f« ,990-pf a'i °ed return of private foundation treate...

F«�,990-PF A'I °ED Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust

Department AMEND~J Treated as a Private Foundation Internal Revenue Service Note The oraan¢a7im maV be able to use a cmv o! (his return !o sahslv stale reoonma reauvemPnrs Tg99

0 Use the IRS ev label THE SAMUEL ROBERTS NOBLE FOUNDATION IIi

Otherwise, Number and street (or P O box number if mail is not delivered to street address) a- please print

or type - W See Specific P . O . BOX 2180 `7 C~l Instructions City or town, stale, and ZIP +4

!d

ao ARDMORE %23402-'101 ~ H Check type of organization Section SO

Section 4947 a 1 nonexem pt charitable trust

exempt private foundation

I Fair market value of assets at end Accounting method U Cash Lf Accrual of year (from Part 11, cot (c), line O Other (specify) 16) " 971 672 378 . (Part 1, column (d) must be on cash basis ) ~Analysis of Revenue and Expenses

(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts m column (a) (see page 9 of the instructions) )

1 eoninoww grits grants etc rern+e (enecn sUieaNa)

2 Contributions from split-interest trusts

3 Interest on sa,ngs end temporary rash investments

4 Dividends and interest from securities

Sa Gross rents

b (Nat rental income or loss) 23,850

6 Not gain or (loss) It= sale d assets rid m line 10

7 Capital gain net income (from Part IV line 2)

Net short-term capital gain

9 Income mode/ica4ms - i 0 s Gross sales less returns 31 248 and allowances b Less c~ a goods sea r~30 469 c Gross profit a (loss) (attach schedule)

11 Other income (attach schedule) STMT 2

(a) Revenue and (b) Net investment expenses per income

books

~~I~IbA~krs, directors trustees etc 044 . 404 . 64 , 7 4 Vis Dies andwages 8 . 609 . 321 . 94 , 62 pans, employee benefits 2 050 , 418 . 31 3 9 Oachschedule) STMT 3 182 118 . 1 , 82 ngfeeslaltachschedule) STMT 4 86 , 710 . 86 ~QAees(attachsch6Mill' $ 3 , 303 , 289 . 2J807,04

is

7 Subtract line 26 from line 12 a Excess of revenue war expenses end

disbursements b Net investment income (if negative, enter -0.)

ee14,o, cold For Paperwork Reduction Act Notice, see the instructions SQ7948 1722 09/11/2002 15 :38 :50 650486

Forth 990-PF (1999) 5

Name of organization A Employer Identification number

/J_VOVpLV7

Room/Suite 8 Telephone number (see page 9 d the instructions)

1( 580 ) 221-7212 C II exemplum eppica4an u

pending oftecklum

D 1 FomignageNmuau emrxnero 1 Z Orpen~zauw meeunp one 65X lest ,

Cheek here and ... Ch oomDNeVOn

E If private lounaeem 51atus was terminated! unanseam507(o)(1)(t)mWinen

F u the foundation b In a 80-morth termination under aed,m so7(D)(1)(B) rliea hem F~

O M e00reu ctIengeU chect nere

(d) Disbursements (c) Adjusted net for charitable

income purposes

0

N 18 Taxes (attach schedule) (see page 12 al uSI&NT. 1 9 Depreciation (attach schedule) and depletion

20 Occupancy

21 Travel, conferences? and meetings

Other expenselit~ch~~ch schedule TNT '' E Tot8gIq')pf~1f[1a7[trig D~~~ administrative expenses Adinay4B Ihi23

Contributions; JIIS,Igranls paid Total ~exp'9nses and disbursements Add lines

2 schedules end amounts m the o column should be la Balance

Book Value

Organizations that follow SFAS 117, check here It" end complete lines 24 through 28 end lines 30 end 31

24 Unrestricted

25 Temporarily restricted

26 Permanently restricted

Organizations that do not follow SFAS 117, cheek here end complete lines 27 through 31 If-

27 Capital stock, trust principal, a current funds . . 1 28 Paid-in or capital surplus a lane bldg and equipment fund

29 Retained earnings, accumulated income endwment, or dyer funds 30 Total net assets w fund balances (see page 16 of the

instructions) (], 31 Total liabilities and net asseL4fund balances (see page 16 of

Jsa BEt42o1 pp()

SQ7948 1722 09/04/2002 11 :37 :39 650486 6

,1 Cash - nm-interest bearing

2 Savings and temporary cash investments 3 Accounts receivable ll~ 889-_.

Less allowance for doubtful accounts ~ NONE 4 Pledges receivable

Less allowance for doubtful accounts ~

5 gaols receivable

6 Recervables due from officers, cLreclors trustees, and other

disqualified persons (attach schedule) (see page 74 a the rtuvudwru)

7 Other notes and loans receivable (attach schedule) --

Less allowance for doubtful accounts e Inventories for sale or use 9 Prepaid expenses and deterred charges 10a Investments-

STmT~ Q U S end slate government obligations (aitaU~ schadulg)

9 b Investments - corporate sock (attach schedule) $TTIT c Investments -corporate bonds (attach schedule) STriT 9

1 Investments-land buildings ll~ 54 160 endaquipmeN bass ------------ _-Less accumulated depreciation * 44,A3 6 . (eliadh schedule) ____________

12 Investments - mortgage loans , ,

13 Investments - other (attach schedule) , , 7 4 Land buildings and

equipment base ___________________ Less aaumNaleO deprepaiim 1 (attach schedule) __ ._________________

15 Other asses (describe " STMT 10 , 16 Total assets (to be completed by all filers - see page 15 0l

17 Accounts payable and accrued expenses

18 Grants payable x m 19 Deferred revenue

a 20 Loans from officers, directors trustees, and other disqualified persons

~ 21 Mortgages and other notes payable (attach schedule)

22 Other liabilities (describe 10

Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances al beginning of year - Part II, column (a), line 30

(must agree with end-of-year figure reported on poor years return) 2 Enter amount from Part I, line 27a 3 Other increases not included m line 2 (itemize) " .

Add lines 1, 2, and 3 o Decreases not included in line 2 (itemize) 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II . column lbl . line 30

137,091,839 . 727 .100 .127 . 53,864,840 .

372,929 .

Form 990-PF (i999)

It section 4940(d)(2) applies, leave this part blank

Was the organization liable for the section 4942 tax on the distributable amount of any year in the base penod'?, a Yes X No If "Yes," the organization does not qualify under section 4940(e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see page 16 of the instructions before making any entries

e () Base period years calendar year

Adjusted qualifying dslnbiAimv Net value d nmchantable use assets Distribution ratio

~r lax year beginning m) (cot (b) divided by cd (c))

1998 39_117. .130 . H59_623_]3d_ 0_0454991596f 4 .788,02

2 Total of line 1, column (d) . . 3 Average distribution ratio for the 5-year base penod-divide the total on line 2 by 5, or by

the number of years the foundation has been in existence if less than 5 years

4 Enter the net value of noncharitable-use assets for 1999 from Part X, line 5

5 Multiply line 4 by line 3

6 Enter 1% of net investment income (11 % of Part I, line 27b)

7 Add lines 5 and 6

3 0 .

4 8

5

B

7

615 .

e Enter qualifying distributions from Part XII, line 4 1 8 1 42,857,985 .

JSA I I line B o equal to or greater than line 7 MOM the box in Park VI lire f b and complete Itw pan using a 7% lay rate Sea the Park VI insl~udqna m page 76

eeI.3o I 00e Form 990-PF ( 1999) SQ7948 1722 09/11/2002 15 :38 :50 650486 7

Form 990-PF 1999 606209 Pa 3

Ca ital GaAnd Losses for Tax on Investment Income Mir (b) How

(c) Dale (a) List and describe the kind(s) of property sold (e g ,real estate acquired (d) Dale sold acquired

' 2-story brick warehouse or common stock, 200 shs MLC Cc ) P~P~'~e (mo , day, yr ) (mo, day, yr ) Danalwn

1e SEE STATEMENT II I I I b SCA^iA LoRP

d 01HER GA-INS RnD LoiSES

e ,9AST5 Aa7usf/nEnY To NoBLG AFfil.1AYES GASN- $EESTM7,il~°thy

(e) Gross sales price (0 Depreciation allowed (g) Cosh or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (I) minus (g)

b 14a X1'15 IL,7'1'1 c 23 Ooo ;O3oa d - 3 806 - o e - S7& 82~ ' 578 ?' Com plete only for assets showing gain in column h) and owned by the foundation on 12/31/69 (1) Gains (Col (h) gain minus

(i) F M V as al 12/31/69 0) Adjusted basis (k) Excess of cd (i) cot (k) but nW less than -0-) or as of 12/3t/69 over cd 0), if any Losses (from cd (h))

a 133 33(. a5 b 16a h9 c 23 009 d - 3 So! e

II gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) { If (loss), enter -0- in Part I, line 7 } 2 13 299 3 9 3 3 Net short-term capital gain or (lass) as defined in sections 1222(5) and (6)

It gam, also enter in Part 1, line 8, column (c) (see pages 11 and 16 of the instructions) , enter -0-in Part I, line 8 - - ' 3 -66627

13~1~ Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) lax on net investment income )

1996 1995

.0440014

Eselae Tex BesAW Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - sea

1 a Exempt operating foundations described in section 4940(d)(2), check here ~ and enter 'N/A' on line 1

Dale of ruling letter _ _ _ _ _ _-- _ (attach copy of ruling letter It necessary -see Instructions) b Domestic organizalions that meet the section 4940(e) requirements in Part V, check

here " X and enter 1 I of Part 1, line 27b

All other domestic organization enter 2% of line 27b Exempt foreign organizations enter 4% of Part I line 12, cot (b) 2 Tax under section 511 (domestic section 4947(a)( 1) trusts and taxable foundations only Others enter -0-)

3 Add lines 1 and 2

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)

5 Tax based on Investment Income Subtract line 4 from line 3 II zero a less, enter -0- , ,

6 Credits/Payments

e 1999 estimated tax payments and 1998 overpayment credited l0 1999 6 e 1 . 77 5 .

b Exempt foreign organizations tax withheld al source 6b NONE

c Tax paid with application for extension of lime to file (Form 2758) , 6c NONE

d OV£kPRYmEUT APPjtFD wlrH qei4iNauv F~~~ ff7u<n/ sd Z l~ IVD 7 Tout credits and payments Add lines 6a through 6d

e Enter any PENALTY for underpayment of estimated tax Check here n if Form 2220 is attached

9 TAX DUE If the total of lines Sand 8 is mae wan hne 7 enter AMOUNT OWED, 1 10 OVERPAYMENT If line 7 is more than the total of lines 5 and 8, enter the AMOUNT OVERPAID , 1 11 Enter the amount of line 10 to be Credited to 2000 estimated tax " -0- 1 Refunded I

l, SOS, 840

SQ7948 1722 09/04/2002 11 :37 :39 650486 8

1 e During the tax year did the organization attempt to influence any national, state, a local legislation a did Yes No

d participate or intervene m any political campaigns 1 e X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page

17 of the instructions for definition)? _ 1 b X 11 the answer is 'Yes'to 1 e or 1 b, attach a detailed descnphon of the activities and copies of any matenals

published or distributed by the organization in connection with the achwhes c Did Use organization (de Form 1120-POD for this years 1 c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) On the organization fl~ $ NONE (2) On organization managers " $ NONE Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed

on organization managers 1 S NONE 2 Has the organization engaged in any activities that have nod previously been reported to the IRS 2 X

If 'Yes,' attach a detailed descriptiori of the activities

3 Has the organization made any changes not previously reported to the IRS in its governing instrument articles

of incorporation, or bylaws or other similar instruments? It 'Yes,' attach a conformed copy of (he changes 7 X 4 a Did the organization have unrelated business graze insane of $1,000 or more during the years Aa X b If 'Yes ' has it tiled a tax return on Form 990-T la this yew? _ 4b X

5 Was [here a liquidation, termination, dissolution or substantial contraction during the years 5 X Il "Yes,' attach the statement required by General Instruction T

6 Are the requirements of section SOB(e) (relating to sections 4941 through 4945) satisfied either

By language in the governing instrument, a

By slate legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the slate law remain in the governing instrument? 6 X 7 Did the organization have at least $5,000 in assets at any time during the years If 'Ycs,"cwnplele Part 11, cot (c), and Part XV 7 X 8 a Enter the slakes to which the foundation reports or with which it is registered (sea page 18 of the

instructions) OKLAHOMA b II the answer is 'Yes' to line 7 has the organization furnished a mph of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No,' attach explanation e b X 9 Is the organization claiming status as a private operating foundation within the meaning of section 49420)(3)

or 49420)(5) for calendar year 1999 or the taxable year beginning in 1999 (sae insVUC6ons far Part XIV on page 23)1 If 'Yes,'canplefe Part XIV 9 2C

10 Did any persons become substantial contributors during the tax years 1l'Yes,' attach a schedule listing their names and addresses 10 X 11 a Did anyone request to see either the organization's annual return a its exemption application (o hoth)7 _ 11 a X

b If 'Yes,' did the organization comply pursuant to the instructions? (See General Instruction D ) 116 X 1 rhebooks ueincare ol "LARRY A . PULLIAM

----------------------- Telephone no "___1580Z224-6215___

Locatedat j,2510 SAM_ NOBLE -PARKWAY ;- ARDMORE,_ OK _______ Z1P+a 0 _______ 73401 13 Section 4947(a)(1) nonexempt charitable trusts tiling Form 990-PF in lieu of Form 1041 - check here , , "II

and enter the amount of fax-exempt interest reserved a accrued donna the year . ~ ~ 19 I JSA Form 990-PF (1999) BE144O 1 000

File Form 4720 if any Item is checked in the "Yes" column, unless an exception applies I Sell dealing (secUOn 4941 ) a During the year did the organization (either directly w indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified persons Q Yes X~ No

(2) Borrow money from lend money lo, or otherwise extend credit to (or accept it from)

a disqualified persons Yes X No

(7) Furnish goods, services or facilities to (or accept them from) a disqualified persons Yes No

(4) Pay compensation to or pay or reimburse the expenses of a disqualified persm~ X yes No

(5) Transfer any income or assets to a disqualified person (w make any of either available

for the benefit or use of a disqualified person) E] Yes X No

(6) Agree to pay money or property to a government official? (Exception Check 'No'

it the organization agreed to make a gram to or to employ the official for a period

alter termination of government service, it terminating within 90 days ) 1:1 Yes Xa No

6 If any answer is 'Yes' l0 tell) (6), did ANY of the acts tail to quality under the exceptions described in

Regulations section 53 4941(4) 3 or in a current notice regarding disaster assistance (see page 18 of the

insVUClions)7

Organizations relying on a current notice regarding disaster assistance check here 1

c Did the organization engage in a prior year in any of the acts described in 1a, other than excepted acts

that were not corrected before the first day of the lax year beginning in 1999 _

2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization

was a private operating foundation defined in section 4942(j)(3) or 4942~)(5))

a At the end of lax year 1999, did the organization have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 1999 ~ Yes X~ No

If'Yes,'list theyears 119_____-_- 19-----__, 19---___, 19

b Are there any years listed in 2a for which the organization is NOT applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed mcome'+ (If applying section a942(a)(2)

to ALL years listed, answer 'NO' and attach statement- see page 18 of the instructions )

c II the provisions of section 49a2(a)(2) are being applied to ANY of the years listed in 2a list the years here

" 1919 1919 3 Taxes on excess business holdings (secUon 4943)

a Did the organization hold more than a 2% direct or indirect interest in any business

" enterprise at any lime during the year? X~ Yes ONo

b If 'Yes,' did it have excess business holdings in 1999 as a result of (1) any purchase by the organization

or disqualified persons alter May 26 1969, (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holcLngs acquired by gift w bequest or (3)

the lapse of the 10 , 15-, or 20-year first phase holding periods (Use Schedule C Form 4720 to determine

if the organization had excess business holdings in 1999 ) 4 Taxes on investments that jeopardize charitable purposes (section 4944)

a Did the organization invest during the year any amount in a manner that would jeopardize its charitable

purposes? b Did the organization make any investment in a prior year (but after December 31 1969) that could jeopardize its charitable

purpose that had not been removed from jeopardy before the first day of the Iax year beginning in 1999

5 Taxes on taxable expenditures (section 4945) aid political expenditures (section 4955)

a During the year did the organization pay a incur any amount to

(1) Carry on propaganda or otherwise attempt to influence legislation (section 4945(e))? _ ~ Yes X~ No

(2) Influence the outcome of any specific public election (see section 4955) or to carry on

directly or indirectly any voter registration drive? B Yes X8 No

(3) Provide a grant to an individual for travel, study, w other similar purposes X Yes No

(4) Provide a grant to an organization other than a charitable etc , organization descirihpA in section 509(a)( 1) (2) a (3), or section a94D(d)(2)? X Yes ~ No

(5) Provide for any purpose other than religious charitable scientific, literary, or educational purposes or for the prevenlim of cruelty to children a animals ~ Yes Xa No

b II any answer is 'Yes" to Sa( I )-(5), did ANY of the transactions tail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 19 0l the inslruclions)7

Organizations relying on a current notice regarding disaster assistance check here c II the answer is 'Yes' to question Sa(4) does the organization claim ezempUm from the lax

because it maintained expenditure responv6ilily, la the grant? 'Set -5jtm} ZOO Yes X] No

u "v,... . ..o__~ .w,. ... .. . ..._ . ,_ .. . ..,_ .a ~ . ., o__ . .~ ..~ ., ... .. . .,..~ .__ c~ wewc v,a

JSF 9E 1450 1 ODD

SQ7948 1722 09/05/2002 09 :36 :10 650486 9

Form 990-PF (1999)

n rvonie ano aaviess vi eacn m son mu mare loan anu uuu o i vote of service c Gom e

.SEE STATEMENT IY 3 705

-----------------------------------------------------

-----------------------------------------------------

----------------------------------------------------

----------------------------------------------------

Total number of others receiving over $50,000 for professional services

Summary of Direct Charitable Activities

Lot the foundations loin laigesl direct Cnantable acliwlres Aunng the tan year Induce relevant statistical infa-malim such as the number I Eypajses of organizations aria oiner oeneliaanes served wn~erences convened research papers produced etc

7 PLANT BIOLOGY DIVISION AND GREENHOUS ENCLOSED ANNUAL REPORT

2 AGRICULTURAL DIVISION - SEE ENCLOSED

FORAGE BIOTECH - SEE ENCLOSED ANNUAL

JSA 9E~~60 I OW

SQ7948 1722 09/05/2002 07 :46 :17

Form sso-PF isss 7 606209 Pag I~R7n711 Informatio ut Officers, Directors, Trustees, Foundation Managers, Highly P mployees,

and Contractors 1 list ell officers, directors, trustees, foundation managers end their compensation see age 19 of the instructions

(b) Title and average (c) Compenuum (c) Comnoww io (e) Expanse account (e) Name and address hours per week (11 not paid, enter empiq~ee oeneln plans other allowances devoted to position p ~no aeferte0 mmperueum

SEE STATEMENT --------------------844 , 404 . 58 , 754 . 41 , 78

--------------------------------------

--------------------------------------

-------------------------------------

Compensation of five highest-paid employees (other then those included on line 1 - see page 19 0( the instructions) If none, enter "NONE "

(b) Title and average (a) conmeuuw to e E xpense account (e) Name and address of each employee pad more than $50 000 hours per wok (c) Compertsaiim empiq~~ oenebt pies ( ~ devoted to position and ueienea compensation other allowances

SEE -STATEMENT - 13 ------------------- 508 , 961 . 42 , 122 . 10 , 65 :

--------------------------------------

--------------------------------------

--------------------------------------

--------------------------------------

Total number of other em plo yees aid over $50,000 " F-42 3 Five highest-paid independent contractors for professional services - (see page 19 of the instructions) II none, enter

Investments (see page 20 of the instructions) Summary of

OKLAHOMA _LIFE _SCIENCES_FUND,_LLC_________ --------------------------------------------------

2 ------------------------------------------------------------------------------------------------------

-------------------------

Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see page 20 of the instructions ) market value of assets not used (or held for use) directly m carrvmp out charitable, etc ,

purposes a Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see page 21 of the instructions) d Total (add lines 1 a, b, and c) e Reduction claimed for blockage or other factors reported on lines 1 a and

1c (attach detailed explanation) SEE. STdi7 IS ~ ie ~ 20,055,601 . Acquisition indebtedness applicable to line 1 assets Subtract line 2 from line 1d Cash deemed held for charitable activities Enter 7 1/2% of line 3 (for greater amount, see page 21 of the instructions) Net value of noncharitable-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4 Minimum investment return. Enter 5% of line 5

I e 16 1c 1d

2 3

a 5

s

3 .373 .

5

ulsirlouiBDle Afflount (see page 21 of the instructions) (Section 494Z(J)(3) and (1)(5) private operating foundations and certain foreign organizations check here p. and do not complete this part )

i Minimum investment return from Part X, line 6 1 44 , 884 , 781 . 2 e Tax on investment income for 1999 from Part VI, line 5 _ 2a 1 , 505 , 840 . b Income tax for 1999 (This does not include the tax from Part VI ) 2b c Add lines 2a and 2b Zc 1 , 505 840 .

3 Disinbulable amount before adjustments Subtract line 2c from line 1 3 43 .378 . 941 . 4 e Recoveries of amounts treated as qualifying distnbuhons _ 4e 8 , 737 . b Income distributions from section 4947(a)(2) trusts 4b c Add lines 4a and 4b _ 4c g 7 37 .

5 Add lines 3 and ac _ _ 5 43 , 387 , 678 . 8 Deduction from dislributable amount (see page 22 0l the instructions) 8 NONE

7 Distrlbuteble amount as ad justed Subtract line 6 from line 5 Enter here and on Part All, line 1 - 7 43 , 387 . 678 .

Qualifying Distributions (see page 22 of the instructions)

1 " Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 1 e Program-related investments - total of lines 1-3 of Part IX-13 i b Amounts paid to acquire assets used (or held for use) directly m carrying out charitable, etc , purposes . _ p Amounts set aside for specific charitable projects that satisfy the Suitability test (prior IRS approval required) ae Cash distribution test (attach the required schedule) 3b Qualifying distributions Add lines 1a through 3b Enter here and on Pan V, line 8 and Part XIII, line 4 4 Organizations that qualify under section 4940(e) for the reduced rate of lax on net investment income Enter 1% of Part I, line 27b (see page 22 of the instructions) 5 Adjusted qualifying distributions Subtract line 5 from line 4 e Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating

qualifies for the section 4940(e) reduction of tax in those years

6

JSA BEt470Y000

SQ7948 1722 09/11/2002 15 :38 :50 11 650486

3

1

2 3 a

a b

2

3 a b

4 5

Form 990-PF(1999)

606209 e

1 Dislributahle amount for 1999 from Part XI corpus Years prior to 1998

line 7

2 Undistributed income if any as, d the end d 1998

e Enter amount for 1998 only

b Total log prior years NON]

3 Excess distributions carryover it any, l0 1999

a From lssa NONE ,-b From 1995 , NONE c From 1996 NONE . ,. d From 1997 NONE e From 1998 NONE 1 Total of lines 3a through a NONE

4 Qualifying distributions for 1999 from Put

xu,line at 42,857,985 . e Applied l0 1990, but not more than line 2a

b Applied to undistributed income of prior years (Election required sae page 23 of the LnSt r-ldiOnS) NON]

Treated as distributions out oSf"c'6 f" ~u 5s'EIecUOr"° required - see page 23 of the instructions) 25 . 000 .

d Applied l0 1999 distributable amount e Remaining amount distributed out of corpus

5 Excess distributions carryover applied l0 1999 NONE (1/an amount appears m column (I) the same amount must be shown in column (a) )

6, Enter the net total of each column as .. indicated below

a Corpus Add lines 31, 4c and be Subtract line 5 25 . 000 .

" b Prior years' undistributed income Subtract line 4b from line 2b NON] Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 49a2(a) lax has been prewausy assessed NON]

d Subtract line 6c from line 6b Taxable amount - see page 23 of the instructions NON]

e Undistributed income for 1998 Subbed line 4a from line 2a Taxable amwnt -see page 23 d the instructions

f Undistributed income for 1999 Subtract lines 4d and 5 from line 1 This amount must be distributed m 2000

7 Amounts healed as distributions cut at corpus to satisfy requirements unpased by seaion 17o(b)(t )(E) a 494p(g)(3) (gee page 23 of the Instructions)

8 Excess distributions carryover from 1994 nor applied m line 5 Or line 7 (see page 23 of the instructions)

. 9 Excess distributions carryover to 2000 Subtract lines 7 and 8 Iron line 6a

10 Analysis of line 9 a Excess it= 1995 NON. b Excess Iron 1996 NON: c Excess it= 1997 NON:

d Excess it= tsse NON: e FYenss irnm 149E N(1T7'

JSA 9E14702000

SQ7948 1722 09/11/2002 15 :38 :50 650486 12

Undistributed Income (see page 22 0( the instructions)

Form 990-PF (tsss)

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions or other IactvsGENERALLY RESTRICTED TO SOUTHWESTERN UNITED STATES 501(C)(3)

ORGANIZATIONS ee+4so i boo Farm 990-PF if 999)

SQ7948 1722 09104/2002 11 :37 :39 650486 13

1 a II the foundation has received a ruling or determination teller that it is a private operating foundation, and the ruling is effective for 1999 enter the dale of the ruling

b Check box to indicate whether the or an¢aUon is a private operating foundation described in section

a Enter the imser a the Tax ear Prior 3 yews

adjusted net income from a 1999 b 1998 c 1997 Part I or the minimum

investment return from Part X for each year listed

b 85% 0l line 2a

C Qualifying demnibutions, from Pan

%1I line " la eeU year listee

d nmounis Included . . line a not uses directly for ectre conaua al exempt ecValles

Q Qualifying distributions mace avedly for edlve conduct 0 exempt actrourse; subtract line 20 Iran line 2. .

9 Complete 9e o or clortne alternampe teal relied upon

a ',assets' anemati,e, test enter

0 ) VNUedellwets (2) Value dassetsquaroying

under section 4sa2U)I1I(B)(p

b -Endowmem enemeWetest Enter Z3 0l minimum investment return snoxn in Part % line BIweach year listed .

C Support eltunevmlcsi enter

(1) Total support aver than gross oinasment income (interest dMOGn65 !lots payments m fecunoes loera; (sx4on s12(a)is) or royalties)

(2) support from genera public and 5 v more exempt organizations es ".Wed m sac4m 49420)13(B)(u9

(3) LergestemounlUS.ppan from en exempt orqeni:eem

Supplementary Information (Complete this pert only if the organization had $5,000 or more In assets et any time during the year -- sae page 24 of the instructions )

1 Information Regarding Foundation Managers a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (bud only if they have contributed more than $5 000) (See section 507(d)(2) ~

NONE

b List any managers of the foundation who own 10% or more of the sock of a corporation (w an equally large portion of the ownership

of a partnership or other entity) of which the foundation has a 10% a greater interest

NONE

Information Re ardmg Contribution, Grant, Grft, Loan, Scholarship, etc , Programs Check held 1 ~ il the organization only snakes contributions to preselected charitable organizations and aces no a¢ep1 unsolicited requests for funds

II the organization makes gifts grants etc see page 24 0l the inslrudiwvs) to mCmduak a organizations under other conditions complete hems 2a b c wad

e The name, address, and telephone number of the person to whom applications should be addressed

SEE STATEMENT 17 b The loan in which applications should be submitted and information and materials they should include

INTRODUCTORY LETTER DESCRIBING ORGANIZATION AND PROJECT

Any submission deadlines

MARCH 1, JUNE 1, SEPTEMBER 1, AND DECEMBER 1

Form

S II recipient s an individual F~ show any relalronship to any Iwndaum manager

sialus d

. . . .. . . . . . . . ._ . . .. ~._,_. . .~ reaPienl

BEt-B1 1 000

650486 14 SQ7948 1722 09/04/2002 11 :37 :39

Recipient

Name and address (home or business)

a Paid during the year

SEE STATEMENT IS

b Approved for future payment SEE STATEMENT Iq

JSA

or

Purpose d gram a coninbutim Amount

17,618,640 .

9,576,032 .

F«m990-PF (isss)

606209 Form 990-PF 11

Business

e

12 Subtotal Add columns (b), (d) and (e)

13 Total Add line 12 columns (b), (d) and (e) jo» 155,767,188 .

Form 990-PF (1999)

JSA 9Et~92 t 0e)

SQ7948 1722 09/11/2002 15 :52 :20 650486 15

of Enter gross amounts unless otherwise indicated

1 Program service revenue

a CATTLE & PECAN SALES n OTHER PROGRAM REVENu c

d

e

J Fees and contracts from JW2mmenl agenaes

2 Membership dues and assessments 3 Interest m saHngs and temporary cash investments

0 Dividends and interest from securities

5 Net rental income or (loss) from real estate

e Debt-financed property

b Not debt-financed properly

6 Nat rental income or (lass) Iron personal DFWehY

7 Other investment income

8 Gain or (lass) from sales N assets other than invenlo

9 Net income or (1x55) from special events ,

10 Gross profit a (lass) from sales of inventory 11 Other revenue e

n ROYALTY INCOME c CAFETERIA INCOME d

(d)

Relationshi p of Activities to the Accomplishment of Exempt Purposes Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See page 25 of the instructions )

999 m 990 PF 1 *60 6 2 0 9 Pace 12 For Infortnati egarding Transfers To and Transactions and Relationshith Noncharitable

Did the organization directly or indirectly engage in any of the following with any other organization described in section

501(c) of the Code (other than section 507(c)(3) organizations) or in section 527, relating to political organizabons9

a Transfers from the reporting organization to a noncharitable exempt organization of

(1) Cash ,

(2) Other assets _ _

b Other TransacUrns

(1) Sales of assets to a noncharitable exempt organization

(2) Purchases of assets from a noncharilade exempt organization

(3) Renal of facilities, equipment , or other assets

(4) Reimbursement arrangements , ,

(5) Loans or loan guarantees

(6) Performance of services or membership or fundraising solicitations

c Sharing of facilities, equipment, mailing lists, other assets, a paid employees

d II the answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the fair market

value of the goods, other asses, or services given by the reporting organization If the wganizaUon received less khan fair

market value in any transaction or sharing arrangement, show in column (d) the value of the goods other assets, or services

2 e Is the organization directly or indirectly affiliated with, or related lo, one or more lax-exempt organizations

described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? Yes a] No

Public Inspection (see page 26 of the instructions and General Instruction Q) I V IA

1722 09/04/2002 11 :37 :39 650486 16

1 Enter the dale the notice of availability of the annual return appeared in a newspaper ~ __-____ __ 2 Enter the name of the newspaper 111i

3 Check here 1 F-1 to indicate that you have attached a copy of the newspaper notice required by the instructions on page 26 If the notice is not attached the return will be considered incompl ete ) Under pe ~~es of penury I declare that I have examined this return including actanpanrng schedules and statements and to the best d my knowledge ana b lief a r ; Ime ecl and complete clar n I preparer (other than taxpayer a Oduaary) ~s based wall inlortnalion of which preparet has any knowledge

m p~ - ` /

'' m ~l I ! ~~'~ Z ' c k p 1 Signature of office r d Iruslee Dale Title m i Preparei s b Dale Check d sell- Reparei s SSN a PTIN m d = si nature ' CPA Q I~ ~ ~~ to ed c _a °m a~ m Fum'sname (« 'ICPM LLP BN " 13-$Sf5207

an yours ilsell-emplqed) 210 W . PARK AVE ., SUITE 700

JSA and address OKLAHOMA CITY OR ZIP+o , 73102 9E1493 , 000 Farm 990-PF (1999)

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC . 73-0606209

FORM 990PF, PART I - CONTRIBUTIONS, GIFTS AND GRANTS RECEIVED

JOSEPHINE HAY PAUL AND C . MICHAEL FOUNDA 04/03/2000 17 WEST 94TH STREET NEW YORK, NY 10025

-,/ a7, c u5

---------------86,980 .

asPSLN z o00 SQ7948 1722 09/11/2002 15 :38 :50 650486 18 STATEMENT 1

NAME AND ADDRESS DATE ---------------- ----

THE HAY FOUNDATION 04/03/2000 17 WEST 94TH STREET NEW YORK, NY 10025

UNIVERSITY OF CALIFORNIA ONE SHIELDS AVENUE, 118 EVERSON HALL DAVIS, CA 95616-8671

ROCKEFELLER FOUNDATION 420 5TH AVENUE NEW YORK, NY 10018

TOTAL CONTRIBUTION AMOUNTS

VaR.ous

DIRECT PUBLIC SUPPORT

12,500 .

