins et al.,

2010).

School organizational climate and socio-emotional outcomes

First, it is important to note that although schools play an increasing role in

children’s development beginning in elementary school, individual and family factors

continue to play a significant role. Past studies have found that schools typically account

for approximately 10% of the variance in students’ outcomes (Mortimore, 1995; Wilcox

& Clayton, 2001; Sellstrom & Bremberg, 2006). Although this proportion of variance is

relatively small, identifying important school predictors is still valuable because they tend

to be more malleable than family and individual variables (Rowan et al., 1983).

Previous research has primarily examined the relationship between student-

reported school climate and socio-emotional outcomes, and shown an association

between students’ perceptions of the school environment and students’ psychological and

behavioral outcomes. Most of this research has been done in middle schools and high

schools, ages at which students are more able to provide reports on their school

environment. Dimensions of the (student-perceived) school environment that have been

shown to be associated with adolescent students’ socio-emotional development include:

teacher support, peer support, student autonomy, and clarity and consistency in school

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rules (Brand et al., 2003; Kuperminc et al. 1997; Roeser et al. 1998; Way and Robinson

2003; Way et al. 2007). Although much of this research has been cross-sectional, there

have also been longitudinal studies, such as Roeser et al.’s (1998) findings that students’

perceptions of their school environment in seventh grade predicted change over time in

emotional functioning from seventh to eighth grade, after accounting for demographic

characteristics.

Few studies have examined the relationship between the (staff-perceived) school

organizational climate and students’ socio-emotional outcomes, particularly in

elementary school. Previous studies have found teacher well-being, satisfaction and

commitment to be associated with student drop-out, attendance and disciplinary problems

(Brand, 2008; Denny, 2011; Leblanc et al, 2008; Ostroff, 1992). However, not all of these

studies have used multilevel modeling to account for clustering of students within schools

or sufficiently accounted for other risk factors. School organizational climate may also

mediate the effect of school-level interventions on students’ behaviors. Bradshaw et al.

(2008) found that a school-wide intervention, Positive Behavioral Interventions and

Supports (PBIS), was associated with improvements in school organizational health.

Previous research on the school organizational climate has primarily focused on

the effects on students’ academic achievement. For example, school safety, strong

principal leadership, and adequate school resources have all been shown to be associated

with higher levels of student achievement (Johnson & Stevens, 2006; Hoy & Hannum,

1997). High academic standards and a supportive work atmosphere for teachers are also

associated with better achievement, largely due to teachers doing more to promote

student learning (Hoy & Hannum, 1997). There is some evidence that organizational

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climate is associated with student absenteeism and school suspensions (Bevans et al.,

2007; Gottfredson etal., 2005). Teacher behaviors, particularly teachers’ interactions with

students and the teacher-student relationship, are also a likely mediator of the relationship

between school organizational climate and students’ socio-emotional outcomes. There is

ample evidence that high-quality teacher-student relationships in elementary school,

characterized by high levels of warmth and closeness and low levels of conflict, are

associated with lower levels of externalizing and internalizing behaviors, and better social

skills (Pianta & Nimetz, 1991; Birch & Ladd, 1998; Henricsson & Rydell, 2004;

Maldonado-Carreno & Votruba-Drzal, 2011). Support for teachers, both from the

administration and other teachers, can increase their ability and commitment to address

students’ emotional and behavioral needs (Cheney et al., 2002). There is also evidence

from research involving other organizations serving children of the link between

organizational climate, provider behavior and ultimately child outcomes. For example,

Glisson et al. (1998) studied children entering state custody and their caseworkers, and

found a relationship between good organizational climate in public children’s service

agencies, high service quality, and better child psychosocial functioning.

Interaction between school and individual characteristics

There is some evidence that students’ poverty level and behaviors moderate

school-level and teacher-level effects on students’ socio-emotional outcomes. In a meta-

analysis of school-based interventions to prevent aggressive behaviors, Wilson and

Lipsey (2007) found that individual students’ socioeconomic status moderated the effect

of universal school programs on students’ outcomes, with the largest effects for children

with low socioeconomic status. For selected/indicated programs, the largest effects were

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for children who already exhibited problem behaviors. In cross-sectional research,

Kuperminc et al. (1997, 2001) found a positive school climate to be particularly

beneficial for boys from low-income families. Several longitudinal studies have found

that the beneficial effects of support from school staff and warm and supportive

relationships with teachers are greater among poor youth (Dubois et al., 1992; Dubois et

al., 1994).

Research Aims

The purpose of this study was to use data from the ECLS-K to assess the

relationship between dimensions of the school organizational climate and students’ socio-

emotional outcomes in fifth grade, controlling for third grade behaviors, other individual

student and family characteristics, school composition, and teacher characteristics. A

secondary aim was to determine if this relationship varied based on student-level risk as

measured by socio-economic status and third-grade externalizing behaviors.

Methods

Data for this study came from the Early Childhood Longitudinal Study-

Kindergarten Class (ECLS-K), which is maintained by the National Center for Education

Statistics (NCES). The ECLS-K selected a nationally representative sample of

kindergarten students in the fall of 1998 and followed those students through eighth grade

(Tourangeau et al., 2009). Children in the study represent diverse socioeconomic and

racial/ethnic backgrounds and were selected from public and private, and both half- and

full-day, kindergarten classes. The sample was selected using a multistage probability

sample design, beginning with 100 primary sampling units (counties or groups of

counties), then 1,280 schools, and finally 22,666 students. The probability of school

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selection was proportional to a weighted measure of size based on the number of

kindergarteners enrolled. Public and private schools were distinct sampling strata.

Schools were sorted within each stratum to achieve sample representation across other

characteristics. The initial sample of kindergarten students included approximately 953

public schools and 460 private schools.

The sample for this study was restricted to children in ECLS-K who attended the

same school for third and fifth grade because the school context was the predictor of

interest and therefore needed to remain constant. The sample included students who

attended public and private schools, resulting in a final sample of 9,173 fifth grade

students nested in 1,523 schools.

This study used data collected in the spring of the third and fifth grade years from

multiple sources, including parent interviews, self-administered teacher questionnaires,

teacher assessments of children, self-administered principal questionnaires, child

assessments, third-party observations, and student records. Information about the home

environment and demographic variables came from parent interviews, which were

computer assisted interviews conducted by telephone. Teachers completed self-

administered questionnaires, which assessed school and classroom characteristics,

instructional practices, and teacher background. Teachers also completed individual

assessments for each child in the study.

The principal of the school attended by the sampled child completed the school

administrator questionnaire in the spring of third and fifth grade. This questionnaire

included questions about the school, student body, teachers, school policies and the

administrator’s background. Although a designee could complete the sections containing

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factual information about the school and programs offered, the principal was asked to

complete the sections about their background and the school climate.

Missing data were addressed using multiple imputation (with STATA’s “impute

chained” command [Stata- Corp, College Station, TX]) with twenty imputed datasets.

All variables, including outcome variables, were imputed. Percent missing for all

variables was under 15%; for most variables, percent missing was less than 5%. In order

to maintain the multi-level structure of the data, students from the same school were

assigned the same imputed values for school-level variables.

Measures

Students’ socio-emotional outcomes

Students’ socio-emotional outcomes were based on both teacher and student

report for a total of six student socio-emotional outcomes: teacher-rated peer relations,

externalizing behaviors, and internalizing behaviors; self-rated peer relations,

externalizing behaviors, and internalizing behaviors. Teachers rated individual students’

social development using the Social Rating Scale (SRS). The SRS used in the ECLS-K

was adapted from the Social Skills Rating Scale: Elementary Scale A (SSRS), which was

created by Gresham and Elliott (1990) and is a reliable and valid measure of children’s

social development (Demary et al., 1995). The Peer Relations scale is a combination of

items from the Interpersonal Skills and Self-Control scales, which assess skills related to

friendships, positive peer interactions, and controlling behaviors. The Externalizing

Problem Behaviors scale has items that assess the frequency with which a child argues,

fights, gets angry, acts impulsively, and disturbs ongoing activities. The Internalizing

Problem Behaviors scale includes items that address the apparent presence of anxiety,

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loneliness, low self-esteem and sadness. All items were assessed on a 4-point scale: 1

(student never exhibits behavior), 2 (student exhibits this behavior occasionally or

sometimes), 3 (student exhibits this behavior regularly but not all the time), and 4(student

exhibits this behavior most of the time). The score for each scale is the mean rating of

the items included in that scale. Higher scores for peer relations indicate positive socio-

emotional development. Higher scores for externalizing and internalizing behaviors

indicate negative socio-emotional development.

For self-reported outcomes, items for the peer relations scale were adapted from

the Self-Description Questionnaire I (SDQ; Marsh, 1990). Items for the two problem

behavior scales were developed specifically for the ECLS-K. The SDQ Peer scale

consists of six items that capture how well the students make friends and get along with

their peers, as well as their perceived popularity. The SDQ Anger/Distractibility scale has

six items that measure children’s perceptions of their externalizing problem behaviors,

such as fighting and arguing with other children, talking and disturbing others, and

problems with distractibility. The SDQ Sad/Lonely/Anxious scale includes eight items

about internalizing behaviors, such as feeling “sad a lot of the time,” feeling lonely,

feeling ashamed of mistakes, feeling frustrated and worrying about school and

friendships. Like the SRS scale scores, SDQ scale scores also have a 4-point scale based

on frequency of behaviors and the scale score is the mean of the items within the scale.

Higher scores for the externalizing and internalizing behavior scales indicate worse

socio-emotional functioning. Higher scores for the social skills scale indicates better

socio-emotional functioning.

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To facilitate interpretation of coefficients, scores from all six scales were

standardized to have a mean of zero and standard deviation of one

School Organizational Climate

Data used to measure the school context came from two sources: school

administrator questionnaires and teacher questionnaires. Factor analysis was conducted

separately for the administrator items and teacher items and resulted in nine scales. All

scales except one (General Facilities) have acceptable internal reliability based on

ordinal alpha values above 0.70.

Five school context and climate factors were identified using items from the

school administrator questionnaire. General Facilities is an index of the adequacy of six

common aspects of school facilities such as the cafeteria, computer lab and classrooms

(ordinal alpha=0.6). All other measures are true scales with good to acceptable internal

consistency. Extracurricular Facilities includes three items that ask about the adequacy

of art, music and gym facilities (ordinal alpha=0.84). Safety includes three items about

the frequency of weapons, fights and attacks (ordinal alpha=0.79). Stability has three

items that ask about student absence, teacher tardiness and teacher turnover (ordinal

alpha=0.74). Community Support & School Order consists of 4 items about parent and

community support, teacher consensus, and order (ordinal alpha=0.81).

Four school climate factors were identified using items from the teacher

questionnaire. Student Conduct consists of three items that reflect students’ misbehavior,

physical conflicts and bullying (ordinal alpha=0.84). Staff Collegiality (ordinal

alpha=0.80) includes three items that capture teachers’ relationships with each other and

overall morale in the school. Leadership consists of four items that measure teachers’

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perceptions of the school administrator’s leadership (ordinal alpha=0.93). The fourth

factor, Teacher Interaction, includes four items that assess the frequency of teachers’

interactions related to curricula planning and discussion of individual children (ordinal

alpha=0.75).

All items were coded such that higher scores indicate a more positive school

environment. Scale scores were calculated by taking the mean of all items in the scale.

For these analyses, the assumption was that the school organizational climate is an

organization-level characteristic and each teacher is a separate rater of the same entity of

school context. Based on previous research that indicates stability in school

organizational climate over several years (Brand et al., 2008), the school organizational

climate measures from third and fifth grade teachers within the same schools were

combined. The school-level scale score for each dimension of school organizational

climate was determined by summing the responses from all teachers in a school (from

both the third grade and fifth grade waves of ECLS-K) and dividing by the total number

of teachers contributing data for that school. All scale scores were standardized at the

school level to have a mean of zero and standard deviation of one.

Child and Family Characteristics

Gender was coded as 0=female and 1=male. The ECLS-K dataset includes a

composite variable for race/ethnicity that has 8 categories. For this study, some of these

categories were combined to create a total of five categories consistent with Crosnoe and

Cooper (2010): White, African-American, Hispanic, Asian and Other.

Because of the relationship between educational and socio-emotional outcomes,

students’ academic achievement was included as a covariate (Needham et al., 2004;

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Gutman et al., 2003; Dipema & Elliott, 2002). The overall reading IRT scale score in

fifth grade and the overall math IRT scale score in fifth grade were used. These scores

come from a direct cognitive assessment scored using Item Response Theory (IRT).

Socio-economic status (SES) is an existing composite variable in the ECLS-K

dataset made up of the following variables from the parent questionnaire: father/male

guardian’s education, mother/female guardian’s education, father/male guardian’s

occupation, mother/female guardian’s occupation, and household income. The composite

SES variable is categorical, with 1 representing the first quintile (low status) and 5

representing the fifth quintile (highest status). Family structure was a dichotomous

variable with 1=single-parent household and 0=two-parent household.

Parent psychological health is a composite variable consisting of twelve items

from the parent questionnaire (most often answered by the child’s mother) based on a

subset of the Center for Epidemiologic Studies-Depression Scale. These items asked

about depression- related symptoms in the previous week, and had four possible

responses: never, some of the time, moderate amount of the time, and most of the time.

Examples include “How often during the past week have you felt that you could not

shake off the blues even with help from your family and friends?” and “How often during

the past week have you felt depressed?”

Factor analysis was used to identify two constructs related to parenting using

items in the third grade parent questionnaire. Parental warmth includes four items about

affection between parent and child. Parental stress consists of four items that ask about

parents’ feelings of anger and frustration toward the child and related to parenting. These

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composite variables are similar to those used in previous studies using the ELCS-K

(Crosnoe & Cooper, 2010; Beaver et al., 2008).

School Composition

The school organizational climate factors were the predictors of interest in this

study, but it was necessary to control for characteristics of the school that are less

modifiable and may be related to both students’ outcomes and school organizational

climate. Data for these variables came from the fifth grade school administrator

questionnaire when available. If these variables were missing in the fifth grade wave,

data from the third grade school administrator questionnaire was used.

Sector was a dichotomous variable based on the school being public (=0) or

private (=1). Student enrollment was categorical: 0-149 (reference), 150-299, 300-499,

500-749, 750 and above. Percent minority was also categorical: less than 10%

(reference), 10%-less than 25%, 25-less than 50%, 50-less than 75%, 75% or more. Title

1 status was dichotomous (receive Title I benefits or not). School urbanicity consisted of

three categories: city (reference), suburb, and rural. The variable for school-level

academic achievement was the mean of percent of students in school at or above grade

level in math and percent of students at or above grade-level in reading. Higher values of

this variable indicate higher levels of school-level academic achievement (a greater

proportion of students are achievement at or above grade level).

Teacher Characteristics

Because previous research has found a relationship between teacher experience

and certification and students’ outcomes, several individual teacher characteristics were

included in the analyses. These variables were all self-reported by the fifth grade reading

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teacher. Years of experience as a teacher was a continuous variable. Highest level of

education consisted of four categories. Similar to Jennings et al. (2010) and Crosnoe &

Cooper (2010), certification was coded dichotomously, with the regular or standard state

certificate as the reference category.