12,500 .

33,380 .

28,600 .

CJ

BSPSLN3000 SQ7948 1722 09/11/2002 15 :52 :20 19 650486 STATEMENT 2

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC .

FORM 990PF, PART I - OTHER INCOME

DESCRIPTION

ROYALTY INCOME EMPLOYEE CAFETERIA INCOME CATTLE & PECAN SALES OTHER PROGRAM REVENUE

TOTALS

REVENUE AND

EXPENSES PER HOOKS

43,110 . 50,909 .

1,361,481 . 83,000 .

------------ 1,538,500 .

73-0606209

NET INVESTMENT

INCOME

43,110 . NONE NONE NONE

------------43,110 .

ADJUSTED NET INCOME

50,9091 . 1,361,481 .

83,000 . ------------

1,495,390 .

139,606 . 1,396 . 9,930 . 99 .

10,334 . 103 . 3,460 . 35 .

18,788 . 188 . ------------ ------------ ------------

182,118 . 1,821 . NONE

DSPSLN 2000

SQ7948 1722 09/04/2002 11 :37 :39 19 STATEMENT 3 650486

THE 6AMV" ROBERTS NOBLE FOUNDATION, INC .

FORM 990PF, PART I - LEGAL FEES

DESCRIPTION

SIDLEY AND AUSTIN C3UPTA AND WIORA JENKINS AND (3ILCRIST CAMPBELL AND FLORES OTHER LEGAL FEES

TOTALS

73-0606209

REVENUE AND NET ADJUSTED

EXPENSES INVESTMENT NET PER HOOKS INCOME INCOME --------- ------ ------ ------

CHARITABLE* PURPOSES

138,210 . 9,831 .

10,231 . 3,425 .

18,600 . ------------

180,297 .

REVENUE AND

EXPENSES PER BOOKS

17,700 .

69,010 .

ADJUSTED NET INCOME

CHARITAHL PURPOSE

17,523 .

68,320 .

177 .

690 .

r

YSPSLN : 000 SQ7948 1722 09/05/2002 07 :55 :07 STATEMENT 4 ZZ 650486

THE SAMU" ROBERTS NOBLE FOUNDATION, INC .

FORM 990PF, PART I - ACCOUNTING FEES

DESCRIPTION

ARTHUR ANDERSEN LLP THRIFT AND RETIREMENT PLAN AUDIT

PRICEWATERHOUSECOOPERS LLP ANNUAL AUDIT AND INTERNAL CONTROL AUDIT

TOTALS

73-0606209

NET INVESTMENT

INCOME

------------ ------------ ------------ ------------

86,710 . 867 . NONE 85,843 .

INVESTMENT FEES 2,995,861 . 2,803,971 . 191,890 . CONSULTING FEES 307,428 . 3,074 . 304,354 .

------------ ------------ ------------ TOTALS 3,303,289 . 2,807,045 . 496,244 .

p$O$LN 2 000 SQ7948 1722 09/04/2002 11 :37 :39 650486 21 STATEMENT 5

THE SAMU" ROBERTS NOBLE FOUNDATION, INC . 73-0606209

FORM 990PF, PART I - OTHER PROFESSIONAL FEES

REVENUE AND NET

EXPENSES INVESTMENT CHARITABL DESCRIPTION PER HOOKS INCOME PURPOSE ----------- --------- ------ --------

1,176,986 . NONE 75,978 . 182 .

------------ ------------1,252,964 . 182 .

YSPSLN 3 000 SQ7948 1722 09/04/2002 11 :37 :39 650486 STATEMENT 6 22

THE 6AMU' ROBERTS NOBLE FOUNDATION, INC .

FORM 990PF, PART I - TAXES

DESCRIPTION

EXCISE TAX STATE OF OKLAHOMA USE TAX

TOTALS

73-0606209

REVENUE AND NET

EXPENSES INVESTMENT PER HOOKS INCOME --------- ------

CHARITAHLF,~ PURPOSES -

NONE 75,796 .

------------75,796 .

BSPSLN 200 SQ7948 1722 09/04/2002 11 :37 :39 650486 23 STATEMENT 7

THE 6AMU" ROBERTS NOBLE FOUNDATION, INC . 73-0606209

FORM 990PF, PART I - OTHER EXPENSES


EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ----------- --------- ------ ------ --------

UNIFORMS CAFETERIA 29,064 . 171 . 28,893 .

EMPLOYEE RELATIONS 110,734 . 1,025 . 109,709 .

COMMUNITY SUPPORT 66,361 . NONE 66,361 .

PHOTOCOPIER EXPENSE 29,898 . 119 . 29,779 .

POSTAGE 51,864 . 519 . 51,345 .

LICENSE, PERMITS, AND HANK FEES 44,781 . NONE 44,781 .

RECRUITING EXPENSE 87,382 . 600 . 86,782 .

TEMPORARY SERVICE EMPLOYEES 48,342 . 240 . 48,102 .

CONTRACT LABOR 139,099 . 12,494 . 126,605 .

ATV AND MOWER MAINTENANCE 22,133 . 89 . 22,044 .

EQUIPMENT MAINTENANCE AND REPAIRS 250,533 . 934 . 249,599 .

TRACTOR OPERATING EXPENSE 26,394 . 40 . 26,354 .

PURIFIED WATER SYSTEM 14,838 . NONE 14,838 .

EQUIPMENT LEASES 104,595 . 15,670 . 88,925 .

TRACTOR LEASE 7,000 . NONE 7,000 .

FOOD SERVICE CONFERENCE CENTER 68,390 . 621 . 67,769 .

------------ ------------ ------------ ------------11,528,868 . 32,658 . 1,495,390 . 10,000,820 .

YSPSLN 3000 SQ7948 1722 09/11/2002 15 :38 :50 25 650486 STATEMENT 8

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC .

FORM 990PF, PART I - OTHER EXPENSES

DESCRIPTION

LAUNDRY CAFETERIA

AGRICULTURAL CHEMICALS, SUPPLI

FEED AND SEED

DISPOSABLE LABORATORY SUPPLIES

GLASSWARE, GC/HPLC SUPPLIES

HIOINFORMATICS DATABASE MANAGE

AND ARCHIVAL MEDIA INFORMATI

COOPERATIVE RESEARCH PROGRAMS

NON-RESIDENT FELLOWS PROGRAMS

PLANT BIOLOGY

CAPITAL EXPENDITURES AND

COMPUTER LEASES

LESS : EXPENSES ALLOCATED TO

PROGRAM REVENUE

TOTALS

73-0606209


EXPENSES INVESTMENT NET CHARITABLE PER HOOKS INCOME INCOME PURPOSES --------- ------ ------ --------

2,335 . 86 . 2,249 .

1,690,457 . NONE 1,690,457 .

467,400 . 50 . 467,350 .

327,299 . NONE 327,299 .

731,797 . NONE 731,797 .

80,148 . NONE 80,148 .

7,128,024 . NONE 7,128,024 .

NONE NONE 1,495,390 . -1,495,390 .

STATEMENT 9 Page I of 24

sRrrF PORTFOLIO SUMMARY Marker Croup of Porlfolros

October 31, 2000

Pct. Cur. Esl.Annual Security Type Total Cost Market Value Assets Yield Income

Equities COMMON STOCK 484,803,119 53 727,100,126 83 754 102 8,287,907 51 CONVERTIBLE BONDS 500,000 00 500,000 00 0 I 0 6 3,00000 Accrued !merest 75000 0 0

485,303,119 53 727,600,876 83 754 102 8,290,907 51

Fazed Income CORPORATE BONDS 53,848,891 32 53,329,885 4,7 5 5 6 9 3,694,672 80 MUNICIPAL BONDS 2,295,693.50 2,319,871 10 0 2 6 8 157,016 00 GOVERNMENT 41,401,192 62 40,987,396 87 4 2 6 5 2,687,362 50 BONDS GOVERNMENT 74,302,809 36 74,444,955 79 7 7 61 4,496,708 00 AGENCY BONDS GNMA 2,603,617 63 2,609,945 38 0 3 6 6 170,757 06 FNMA 5,197,411 62 5,256,921 55 0 5 71 369,13058 CM0 11,550,652 85 11,507,701 98 I 2 6 4 736,147 37 Accrued Interest 2,934,541 93 0 3

191,200,268 91 193,391,220 08 200 6 4 12,311,79a 32

Cash and Equrv CASH AND 43,746,187 0I 43,746,183 0I 4 5 5 5 2,398,735 96 EQUIVALENTS

43,746,183 01 43,746,183 01 4 5 5 5 2,398,735 96

TOTAL PORTFOLIO 720,249,571 .45 964,738,279.92 100.0 9.2 23,001,437 79

STATEMENT 9 Page 2 of 24

sRrrF PORTFOLIO APPRAISAL Master Group of Portjolios

October 31, 2000

Unit Total Markct PcL Cur. Quantity Security Cost Cost Price Value Awls Vidd

COMMON STOCK 9,40000 99 CENTS ONLY 41 06 385,992 45 2244 210,912 50 0 0 0 0

STORES COM 5,60000 ACCREDO HEALTH 3802 21499946 4325 242,200 00 0 0 00

INC COM 18,200 00 pCLARA 35 73 650,228 50 17 87 325,725 00 0 0 0 0

BIOSCIENCES INC COM

5.50000 ADElPH1A COMM CL 6598 362,879 77 33 19 182,531 25 0 0 0 0 A

35,90000 ADOBE SYS INC COM 67.21 2,262,885 70 7606 2,723,077 50 0l 0 I 13.30000 ADVANCED MICRO I S 50 206,099 31 2262 300,912 50 0 0 0 0

DEVICES COM 19,90000 AFS CORD COM 1657 313,15003 5650 1,067,850 00 0 1 0 0 27,600 00 AFFILIATED 4004 944,909 91 5569 1,714,225 00 0 1 0 0

COMPUTER CL A 7 50000 AGILE SOFTWARE CP 7111 533,737 75 75 37 565,312 50 01 0 0

DEL COM 20,05700 AGILENT 5326 1,068,279 69 4631 92888981 0 1 0 0

TECHNOLOGIES COM 20,000 00 AIR PRODS & CFEMS 3542 708,500 00 3731 746,250 00 01 21

INC COM 89,192 00 ALCOA INC C0.M 2807 2,507,788 83 2869 2,558,695 50 0 3 1 8 22,700 00 All.ERGAN QJC COM 4091 928,619 54 8406 1,908,218 75 0 2 I 4 106,000 00 ALLSTATE CORD 2999 3,178,157 97 4025 4,266,500 00 0 4 2 0

CUM 70,000 00 pLLTEL CORD COM 1 120 735,996 50 6444 1,977,125 00 0 2 I 1 8 1200000 ALPFIARMA INC CL A 5836 700,325 95 3881 465,750 00 0 0 0 3 6,10000 ALTERA CORD COM 3634 221,70) 24 4094 249,718 75 0 0 0 0 19,600 00 AfZA CORD DEL CAM 6119 1,199,389 26 8094 1,586,375 00 0 2 0 0 20,00000 AMERADA HESS 6446 1 .289 .150 00 6200 1,240,000 00 01 09

CORPCOM 21,40000 AMERENCORP COM 3793 811,59800 395 850,65000 01 67 66,680 00 AMERICAN ELEC 4183 2,789,449 08 4150 2,767,220 00 0 3 5 7

PWR INC COM 35,50000 AMERICAN EXPRESS 3205 1,137,830 25 6000 2,130,000 00 02 28

CO COM 25,000 00 AMERICAN GENERAL 4580 1,145,014 00 9050 2,012,500 00 0 2 7 5

CORP COM 27,90000 AMERICAN Q,7fL 4707 1,313,180 97 9800 2,734,200 00 03 01

GROUPCOM 24,300 00 AMERICAN TOWER 4279 1,039,574 18 4094 994,781 25 01 0 0

CORD CL A 56,800 00 AMERICREDR CORD 2180 1,238,229 95 2687 I 52650000 0 2 0 0

COM 50,000 00 ANADARKO PETE 1206 603,210 00 64 05 3202.50000 0 3 I 7

CORP COM 2720000 ANALOG DEVICES 7102 1,931 87992 6500 1,768 000 00 0 2 0 0

INC COM 20,000 00 ANHEUSER BUSCH 21 14 422,74498 4575 915,000 00 01 3 I COS INC COM 32,700 00 APPLIED MA11S INC 2391 772,257 69 53 12 1,715,977 50 0 2 0 0

COM 26,40000 APPLIED MICRO 7294 1,925,58166 7644 2,017,950 00 02 00

CIRCUITS COM 100,000 00 ARCHER DANIELS 951 951,040 00 11 00 I 100,000 00 01 2 I

MIDLAND COM

n


saw PORTFOLIO APPRAISAL Master Croup of Porfjolios

October 31 . 2000

Unit Total Market Pct Cur Quantity Sccunty Cost Cost Price Value Assets Vidd

11,90000 ARIBA INC COM 11895 1,415,504 67 12637 1,507 862 50 0 2 0 0 1961800 ASSOCIATES FIRST 2949 578,564 14 37 12 728,318 25 01 0 9

CAP CL A 57,825 00 A57RAZENECA PLC 4277 2,472,996 86 4769 2,757,529 69 0 3 1 6

SPONSORED ADR 70,256 00 AT&T CORD COM 2968 2,014,820 88 23 19 1,629,061 00 0 2 3 1 88,172 00 AT&T CORD COM LIB 587 517,162 55 1800 1,587,096 00 0 2 0 0

GRP A 1,60000 ATLAS AIR INC COM 4525 72,799 04 3625 58,000 00 0 0 0 0

17,500 00 AUTODESK INC COM 4336 758,825 63 2206 786,093 75 0 0 0 6 80600 AVAYA INC COM 2956 23,827 32 13 44 10,830 62 0 0 0 0

132,600 00 BAKER HUGHES INC 3249 4,307,698 72 3437 4,558,125 00 0 5 14 COM

98,513 00 BANK OF AMERICA 5306 5,227,591 67 4806 4734,78106 0 5 4 2 CORD COM

125,02600 BANK ONE CORD 4068 5,086,667 45 3650 4,563,449 00 0 5 2 1 COM

20,000 00 BAUSCH & LOMB INC 3944 788,762 00 38 56 771,250 00 0 1 2 6 COM

22,500 00 BEA SYS INC COM 75 45 1,697,612 55 7175 1,614 775 00 0 2 0 0 50,700 00 BECTON DICKINSON 2756 1,397,286 08 33 50 1,698 450 00 0 2 1 4

& CO COM 2,31600 BELLSOIfI'H CORP 1344 31,13006 4831 111 891 75 0 0 5 7

COM 100,000 00 BETA A H CORD DEL 9 19 918,667 00 1919 1,918,750 00 0 2 3 0

COM SER A 1000 BERKSHIRE 49,15949 491,59492 63,70000 637,00000 01 00

HATHAWAY INC CL A 32,000 00 BIOVAIL CORD COM 2969 949,984 09 4206 1,346,000 00 01 0 0 27,80000 BISYS GROUP INC 3426 952,465 36 47 12 1 710,075 00 0 1 0 0

COM 15,300 00 B1S WHOLESALE 33 52 512,928 44 3294 507,943 75 0 1 0 0

CLUB INC COM 52,50000 BOISE CASCADE 3000 1,574,762 00 2869 1506,09175 02 20

CORD COM 3.70000 BOOIC}1AM 4739 175,311 20 3369 124,647 75 0 0 0 0

TECHNOLOGY PLC SPONSORED ADR

88,600 00 BOSTON SCIENTIFIC 3224 2,856,892 53 1594 1,412,062 50 01 0 0 CORPCOM

14,792 00 BP AMOCO P L C 5225 772,974 04 5094 75346750 0 1 2 3 SPONSORED ADR

18,200 00 BRIGHT HORIZON 24 19 440,171 62 2500 455,000 00 0 0 0 0 FAMILY COM

71,50000 BRISTOL MYERS 5152 3,683,971 77 6094 4,757,01125 05 19 SQUIBB COM

5,70000 BROADCOM CORD CL 25906 1,476,667 06 22237 1,267,537 50 01 0 0 A

20,00000 BURLINGTON RES 4041 808,206 00 3600 720,000 00 01 1 4 INC COM

3,70000 BUSINESS OB1ECfSS 8904 329,43551 7880 291,54844 00 00 A SPONSORED ADR

25,600 00 CAHLEVISION SYS 25 14 643,509 00 7450 1,907,200 00 0 2 0 0 CORD CL A

75.00000 CABOT OIL & GAS 1925 1 .443,804-38 1962 1,471,E75 00 0 2 0 8 CORD CL A


swNe PORTFOLIO APPRAISAL Master Group of Por folios

October 31 . 2000

Unit Total Market Pet. Cur Quantity Security Cost Cost Price Value Assess S'uld

11,700 00 CADENCE DESIGN 19 81 596,30) 44 2569 814 293 75 01 0 0 SYS INC COM

39,500 00 CAMPBELL SOUP CO 36 58 1 444,792 35 2925 1,155,775 00 01 2 S COM

15,700 00 CANADIAN NATL RY 26 11 409,97863 31 50 494,550 00 01 1 8 CO COM

25,000 00 CANADIAN PAC LTD 2647 661,800 00 29 19 729,687 50 01 14 NEW COM

18,10000 CARNIVAi. CORD 3030 548,451 79 2481 449,106 25 0 0 1 4 COM

25,000 00 CATERPILLAR INC 3149 797,29500 3506 876,562 50 01 4 3 DEL COM

5806500 CHARTER ONE FQJL 2237 1,298,770 21 2294 1,731,865 94 01 3 2 INC COM

4930200 CHASE MANHATTAN 2566 1,264,852 57 4550 2,243,241 00 0 2 5 0 NEW COM

20,200 00 CFIECKFREE CORD 4845 978,72849 4975 1,004 950 00 0 1 0 0 NEW COM

1020000 CHEESECAKE 3038 709,913 62 4431 451,987 50 0 0 0 0 FACTORY INC COA7

19,00000 CHEVRON 84 50 1,520,962 50 82 12 1,478,250 00 0 2 31 CORPORATION COM

10 000 00 CHUBB CORD COM 8107 810,73100 8444 844,775 00 0 1 16 24 30000 CIETIA CORD COM 103 80 2,522,281 61 105 12 2,554,537 50 0 3 0 0 7,80000 CINCINNATI F1NL 25 79 201,141 25 3675 286,650 00 0 0 2 6

CORPCOM 73,800 00 CQJERGY CORD COM 2760 2,036,880 47 3062 2,260,125 00 0 2 6 5 129,100 00 CISCO SYS INC COM 4922 6,354,721 07 5387 6,955,262 50 0 7 0 0 104,600 00 CR GROUP INC CL A 2437 2,549,153 92 1744 1,823,962 50 0 2 16 122,994 00 CR7GROUP INC COM 3932 4,711,379 07 5262 6,469,927 89 0 7 1 5

50 00 CLEAR CHANNEL 85 12 4,25588 6006 7,003 13 0 0 0 0 COMMUNCOM

20,100 00 CLOROX CO DEL 4279 959,95753 4462 896,962 50 01 2 0 COM

76,800 00 COCA COLA CO COM 6861 5,269,276 44 6037 4,636,800 00 0 5 0 9 4960000 COL.GA7'E 3194 1,584,008 78 5876 2,914,496 00 0 3 2 0

PALMOLIVE CO COM 12,00000 COMMUNITY HLTH 1988 636.279 11 ]H19 902,00000 01 00

SYS NEW COM 29,100 00 COMPAQ COMPUTER 25 86 752,406 66 3041 884,931 00 0 1 0 4

CORD COM 16,700 00 COMPUCREDR CORD 4058 617,671 19 3087 515,612 50 0 1 0 0

COM 27,700 00 CONAGRA INC COM 2056 561,25202 21 77 583,577 50 0 1 4 4 32,500 00 CONCURRENT 12 52 406,938 92 1762 572 812 50 0 1 0 0

COMPUfR NEW COM 61 30000 CORNING INC COM 5008 7,069,902 04 7650 4,689 450 00 0 5 0 5

50000 COR VIS CORD COM 3600 18,000 00 6562 32,812 50 0 0 0 0 56,700 00 COSTCO WFiSL CORD 3230 1,831,571 21 3662 2,076,637 50 0 2 0 0

NEW COM 8,60000 CREDENCESYS 4191 777,62860 1875 161,25000 00 00

CORD COM 45,000 00 CRESCENT REAL 1806 812,567 70 20 12 905,625 00 0 1 122

ESTATE COM 11,600 00 CRITICAL PATH WC 5753 667,799 84 4956 567,325 00 01 0 0

COM


SRNF PORTFOLIO APPRAISAL Master Group of Portfolios

October 31 . 7000

Uo1l TOW Flartct PcL Cur Quantity Secunty Cost Cosl Price Value Asses \idd

16,400 00 CSG SYS INiL INC 4899 807,457 62 4644 761,575 00 01 0 0 COM

3000000 DALLAS 3732 1.119.725 50 3962 1 .18875000 0 1 0 3 SEMICONDUCTOR COM

4980000 DANA CORD COM 2956 1,442,339 10 22 19 1,082,750 00 0 1 4 2 71,075 00 DEERE & CO COM 3380 1,050,227 89 3681 1,143,948 44 01 2 6 17,00000 DELL COMPUTER 4455 757,31942 2950 501,50000 01 00

CORD COM 50,062 00 DELPHI AUTO SYS 15 26 767,901 25 1569 785,747 62 01 1 8

CORPCOM 20,20000 DEVON ENERGY 5583 1,127,775 16 3040 1,019,090 00 01 04

CORD NEW COM 580000 DEVRYMCDELCOM 2957 171,507 57 7694 214,237 50 00 00

55,900 00 DISNEY WALT CO 4014 2,243,666 71 3591 2,001,918 75 0 2 0S COM DISNEY

25,000 00 DALE FOOD INC COM 1243 310,812 50 1206 301,562 50 0 0 ) 2 36,90000 DOLLAR TREE 3989 1,471 .828 11 3912 1,443,71250 01 00

STORES COM 40,000 00 DONNELLEY R R & 2325 929,820 00 21 50 860,000 00 0 1 4 0

SONS COM 9,700 00 DOUBLECLICK INC 30 1I 292,024 95 1625 15762500 0 0 0 0

COM 21,90000 DOVER CORP COM 3388 741,86276 4264 929391 25 01 1 S 61,00000 DOW CHEMCOCOM 2930 1,726,203 11 3062 1868,12500 02 41 71,80000 DiEENERGY CO 3144 999,94008 3612 1,148,775 00 01 66

COM 57,000 00 E M C CORD MASS 6993 7,700,871 96 8906 4,720,312 50 0 5 0 0

COM 19,800 00 EASTMAN CFIEM CO 5548 1,098,336 30 4287 848,925 00 0 1 3 2

COM 24,000 00 EASTMAN KODAK 6060 1,454,322 18 4487 1,077,000 00 0 1 2 9

CO COM 7.40000 EDUCATION MGMf 1788 132,294 83 31 00 229,400 00 0 0 0 0

CORD COM 36,40000 ElJV3 PLC ADR 5386 [,%0.49799 5194 1 .890,525 00 0 2 0 0 22,70000 ELECTRONIC ARTS 2485 564,025 12 5000 1,135,000 00 01 00

INC COM 105,700 00 ELECTRONIC DATA 4737 5,006,975 30 46 94 4961,293 75 0 5 1 3

SYS NW COM 72,400 00 EMERSON ELEC CO 5346 1,772,045 88 7344 2,379,775 00 0 2 2 9

COM 18,00000 ENGELHARD CORD 1799 323,667 00 2087 775,750 00 0 0 2 2

COM 9060000 EMERGY CORD NEW 25 37 2,298,540 57 3931 3,471,112 50 04 5 0

COM 25,000 00 EQUITY OFFICE 2967 741,875 00 3012 753,125 00 01 6 1

PPTYS iR COM 1500000 EQUITY RESIDENT 4541 681,21900 4706 705,937 50 01 72

PPfYS SH BEN INT 15,600 00 EVEREST RE GROUP 50 99 795,375 28 5862 914,550 00 01 0 5

LTD COM 6,40000 EXAR CORD COM 4694 300,396 39 44 69 28600000 0 0 0 0 2.40000 EXE TECHNOLOGIES 805 19,317 78 1787 42,900 00 0 0 0 0

INC COM 71,24100 EXXON MOBIL 4415 3.145 .201 41 8919 6,353,806 69 07 40

sxrrF PORTFOLIO APPRAISAL Master Group of Portfolios

October 3!, 1000

Unit Total Quantity Security Cost Cost

38,000 00 HARTFORD FQJL 37 65 1,278,553 61 S VC$ COM

45,15000 HASBRO INCCOM I579 694,93097 20,000 00 HCa-HEAL7}iCARE 4032 806,444 00

CO COM 9,97000 HEINZ H 1 CO COM 34 17 340,706 79

118,80000 HEWLEffPACICARD 7004 3,568,47585 CO COM

50,000 00 HIBERNIA CORD CL A 1000 499,755 50 10,800 00 HISPANIC 2972 320,988 59

BROADCASTING CL A 71,)50 00 HOME DEPOT INC 2326 1,659,501 50

COM 55,18700 HONEYWELL INC 7507 1,935,42604

COM 12,000 00 HOUSEHOLD IM'L 3867 464,095 95

INC COM 1,05000 HSB GROUP INC COM 3702 38,874 01 5,60000 12 TECHNOLOGIES 17565 983,666 32

INC COM 8,60000 [DEC 166 81 1,474,543 17

PHARMACEUTICALS COM

174,90000 IKON OFFICE 1023 1,788,547 16 SOLUTIONS COM

23,000 00 ILLINOIS TOOL WKS 33 17 762,834 47 INC COM

22,800 00 IMMUNEX CORD 5777 1,317,189 37 NEW COM

97,80000 IA15 HEALTH INC 18 74 1,832,920 50 COM

27,000 00 INDYMqC MTG 24 54 662,641 28 HLDGS INC COM

3,50000 INTEGRATED SILIC 2525 88,)6011 SOLTN COM

57,700 00 INTEL CORD COM 43 79 2,503,730 14 17,600 00 INTERNATIONAL BUS 10927 1,486,057 10

MACH COM 7,30000 IN7IERNET SEC SYS 7706 562,513%

INC COM 47,600 00 IMERPUBLIC GROUP 3365 1,601,963 38

COS COM 720000 IMERSIL HLDC CORD 5513 3%,90899

CL A 7681800 IN7L PAPER CO COM 3638 2,794,801 78 11,20000 MVfIROGENCORP 6409 717,82402

COM 5,00000 IONA TECHNOLOGIES 6669 733,452 82

PLC SPONSORED ADR

21,700 00 IRON MTN INC PA 3332 -122,93905 COM

19,600 00 rIT QJDS INC MD 2406 471,640 96 COM

20,40000 IABIL CIRCUIT INC 4341 8E5,479 10 COM

Market Pct Cur Value Assets Yield

2,828,625 00 0 3 3 0

485,362 50 0 I 1 6 798,750 00 0 I 0 2

418,11687 00 46 5,524,200 00 0 6 1 I

596,875 00 0 I 5 2 337,500 00 0 0 0 0

3,068.050 00 0 3 07

2,969,750 44 0 3 3 3

603,750 00 0 1 I 8

41,540 62 00 00 952,000 00 0 I 0 0

1,686,675 00 0 2 0 0

7444

1075 3994

4194 4650

1194 3125

4300

53 61

5031

3956 17000

196 12


Price

325 568,425 00 01 I 6

5556 1,277,937 50 111 2 4

4256 970,425 00 01 0 0

2362 2,310,525 00 0 2 0 4

2097 563,625 00 0 1 9 8

1777 46,81250 00 00

1500 2,596,500 00 03 02 9830 1,339,600 00 01 04

8825 644,225 00 0 I 0 0

4294 2,043,825 00 0 2 1 0

4794 345,15000 00 00

3644 2,799,055 87 0 3 2 7 7606 851,90000 01 00

65 75 728,750 00 0 0 0 0

3381 733,731 25 01 00

3256 638,225 00 01 2 5

5706 1,164,075 00 0I 00

STATEMENTS Page 8 of 24


October 31 . 2000

Uu1t Total Mantel Pct Cur Quantity Secanty Coal Cost Pncc Value Auets Yield

5,400 00 JEFFERSON PILOT 6737 363,776 52 6875 771,250 00 0 0 2 0 CORPCOM

3700000 JOHNSON & 7529 2,785,590 26 92 12 3,408 625 00 0 4 1 5 JOHNSON COM

8,300 00 JUNIPER NETWORKS 20624 1,711,813 52 19500 1,618 500 00 0 2 0 0 INC COM

243,700 00 K MART CORD COM 872 2,121 068 88 594 1,444 597 75 01 0 0 68,500 00 KELLOGG CO COM 3033 2,077,768 69 2537 1,778,187 50 0 2 3 3 55,200 00 KIMBERLY CLARK 1947 1,071855 72 6600 3,647,200 00 04 5 7

CORD COM 40,825 00 KING 35 53 1,450,628 78 4491 1,829 470 31 0 2 0 0

PHARMACEUTICALS COM

120,000 00 KIRBY CORD COM 1] 06 1,327,746 20 1844 2,212,500 00 0 2 0 0 1840000 KLA-TENCOR CORD 1998 367,686 68 3391 622,15000 0 1 0 0

COM 57,800 00 KOHIS CORD COM 54% 2,956,989 00 54 19 2,91587 50 0 3 0 0 3,30-000 KONRJKllJKE 4048 133,577 40 3994 131,797 75 0 0 24

PHWPS EL SP ADR NEW2000

26,000 00 KOPM CORD COM 2161 561,93580 14 12 367,250 00 0 0 0 0 12,200 00 L-3 COMMUNICATTJS 5648 689,04731 6594 804,477 50 0 1 0 0

HIDGS COM 18,100 00 LENNAR CORD COM 2729 493,945 76 32 12 581 462 50 0 1 0 2 17,900 00 LIFEPOIM 3775 524,674 72 3975 578,625 00 0 1 0 0

HOSPITALS COM 9,40000 LINCOLN NAIL CORD 4580 430,549 71 4837 454,725 00 0 0 2 7

IND COM 110,00000 IJNDSAY MFG CO 1653 1,818,380 20 2100 2,110,000 00 0 2 0 8

COM 16,700 00 LINENS N THINGS 2947 492,133 25 30 75 517 525 00 0 1 0 0

INC COM 79,700 00 LOCKHEED MARTIN 72 03 2,552,574 54 35 85 2,857,245 00 0 3 2 7

CORPCOM 10,000 00 IAEWS CORD COM 8562 656 181 50 9094 909,)75 00 01 1 2 60,000 00 LOUISIANA PAC 1136 681,542 20 850 510,000 00 01 4 9

CORD COM 29,200 00 IAWFS COS INC COM 3549 1,036,249 40 4569 1,334,075 00 0 1 0 4

68000 LUCENT 666 4,52790 2331 15,852 50 0 0 1 2 TECHNOLOGIES COM

66,100 00 LYONDELL 1792 1,184,742 94 1437 950 187 50 01 5 0 CHEMICAL CO COM

8.00000 MANAGEMENT 2282 182,565 44 13 19 105,500 00 0 0 0 0 NEIIVORK GRP COM

6.00000 MANUFACTURERS 2049 122,934 94 981 58,875 00 0 0 0 0 SVSC LTD COM

57,300 00 MARRIOTT IN11, INC 72 J4 1,723,593 44 4050 2,158,650 00 0 2 0 7 NEW CL A

6,300 00 MARSH & 121 73 766,877 37 13075 $23 .72500 01 16 MCLENNAN COS COM

50,000 00 MASCO CORD COM 1601 800,488 84 1869 974,775 00 0 1 3 2 8,30000 MATRIXONE INC 38 08 316,04520 2969 24640625 0 0 0 0

COM 50,000 00 MATTEL INC COM 11 98 ~ 594,190 00 1294 646,875 00 01 30 17,400 00 MAXIMUS INC COM 2338 306,778 60 24 56 427,787 50 0 0 0 0

swNF PORTFOLIO APPRAISAL Master Group of Portfolios

October 31, 2000

Unit Total Cwt Cost Price Value Assets Yield Quantity Security

76,000 00 MAY DEPARTMENT STORES

7,50000 MBIA INC COM 111,50000 MCDONALDSCORP

COM 49,000 00 MCLEODUSA INC CL

A 16,90000 MEDICIS

PHARMACEUTICAL CL A NEW

67,000 00 MEDTRONIC INC COM

1,10000 MERCURYGENL CORD NEW COM

4,30000 MERCURY INfERACI7VE CP COM

8,600 00 MIETHODE EL£CIRS INC CL A

58,000 00 MEiRIS COS INC COM

28,900 00 MICHAELS STORES INC COM

5,200 00 MICRON TECHNOLOGY INC

42,600 00 MICROSOFT CORD COM

37,085 00 MILLENNIUM CHEMICALS COM

14,200 GO MILLENNIUM PFIARMACEUTC COM

45000 MINNESOTA ARJG & MFG CO COM

5,70000 MITCHELL ENERGY & DEV CL A

60,00000 MOBILE MINI INC COM

22,50000 MORGANSTAN DEAN YAM COM NEW

78,000 00 MOTOROLA INC COM 60000 MYRIADGENE"fICS

INC COM 26,50000 NATIONAL-OILWELL

INC COM 30,000 00 NCR CORD NEW COM 11,20000 NETWORK

APPIJANCE INC COM 50,00000 NEWS CORP LTDSP

ADR PFD 30,80000 NIAGARA MOHAWK

HIDGS COM 8,00000 NIKE INC CL B 13,000 00 NISOURCE INC COM

4,015,637 00 NOBLE AFFILIATES INC COM


2690 2,044,678 01 2625 1,995,000 00 0 2 3 3

67 37 505,262 25 7269 545,156 25 01 1 2 3337 7,720,976 80 3100 3,456 500 00 0 4 0 6

24 86 1,218,149 66 1925 947,250 00 0 1 0 0

55 52 938,33490 7362 1 .241 262 50 0 1 0 0

3240 2,171,102 78 5431 3,638,937 50 04 06

7558 39,14185 7662 40,28750 00 27

10198 438,511 76 11100 477,300 00 0 0 0 0

4658 866,33299 3762 699,825 00 01 0 4

2936 1,702,652 89 3237 1,877,750 00 02 01

3774 1,090,667 03 2431 702,63125 0 1 0 0

5624 292,442 48 3475 180,700 00 0 0

7276 3,099,661 71 6887 2,934,075 00 0 3 0 0

2101 778,99249 16 12 597,995 62 0 1 2 6

6252 887,764 09 7256 1,030,387 50 0 1 0 0

9969 44,859 38 9662 43 481 25 0 0 2 2

3196 182,193 29 4600 262,200 00 0 0 1 7

1725 795,00000 1994 1,196,25000 01 00

6065 1,764,520 62 8031 1,807 031 25 0 2 1 6

2104 1,640,810 50 2494 1,945,125 00 0 2 0 8 112 14 67,281 54 12000 72,00000 0 0 0 0

3399 900,760 58 2925 775,(25 00 0 1 0 0

4088 1,226,500 00 4312 1,293,750 00 01 00 8869 997,276 04 11900 1,732,800 00 01 0 0

3830 1,915.112 50 7619 1,909.375 00 02 04

1468 452,055 00 1600 492,800 00 0 1 0 0

4096 326,871 42 3994 119,500 00 0 0 1 2 1787 232,265 28 2494 724 187 50 0 0 6 0 036 1,458,488 19 7669 147,323,535 69 IS 3 441

Quantity Security

874,679 00 NOBLE DRILLING CORPCOM

9860000 NOKIA CORD SPONSORED ADR

50,00000 NORDSTROM INC COM

68,200 00 NORFOLK SOI7fFECORD COM

1400000 NORTEL NETWORKS NEW

17,00000 NORTHEAST UTILS COM

1040000 NOVELLUSSYSMC COM

201,900 00 OCCIDENTAL PETE CP DEL COM

45,900 00 OLD REP Pff1. CORD COM

6700M PACIFICAR£ HILT SY DEL COM

12 70000 PAC1l V CORD COM 80 000 00 PATIERSON DENT

COCOM 19,100 00 PAII'ERSON ENERG

INC CAM 22,800 00 PAYCHEX INC COM 71,600 00 PENNEY 1 C INC CO )7,50000 PEOPIFSOFf INC

COM 109,50000 PEPSICO INC COM 276,725 00 PFIZER INC COM 144,400 00 PFIARMACIA CORD

COM 4,80000 PFIARMACOPEL4IN

COM 105,970 00 PHILIP MORRIS COS

MCCOM 82,200 00 PHILLIPS PETE CO

COM 25,000 00 PITNEY BOWES INC

COM 4,00000 PMGSIERRAQJC

COM 16,400 00 PMI GROUP INC CO 42,100 00 PNC BK CORP COM 28 10000 POGO PRODUCING

CO COM 1,50000 POTOMAC ELEC P

CO COM 37,000 00 PROCTER S GAMB

COCOM 15,15000 PROVINCE

HEALTHCARE CO COM

20,600 00 Q(AGIC CORD COM 94,400 00 QUINTILES

7RANSNA770NLC0

9542 1,965,722 66 9675 1,993,050 00 0 2 0 0 3093 1,773,164 67 1394 618,825 00 01 0 0


i SRNF

PORTFOLIO APPRAISAL Master Group of Portfol~os

October 31, 1000

Unit Total Market Pct Cur Coil Cost Putt 'due Assets 1 uld

676 5.912,80197 4156 36,352,183 44 3 8 00

3000 2,958,371 15 4275 4,215,150 00 04 1 8

1490 740,00000 1644 821,875 00 0 1 2 4

RN 2501 1,705,600 21 1412 963,725 00 0 1 3 2

RKS 5996 839,445 60 4550 637,000 00 01

2016 262,065 60 2037 264,875 00 0 0 2 0

4983 518,279 77 4094 625,750 00 0 0 0 0

2301 1,645,471 77 1987 4,012,762 50 0 4 4 3

2355 1,080,897 41 2600 1,193,400 00 0 1 2 4

S 6201 415,441 62 10" 69,931 25 0 0 0 0

7820 485,195 25 1050 133 35000 00 00 Al, 1714 1,051,166 50 3131 250500000 03 00

Y 3050 582,473 44 28 12 537,187 50 0 1 00

4252 969,505 13 5669 1,292,475 00 01 0 8 M 5263 1,662,98462 1175 371,70000 00 10

2050 6H6,77113 4364 1,461,960 94 02 00

2557 2,800,352 48 4944 5,703,906 25 0 5 2 1 3498 9,680,280 81 47 19 11,951,060 94 1 2 10 54 71 7,900,552 32 5500 7,942,000 00 0 8 0 9

C 4021 193,00137 18 25 87,60000 00 00

7777 4,002.797 70 3662 3,991,151 25 04 51

4999 4,101,164 71 6175 5,075,850 00 0S 2 7

2801 700,267 50 2969 742,187 50 0 1 4 1

11300 451,991 00 16950 67800000 0 1 0 0

M 6030 988,974 23 7397 1,211 55000 0 1 0 7 35 94 1,513,133 25 6687 2,815,437 50 0 3 5 3 2299 643,150 95 2500 702,500 00 0 1 0 5

WR 2632 39,480 00 2297 74,312 50 0 0 6 7

LE 6343 2,316,918 90 71 44 2,643 18750 0 3 2 2

2661 403.105 16 1212 638,193 75 01 00

SRNF PORTFOLIO APPRAISAL Master Group of Porljolias

October 31, 2000

Unit Total Cost Cost Price

Market PcI Cur Value Assets Yield

767,070 12 0 0 0 0

Quantity Security

7,54900 QWEST COMMUNICATIONS COM

24 10000 RADLVJ GROUP INC COM

34,700 00 RADIO ONE INC CL D NON YiG

15,00000 RNLAMERICA WARRANTS

91,50000 RAYTHEON CO CL B 45,000 00 RELIANCE STEEL &

ALUM COM 75,60000 RELIANT ENERGY

INC COM 9,50000 REMEC INC COM 14,20000 RFMICRODEVICES

INC COM 20,000 00 RIO "ClNTO PLC

SPONSORED ADR 20,000 00 ROHM & HAAS CO

COM 3,30000 ROYAL DUTCH PETE

CO NY PEG GLDI 25 12,800 00 SAFEWAY INC COM

NEW 8,30000 SBA

COMMUNICATIONS CRP OOM

4,10900 SBC COMMUNICATIONS INC COM

2,10000 SCANACORP NEW 112,00000 SCHERING PLOUGH

CORD COM 4,50000 SCHLUMBERGER

LTD COM 5,70000 SDL INC COM

108,800 00 SEARS ROEBUCK & COCOM

10,40000 SHELLTRANS&7RAD PLC NEW YRK SH NEW

70,00000 SHERWfN WILLIAMS CO COM

8,50000 SILVERSiREAM SOFTWARE COM

7 600 00 SIPEX CORD COM 20,00000 SMffHICLINE

BEECHAM PLC ADR REP ORD

52,300 00 SOLECIRON CORD COM

8.20000 SONY CORD ADR NEW

2,10000 SOUTHERN ENERG INC DEL COM

4907 370,796 70 4862

5895 1,420,659 18 7087 1,708,087 50 0 2

1508 517,12641 E02 274,93594 00

000 000 000 000 00

3669 7,357,061 68 34 19 7,128,156 25 0 3 1852 837,299 50 2375 1,068,750 00 01

2780 2,101,309 30 4131 3,123.725 00 03

2894 245,153 97 2991 25340625 0 0 3602 511,444 53 1994 283,11250 00

5807 1,161,492 00 6512 1,302,50000 01

2809 561,81272 3006 601,25000 01

23 39 77,195 25 5937 195,977 50 0 0

4948 637,313 47 5469 700,000 00 01

4829 400,770 54 50 12 416,077 50 0 0

54

00 00

40

28

50

00

00

1638 67,209 66 5769 236,749 50 0 0 6 0

STATEMENT 9 Page 1 L of 24

0 :

00

22 1

2422 50,859 25 2650 55,650 00 0 0 4 7 7 1 10 3,487,563 73 51 69 5,789,000 00 0 6 16

3608 162,366 52 76 12 342,562 50 0 0 2 1

34132 1,945,509 59 25925 1,177,725 00 0 2 0 0 44 16 4,804,874 86 2973 3,234,624 00 03 2 1

4122 428,734 76 49 19 511,550 00 0 1 2 9

585 409,10500 2169 1,518,12500 02 82

3523 299,472 72 2250 191,250 00 0 0 0 0

46 16 350,800 56 3937 299,250 00 0 0 0 0 4927 985,322 00 65 19 1,303,750 00 0 1 2 0

2946 1,540,854 34 4400 2,301,200 00 0 2 0 0

6847 561,480 70 83 00 680,600 00 01 0 4

2200 46,200 00 2725 57,225 00 0 0 0 0

sxNF PORTFOLIO APPRAISAL Master Croup of Porfjolios

October 31 . 2000

Unit Total Quantity Scurity cost cost

4,26000 SOlffffIRUSTCORP 3689 157,14068 COM

5,80000 SPEECH WORKSINTL 7675 445,12267 INC COM

26,500 00 SPRINT CORD COM 4731 1,257,629 79 FON GROUP

9,70000 SPRINT CORD PCS 4642 450.28750 COM SER I

41 50000 ST PAUL COS INC 2844 1,180,301 90 COM

26,600 00 STILWELL FML INC 3521 936,588 67 COM

40,00000 STORAGE 1258 503,70000 TECHNOLOGYCP COM PAR SO 10

46,90000 SUN MICROSYSTEMS 9001 4,221,<9084 INC COM

26,90000 SUNGARDDATA SYS 7161 971,04624 INC COM

1,10000 SWIFT IRANSNCO 1714 19,16125 COM

80,00000 SYBRONRTfLCORP 2052 1,641,31400 COM

14,80000 SYCAMORE 14600 2160,86040 NETWORKS INC COM

7,70000 TECHNE CORD COM 101 55 781,976 12 25,000 00 TEKEfEC COM 3059 764,712 50 26,700 00 TEIIABS [NC COM 66 16 1,766524 12 27,700 00 TERADYNE INC COM 2839 775,017 75 20,200 00 TETRA TECH INC 2321 468,842 37

NE W COM 37,600 00 TEXACO INC COM 4252 1,598,607 46 18,970 00 TEXAS MSTRS INC 5802 1,098,716 62

COM 59,00000 TEXqS REGL 29 14 1719,052 50

BANCSFiN2FS CL A YfG

10,200 00 TEXTRON INC COM 3845 392,221 00 45,000 00 7}iERMO ELECTRON 2666 1,199,626 50

CORPCOM 70,50000 TIME WARNER MC 6886 4,854,979 44

COM 7,70000 TMPWORLDWIDE 7246 528,99728

INC COM 127,300 00 TOYS R US INC COM 2007 2,555,107 55 90,]00 00 TRACTOR SUPPLY CO 1983 1,788,525 00

COM 12,70000 TRANSWITCHCORP" 4837 594,97993

COM 1E,20000 1RIQURJT 4594 536,18037

SEMICONDUCTOR COM

66,800 00 TRITON ENERGY LTD 3533 2,360,183 68 ORD

22,000 00 TXU CORD COM 3767 828,848 06 9,80000 TYCO INTLLTDNEW 3653 358,009 18

COM

Market PCL Cur Value Asu1s Ymld Price


1237 137 .917 50 00 24

87 25 482,95000 0 1 0 0

25 30 675,750 00 0 1 1 1

3812 369,81250 00 00

51 25 2,126,875 00 0 2 3 7

44 81 1,192,012 50 0 1 0 1

975 790.00000 00 00

11087 5,200,037 50 0 5 0 0

51 12 1,775,262 50 0 1 0 0

1425 15,67500 00 00

24 75 1,980,000 00 0 2 0 0

6325 936,100 00 0 1 0 0

11275 868,17500 01 00 3681 920,712 50 01 0 0 1994 1,333,331 25 01 00 3125 853,12500 01 00 3475 701,950 00 0 1 0 0

5906 2,220,750 00 0 2 4 2 4906 928,757 12 01 01

2987 1,762,625 00 0 2 1 9

5044 514,462 50 0 1 3 4 2900 1,705,000 00 0 1 0 0

7591 5,351,655 00 0 6 0 3

6961 508,14844 01 00

1719 2,1E796875 02 00 906 817,477 50 01 0 0

57 75 710,32500 0 1 0 0

3931 697,287 50 0 1 0 0

3075 2,054 .100 00 02 00

3706 815,775 00 01 64 5669 555,537 50 0 1 0 1


sax PORTFOLIO APPRAISAL Master Group of Porffiolios

October 3! . 1000

Ucul Total Market Pct. Cur Quantity Security Cost Cost Pnce Value Assets Yield

3,40000 TYCOM LTD COM 3330 113,210 62 33 50 11390000 0 0 0 0 10,000 00 UNILEVER N V N Y 50 46 504,575 00 5081 508 12500 01 2 0

SRS NEW 12,000 00 UNION CARBIDE 3952 474,286 44 4300 516,00000 0 1 2 3

CORD COM 46,500 00 UNION PAC CORD 4146 1,928,068 20 4697 2,179,687 50 0 2 19

COM 22,200 00 UNITED 35 72 792,900 14 6981 1,549,837 50 0 2 2 1

TECHNOLOGIES CP COM

15,80000 UNIVERSAL HLTH 6609 1,044,27116 8787 1,72522500 01 00 S VCS CL B

79,000 00 UNOCAL, CORD COM 33 58 2,652,157 40 34 12 1,695,875 00 0 3 2 4 71,850 00 USA ED INC COM 3696 2,869,277 06 5587 4,349,868 75 0 5 1 9 5.40000 USA NETWORKS INC 1992 102,170 76 2025 109,350 00 0 0 0 0

COM 76,900 00 UST INC COM 23 16 1,780,665 13 2525 1 .94 1,725 00 0 2 7 6 53,800 00 V F CORD COM 2547 1,370,340 08 27 3 1 1,469,412 50 0 2 3 6 27,00000 VENA7'ORGROUP 1501 405,369 15 1412 381,37500 00 00

INC COM 5,50000 VERISIGN INC COM 15965 878,048 89 13200 726,000 00 01 0 0 18,70000 VERffASDGCMC 2707 495,451 59 3000 549,00000 01 00

COM 79,790 00 VERIZON 4305 3,434,734 93 5791 4,612,859 37 0 5 36

COMMUNICATIONS COM

22,100 00 VIACOM INC CL B 29% 662,093 28 5687 1,256,937 50 0 1 0 0 10,10000 VIASYSTEMSGROUP, 1842 186,02490 1419 143,29375 00

INC 4.70000 VIRATA CORP COM 57 17 268,692 42 1937 91,062 50 0 0 0 0 1.62000 VODAFONE GROUP 7 51 12,160 50 4256 68,951 25 0 0 2 7

PLC NEW SPONSORED ADR

15,000 00 WACHOVIA CARP 5239 785,824 50 5400 S10,00000 01 4 6 COM

6,30000 WAL MART STORES 1I 40 71,797 77 4537 285,862 50 0 0 1 8 INC COM

78,65000 WASHINGTON MIff 3821 3,005,132 48 4400 3,460,600 00 04 31 INC COM

273,240 00 WASTE MGMT INC 2099 4,872,524 47 2000 4,664,600 00 0 5 0 0 EEL CAM

17,60000 WATERS CORPCOM 6753 1,188,54975 7256 1,277,100 00 01 00 18,70000 WATSON 6070 1,110,78419 6256 1,144.893 75 01 00

PHARMACEUTICALS COM

9.96000 WEA77iERFORD [ML 1243 122,51773 3650 35989000 0 0 0 0 INC COM

6.50000 WEBSENSE INC COM 2071 134,633 34 1B 00 117,000 00 0 0 0 0 7.00000 WELlPO1NT F1LT 9720 680,780 00 11694 918,56250 111 0 0

NEfW NEW COM 143,600 00 WELLS FARGO Ec CO 3409 4,894,818 75 4631 6,650 475 00 0 7 2 8

NEW COM 97,000 00 WENDYS IM'L INC 19 94 1,761,799 37 2175 2,022 750 00 0 2 13

COM 38.600 00 WEYERHAEUSER CO 4365 1,684,829 48 4694 1911,787 50 0 2 3 7

COM

Unit Total Quantity Security Coat Cost Price

600,000 00 PROCTER k GAMBLE 96 O3 576,198 00 9662 CO 5 250'/ Due 09-15-03

50000000 ITALY REP 9644 482,215 00 9939 6 000°/. Due 09-21-03

500,000 00 LEHMAN BROS 104 07 520,775 00 9959 HLDGS MC 7 250'/. Due 10-I 5-03

I 00000000 ASSOCIATES CORD 99 56 995,580 00 9700 NORTH AMER 5 750°/. Due 11-01-03

760,000 00 MERRILL LYNCH CO 9985 359,478 00 9968 INC M7N BE 6 800°/. Due 11 -03-03

1 100,000 00 DISNEY WALT CO %12 1,058,407 00 9497 MTNS BE 5 I25% Due 12-I5-03

600,000 00 SEARS ROEBUCK & 9711 582,672 00 97 10 CO 6 250'/. Due 01-I 5-41

60000000 FORD MOTOR CR CO %31 577,854 00 9535 5 750°.: Due 02-23-04

365,00000 DANACORP 9202 335 .993 95 9277 6 250% Due 01-01-04

1,000 000 00 AT&T CORD 9967 996,690 00 94 13 5 625"/. Due 03-15-04

60000000 CfI1GROUP INC 9653 579,198 00 9669 5 800'/. Due 03-15-04

600,000 00 CONOCO MC 9675 580,506 00 9642 5 900°/. Due 04-15-04

45000000 DIAGEO CAP PLC 9990 449,545 50 9879 6 625% Due 06-24-04

36500000 AON CORP 98 78 360,547 00 9801 6 9006/. Due 07-01-04

600,000 00 DORAL FML CORP 9906 594,366 00 9988 AfRJ BE 8 5008/. Due 07-08-04

600,000 00 COCA COLA 9949 596,922 00 9890 ENTERPRISES INC 6 625"/. Due 08-01-0f

600,00000 DAIMLER CHRYSLER 9985 599,10600 9909 NORTH AMER HL 6 900 "/. Due 09-0I-04

360,000 00 PNC FUNDING CORD 9952 758,261 20 9843 7 000Y. Due 09-0I-04

550,000 00 HOME DEPOT INC 9993 549,626 00 "05 6 500'/. Due 09-15-04

1000,00000 ICI WILMINGTONMC 9997 999,72000 9766 6 950'/. Due 09-15-04

400,000 00 CHEVRON 9963 398,532 00 9936 CORPORATION 6 625% Due 10-01-04

60000000 CIT GROUP INC 9999 599,928 00 9837 7 125°/. Due 10.15-04

600,000 00 DU PONT E 1 DE 9974 598,422 70 9966 NEMOURS & CO 6 750% Due 10-I 5-04


swNF PORTFOLIO APPRAISAL Master Group of PortfaJios

October 3l . 2000

Market Pet Cur Value Assets Yield

579,718 78 0 I 5 S

491914046 01 6 2

49790894 01 7 0

97000985 0 1 5 8

758,848 00 0 0 6 8

1,04<,642 49 0 1 5 3

582,629 33 0 1 6 4

572,12036 01 60

736,988 41 0 0 6 8

941,33194 01 56

580,112 37 01 60

578 576 74 0 I 6 I

644,55092 00 66

357,728 46 00 70

599,253 57 0 1 8 6

593,38193 0 I 6 7

594,526 15 01 69

354,34363 0 0 7 0

544,795 33 01 6 5

976 583 86 0 1 7 0

397,425 60 0 0 6 6

590 191 13 01 7 I

597,971 73 0 1 6 8


sRNF PORTFOLIO APPRAISAL Master Group of Porfjolios

October 31, 1000

Unit Total Market PCI Cur Quantity Secunty Cost Cosl Price Value Assets Yield

500,000 00 SONOCO PRODS CO 9974 498,710 00 9979 498,965 99 01 7 0 7 OOOY. Due I I-15-04

50000000 AMERICAN HOME 10790 579,480 00 10338 316,876 98 0 1 73 PRODS CORP 7 900% Due 02-15-05

500,000 00 KN ENERGY INC 9601 480,035 00 9736 48681648 01 6 9 6 650'/. Due 03-01-05

250,000 00 PElROLEOS 9912 247,812 50 9850 246 25000 0 0 8 4 MEXICANOS 8 375% Due O3-70-05

36500000 CNA FQJL CORD 9378 342,298 00 9360 741 6,4398 0 0 6 9 6 5OO0/6 Due 04-15-05

200,000 00 AIISTA7'E CORD 10159 207,190 00 10248 204,950 99 0 0 7 8 7 875% Due O5-01-05

500,000 00 GENERAL MTRS 9533 47665000 9656 482,780 00 0 1 6 6 CORD 6 250"/. Due OS-0I-0S

600,000 00 SIERRA PAC RES 9947 596.83200 103 10 618,596 77 0 1 8 8 NEW 8 750Y. Due 05-15-05

500,000 00 BANK OF AMERICA 9949 497,460 00 10265 513,278 98 0 1 7 9 CORPORATION 7 875"/. Due O5-16-05

250,000 00 PHILLIPS PETE CO 10054 251,357 50 105 50 267,778 21 0 0 8 5 8 5OOY. Due O5-25-05

450.ODO 00 AHNAMROBKNV 10036 451,63800 10022 451,01205 00 72 CHICAGO BRCH 7 250% Due 05-31-05

16000000 AMERUS LIFE 111.DCS 9364 149,824 10 93 79 15005647 0 0 7 4 INC 6 950°/. Due 06-15-05

500,000 00 DEUTSCHE iELEKOM 99 83 499,130 00 1O1 70 508,508 45 01 7 8 INfL FM B V 7 750Y. Due 06-1 "5

1,765,000 00 HELLER FINANCIAL 101 02 1,378,890 60 10097 1,378 267 64 01 7 9 INC 8 000% Due 06-I5-05

205,000 00 TEXACO CAPITAL 9569 196,158 33 97 50 199,881 94 0 0 6 3 INC 6 0000/6 Due 06-15-05

500,000 00 DEUISCHE 9961 498,04000 10090 504,513 97 01 7 0 AUSGLEICHSBMIK 7 000'/. Due 06-23-05

50000000 ENRON CORD 10135 506,755 00 98 37 491,873 93 01 6 7 6 750% Due 07-01-05

250,000 00 DOMINION RES INC 9998 249,960 00 10091 252,272 99 0 0 7 6 VA NEW 7 625% Due 07-15-05

1,600,000 00 RAYTHEON CO 9725 1,555,952 00 9663 1 546,028 56 0 2 6 7 6 5OOY. Due 07-15-05

225,000 00 REPSOL Q4TI_ FIN B V 99 97 224,941 50 10023 225,517 70 0 0 75 7 450'/. Dug 07.1 S-05

1,100,000 00 U S WEST CAPITAL 9496 1,047,478 00 9522 1,047,458 45 01 6 6 FUNDING INC 6 250% Due 07-15-05


SRNF PORTFOLIO APPRAISAL Master Group of Porffolios

October 31, 2000

Unit Total Market Pet. Cur Quantity Security Cost Cost Price Value Assets Vield 600,00000 TC1 104 99 629.35200 10044 602.617 77 01 76

COMMUNICATIONS INC 8 0000/1 Due 0" 1 -05

37000000 VISTEON CORP 10052 37193890 9995 369,46275 00 79 7 950% Due 0"1 -05

500,ODO 00 DIAGEO CAP PLC 100 14 50072500 96 14 480,705 49 00 61 6 125% Due 08-15-05

1,10000000 WORLDCOM INC GA 9685 1,065.349 00 96 17 1,057,845 64 01 66 6 400% Due 09-1 5-OS

435,00000 FEDL FARM CR BKS 9503 41340225 9657 420,061 61 00 6 1 CONS SYSW MTN 5 750% Due 09-01-05

15000000 CALENERGY INC 9745 146,17050 9986 149,29208 00 74 7 230% Due 09-15-05

500,00000 CYPRUS MINERALS 9789 499.47000 9563 478,16948 00 68 CO 6 625% Due 10-1 "S

365.00000 AMERICAN EXPRESS 9968 363,81645 9929 362,42051 00 69 CO 6 875% Due I I -O"S

365.00000 CIGNA CORP 95 15 347,301 15 9520 347,49603 00 67 6 375% Due 01 .15-06 200.00000 TEXAS FNSTRS INC 9527 19053600 9620 192,39059 00 64 6 125% Due 02-01-06 500,00000 NIAGARA MOHAWK 10084 504,21000 10125 506.26694 01 77