Analyses

This study used autoregressive techniques to analyze change over time by

predicting fifth grade outcomes net of third grade outcomes. A similar approach has been

used by other researchers utilizing ECLS-K data, although primarily for outcomes in

earlier grades (Li-Grining et al., 2006; McClelland et al., 2000, Claessens, Duncan, &

Engel, 2009, Duncan et al, 2007).

Multilevel multivariate regression was used to account for the clustering of

students within schools. It also allows for partitioning of outcome variance (between and

within school effects) to better assess school-level effects. Level 1 consisted of

individual students (between individual and within school effects). Level 2 consisted of

schools (between school effects). Because the six outcomes are highly correlated and the

effect of the school organizational climate may differ for each one, a separate model was

used for each outcome. All continuous level 1 variables were grand mean centered.

Descriptive statistics and correlations between variables were first examined to

explore the data. Multi-level regression was then performed in three steps. First,

unconditional linear regression models with random effects were run to assess variation

in students’ socio-emotional outcomes between and within schools. Next, conditional

linear regression models were run with the nine school organizational climate (SOC)

scale scores. Finally, covariates for third grade behaviors, child and family

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characteristics, teacher characteristics and school composition were added to the models.

In the full models, SOC scale scores were examined both in the same model

simultaneously and in separate models. It was important to examine the SOC variables

separately because of the relatively high correlations between these variables and the

possibility of collinearity (Leblanc et al., 2008). By including SOC variables in the same

model, it was possible to examine their relative effects on students’ outcomes, controlling

for other SOC variables (Saab and Klinger, 2010). The variance in the outcomes that is

attributable to school organizational climate dimensions was examined, as were the

regression coefficients for each climate scale.

In the final series of models, cross-level interaction terms were added to the

models described above to examine possible interactions between school organizational

climate variables and student-level risk. One set of models included interaction terms for

the school organizational climate variables and individual-level socio-economic status

(SES). Another set of models included interaction terms for school organizational

climate variables and self-rated externalizing behaviors in third grade. For both sets of

models, the significance of the interaction terms was examined to determine if there was

evidence the effect of each school organizational climate variable varied based on third

grade behavior problems.

Results

Preliminary Analyses

Overall, as shown in Table 1, both teachers and students reported high levels of

social skills and low levels of problem behaviors. Mean scores for externalizing and

internalizing behaviors were slightly lower (better) in fifth grade compared to third grade,

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and social skills scale scores were slightly higher in fifth grade. Compared to teacher-

reported scores, scores self-reported by children were slightly higher for externalizing

and internalizing behaviors and slightly lower for social skills. Staff perceptions of the

school environment were also generally positive. As shown in Table 2, for the

administrator scales, the lowest means were for Facilities (extracurricular and general)

and the highest was for Community Support and School Order. For the teacher scales,

Staff Collegiality had the highest mean.

As shown in Table 1, scores for the externalizing and internalizing scales are

positively correlated; social skills scores are negatively correlated with externalizing and

internalizing scale scores. The correlation between teacher and child-reported scores for

comparable scales is nearly twice as large for externalizing behaviors compared to

internalizing behaviors and social skills. Results of bivariate analyses (Table 3) were

generally as expected, with associations that indicated better socio-emotional outcomes in

schools with better organizational climate. Most of the nine school organizational climate

(SOC) scale scores were significantly negatively associated with externalizing and

internalizing behaviors and significantly positively associated social skills. Exceptions

included several coefficients for General Facilities and Teacher Interaction, some of

which were not significant or not in the expected direction.

Externalizing behaviors

For the unconditional models, the ICC was 0.11 for both teacher-reported and

self-reported behaviors (Table 4.7), indicating 11% of variance in fifth grade

externalizing behaviors was between schools. Both of these were statistically significant.

As shown in Table 4.4, higher levels of teacher-reported Student Conduct were associated

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with lower levels of both self-reported and teacher-reported externalizing behaviors, net

other important factors including third grade self-reported externalizing behaviors. The

effect size was nearly twice as large for teacher-reported externalizing behaviors

compared to child-reported externalizing behaviors. Although Community Support &

School Order was only marginally significant with all SOC variables in the model, it was

significant (β= -0.03, p=0.035) when it was the only SOC variable in the model.

Although administrator-reported Safety was significantly negatively associated

externalizing behaviors in bivariate models, in the full model it had a positive relationship

with self-reported externalizing behaviors. However, when it was the only SOC variable

in the model for teacher-reported externalizing behaviors, it was significant and negative

(β=-0.03, p =0.05). When it (Safety) was the only SOC variable in the model for self-

reported externalizing behaviors it was not significant, and the interaction term with third

grade behavior problems was significant and negative. This indicates that as levels of

behavior problems in third grade increase, Safety has an increasingly inverse association

with self-rated externalizing behaviors. Stability was not significant when it was entered

simultaneously with other variables into the model for teacher-reported behaviors, but

was significant when it was the only variable in the model (β=-0.04, p =0.01).

Internalizing behaviors

Similar to externalizing behaviors, the ICC for self-reported internalizing

behaviors was 0.11 (Table 4.7). For teacher-reported internalizing behaviors, 9.5% of the

variance was between schools. Results are shown in Table 4.5. Like externalizing

behaviors, the relationship between administrator-reported Safety internalizing behaviors

was significant and negative in bivariate models but positive in the full model for self-

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reported internalizing behaviors. No other school organizational climate (SOC) variables

were significantly associated with student-reported internalizing behaviors. None of the

SOC variables were significantly associated with teacher-reported internalizing

behaviors.

Social Skills

For social skills, the percent of variation between schools compared to within

schools varied based on reporter, with 13% for teacher-reported scores and 4% for self-

reported scores. Once again, few school organizational climate (SOC) variables were

significantly associated with the outcomes. As shown in Table 4.6, administrator-reported

Community Support & School Order was positively and significantly associated with

child-reported social skills, such that better climate was linked to higher levels of social

skills. Better Student Conduct as reported by teachers was also significantly associated

with more social skills.

Overall

The proportion variance explained for the six models with the climate variables

and covariates (but no interaction terms) ranged from 19% to 33%.

Third grade behaviors were strong and significant predictors for all six outcomes,

emphasizing both the importance of including this as a control variable and the predictive

role of earlier behaviors. As expected, males had significantly higher levels of

externalizing behavior problems and lower levels of social skills. Surprisingly, parent

psychological health was not statistically significant in most of the models. Parental

warmth and parental stress, however, were significant in many of the models. Parental

stress, in particular was highly significant for all outcomes except self-reported social

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skills. Most of the teacher and school composition variables were not statistically

significant in the models. For both externalizing and internalizing behaviors, teachers

rated students in larger schools as having fewer problem behaviors compared to students

in the smallest schools. Surprisingly, for both school urbanicity and percent minority, the

associations with internalizing behaviors were in the opposite direction for student and

teacher rated behaviors. Compared to attending a school in a suburb, attending a school in

a rural area was associated with more internalizing behaviors as rated by students.

Attending a school in a large city was associated with more teacher-reported internalizing

behaviors. Compared to schools with fewer than 10% minority students, Attending a

school in which at least half of the students are not white was associated with higher

student-reported levels of internalizing behaviors, but this relationship was not observed

for teacher-reported internalizing behaviors.

Interaction effects

Third grade behaviors and socio-economic status were consistently and strongly

related to fifth grade outcomes. In order to determine if these characteristics moderated

the relationship between school organizational climate variables and students’ socio-

emotional outcomes, interaction terms were added to the models described above.

Results indicated that, for the most part, the effects of school organizational

climate did not differ based on a child’s level of externalizing behaviors in third grade.

There were a few exceptions. The interaction term for Safety and third grade behavior

was significant and negative for self-reported externalizing behaviors (β= -0.02,

p=0.016), indicating that the coefficient for Safety becomes more negative with higher

levels of behavior problems in third grade. Similarly, the association of Extracurricular

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Facilities with self-rated social skills was greater for children with higher levels of

externalizing problems in third grade.

The relationship between Student Conduct and children’s self-rated externalizing

behaviors varied by family socio-economic status, such that the effect was strongest for

the lowest (poorest) quintile of students (β= -0.12, p<0.001) and less strong for the

children in the second SES quintile (β= -0.05, p=0.034). The relationship was not

significant for students in the third, fourth or fifth SES quintiles. Similarly, there was a

significant effect of Extracurricular Facilities on self-reported internalizing behaviors,

but only for children in the first SES quintile (β=-0.07, p=.006). Finally, Community

Support and School Order was significantly associated with teacher-reported

externalizing behaviors only for children in the first SES quintile (β= -0.08, p-0.003).

Discussion

Previous research examining the relationship between the school environment and

students’ socio-emotional outcomes has focused on middle and high schools and student-

perceived school climate. This primary aim of this study was to examine the relationship

between staff perceptions of the school environment and students’ socio-emotional

outcomes in fifth grade, controlling for third grade outcomes as well as a range of child,

family, and school characteristics. A secondary aim was to determine if this relationship

was moderated by student-level risk, as defined by low SES or high levels of

externalizing behaviors in third grade.

The percent variation at the between-school level for the six socio-emotional

outcomes examined ranged from four to thirteen percent with most around ten percent.

This finding is consistent with previous research on school effects and indicates that

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while the school does play a role in children’s socio-emotional development, child and

family characteristics account for much of the variation in these outcomes (Denny,

Mortimore, 1995; Wilcox & Clayton, 2001; Sellstrom & Bremberg, 2006).

Although most of the nine school organizational climate variables examined in

this study were not significantly associated with any of the six outcomes, some aspects of

the school organizational climate were significantly related to students’ socio-emotional

outcomes. The strongest relationship was between teacher-perceived Student Conduct

and externalizing behaviors (both self-reported and teacher-reported). As expected, this

relationship was negative, such that students had lower levels of externalizing behaviors

in schools in which teachers perceived better overall student conduct. The effect size was

twice as large for teacher-reported externalizing behaviors compared to student-reported

externalizing behaviors. Although the Student Conduct measure was based on

aggregated responses from multiple teachers in the school, the larger effect for teacher-

reported outcomes may be due to inflation caused by shared method variance. However,

the finding is strengthened by the consistency across teacher and self-reported

externalizing behaviors. Student Conduct was positively associated with teacher-reported

social skills, indicating greater social skills in schools with better student conduct.

Administrator-perceived Community Support and School Order was also significantly

associated with self-reported externalizing behaviors and social skills. These findings

highlight the importance of school-wide student behavior for individual students’ socio-

emotional development and are consistent with previous research linking a school’s

discipline climate with students’ non-academic outcomes. (Ma, 2000; Ma & Klinger,

2000; Ma & Willms, 2004). These findings are similar to those of LeBlanc et al. (2008),

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who examined the relationship between different aspects of the teacher-perceived school

climate and high school students’ behaviors. Like the current study, of the four measures

of school climate Le Blanc et al. assessed, only classroom behavior problems were

significantly associated with individual students’ antisocial behavior.

The hypothesis that school organizational climate matters more for students with

increased individual-level risk for poor socio-emotional outcomes was supported in some

of the models. Specifically, the association of Student Conduct with self-reported

externalizing behaviors, Extracurricular Facilities with self-reported internalizing

behaviors, and Community Support and School Order with teacher-reported externalizing

behaviors were all significant only for students in the first or second SES quintile. These

findings are al consistent with previous research that has found stronger effects or low-

income students of school-based interventions to prevent aggressive behaviors, positive

school climate and supportive relationships with teachers (Wilson & Lipsey, 2007;

Kuperminc et al., 2001; Dubois et al., 1994).

There are a variety of possible explanations for the relationship between Student

Conduct and students’ externalizing behaviors. One potential pathway is through

modeling. Previous research has shown that merely being around other youth engaging in

antisocial behavior can lead to increases in behavior problems (Dishion & Andrews,

1995; Dishion, McCord, & Poulin, 1999). Another possibility is that misbehavior of other

students impedes teachers’ ability to form positive relationships with students that

promote positive socio-emotional development. The association between school-wide

student conduct and students’ externalizing behaviors reinforces the importance of efforts

to improve school-wide behavior and prevent bullying. Additionally, although the

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coefficients for Student Conduct and Community Support and School Order are fairly

small, it is important to point out that they are comparable in magnitude to Parental Stress

(which are also standardized and therefore comparable). As previous research has

highlighted, school characteristics may be more accessible for intervention than family

characteristics.

While some of the climate factors (e.g. Leadership and Stability) were not

significantly directly associated with the outcomes, they may be indirectly associated

through other SOC factors such as Student Conduct. For example, Bevans et al. (2007)

found that faculty turnover and student mobility (both part of the Stability scale in this

study) were associated with aspects of school organizational health including staff

affiliation. They also examined the school suspension rate, which is likely related to

items in the Safety scale, as an indicator of school performance and possible outcome of

school organizational climate. Additional research is needed to understand how these

SOC factors interact with each other and other school-level variables to lead to students’

outcomes.

It is important to note some of the limitations of this study. The dimensions of the

school organizational climate examined in this study were limited by the data collected in

the ECLS-K. It would be preferable to use organizational climate items and factors from

an existing instrument, such as the Organizational Health Inventory (OHI), to maintain

consistency with other research, but that was not possible. Another consequence of the

limited items is that there may be dimensions of the school organizational climate

associated with children’s socio-emotional development that are not assessed in the

ECLS-K. Measurement of the school organizational climate is based on only a few

136

reporters per school (several teachers and the administrator). Although previous research

supports the concept of school organizational climate as a school-level characteristic

experienced by all staff members, individual characteristics of staff can influence their

perceptions (Bevans et al., 2007). Based on previous research that indicates stability in

school organizational climate over several years, the school organizational climate

measures from teachers and administrators in third and fifth grade were combined. A

benefit of this approach is that it provides data about the school organizational climate

from more reporters. A potential problem is that there may be changes in the school

between the third and fifth grade ECLS-K administrations, such as a new principal, that

have important effects on the school organizational climate. The measurement of

children’s socio-emotional outcomes also has limitations, since they are based on teacher

and child report. All reporters can be considered to be biased in that their reports reflect

their own perspective and exposure to the child (Pigott & Cowen, 2000; Taylor, Gunter,

& Slate, 2001). For example, teachers’ ratings only reflect students’ behaviors in one

context: the school setting. Observational techniques for children’s socio-emotional

outcomes and family factors would have been optimal (Pianta et al., 2007). The

inclusion and exclusion criteria for the study sample may affect the generalizability of the

findings. Because the sample is limited to children who stayed in the same school from

third grade until fifth grade, children who moved during this time are excluded. This

means the findings are generalizable only to students who remain in the same school for

three years. Children who were excluded because of their mobility may be at higher risk

for psychopathology, since previous research has found that multiple household moves

137

contribute to social, emotional and behavioral problems in children (Ackerman et al.,

1999; Humke & Shaefer, 1995).

Surveys that assess staff perceptions of the school environment and interventions

that seek to alter the school environment have become increasingly popular. While these

efforts are valuable, it is important to understand how they relate to the ultimate endpoint:

students’ outcomes. Although additional research is needed to better understand how

different aspects of the school organizational climate may interact to affect student

outcomes, this study provides evidence from a large national study of a small but

statistically significant relationship between teachers’ perceptions of school-wide student

conduct and individual students’ behavior.

138

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!!