PWR CORP 7 7500/. Due 05-15-06

37000000 ACE INA HL1)G INC 10417 395414 20 10349 382,92922 00 so 9 30(r/. Due 09- 15.06 500,00000 DAIMLER-BENZ 9842 492,09500 10004 500,21645 01 7 1

NORTH AMERCPMTNBE 7 375% Due 09-15-06

60000000 NORFOLK SOUTFIN 10683 641,01000 9979 598 726 78 01 69 CORP MTNS BE 7 400% Due 09-15-06

50000000 HOUSEHOLD FIN 9971 498,56500 10109 505,47249 01 79 CORP 7 875% Due 03-01-07

600,00000 GENERALMTRS 9966 597,97800 9345 560,69220 01 62 ACCEPCORP 6 150% Due 04-05-07

60000000 CSX CORP 10080 604,77600 9837 590,241 58 01 74 7 4500/. Due 05-01-07

720.00000 KIMBERLYCLARK 9996 719.719 20 102 13 735 363 28 01 71 CORP 7 1001/6 Due 08-01-07

600,00000 SONATINC 9527 571.62000 95 &4 573,96398 01 71 6 7500/6 Due 10-01-07 500,ODO 00 GTE CORP 96 11 480.54500 9423 471,16295 00 67 6 4600/. Due 04-1 5-08 500,00000 KOREA REP 10750 53750000 10440 521,99997 01 8 3 8 875% Due 04-15-08 500,00000 FORD MTR CO DEL IGO 40 502,02000 9701 485,05745 01 7 2 7 250% Due 10-01 .09

STATEMENT9 Page 18 of 24

0 0

SRNF PORTFOLIO APPR-AJSAL Master Group of Porffolios

October 31, 2000 U011 Total Market Pet. Cur

Quantity Security Cost Cost Pncc Value Assets Yield

I 000,GG0 00 ONTARIO PROV CDA. 9698 %8,93000 9202 920A8 90 01 5 7 5 500% Due 10-0 1 -08

36500000 LIBERTY FINIL COS 91 69 334.67580 91 58 334,26366 00 7 4 INC 6 750% Due 11-15-09

500,00000 SAFEWAY 9291 464,07500 9335 46676346 00 70 6 500%. Due 11-15-08

600,00000 SEAGRAM JOSEPH E 101 05 606,27600 102 11 612,661 74 01 6 7 & SONS INC 6 800% Due 12-15-08

1,000.000 00 GENERAL MTP S 9702 970.22000 9940 994.01489 01 60 ACCEPCORP 5 850% Due 01-14-09

714,00000 AMAZON COM INC 6194 494,34499 6287 448,92750 00 70 4 750% out 02-01-09

500,00000 WASHINGTON POST 91 is 455,73500 9936 "6,777 50 00 60 Co 5 500% Due 02-1 S-09

500,00000 CMGROUP INC 9148 457.42500 93 54 467,721 94 00 68 6 200% Due 03-15-09

500,00000 ffITER AMERN DEV 9741 487,03500 9284 464,218 75 00 5 8 BK 5 625% Due G4.16-09

500,00000 HSBC HLDGS PLC 9961 499,03000 9998 499 .91096 Q 1 7 5 7 5WI. Due 07-15-09

600,00000 WAL MART STORES 9961 597,648 00 9932 S95,94934 01 6 9 INC 6 875% Due 08-10-09

125 .00000 OCCIDENTAL PETE 11446 143,07875 11400 142,49462 00 9 8 CORP DEL 10 125% Due 09-15-09

500,00000 PNC FUNDING CORP 10071 503.56000 9926 49629898 01 7 4 7 500% Due I 1 -0 1 -09

600 DOO 00 KROGER CO 99 83 598,96800 10135 609071 75 0 1 8 1 8 050% Due 02-01-10

437,00000 ST PAUL COS INC 99 52 434.89492 104 15 455,15641 00 9 2 8 125% Due 04-15-10

25000000 HARTFORD FtKL 10266 256,64000 10272 256,79825 00 71 SVCS GROUP INC 7 900% Due 06-15-10

365,00000 EOP OPER LTD 10070 367,56960 10049 366,77643 00 9 0 PARTNERSHIP a IW/. Due OMI-10

280,00000 EOP OPER LTD 9707 271 .80160 99 16 274,83844 00 66 PARTNERSHIP 6 3760/. Due 02-15-12 A~rued Interest 904,97626 01

53,948.891 32 54,234,861 74 56 69 CONVERTIBLE BONDS

50,00000 RAILAMERICACV 1,00000 500,00000 1,00000 500.00000 01 06 6 0001/6 Due 07-31-04 Accrucd Interest 75000 00

500.ODO 00 500,75000 01 06

SRNF PORTFOLIO APPRAISAL Master Group of Porffolios

Ociober 31, 2000

%just Total Quantity Secunty Cost Cott Price

MUNICIPAL BONDS 500,0W 00 SOUTH CARO 10000 500.D00 00 9951

6 850% Due 0 1 -0 1 -04 52000000 DENVER COL 9993 519,13680 10290

7 050% Due 0 1 -0 1 -06 600,00000 PORTLAND 0 10000 600,ODO 0-0 10203

7 270% Due 06-01-07 730,00000 ALAMEDA 9268 676.55670 9247

CORRIDOR TRANSN AUTH CALIF REV 5 920% Due 10-0 1 -07 Accrued Intereg

2,295,693 50

103 14 1,031,406 26 10009

L00 86 1 .512,990 63 10062

10021 2,705,695 3 1 10047

10661 2.665,234 39 10206

10064 2,012,912 50 9997

103 55 2,485,125 00 10066

98 55 1,094,058 59 9903

11302 1,695.234 38 11109

9994 5.351 .534 39 9997

10190 2,241,928 13 9997

12222 1 .833,281 25 12025

9768 1 .660,554 70 9900

11001 2,612,759 77 106 12

101 69 2,542,304 70 10278

GOVERNMENT BONDS 1000,00000 UNITED STATES

TRFASNTS 6 250% Due 02-2"2

1,500,000 00 UNITED STATES TREAS NTS 6 625% Due 03-31-02

2700,00000 UNITED STATES TREAS NTS 6 500% Due 03-3 1-02

2,50000000 UNITED STATES TREAS NTS 7 50(r/. Due 05-15-02

2,00000000 UNITED STATES TP EAS NTS 5 875% Due 09-30-02

2,400,000 00 UNITED STATES TREASNTS 6 250% Due 02-15-03

1,100,000 00 LJNFTEDSTATES TREAS NTS 5 5006/. Ouc 03-31-03

1 500,000 GO UNITED STATES TREAS RDS 10 75(r/. Due 05-15-03

5.360,OW 00 UNITED STATES TREAS NTS 5 5000/. Due 05-31-03

2,200,000 00 UNITED STATES TREAS NTS 5 875% Due 02-15-04

1 500,00000 UNITED STATES TREAS 9DS 12 375% Due 05-15-04

1,700,DDO 00 UNITED STATES TREAS NTS 5 2WI. Due OS-15-04

2 375 DDO 00 UNITED STATES TREAS NTS 7 500% Due 02-15~05

2,500,0W 00 UNITED STATES TREAS NTS 6 500% Due 08-15-05


0 0

Market PCL Cur Value Assets Yield

497,56000 01 68

535.06960 0 1 7 1

612,17400 0 1 7 3

675,067 50 01 6 3

45,352 17 00 2,365.223 27 02 69

1000,93750 01 6 1

1,509 .375 00 02 66

2.71265625 03 6 5

2,551,562 50 03 70

t.997 .500 00 02 5 8

2,415,7SO 00 03 60

1,089.343 75 01 56

1,666,406 25 02 95

5,304 .725 00 05 5 5

2 199,31250 02 5 8

1,803,750 00 02 101

1,666,DDO 00 02 54

2,520,468 75 03 68

2.569 531 25 03 64



October 31, 2000

Unit Total Market Pct. Cur Quantity Security Cirst Coal - Price -Value Assets Yield

2,000,000 00 UNITED STATES 10332 2,066,328 12 10484 2,096,975 00 02 67 TPEAS NTS 6 875% Due 05-15-06

2,950,000 00 UNITED STATES 10594 3.016,416 02 103 12 2.939,062 50 03 6 1 TREAS NTS 6 500% Due 10-15-06

750,00000 UNITED STATES 10181 763,56445 10409 790,703 12 0 1 65 TREAS NTS 6 625% Due 05-15-07

1 00000000 UNITED STATES 9794 979,437 50 10141 1 014,062 50 0 1 63 TREAS NTS 6 125% Due 09- 15-07

1.200,000 00 UNITED STATES 10635 U76,257 81 10734 1 A8,125 00 0 1 82 TREAS BDS 8 7500/6 Due 11-15-08

2,000,000 00 UNITED STATES 9327 1,865,468 75 9306 1 .961 25000 02 5 1 TREAS NTS 4 750% Due 11-15-08 Accrued Interest 787,20237 01

41,401,192 62 41,774,599 25 43 65 GOVERNMENT AGENCY BONDS

540,00000 FEDERAL NATL MTG 9633 520,16625 9975 538,65000 01 00 ASSN DISC W 0 0000/6 Due I I -15-00

10000000 FEDERAL NATL MTG 9903 99,03125 91990 99,90039 00 5 2 ASSN MEDIUM 5 12 5% Due 11 .30-00

3,500,000 00 FEDERAL NATL MTG 9941 3,479,219 75 9982 3 .493,643 65 04 4 7 ASSN MEDIUM 4 7200% Dix 12-1 1 -00

1,000,000 00 FEDERAL NATL MTG 105 94 1,058,437 50 too 19 1,001,875 00 0 1 7 8 ASSN 8 250% Due 12-18-00

5,00000000 FEDERAL HOME LN 9968 4,984,218 75 9956 4,978,125 00 05 5 4 BKS 5 375% Due 03-02-01

5.300,000 00 FEDERALHATLMTG 101 61 5,388,609 37 9995 5,297,281 10 05 63 ASSN MTN 6 4500/. Due G4.23.01

175,00000 FEDERAL ROME LN 9894 173,15375 9947 174,07031 00 58 MTG CORP 5 750% Due 06-15-01

1 000,00000 FEDERAL HOME IN 9916 991,56250 9953 995,31250 01 60 BKS 5 93 5% Due 07-02-01

3 .580,000 00 FEDERAL HOME LN 10015 3,595,549 00 9953 3 563,21875 04 59 BKS 5 935% Due 07-06-01

2,500,000 00 FEDERAL HOME LN 9901 2,475,218 75 9941 2,485,156 25 03 59 BKS 5 975% Duc D9.17.01

5,700,000 00 FEDERAL HOME LN 9903 5,644,740 71 9947 5,669.718 75 06 61 BKS 60WI. Due 11-15-01

SRNF PORTFOLIO APPRAJSAL Master Group of Por(folios

October 31, 2000

Unit Total Quantity Security Cost Cost Pnce

1,000,000 00 FEDERAL HOME LN 9984 998.40000 9809 MTG CORP 4 750% Due 12-14-01

100,00000 FEDERAL ROME LN 9951 99,51200 10000 MTG CORP 6 520% Due 0 1 -02-02

3,000.000 00 FEDERAL HOME LN 9684 2,905,068 00 9809 BKS 4 875% Due 0 1 -22-02

1,000,000 00 FEDERAL FARM CR 99 77 997,65625 100 12 BKS FOG COPP 6 625% Due 02-01-02

1 000,00000 FEDERAL NATL MTG 99 14 991.41029 9975 ASSN MTN 6 290% Due 02-11-02

175.00000 FEDERAL HOME IN 9990 174,82500 10028 BKS 6 7506/. Due 02-1 "2

2,700,000 00 FEDERAL HOME LN 9995 2.698 .573 00 10037 BKS 6 750% Due 05-01-02

1,000,00 00 FEDERAL HONE LN 9939 993,89000 10062 BKS 6 538% Due 06-04-02

4,175,000 00 FEDERAL HOME LN 9820 4,100,017 00 9925 BKS 5 9900% Due 06-28-02

2,000,000 00 FEDERAL HOME LN 9863 1,972,679 98 9947 BKS 6 145% Due OM8-02

4,000,0G0 00 FEDERAL HOME LN 100 11 4,004,360 00 10047 BKS 6 7500/6 Due 09-15-02

2,00000000 FEDERAL HOME LN 9885 1,977,080 00 9962 MTG CORP 6 250% Due 10-15-02

5GO,000 00 FEDERAL HOME LN too 12 500,58500 101 16 MTG CORP 7 0008/. Due 02-15-03

1,000.ODO 00 INTERNATIONAL BK 10058 1,005,780 00 9922 FOR RECON&DEV 5 625% Due 03-17-03

3,500,000 00 FEDERAL HOME IN 9697 3,394,100 31 9656 BKS 5 125% Due 09-15-03

1,000,000 00 FEDERAL NATL MTG 98 15 981,55000 9629 ASSN 5 125% Due 02-13 -04

1,000,000 00 FEDERAL NATL MTG 10000 1,000,000 00 9770 ASSN MEDIUM 5 890% Due 04-06-04

500,000 GO FEDERAL ROME LN 9743 487,13500 9828 MTG CORP 6 300% Due 06-01-04

5GO,000 00 FEDERAL HOME LN 9872 493 58500 990S MTG CORP 6 250% Due 07-15-04


0

Market Pet Cur Value Assets Yield

980,937 50 01 4 8

100,00000 00 66

2,942,812 50 03 so

1.001,250 00 0 1 66

997,53097 01 63

175,492 19 00 68

2,710,125 00 03 68

1,006,180 00 0 1 66

4,143,687 50 04 6 1

1,989 .375 00 02 62

4,019.750 00 04 67

1 .()92,500 00 02 63

505,781 25 0 1 70

982,19750 01 56

3,379,687 50 04 53

962,912 50 01 5 2

977,01492 01 59

491,40625 0 1 65

495,468 75 01 63


SRNF PORTFOLIO APPRAISAL Master Group of Poroblios

Oclober 31, 2000

Unit Total Market PCL Cur Quantity Security Cost Cost Price Value Assets Yield

1,500,000 00 FEDERALNATUMTQ 9861 1,419,165 00 9991 1 .498 59375 02 66 ASSN 6 500% Due 08-15-04

500,00000 FEDERAL HOME LN 100111 504,C45 00 10212 510,62500 01 7 1 BKS 7 125% Due 02-15-05

1000 NO 00 FEDERALNATLMTG 10080 007,990 00 102 12 1021,25000 0 1 7 1 ASSN 7 125% Due 02-15-05

500,00000 FEDERAL NATL MTG 9543 471,14500 9691 484 531 25 0 1 60 ASSN 5 75VI. Dtic 06-15-05

1,500,000 00 FEDERAL HOME LN WO 49 1,507,335 00 10181 1,527.187 50 02 70 MTG CORP 7 000% Due 07-15-05

1,600,0W 00 FEDERAL14ATLMTG 10048 1,607,664 00 10281 1 .645.000 00 02 7 1 ASSN 7 125% Due 03-15-07

1,000,000 00 FEDERAL NATL MTG 9941 994,10000 9512 951,25000 0 1 5 8 ASSN 5 750% Due 02-15-08

1,500,000 00 FEDERAL HOME LN 9252 1,397,770 00 9491 1,423,593 75 01 6 MTG CORP 5 7504/. Due 04-15-08

394,00000 TENNESSEE VALLEY 9970 353.40828 9153 360,62976 00 60 AUTH 5 375% Due 11-13-08

2 000,QOO 00 FEDERAL NATL MTG 9924 1.764,876 50 9097 1 .819,375 00 02 59 ASSN 5 2500% Due 0 1 - 15-09

1 000,00000 FEDERAL HOME LN 10000 1.000,0W 00 9584 95B 437 50 01 66 MTG CORP 6 635% Due 04-06-09

1 7 S0,000 00 FEDERAL NATL MTG 9641 1687.24609 9781 1 .711,718 75 02 66 ASSN 6 315% Due 06-15-09

500,00000 FEDERAL NATL MTG Im 09 500.38000 9959 497.96875 01 66 ASSN 6 625% Due 09-15-09

1,500,000 00 FEDERAL ROME LN 10006 1,500,96000 10203 1,530,468 75 02 70 MTG CORP 7 OWI. Due 03-15-10

350,00000 FEDERAL HONE LN t0l 32 3S4,62109 10125 354,31500 00 68 MTG CORP 6 875% Due 09-15- 10 A~vucd Interest 1,104,611 01 01

74,302.809 36 75,549,566 80 7 8 6 1

CNSIA 484,41593 GNMA PASS-THRU X 9929 480,93409 9936 481,305 88 00 65

SINGLE FAMILY 6 SWI. Due 05-15-08

52653796 GNMA 9929 522,75347 9936 523,15759 01 65 6 500% Due 06-15-08

211,70050 GNMA 9881 209,18656 99-36 210,341 38 00 66 6 501r/. Due 10- 1 "S

SRNF PORTFOLIO APPRAISAL Master Group of Por6folios

October 31, 2000

Unit Total Quantity Security Cost Cost Price

61,32939 GNMA 9891 60,601 10 9934 6 5000/. Due 02-15-09

442,588 34 GNMA PASS-THRU X 9928 439.40724 9931 SINGLE FAMILY 6 500% Due 03-15-09

670,911 23 GNMA 9981 662.944 16 9935 6 50011 Due 07-15-09

229,548 51 GNMA 9923 227,79103 9939 6 5WI. Due 07-15-09 Accrued Intemst

2,603,617 63

98 53 154,51002 9991

9853 1 .548,175 78 9991

9648 1,969,865 36 98 56

10073 1,000 .542 71 101 41

101 22 624.31776 9933

5,197,41162

9994 151,96456 9993

9987 998,71094 98 17

10241 1,177,671 88 100 17

9731 2,087.353 13 9831

9896 1,286,44140 9895

9909 901,49456 9898

97 11 195,18984 98 18

98 14 1,66832422 9698

9878 1,491 .718 75 99 16

9752 790.19750 9804

CI%lo 151,95954 W F S FINL

5 9000/6 Due 05-20-02 1 000,00000 A R G FUND

6 020*/. Due 05-20-05 1,150,000 00 FHLMC

7 500% Due 05-IS-Q7 2.145,000 00 FNMA REMIC

6 0000/6 Due 08-25-07 1,300.000 00 FHLMC

6 000% Due 10- 15-07 909,73907 FNMA REMIC

5 95&/. Due 11-25-07 201,00000 FHLMCSERIES

1624 6 000% Due 06-15-08

1,700,000 00 FNMA SERIES 93170 6 250% Due 07-25-08

1,500,000 00 FNMA SERIES 93174 6 500% Due 09-25-08

800,00000 FNMA REMIC 6 0004% Due 12-25-08


FNMA 156,91321 FNMA PASS-THRU

BLLN SNGLE 7- 7 OWI. Due 09-01 -06

1,571,253 56 FNMA PASS-THRU BLLN SNGLE 7- 7 000% Due 09-01-06

1938,15504 FNMA PASS-THRU BLLN MULTI 7+ 6 590% Due 11-01-07

993,32557 FNMA PASS-THRU BLLN MULTI 7+ 7 409% Due I 1 -0 1 -09

616,80050 FNMA PASS-THRU BLLN MULTI 7+ 7 595% Due 01-01 -10 Accmed Interest

lilari'd pet Cur Value Assets Yield

60925 94 00 66

439,53448 00 6 5

666,55031 01 66

2.28 12990 00 66

14,229 76 00 2,624.175 14 03 66

156,67521 00 7 1

1,569,870 86 02 7 1

1 .910,342 52 02 68

1,007,371 19 0 1 74

612,661 77 0 1 7 5

30,76088 00 5,287,682 43 0 5 7 1

151 .853 17 00 59

981,70000 0 1 60

1 151,96650 01 73

2,109.706 60 02 62

U8089 00 01 6 1

8",568 19 0 1 6 C

19734783 00 6 2

1 .648,745 00 02 64

1 .487,395 00 02 6(

784 31200 01 6 ~

0

Market PcL Cur Value Amets Yield

1 90972870 01 68

4740948 00 11,555,111 46 1 2 64

Quantity Security Cost Cost Pnce

812,931 65 FLEETWOOD 10108 821 69606 996 6 9001/. Due 03-15-12 A~mcd Interest

11,550 .652 95

372,67862 372,67862 00 00

9,112,319 66 9,112,319 66 09 56 6.588793 51 6.599793 51 07 54 1 .965,359 01 1,965,358 01 02 54 4304,95303 4,304,953 03 04 54 10,367,995 62 10,367,995 62 1 1 5 4 7 .358,235 68 7,358.235 68 08 54 1,058.992 67 1,059,882 67 0 1 64 557.92131 557 .921 31 0 1 54

2.168,019.20 2,16801820 02 63 6,29597 6,29597 00 5 4

-115,26927 -115,26927 00 -54 43 746,183 01 43,746,183 01 4 5 5 5

TOTAL PORTFOLIO 720".571 45 964,739,279 92 1000 16


SRNF PORTFOLIO APPRAISAL Master Group of Port(olios

October 31, 2000

Unit Total

CASH AND EQUIVALENTS DIVIDEND ACCRUAL ACCOUNT GOLDMAN FIRST PRIME - FOR ONE GROUP JAMF - B.H M & S ONE GROUP MMF - CGT ONE GROUP MMF - D & C ONE GROUP MMF - LK ONE GROUP MMF - M & C ONE GROUP WAF - MS ONE GROUP MNT - NT ONE GROUP MMF - PIC ONE GROUP MMF - PT ONE GROUP MW - WL

8Z 98TIOS9 6E :LE :IT ZOOZ/TPO/60 ZZLI 8116LOS = Z NISdSG

OT INZK31yls

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0

aNON

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0 The Sarrittelffober-ts Noble Foundation, hic ELN 73-0606209 October 31 2000 SRNF

REALIZED GAINS AND LOSSES Masier Group of Porffohos From 11-01-99 Through 10-31-00

STATEMENT I I Page I of 1 14

Gain Or Less Open Close Cost Date Date Quantity Security Buis Proceeds Short Term Long Term

04-06-99 11-01-919 90000 NEW YORK TIMES CO CL 24,17742 36,27338 12.09596 A

04-07-99 11-01-99 1 .40000 NEW YORK TIMES CO CL 37,901 50 56,42525 18 523 75 A

04 08 99 11-01-99 40000 NEW YORK TIMES CO CL 10,919740 16,121 50 5,124 10 A

04 09-99 11-01-99 2GO 00 NEW YORK TIMES CO CL 5,56134 8,06075 249941 A

03-04-99 11-01-99 2,70000 LORAL SPAcr & 48,46041 41,09748 .7 36293 COMMNCTN COM

03-09~99 11-01-99 50000 LORAL SPACE & 9,90000 7.61065 .1,28935 COMMNCT'N COM

03 1749 11-01-99 1,20000 LORALSPACE& 21,51000 18,265 55 -3 .244 45 COMMNCTN COM

03 18 99 11-01-99 2,00000 LORAL SPACE & 35 78800 30,44258 -5 345 42 COMMNCTN COM

03 1999 11-01-99 2,40000 LORAL SPACE & 42,53784 36,531 10 -600674 COMMNCTN COM

03-22-9`9 11-01-99 3,20000 LORALSPACE& 55,07488 48,708 12 -6,36676 COMMNCTN COM

03-23-99 11-01-99 20000 LORALSPACE& 3,38500 3,04426 -340 74 COMMNCTN COM

07-18-96 1 "2-99 40000 WELLS FARGO & CO NEW 8,77955 19,17936 1039981 COM

10 23 96 11-02-99 40000 WHIRLPOOL CORP COM 19,06200 29,05223 9,99023 It-19-96 11-02-99 1,20000 WHIRLPOOL CORP COM 56,28480 97,15669 30,871 89 05-11-98 11-02-919 8,80000 INTEL CORP COM 370,64368 678,67737 308,03369 05-19-98 11-02-99 8,70000 HEWLETT PACKARD CO 571,67526 650 325 05 7864979

COM 06-22-98 11-02-99 2.50000 HEWLETT PACKARD CO 143,062 00 18687502 43 813 02

COM 05-17-99 11-02-99 50,00000 FEDERAL NATL MIG 50,83594 50,062 50 -773 44

ASSN MTN 6 450% Due 04-23-01

04-01-98 11-03-99 720000 SOLECTRON CORP COM 147,591 00 535,950 12 388 359 12 01-06-99 11-04-99 30000 BOWATER INC COM 1276800 16 18446 3,41646 09-18-98 11-04-99 4600000 CROWN CASTLE INTL 598,00000 $30,84730 232,847 30

CORP Com 03-30-99 11-04-99 350,00000 UNUED STATES TREAS 336,97500 318,44531 -18,42969

NTS 4 750% Due 11-15-08

07-18-96 11-05-99 2,70000 WELLS FARGO&CO NEW 59,261 95 129,46068 70,19973 COM

02-09-93 11-05-99 2.10000 INTL PAPER CO COM 67,410 11 114,174 87 46,764 76 08 18-98 11-05-99 10.00000 CROWN CASTLE INTL 130,00000 196,18079 56 18079

CORPCOM 11-04-99 11-05-99 1,50000 COBALT NETWORKS 33.00000 206,90560 173 80560 02-04-" 1 t-05-99 4 10000 DISNEY WALT CO COM 137,23949 99,88045 .37,35903

DISNEY 02-10-99 11-05-99 11,600 GO DISNEY WALT CO COM 390,91652 282,588 59 -108,32793

DISNEY 02-26-99 11-05-99 6,80000 DISNEY WALT CO COM 235,03792 165.65539 -69.382 53

DISNEY 03-01-99 11-05-99 830000 DISNEY WALT CO COM 289,401 91 202,19701 -87 20,490

DISNEY

I

The Sainuelverts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF REALIZED GAINS AND LOSSES

Master Group of Porffohos From 11-01-99 Through 10-31-00

Gain Or Loss

Proceeds ShortTerm Long Term

975,85940 -93748

54,40097 8,274 24 200865 14 30,49826 83,516 13 27 231 33 27 838 71 8 079 51 896,32955 136,802 75

2,999,476 56 4,90469

286,90070 41,96860

347,90000

347,90000

347,90000

173,95000

173,95000

17395000

347,"0 GO

347,90000

347,90000

3540708 76,971 90 82 87051 89,11469 43,323 95

109,91261

43,46296 331,29435

7361874

64,230 13 37,467 58 60671 77

7,99773

286.40229 731,657 13

5 524 53 93,703 59 49607 78

142,03608

2


Open Close Cost Date Dale QU2411ty secunty Basis

OM3-99 11-05-99 1 .000,0GO 00 UNITED STATES TREAS 976,79698 NTS 5 2500/6 Due 05-15-04

01-25-99 11-09-99 1,30000 BOEING CO COM 46,12673 01-26 99 11-09-99 4,80000 BOEING CO COM 170.36688 11-18-96 11-09-99 1 20000 WHIP LPOOL CORP COM 56.28480 02-26-97 11-09-919 40000 WHIRLPOOL CORP COM 19,75920 01-14-99 11-09-99 11,00000 INTEL CORP COM 749,52680 09-30-99 11-09-99 3,000.000 00 UNITED STATES TREA.S 3 .003,281 25

NTS 5 625% Due 11 .30-00

01 26-99 11-10-99 690000 BOEING CO COM 2".902 39 11-09-99 11-10-99 60000 UNITED PARCEL SERVICE 30.00000

CL B 09 16-97 11-10-99 20,00000 MACMILLAN BLOEDEL 274.49200

LTD COM 09-22-97 11-10-99 20.00000 MACMILLAN BLOEDEL 298,52800

LTD COM 09-30-97 11-10-99 20,00000 MACMILLAN BLOEDEL 292,89200


LTD COM 10-02-97 11-10-99 10,00000 MACMILLAN BLOEDEL 14441800


LTD COM 11-03-97 11-10-99 20,00000 MACMILLAN BLOEDEL 256.70000

LTD COM 12-17-97 11-10-99 20,00000 MACMILLAN BLOEDEL 215.24600

LTD COM 08 31-98 11-10-99 20,00000 MACMILLAN BLOEDEL 157,74400

LTD COM 12 12-94 11-10-99 1,01200 BANK ONE CORP COM 10901 67 10 17-97 11-10-99 2,20000 BANK ONE CORP COM 110,37000 09-18-98 11-11-99 1,600 GO CITIGROUP[NCCOM 42,00725 09 18-98 11-11-99 1,70000 CITIGROUP INC COM 44,63271 11-09-99 11-11-99 60000 UNTIED PARCEL SERVICE 3000000

CL B 11-02-93 11-11-99 2.80000 AT&TCOPPCOMUBGPP 17,95742

A 02-09-93 11-11-99 80000 DTTL PAPER CO COM 25,68004 06-22-98 11-11-99 4.50000 HEWLETT PACKARD CO 257,51160

Com 06-23-98 11-11-99 100000 HEWLETT PACKARD CO 59,31000

COM 09 18-98 11-12-99 1,20000 CMGROUPINCCOM 31,505 09-18-98 11-12-99 70000 CJFFIGROUPINCCOM 18,19098 11-02-93 11-12-99 1 .50000 AT&T COPP COM UB GRP 9,62005

A 11-02-93 11-12-99 2GO 00 AT&T CORP COM LIB GRP 1,28267

A 06-16-99 11-12-99 4.40000 ORACLE CORP COM 144.36620 12 12-94 11-12-99 20,65800 BANKONECOPPCOM 222,53632 09 18-98 11-15-99 10000 CITIGROUP INC COM 2,59971 09-18-98 11-15-99 1,70000 CITIGROUP INC COM 44 178 10 09-18-98 11-15-99 90000 CITIGROUP INC COM 23,38841

73,408 DO

49,37200

5S,00800

29,53200

29,53200

45,60000

91,20000

132,65400

190 15600

24 .50~ 41 -33,398 10 40863 26 43,481 99

91,855 19

17,78282 73,77275

14 30874

32,72469 19,27660 51 051 72

6,61506

509 12081 2,92582 49,52549 26,219 37

41,998 31 11,96860

13,32395

9 The Samuel *Orts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Por~(olios From 11-01-99 Through 10-31-00

Gain Or Loss

Proceeds Short Term Long Term

7696957 3202949 5882709 3621709

243 71221 15077446 236,32529 78,143 63 77,71330 59,264 43 769,90662 382,742 72 348.79698 -1,203 12

Open Close Date Date Quantity Security

",940 08 22,61000 92.93775 158,19166 19,44887 387,16390 350,00000

1 .40000 INTL PAPER CO COM 70000 ALLTELCOPPCOM

2,90000 ALLTEL CORP COM 2,900 00 E M C CORP MASS COM 90000 SOLECTRON CORP COM

11,90000 ORACLECOPPCOM 350,00000 FEDERAL NATL MTG

ASSN MTN 5 590-1 Due 04-24-00

1,97673 GNMA 6 500-/. Due 10- 15-08

13,686 15 GNMA 6 500-1. Due 07-15-09

1,59221 GNMA 6 5004/. Dw 02-15-09

2509464 FLEE-TWOOD 6 9006/. Due 03-15-12

30000 CITIGROUP INC COM 4GO 00 WELLS FARGO & CO NEW

COM 30000 ALLTEL CORP COM

3,00000 SOLECTRON CORP COM 2,50000 E M C CORP MASS COM IGO 00 CITIGROUP INC COM 40000 ALLTEL CORP COM

1 .50000 SOLECTRON CORP COM 20000 CITIGROUP 114C COM 3GO 00 WELLS FARGO & CO NEW

COM 20000 BOWATER INC COM

7,000 00 GENERAL ELEC CO COM 90000 WELLS FARGO & CO NEW

COM 6.30000 XEROX CORP COM

297,94073 W F S FIKL 5 9000% Due 05-20-02

500 00 CITIGROUIP INC COM 1,00000 XEROX CORP COM 8 53400 TANDY CORP COM 70000 MURPHY OIL COPP COM 50000 XEROX COPP COM

2,90000 ALCOA INC COM 6,466 00 TANDY CORP COM 3.000 00 TANDY CORP COM 60000 ALCOA INC COM

65000000 FEDERAL NATL MTG ASSN MTN 5 5800% Due G4.24-00

50000 ALCOA INC COM 2.60000 PHILLIPS PETE CO COM 3,40000 ALCOA INC COM 520000 CIRCUIT CITY STORE INC

CIRCT CITY GR-P 80000 MURPHY OIL CORP COM 20000 MURPHY OIL CORP COM

09-22-99 11-15-99

09-22-99 11-15-99

09-22-99 11-15-99

03-26-99 11-15."

09 18-98 11-16-99 07-18-96 11-16-99

1 .95326 1,97673 2347

13,523 63 13.686 15 162 52

1,57330 1,592 .21 1891

25 .36519 25,09464 -27055

7796 14 17.10098 9304 84 977955 19 18083 1040128

11-18 96 04-01-98 06-17-99 09-18 98 11-19-96 04-01-98 09-18-98 07-18-96

15,774 08 19288656

3 133 59 2140746 97,36560 5.89221 779986

366,284 54 23 .39958

-33,62041

14,528 52 -5,49627

6094 31 -285009

115,631 80

23,69498 -2,031 25

20.275 15 -6,89806

135,99365

5.96496 1 .448 12

11-16-99 11-16-99 11 16-99 11-17-99 11-17-99 11-17-99 11-18-99 11 18-99

8,51200 11,07649 2,56449 607.23250 973,51704 19,75398 43,15356

217,09863 19347822 297,75452 297.94073 18621

01-06-919 11-18-99 04-01-98 11-18-99 07-19-96 11-19-99

12-19-97 11-19-99 07-14-99 11-20-99

11-22-99 11-22-99 11-22-99 11-23-99 11-23-99 H 23-99 11-23-99 11-23-99 11-24-99 11-24-99

09-18-98 12-19-97 04-15 99 0630-97 12-19-97 10-04-95 04-IS-99 05-24-99 10-04-95 07-27-98

27.52208 29.96383

60-0.72747 40,56364 14,37996

198,02305 453,43058 210,37609 38,67248 647,96875

12,993 56 34460 10 281,65230 34,469-33 17.23005 72,391 25 213,40095 115,825 35 14 .97750

650,00000

240,02963 94 .55073

10-04-95 11-26-99 09 25-97 11-29-99 10-04-95 11-29-99 11-11-99 11-29-99

G6-30-97 11-30-99 07-02-97 11-30-99

12481 25 32,75640 131,44196 124 54390 94.872 50 220,966 15 228,56704 271,33475 42.76771

39,393 52 45,35848 9.891 so 11,33962

3

STATEMENT11 Page 3 of 1. 14

02-09-93 11-15-919 11 14-96 11-15-99 11-18-96 11-15-919 06-17-99 It-15-919 04-01-98 11-15-99 06-16-99 11-15-99 07-27-98 11-15-919

Cos( Baws

9,61425 25,388 33 61,49625 254.38291 136,36350 202,42974 66,06624

2,59971 5,73230 12.62000 3402746 30,743 12 128,113 72 5,19742 11,08963 6,58466 14,384 52

319,075 17

0 The Sainuelverts Noble roundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAINS AND LOSSES Master Group of Pory'olios From 11-01-99 Through 10-31-00

STATEMENTII Page 4 of 1 14

Gain Or Loss Open Close Cost Dale Date Quantity Security Basis Proceeds Short Term Long Ttrm

07-02-97 11-30-99 10000 MURPHY OIL COPP COM 4,94575 5,64481 69906 07-02-97 11-30-99 20000 MURPHY OIL COPP COM 9,89348 11,28962 1 396 14 10-04-95 11-30-99 50000 ALCOA INC COM 12,481 25 32.699-31 20,21706 11-08-95 11-30-99 2,20000 ALCOA INC COM 57,443 10 143,87255 86,42945 09-25-97 11-30-99 40000 PHILLIPS PETE CO COM 20,221 94 19,14272 -1,079 12 09-26-97 11-30-99 80000 PHILLIPS PETE CO COM 40,62960 38,28544 -2,3" 16 09-29-97 11-30-99 1 .50000 PHILLIPS PETE CO COM 76.69320 71,78520 490800 11-11-99 11-30-99 1,30000 CIRCUIT CITY STORE INC 57,141 76 66,56011 941835

CIRCT CITY GRP 03 30 99 11-30-99 2200,00000 UNITED STATES TREAS 2.220.023 44 2,195,273 43 -24.75001

NTS 5 625% Due 11 -30-00

04-06-99 11-30-99 500,00000 UNITED STATES TREAS 505,31250 498,92578 -6,38672 NTS 5 625% Due It -30-W

12-19-97 12-01-99 22400 XEROX CORP COM 7,71906 5,93042 -1,788 64 07-18-96 12-01-99 1,70000 WELLS FARGO& CO NEW 37,31308 79,387 35 4207427

COM 07-18-96 12-01-99 30000 WELLS FARGO & CO NEW 6,58466 13,99042 7 401 76

COM 07-08-97 12-01-99 60000 MURPHY OIL CORP COM 30,2S578 33,95777 3601 99 07-10-97 12-01-99 1,50000 MURPHY OIL CORP COM 75,26250 84,64442 938192 07-10-97 12-01-99 50000 MURPHY OIL CORP COM 25,08750 29,21481 3,127 31 11-08-95 12-01-99 1,40000 ALCOA INC COM 36.55470 93,25522 56,70052 09-29-97 12-01-99 30000 PHILLIPS PETE CO COM 15,33864 14,45989 -87975 09-30-97 12-01-99 2,D00 00 PHILLIPS PETE CO COM 103,20920 96.39258 -681662 10-01-97 12-01-99 1,50000 PHILLIPS PETE CO COM 77,50035 72,29444 -520591 10-02-97 12-01-99 ID000 PHILLIPS PETE CO COM 5.08107 4,81962 .26145 11-11-99 12-01-99 2,40000 CIRCUIT CITY STORE INC 105,49248 120,62837 15,135 99

CIRCT CITY GRP 02-OS-99 12-01-99 500,00000 FEDERAL NATI, MTG 497,03125 492.65625 437500

ASSN MEDIUM 4 720% Due 12-1 1 -00

11-09-99 12-01-99 4,64996 GNMA PASS-THRU X 4.61654 4,64996 3342 SINGLE FAMILY 6 500% Due 05-15-08

11-09-99 12-01-99 3.611 64 GNMA PASS-THRU X 3,58568 3.611 64 2596 SINGLE FAMILY 6 500*/ Due 03 15-09

09-18-98 12-02-99 4,00000 CITIGROUP INC COM 103,94848 214,64563 110697 15 04-15-97 12-02-99 1,40000 CISCO SYS INC COM 15.51667 130,56748 115 050 81 12-30-98 12-02-99 1.40000 GATEWAY INC COM 35,72982 102,66025 6693043 12-31-98 12-02-99 1 80000 GATEWAY INC COM 45.94500 131 .991 76 86,04676 04-15-97 12-02-919 1 .80000 CISCO SYS INC COM 19,95000 167.50691 147,556 91 04-15-97 12-02-99 20000 CISCO SYS INC COM 2,22033 18,61198 16,391 55 04-23-97 12-02-" $0000 AES CORP COM 2447000 46,25846 21 79846 04-23-97 12-02-99 20000 AES CORP COM 6,15925 11,56461 5.40636 04-24-97 12-02-99 80000 AESCORPCOM 24.770 00 46,25846 21,48846 04-24-97 12-02-" 20000 AES CORP COM 6,193 25 1 1.5&4 61 5,381 36 04-25-97 12-02-" 90000 AESCOPPCOM 24,53660 46,25846 21,721 86 04 28-97 12-02-" 20000 AFS CORP COM 6,07877 11.56461 5.485 84 08-04-98 12-02-" 70000 MAXIM INTEGRATED 23,325 54 63,58266 40.257 12

PRODS COM 08-05-98 12-02-99 1,80000 MAXIM INTEGRATED 59,285 16 163.49927 104,213 11

PRODS COM 02-07-97 12-02-" 1,20000 TIME WARNER INC COM 23,41368 74,63751 51 .223 83

4

0 The Sanittelomi-ts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Portfolios From 11-01-99 Through 10-31-00

Open Close Date Date Qu2nnty Secunty

02 10-97 12-02-99 1,30000 TIME WARNER INC COM 12-01-93 12-02-99 3,00000 SCHLUMBERGER LTD

COM 10 11-95 12-02-99 1,6GO 00 WAL MART STORES INC

COM 07-10-97 12-02-99 50000 MURPHY OIL CORP COM 07-17-97 12-02-99 20000 MURPHY OIL CORP COM 07-18-97 12-02-99 60000 MURPHY OIL CORP COM 07-21-97 12-02-99 10000 MURPHY OIL COPP COM 07-21-97 12-02-99 40000 MURPHY OIL CORP COM 07-22-97 12-02-99 40000 MURPHY OIL COR-P COM 07-23-97 12-02-99 20000 MURPHY OIL CORP COM 12-09-98 12-02-99 66000 WEATHERFORD INTL INC

COM 12-09-98 12-02-99 1,70000 WEATHERFORD INTL INC

COM 12-10-98 12-02-99 34000 WEATHERFORD INTL INC

COM 10-01-99 12-02-99 1,40000 WILLIAMS

COMMUNICATION GROUP 10-01-99 12-02-99 80000 WILLIAMS

COMMUNICATION GROUP 11-0293 12-02-99 6,41000 AT&T COPP COM LIB GP P

A 10-05-94 12-02-99 29000 AT&TCORPCOML1BGPP

A 09-05-96 12-02-99 90000 TERADYNE INC COM 09-06-96 12-02-99 1,60000 TERADYNE INC COM 09-06-96 12-02-99 20000 TERADYNE INC COM 0909-96 12-02-99 2,00000 TERADYNE INC COM 09-10-96 12-02-99 30000 TERADYNE INC COM 11-08-95 12-02-99 3.00000 ALCOA INC COM 04-01-98 12-02-99 2.60000 PROCTER & GAMBLE CO

COM 04 15-97 12-03-99 60000 CISCO SYS INC COM 12-31-98 12-03-99 1,30000 GATEWAY INC COM 07-18 96 12-03-99 1 29000 WELLS FARGO & CO NEW

COM 07-10-97 12-03-99 1000 WELLS FARGO & CO NEW

COM 07-10-97 12-03-99 90000 WELLS FARGO & CO NEW

COM 07-24-96 12-03-99 10000 KLA-TENCOR COILP COM 07-26-96 12-03-99 10000 KLA-TENCOR COPP COM 0726-96 12-03-99 10000 KLA-TENCOR COPP COM 07-2696 12-03-99 70000 KLA-TFNCOR CORP COM 07-26-96 12-03-99 10000 KLA-TENCOR COR-P COM 01-06-99 12-03-99 60000 BOWATER INC COM 01-07-99 12-03-99 2,40000 BOWATER INC COM 01-07-99 12-03-99 10000 BOWATER INC COM 01-11-99 12-03-99 40000 BOWATER INC COM 10-02-97 12-03-99 60000 PHILLIPS PETE CO COM 11-09-95 12-03-99 1,40000 ALCOA INC COM 09-10-97 12-03-99 40000 ALCOA INC COM 04-01-98 12-03-99 5 .40000 PROCTER & GAMBLE CO

COM

5

STATEMENTII Page 5 of 114

Gain Or Loss Cost Basis Proceeds Short-rerm Long Term

25,69689 80,85730 55 17040 86,15250 184,20945 9805695

18,56600 91.69,454 73,128 54

25,087 50 2SA8 35 3,20085 10.46250 11,315 34 85284 31 .53006 33.94603 2,41597 5,739 18 5.65767 41949

20.88000 22.63068 1,75068 20,90604 22.63069 1,72465 10,69326 11,315 34 62208 1 1 a44 16 24,46934 13,225 IS

29,W 96 63,027 09 33,381 13

6,031 19 12,60542 6,57423

32,20000 3948932 7 28932

1840000 22,56532 4 165 32

41,10967 262,54484 221,435 17

1.33898 11,87800 10,53902

6,98796 42,97232 35,884 36 12,44800 76,21746 63,76946 1.533 25 9,527 19 7,99393

15,18500 95,271 82 80.08682 2,27205 14,29077 12,01872 78,331 50 206,72040 128,39890 228,17080 292,22375 64.052 95

6,661 00 57,01027 50,34927 33,192 50 93.06506 59,882 56 28,31404 62,11530 33,801 26

25937 481 51 223 14

23 .253 16 4333625 2008308

1,87052 9,65906 7,788 54 1,91450 9.65906 7.744 56 1,914 50 9.65906 7,744 56 13,387 50 67,613 39 54,225 89

1 .912 50 9.65906 7.74656 25.53600 29,381 911 3,84598 103,34400 117.52792 14,18392 4,29988 4,89700 598 12 17,57298 19,58798 2,015 10 30,48642 29,05427 -1 .432 15 36,55470 99.07483 62,520 13 16,40600 28,307 10 11 .901 10

473,99320 615 .35376 141,46056


Master Group of Porffolios From 11-01-99 Through 10-31-00

Open Close Cost Date Date Quantity Sevuriff Basis Procceds

Gain Or Loss

Short Term Long Term

-5,27929

31 88868 27.628 38

22,365 32 88,061 97

22 17 1077461 1841696 440679 1,091 19 43627

-187 50 6,720 10

9,591 41 32 59636 61 74861

179,99889

53 188 55 375,18409 361.74660

-231 36 -153 74 -254 35 -183 42 -665 37 -20924

-5 31 -827 43 -622 73

6


The Samuel terts Noble Foundation, Inc EIN 73-0606209 October 31 2000

0

03-30-99 12-03-99 150,000 GO UNITED STATES TREAS 154,28906 149,00977 NTS 5 975% Due 02-15-04

07-2696 12-06-99 40000 KLA-TENCOR CORP COM 7,65000 39,53868 12-31-99 12-06-99 60000 GATEWAY INC COM 15,31500 42,94338 09-10-97 12-06-99 70000 ALCOA INC COM 28,71050 51,07582 04-01-98 12-06-99 5,20000 BRISTOL MYERS SQUIBB 274,29428 362.356 15

COM 02-03-95 12-07-99 050 HONEYWELL INC COM 933 31 50 09-24-98 12-07-99 270000 COCA COLA CO COM 151.27884 162,05345 09-25-98 12-07-99 3,30000 COCA COLA CO COM 179.64837 198,06533 09-3098 12-07-99 2,00000 COCA COLA CO COM 115,63290 120,03959 10-01-98 12-07-99 30000 COCA COLA CO COM 16,91475 18.00594 10-02 98 12-07-99 10000 COCA COLA CO COM 5,56571 6,00198 06-28-99 12-07-99 20000 COCA COLA CO COM 12,19146 12.00396 09-09-97 12-07-919 50000 DOVER CORP COM 17,01250 23,73260 12-31-98 12-07-919 40000 GATEWAY INC COM 10,21000 27,17909 09-10-97 12-07-99 30000 ALCOA INC COM t2,304 50 21,89591 10-08-97 12-07-" 1,00000 ALCOA INC COM 40,39000 72,98636 04-01-98 12-07-99 4,10000 BRISTOL MYERS SQUIBB 216,27049 278,019 10

COM 04-01-98 12-07-919 8,40000 JOHNSON & JOHNSON 615,80400 795,80289

COM 04-06-98 12-07-99 5,20000 MEDTRONIC INC COM 139,87276 192,06131 07-02-98 12-07-99 5.00000 KLA-TENCOR COPP COM 131,87500 507,05909 08 25-98 12-07-99 5,00000 KLA-TENCOR CORP COM 145.31250 507,059 10 06-28-99 12-08-99 20000 COCA COLA CO COM 12.19146 11,96010 0628-99 12-08 99 20000 COCA COLA CO COM 12,19146 12,03772 06-29-99 12-08-99 60000 COCA COLA CO COM 36.36750 36 113 15 06-30-99 12-08-99 30000 COCA COLA CO COM 18,24000 18,05658 07-29-99 12-08-99 90000 COCA COLA CO COM 48,81624 48,15087 07-30 99 12-08-99 70000 COCA COLA CO COM 42,341 25 42,13201 08-02-99 12-08-99 30000 COCA COLA CO COM 1 8,061 99 19,05658 08-03-99 12-08-99 1,10000 COCA COLA CO COM 67,03498 66,20745 08-04-99 12-08-99 1,40000 COCA COLA CO COM 84,98676 84,26403 10-02-97 12-08-99 60000 PHILLIPS PETE CO COM 30,48642 28,995 53 12-03-98 12-08-99 6,59600 U S WEST INC NEW COM 422,48633 436,61226 12-04 98 12-08." 7,15200 U S WEST INC NEW COM 458,09704 473,41585 OM3-99 12-08-" 2,500,000 00 UNITED STATES TR.EAS 2,441,992 20 2,421,679 69

NTS 5 2WI. Due 05-15-04

09-09-97 12-09-99 20000 DOVER CORP COM 6,80500 9X9 68 10-08-97 12-09-99 80000 ALCOA INC COM 32,31200 58,545 16 12-04-98 12-09-919 10,25200 U S WEST INC NEW COM 656.65701 673,23560 01-11-99 12-10-919 8,20000 MON OFnCE SOLUTIONS 89,62946 61 .00595

COM 10-26-98 12-10-99 10000 KIMBERLY CLARK CORP 4,77249 6,38003

COM 10-26-98 12-10-99 1,10000 KIMBERLY CLARK CORP 52,497 39 70,00001

COM 10-26-98 12-10-99 20000 KIMBERLY CLARK CORP 9,47782 12,72728

COM 10-08-97 12-10-99 50000 ALCOA INC COM 20,19500 37,27730 11-13-98 12-13-99 1,90000 CFT GROUP INC CL A 51,30000 40.73463 11 - t 3-99 12-14-99 5,50000 CIT GROUP INC CL A 148,50000 118,65303

16 .96909

-1 49089 14,12593 15 318 81

-20 .312 51

2,58468 26,233 16 1657859

-28 .622 51

1,607 54

17,50262

3 .24946

17,09230 -10,565 37 -2984697

STATEMENT11 Page 7 of 1 14

The Sainueloerts Noble Foundation Inc EFN 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost Ditc Date Quantatt- Security Bans Pr"eeds Short Term Long Term

10-26~98 12-14-99 1,00000 KIMBERLY CLARK CORP 47,39910 63.99916 1609 06 COM

10 26-98 12-14-99 60000 KIMBERLYCLARKCORP 28,43346 38,39890 9,96544 COM

1026-98 12,14-99 1,000 GO KIMBERLY CLARK CORP 47,389 10 63 54038 16,15128 COM

09-0947 12,14-99 70000 DOVER CORP COM 23,81750 31 99201 8 174 51 09-13-99 12-14-99 22000000 I.NnED STATES TREAS 221,168 75 218,59922 -2 569 53

NTS 6 0000/ Due 08-1 5-04

05-11-99 12-14-919 1,0W000 00 UNITED STATES TRE.AS 1,048,115 00 1,011 .562 so -36,56250 NTS 6 5000/. Due 08-1 "5

07-12-99 12-14-99 880,00000 LJNfTED STATES TREAS U7.665 63 871,20000 -16,46563 NTS 6 125% Due 08-1 "7

10-26-98 12-15-99 30000 KIMBERLY CLARK CORP 14.21673 19,48902 5,27229 COM

10-26-98 12-15-99 20000 KIMBERLY CLARK CORP 9,47782 12,87683 3391901 COM

0"1-99 12-15-99 4,30000 GENERAL ELEC CO COM 373,01425 633,40585 260,391 60 05-24-99 12-15-919 3.11500 TANDY CORP COM 120,26532 211 .507 .20 91 .24188 09-22-99 12-15-99 1,92586 GNMA 1,804 18 1,82586 21 68

6 5004/. Due 10-15-09 11-09-99 12-15-99 600422 GNMA 5,961 06 6,00,422 43 16

6 500% Due 06-15-08 09-22-99 12-15-99 11,525 55 GNMA 11,39969 11 .52555 13691

6 500% Due 07-15-09 09-22-99 12-15-99 1,32974 GNMA 1,31395 1,32974 15 79

6 50OV. Due 02-15-09 11-05-99 12-15-99 3,70602 GNMA 3,67765 3,70602 28 37

6 500% Due 07-15~09 03-26-99 12-15-99 26,98641 FLEETWOOD 27.27736 26,98641 -29095

6 900% Due 03-15-12 12-19-97 12-16-99 37600 XEROX CORP COM 12.95700 9,284 14 4,67286 10-26-98 12-16-99 10000 KIMBERLY CLARK COPP 4,73891 6.53228 1 .793 37

COM 10-26-98 12-16-99 10000 KIMBERLY CLARK CORP 4,73891 6498 78 1,75997

COM 12-31-98 12-16-99 90000 GATEWAY INC COM 22,97250 66.937 52 43,965 02 01-22-99 12-16-99 2.80000 GATEWAY INC COM 86,81708 208,25005 121,43297 04-01-98 12-16-99 4,60000 AMERICAN EXPRESS CO 426.06350 709.85430 283,79080

COM 06-16-99 12-16-99 3,90000 ORACLE CORP COM 127.96095 346,96870 219,007 75 05-24-99 12-16-99 1,94900 TANDY CORP COM 75,24787 127.575 53 52,32766 05-25 99 12-16-99 11,93600 TANDY CORP COM 455,16086 781.29374 326,132 98 Ot-17-95 12-16-" 4,40000 WAL MART STORES INC 4798200 297,393 55 249,41155

COM tO-12-95 [2-16-99 5,60000 WAL MART STORES INC 65.61800 378,50099 312,88289

COM 08-03-99 12-16-99 1,500 000 00 UNITED STATES TREAS 1,465,195 32 1,445,625 00 -19,57032

NTS 5 2500/. Due 05-15-G4

09-09-97 12-17-99 20000 DOVER CORP COM 6,80500 9,39574 2,59074 09-09-97 12-17-99 50000 DOVER CORP COM 17,01250 23,49936 647696 06-16-99 12-17-99 430000 ORACLE CORP COM 141,085 15 392,24239 251 15123

7

SPNF REALIZED GAWS AND LOSSES


Open Close Date Date QUIUM3 Seconty

08-26-98 12-17-99 650000 APPUED MAT1.S INC COM 09-06-99 12-17-99 SGO,000 00 LIMITED STATES TREAS

NTS 6 SWI. Dw 10- 15-06

07-14-99 12-17-99 16000000 UNITED STATES TREAS NTS 7 SWI. Due 02-15-05

02-03-95 12-20-99 1 49950 HONEYWELL INC COM 06-26-95 12-20-99 10,00050 HONEYWELL INC COM 01-13-99 12-20-99 223400 HEWLETT PACKARD CO

COM 01-1499 12-20-99 6.76600 HEWLETT PACKARD CO

COM 07-27-98 12-20-99 225,00000 FEDERAL NATI. MTG

ASSN MTN 5 580% Due 04-24-GO

10-26-98 12-21-99 20000 KIMBERLY CLARK CORP COM

09-18-98 12-21-99 1,600 00 CITIGROUP INC COM 11 13-98 12-22-99 4,10000 CITGROUP[NCCI,A 09-22-98 12-22-99 035 EXXON MOBIL 10 26-98 12-22-99 10000 KIMBERLY CLARK CORP

COM 09 18-98 12-22-99 2,00000 CITIGROUP INC COM 10-26-98 12-22-99 10000 KIMBERLY CLARK CORP

COM U-02-93 12-22-99 045 EXXON MOBIL 06-18-85 12-22-99 025 EXXON MOBIL 07-27-99 12-22-99 57500000 FEDERAL NATL MTG

ASSN MTN 5 580% Due 04-24-00

09 18-98 12 .23-99 70000 CITIGROUP INC COM 06-23-97 12-23-99 1 .50000 AES CORP COM 02-03-99 12-23-99 20000 BURUNGTON RES INC

COM 02-04-99 12-23-99 9,70000 BURLJNGTON RES INC

COM 04-15-97 12-23-99 10000 CISCO SYS INC COM 04-16-97 12-23-99 290000 CISCO SYS INC COM 08-11-98 12-23-99 20D 00 MAXIM INTEGRATED

PRODS COM 08 14-98 12-23-99 2,40000 MAXIM INTEGRATED

PRODS COM 08 19 98 12-23-99 40000 MAXIM INTEGRATED

PRODS COM 08-19-98 12-23-99 40000 MAXIM INTEGRATED

PRODS COM 08-20-98 12-23-99 60000 MAXIM INTEGRATED

PRODS COM 11-30-98 12-23-99 5.00000 NORTHEAST UTILS COM 07-08-97 12-23-99 1,50000 SONY CORP ADR NEW 12-10-98 12-23-99 1 .36000 WEATHERFORD INTL INC

COM 12-24-9a 12-23-99 20000 WEATHERFORD INTL INC

COM

-507500 172,95000 16777500

27,96987 85.98326 233,66502 573." 1 53 157,49879 239,69373 82,19494

480,37653 725.94796 245,571 43

225,00000 224,01563

18,19098 52.30650 657522

286,01946

1,110 17 31 .05 00 3.29874

40.18248

6.10000

6.70000

9.90000

78,92900 129,44295 24,124 77

3,558 10

39 16369 101,734 10

6,314 79

274,693 32

10,39965 301 .59995 9,39969

112,79624

18,79937

18,79937

28.19906

104,121 52 349,99208 50,59031

7,43975

9.28948 210,41495 6,10095

72,61376

12,09937

12.09937

18,29906

25,19252 220,43913 2646554

8

STATEMENT I I Page 8 of 1 14

The Sarnuel *rts Noble FOUndation, Inc EIN 73-0606209 October 31, 2000

Colt Basis Proceeds

192,31030 732,01794 501,69532 501,64063

0

Gain Or Loss


539,707 &4 -6.05469

9,47792

41,57939 110,70000

2000 4,73891

51,97424 4 73891

13 54 288

575,00000

13 .03956

99,52472 89,10605

2839 6,50728

109,97853 6.517 53

3650 2028

572,84375

-26043

-11,326 14

3,981 65

58,013 39 339,776 51

-994 37

3,561 74

46 94~ 33 -2259395

839 1 76837

58,00429 1,77862

2296 1740

-2,15625

2097271 4942760

0 The Sainuel ferts Noble Foundation, Inc EIN 73-0606209 October 31 . 2000

SRNF REALIZED GAfNS AND LOSSES


Gain Or Loss

PFoc"ds Short Term Long Term

34,96683 18,29245

3S.43600 10,131 02

101,08272 40,43309 10 10807

179,69888 872,610 13

-85,35820

43041 50

-102 659 11

1 15047780 115,320 71

169.13984 9,74728

-182,90062 -2096725

320,11199 4330282

77,431 36

119,4S666

15,747 52

85,797 35

63 29928 69,79843

13201942

416,22394 94,785 16

40,531 67

-7 .223 11

-5,65943

181,96540 73 21386

-28,9&4 98 .7,01473

132,89093

STATEN/LENT I I Page 9 of 114

518,09273 114,396 18

211,19296

438,81661

60,75922

379,03735

139,66284 159,61467 317,26442

647,57494 489,69616

237,64832

160,91837

70,14391

235,162 15 368,60770

247,97547 201,65327

334,06885

9

Open Close Cosi Date Date Quantity Sctunty Basis

12-28-98 12-23-99 94000 WEATHERFORD INTI INC 16,67438 COM

09-10-96 12-23-99 70000 TERADYNE INC COM 5,301 45 09-10-96 12-23-99 20000 TERADYNE INC COM 1,50825 09-11-96 12-23-99 200000 TERADYNE INC COM 15,31000 09-12-96 12-23-99 80000 TERADYNE INC COM 6.12400 09-12-96 12-23-99 20000 TERADYNE INC COM 1 .531 20 09-17-96 12-23-99 360000 TERADYNE INC COM 29,80800 04-12-84 12-23-99 15,00000 KIMBERLY CLARK CORP 79,427 59

COM 09-28-98 12-23-99 16,00000 ASSOCIATES FIRST CAP 540,38000

CLA 09-29-98 12-23-99 8,00000 ASSOCIATES FIRST CAP 270,55240

CLA 07-G6-99 12-23-99 20,00000 ANHEUSER BUSCH COS 1,454,664 00

INC COM 06 18-85 12-23-99 16,20500 EXXON MOBIL 186,93781 0401-98 12-23-919 330000 FLECTRONIC ARTS INC 153,62028

COM 05 11-98 12-23-99 4,10000 INTELCOPPCOM 172,68626 06-08-98 12-23-99 20000 INTEL CORP COM 6,927 16 04-01-98 12-23-99 8,90000 COCA COLA CO COM 714.85690 02-16-99 12-23-99 6,70000 MCI WORLDCOM INC 551,505 91