Table 4.1 Correlation Matrix for Socio-emotional Outcomes (Level 1)

1 2 3 4 5 6 7 8 9 10 11 12

Child-reported Behaviors

1. Externalizing (5th) 1.00 2. Internalizing (5th) 0.57 1.00

3. Social Skills (5th) -0.24 -0.20 1.00 4. Externalizing (3rd) 0.51 0.38 -0.19 1.00

5. Internalizing (3rd) 0.38 0.50 -0.15 0.64 1.00 6. Social Skills (3rd) -0.13 -0.09 0.41 -0.16 -0.10 1.00

Teacher-reported Behaviors 7. Externalizing (5th) 0.39 0.17 -0.09 0.29 0.17 -0.05 1.00

8. Internalizing (5th) 0.18 0.18 -0.18 0.15 0.15 -0.09 0.31 1.00 9. Social Skills (5th) -0.36 -0.17 0.16 -0.27 -0.16 0.10 -0.70 -0.38 1.00

10. Externalizing (3rd) 0.36 0.18 -0.13 0.34 0.20 -0.08 0.54 0.16 -0.46 1.00 11. Internalizing (3rd) 0.15 0.16 -0.15 0.15 0.17 -0.10 0.15 0.30 -0.20 0.31 1.00

12. Social Skills (3rd) -0.34 -0.20 0.16 -0.31 -0.21 0.12 -0.45 -0.22 0.46 -0.70 -0.37 1.00 Mean 1.82 2.03 3.00 1.94 2.16 3.04 1.64 1.63 3.15 1.66 1.60 3.17 SD 0.64 0.62 0.60 0.69 0.70 0.62 0.58 0.54 0.59 0.59 0.51 0.59 Min 1 1 1 1 1 1 1 1 1 1 1 1 Max 4 4 4 4 4 4 4 4 4 4 4 4 For all correlations, p<0.001

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Table 4.2 Correlation Matrix for School Organizational Climate factors (Level 2) 1 2 3 4 5 6 7 8 9

Administrator-reported school organizational climate factors

1. General Facilities 1.00 2. Extracurricular Facilities 0.31*** 1.00

3. Stability 0.16*** 0.13*** 1.00 4. Safety 0.11*** 0.1*** 0.36*** 1.00

5. Comm. Support & School Order 0.17*** 0.14*** 0.5*** 0.39*** 1.00

Teacher-reported school organizational climate factors 6. Interaction 0.07* 0.28*** 0.03 -0.06* 0.08** 1.00

7. Collegiality 0.07** 0.1*** 0.26*** 0.18*** 0.23*** 0.18*** 1.00 8. Leadership 0.06* 0.05 0.2*** 0.17*** 0.25*** 0.15*** 0.52*** 1.00

9. Student Conduct 0.04 0.11*** 0.37*** 0.41*** 0.44*** -0.07** 0.36*** 0.37*** 1.00 Mean 3.58 3.44 4.06 1.82 4.23 3.14 4.21 3.99 3.71 SD 0.66 1.42 0.66 0.23 0.53 0.66 0.43 0.59 0.71 Min 1 1 1 1 1 1 1 1 1 Max 5 5 5 2 5 6 5 5 5 *p<0.05; **p<0.01; ***p<0.001 !

149

!!!!!

Table 4.3 ! ! ! ! ! !Bivariate Models for School Organizational Climate factors

Externalizing Behaviors Internalizing Behaviors Social Skills

!!Student-reported Teacher-reported Student-

reported Teacher-reported

Student-reported

Teacher-reported

Administrator General Facilities -0.029^ 0.019 -0.026^ -0.02 0.023^ -0.018 Extracurricular Facilities -0.070*** -0.007 -0.118*** 0.003 0.059*** 0.012 Stability -0.140*** -0.108*** -0.140*** -0.053*** 0.037** 0.109*** Safety -0.108*** -0.085*** -0.097*** -0.041** 0.026* 0.082*** Community Support & School Order -0.180*** -0.129*** -0.160*** -0.075*** 0.062*** 0.130*** Teacher Teacher Interaction 0.017 0.0298^ -0.043* 0.050** 0.021 -0.026 Staff Collegiality -0.091*** -0.060*** -0.084*** -0.039* 0.032* 0.076*** Leadership -0.056** -0.044** -0.044** -0.037* 0.024^ 0.039*** Student Conduct -0.212*** -0.203*** -0.181*** -0.093*** 0.024^ 0.171*** N=9,173 students in 1,523 schools ^p<0.1 *p<0.05 **p<0.01 ***p<0.001

150

Table 4.4 Multilevel Models for Externalizing Behaviors

Variable+ Self-report Teacher-Report School Organizational Climate

Administrator General Facilities -0.01 (0.01) 0.01 (0.01)

Extracurricular Facilities -0.00 (0.01) -0.00 (0.02) Stability 0.01 (0.01) -0.03^ (0.02) Safety 0.03* (0.01) -0.01 (0.02) Community Support & School Order -0.02^ (0.01) 0.01 (0.02) Teacher

Teacher Interaction 0.02^ (0.01) 0.01 (0.02) Staff Collegiality 0.00 (0.02) 0.00 (0.02) Leadership 0.01 (0.01) 0.02 (0.02) Student Conduct -0.06*** (0.02) -0.09*** (0.02)

Child and Family Third grade behavior 0.39*** (0.01) 0.47*** (0.01)

Gender (Female) -0.28*** (0.02) -0.26*** (0.02) Race/Ethnicity

White Reference Reference African-American 0.00 (0.04) 0.07^ (0.04) Hispanic -0.02 (0.03) -0.03 (0.03) Asian American -0.04 (0.04) -0.14*** (0.04) Other 0.10* (0.04) 0.07 (0.04) Socioeconomic Status

First Quintile Reference Reference Second Quintile -0.09** (0.03) -0.04 (0.03) Third Quintile -0.10** (0.03) 0.02 (0.03) Fourth Quintile -0.16***(0.03) -0.03 (0.03) Fifth Quintile -0.15*** (0.04) -0.06* (0.04) Academic Achievement -0.17***(0.01) -0.06*** (0.00) Parent Depression -0.00 (0.01) -0.00 (0.01) Parent Stress 0.06*** (0.01) 0.06*** (0.01) Parent Warmth -0.02 ^ (0.01) 0.00 (0.01) Family structure (single parent) 0.04 (0.02) 0.05* (0.02)

Teacher Education (Masters or higher) 0.01 (0.02) 0.01 (0.02)

Certification (Certified) -0.01 (0.03) -0.02 (0.04) Years of experience 0.01 (0.01) -0.01 (0.01)

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!School

Urbanicity Suburban Reference Reference

Large city 0.01 (0.02) 0.07* (0.03) Rural 0.07* (0.03) 0.01 (0.04) Enrollment

! Less than 150 Reference Reference 150-299 -0.02 (0.05) -0.10^ (0.06) 300-499 -0.03 (0.05) -0.16** (0.06) 500-749 -0.04 (0.04) -0.21** (0.06) 750 and above -0.05 (0.06) -0.21** (0.07) Percent Minority

! Less than 10% Reference Reference 10-24% 0.06^ (0.03) -0.01 (0.04) 25-49% 0.03 (0.03) -0.02 (0.04) 50-74% 0.07 (0.04) -0.07 (0.05) 75% or more 0.09* (0.04) -0.09^ (0.05) School-level achievement 0.01 (0.01) 0.02 (0.02) Sector (private) 0.00 (0.03) -0.01 (0.04) Title 1 0.01 (0.02) 0.01 (0.03) ^ p ≤ 0.10 *p ≤0.05 **p ≤0.01 *** p ≤0.001

+Reference categories are male for gender, two-parent household for family structure, than Masters for Teacher Education, non-certified for teacher certification, public school for Sector, not Title I school

!

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Table 4.5 Multilevel Models for Internalizing Behaviors Variable+ Self-Report Teacher-Report School Organizational Climate

Administrator General Facilities 0.01 (0.01) -0.01 (0.02)

Extracurricular Facilities -0.01 (0.01) -0.00 (0.02) Stability -0.00 (0.01) 0.00 (0.02) Safety 0.03* (0.01) 0.01 (0.02) Community Support & School Order -0.01 (0.01) -0.00 (0.02) Teacher

Teacher Interaction 0.01 (0.01) 0.04^ (0.02) Staff Collegiality 0.02^ (0.01) -0.02 (0.02) Leadership -0.00 (0.01) -0.00 (0.02) Student Conduct -0.02 (0.02) -0.03 (0.02)

Child and Family Third grade behavior 0.39*** (0.01) 0.26*** (0.01)

Gender (Female) -0.00 (0.02) -0.07** (0.02) Race/Ethnicity

White Reference Reference African-American -0.08* (0.04) -0.19*** (0.04) Hispanic 0.03 (0.03) -0.07^ (0.04) Asian American 0.07^ (0.04) -0.10* (0.05) Other 0.01 (0.04) -0.02 (0.05)

Socioeconomic Status First Quintile Reference Reference

Second Quintile -0.13*** (0.03) 0.04 (0.04) Third Quintile -0.18*** (0.03) -0.02 (0.04) Fourth Quintile -0.14*** (0.04) -0.03 (0.04) Fifth Quintile -0.13** (0.04) -0.09* (0.04) Academic Achievement -0.19*** (0.001) -0.15*** (0.00) Parent Depression 0.01 (0.01) 0.02* (0.01) Parent Stress 0.05*** (0.01) 0.03** (0.01) Parent Warmth -0.01 (0.02) 0.01 (0.01) Family structure (single parent) 0.02 (0.02) 0.11*** (0.03)

Teacher Education (Masters or higher) 0.00 (0.02) 0.05^ (0.02)

Certification (Certified) -0.04 (0.03) -0.02 (0.04)

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School Urbanicity

Suburban Reference Reference Large city -0.01 (0.02) 0.09** (0.03) Rural 0.06* (0.03) -0.05 (0.04) Enrollment

Less than 150 Reference Reference 150-299 0.02 (0.05) -0.08 (0.07) 300-499 0.01 (0.05) -0.16* (0.07) 500-749 0.03 (0.05) -0.16* (0.07) 750 and above 0.07 (0.06) -0.21** (0.08) Percent Minority

Less than 10% Reference Reference 10-24% 0.05^ (0.03) -0.03 (0.04) 25-49% 0.03 (0.03) -0.05 (0.05) 50-74% 0.13** (0.04) -0.04 (0.06) 75% or more 0.15*** (0.04) -0.12^ (0.06) School-level achievement 0.01 (0.01) 0.04^ (0.02) Sector (private) 0.09** (0.03) -0.06 (0.05) Title 1 0.01 (0.02) 0.04 (0.03) ^ p ≤ 0.10 *p ≤0.05 **p ≤0.01 *** p ≤0.001

+Reference categories are male for gender, two-parent household for family structure, than Masters for Teacher Education, non-certified for teacher certification, public school for Sector, not Title I school

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Table 4.6 Multilevel Models for Social Skills

Variable+ Self-report Teacher-Report

School Organizational Climate Administrator General Facilities -0.01 (0.01) -0.03^ (0.02)

Extracurricular Facilities 0.00 (0.01) 0.00 (0.02) Stability -0.01 (0.01) 0.02 (0.02) Safety 0.00 (0.01) 0.01 (0.02) Community Support & School Order 0.03* (0.02) 0.02 (0.02) Teacher

Teacher Interaction 0.00 (0.01) 0.00 (0.02) Staff Collegiality -0.00 (0.02) 0.00 (0.02) Leadership 0.00 (0.01) 0.03 (0.02) Student Conduct -0.01 (0.02) 0.04* (0.02)

Child and Family Third grade behavior 0.40*** (0.01) 0.38*** (0.01)

Gender (Female) 0.10*** (0.02) 0.31*** (0.02) Race/Ethnicity

White Reference Reference African-American 0.29*** (0.04) -0.08^ (0.04) Hispanic 0.01 (0.03) 0.06^ (0.03) Asian American -0.07^ (0.04) 0.20*** (0.04) Other -0.11* (0.05) -0.06^ (0.05) Socioeconomic Status

First Quintile Reference Reference Second Quintile 0.00 (0.04) 0.04 (0.03) Third Quintile 0.02 (0.04) 0.02 (0.04) Fourth Quintile 0.10** (0.04) 0.08* (0.04) Fifth Quintile 0.13*** (0.04) 0.12** (0.04) Academic Achievement 0.05*** (0.00) 0.11*** (0.01) Parent Depression -0.02 (0.01) 0.00 (0.01) Parent Stress -0.01 (0.01) -0.06*** (0.01) Parent Warmth 0.03** (0.01) 0.01 (0.01) Family structure (single parent) -0.04 (0.03) -0.02 (0.02)

Teacher Education (Masters or higher) 0.01 (0.02) 0.03 (0.02)

Certification (Certified) 0.01 (0.03) 0.07* (0.04) Years of experience 0.01 (0.01) 0.02^ (0.01)

School Urbanicity Suburban Reference Reference

Large city 0.00 (0.02) -0.03 (0.03) Rural -0.05 (0.03) 0.01 (0.04)

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Enrollment Less than 150 Reference Reference

150-299 -0.01 (0.06) 0.05 (0.07) 300-499 0.01 (0.05) 0.07 (0.07) 500-749 0.05 (0.06) 0.12^ (0.07) 750 and above -0.03 (0.06) 0.11* (0.05) Percent Minority

Less than 10% Reference Reference 10-24% -0.04 (0.03) 0.05 (0.04) 25-49% -0.04 (0.03) 0.09* (0.05) 50-74% -0.04 (0.04) 0.09 (0.06) 75% or more -0.09** (0.04) 0.08 (0.05) School-level achievement -0.01 (0.01) -0.00 (0.02) Sector (private) 0.04 (0.03) 0.04 (0.04) Title 1 0.01 (0.03) 0.01 (0.03) ^ p ≤ 0.10 *p ≤0.05 **p ≤0.01 *** p ≤0.001

+Reference categories are male for gender, two-parent household for family structure, than Masters for Teacher Education, non-certified for teacher certification, public school for Sector, not Title I school

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Table 4.7 Model Variance Components

Model 1: Fully unconditional model

Model 2: Nine school organizational climate (SOC) variables

Model 3: Nine SOC variables + child, family, teacher & school variables

Model 4: SOC dimensions + control variables + behavior X SOC interaction terms

Model 5 SOC dimensions + control variables + SES X SOC interaction terms

Self-Reported Externalizing Behaviors Within-school variance (σ2) 0.896 0.895 0.654 0.653 0.651 Between-school variance (τ) 0.110 0.063 0.021 0.020 0.019 Proportion of variance within schools

0.890 0.944 0.970 0.970 0.971

Proportion of variance between schools (ICC)

0.110 0.066 0.030 0.030 0.029

Teacher-Reported Externalizing Behaviors Within-school variance (σ2) 0.894 0.884 0.602 0.585 0.587 Between-school variance (τ) 0.110 0.076 0.068 0.065 0.065 Proportion of variance within schools

0.890 0.921 0.899 0.900 0.900

Proportion of variance between schools (ICC)

0.110 0.079 0.101 0.100 0.100

Self-Reported Internalizing Behaviors Within-school variance (σ2) 0.894 0.894 0.693 0.687 0.689 Between-school variance (τ) 0.110 0.063 0.009 0.008 0.007 Proportion of variance within schools

0.890 0.934 0.987 0.988 0.990

Proportion of variance between schools (ICC)

0.110 0.066 0.013 0.012 0.010

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!