COM 04-01-99 12-23-99 4,40000 MICROSOFT CORP COM 197,97074 10-19-98 12-23-99 1,30000 COSTCO WHSL CORP 71,09336

NEW COM 10-26-98 12-23-99 2,40000 COSTCO WHISL CORP 133,76160

NEW COM 01-05-99 12-23-99 6.5GO 00 ELECTRONIC DATA SYS 319,35995

NW COM 01-06-919 12-23-99 90000 ELECTRONIC DATA SYS 45,01170

NW COM 04-01-98 12-23-99 4,00000 JOHNSON & JOHNSON 293,24000

COM 06-17-99 12-23-99 1,40000 E M C COPP MASS COM 76363 56 06-22-99 12-23-99 1 .60000 E M C CORP MASS COM 89,82624 04-01-98 12-23-99 2.OW 00 AMERICAN EXPRESS CO 185,24500

COM 04-01-98 12-23-99 6.70000 HOME DEPOT INC COM 231,35100 04-01-98 12-23-99 4,50000 PROCTER & GAMBLE CO 394.911 00

COM 12-16-99 12-23-99 4,50000 DEt.L COMPUTER CORP 197,11665

COM 07-01-99 12-23-99 3,90000 WEU-S FARGO & CO NEW 168.14148

COM 07-%-99 12-23-99 1 .700 00 WELLS FARGO & CO NEW 75,90334

COM 04-01-98 12-23-99 2.60000 SOLECTRON CORP COM 53,29675 04-01-98 12-23-99 5,60000 BRISTOL MYERS SQUIBB 295,393 94

COM 07-15-98 12-23-99 4,70000 BESTFOODS COM 276,94045 12-06-99 12-23-99 4,80000 CIRCUIT CITY STORE INC 208,66800

CIRCTCTrYORP 04-06-98 12-23-99 6,40000 INTERPUBLIC GROUP COS 201,17792

COM

40,73745 11,63927

116,39272 46,55709 11 .63927

209,936 98 952,03773

455.02180

227,51090

1,352,004 89

1,337 .415 61 268,941 03

341,926 10 16,67444

532.05628 530,53856

The SaInuel verts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF

REALIZED GAWS AND LOSSES

Hasler Group of Portfolios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Quantity Security - Basts -Procceds Short Term Long Term

04-06-98 12-23-99 10,70000 MCDONALDS COPP COM 329.19459 428 11946 98,924 87 04-01-98 12-23-99 4,50000 AMERICAN INTL GROUP 303.21720 490.393 74 187 .166 54

COM 04-0699 12-23-99 10,10000 MEDTRONIC INC COM 269,73363 370,02639 100,29276 0401-99 12-23-99 13,50000 GILLETTE CO COM 825,295 50 562,08749 -263 20801 06-02-99 12-23-99 4,50000 NEWELL RUBBERMAID 192,117 15 133,08305 .59034 10

INC COM 06-03-99 12-23-99 2,30000 NEWELL RUBBERMAID 101,34858 68.02023 -33~328 35

INC COM 11-1098 12-23-99 3,90000 CARNIVAL CORP COM 127,74688 180.97206 53,323 18 11-11-98 12-23-99 80000 CARNIVAL CORP COM 27,11664 38,07833 10,96169 04-01-98 12-23-99 2,10000 GENERAL ELECCOCOM 182,16975 330,85887 148,689 12 08 17-98 12-23-99 6,40000 TELLABS INC COM 196.954 88 431,585 61 244,63073 04-01-98 12-23-99 13,00000 BOSTON SCIENTIFIC 441.29800 270,71595 -170,58205

CORPCOM 04-01-98 12-23-99 8,40000 GAP INC DEL COM 169,38021 361,29294 191 912 73 04-02-98 12-23-99 7 .80000 MARRIOTT INTL INC NEW 282,98790 236,03961 4694829

CLA 04-01-98 12-23-99 15 .90000 PFIZER INC COM 522,94235 538,79326 1595091 06-16-99 12-23-99 50000 ORACLE CORP COM 16,40525 54,207 19 37.801 94 06-17-99 12-23-99 1,00000 ORACLECOPPCOM 34.54040 108,41438 73,87398 11-04-99 12-23-99 5.90000 SCHERING PLOUGH COPP 319,831 33 257,08392 -6274741

COM 12-02-99 12-23-99 4,80000 PUPSICO INC COM 174.034 56 171,95426 -208030 01-11-99 12-23-99 2,00000 BAXTER INTL INC COM 130,321 20 121,75093 -8,57027 12-13-99 12-23-99 4,00000 S13C COMMUNICATIONS 210,66040 202,753 23 -7,907 17

INC COM 09-15-99 12-23-99 2,76000 ALCOA INC COM 179.33569 21096736 31,63167 09 16-99 12-23-99 24000 ALCOAINCCOM 15,511 10 18,34499 2.83389 iG-07-96 12-23-99 1,00000 ALLERGAN INC COM 18,90500 50,18832 31,283 32 01-13-99 12-23-99 2,000 GO COMPAQCOMPUTER 90,35980 55,628 14 -34,73166

CORP COM 09 10-98 12-23-99 428000 MASCO CORP COM 104,09003 102,45978 -1,63025 09-11-98 12-23-99 72000 MASCOCOPPCOM 17,934 84 17,23622 -69862 11 1993 12-23-99 300000 SCHERING PLOUGH CORP 25,19437 129,94066 104 74628

COM 01-19-99 12-23-99 3.00000 GILLETTE CO COM 152,97040 125,815 80 -27 .05460 11-01-93 12-23-99 3.00000 BRISTOL MYERS SQUIBB 44,388 75 194,43851 150.04976

COM 07-09-98 12-23-99 3,40800 GTE CORP COM 192,93793 249 .636 19 56,79826 07-10-98 12-23-919 59200 GTE CORP COM 33,38927 43,36403 9.97476 01-11-99 12-23-99 2,00000 RAYTHEON CO CL A 107.64080 50,87830 -56,76250 08 10-98 12-23-99 1 .20000 CINERGYCOPPCOM 38,11944 28,80204 -9,31740 09-11-98 (2-23-99 1 56100 CINERGY CORP COM 48,83760 37,46665 -11 .37095 08-13-98 12-23-99 2.23900 CINERGY CORP OOM 71 .92228 53,739 79 -18,18249 10-20-97 12-23-99 50000 AVERY DENNISONCORP 19,99875 34,343 85 14.345 10

COM 10-06-98 12-23-99 1,50000 AVERY DENNISON CORP 62.59450 103,031 56 40,447 G6

Com 09-09-96 12-23-99 50000 TIUCON GLOBAL REST 10,89055 19 .281 85 8,391 30

COM 09-16-96 12-23-99 1,00000 TRICON GLOBAL REST 21,686 18 38,56371 16,877 53

COM 08-23-96 12-23-99 1,00000 BARD C R INC COM 30.93500 50.43831 1950331 07-28-98 12-23-99 85000 VASTAR RES INC COM 36,09245 47,016 19 10,923 73 03-11-98 12-23-99 300000 MURPHY OIL CORP COM 145,22760 167.62690 22,399 30

10

STATEMENT I I Page 10 of 114

STATEMENT 11 Page I I of 11 4

The Samuel 1perts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Cato Or Uss Open Close Cost Date Date Quantity Security B"Is Proceeds Short Term Long Term

08-04-99 12-23-99 I,OGO 00 MORGAN STAN DEAN 87.865 70 130,93563 4306993 WIT-FR COM NEW

04 22-96 12-23-99 2,00000 LILLY ELI & CO COM 58.47670 134 375 51 75 898 81 11 03-93 12-23-99 2,00000 CHASE MANHATTAN 40,43500 15237491 11193991

NEW COM 01-14-99 12-23-99 2,00000 HEWLETT PACKARD CO 141,99720 21549791 73 50061

COM ("6-97 12-23-99 2,OW 00 MERCK & CO INC COM 97,62050 139,62534 42,004 84 11-11-93 12-23-99 1,50000 GENERAL ELEC CO COM 35,36625 239,214 55 202,848 30 0"3-95 12-23-99 5,00000 SYSCOCORPCOM 71,71250 180,00649 108,29399 07-09-96 12-23-99 3,00000 SYSCOCORPCOM 45,27750 109,00389 62 .726 39 DLC30-98 12-23-99 4.78000 HELLER FINANCIAL INC 129.06000 90,231 43 .38 828 57

CLA 05-01-98 12-23-99 22000 HELLER FINANCIAL INC 6,71372 4.15291 -2 .56081

CLA 06-02-98 12-23-99 4,00000 LAUDER ESTEE COS INC 121 .75000 190,25365 68,503 65

CLA 08-18-98 12-23-99 6,00000 M13NA CORP COM 124,83400 160,39462 36,05062 04-28-99 12-23-99 1,00000 TIME WARNER INC COM 72,56000 66,937 76 -5,62224 09-17-919 12-23-99 1,15000 LUCENT TECHNOLOGIES 80,29300 98,47804 8,185 04

COM 12-06-99 12-23-99 3,00000 HEINZ H I CO COM 129,761 40 121,722 13 -8,03927 04-16-99 12-23-99 3,00000 DUKE ENERGY CORP 162.32980 150,56,497 -11,76393

COM 10-12-95 12-23-99 2,00000 WAL MART STORES INC 23,43500 133,875 53 110,44053

COM 0943-99 12-23-99 2,96900 CARNIVALCORPCOM 129,31598 141,215 77 11,89979 09-07-99 12-23-99 1,03100 CARNIVAL COPP COM 45,62505 49.03788 3,412 93 02-17-99 12-23-99 700000 ALTEPACORPCOM 205.649 50 367,487 75 161 83925 08-25-98 12 23-99 1,26300 KLA.TENCOR CORP COM 36,70594 125,98005 99274 11 08 26-98 12-23-99 1 73700 KLA-TENCOR CORP COM 50,37300 173,25997 12288697 09 03-99 12-23-99 209500 MCI WORLDCOM INC 16068650 165,23761 4 551 11

COM 09-08-99 12-23-99 18000 MCI WORLDCOM INC 13 .991 02 14,19703 31601

COM 01-14-99 12-23-99 2,00000 04TEL CORP COM 136,27760 165,74447 29,46697 04-02-98 12-23-99 3,00000 ADAPTEC INC COM 60,92070 160307 15 99.39645 O&~26-99 12-23-99 5,00000 APPLIED MATLS INC COM 147.93100 593,73020 445,79920 09-15-99 12-23-99 6,00000 BMC SOFTWARE INC 399,49600 460.10966 70,61366

COM 03-09-99 12-23-99 8,00000 MAXIM DITEGPATED 183,80440 379,48735 195,68295

PRODS COM 12-28-95 12 23-99 100000 MICROSOFT CORP COM 10,98437 118,12106 107,13668 09 24-97 12-23-99 3.00000 FIRST DATA CORP COM 115,022 10 150,18998 35,16788 09-04-97 12-23-99 6,00000 SLM HLDG COP P COM 240,134 72 '262,224 94 22,0" 12 07-31-97 12-23-99 1 .80000 FIRST LIN CORP COM 90.971 37 60,75247 -30,21890 09-18-98 12-27-99 20000 CITIGROUP INC COM 5.19742 11 .18962 5,99220 10-26-98 12-27-99 50000 KIMBERLY CLARK CORP 23,69455 32 .76456 9.07001

COM 10-26-98 12-27-99 30000 KIMBERLY CLARK CORP 14,31747 19,65873 5.341 26

COM 06-17-99 12-27-99 12,30000 ORACLE CORP COM 424.84692 1,291,046 56 8 56,199 64 10-26-99 12-29-99 10000 KIMBERLY CLARK CORP 4,77249 6.57093 1,798 44

COM 10-26-98 12-28-99 10000 KIMBERLY CLARK CORP 4,77700 6,57093 1,79391

COM

I I

-3 43

33 11

2647

1 .113 53 665445

2091022

19,26004

14 12476

18,61733

40,954 56

28801 30

23 37444

7,75950

5 191 50

2,604 29

10.42932

3,635 74 17,57958

742,28492 314,36462 918.86100 268,57067

64,847 15

13496890

165,09998 182.75651

-82,64242

12


The Sarnuel ferts Noble Foundation, hic EIN 73-0606209 October 3 1, 2000



Open Close Cost Date Date Quantity Secunty Basis -Procceds

10 26-98 12-28-99 30000 KIMBERLY CLARK CORP 14,40600 19,71279 COM

09-09-97 12-28-99 20000 DOVER CORP COM 6,90500 8,89570 09-09-97 12-28-99 6GO DO DOVER CORP COM 20.41500 26,83962 12 14-99 01-01-00 924 78 FNMA PASS-THRU BLLN 89906 92478

MULTI 7+ 6 590% Due I 1 -0 1 -07

12-14-99 0 1 -0 1 -GO 471 60 FNMA PASS-TRRU BLLN 47503 471 60 MULTI 7+ 7 4090/. Due 11-01-09

11-09-99 01-01-00 4606 11 GNMA PASS-THRU X 4,57300 4,60611 SINGLE FAMILY 6 500%. Due 05-15-08

11-09-99 01-01-00 3,68302 GNMA PASS-THRU X 3,65655 3,68302 SINGLE FAMILY 6 5006/6 Due 03-13-09

01-12-919 01-03-00 10000 BOWATER INC COM 4,37388 5,48741 01-12-99 01-03-00 60000 BOWATER INC COM 26,26998 32,92443 04-18-97 01-03-00 80000 TOTAL FINA S A 3224800 53,15822

SPONSORED ADR. 07-16-99 01-03-00 7,60000 SMURFIT-STONE 159.33400 17959404

CONTAINIR COM 07-16-99 01-04-00 4.90000 SMURFIT-STONE 102,72850 116,85326

CONTAINR COM 07-16-99 01-04-00 6,50000 SMURFIT-STONE 136,392 10 155,00943

CONTAINRCOM 04-1897 01-04-00 1,60000 TOTAL FINA S A 64,49600 105,45056

SPONSOR ED ADR 04-21-97 01-04-00 1,10000 TOTAL FINA S A 43,69596 7249726

SPONSOREDADR 04-22-97 01-04-00 90000 TOTAL FINA S A 35.941 50 59,31594

SPONSORED ADR 04-23-97 01-04-00 30000 TOTAL FINA S A 12,01249 19,771 98

SPONSORED ADR 04-24 97 01-04-00 20000 TOTAL FINA S A 7,98982 13 L111 32

SPONSORED ADR 04-25-97 0 1 -G4 .00 10000 TOTAL FINA S A 3,98637 6,59066

SPONSOREDADR 04-28-97 01-04-00 40000 TOTAL FINA S A 15.93332 26,36264

SPONSORED ADR. 06-23-97 01-04-00 10000 AES CORP COM 3,487 10 7,12294 06-23-97 01-04-00 50000 AES CORP COM 17,43550 35,01508 09-18-91 01-04-00 6.00000 MOTOROLA INC COM 93,43200 835,71692 12-04-95 01-04-00 400000 MOTOROLA INC COM 242.78000 557,14462 11-01-95 01-04-00 1500000 HOME DEPOT INC COM 125,16100 944,02200 11-13-95 01-04-00 5,00000 HOME DEPOT INC COM 46,10333 31467400 06-22-99 01-04-00 4.50000 E M C CORP MASS COM 252,63630 495,74891 04-01-98 01-04-00 8.90000 BRISTOL MYERS SQUIBB 46946521 534,31236

COM 04-01-98 01-04-00 2,30000 AMERICAN EXPR ESS CO 213.031 75 347,90065

COM 04-01-98 01-04-00 4,10000 HOME DEPOT INC COM 94,38200 259,481 98 04-06-98 01-04-00 9,20000 INTERPUBLIC GROUP COS 289,19326 471,94977

COM 12-03-99 01-04-00 12,08000 BURLINGTON NORTHERN 357,05460 274,412 18

SANTAFE

Gain Or Loss

ShortTerm Long Term

5,30679

2,09070 6424 62

25 72

243,11261


Master Group of Porffiolios From 11-01-99 Through 10-31-00

Proceeds ShoriTerm Long Tcrm

43,70070 8,67406 16,39776 3.60557 29,17070 1874809 -649402

116,418 17 -38 .730 64

211,468 10 83,89497

1067

26,33790 158,335 13 -15,92870

112 19577

-96,61235

-21,11937

94,72497 43,061 99 21,341 08 14,227 38 42,682 15 19,60047

14,220 47 5,972 63 10,851 02 7,22863 19,252 15 5,19447

38,24042 21 .06952

81,834 51 41.94791

144 745 17 10,495 17

79.69734 53,297 34

79,69734 53 .325 82


13

The Samuel *rts Noble Foundation, Inc EIN '73-0606209 October 3 1 . 2000

Open Clow Cost Datc Datc Quantity Security Buis

01-12-99 01-05-00 80000 BOWATER INC COM 35,02664 01-13-99 01-05-00 30000 BOWATER INC COM 12.782 19 06-23-97 01-05-00 40000 AES CORP COM 13,94840 12-03-99 01-05-00 85400 BURLINGTON NORTHERN 25242 H

SANTA FE 12-06-99 01-05-00 5,30300 BURLINGTON NORTHERN 155.148 81

SANTA FE 03-11-98 01-05-00 3,71400 MUPPHYOILCOPPCOM 179,791 77 03-11-98 01-05-00 1,46500 MURPHY OIL COPP COM 70,91949 06-02-95 01-06-00 036 TRANSOCEANSEDCO 631

FOR.EX 01-13-99 01-06-00 10000 BOWATER INC COM 4,26073 01-13-99 01-06-00 30000 BOWATER INC COM 12,76146 06-23-97 01-06-00 70000 AES CORP COM 24,40970 06-23-97 01-06-00 20000 AES CORP COM 6.93325 06-24-97 0 1 -0&-00 20000 AES CORP COM 6,98000 07-01-97 01-06-00 30000 AES CORP COM 10,49005 12-31-99 01-06-00 020 TRANSOCEAN SEDCO 312

FOREX 06-17-99 01-06-00 40000 ORACLE CORP COM 13,816 16 07-01-99 01-06-00 2,50000 ORACLE CORP COM 92,62775 12-06-99 01-06-00 2,38900 BURLINGTON NORTHERN 69,89450

SANTA FE 12-07-99 01-06-00 19 19400 BURLINGTON NORTHERN 546,57794

SANTAFE 12-08-99 01-06-00 16,39900 BURLINGTON NORTHERN 467,74048

SANTA FE 12-09-99 0"6-00 3,78100 BURLINGTON NORTHERN 106,68772

SANTA FE 03-11-98 01-06-00 1 66300 MURPHY OIL COPP COM Z0,504 so 03-13-98 01-06-00 75600 MURPHY OIL COPP COM 3708936 07-01-97 01-07-00 30000 AES CORP COM 10,49005 07-02-97 01-07-00 20000 AES CORP COM 6,99875 09-09-97 01-07-00 60000 AES CORP COM 23,43000 10-26-98 01-07-00 30000 KIMBERLY CLARK CORP 14,40600

COM 09-23-96 01-07-00 70000 ILLINOVA CORP COM 19,49980 02-09-93 01-07-00 1,10000 INTL PAPER CO COM 35,31006 09-17-99 01-07-00 11,00000 LUCENT TECHNOLOGIES 768.02000

COM 03-13-99 01-07-00 2,54000 MURPHY OIL CORP COM 124,61240 03-17-98 01-07-00 4,26000 MURPHY OIL CORP COM 207.95829 04-03-98 01-07-00 60200 MURPHY OIL CORP COM 30,32425 07-09-97 01-10-GO 1,00000 SONY COPP ADR NEW 86,29530 12-28-98 01-10-00 2,86000 WEATHERFORD INTL INC 50,73268

COM 12-29-98 01-10-00 1,00000 WEATHERFORD INTL INC 17,17090

COM 01-27-99 01-10-00 2,14000 WEATHER FORD INTL INC 39,88660

COM 12-18-98 01-10-00 3,00000 MCI WORLDCOM INC 134,25000

COM 08-20-98 01-10-00 1,60000 MAXIM INTEGRATED 26,40000

PRODS COM 08-21-98 01-10-00 1,60000 MAXIM INTEGRATED 26.371 52

PRODSCOM

GRin Or Loss

5,52204 16 .566 14 49,241 18 14 .06891 14,06891 21,10337

593

40,15406 250,96288 54,065 80

434,382 17

371,128 13

85 .568 35

1,26131 3,90468

281

14,22230

31 .67633 12,97549

4 36

24,1131 48 7,13566 7,08891 10,61331

28,79633 10.30653 65 .331 00 30.02094 582.927 74 -195,09226

144,83536 20.22296 242,912 86 34,954 57 34,327 12 4,00287

252,691 57 166,39627 109.36761 58,63493


The Samuel Wrts Noble Foundation, hic EIN 73-0606209 October 31, 2000


Master Group of Porffolios From 11-01-99 Through 10-Ji-00

Gain Or Less Open Close Cost Date Date Quantity Security Baw Proceeds Short Term Long: Term

08-25-98 01-10-00 90000 MAXIM INTEGRATED 13.45000 39,94867 2639867 PRODS COM

09 19-98 01-10-00 50000 CITIGROUP INC COM 12,993 56 27,24409 14,25053 09-21-98 01-10-00 2,D00 00 CITIGROUP INC COM 49,47269 108,97636 59.50367 09-09-97 01-10-00 40000 AES CORP COM 15,62000 29,42729 13,80729 0949-97 01-1"0 1,20000 DOVER CORP COM 40,93000 54.10091 13,27091 10 26-99 01-10-00 10000 KIMBERLY CLAP K CORP 4,80200 6.69478 1 892 78

COM 10 26-98 01-10-00 20000 KIMBERLY CLARK CORP 9,60400 13,389 55 3 789 55

COM 09-09-97 01-10-00 60000 AES COPP COM 23.43000 45.09335 21 .66335 10-09-97 01-10-00 200 OD AES CORP COM 9,56898 15,031 12 5462 14 10-09-97 01-10-00 100 OD AES CORP COM 4.78449 7,23000 2,445 51 10-26-98 01-10-00 10000 KIMBERLY CLARK CORP 4,90200 6,59628 1 78429

COM 10-05-94 01-10-W 4.00000 AT&T COR-P COM LIB GRP 19,46972 221,29261 202,823 99

A 09-23-96 01-10-00 100000 ILLINOVACOPPCOM 26,41400 41,571 11 15,157 It 09-24-96 01-10-00 70000 ILLINOVACOPPCOM 18,42920 29,09978 10,671 58 10-26-98 01-11-00 10-000 KIMBERLY CLARK COR-P 4.80200 45,75SO2 I 9S3 02

COM 10 26-98 01-11-00 10000 KIMBERLY CLAP K CORP 4,90200 677364 197364

COM 10-05-94 01-11-00 1.33400 AT&T CORP COM UB GRP 6,15932 73.33260 67.17328

A 08-10-95 01-11-00 86600 AT&T COP P COM UB GRP 4,78652 47.60572 4281920

A 10-09-97 01-11-00 70000 AFS CORP COM 33,49143 53,07047 19,57904 08-10-95 01-12-00 10000 AT&T COPP COM UB GRP 552 72 5,29582 4,743 10

A 10-09-97 01 12-00 30000 AES CORP COM 14.35347 23054 99 8 701 42 01-06-00 01-12-00 300,00000 FEDERAL NATL MTG 297.09375 295,12500 1,968 75

ASSN MEDIUM 5 125% Dw 1[ -30-00

10-09-97 01-13-00 20000 AES CORP COM 9,56999 15,749 17 6,19019 07-01-99 01-13-00 4,10000 OPACLECORPCOM 151,90951 434,579 12 28266861 08-10-95 01-14-00 90000 AT&T CORP COM LIB GP P 4,421 73 43,644 94 39.22321

A 04-20-92 01-14-00 1,00000 GENERAL MTRS CORP 33,30650 81.63667 48330 17

COM OS-05-92 01-14-00 60000 GENERAL MTRS CORP 19,273 15 48,99201 29,70886

COM 09-22-99 01-15-00 5,99484 GNMA 5.91377 5,98494 7107

6 5000/. D= 10- 15-09 11-09-" 01-15-00 5,66462 GNMA 5,62391 5,66462 4071

6 5000% Dw 06-15-09 12-15 " 01-15-00 779 11 GNMA 77546 779 11 365

7 0000% Dmuc 12-15-14 t2-14-99 01-1 S-W 1,94329 GNMA 1,934 17 1,94328 9 11

7 0001/ Dw 07-15-14 12-14 " 01-15-00 1,59647 GNMA 1,588 1,59647 749

7 0000% Dw 12-15-14 12-14-99 01-15-00 1 23406 GNIMA 1,22829 1,23406 5 78

7 000% Due 12-15-14 09-22-99 0 1 -1 5-GO 13,27349 GNMA 13.11597 1327349 15762

6 500%. Doc: 07-15-09

14


The Samuel Oerts Noble Foundation, Inc EIN 73-0606209 October 31 . 2000

SRNF

REALIZED GAINS AND LOSSES Master Group of Poqfolios From 11-01-99 Through 10-31-00

Gain Or Less Open Close Cost Date Date Quantity Secunty Basis Proceeds ShoriTerm LongTerm

09 22 99 01-15-00 1,32939 GNMA 1 31360 1,32939 1579 6 W1. Due 02-15-09

11-05.99 01-15-00 4,37891 GNMA 4.34528 4,37891 33 53 6 50W. Due 07-15-09

03-26-99 01-15-00 19,88034 FLEETWOOD 20.094 67 19,88034 -21433 6 900-/. Due 03-15-12

10-13-97 Of 18-00 20000 AES COR-P COM 9,22842 15,94885 6,72043 08 1798 01-18-00 10000 AES COR-P COM 3,59404 7,97442 4,38038 08-10-95 01-111-00 70000 AT&T CORP COM LIB GRP 3,96901 37,69724 33,828 23

A 10-0997 01-18-00 10000 AES COR-P COM 4,79449 7,894 73 3 11024 12-22-95 01-19-00 42000 TENNECO AUTOMOTIVE 9,46494 4,30805 .5 15689

INC COM 12-26-95 01-19-00 24000 TENNECO AUTOMOTIVE 5,451 07 2,461 74 .2,98933

INC COM 01-02-96 0149-00 10000 TENNECO AUTOMOTIVE 2,31372 1,02573 .1,29799

INC COM 01-03-96 01-19-00 18000 TENNECO AUTOMOTIVE 4,173 37 1,94631 -2,32706

INC COM 01-04-96 01-19-00 30000 TENNECO AUTOMOTIVE 6,99801 3,077 18 -3 .92083

INC COM 01-05-96 01-19-00 1 .40000 TENNECO AUTOMOTIVE 32,79037 14,36015 -18,43022

INC COM 01-1096 01-19-00 88000 TENNECO AUTOMOTIVE 20.161 34 9,02638 -11,13496

INC COM 01-10-96 01-19-00 6000 TENNECO AUTOMOTIVE 1 .32343 61544 .70799

INC COM 01-11-96 01-19-00 54000 TENNECO AUTOMOTIVE 12 .253 18 5,53892 -6714 26

INC COM 01-12-96 01-19-00 46000 TENNECO AUTOMOTIVE 10,426 37 4 71833 .570804

INC COM 01 17-96 01-19-00 42000 TENNECO AUTOMOTIVE 9,53939 4,30805 -5,231 33

INC COM 11-16-94 01 19-00 1,20000 XEROX CORP COM 20.56240 27,207 53 6,&45 13 11-17-94 01-19-00 540000 XEROX CORP COM 93,20400 122,43389 29,22999 11-17-94 01-19-00 12,00000 XEROX CORP COM 205,4&4 00 272,075.30 66.611 30 12-13-94 01-19-00 3.70000 XEROX CORP COM 57,134 17 93,88989 26,755 72 08-10-95 01-19-00 40000 AT&T CORP COM LIB Gl? P 2,21087 21 .62879 1941792

A 08 10-95 01-19-00 1 .20000 AT&T CORP COM LIB GRP 6,63260 65,53053 58,89793

A 10-0997 01-19-00 40000 AES CORP COM 19.13796 31,61370 12 .475 74 09-17-96 01-19-00 90000 TERADYNE INC COM 7.45200 69.46679 6201479 0 1 - 17-96 01-20-00 30000 TENNECO AUTOMOTIVE 6,913 94 3.05627 -3 757 57

INC COM 01-18-96 01-20-00 12000 TENNECO AUTOMOTIVE 2,718 11 1,222 51 -1,49560

INC COM 03-07-96 01-20-00 1,58000 TENNECO AUTOMOTIVE 42,513 16 16,09634 -26,41682

INC COM 0626-96 01-20-00 10000 TENNECO AUTOMOTIVE 2,391 60 1018 75 -1,372 85

INC COM 07 25 96 01-20-00 10000 TENNECO AUTOMOTIVE 222303 1 .01876 -1,20427

INC COM 03-03-97 01-20-00 80000 TENNECO AUTOMOTIVE 17,46339 9,15004 -9,313 35

INC COM 12-13-94 01-20-00 1,10000 XEROX CORP COM 16,98593 25 38033 8,394 50

is

The Samuel ferts Noble Foundation, hic EIN 73-0606209 October 3 1, 2000



Gain Or Loss Open Close Cost alit Date Quantity Security Basts Proceeds Short Term Long Term

11-06-96 01-20-00 1200000 XEROX CORP COM 269,424 GO 276,87634 7 452 34 07-26-96 01-20-00 70000 KLA-TENCOR CORP COM 6,69375 45,723 45 3902970 08-10-95 01-20-00 40000 AT&TCOPPCOMLIBGRP 2,21097 22,404 0 1 20 193 14

A 09-17-96 01-20-00 10000 TERADYNE INC COM 92900 7,72374 6895 74 09-17-96 01-20-00 30000 TERADYNE INC COM 2,49400 23,15424 20,67024 07 27-98 01-20-00 550,00000 FEDERAL NATI. MTG 549.828 12 547,079 13 -274999