Model 1: Fully unconditional model

Model 2: Nine school organizational climate (SOC) variables

Model 3: Nine SOC variables + child, family, teacher & school variables

Model 4: SOC dimensions + control variables + behaviorXSOC interaction terms

Model 5 SOC dimensions + control variables + SESXSOC interaction terms

Teacher-Reported Internalizing Behaviors Within-school variance (σ2) 0.907 0.907 0.788 0.784 0.783 Between-school variance (τ) 0.096 0.085 0.086 0.082 0.082 Proportion of variance within schools

0.905 0.914 0.902 0.905 0.905

Proportion of variance between schools (ICC)

0.095 0.086 0.098 0.095 0.095

Self-Reported Social Skills Within-school variance (σ2) 0.958 0.956 0.792 0.781 0.791 Between-school variance (τ) 0.043 0.036 0.013 0.013 0.011 Proportion of variance within schools

0.956 0.963 0.984 0.983 0.985

Proportion of variance between schools (ICC)

0.043 0.037 0.016 0.017 0.015

Teacher-Reported Social Skills Within-school variance (σ2) 0.862 0.859 0.627 0.619 0.623 Between-school variance (τ) 0.134 0.108 0.104 0.099 0.099 Proportion of variance within schools

0.866 0.889 0.858 0.862 0.863

Proportion of variance between schools (ICC)

0.134 0.111 0.142 0.138 0.137

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Chapter Five

Understanding the Link Between the School Work Environment and Students’ Socio-Emotional Development: the Role of Teacher Job

Satisfaction

159

Abstract

Background: In addition to influencing students’ socio-emotional outcomes directly,

school context can influence teachers’ ability to create a classroom environment that

prevents problem behaviors and promotes positive social skills.

Methods: Using data from two waves of the Early Childhood Longitudinal Study-

Kindergarten Class (ECLS-K), multi-level models consisting of 9,173 fifth grade

students, 3,448 fifth grade teachers, and 1,523 schools were estimated to examine the

relationship between dimensions of school organizational climate, teacher job satisfaction

and students’ socio-emotional outcomes.

Results: After controlling for teacher and school characteristics, five dimensions of

school organizational climate—Staff Collegiality, Leadership, Student Conduct,

Community Support and School Order, and Stability—were significantly positively

associated with teachers’ job satisfaction. The association between teacher job

satisfaction and four of the socio-emotional outcomes was significant, but small.

Conclusion: Findings indicate that teachers are more satisfied when they work in schools

in which staff respect each other and are continually learning; the principal encourages

and guides staff; there are low levels of student misbehavior, bullying and physical

conflict; parents and the community are supportive; and there are low levels of turnover

and absence among students and staff. Given the association between teachers’ job

satisfaction and students’ socio-emotional outcomes, efforts to enhance teachers’ job

satisfaction may also be a way to promote positive socio-emotional development in

students.

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Introduction

Although schools’ primary focus is on educational outcomes, there has been

growing acknowledgement of the role of schools in promoting positive development of

other youth outcomes, including socio-emotional health (Masten, 2003; Atkins et al.,

2010). While there are many factors and contexts that contribute to socio-emotional

development in middle childhood, the role of schools is of particular interest because of

the amount of time children spend in schools, as well the role of schools in socialization.

Schools can be a normative context in which children have the opportunity to receive

supports to help prevent the development of behavior problems (Baker et al., 2008;

Bronfenbrenner,1979), such as through relationships with competent and caring adults

and mastery experiences to build self-efficacy (Masten, 2001).

Research in organizational psychology has demonstrated the importance of one’s

work environment on performance and behavior (Moffitt, 2006). There is evidence that

dimensions of the school organizational climate, particularly leadership and safety, have

an impact on academic achievement, primarily due to the mediating effect of teacher

behaviors, such as how actively teachers promote student learning (Roeser, 2000; Kessler

et al.,2005). Other teacher factors, particularly teachers’ interactions with students and

the teacher-student relationship, are also a likely mediator of the relationship between

school organizational climate and students’ socio-emotional outcomes. Support for

teachers, both from the administration and other teachers, can increase their ability and

commitment to address students’ emotional and behavioral needs (Cheney et al., 2002).

Different constructs, such as stress and burnout, have been used to assess

teachers’ well-being. Job satisfaction can also be a measure of teachers’ well-being. As

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Jennings and Greenberg (2009) demonstrate in their model of the Prosocial Classroom, in

addition to influencing students’ outcomes directly, school contextual factors can

influence teachers’ well-being and socio-emotional competence, which in turn affects

their ability to create a classroom environment that promotes positive student

development. !Specifically, teachers’ level of well-being can affect their ability to

develop supportive relationships with students, establish and implement behavioral

guidelines, coach students through conflict situations, encourage cooperation among

students, and act as a role model for prosocial behavior (Jennings and Greenberg, 2009).

For example, teachers with higher stress levels use more harsh discipline and spend less

time engaging students in a positive manner (Bibou-Nakou, Stogiannidou, &

Kiosseoglou, 1999; Capel, 1992). Additionally, high-quality teacher-student relationships

in elementary school, characterized by high levels of warmth and closeness and low

levels of conflict, are associated with lower levels of externalizing and internalizing

problems, and better social skills (Pianta & Nimetz, 1991; Birch & Ladd, 1998;

Henricsson & Rydell, 2004; Maldonado-Carreno & Votruba-Drzal, 2011). Results of a

study by Maldonado-Carreno and Votruba-Drzal (2011) indicate that the quality of the

teacher-student relationship is positively associated with lower levels of externalizing and

internalizing behaviors through fifth grade. They also found that the importance of

teacher-child relationship quality did not decline between kindergarten and fifth grade.

Using data from the Early Childhood Longitudinal Study-Kindergarten Class

(ECLS-K), this study examined the relationship between school organizational climate,

teacher job satisfaction, and students’ socio-emotional outcomes in late elementary

school.

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Defining School Organizational Climate and Job Satisfaction

There is a history of research examining the organizational climate in work

settings. Gilmer (1964) described organizational climate as “those characteristics that

distinguish the organization from other organizations and that influence the behavior of

people in the organization.” Reichers and Schneider (1990) defined organizational

climate as “shared perceptions of organizational policies, practices and procedures, both

formal and informal.”

The concept of organizational climate has also been applied to the specific context

of schools. Although “school climate” has been defined in many ways, and has

sometimes included organizational climate, this study specifically examined the effects of

school organizational climate. Consistent with the definition of school organizational

climate put forth by Hoy et al. (1991), this study used data collected from school staff

about perceptions of their school work environment.

Job satisfaction is frequently studied within the field of organizational

psychology. A commonly used definition of job satisfaction comes from Locke (1976),

who defined job satisfaction as “a pleasurable or positive emotional state resulting from

the appraisal of one’s job.” Teachers’ job satisfaction has been identified as an important

outcome because of its links to teacher attrition and retention, motivation, well-being, and

commitment to teaching (Cockburn, 2000; Cohn, 1992; McLaughlin, Pfeifer, Swanson-

Owens, & Yee, 1986; Meek, 1998; Wriqi, 2008; Zembylas & Papanastasiou, 2004 from

Skaalvik).

School Organizational Climate and Teacher Job Satisfaction

A variety of sources can influence teacher job satisfaction (Dinham and Scott,

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2001) including intrinsic teacher qualities, factors external to the school such as external

perceptions of schools and the status of teachers, and school-based factors, which were

the focus of this study. There is some evidence from previous research that school

organizational climate is associated with teacher job satisfaction. A study of public

schools using data from the national Schools and Staffing Survey found that positive

student behavior and administrative support had significantly positive, small effects on

teacher job satisfaction. Staff collegiality had significantly positive, moderate, and large

effects on teacher job satisfaction (Shen et al., 2012). In a study of high school teachers

using data from the National Educational Longitudinal Study (NELS), principal

leadership, student discipline, and faculty collegiality were all significantly associated

with teacher satisfaction (Taylor and Tashakorri, 1995). Skaalvik et al. (2011) found that

job satisfaction was positively related to supervisory support, relations with colleagues,

and relations with parents and negatively related to discipline problems in a sample of

Norwegian elementary and middle schools. Other research has demonstrated links

between job satisfaction and support from administrators, cooperation with colleagues,

support from parents, and student misbehavior and violence (Leithwood & McAdie,

2007; Perie & Baker, 1997; Thornton, 2004). In a study of Chinese teachers, collegial

relations were only weakly related to job satisfaction (Wriqi, 2008 from Skaalvik).

Teacher Job Satisfaction and Children’s Socio-emotional Development

Previous research in organizational psychology has demonstrated a positive

relationship between job satisfaction and job performance (Judge, Bono, Thoresen, &

Patton, 2001 from Liu). Most studies examining the link between job satisfaction and job

performance in schools have examined the relationship between teacher job satisfaction

164

and students’ academic outcomes, providing some evidence that they are connected,

although the effect has generally been small (Johnson et al., 2012; others?). Although

previous research has not examined the link between teacher job satisfaction and student

socio-emotional outcomes, a few studies have explored the association of other teacher

psychosocial factors, such as self-efficacy, burnout and well-being, with student socio-

emotional outcomes. Previous studies have found teacher well-being, satisfaction and

commitment to be associated with lower student drop-out and disciplinary problems and

better attendance (Brand, 2008; Denny, 2011; Leblanc et al, 2008; Ostroff, 1992). Denny

et al. (2011) found that in secondary schools where teachers reported higher levels of

well-being, fewer students reported significant levels of depressive symptoms. Another

study found that child care providers who reported higher levels of depression were less

sensitive to children’s needs and more withdrawn than providers who reported lower

levels of depression (Hamre and Pianta, 2004). However, not all of these studies have

used multilevel modeling to account for clustering of students within schools or

sufficiently accounted for other potential explanatory factors.

School Organizational Climate, Teacher Job Satisfaction and Socio-emotional outcomes

Although there have been no previous studies examining the relationship between

school organizational climate, teacher job satisfaction and socio-emotional outcomes in

particular, studies examining other measures of organizational climate, employee

satisfaction and student outcomes have found varying relationships. For example, some

studies have found no significant direct effect between principal leadership and student

outcomes, but did find an indirect effect on students’ outcomes through school staff’s job

satisfaction (Griffith, 2003; Hallinger et al., 1996; Blasé et al, 1986; Bossert et al., 1982).

165

Given teachers’ direct interactions with students and the importance of the teacher-

student relationship, particularly in elementary school, it is not surprising to find this

indirect effect even in the absence of a direct effect of leadership. Similarly, Goddard et

al. (2007) concluded that the relationship between teacher collaboration and student

achievement is likely indirect.

Research Gap and Questions

Although previous research has found support for the relationship between school

organizational climate and job satisfaction, additional research is needed to determine if

job satisfaction then affects children’s socio-emotional development. This study also

extends previous research by using multi-level methods and utilizing both child and

teacher report to measure socio-emotional outcomes. The following research questions

were addressed:

1. Are dimensions of school organizational climate associated with teachers’ job

satisfaction? Specifically, are some dimensions more strongly associated than

others?

2. Is teacher job satisfaction associated with students’ socio-emotional outcomes?

Are some outcomes more strongly related to teachers’ job satisfaction?

3. Does job satisfaction mediate the relationship between school organizational

climate and students’ socio-emotional development?

Methods

Data

Data for this study came from the Early Childhood Longitudinal Study-

Kindergarten Class (ECLS-K), which is maintained by the National Center for Education

166

Statistics (NCES). The ECLS-K selected a nationally representative sample of

kindergarten students in the fall of 1998 and followed those students through eighth grade

(Tourangeau et al., 2009). Children in the study represent diverse socioeconomic and

racial/ethnic backgrounds and were selected from public and private, and both half- and

full-day, kindergarten classes. The sample was selected using a multistage probability

sample design, beginning with 100 primary sampling units (counties or groups of

counties), then 1,280 schools, and finally 22,666 students. The probability of school

selection was proportional to a weighted measure of size based on the number of

kindergarteners enrolled. Public and private schools were distinct sampling strata.

Schools were sorted within each stratum to achieve sample representation across other

characteristics. The initial sample of kindergarten students included approximately 953

public schools and 460 private schools.

The sample for this study was restricted to children in ECLS-K who attended the

same school for third and fifth grade because the school context was the predictor of

interest and therefore needed to remain constant. The sample included students who

attended both public and private schools, resulting in a final sample of 9,173 fifth grade

students, 3,448 fifth grade teachers, and 1,523 schools.

This study used data collected in the spring of the third and fifth grade years from

multiple sources, including parent interviews, self-administered teacher questionnaires,

teacher assessments of children, self-administered principal questionnaires, child

assessments, third-party observations, and student records. Information about the home

environment and demographic variables came from parent interviews, which were

computer assisted interviews conducted by telephone. Teachers completed self-

167

administered questionnaires, which assessed school and classroom characteristics,

instructional practices, and teacher background. Teachers also completed individual

assessments for each child in the study.

In fifth grade, up to two teachers per child could complete the teacher survey that

included questions about school organizational climate and job satisfaction. Each child’s

reading teacher was asked to complete the survey, and either the math or science teacher

was asked to complete the same survey.

The principal of the school attended by the sampled child completed the school

administrator questionnaire in the spring of third and fifth grade. This questionnaire

included questions about the school, student body, teachers, school policies and the

administrator’s background. Although a designee could complete the sections containing

factual information about the school and programs offered, the principal was asked to

complete the sections about their background and the school climate.

Missing data were addressed using multiple imputation (with STATA’s “impute

chained” command [Stata- Corp, College Station, TX]) with twenty imputed datasets. All

variables in the analyses, including outcome variables, were imputed. Percent missing for

all variables was under 15%; for most variables, percent missing was less than 5%. In

order to maintain the multi-level structure of the data, students from the same school

were assigned the same imputed values for school-level variables.

Measures

Students’ socio-emotional outcomes

Students’ socio-emotional outcomes were based on both teacher and student

report for a total of six student socio-emotional outcomes: teacher-rated peer relations,

168

externalizing behaviors, and internalizing behaviors; self-rated peer relations,

externalizing behaviors, and internalizing behaviors.

Teachers rated individual students’ social development using the Social Rating

Scale (SRS). The SRS used in the ECLS-K was adapted from the Social Skills Rating

Scale: Elementary Scale A (SSRS), which was created by Gresham and Elliott (1990) and

is a reliable and valid measure of children’s social development (Demaray et al., 1995).

Exploratory factor analyses were used to provide evidence of the validity of teacher SRS

scales with the fifth grade ELCS-K sample (Pollack et al., 2005). The split-half

reliabilities for the SRS scales range from 0.77 to 0.92 in the fifth grade sample

(Tourangeau et al., 2009). The Peer Relations scale is a combination of items from the

Interpersonal Skills and Self-Control scales, which assess skills related to friendships,

positive peer interactions, and controlling behaviors. The Externalizing Problem

Behaviors scale has items that assess the frequency with which a child argues, fights, gets

angry, acts impulsively, and disturbs ongoing activities. The Internalizing Problem

Behaviors scale includes items that address the apparent presence of anxiety, loneliness,

low self-esteem and sadness. All items were assessed on a 4-point scale: 1 (student never

exhibits behavior), 2 (student exhibits this behavior occasionally or sometimes), 3

(student exhibits this behavior regularly but not all the time), and 4(student exhibits this

behavior most of the time). The score for each scale is the mean rating of the items

included in that scale. Higher scores for peer relations indicate positive socio-emotional

development. Higher scores for externalizing and internalizing behaviors indicate

negative socio-emotional development.

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For self-reported outcomes, items for the peer relations scale were adapted from

the Self-Description Questionnaire I (Marsh, 1990). Items for the two problem behavior

scales were developed specifically for the ECLS-K. The SDQ Peer scale consists of six

items that capture how well the students make friends and get along with their peers, as

well as their perceived popularity. The SDQ Anger/Distractibility scale has six items that

measure children’s perceptions of their externalizing problem behaviors, such as fighting

and arguing with other children, talking and disturbing others, and problems with

distractibility. The SDQ Sad/Lonely/Anxious scale includes eight items about

internalizing behaviors, such as feeling “sad a lot of the time,” feeling lonely, feeling

ashamed of mistakes, feeling frustrated and worrying about school and friendships. Like

the SRS scale scores, SDQ scale scores also have a 4-point scale based on frequency of

behaviors and the scale score is the mean of the items within the scale.

To facilitate interpretation of coefficients, scores from all six scales were

standardized to have a mean of zero and standard deviation of one.

Teacher Job Satisfaction

Teacher job satisfaction measured at the individual teacher level and was a

composite variable consisting of the mean of three items on the fifth grade teacher

survey, which were all answered on a Likert scale from 1 (strongly disagree) to 5

(strongly agree). The items were: “I really enjoy my present teaching job,” “I am certain

I am making a difference in the lives of the children I teach,” and “If I could start over, I

would choose teaching again as my career.” The alpha for these items indicated

acceptable reliability (α=0.70). Although two other items asked related questions, factor

analysis indicated these items measured different constructs. Including these items also

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significantly decreased reliability of the scale. One of these items was used as a control

variable: “I worry about the security of my job because of the performance of the children

in my class(es) on state or local tests.” For this study, the reading teacher’s report of job

satisfaction was used, since that was the child’s only or primary fifth grade teacher.

School Organizational Climate

Data used to measure the school context came from two sources: school

administrator questionnaires and teacher questionnaires. Factor analysis was conducted

separately for the administrator items and teacher items and resulted in nine scales. Six of

these scales were used in this study. All scales have acceptable internal reliability based

on ordinal alpha values above 0.70. Factors from the school administrator questionnaire

include the following: Safety consists of three items about the frequency of weapons,

fights and attacks (ordinal alpha=0.79). Stability has three items that ask about student

absence, teacher tardiness and teacher turnover (ordinal alpha=0.74). Community Support

& School Order consists of 4 items about parent and community support, teacher

consensus, and order (ordinal alpha=0.81).

Three factors based on the teacher questionnaire were used: Student Conduct

consists of three items that reflect students’ misbehavior, physical conflicts and bullying

(ordinal alpha=0.84). Staff Collegiality (ordinal alpha=0.80) includes three items that

capture teachers’ relationships with each other and overall morale in the school.

Leadership consists of four items that measure teachers’ perceptions of the school

administrator’s leadership (ordinal alpha=0.93).

All items were coded such that higher scores indicate a more positive school

environment. Scale scores were calculated by taking the mean of all items in the scale.

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For these analyses, the assumption was that the school organizational climate is an

organization-level characteristic and each teacher is a separate rater of the same entity of

school context. Based on previous research that indicates stability in school

organizational climate over several years (Brand et al., 2008), the school organizational

climate measures from third and fifth grade teachers within the same schools were

combined. The school-level scale score for each dimension of school organizational

climate was determined by summing the responses from all teachers in a school (from

both the third grade and fifth grade waves of ECLS-K) and dividing by the total number

of teachers contributing data for that school. All scale scores were standardized at the

school level to have a mean of zero and standard deviation of one.

Control Variables

Child and Family Characteristics

Gender was coded as 0=female and 1=male. The ECLS-K dataset includes a

composite variable for race/ethnicity that has 8 categories. For this study, some of these

categories were combined to create a total of five categories consistent with Crosnoe and

Cooper (2010): White, African-American, Hispanic, Asian and Other.

Because of the relationship between educational and socio-emotional outcomes,

students’ academic achievement was included as a covariate (Needham et al., 2004;

Gutman et al., 2003; Dipema & Elliott, 2002). The overall reading scale score in fifth

grade and the overall math scale score in fifth grade were based on a direct cognitive

assessment scored using Item Response Theory (IRT). Due to collinearity, academic

achievement was calculated as the mean of the math and reading scores.

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Socio-economic status (SES) is an existing composite variable in the ECLS-K

dataset made up of the following variables from the parent questionnaire: father/male

guardian’s education, mother/female guardian’s education, father/male guardian’s

occupation, mother/female guardian’s occupation, and household income. The composite

SES variable is categorical, with 1 representing the first quintile (lowest status) and 5

representing the fifth quintile (highest status). Family structure was a dichotomous

variable with 1=single-parent household and 0=two-parent household.

Parent depressive symptoms consists of 12 items from the parent questionnaire

(most often answered by the child’s mother) based on a subset of the Center for

Epidemiologic Studies-Depression Scale. Symptom level was assessed in the previous

week, and had four possible responses: never, some of the time, moderate amount of the

time, and most of the time. Examples include “How often during the past week have you

felt that you could not shake off the blues even with help from your family and friends?”

and “How often during the past week have you felt depressed?”

Factor analysis was used to identify two constructs related to parenting using

items in the third grade parent questionnaire. Parental warmth includes four items about

affection between parent and child. Parental stress consists of four items that ask about

parents’ feelings of anger and frustration toward the child and related to parenting. These

composite variables are the same as those used in previous studies using the ELCS-K

(Crosnoe & Cooper, 2010; Beaver et al., 2008).

School Composition

Although school organizational climate dimensions were the primary school-level

variables of interest, previous research has shown that both school organizational climate

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and job satisfaction are associated with other school characteristics. For example, Perie

and Baker (1997 from Shen) found that teachers in suburban schools have the highest

levels of job satisfaction, and school size and percentage of minority students were

negatively associated with job satisfaction. Data for these variables came from the fifth

grade school administrator questionnaire when available. If these variables were missing

in the fifth grade wave, data from the third grade school administrator questionnaire was

used if available.

Sector was a dichotomous variable based on the school being public (=0) or

private (=1). Student enrollment was categorical: 0-149 (reference), 150-299, 300-499,

500-749, 750 and above. Percent minority was also categorical: less than 10%

(reference), 10%-less than 25%, 25-less than 50%, 50-less than 75%, 75% or more. Title

1 status was dichotomous (receive Title I benefits or not). School urbanicity consisted of

three categories: suburban (reference), city, and rural. The variable for school-level

academic achievement was the mean of percent of students in school at or above grade

level in math and percent of students at or above grade-level in reading. Higher values of

this variable indicate higher levels of school-level academic achievement (a greater

proportion of students are achievement at or above grade level).

Teacher Characteristics

Because previous research has found a relationship between teacher experience

and certification and students’ outcomes, several individual teacher characteristics were

included in the analyses. These variables were all self-reported by the fifth grade reading

teacher. Years of experience as a teacher was a continuous variable. Consistent with

previous studies using the ECLS-K, highest level of education was dichotomized

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(1=Masters or higher). Similar to Jennings et al. (2010) and Crosnoe & Cooper (2010),

certification was also coded dichotomously, with the regular or standard state certificate

as the reference category. Teacher’s race was a dichotomous variable (1=non-white). Job

security concerns were assessed using a single item: “I worry about the security of my

job because of the performance of the children in my class(es) on state or local tests.”

(1=Strong disagree-5=Strongly agree).

Analysis

Multilevel multivariate regression was used to account for the clustering of

students and teachers within schools. It also allows for partitioning of outcome variance

(between and within school effects) to better assess school-level effects. For the first step,

examining the relationship between school organizational climate dimensions and teacher

job satisfaction, two-level models were used with teachers at Level 1 and schools at

Level 2. All of these models controlled for school and teacher characteristics.

To examine the relationship between teach job satisfaction and students’ socio-

emotional outcomes, three-level models were estimated that consisted of students at

Level 1, teachers at Level 2 and schools at Level 3. Models also controlled for child,

family, teacher and school composition variables, including third grade behaviors. Two

sets of models were used to determine if teacher job satisfaction mediated the relationship

between school organizational climate (SOC) and socio-emotional outcomes. In the first

set, SOC dimensions were entered in separate models to determine the unique effect of

each one. In the second set of models, the job satisfaction variable was added and the

change in the coefficient for the SOC variable was examined. Autoregressive techniques

were used to analyze change over time by predicting fifth grade outcomes net of third

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grade outcomes. A similar approach has been used by other researchers utilizing ECLS-K

data, although primarily for outcomes in earlier grades (Li-Grining et al., 2006;

McClelland et al., 2000, Claessens, Duncan, & Engel, 2009, Duncan et al, 2007).

These models all controlled for child/family, teacher and school covariates. All

continuous Level 1 variables were standardized (and therefore grand-mean centered) to

facilitate interpretation and comparability of coefficients (Like, 2004 from Pas Teacher

and School).

Results

Association between school organizational climate and teacher job satisfaction

Analyses of the unconditional model indicated an ICC of 0.07, meaning

approximately 7% of the variation in teacher satisfaction was between schools. All three

of the teacher-reported school organizational climate dimensions were statistically

significantly related to job satisfaction. Staff Collegiality was most strongly associated

with job satisfaction. Other variables being equal, an increase of one standard deviation

in school-level staff collegiality was associated with nearly one quarter of a standard

deviation increase in job satisfaction. Only one of the administrator-reported

organizational climate variables was significant, Stability (β=0.04, p<0.05), and the

coefficient was much smaller than the coefficients for the teacher-reported dimensions,

which ranged from 0.16-0.23. Safety was not significantly related to job satisfaction. The

complete results are shown in Table 1.

As previous studies have found, teachers in urban schools reported lower levels of

satisfaction than those in suburban schools. Also as expected, job security concerns due

to test scores were negatively associated with job satisfaction. Although previous studies

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have found lower levels of job satisfaction in bigger schools, there was some indication

that teachers in bigger schools had marginally higher levels of satisfaction than teachers

in the schools with fewer than 150 students. However, the relationship was not linear.

The largest benefit appeared to be for the middle size group (300-499 students).

Association between teacher job satisfaction and students’ socio-emotional outcomes

As shown in Table 2, the association between teacher job satisfaction and four of

the socio-emotional outcomes was significant, but small. Student-reported social skills

were marginally associated with teacher job satisfaction, and teacher-reported

internalizing behaviors were not associated with teacher job satisfaction. As expected, the

association was negative for externalizing and internalizing behaviors, indicating fewer

problem behaviors among students with teachers reporting greater job satisfaction. The

association was positive for social skills, such that better social skills were reported for

students with more satisfied teachers. The relationship was stronger for teacher-reported

outcomes than for child-reported outcomes. Teacher job satisfaction was most strongly

related to teacher-reported social behaviors, for which the coefficient (β= 0.06; p<0.001)

was at least twice as large as the coefficients for the other outcomes.

School organizational climate and students’ socio-emotional outcomes

Although Staff Collegiality and Leadership were strongly associated with job

satisfaction, they were not significantly associated with any of the six socio-emotional

outcomes. Student Conduct was significantly associated with three of the six outcomes in

the expected directions. Higher levels of Student Conduct were associated with fewer

self-reported and teacher-reported externalizing behaviors, and more teacher-reported

social skills. Better Community Support & School Order was related to lower levels of

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self-reported externalizing behaviors and marginally related to more self-reported social

skills. Finally, Stability was negatively associated with teacher-reported externalizing

behaviors, indicating fewer externalizing behaviors in schools with greater stability.

Teacher job satisfaction was added to the models described above if both the

school organizational climate variable and teacher satisfaction were significantly

associated with the outcome. The change in the coefficient for the school organizational

climate variable before and after adding job satisfaction was observed to determine

whether or not job satisfaction mediated the relationship. Table 3 shows the results of

these analyses. Although many of the coefficients for the school organizational climate

variables decreased slightly after adding job satisfaction, the reductions were all less than

ten percent (e.g. the coefficient for Student Conduct decreased from 0.052 to 0.049,

which is a 5% reduction). Based on these results, there was little evidence of mediation

by job satisfaction for the relationship between Student Conduct, Community Support &

School Order, and Stability and externalizing behaviors.

There were no significant associations between school organizational climate

variables and internalizing behaviors, or between job satisfaction and internalizing

behaviors. For this reason, no mediation relationships were explored for internalizing

behaviors. For similar reasons, no mediation was tested for child-reported social skills.

There was evidence that the relationship between Student Conduct and teacher-reported

social skills was mediated by job satisfaction. After adding job satisfaction to the model,

the coefficient for Student Conduct decreased by 23% and became insignificant.

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Discussion

The purpose of this study was to determine if teacher job satisfaction was a

pathway by which school organizational climate affects students’ socio-emotional

outcomes. While there was evidence of a strong relationship between school

organizational climate and teacher job satisfaction, the relationship between job

satisfaction and socio-emotional outcomes was small. Job satisfaction was found to

mediate only one relationship: between Student Conduct and teacher-reported social

skills.

School Organizational Climate and Job Satisfaction

This study found that, after controlling for teacher and school characteristics, five

dimensions of school organizational climate—Staff Collegiality, Leadership, Student

Conduct, Community Support & School Order, and Stability—were significantly

associated with teachers’ job satisfaction. Higher levels of each of these dimensions at the

school-level were linked to greater job satisfaction among teachers. The teacher-reported

measures, which included Staff Collegiality, Leadership, and Student Conduct, were more

strongly associated with teacher satisfaction than the administrator reported measures.

While this may be partly due to teachers reporting both the predictor and outcome, school

organizational climate was based on aggregated teacher values at the school level and job

satisfaction was an individual teacher-level variable. These findings are also consistent

with previous research that has found collegiality, leadership and student conduct to be

particularly important (Johnson et al., 2012) and are in-line with organizational theories

that emphasize the importance of the work environment for employee satisfaction.

Findings indicate that teachers are more satisfied when they work in schools in which

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staff respect each other and are continually learning, the principal encourages and guides

staff, there are low levels of student misbehavior, bullying and physical conflict, parents

and the community are supportive, and there are low levels of turnover and absence

among students and staff. Safety was not significantly associated with teacher job

satisfaction. There may have not been sufficient variation in this measure of school

organizational climate. Consistent with previous research, teachers in urban schools

reported lower job satisfaction compared to those in suburban schools (Shen et al., 2012;

Liu and Ramsey, 2008). Individual teacher characteristics were not noticeably related to

teachers’ job satisfaction.

Teacher Job Satisfaction and Socio-emotional outcomes

Teacher job satisfaction was significantly associated with four of the six of the

socio-emotional outcomes examined in this study. Teacher job satisfaction was most

strongly associated with two of the teacher-reported outcomes: externalizing behaviors

and social skills. Students with more satisfied teachers demonstrated lower levels of

externalizing behaviors and self-reported internalizing behaviors, as well as higher levels

of social skills. The findings are similar across reporters, although the relationship is

stronger for teacher-reported student behaviors. This may be due to the fact that the same

teacher responded about both job satisfaction and teacher-reported behaviors.