ASSN MTN 5 5606/. Due 07-24-00

07-06-98 01-21-00 13,40000 WILLIAMS COS INC DEL 465,79204 521 .04562 55,253 58 COM

433-03-97 01-21-00 26000 TENNECO AUTOMOTIVE 5,67560 2,62373 -3,05187 INC COM

08-26-97 01-21-00 1,34000 TENNECO AUTOMOTIVE 34,92521 13,52229 -21,30292 INC COM

07-26-96 01-21-00 10000 KLA-TENCOR CORP COM 956.25 6,49790 5,541 65 10-0997 01-21-00 10000 AES CORP COM 4,79449 7,96793 3,18344 10-10-97 01-21-00 20000 AES CORP COM 9,31000 15,93587 6,625 87 10-13-97 01-21-00 10000 AES CORP COM 4,61421 7,96793 3,353 72 08-26-97 01-24-00 90000 TENNECO AUTOMOTIVE 23,39007 903047 -14,35960

INC COM 07-26-96 01-24-00 20000 KLA-TENCOR CORP COM 1.91250 13,06558 11,15308 07-29-96 01-24-GO 60000 KLA-TENCOR CORP COM 5,62686 39,19675 33.56989 07-2996 01-24-00 10000 KLA-TENCOR COPP COM 93781 6,53166 5 593 85 09-10-95 01-24-00 1,50000 AT&T CORP COM LIB GRP 8,29075 87,663 52 79,372 77

A 08 17-98 01-24-00 10000 AES CORP COM 3,59404 8.00651 4,41247 08-03-99 01-24-00 2 170,000 DO UNITED STATES TREAS 2.119,649 23 2,059,126 56 -60,52267

NTS 5 2500/. Due 05-1 5-04

10-07-97 01-25-00 90000 TENNECO AUTOMOTIVE 23,99792 9,00951 -14,97841 INC COM

04-28-98 01-25-00 3,12000 TENNECO AUTOMOTIVE 73,81042 31,23296 -42,57746 INC COM

12-23-93 01-26-00 1,20000 AMERICAN EXPRESS CO 32,99254 194,657 50 161,76496 COM

12-23-93 01-26-00 1,20000 AMERICAN EXPRESS CO 32,89254 194,17549 161,28294 COM

12-28-93 01-26-00 50000 AMERICAN EXPRESS CO 14.03616 80,90645 66,87029 COM

01-03-94 01-26-00 2,00000 AMERICAN EXPRESS CO 53,69306 323,62581 269,932 75 COM

01-03-94 01-26-00 50000 AMERICAN EXPRESS CO 13,42327 80,91865 67,495 38 COM

09-27-98 01-26-00 2 .20000 AMERICAN EXPRESS CO 201,93448 356,04206 154,10758 COM

11-06-96 01-26-M 2,50000 XEROX CORP COM 56,13000 56,098 12 -31 88 12-16-99 01-27-00 12,70000 DELL COMPUTER COPP 556,30699 487,55707 -68,74992

COM 12-20-99 01-27-00 17,20000 DELL COMPUTER CORP 819,48952 660,313 50 .158 17602

COM 01-05-00 01-27-00 10,90000 DELL COMPUTER CORP 531,233 30 418,45449 -112,778 81

COM 08-17-98 01-27-00 1,10000 TELLABS INC COM 32,13287 64.89970 32,76683 06-22-99 01-27-00 2,90000 E M C CORP MASS COM 162,81006 304,81057 142,00051 07-12-99 01-27-00 90000 E M C CORP MASS COM 53,06895 94,59638 41,52743

16 STATEMENT I I Page 16 of 114


The Sarnuelkerts Noble Foundation, Inc EIN 73-0606209 October 3 1 ~ 2000



Gain Or L~s Open Clime Cwt Date Date Quantity Security Basis Proceeds Short Term tong Term

07-01-99 01-27-00 3,40000 OPACLECORPCOM 62,98697 178,091 16 11510429 07-06-99 01-27-00 5,40000 ORACLE CORP COM 104.85342 282.85067 177,99725 09-17-98 01-29-00 1 .90000 TELLABS INC COM 55,50223 108,76472 53 262 49 07-06-99 01-29-00 9,80000 OPACLECORPCOM 190,28954 480,76707 290.47753 08-G4-99 01-28-00 60000 ORACLE CORP COM 11,07393 29,43472 18.36079 11-06-96 01-31-00 1 10000 XEROX CORP COM 24,69720 23,10197 -159523 09-10-97 01-31-00 10000 XEROX CORP COM 3,92736 2,10019 -1,92718 11-10-99 01-31-00 560000 WEYERHAEUSERCO 347,90000 314,27871 .33621 29

COM 11-10-99 01-31-00 5,60000 WEYERHAEUSER CO 34790000 314.278 11 -33 621 29

COM 11 10-99 01-31-00 8.40000 WEYERHAEUSER CO 521.95000 471 .41807 -50,43193

COM 11-10-99 01-31-00 2,40000 WEYERHAEUSER CO 149,10000 134,69088 .14.409 12

COM 09-28-96 01-31-00 3,00000 CORNING INC COM 93 .69342 443,47521 349,781 79 09-17-97 01-31-00 7.00000 CORNING INC COM 306,32630 1,034,775 49 728,449 19 04 10-95 01-31-00 4,00000 GENERAL ELEC CO COM 109,80400 540.05198 430,24798 04-24-95 01-31-00 1.00000 GENERAL ELECCOCOM 27,40550 135,01300 107,607 50 06-18-85 01-31-00 95670 EXXON MOBIL 1103631 75,483 50 64,447 19 07-26-85 01-31-00 7.92090 EXXON MOBIL 93,46500 624.95796 531,49296 10-14-85 01-31-00 1 .12240 EXXON MOBIL. 12 .79535 88,55721 75,76186 03 30-99 01-31-00 500,00000 UNITED STATES TREAS 505.33203 495,89844 -9,433 59

NTS 5 625% Due 02-2" 1

03-09-99 01-31-00 1,10000 MAXIM INTEGRATED 25,273 10 54,80952 29,53641 PRODSCOM

08 2&-98 01-31-00 4.00000 KLA-TENCOR CORP COM 58,D00 00 228,64598 170.64598 04-30-99 01-31-00 4,60000 KLA-TENCOR CORP COM 117,76667 262.94287 145.17620 02-17-99 01 31-00 7,00000 ALTERA CORP COM 205,64950 449,46341 243,81391 03-05-99 01-31-00 10,59400 ALTERA CORP COM 302.90830 680,23078 377,422 48 03-0999 01 31-00 77400 ALTERA CORP COM 22,46651 49,69781 27231 30 08-26 98 01-31-00 50000 APPLIED MATLS INC COM 14,793 10 65,43307 50,63997 0429-99 01-31-00 1,50000 APPLIED MATIS INC COM 77,82645 196.29920 118,472 75 07-27-98 01-31-00 15000000 FEDERAL NATL MTG 149.953 12 149.062 50 -99062

ASSN MTN 5 560%. Due 07-24-00

12 11-97 02-01-00 15,50-000 CONSOUDATED NAT GAS 930.919 15 1,032,30-0 00 101,39085 COM

09-10-97 02-01-00 4.30000 XEROX CORP COM 168.87669 90,24022 -78,63647 09-24-96 02-01-00 3,00000 [U-INOVA CORP COM 79,97800 138,65327 59.67527 08-17-98 02-01-00 6,00000 TELLABS INC COM 115,27020 337,48994 162,21974 03-09-99 02-01-00 3,13200 ALTERA CORP COM 90,91100 201 .73667 110,82567 12-14-99 02-01-00 93028 FNMA PASS-THRU BLLN 90441 93028 2587

MULTI 7+ 6 590% Due 11-01-07

01-04-00 02-01-00 93029 FNMA PASS-THRU BLLN 89060 93029 3968 MULTI 7+ 6 590% Due 11-01-07

12-14-99 02-01-00 474 81 FNMA PASS-THRU BLLN 47826 47491 -345 MULTI 7+ 7 409%. Due 11-01-09

12-17-99 02-01-00 269 13 FNMA PASS-THRU BLLN 271 40 268 13 -327 MULTI 7+ 7 595% Due 01 -01-10

17

0 The Samuel flerts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000 SRNF

REALIZED GAWS AND LOSSES Master Group of Poqfolios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Qugntity Secursty Bwas Pi,oceeds ShortTerm Long Term

11-09-99 02-01-00 5,13025 GNMA PASS-TRRU X 5.09339 5.13025 3687 SINGLE FAMILY 6 500% Due 05-15-08

11-09-99 02-01-00 3,75450 GNMA PASS-THRU X 3,72751 3,75450 2699 SINGLE FAMILY 6 500% Due 03-15-09

09-10-97 02-02-00 2,60000 XEROX CORP COM 102,11149 55.16885 A6,942 64 05-18-98 02-02-00 40000 YOUNG & RUBICAM INC 16,40400 22,250 18 5,946 18

COM 05-03-99 02-02-00 10000 YOUNG & RUBICAM INC 4,10500 5,562 54 1,457 54

COM 09-10-97 02-03-00 4 .60000 XEROX COR-P COM 190,65879 97.822 17 -82.93662 10-07-97 02-03-00 1,90000 XEROX COR-P COM 76,32900 38,27824 -38,05076 05-04-99 02-03-00 10000 YOUNG & RUBICAM INC 4,10500 5,57581 1,47081

COM 05-05-99 02-03-00 50000 YOUNG & RUBICAM INC 20.51930 27,87907 7.35977

COM 07 29-96 02-03-00 50000 KLA-TENCOR. COPP COM 4,68905 33,041 20 29,352 15 07-29-96 02-03-00 60000 KLA-TENCOR CORP COM 562686 39,64943 34 022 57 09-17-96 02-03-00 50000 TERADYNE INC COM 4,14000 37,35930 33,21930 09-18-96 02-03-GO 1,70000 TERADYNE INC COM 14,07600 127,021 63 112,94563 05-06-99 02-04-00 10-000 YOUNG & RUBICAM INC 4,01730 5,492 19 1,47469

COM 07-29-96 02-04-00 1,20000 KLA-TENCOR CORP COM 11,25372 80.79787 69,544 15 12-01-97 02-04-00 1,00000 KLA-TENCOR CORP COM 19,56660 67,331 55 47.76-495 12-01-97 02-04-00 10000 KLA-TENCOR. CORP COM 1 .95666 6,69727 4,14061 09-18-96 02-04-00 30000 TERADYNE INC COM 2,49400 22,51451 20,03051 10-21-96 02-04-00 20000 TERADYNE INC COM 1 .65600 15,00969 13,35369 12-30-99 02-04-00 1 .000,000 00 UNITED STATES TREAS 1 .002,890 63 999,06250 -3 .828 13

NTS 6 375% Due 03-3 1 -01

12-01-97 02-07-00 50000 KLA-TENCOR CORP COM 9,78330 34 .05966 24,275 36 05-06-99 02-07-00 10000 YOUNG & RUBICAM INC 4,01750 5 .39565 1,378 15

COM 10-21-96 02-07-00 50000 TERADYNE INC COM 4 14000 37,95273 3381273 09-24-96 02-07-00 1 .10000 DYNEGY INC NEW CL A 28,95960 51,26247 22,303 87 09-25-96 02-07-00 80000 DYNEGY INC NEW CL A 21 .124 00 37,281 79 16,15779 01-06-00 02-07-00 10000000 FEDERAL NATL MTG 99,03125 98.75000 -281 25

ASSN MEDIUM 5 125% Due 11-30-00

12-01-97 02-0" 20000 KLA-TENCOR CORP COM 3,91332 13,81809 9,9G4 76 12-03-97 02-08-00 1.60000 KLA-TENCOR CORP COM 31,68752 110,54463 78,957 It 09-09-97 02-08-00 50000 DOVER CORP COM 17.01250 20,349 .32 3 33682 08-17-98 02-08-00 1,5DO DO AFS CORP Com 53,91060 121,79593 67,985-33 08-10-95 02-08-00 3,50000 AT&T CORP COM LIB GRP 1934507 195,39098 176,03591

A 12-15-97 02-0"0 1,00000 APPLIED MATLS INC COM 26.97890 154,93233 127 .953 43 08-25-98 02-08-00 20000 MAXIM INTEGRATED 3,36250 11,63961 8 277 11

PRODS COM 08-26-98 02-08-00 80000 MAXIM INTEGRATED 13,10000 46,55845 33,45845

PRODS COM 08-27-98 02-08-00 4,20000 MAXIM INTEGRATED 66,22686 244,431 85 179.20499

PRODS COM 08 31-98 02-08-00 1,00000 MAXIM INTEGRATED 15,58105 59,198 06 42,61701

PRODS COM 12-11-97 02-OM 2,60000 VIACOM INC CL B 46.51751 155,53981 109.02230

Is

STATEMENT I I

Page 18 of 1 14

0 The Samuellperts Noble Foundation Inc EIN 73-0606209 October 31 . 2000


Master Group of Portfolios From 11-01-99 Mrough 10-31-00


Gain Or LAss Open Close Cost Dale Date Quantity seculity Bun Proceeds ShortTerm 11,ong Term

12-12-97 02-09-00 1,60000 VIACOM INC CL B 29,10168 95,71690 66615 12 12-12-97 02-0" 30000 VIACOM INC CL B 5,46286 17,94690 12,48403 03-22-99 02-09-00 10000 MORGAN I P & CO FNC 12.51074 11 .99747 -513 27

COM 10-21-96 02-0" 40000 TERADYNE INC COM 3,31200 30,867 13 27 555 13 09-25 96 02-08-00 40000 DYNEGY INC MEW CL A 10,56200 19,11488 8,55293 09-2696 02-08-00 3.50000 DYNEGY INC NEW CL A 92.05000 167,25522 75 205 22 10-21-96 02-0" 1.50000 DYNEGY INC NEW CL A 39,63750 71,69081 32,043 31 10-22-96 02-08-00 3,80000 DYNEGY INC NEW CL A 100,41500 151,59137 81 17637 12-01-94 02-08-00 5,5DO 00 NEWELL RUBBERMAID 117,41950 154751 09 37,331 58

INC COM 09-18-95 02-08-00 76900 NEWELL RUBBERMAID 19,40601 21 63701 3,23099

INC Com 03-22-99 02-09-00 80000 MORGAN J P & CO FNC 100.08592 95.18930 4,89662

COM 12-03-97 02-09-00 40000 KLA-TENCOR CORP COM 7,921 88 27.99774 20,07586 12-04-97 02-09-W 10000 KLA-TENCOR CORP COM 1,91186 6,99944 5,087 59 05-06-99 02-09-00 10000 YOUNG & RUBICAM INC 4.01750 5,42268 1,405 18

COM 05-11-99 02-09-00 10000 YOUNG & RUBICAM INC 4.08225 5.42269 1,34044

COM 12-04-97 02-09-00 20000 KLA-TENCOR CORP COM 3.823 72 13,953 79 10,13007 10-21-96 02-09-00 60000 TERADYNEINCCOM 4,96900 47,268 10 42,300 10 1021-96 02-09-00 10000 TERADYNE INC COM 82900 7.74874 6,92074 09-17-97 02-09-00 5,00000 CORNING INC COM 218,80450 928,92335 610,11885 08 11-97 02-10-00 30000 UNITED HEALTHCARE 15,281 82 17.61067 2,328 85

CORPCOM 08-12-97 02-10-00 70000 UNrTED HEALTHCARE 34 .66596 41 .09157 642561

CORPCOM 09-09-97 02-10-00 60000 UNITED HEALTHCARE 32,13000 35,221 34 3,091 34

CORPCOM 03-22-99 02-10-00 60000 MORGAN I P & CO INC 75,06444 68,77960 -6 .294 &4

Com 12-04-97 02-10-00 30000 KLA-TENCOR CORP COM 5,735 58 21 .08140 15,345 82 09-09-97 02-10-00 90000 UNITED HEALTHCARE 48,19500 52.43342 423842

CORPCOM 05-18-99 02-10-00 10000 YOUNG & RUBICAM FNC 4,096-28 5,43274 1,33646

COM 10-21-96 02-10-00 50000 TERADYNE INC COM 4.14000 39.30163 35,16163 09-18-95 02-10-00 7,73100 NEWELL RUBBERMAID 173,073911 191,25356 19.17957

INC COM 09-17-96 02-10-00 238200 NEWELL RUBBERMAID 72.61527 63 .001 79 -9,61348

INC COM 03-22-99 02-11-00 20000 MORGAN J P & CO INC 25,021 48 23,49637 -1.535 It

COM 09-17-96 02-11-00 2.71900 NEWELL RUBBERMAID 82,85923 72,26241 -10.59592

INC COM 09 1996 02-11-00 2,90000 NEWELL RUBBERMAID 90.43650 77,101 17 -13 .335 33

INC COM 10 17 97 02-1 1 ~00 2,00000 NEWELL RUBBERMAID 79.99500 53,17323 -26821 77

INC OOM 10-21-98 02-11-00 86700 NEWELL RUBBERMAID 37.33302 23,05059 -1428243

FNC COM 05-18-99 02-14-00 20000 YOUNG & RUBICAM FNC 8,192 56 10,701 94 2,50938

COM

19


The Sarnuelverts Noble Foundation, Inc

EIN 73-0606209 October 31, 2000

SRNF

REALIZED GAINS AND LOSSES

Master Group of Poq(olios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Dale Quantity Security - Basis -Procceds Short Term Long Term

05-19-99 02-14-00 10000 YOUNG & RUBICAM INC 4.10309 5,35097 1,24799 COM

05-20-99 02-14-00 10000 YOUNG & RUBICAM INC 4,10246 5,35097 1,24851 COM

05-24-99 02-14-00 3,50000 YOUNG & RLIBICAM INC 130,375 OD 197,29401 56.90901 COM

03-06-97 02-14-00 7,5GO 00 CISCO SYS INC COM 92,143 16 966,04278 873,89962 04-03-97 02-14-00 2,50000 CISCO SYS INC COM 26,76922 322,01426 295,24604 10-21-98 02-14-00 5 .133 00 NEWELL RUBBERMAID 221.02699 136.97S59 -84 .151 39

INC COM 01-04-00 02-14-W 1,200.000 00 FEDERAL NATL MTG t,166,149 33 1,173.616 00 7,46667

ASSN DISC NT 0 000% Due 06-29-00

03-22-99 02-15-00 40000 MORGAN J P & CO INC 50,04296 45.921 51 -4,22145 COM

09-09-97 02-15-00 70000 UNTIED HEALTHCARE 37,48500 4167163 4,18663 CORPCOM

07-10~97 02-15-00 9000 WELLS FARGO & CO NEW 2,325 32 3 371 76 1,04644 COM

07-17-97 02 .1 "0 1,21000 WELLS FARGO & CO NEW 31,52655 45.331 50 13,8014 95 COM

05-24~99 02-IS-00 40000 YOUNG & RUBICAM INC 14,900 DO 21 .304 28 6,40428 COM

12-04-97 02-15-00 40000 KLA-TENCOR CORP COM 7,64744 27,67547 20,029 03 07-17-97 02 .1 "0 30000 WELLS FARGO & CO NEW 7,91650 11,25301 3,43651

COM 10 2 1 ~96 02-15-00 40000 TERADYNE INC COM 331200 31 .2~ 99 27,94299 &"3 97 024 5-00 5,00000 CISCO SYS INC COM 53 536 " 635,197 92 581,661 38 04-06-99 02-15-00 12,40000 MEDTRONIC INC COM 331,158 12 561,055 2.3 229,897 11 09-22-99 02-15-00 1,932 12 GNIMA 1,909 18 1,932 12 2294

6 500% Due 10-15.08 11-09-99 02-15-00 10.63949 GNMA 10,56302 10,63949 7647

6 5004/ Due 06-15-08 12-15-99 0245-00 76652 GNMA 76293 76652 3 59

7 0000% Due 12-15-14 12 14-99 02-15-00 2,06593 GNMA 2,05625 2,06593 969

7 000% Due 07-15-14 12-14-99 02-15-00 1,25509 GNMA 1 .24921 1,25509 5 89

7 000% Due 12-15-14 12-14-99 02-15-00 1,42825 GNMA 1,42156 1,42925 669

7 0000/. Due 12-15-14 0922-99 02-1"0 11,46889 GNMA 11,33270 11,46889 13619

6 500% Due 07-15-09 0922-99 02-15-00 1,11491 GNMA 1,10167 1 .11491 1324

6 500% Due 02-15-09 11-0599 02-15-00 4,341 51 GNMA 4,30827 4,341 51 3324

6 SWI. Due 07 -15-09 03-26-99 02-15-00 21,96054 FLEETWOOD 22,19730 21,96054 -23676

6 900% Due 03-15-12 09-09-97 02-16-00 30000 UNITED HEALTHCARE 16,06300 18,321 79 2.25679

CORP COM 10-07-97 02-16-00 7800 UNITED HEALTHCARE 3.70870 4,76367 1 .05496

COPPCOM 07-17-97 02-16-00 10000 WELLS FARGO & CO, NEW 2,60550 3,62287 1,01737

COM

20

0 The Sainuelwrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF REALIZED GAWS AND LOSSES

Master Group of Poq(olios From 11-01-99 Through 10-31-00


Gain Or Loss Open Close Cost Dale Date Quantity Security Baws Proceeds Short Term Long Term

07-17-97 02-16-00 1,80000 WELIS FARGO & CO NEW 46,89900 6496721 1906821 COM

10-07-97 02-16-00 20000 UNITED HEALTHCARE 9,50950 11.93936 242986 CORP COM

10-07-97 02-16-00 200 DO UNITED HEALTHCARE 9,50950 11,99454 2,485 G4 COPPCOM

12-04-97 02-16-00 30000 KLA-TENCOR CORP COM 5,73558 21 .57102 15,835 44 10-21-96 02-16-00 20000 TERADYNE INC COM 1,65600 15.99500 1433900 07-17-97 02-17-00 1,30000 WELLS FARGO & CO NEW 33,871 50 46,21735 12,345 85

COM 10-07-97 02-17-00 1 .30000 UNITED HEALTHCARE 61,81175 82,46222 20,65047

COPPCOM 12-04-97 02-17-00 50000 KLA-TENCOR CORP COM 9,55930 36,49338 26,93408 10 21-96 02-17-00 50000 TERADYNE INC COM 4,14000 40,19465 3605465 05-22-97 02-17-00 1.27600 SCOTTISH PWR PLC SPON 43,17852 38,529 19 4,64933

ADR FINAL 05-27-97 02-17-00 22400 SCOTTISH PWR PLC SPON 7,55034 6,763 74 .78660

ADR FINAL 10-07-97 02-18-00 72200 UNITED HEALTHCARE 34,32929 43,64344 9314 14

CORPCOM 12-18-97 02-18-00 77800 UNITED HEALTHCARE 37.551 18 47,028 53 947735

CORP COM 12-18-97 02-18-00 10000 UNITED HEALTHCARE 482663 6,28629 1,45966

CORPCOM 10-08-97 02-18-00 50000 ALCOA INC COM 20,19500 38,28622 18,09122 12-21-95 02-18-00 40000 REYNOLDS METALS CO 22,08560 27,84499 5.75939

COM 05-27-97 02-18-00 93600 SCOTTISH PWR PIZ SPON 31 .54966 28,29647 .3 263 19

ADR FINAL 05-28-97 02-1 81200 SCOTTISH PWR PLjC SPON 27,65939 24.539 12 -3,12026

ADR FINAL 09-10-97 02-19-00 58000 SCOTTISH PWR PLC SPON 21.71750 17,52794 4,18956

ADR. FINAL 03-31-98 02-1"0 37200 SCOT71SH PWR PLC SPON 15.82603 11.24206 4,58397

ADR FINAL 0"-99 02-18-00 4.60000 ORACLE CORP COM 84,90013 278,331 66 193,431 53 07-14-99 02-20-00 273.63333 W F S FINL 273,46231 273.63333 171 02

5 9WI. Due 05-20-02 W-21-96 02-22-00 50000 TERADYNE INC COM 4,14000 41.11237 3697237 03-31-98 02-22-00 78800 SCOTTISH PWR PLC SPON 33,52397 25.71749 -780648

ADR FINAL 04-01-98 02-22-00 71200 SCOTTISH PWR PLC SPON 29,93997 23 .237 12 -6,70285

ADR FINAL 10-02-97 02-72-00 10,00000 SM[TRKLJNEBEFCRAM 485.6&4 00 549,69965 64.03465

PLC ADR PEP ORD 08-04-99 02-22-00 6.40000 ORACLE CORP COM 118,12192 378.43858 260,31666 12-04 97 02-2.3-00 60000 KLA-TENCOR CORP COM 11 .471 16 43,461 05 3198989 01-11-00 02-23-00 80000 PMC-SIERRA INC COM 62,27704 134.60231 72,32527 03-08-99 02-23-00 2.50000 NEWBRIDGE NETWORKS 67,89750 8 1 . 132 29 13 .Z34 79

CPCOM 05-17-99 02-23-00 10000 YOUNG & RUBICAM INC 4,10500 5.33006 1 .22506

COM 05-24-99 02-23-00 1,00000 YOUNG & RUBICAM INC 37,25000 53,30062 16,05062

COM 10-21-% 02-23-00 10000 TERADYNE INC COM 82800 9.45476 7,62676 10-22-96 02-23-00 30000 TERADYNE INC COM 2,41767 25.3&4 27 2294660

21

The Saniue1wrLs Noble Foundation, hic EFN 73-0606209 October 31, 2000


Master Group of Portfolios From 11-01-99 rhrough 10-31-00

Gain Or Loss


6,30638

5,315 02 18,67933

4295869 5279849 21 35262 21 23769

30444 78 21,93925 1495244 22 103 17

-22,964 52

-39,593 56

210,09055 87935 83

165,595 87 991,18991

79,69999 30,227 14

422,36635 175,98598 224,65683

1,340,920 46 106,46603 35,151 10 219,83522

6,86985

13,73970

10,30478

3,43493

3,43492

3,43493

3 .43492

6,96985

17,17463

3,43492

6,86985

3.43493

686985

3,43492

3,43493

6,86985

555 19

64701

1,29401


22

Open Close Cost Date Dot Quantity S~unty Basis

03-08-99 02-24-00 1,00000 NEWBRIDGE NETWORKS 2715900 CP COM

12-04-97 02-24-00 10000 KLA-TENCORCOR-PCOM 1,91186 01-11-00 02-24-00 20000 PMC-SIERRA WC COM 15,56926 12-04-97 02-24-00 90000 KLA-TENCOR COPP COM 15.29488 10-22-96 02-24-00 70000 TERADYNE INC COM 5,64123 12-19-96 02-24-00 30000 TERADYNE FNC COM 3,69297 12-19-96 02-24-00 30000 TERADYNE INC COM 3,69297 01-11-00 02-25-00 30000 PMC-SIERRA INC COM 23,35389 12-04-97 02-25-00 40000 KLA-TENCOR COPP COM 7,647 " 12-19-96 02-25-00 20000 TERADYNE INC COM 246198 12-19-96 02-25-00 30000 TERADYNE INC COM 3,69297 03-22-99 02-2MO 1,40000 MORGAN J P & CO INC 175.15036

COM 04-01-99 02-2"0 2,50000 MORGAN I P & CO INC 311,3S400

COM 07-12-99 02-2"0 3.60000 E M C CORP MASS COM 212,27580 07-13 99 02-28-00 1 .50000 E M C CORP MASS COM 88.05015 OM4 99 02-28-00 3,20000 ORACLE CORP COM 59,060% 0&05-99 02-28-00 19,10000 ORACLECOPPCOM 349,73055 12-04-97 02-29-00 1,40000 KLA-TENCOR CORP COM 26,76604 12 19-96 02-29-00 40000 TERADYNE INC COM 4,92396 03-08 99 02-29-00 6,40000 NEWBRIDGE NETWORKS 173,91760

CP COM 03-09-99 02-29-00 20000 NEWBRIDGENETVORKS 5,510 12

CP COM 03-10-99 02-29-00 40000 NEWBRIDGE NETWORKS 11,44048

CP COM 03 11-99 02-29-00 30000 NEWBRIDGE NETWORKS 9,98972

CP COM 03-11-99 02-29-00 10000 NEWBRIDGE NETWORKS 295061




CP COM 03-17-99 02-29-00 20000 NEWBRIDGE NETWORKS 6,097 10



CP COM 03-19-99 02-29-00 20000 NEWBRIDGE NETWORKS 5.97544

CP COM 03-2299 02-29-00 10000 NEWBFUDGE NETWORKS 2,86579

CP COM 03-22-99 02-29-00 20000 NEWBR-IDGE NETWORKS 5 .73158



CP COM 03-25-99 02-29-00 20000 NEWB RIDGE NE-FVORKS 5,575 84

CP Com

Pmcteds

33,46538

7,22688 34,248 59 58,253 57 59,43972 25.045 59 24,93066 53,79867 29.586 69 17.31442 25 .796 14 152.185 94

271,76044

0

46,01762

IX9 73

2,29922

1 41506

484 32

43969

33054

330 53

772 75

1,931 98

44720

89441

569 14

1 .138 27

0 The Sarnuel9erts Noble Foundation, Inc EIN 73-0606209 October 31, 2000




Gain Or Lou Open Close Cost Date Date Quantity Security Basis Pirocceds Short Term Long Term

10-22-96 02-29-00 1,70000 DYNEGYINCNEWCLA 44,92250 78,13007 33,20757 1023-96 02-29-00 90000 DYNEGY INC NEW CL A 23,79250 41.36298 17,58048 08-05-99 02-29-00 4,30000 ORACLE CORP COM 78.735 15 310,17446 231 .43931 03-3099 02-29-00 1,700,000 00 LH41TED STATES TREAS 1 718,128 91 1 .688,710 94 -29,41797

NTS 5 625% Due 02-28-01

10-26-99 03-01-00 1 300 00 KIMBERLY CLARK CORP 62,42600 64,987 17 2 561 17 COM

10-26-98 03-01-00 40000 KIMBERLY CLARK CORP 19,11776 19,99605 87829 COM

10-26-98 03-01-00 90000 KIMBERLY CL.0kRK CORP 43,01496 44,991 12 197616 COM

12-19-96 03-01-00 20000 TERADYNE FNC COM 2.461 99 17,932 14 15,370 16 02-03-98 03-01-00 90000 FORT JAMES CORP COM 39,251 25 16,24590 -23,005 35 02-04-98 03-01-00 2,30000 FORT JAMES CORP COM 98,87424 41,51729 -57,35695 02-04-98 03-01-00 1,30000 FORT JAMES CORP COM 55 .96968 23,46629 -3250339 12-04-97 03-01-00 10000 KLA-TENCOR COPP COM 191186 7.90838 5 996 52 02-04-98 03-01-00 10000 FORT JAMES CORP COM 4,30536 1,80731 -2 .49805 04-01-98 03-01-00 73800 SCOTTISH PWR PLC SPON 31,03328 22,75370 -8.27958