School Organizational Climate and Socio-emotional outcomes

Of the three types of socio-emotional outcomes, externalizing behaviors were the

most influenced by school organizational climate. Social skills were somewhat affected,

and there was little effect of school organizational climate on internalizing behaviors.

Only some dimensions of school organizational climate were associated with socio-

180

emotional outcomes. Despite being strongly associated with job satisfaction, Staff

Collegiality and Leadership were not significantly associated with any of the six socio-

emotional outcomes. This finding coincides with previous research that has found lack of

a direct effect of principal leadership on academic outcomes, but significant effects on

teacher attitudes and satisfaction, which are more proximal outcomes (Griffith, 2004;

Hallinger et al., 1996). Student Conduct was significantly associated with both self-

reported and teacher-reported externalizing behaviors, as well as teacher-reported social

skills. Community Support and School Order was negatively associated with self-rated

externalizing behaviors, while Stability was negatively associated with teacher-rated

externalizing behaviors.

Teachers’ job satisfaction partially mediated one of these relationships, providing

some insight into a possible pathway connecting school organizational climate and

students’ socio-emotional outcomes. Teachers who work in schools with more

supportive environments are more satisfied, and this greater level of satisfaction likely

influences the way they act with students, enabling them to better promote positive

development. Other studies have linked teachers’ job satisfaction with teacher

empowerment, self-efficacy and lower levels of burnout, all of which may help explain

the link between job satisfaction and students’ outcomes (Wriqi, 2008; Zembylas &

Papanastasiou, 2004). Although Staff Collegiality and Leadership were strongly

associated with job satisfaction and job satisfaction was related to most of the socio-

emotional outcomes, there was not a direct relationship between these two dimensions of

school organizational climate and socio-emotional outcomes.

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All of the school organizational climate dimensions tap into staff perceptions of

their working environment, but some of the dimensions can be experienced more directly

by students. For example, Student Conduct is a characteristic of the school environment

that students can experience directly, such as by being a perpetrator or victim of bullying.

This is in contrast to dimensions of school organizational climate such as Leadership and

Staff Collegiality, which only teachers experience directly. For this reason, it is not

surprising that Student Conduct is directly associated with socio-emotional outcomes,

while Leadership and Staff Collegiality are only indirectly associated with students’

outcomes through job satisfaction.

Given the presence of indirect relationships but lack of direct relationships, multi-

dimensional nature of school organizational climate, and possible relationships between

different dimensions of school organizational climate, structural equation modeling

(SEM) may be a more appropriate method for understanding the set of relationships

examined in this study. Many previous studies, like this study, have used multi-level

regression to examine mediation in clustered data. However, authors such as Preacher et

al. (2010, 2011) have identified potential limitations of using multi-level regression to

examine mediation and have asserted that multi-level structural equation modeling may

provide less biased values for mediation effects in clustered data.

Limitations and Strengths

It is important to acknowledge some of the limitations of this study. First,

measurement of teacher job satisfaction and dimensions of school organizational climate

and were limited by the variables available in the ECLS-K. Although these variables

demonstrated acceptable psychometric properties, each one was comprised of only a few

182

items. Other studies examining teacher job satisfaction have included multiple

dimensions of the construct. Similarly, instruments such as the Organizational Health

Inventory (OHI) include 5-10 items for each dimension. In this study, measurement of

the school organizational climate was based on only a few reporters per school (several

teachers and the administrator). Although previous research supports the concept of

school organizational climate as a school-level characteristic experienced by all staff

members, individual characteristics of staff can influence their perceptions (Bevans et al.,

2007). Based on previous research that indicates stability in school organizational climate

over several years, the school organizational climate measures from teachers and

administrators in third and fifth grade were combined. A benefit of this approach is that it

provides data about the school organizational climate from more reporters. A potential

problem is that there may be changes in the school between the third and fifth grade

ECLS-K administrations, such as a new principal, that have important effects on the

school organizational climate. The inclusion and exclusion criteria for the study sample

may affect the generalizability of the findings. Because the sample is limited to children

who stayed in the same school from third grade until fifth grade, children who moved

during this time are excluded. This means the findings are generalizable only to students

who remain in the same school for three years. Children who were excluded because of

their mobility may be at higher risk for psychopathology, since previous research has

found that multiple household moves contribute to social, emotional and behavioral

problems in children (Ackerman et al., 1999; Humke & Shaefer, 1995).

Despite these limitations, this study has several strengths. While observational

techniques for assessing children’s socio-emotional outcomes would have been optimal

183

(Pianta et al., 2007), one of the strengths of this study is that multiple reporters were used

to measure students’ socio-emotional outcomes. This is particularly important given

school organizational climate and teacher job satisfaction were both teacher-reported, and

shared method variance can lead to inflated relationships. The richness of this dataset

also made it possible to control for a range of student, teacher and school variables,

which makes the findings more robust.

Implications

This study applied research in organizational psychology linking job satisfaction

and job performance to the school setting by examining the relationship between

teachers’ work conditions, job satisfaction and students’ socio-emotional outcomes.

Findings highlight the importance of Staff Collegiality, Leadership, and school-wide

Student Conduct for teachers’ job satisfaction. Consistent with past research on the

relationship between school organizational features and students’ outcomes, results of

this study indicated only a few small direct associations between dimensions of the

school organizational climate and students’ socio-emotional outcomes. As Tobin et al.

(2006) have pointed out, the link between school characteristics and students’ outcomes

may be better conceptualized as being mediated by teacher attitudes and behaviors.

Although teachers’ job satisfaction mediated one of the significant relationships between

school organizational climate dimensions and students’ outcomes, additional research is

needed to identify teacher characteristics that may mediate the link between other

dimensions of school organizational climate and students’ socio-emotional outcomes.

Teachers’ job satisfaction is an important outcome on its own, particularly given links to

teacher retention. The association between teachers’ job satisfaction and students’ socio-

184

emotional outcomes suggests that increasing teachers’ job satisfaction may also promote

positive socio-emotional development in students.

185

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Table 5.1 Multilevel Models of Teacher Job Satisfaction from School Organizational Climate

Teacher Job Satisfaction Variable Model 1 Model 2 Model 3 Model 4 Model 5 Model 6

School Organizational Climate (Level 2) Teacher-Reported

Staff Collegiality 0.23*** (0.02) Leadership

0.16*** (0.02)

Student Conduct

0.17*** (0.02) Teacher Interaction

Administrator-Reported

Community Support & School Order

0.04^ (0.02)

Stability

0.04* (0.02) Safety

0.03 (0.02)

Teacher Covariates (Level 1) Race (Non-white) 0.11* (0.05) 0.09^ (0.05) 0.11* (0.05) 0.09^ (0.05) 0.05 (0.03) 0.05 (0.03)

Education (Masters or higher)

0.01 (0.04) 0.01 (0.04) 0.01 (0.04) 0.0 (0.02) -0.01 (0.02) -0.01 (0.02)

Certification (Certified)

0.02 (0.06) 0.04 (0.05) 0.05 (0.05) 0.05 (0.06) 0.03 (0.04) 0.03 (0.04)

Years of experience

-0.01 (0.02) 0.00 (0.02) 0.00 (0.02) -0.01* (0.00) -0.00 *(0.00) -0.00 *(0.00)

Job security concerns

-0.12*** (0.02) -0.13*** (0.02) -0.12*** (0.02) -0.13*** (0.021) -0.08 ***(0.01) -0.08*** (0.01)

School Covariates (Level 2) Urbanicity

Suburban Reference Reference Reference Reference Reference Reference Large city -0.10* (0.03) -0.12** (0.04) -0.11** (0.04) -0.13** (0.03) -0.09)** (0.03 -0.09** (0.03)

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Rural -0.06 (0.05) -0.06 (0.05) -0.08 (0.05) -0.08 (0.05) -0.05 (0.04) -0.06 (0.04) Enrollment

Less than 150 Reference Reference Reference Reference Reference Reference 150-299 0.11 (0.11) 0.08 (0.12) 0.09 (0.12) 0.07 (0.12) 0.06 (0.08) 0.06 (0.08) 300-499 0.21^ (0.11) 0.22^ (0.11) 0.24* (0.11) 0.19^ (0.11) 0.14 (0.07)^ 0.14 (0.07)^ 500-749 0.17 (0.11) 0.16 (0.11) 0.20^ (0.11)) 0.14 (0.11) 0.12 (0.07) 0.12 (0.07) 750 and above 0.19^ (0.11) 0.18 (0.12) 0.16 (0.12) -0.04 (0.07) 0.12 (0.08) 0.11 (0.08) Percent Minority

Less than 10% Reference Reference Reference Reference Reference Reference 10-24% -0.04 (0.06) -0.03 (0.06) -0.00 (0.06) -'0.01 (0.06) -0.00(0.04) -0.00(0.04) 25-49% -0.08 (0.06) -0.07 (0.06) -0.02 (0.06) -0.02 (0.06) -0.01(0.04) -0.01(0.04) 50-74% -0.11 (0.07) -0.10 (0.07) -0.07 (0.07) -0.03 (0.05) -0.05 (0.05) -0.04 (0.05) 75% or more -0.03 (0.06) -0.07 (0.07) 0.02 (0.07) 0.02 (0.04) -0.02 (0.04) -0.03 (0.04) School-level achievement 0.00 (0.02) 0.00 (0.02) -0.00 (0.02) 0.00 (0.01) 0.01 (0.01) 0.01 (0.01) Sector (private) 0.10 (0.06) 0.13* (0.02) 0.11^ (0.07) 0.06 (0.04) 0.08 (0.04) 0.08 (0.04)^ Title 1 -0.04 (0.04) -0.04 (0.04) -0.01 (0.04) 0.00 (0.03) -0.03 (0.01) -0.04 (0.01) ^ p ≤ 0.10 *p ≤0.05 **p ≤0.01 *** p ≤0.001 +Reference categories are white for race, less than Masters for education, not certified for certification, public school for sector, not Title I school

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Table 5.2 Multilevel Models for Socio-emotional Outcomes from Teacher Job Satisfaction

Externalizing Behaviors Internalizing Behaviors Social Skills Behaviors Self-report Teacher-report Self-report Teacher-report Self-report Teacher-report

Teacher Job Satisfaction -0.02*(0.01) -0.03**(0.01) -0.02* (0.01) -0.01 (0.02) 0.02^ (0.01) 0.06***(0.01)

Child and Family Third grade behavior 0.39*** (0.01) 0.47*** (0.01) 0.39*** (0.01) 0.26*** (0.01) 0.40*** (0.01) 0.38*** (0.01)

Gender (Female) -0.28*** (0.02) -0.25*** (0.02) -0.00 (0.02) -0.07** (0.02) 0.10*** (0.02) 0.29*** (0.02) Race/Ethnicity

White Reference Reference Reference Reference Reference Reference African-American 0.01 (0.04) 0.10*** (0.04) -0.08* (0.04) -0.17*** (0.04) 0.29*** (0.04) -0.11** (0.04) Hispanic -0.03 (0.03) -0.04 (0.03) 0.03 (0.03) -0.07^ (0.04) 0.00 (0.03) 0.05^ (0.03) Asian American -0.05 (0.04) -0.16*** (0.04) 0.06* (0.04) -0.10* (0.05) -0.08^ (0.04) 0.21*** (0.04) Other 0.11* (0.04) 0.08^ (0.04) 0.02(0.04) -0.02 (0.05) -0.12* (0.05) -0.08^ (0.05) Socioeconomic Status

First Quintile Reference Reference Reference Reference Reference Reference Second Quintile -0.09** (0.03) -0.04 (0.03) -0.13*** (0.03) 0.04 (0.04) 0.00 (0.04) 0.05 (0.03) Third Quintile -0.10** (0.03) 0.01 (0.03) -0.18*** (0.03) -0.02 (0.04) 0.02 (0.04) 0.02 (0.03) Fourth Quintile -0.17***(0.03) -0.04 (0.03) -0.14*** (0.04) -0.03 (0.04) 0.10** (0.04) 0.09* (0.04) Fifth Quintile -0.15*** (0.04) -0.07* (0.04) -0.13** (0.04) -0.09* (0.04) 0.13*** (0.04) 0.13** (0.04) Academic Achievement -0.17***(0.01) -0.07*** (0.00) -0.19***(0.001) -0.15*** (0.00) 0.05*** (0.00) 0.11*** (0.01) Parent Depression -0.00 (0.01) -0.01(0.01) 0.01 (0.01) 0.02* (0.01) -0.02 (0.01) 0.00 (0.01) Parent Stress 0.06*** (0.01) 0.06*** (0.01) 0.05*** (0.01) 0.03** (0.01) -0.01 (0.01) -0.07*** (0.01) Parent Warmth -0.02 ^ (0.01) 0.00 (0.01) -0.00 (0.02) 0.01 (0.01) 0.03** (0.01) 0.01 (0.01) Family structure (single parent) 0.04^ (0.02) 0.06* (0.02) 0.03 (0.02) 0.11*** (0.03) -0.04 (0.03) -0.02 (0.02)

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!Teacher

Race (non-white) 0.00 (0.03) -0.06^ (0.03) -0.01 (0.03) -0.07^ (0.04) 0.03 (0.03) -0.00 (0.04) Education (>= Masters) 0.01 (0.02) 0.01 (0.02) 0.00 (0.02) 0.05* (0.02) 0.01 (0.02) 0.03 (0.02) Certification (certified) -0.00 (0.03) -0.01(0.04) -0.04 (0.03) -0.02 (0.04) 0.01 (0.03) 0.07^ (0.03) Years of experience -0.00 (0.00) -0.00(00) -0.01 (0.01) -0.01 (0.01) 0.01 (0.01) 0.02 (0.01) Job security concerns 0.01 (0.01) 0.03** (0.01) 0.00 (0.01) 0.02 (0.01) -0.01(0.01) -0.03** (0.01)

School Urbanicity Suburban Reference Reference Reference Reference Reference Reference

Large city 0.01 (0.02) 0.08** (0.03) -0.01 (0.02) 0.09** (0.03) 0.01 (0.02) -0.03 (0.03) Rural 0.06* (0.03) 0.00(0.04) 0.05^ (0.02) -0.05 (0.04) -0.05 (0.03) 0.02 (0.04) Enrollment

Less than 150 Reference Reference Reference Reference Reference Reference 150-299 -0.00 (0.05) -0.09 (0.06) 0.02 (0.05) -0.05 (0.07) -0.01 (0.06) 0.05 (0.07) 300-499 0.03(0.03) -0.12* (0.06) 0.01 (0.05) -0.13^ (0.07) 0.01 (0.05) 0.05 (0.07) 500-749 0.07 (0.04) -0.16** (0.06) 0.03 (0.05) -0.13^ (0.07) 0.06 (0.06) 0.11 (0.07) 750 and above -0.05 (0.06) -0.18** (0.07) 0.06 (0.06) -0.18* (0.08) -0.02(0.06) 0.13^ (0.07) Percent Minority

Less than 10% Reference Reference Reference Reference Reference Reference 10-24% 0.05^ (0.03) -0.01 (0.04) 0.05^ (0.03) -0.03 (0.04) -0.04 (0.03) 0.05 (0.04) 25-49% 0.03 (0.03) -0.01 (0.04) 0.04 (0.03) -0.06 (0.05) -0.04 (0.03) 0.08^ (0.04) 50-74% 0.07 (0.04) -0.05 (0.05) 0.13** (0.04) -0.04 (0.05) -0.03(0.04) 0.08 (0.05) 75% or more 0.09* (0.04) -0.02 (0.05) 0.17*** (0.04) -0.10^ (0.05) -0.11** (0.04) 0.08 (0.05) School-level achievement 0.01 (0.01) 0.00 (0.01) 0.01 (0.01) 0.04^ (0.02) -0.01 (0.01) 0.00 (0.02) Sector (private) 0.00 (0.03) -0.02 (0.04) 0.10**(0.03) -0.09* (0.04) 0.03 (0.03) 0.02 (0.04) Title 1 0.01 (0.02) 0.03 (0.03) 0.02 (0.02) 0.05 (0.03) -0.01 (0.03) 0.00 (0.03) ^ p ≤ 0.10 *p ≤0.05 **p ≤0.01 *** p ≤0.001

+ References categories are white for race/ethnicity, two-parent household for family structure, white for teacher race, less than Master's for education, not certified for certification, public school for sector, and not Title 1

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Table 5.3 Multilevel Models of Socio-emotional Outcomes from School Organizational Climate Dimensions, with and without teacher job satisfaction Externalizing Behaviors Internalizing Behaviors Social Skills Self-reported Teacher-reported Self-reported Teacher-reported Self-reported Teacher-reported Teacher-Reported Organizational Climate Staff Collegiality NS NS NS NS NS NS Leadership NS NS NS NS NS NS Student Conduct -0.05***

(0.01) -0.05** (0.01)

-0.09*** (0.02)

-0.09*** (0.02)

NS NS -0.03^ (0.02)

-0.03^ (0.02)

NS NS 0.04* (0.02)

0.03 (0.02)

Teacher Job Satisfaction

-0.02* (0.01)

-0.02* (0.01)

-0.02^ (0.01)

NS 0.02^ (0.02)

0.06*** (0.01)

Administrator-Reported Organizational Climate Community Support & School Order

-0.03* (0.01)

-0.03* (0.01)

NS NS NS NS NS NS 0.02^ (0.01)

0.02^ (0.02)

NS NS

Teacher Job Satisfaction

-0.02* (0.01)

-0.03** (0.01)

-0.02^ (0.01)

NS 0.03^ (0.02)

0.06*** (0.01)

Stability NS NS -0.03* (0.01)

-0.03* (0.01)

NS NS NS NS NS NS NS NS

Teacher Job Satisfaction

-0.02* (0.01)

-0.03** (0.01)

-0.02^ (0.01)

NS 0.02^ (0.01)

0.06*** (0.01)

*All models controlled for child/family, teacher and school variables included in models in previous steps ^ p ≤ 0.10 *p ≤0.05 **p ≤0.01 *** p ≤0.001

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Chapter Six

Conclusion

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Children’s socio-emotional outcomes are linked to later well-being and success,

and there is growing acknowledgement of the role of schools in promoting these types of

non-cognitive outcomes. This study used data from a national sample to examine the

relationship between staff perceptions of school organizational climate and students’

socio-emotional outcomes in late elementary school. School organizational climate scales

were identified using items from the teacher and administrator surveys in the Early

Childhood Longitudinal Study- Kindergarten Class (ECLS-K) and supported the

conceptualization of school organizational climate as a school-level measure. Of the

scales examined, Student Conduct was most strongly and significantly associated with

children’s outcomes, with the strongest associations for children from the poorest

families. Dimensions of school organizational climate, particularly Leadership, Staff

Collegiality, and Student Conduct were also significantly associated with teacher job

satisfaction, which may in turn affect students’ socio-emotional development. Findings

highlight the importance of interventions that aim to improve school-wide student

conduct, as well as surveys that ask staff to report their perceptions of the school

environment. This chapter summarizes the findings of the study, outlines implications

for practice and research, and describes limitations and strengths.

Summary of Results

Chapter Three described how exploratory structural equation modeling (ESEM)

was used to identify, and confirmatory factor analysis to confirm, school organizational

climate scales consisting of items in the administrator and teacher surveys of the third and

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fifth grade waves of the ECLS-K. The five-factor model for the administrator survey

included the following factors: General Facilities, Extracurricular Facilities, Safety,

Stability, and Community Support and School Order. All scales except General Facilities

had acceptable internal reliability. The teacher survey had a four-factor model consisting

of: Teacher Interaction, Staff Collegiality, Student Conduct and Leadership. Overall, the

scales identified in this study reflect several key constructs also captured in the OHI-E

and School-Level Environment Questionnaire (SLEQ), two of the most accepted and

frequently used staff climate surveys. These constructs include school resources, teacher

collegiality, student behavior, school leadership, and relationships with parents and the

surrounding community. ICCs for the teacher scales ranged from 0.17 to 0.36, indicating

a moderate proportion of variance in scale scores was due to between-school variance

and warranting school-level aggregation of teacher scores.

Chapter Four examined the relationship between staff perceptions of the school

organizational climate and students’ socio-emotional outcomes in fifth grade, controlling

for third grade outcomes as well as a range of child, family, and school characteristics. A

secondary aim was to determine if this relationship was moderated by student-level risk,

as defined by low SES or high levels of externalizing behaviors in third grade. Only a

few of the nine school organizational climate variables examined in this study were

significantly associated with students’ socio-emotional outcomes. The strongest

relationship was between teacher-perceived Student Conduct and externalizing behaviors

(both self-reported and teacher-reported). As expected, this relationship was negative,

such that students had lower levels of externalizing behaviors in schools in which

teachers perceived better overall student conduct. Student Conduct was positively

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associated with teacher-reported social skills, indicating greater social skills in schools

with better student conduct. Administrator-perceived Community Support and School

Order was also significantly associated with self-reported externalizing behaviors and

social skills. These findings highlight the importance of school-wide student conduct for

individual students’ socio-emotional development and are consistent with previous

research linking a school’s discipline climate with students’ non-academic outcomes.

(Ma, 2000; Ma & Klinger, 2000; Ma & Willms, 2004). Although there was not strong

evidence from this study that the relationship between school organizational climate and

students’ socio-emotional outcomes varied significantly based on third grade behavior,

some associations were stronger for students from poorer families.

The purpose of the study described in Chapter Five was to determine if teacher

job satisfaction is a pathway by which school organizational climate affects students’

socio-emotional outcomes. There was evidence of a strong relationship between school

organizational climate—particularly Leadership, Staff Collegiality and Student

Conduct—and teacher job satisfaction. Job satisfaction had a small, but significant,

relationship with several socio-emotional outcomes. Students with more satisfied teachers

demonstrated lower levels of externalizing behaviors and self-reported internalizing

behaviors, as well as higher levels of social skills, after controlling for third grade

behaviors and other important child, family, teacher and school factors. Job satisfaction

was found to mediate only one relationship: the link between Student Conduct and

teacher-reported social skills.

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Implications for Policy and Practice

This study makes several valuable contributions to the scientific study of schools

and children’s mental health, and has practical policy implications. There is growing

recognition that schools play an important role in fostering children’s socio-emotional

development. This is evident in the increase in programs such as the federal Safe

Schools/Healthy Schools (SS/HS) Initiative that calls on schools to prevent violence and

negative behaviors, and promote positive development in students using a range of

strategies such as bullying prevention activities, after-school learning opportunities,

identification of at-risk children and provision of services (Furlong et al., 2003).

However, schools have limited resources and competing demands. These time and

resource constraints make it important to prioritize efforts and identify approaches that

have multiple benefits (Durlak et al., 2011).

Along with an increase in school interventions to address socio-emotional

development, many school districts and states administer staff surveys to assess the

school environment. As part of the SS/HS Initiative, school districts are required to

administer surveys to staff, such as the California School Climate Survey. These surveys

include questions similar to the questionnaire items that were examined in this study.

Results of this study highlight the importance and value of these surveys by

demonstrating a link between teachers’ perceptions of the school environment and

students’ outcomes. This study provides evidence from a large national study of a small

but statistically significant relationship between teachers’ perceptions of school-wide

student conduct and individual students’ externalizing behavior and social skills in late

201

elementary school. Results also indicate the influence of school-wide student conduct is

strongest for children from families with low socio-economic status.

Like past research, this study also found that approximately 10% of the variance

in students’ outcomes was at the school level. While this proportion of variance may

seem relatively small, schools are often targeted for interventions because they are seen

as more amenable and accessible than families, another influential and central

environment for children’s development. There is evidence that universal school

interventions, such as School Wide Positive Behavioral Interventions and Supports

(SWPBIS), can have significant effects on students’ problem behaviors and social skills.

A recent randomized controlled trial in 37 elementary schools found that children in

SWPBIS schools had significantly lower levels of disruptive behaviors and significantly

higher levels of prosocial behaviors and emotion regulation compared to control schools

(Bradshaw et al., 2012). The current study highlights the importance of interventions like

SWPBIS.

While this study found some significant direct associations between school

organizational climate and students’ socio-emotional outcomes, most dimensions of

school organizational climate were not directly associated with the outcomes examined.

However, most of the school organizational climate dimensions, especially those reported

by teachers, were not only significantly associated with teacher satisfaction, they

accounted for a relatively large proportion of the school-level variance in teachers’ job

satisfaction. While school-wide Student Conduct is most directly related to students’

socio-emotional outcomes, other aspects of school organizational climate such as Staff

Collegiality and Leadership are important predictors of teachers’ job satisfaction, which

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may in turn affect students’ outcomes. Previous research has demonstrated the

importance of teacher job satisfaction for retention and to some extent, academic

outcomes. This study has also shown that teacher job satisfaction matters for children’s

socio-emotional development.

Implications for Research

While a large body of research has examined student-perceived school climate,

there is a need to better understand school climate as perceived by staff (Mitchell et al.,

2010). Results from this study provide scales that can be used in future studies using

ECLS-K data to examine school organizational climate constructs. Given previous

research linking aspects of the school organizational climate to students’ outcomes, future

research could explore the relationship between scale scores and other school

characteristics, such as the variation in scale scores by school Title 1 status, urbanicity

and minority enrollment. The identification of these scales also provides an important

starting point for better understanding the role of the school environment in children’s

development, particularly because of the wealth of data in the ECLS-K, including

longitudinal data about students’ academic and socio-emotional outcomes.

This study examined dimensions of school organizational climate both in separate

regression models and simultaneously in the same model. This approach provides

information both about the unique effect of each dimension and the effect given other

dimensions. It does not, however, provide information about how these dimensions affect

each other. For example, the relationship between Leadership and students’ outcomes

may be mediated by Student Conduct. One possible pathway linking school factors and

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student outcomes was examined in this study, but more research is needed to understand

the mechanisms through which school-level characteristics result in student outcomes.

While many studies look at school-level factors and students’ outcomes or teachers’

qualities and students’ outcomes, there is a need to link these relationships and better

understand how these multiple levels interact with each other.

One method that may be helpful for better understanding the complexities of

school organizational climate is structural equation modeling, which facilitates a more

explicit examination of both indirect and direct effects, as well as relationships between

independent variables. Another useful method may be latent class analysis, which would

involve characterizing schools based on multiple dimensions of school organizational

climate. For example, while schools that have high levels of leadership are also likely to

have high levels of staff collegiality and other dimensions of climate, it would be

interesting to better understand common school organizational climate profiles.

Limitations and Strengths

Limitations

It is important to acknowledge that despite the robust design and significance of this

study, there are several limitations.

There are several limitations related to the measurement of school organizational

climate. The dimensions of the school organizational climate examined in this study were

limited by the data collected in the ECLS-K. It would have been preferable to use

organizational climate items and factors from an existing instrument, such as the

Organizational Health Inventory (OHI), to maintain consistency with other research, but

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that was not possible. However, the factors identified in Aim 1 reflected many of the

same constructs. Another consequence of the limited items is that there may be

dimensions of the school organizational climate associated with children’s socio-

emotional development that were not assessed in the ECLS-K. Another limitation was

that measurement of the school organizational climate was based on only a few reporters

per school (several teachers and the administrator). Although the findings from Aim 1, as

well as previous research, support the concept of school organizational climate as a

school-level characteristic experienced by all staff members, individual characteristics of

staff can influence their perceptions (Bevans et al., 2007). Finally, based on previous

research that indicates stability in school organizational climate over several years, the

school organizational climate measures from teachers and administrators in third and fifth

grade were combined. A benefit of this approach is that it provides data about the school

organizational climate from more reporters. A potential problem is that there may have

been changes in the school between the third and fifth grade ECLS-K administrations,

such as a new principal, that have important implications for school organizational

climate. This would contribute to measurement error and may have led to an

underestimation of the relationship between organizational climate and students’

outcomes.

The measurement of children’s socio-emotional outcomes also has limitations, since

they were based on teacher and child report. All reporters can be considered to be biased

in that their reports reflect their own perspective and exposure to the child (Pigott &

Cowen, 2000; Taylor, Gunter, & Slate, 2001). For example, teachers’ ratings only reflect

students’ behaviors in one context; the school setting. Observational techniques for

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children’s socio-emotional outcomes and family factors would have been optimal (Pianta

et al., 2007).

Another concern is that teacher report was used for both predictor measures (school

organizational climate) and outcome measures (teachers SRS ratings), so observed

associations may have been an artifact of rater effects. Importantly, this issue was

mitigated because the school organizational climate was based on data aggregated across

the teachers and administrators and children’s socio-emotional outcomes were also be

examined using child report.

The inclusion and exclusion criteria for the study sample may affect the

generalizability of the findings. Because the sample was limited to children who stayed in

the same school from third grade until fifth grade, children who moved during this time

are excluded. This means the findings are generalizable only to students who remain in

the same school for three years. Children who were excluded because of their mobility

may be at higher risk for psychopathology, since previous research has found that

multiple household moves contribute to social, emotional and behavioral problems in

children (Ackerman et al., 1999; Humke & Shaefer, 1995).

Although many important covariates were included in the models, it is impossible to

be sure that all potentially confounding factors have been included in the analyses.

Additionally, while teacher job satisfaction was examined as a possible mediator and

teacher characteristics were included as covariates, other characteristics of class

composition and characteristics were not included.

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Strengths

Despite the limitations described above, the study also has important strengths.

First, because the ECLS-K is a national sample, it has good external generalizability and

findings can be applied to children in elementary schools across the nation. The large

sample size is also a strength.

In addition to the sample, a strength of the study is the breadth of the variables

included in the models, which acknowledges the socio-ecological nature of socio-

emotional development and the importance of risk factors from multiple contexts.

Although the focus of the study was on school effects, accurately identifying the

contribution of schools requires also acknowledging the influence of other contexts.

Including third grade behavior was also important given the predictive value of earlier

behaviors.

The analytical methods are also a strength. Factor analysis facilitated the creation

of school organizational climate dimensions that are more meaningful and reliable than

individual items. Multi-level modeling helped to account for clustering of students within

schools and non-independence of the subjects. It also allowed for partitioning of variance,

which provided important information about how much of the variation in child outcomes

is due to individual/family characteristics and how much is related to differences between

schools.

Although there are limitations in the measurement of children’s socio-emotional

outcomes, the inclusion of both teacher and child report of these outcomes is a strength.

This multi-method approach has been suggested by other researchers (Luckner & Pianta,

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2011). Both positive and negative outcomes are included, which is valuable since both

are central to children’s psychological development.

Finally, this study attempted to elucidate not only the effects of schools, but also

the ways in which these effects are related to influential factors in other contexts. In the

second aim, interactions between school variables and individual-level risk were

examined. The third aim involved relationships between school, teacher and student

characteristics. These types of analyses reflect the complex determinants of children’s

socio-emotional development and provide a more nuanced view of school-level effects.

Conclusion

While this study confirmed that school organizational climate does play a role in

students’ socio-emotional development, it also highlighted some of the complexities of

the relationship. Of the socio-emotional outcomes examined in this study, externalizing

behaviors were the most influenced by school organizational climate. Social skills were

somewhat affected, and there was little effect of school organizational climate on

internalizing behaviors. Better school-wide Student Conduct as perceived by teachers was

associated with lower levels of externalizing behaviors and more social skills, supporting

the use of school-level efforts to improve student conduct and reduce bullying. As

hypothesized, the relationship between school organizational climate and socio-emotional

outcomes was stronger for children from poorer families. Many dimensions of school

organizational climate examined in this study had no direct effect on students’ socio-

emotional outcomes, and the direct effects that were observed were small. The finding

that Staff Collegiality and Leadership were strongly associated with teacher job

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satisfaction and teacher job satisfaction was associated with several of the socio-

emotional outcomes suggests that school organizational climate may influence students’

outcomes indirectly through teacher attitudes and behaviors.

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References !!Ackerman, B. P., Kogos, J., Youngstrom, E. A., Schoff, K., & Izard, C. (1999). Family

instability and the problem behaviors of children from economically disadvantaged families. Developmental Psychology, 35,258–268.!

!Bevans, K., Bradshaw, C., Miech, R., Leaf, P. (2007). Staff- and School-Level Predictors

of School Organizational Health: A Multilevel Analysis. Journal of School Health. 77, 294-302.!

!Bradshaw, C.P., Waasdorp, T.E., Leaf, P.J. (2012). Effects of School-Wide Positive

Behavioral Interventions and Supports on Child Behavior Problems. Pediatrics, 130, e1136-e1145.!

!Durlak, J.A., Weisberg, R.P., Dymnicki, A.B., Taylor, R.D. & Schellinger, K.B. (2011).

The Impact of Enhancing Students’ Social and Emotional Learning: a Meta-Analysis of School-Based Universal Interventions. Child Development, 82, 1, 405-432.!

!Furlong, M., Paige, L.Z., Osher, D. (2003). The Safe Schools/Health Students (SS/HS)

Initiative: Lessons Learned from Implementing Comprehensive Youth Development Programs. Psychology in the Schools, 40(5): 447-456.!

!Humke, C., & Shaefer, C. (1995). Relocation: A review of the effects of residential

mobility on children and adolescents. Psychology, A Journal of Human Behavior, 32, 16–24.!

!Luckner, A.E. and Pianta, R.C. (2011).Teacher-student interactions in fifth grade

classrooms: Relations with children’s peer behavior. Journal of Applied Developmental Psychology. 32: 257-266.!

!Mitchell, M.M., Bradshaw, C.P. & Leaf, P.J. (2010). Student and Teacher Perceptions of

School Climate: A Multilevel Exploration of Patterns of Discrepancy. Journal of School Health, 80, 271-279.!

!Pianta RC, Belsky J, Houts R, Morrison F. (2007). The NICHD Early Child Care

Research Network. Opportunities to learn in America’s elementary classrooms. Science, 315(5820), 1795–1796.!

!Pigott, R. L., & Cowen, E. L. (2000). Teacher race, child race, racial congruence, and

teacher ratings of children’s school adjustment. Journal of School Psychology, 38, 177-196.!

!

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Taylor, P. B., Gunter, P. L., & Slate, J. R. (2001). Teachers’ perceptions of inappropriate student behavior as a function of teachers’ and students’ gender and ethnic background. Behavioral Disorders, 26, 146-15.

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!Appendix 1: Items included in factor analysis (school administrator survey)

Variable Item Response Scale Mean CAFEOK In general, how adequate is the

cafeteria for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

4.2

COMPOK In general, how adequate is the computer lab for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

4.1

ARTOK In general, how adequate is the art room for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

3.3

GYMOK In general, how adequate is the gym for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

3.6

MUSCOK In general, how adequate is the music room for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

3.6

CLSSOK In general, how adequate are the classrooms for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

4.6

AUDTOK In general, how adequate is the auditorium for meeting the needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

2.2

MULTOK In general, how adequate is the multi-purpose room for meeting needs of children in your school?

1=Do not have; 2=Never Adequate; 3=Often not; 4=Sometimes not; 5=Always adequate

2.7

WEAPON During this school year, have children brought weapons to school?

1=Yes; 2=No 1.9

FORCE During this school year, have children or teachers been physically attacked or involved in fights?

1=Yes; 2=No

1.9

ATTACK Have things been taken directly from children/teachers by force/threat of force at school or to/from school?

1=Yes; 2=No 1.7

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INVOLV Parents are actively involved in this school's programs.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.0

ABSENT Teacher absenteeism is a problem at this school.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

1.8

TRNOVR Teacher turnover is a problem at this school.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

1.7

CHLDOU Child absenteeism is a problem at this school.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

2.3

SPPRT The community served by this school is supportive of its goals and activities.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.2

CNSNSS There is consensus among administrators and teachers on goals and expectations

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.3

ORDR Order and discipline are maintained satisfactorily in the building(s)

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.4

OVRCRD Overcrowding is a problem at this school

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

2.4

WLCOME Parents of children in this school are welcome to observe classes any time they are in session.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.1

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Appendix 2: Items included in factor analysis (teacher survey)

Variable Item Response Scale Mean LESPL How often have you met with

other teachers to discuss lesson planning?

1=Never; 2=1/month; 3=2-3 times/month, 4=1-2/week, 5=3-4 times/week; 6=daily

3.6

CURRD How often have you met with other teachers to discuss curriculum development?

1=Never; 2=1/month; 3=2-3 times/month, 4=1-2/week, 5=3-4 times/week; 6=daily

2.9

INDCH How often have you met with other teachers or specialists to discuss individual children?

1=Never; 2=1/month; 3=2-3 times/month, 4=1-2/week, 5=3-4 times/week; 6=daily

3.4

DISCH How often met with special ed. teacher/service providers to discuss/plan for children with disabilities?

1=Never; 2=1/month; 3=2-3 times/month, 4=1-2/week, 5=3-4 times/week; 6=daily

2.9

SCHSP Staff members in this school generally have school spirit

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.0

MISBH Level of child misbehavior in this school interferes with my teaching

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

2.4

NOTCA Many of the children I teach are not capable of learning the material I am supposed to teach them

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

2.1

ACCPT I feel accepted and respected as a colleague by most staff members

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.4

CNTNL Teachers in this school are continually learning and seeking new ideas

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.2

PAPRW Routine administrative duties and paperwork interfere with my job of teaching

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

3.3

PSUPP Parents are supportive of school staff

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

3.7

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Variable Item Response Scale Mean SCHPL At your school, how much

influence do you think teachers have over school policy in areas such as determining discipline policy, deciding how some school funds will be spent, and assigning children to classes?

1=No Influence; 2=Slight influence; 3=Some influence; 4=Moderate influence; 5=Great deal

3.2

CNTRL How much control do you feel you have IN YOUR CLASSROOM over such areas as selecting skills to be taught, deciding about teaching techniques, and disciplining children?

1=No Control; 2=Slight control; 3=Some control; 4=Moderate control; 5=Great deal

4.2

STNDL The academic standards at this school are too low

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

1.9

MISSI There is broad agreement among the entire school faculty about the central mission of the school

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

3.9

ALLKN School administrator knows what kind of school he/she wants and has communicated it to the staff

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.1

PRESS School administrator deals effectively with pressures from outside school that might affect teaching.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

3.9

PRIOR The school administrator sets priorities, makes plans, and sees that they are carried out.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

3.9

ENCOU The school administrator’s behavior toward the staff is supportive and encouraging

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

4.0

PHSCN Physical conflicts among children are a serious problem in this school.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

2.2

BULLY Children bullying other children is a serious problem in this school.

1=Strongly disagree; 2=Disagree; 3=Neither agree/disagree; 4=Agree; 5=Strongly agree

2.4

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McHale Newport-Berra 642 S. California Avenue Palo Alto, CA 94306

(541) 740-1662 [email protected]

Date of Birth: April 24, 1979 Place of Birth: Oregon, USA

EDUCATION

Johns Hopkins Bloomberg School of Public Health Baltimore, MD PhD, Population, Family and Reproductive Health October 2013 Dissertation: School Organizational Climate and Students’ Socio-emotional Outcomes University of Michigan School of Public Health Ann Arbor, MI MPH, Health Behavior and Health Education April 2006 San Jose State University San Jose, CA Multiple Subject Teaching Credential 2001-2003 Duke University Durham, NC BA English May 2001 Chemistry Minor School for International Training Kenya Semester in Kenya September-December 1999 Independently conducted research and wrote paper: Perspectives on Child Health Among the Pokot

HONORS AND AWARDS American Educational Research Association Dissertation Grant July 2012-July 2013 John and Alice Chenoweth Pate Fellowship Award April 2012 Department of Population, Family, and Reproductive Health Maternal and Child Health Epidemiology Fellowship October 2011-May 2012 Maternal and Child Health Bureau, US Dept. of Health & Human Services Johnson and Johnson Community Health Care Scholar August 2010-May 2013 Donald A. Cornely Scholar April 2011 Department of Population, Family, and Reproductive Health Child Mental Health Services & Service System Fellowship Sept. 2009-August 2011 National Institute of Mental Health (NIMH)

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PROFESSIONAL EXPERIENCE

Applied Survey Research San Jose, CA Senior Research Analyst September 2013-Present Responsibilities include study and survey design, data analysis, and data presentation to help clients meet their needs and improve their programs. Focus on school readiness assessments, educational programs and health interventions. !Johns Hopkins Bloomberg School of Public Health Baltimore, MD Research Assistant April 2012-January 2013 Worked with team to evaluate CookShop, a nutrition education program in New York City public schools. Role included survey development, creation of survey tool for iPads, and data management. Maryland State Department of Health & Mental Hygiene Baltimore, MD Maternal and Child Health Epidemiology Fellow October 2011-May 2012 • Analyzed Maryland Pregnancy Risk Assessment Monitoring System (PRAMS) data to

examine the relationship between homelessness, pregnant mothers’ behaviors and birth outcomes

• Wrote policy brief on findings Johnson and Johnson Community Health Care Program Baltimore, MD/Detroit, MI Johnson and Johnson Community Health Care Scholar August 2010-May 2013 Provide devaluation technical assistance to a community-based organization implementing interventions to prevent childhood obesity !Johns Hopkins Bloomberg School of Public Health Baltimore, MD Research Assistant November 2009-March 2010 Worked with the Department of Pediatrics, School of Public Health, and East Baltimore community organizations to develop and write a proposal for early childhood services in East Baltimore !Children’s Hospital at Montefiore/Montefiore School Health Program Bronx, NY Evaluation of the Moving Smart Intervention in Increasing Physical Activity in Bronx Elementary School Students Research Consultant September 2007-December 2010 • Wrote academic standards-based scripts that integrate learning and exercise • Coordinated and supervised staff for collection of data • Explained and demonstrated intervention to teachers and administrators • Provided input regarding study design, intervention implementation and data collection

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Montefiore School Health Program Bronx, NY Community Health Organizer September 2006- July 2009 • Facilitated school health committees at multiple schools and worked with other people

in the school community to identify health needs, and develop and implement health programs and policies

• Liaised between school-based clinic and school • Conducted evaluation for Community Health Division of the Montefiore School

Health Program, including logic model development, creation of quantitative and qualitative instruments, and data collection, analysis and presentation

America Reads Ann Arbor, MI Team Leader September 2004-April 2006 • Supervised undergraduate tutors and provided tutor training • Communicated with principals and teachers • Helped revise assessment for tutees University of Michigan Ann Arbor, MI Review of Judgment and Decision Making Literature Pertinent to the Development of Traffic Offender Training/Improvement Programmes Research Assistant September 2005- March 2006 • Reviewed articles and entered relevant information into FileMaker Pro database • Wrote sections of manuscript University of California-Berkeley, Center for Weight and Health Berkeley, CA Community-Based Intervention to Reduce the Risk of Type 2 Diabetes in Overweight African-American 9-10 Year Old Children MPH Intern May-August 2005 • Reviewed 3-day food and activity diaries • Assisted with development and implementation of intervention I Have A Dream Summer Program, Costaño Elementary School East Palo Alto, CA Reading Teacher May-August 2004 Designed and taught reading curriculum for third graders Alum Rock Union School District/ Teach for America San Jose, CA Elementary School Teacher Kindergarten Teacher, Arbuckle Elementary School September 2001 - June 2002 Third Grade Teacher, Arbuckle Elementary School September 2002 - June 2003 Substitute Teacher February-May 2004

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TEACHING EXPERIENCE

Johns Hopkins Bloomberg School of Public Health Baltimore, MD Teaching Assistant August 2011-October 2011 Course: Life Course Perspectives on Health Johns Hopkins Bloomberg School of Public Health Baltimore, MD Teaching Assistant March 2011-May 2011 Course: Schools and Health !

PUBLICATIONS Strecher, V.J., Shope, J., Bauermeister, J.A., Chang, C., Newport-Berra, M., Candee, E., Boonin, A., Ewing, L., Giroux, A., & Guay, E. (2006). Review of Judgment and Decision Making Literature Pertinent to the Development of Traffic Offender Training/ Improvement Programs [Technical report]. London, UK: Department of Transport.

PRESENTATIONS

Newport-Berra M. (2013, October). School Organizational Climate and Students’ Socio-emotional Outcomes: Does the Relationship Vary by Student-Level Risk? Poster presentation at Annual Conference on Advancing School Mental Health. Arlington, VA. Newport-Berra M. (2013, April). Elementary School Organizational Climate and Students’ Socio-emotional Outcomes. Invited Poster Session for AERA Grantees at the Annual Meeting of the American Educational Research Association. San Francisco, CA. Newport-Berra, M. Hopkins, P., Nwankwo, R., Eiler, S., Law, D.J., Fonseca-Becker, F. (2012, December). Promoting Health Equity Through a Multi-Sector Collaboration to Prevent Childhood Obesity in an Under-Served Urban Community. Poster presentation at the 2012 Science of Eliminating Health Disparities Summit. National Harbor, MD. Newport-Berra, M. Blank, A. E. & Charlop, M. (2009, November). Role of Community Health Organizers in public schools: Lessons learned. Presentation at the Annual Meeting of the American Public Health Association. Philadelphia, PA.

SKILLS Statistical Software: STATA, Mplus, Epi Info Computer Software: Microsoft Office Package Languages Skills: Proficient in Spanish !