ADR FINAL 04-02-98 03-01-00 1,16000 SCOT71SH PWR PLC SPON 48,35000 35,76462 -12,595 38

ADR FINAL 014-03-98 03 01-00 90200 SCOTTISH PWR PLC SPON 37,49909 27,81007 -9,68902

ADR FINAL 02-29-00 03-01-00 2,00000 MATRIXONE INC COM 50,00000 146995 10 96,995 10 12-14-99 03-01-00 935 82 FNMA PASS-THRU BLLN 90979 93592 2603

MULTI 7+ 6 5900/ Due 11-01-07

01-04-00 03-01410 935 92 FNMA PASS-TIjRU BLLN 89590 935 82 3992 MULTI 7+ 6 590% Due 11-01 -07

12-14-99 03-01-00 915 65 FNMAPASS-THRU BLLN 92230 91565 -665 MULTI 7+ 7 409% Due 11 -0 1 .09

12-17-99 03-0"0 54889 FNMA PASS-THRU BLLN 555 58 54889 -669 MULTI 7+ 7 595% Due 01-01-10

1 "9-99 03-01-00 4,66275 GNMA PASS-THRU X 4,62924 4,66275 33 51 SINGLE FAMILY 6 500-/. Dw 05-15-08

11-09-99 03-01-00 3,71062 GNMA PASS-THRU X 3,68395 3.71062 2667 SINGLE FAMILY 6 500% Dm 03-15-09

0"2-95 03-02-00 21260 TRANSOCEANSEDCO 3.72643 9,47420 5,747 77 FOREX

06-07-95 03-02-00 2.12960 TRANSOCEANSEDCO 37,477 10 94,90246 57,42536 FOREX

06-22-95 03-02-00 42592 TRANSOCEANSEDCO 7.17339 18.98049 11,807 10 FOREX

11-07-95 03-02-00 1,12.288 TRANSOCEAN SEDCO 18.70902 50.03948 31.33046 FOREX

02-04-98 03-02-00 4,70000 FORT JAMES CORP COM 202.35192 94,42045 -117,93147 02-04-99 03-02-00 2.10000 FORT JAMES CORP COM 89,631 15 37,71978 -5191137 02-04-98 03-02-00 10000 FORT JAMES COPP COM 4,269 15 1,76769 -2,50046 12-19-96 03-02-GO 20000 TERADYNE INC COM 2461 98 17,99740 15,43142 12-19-96 03-02-00 10000 TERADYNE INC COM 1 .23099 9,031 22 7,90023

23

Master Group of Portfolios From 11-01-99 nrough 10-31-00

Open Close Cost Date Date Quantity Security Basis Proceeds Short Term Long Term

11,40000 34,06761 2266761 3,80000 10,55757 675757 4,77944 4.89483

10,72591 8 13051

5,43669 3,008,632 28

30000 PALM INC COM 10000 PALM INC COM 10000 KIMBERLY CLARK CORP

COM 25800 SCOTTISH PWR PLC SPON

ADR FINAL 75.00000 NOBLE DRILLING CORP

COM 40000 KLA-TENCOR CORP COM 80000 APPLIED MATLS INC COM 50000 APPLIED MATLS INC COM

2,50000 FORT JAMB CORP COM 90000 FORT JAMS CORP COM 60000 FORT JAMES CORP COM 40000 FORT JAMES CORP COM 10000 FORT JAMES CORP COM 20000 FORT JAMES CORP COM

1 .40000 FORT JAMES CORP COM 20000 FORT JAMES CORP COM 50000 FORT JAMES COPP COM 50000 FORT JAMES COPP COM 20000 FORT JAMES CORP COM

1,00000 FORT JAMES CORP COM 2,00000 FORT JAMES COPP COM 20000 FORT JAMES CORP COM 20000 FORT JAMES CORP COM 30000 FORT JAMES CORP COM 30000 FORT JAMES CORP COM

1,60000 FORT JAMES CORP COM 60000 FORT JAMES CORP COM 90000 FORT JAMES COPP COM 70000 FORT JAMES CORP COM 30000 FORT JAMES CORP COM 70000 FORT JAMES CORP COM 10000 FORT JAMES CORP COM 10000 FORT JAMrS CORP COM 10000 FORT JAMES CORP COM 100 00 TERADYNE INC COM 30000 GUIDANTCOR.PCOM 100 00 GUIDANT COPP COM 40000 GUIDANTCOPTCOM 10000 GUIDANT COPP COM 60000 AES CORP COM 60000 AES CORP COM

2,50000 DYNEGY INC NEW CL A 1 .90000 DYNEGY INC NEW CL A 1,0000-0 DYNEGYINCNEWCLA 1.30000 DYNEGY INC NEW CL A 6.5GO 00 E M C CORP MASS COM 10000 KLA-TENCOR CORP COM

1,20000 fULFIGER TOMMY CORP ORD

10000 GLJIDANTCORPCOM I,ODOOO GUIDANT CORP COM 300 00 APPLIED MATUS INC COM

10-30-69 03-02-00

23,99294 127,68294 79,66334 -61 .467 77 -11 .60703 -7,88004 -5 582 25 -1,395 56 -2,79112

-19,64816 -2,794 38 -676260 -651510 -2,618 20

-20,521 90 -39,81881 4 35688 4,281 88 -6,41802 -6,337 53

-21 .39904 -7.80264 -1005208 .8,733 83 -3,685 32 -929294 -1 11594 -1,10344 -1,11594 7,601 32 17,19382 5 .731 27 2275398 5,688 50

30,93886 30,93886 58,80158 43,501 70 22 895 63 30,024 33

378,51060 6,56504

-22,55962

5.84292 58,42920 49,64233


04-11-97 04-11-97 12-16-97

1,49676 14.96765 9,77677

03-06-00 03-06-00 03-06-00

7,33968 73,39685 $7,419 10

24

The Sainueloerts Noble Foundation, hic ELN 73-0606209 October 31, 2000 SRNF


03-01-00 03-02-00 03-01-00 03-02-00 10-26-98 03-02-00

04-03-98 03-02-00

12-04-97 12-15-97 12-16-97 02-04-98 08-17-98 08-17-98 08-18-98 08-21-98 08-2"8 08-25-98 08-25-98 08-26-98 08-27-98 08-28-99 11-23-98 11-23-98 11-24-98 11-27-98 11-30-98 12-01-98 02-05-99 02-08-919 02-08-99 02-09-99 02-10-99 02-12-99 02-16-99 02-17-99 02 18-99 12-19-96 D4-11-97 04 11-97 04-11-97 04 11-97 08-17-98 08-17-98 1 0-23-96 01-16-97 01-21-97 01-24-97 07-13-99 12-04-97 02 17-99

03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 0M.3-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-03-00 03-06-00 03-06-00

0

Gain Or Loss

11539

-2,59540

3,003,195 59

7,64744 21,583 12 14,62795

106.70375 27,99199 18.73668 12.82000 3,20500 6 .4 10 GO 44,97000 6,397 50 15.77040 15,52290 6.22132 38,53750 75,85000 7,96000 7,89500 11,92270 11,74221 50,224 00 18,61200 24,46456 21,34475 9.09000 20.90375 2.91750 2,90500 2.917 50 123099 4.49029 1 .4%76 5,98706 1,49676

21 .56424 21 56424 66062 50 51 39500 27,05000 34,90500 381,55065

1,91186 39.62100

31,64038 149,26606 93,29129 45,23598 16,284% 10,85664 7,23775 1,80944 3,61889

25,22184 3,603 12 9.00780 9.00780 3.603 12 18,01560 36,031 19 3,603 12 3,603 12 540469 5 .40468 28,82496 10,80936 14,41248 12,61092 5,40468 1261091

1 .801 56 1,901 56 1,801 56 8 .83231

21,694 11 7.22903

28,741 D4 7,18526

52 .503 10 52,503 10 124,8154 08 9489670 49,94563 64,92933 760.061 .25 8,47690 17.06138


The Sarnuelkts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF



Cato Or Loss Open Close Cost Date Date Quantity_ Secunty Basis Proceeds Short Tem Long Term

12-19-96 03-06-00 10000 TERADYNE INC COM 1,23099 9,94245 7,611 46 04-11-97 03-06-00 10000 GUIDANT CORP COM 1.49676 7,37349 5,87673 04-11-97 03-06-00 10000 GUIDANT CORP COM 1,49676 7,37349 5,87673 06-19-96 03-06-OG 6,90000 JAILLIPORE CORP COM 276.65800 424 18481 147,52681 07-17-96 03-06-00 4,00000 MILLIPORE CORP COM 144.74000 249.52047 104,78047 10 13-97 03-06-00 1 .90000 MILLIPORE CORP COM 99.77025 118 52223 29.751 99 1030-69 03-06-00 75,000 00 NOBLE DRILLING COPP 5.43669 3,033 501 25 302806456

COM 12-16-97 03-07-00 20000 APPLIED MATI-S INC COM 5,951 Is 37,73624 31,88506 04-11-97 03-07-00 20000 GUIDANT CORP COM 2,993 53 14,48791 11,494 38 01-24-97 03-07-00 1 .70000 DYNEGY INC NEW CL A 45.64500 93,411 98 47.76688 01 27-97 03-07-00 1,40000 DYNEGY INC NEW CL A 37,963 56 76,92743 39,063 87 01-28-97 03-07-00 1,60000 DYNEGY[NCNEWCLA 43,088 16 87,91707 44,82891 01-29-91 03-07-00 90D 00 DYNEGYINCNEWCLA 23,93847 49,453 35 25,514 98 09-24-98 03-07-00 250000 TRW INC COM 115,12500 137,40291 2227791 04-01-98 03-07-00 17,90000 PROCTER & GAMBLE CO 1,570,968 20 1 066,58605 -504,282 15

COM 04-23-98 03-07-00 5,60000 PROCTER& GAMBLE CO 492,40240 333,68055 -158,721 85

COM 12-18-98 03-07-00 2,00000 PROCTER & GAMBLE CO 175.99500 119.171 62 -56,82338

COM 06-09-99 03-07-00 4.700 OD PROCTER & GAMBLE CO 432.42068 28005332 -152 .36736

COM 10-30-69 03-07-GO 125,00000 NOBLE DRILLING CORP 9,061 15 5,154,145 49 5,145,084 33

COM 01-29-97 03-10-00 40000 DYNEGY INC NEW CL A 10,63932 23.73449 13,095 17 01-30-97 03-10-00 30000 DYNEGY INC KEW CL A 7,92606 17,80086 9,87480 02-03-97 03-10-00 30000 DYNEGY INC NEW CL A 7,99000 17,80087 9,91087 02-04-97 03-10-00 80000 DYNEGY INC NEW CL A 20,93704 47.46897 26,53193 02-17-99 03-13-00 40000 HILFIGER TOMMY COPP 13.20700 5.555 21 -7,651 79

ORD 02-17-99 03-14-00 10000 HILIFIGER TOMMY CORP 3,301 75 1 .36995 .1,93180

ORD 02-17-99 03-14-00 3,10000 HILFIGER TOMMY CORP I02X4 25 41 .69360 .60,66065

ORD 12-19-96 03 14-00 10000 TERADYNE INC COM 1,23099 9 19591 7,964 92 09-19-97 03-14-00 0 13 SCANA CORP COM 3 37 280 -057 11-11-98 03-14-00 430000 CARNIVAL CORP COM 145,751 94 96,219 18 4953276 11-17-98 03-14-00 6,30000 CARNIVAL CORP COM 199,57140 140,97228 -58.5" 12 11-18-98 03-14-00 4,30000 CAPNIVALCOPPCOM 137,10550 96.219 17 40,88633 11-19-98 03-14-00 6,30000 CARNIVAL CORP COM 200,53152 140,97228 -59,55924 11-20-98 03-14-00 4 .801) 00 CARNIVALOORPOOM 160,934 56 107,40745 -53,427 11 11-23-98 03-14-00 2,90D 00 CARNIVAL CORP COM 98,77980 64,99200 -33.89780 12-18-99 03-14-00 2,20000 CARNIVAL CORP COM 97,85700 49,22842 -39.62858 01-11-99 03-14-00 3.861 00 RAYTHEON CO CL A 207,90056 76,09696 -i3l,713 60 01-12-99 03-14-00 7.28300 RAYTHEON CO CL A 393,410 IS 143,52274 -249 .99744 01-13-99 03-14-00 2,601 00 RAYTHEON CO CL A 140,11483 51 .25671 .88,858 12 01-14-99 03-14-00 3,46800 RAYTHEON CO CL A 188.811 45 68,34228 -120,46917 01-19-99 03-14-00 2,69700 PAYTHEONCOCLA 147,394 56 53 .148 54 -94,24602 01-21-99 03-14-00 7,09000 R-AYTREONCOCLA 394.43398 139,71938 -244 .71460 05-18-98 03-14-00 7,61900 DILLARDS [NC CL A 311 .92033 113,31664 -198,60369 05-22-99 03-14-00 1,68100 DUA-ARDS; INC CL A 69.86236 25,00135 -44,861 01 04-29-99 03-14-00 366100 SEALED AIR CORP NEW 224,191 95 166,72589 .57.46606

COM 04 30-98 03-14-00 6,21900 SEALED AIR COPP NEW 388.50404 283.21998 -105,28406

COM

25


The Sainueloerts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost Dale Date Quantity Secunty Buis Procerds Short Term Long Term

05-01-98 03-14-00 2,94500 SEALED AIR COPP NEW 184,96868 134,11848 -5085020 Com

05-05-98 03-14-00 1,60200 SEALED AIR CORP NEW 100,78903 72,95691 -27,83222 COM

05-06-98 03-14-00 2,97300 SEALED AIR CORP NEW 161,75498 135.393 63 -26,361 35 COM

09-24-98 03-15-00 80000 TRW INC COM 36.94000 43,94549 7.10549 09 25-98 03-15-00 60000 TRW INC COM 27 .40500 32 .959 12 5.554 12 0930-98 03-1"0 50000 TRW INC COM 22,60925 27,46593 4 85668 OS-06-98 03-15-00 4,60000 SEALED AIR CORP NEW 250,27680 205,19731 45.07949

COM 10-02-98 03-15-00 3.40000 SEALED AIR CORP NEW 107,30400 151,667 58 44,36359

Com 09-30-99 03-15-00 7,60000 SEALED AIR CORP NEW 391,374 16 339,02164 -52,35252

COM 05-15 98 03-15-00 82700 DRI-ARDS INC CL A 33,54039 12.26739 -21 27300 OS-18-98 03-15-00 17300 DILLARDS INC CL A 7,08259 2 566 2t -451639 05 22-99 03-15-00 77700 DILLARDS INC CL A 32292 12 11,525 71 -2076641 05-27-98 03-15-00 1,87000 DILLARDS INC CL A 77,69083 27,738 84 4995199 06-02-98 03-15-00 4,65600 DILLARDS INC CL A 193 .24775 69,06526 -124 18249 06-03-98 03-15-00 6,09700 DILLARDS INC CL A 251 756 10 90,44048 -161,31S62 11-02-98 03-1"0 3,91800 DILLARDS INC CL A 121,533 05 56,63470 -64,89935 12 14-98 03-15-00 17,18200 DILLARDS INC CL A 469,84664 254,87098 -214,97566 06-03-99 03-15-00 300,00000 U S WEST CAPITAL 300,00000 300.00000 000

FUNDING INC 0 000% Due 06-15-00

019-22-99 03-15-00 1,96502 GNW 1,94169 1,96502 2333 6 500% Due 10 . 15-08

11-09-99 03-15-00 28,53290 GNMA 28,32782 28 53290 20508 6 5000/. Due 06-15-08

12-15-99 03-15-00 807 89 GNMA 80410 80799 379 7 G006/6 Due 12-15-14

12-14-99 03-15-00 2,037 16 GNMA 2,02761 2,037 16 955 7 0000/. Due 07-15-14

12-14-99 03-15-00 1 .515 04 GNMA 1,50794 1,51504 7 10 7 0000/. Due 12-15-14

12-1499 03-15-00 1,161 69 GNMA 1 .15624 1,16169 545 7 0000/ Due 12-15-14

09-2299 03-15-00 11,02948 GNMA 10.898 50 11,02948 13098 6 SWI. Due 07-15-09

0922-99 03-15-00 985 39 GNMA 973 69 98539 11 70 6 5006/. Due 02-15-09

11-0599 03-154)0 4,006 53 GNMA 3,975 96 4,00653 3067 6 5000/. Due 07-15-09

03-26-99 03-15-00 19,89303 FLEETWOOD 20,107 50 19,89303 -21447 6 900*/ Due 03-15-12

08-18 98 03-16-00 50000 AES CORP COM 18.05720 4039965 22.34245 08-18-98 03-16-00 60000 AESCOPPCom 21,66864 48,47959 26,81094 01-27-99 03-16-00 20000 AUTODESK INC COM 9,97500 10,13248 1,157 48 07-17-97 03-16-00 20000 WELLS FARGO & CO NEW 5,211 00 7,20833 1,99733

COM 01-27-99 03-16-00 10000 AUTODESK INC OOM 4,49750 5,050% 56346 05-15-98 03-16-00 UOO 00 DILLARDS INC CL A 336,62061 130,63099 -205 .98962 11-30-99 03-17-00 2,40000 ALBERTSONS INC COM 76,30320 70.37765 -5,925 55

26

The Sarnuelwrts Noble Foundation. Inc EIN 73-0606209 October 31 2000

SRNF REALIZED GMNS AND LOSSES

Master Group of Porffiolios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Date Date

02-17-99 03-17-00

02-17-99 03-17-00

10-26-98 03-17-00

10-27-98 03-17-00

01-21-98 03-21-00 04-05-95 03-21-00

12-09-94 03-21-00 11-30-99 03-21-00 02-17-99 03-21-00

.1,04060 -2.03074

9,921 37 56,38947

31,853 52

5,99740

-3 .96828 -2,90121

5 .539 13 -5,02039

627 32 58009

-3.70406 20950926

-69973 -69937

61233 -343 38 -343 54 -34979 -99763

-7,827 18

332,094 20 -3913 59

-7,13007 -19375

-1 .03883


12-01-99 12-01-99 01-27-99 12-01-99 12-01-" 12-02-99 12-02-99 02-17-99

03-27-00 03-27-00 03-27-00 03-27-00 03-27-00 03-27-00 03-27-00 03-27-00

09-17-97 03-27-00 02-17-99 03-28-00

12-02-99 03-29-00 12-03-919 03-29-00 12-03-99 03-29-00

27

02-17-99

01-2799 06-02-95

06-07-95

12-01-99 12-01-" 09-09-97 10-27-98

07-17-97

09-09-97

12-01-919 12-01-99 01-27-99 12-01-" 01 -27-99 01-27-99 12-01-99 10-27-98

03-21-00

03-21-00 03-22-00

03-22-00

03-22-00 03-22-00 03-22-00 03-22-00

03-23-00

03 23-00

03-23-00 03-23-00 03-24-00 03-24-00 03-24-00 03-24-00 03-24-00 03-24-00

9

Cost Quantity Security Basis Proceeds

20000 HILFIGER TOMMY CORP 6 603 so 2,92290 ORD

1,10000 HILFIGER TOMMY CORP 36,31925 15.15023 ORD

2.90000 COSTCOWHSLCORP 78.02760 151,53950 NEW COM

40000 COSTCO WHSL CORP I I,G49 26 21,64936 NEW COM

4,90000 CITIGROUP INC COM 163.096 17 280.19588 2,70000 CHASE MANHATTAN 49,08548 237.63662

NEW COM 4,20000 GTE CORP COM 127,30200 284.97981 40000 ALBERTSONS INC COM 12 .717 .20 11,37985 10000 HILFIGER TOMMY COPP 3,30175 06770

ORD 10000 HILFIGER TOMMY CORP 3,301 75 1,36359

ORD 10000 ALITODESK INC COM 4,487 50 5,09983

1 10000 SCHLUMBERGER LTD 31,790 11 84,96468 COM

2,2W 00 SCHLUMBERGER LTD 63935 18 16992937 COM

30000 ALBERTSONS INC COM 9,59431 8,543 71 60000 ALBERTSONS INC COM 19,16862 17,13799 70000 DOVER CORP COM 23,81750 33,73897

2,10000 COSTCOWHSLCORP 58,00861 114.39809 NEW COM

209000 WELLS FARGO & CO NEW 54,45495 86,30847 COM

41000 WELLS FARGO & CO NEW 10,94393 1693133 Com

1 20000 ALBERTSONS INC COM 38.337 24 34,46896 90000 ALBERTSONS INC COM 28,75293 25,851 72 90000 ALITODESK INC COM 40,38750 45,92663

1,70000 ALBERTSONS INC COM 54,31109 49,29070 10000 ALITODESK INC COM 4,487 50 5,11482 10000 ALITODESK INC COM 4.48750 5.06759

1,30000 ALBFRTSONS INC COM 41,53201 37.92795 7.80000 COSTCO WHSL CORP 215,46057 424,96893

NEW COM 20000 ALBERTSONS INC COM 6,38954 5,68981 20000 ALBERTSONS INC COM 6,399 18 5,68981 10000 AUTOBESK INC COM 4,48750 5.09983 10000 ALBERTSONS INC COM 3,194 59 2,85121 10000 ALBFRTSONS INC COM 3,19475 2,851 21 10000 ALBE:RTSONS INC COM 3,20100 2,95121 30000 ALBERTSONS INC COM 9,55128 8,55365 40000 HILFIGER TOMMY CORP 13,20700 5.37982

ORD 2,00000 CORN[NIG FNC: COM 97,521 80 419,61600 20000 HtLFIGER TOMMY CORP 660350 2,68991

ORD 2,00 00 ALBERTSONS FNC COM 76,41024 69,280 17 10000 ALBERTSONS INC COM 3,08042 2,88667 60000 ALBERTSONS INC COM 19.48252 17,44369


-378060

-21,16902

73 51090

10599 10

117,08971 188,551 14

157.67781 -1,337 35

-1 .93405

-1,938 17

61233 53 174 57

106094 19

0 The Sainuelfterts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000 SRNF

REALIZED GAINS AND LOSSES Master Group of Por~folios From 11-01-99 Through 10-31-00


Gain Or Loss Open Close Cost Date Date Quantity Security Rum Proceeds ShoriTerm Long Term

02-17-99 03-29-00 3,10000 HILFIGER TOMMY COPP 102,35425 4260838 -59,745 97 ORD

02-17-99 03-29-00 1,20000 HILFIGER TOMMY CORP 39,50226 16493 57 2300869 ORD

02-17-99 03-30-00 40000 HILFIGER TOMMY CORP 13 16742 5,62885 -7 539 57 ORD

12-03-99 03-30-00 30000 ALBERTSONS INC COM 9241 26 8,90920 43206 02-17-99 03-30-00 40000 HILFIGER TOMMY CORP 13,16742 5.64581 -7,52161

ORD 12-03-99 03-30-00 10000 ALBERTSONS INC COM 3,08042 3.04593 -3449 12-03-99 03-30-00 60000 ALBERTSONS INC COM 18,48252 18,49168 916 12-03-99 03-30-00 30000 ALBERTSONS INC COM 9.34050 9,24594 -9466 12-06-99 03-30-00 1,00000 ALBERTSONS INC COM 30.24420 30,91947 575-27 12-0699 03-30-00 50000 ALBERTSONS INC COM 14,97875 15,40974 43099 12-06-99 03-30-00 60000 ALBERTSONS INC COM 17.98806 18,49168 50362 02-04-97 03-30-00 70000 DYNEGY INC NEW CL A 19,31991 41,19628 2287637 02-05-97 03-30-00 1,10000 DYNEGY INC NEW CL A 28,59295 64,73702 36,144 17 02-06-97 03-30-00 50000 DYNEGY INC NEW CL A 12,91445 29,42592 16,51147 02-11-97 03-30-M 300 DD DYNEGY INC NEW CL A 7,81500 17,655 55 9,84055 03-23-00 03-30-00 40,00000 VLALSYSTEMS GROUP, 840,00000 623,475 13 -216,524 87

INC 03-20-00 03-30-00 634,00000 FEDERAL NATL MTG 625,715 73 626,48006 764 33

ASSN DISC NT 0 0000/. Due 06-08-00

12-06-99 03-31-00 10000 ALBERTSONS INC COM 2,99801 3,08639 88 38 12-06-99 03-31-00 10000 ALBERTSONS INC COM 3.051 00 3,08640 3540 09-09-97 03-31-00 70000 DOVERCOPPCOM 23,81750 33,563 88 9,74638 12-07-99 03-31-00 1,50000 ALBERTSONS INC COM 44.89860 46,071 11 1,172 51 12-08-99 03-31-00 1,70000 ALBERTSONS INC COM 50,83204 52,21392 1,38188 09-09-97 03-31-00 200 GO DOVERCOPPCOM 680500 9,61993 2,81493 02 11-97 03-31-00 20000 DYNEGYINCNEWCLA 5.21000 12,263 23 705323 02 12-97 03-31-00 1,00000 DYNEGYINCNEWCLA 26,05000 61,316 15 35 266 15 06-05-97 03-31-00 3,40000 DYNEGY INC NEW CL A 70 15220 208,47493 138,32273 02 12-97 03-31-00 500,00000 MORGAN STANLEY D W 500,77500 497,87500 -290000

DISC SRMINS 6 50001. Due 03-30-01

12-30-99 0331-00 2,000.000 00 UNITED STATES TREAS 2,006,093 76 1,999,218 76 -6,97500 NTS 6 375% Due 03-3 1 .01

03 20-00 03 -3 1 -GO 18900000 FEDERAL NATL MTG 186,53040 186,79027 25987 ASSN DISC NT 0 0004/. Due 06-08-00

12-1499 04-01-00 941 39 FNMA PASS-THRU BLLN 91521 941 39 26 18 MULTI 7+ 6 590% Due I 1 -0 1 -07

01-04-00 04-01-00 941 39 FNMA PASS-THRU BLLN 901 23 941 39 40 16 MULTI 7+ 6 SWI. Due I 1 -0 1 -07

12-1499 04-01-00 48425 FNMA PASS-THRU BLLN 48777 494 25 -3 52 MULTI 7+ 7 4090/. Due I 1 -0 1 -09

12-17-99 04-01-00 27383 FNMAPASS-THRU BLLN 277 17 273 83 -3 34 MULTI 7+ 7595%DucOl-01-10

29

0 The Saniuelwrts Noble Foundation, Inc ELN 73-0606209 October 31, 2000 SRNF

REALIZED GAINS AND LOSSES Master Group of Porffolios From 11-01-99 Through 10-31-00

Gain Or Loss

Procceds Short Term Long Term

34,90972 25091

Cost Basu;

34.65881

3,745-39

Open Close Dole Date Quantity Steurity

11-09-99 04-01-00 34,90972 GNMA PASS-THRU X SINGLE FAMILY 6 5000/. Due 05-1 "8

11-0999 04-0"0 3,772 50 GNMA PASS-THRU X SINGLE FAMILY 6 500% Due 03-15-09

09-09-97 04-03-00 40000 DOVER CORP COM 12-08-99 04-03-00 20000 ALBERTSONS INC COM 12-09-99 04-03-00 50000 ALBERTSONS INC COM 12-0999 04-03-W 30000 ALBERTSONS INC COM 12-09-99 04-03-00 20000 ALBERTSONS INC COM 12-09-99 04-03-00 [DO 00 ALBERTSONS INC COM 12-28-99 04-03-00 1,00000 ALBERISONS INC COM 10-30-69 04-03-00 25,0000 00 NOBLE DRILLING CORP

COM 09-09-97 04-04-00 10000 DOVER CORP COM 12-28-99 04-04-00 10000 ALBERTSONS INC COM 12-28-99 04-04-00 60000 ALBERTSONS INC COM 06-23-97 G4-04-00 200,00000 NOBLE DRILLING CORP

COM 09-0591 04-05-00 1500000 JUSTIN INDS INC COM 10-21 98 04-06-00 20000 CONTINENTAL AIRLS INC

CLB 01-13-99 04-06-00 2.40000 BOWATER INC COM 01-1499 04-06-00 1,70000 BOWATER INC COM 01-14-99 04-06-00 10000 BOWATER INC COM 12-18-97 04-06-00 10000 UNITED HEALTHCARE

CORP COM 12-18-97 04-06-00 70000 UNITED HEALTHCARE

CORPCOM 12-18-97 04-07-00 10000 UNITED HEALTHCARE

CORP COM 01-15-99 04-07-00 50000 BOWATER INC COM 01-19-99 0"7.00 1,00000 BOWATER INC COM 11-09-99 04-07-00 290000 UNITED PARCEL SERVICE

CLB 10-21-98 04-10-00 10000 CONTINENTAL AJRLS INC

CLB 12-18-97 04-10-00 20000 UNITED HEALTHCARE

CORPCOM 11-09-99 04-10-00 80000 UNITED PARCEL SERVICE

CLB 10-21-98 04-11-00 30000 CONTINENTAL AIRLS INC

CLB 05-1497 04-11-00 2,000,000 00 UNITED STATES TREAS

NIS 6 5000/. Due 08-3 1 .01

02-13-98 04-12-00 4,21200 BANK ONE CORP COM 02-17-98 04-12-00 5,50900 BANK ONE CORP COM 02-17-98 04-12-00 2,91600 BANK ONE CORP COM 02-19-98 04-12-00 7.29000 BANK ONE CORP COM 02-19-98 04-12-00 8.26200 BANK ONE CORP COM 02-20-98 04-12-00 1,21200 BANKONECORPCOM 06-07-95 04-12-00 9,80000 SCHLUMBERGER LTD

COM

3,77250 2711

29


13,61000 19 193 55 5 573 55 5,98024 6,295 53 31529 14,99860 15,73882 74022 9,99916 9,30906 30890 5.99944 6,20537 20593 2,91350 3,13382 22032

33,0" 40 31,33825 -1,706 15 1.91223 1.029,965 62 1,028,153 39

3.402 50 4,811 29 1,40879 3.30444 3,205 14 -9930 19,82664 19,92641 9977

1.368,750 00 8,364.700 83 6,"5.950 93

64,05000 269,11606 204,06606 7.61000 8,573 71 96371

102,091 68 120,15703 18.06535 71 .291 71 85,111 23 13 .81952 4,20825 5,00654 79829 4,82663 5'"s 90 1,172 17

33.78641 42,969 18 9,182 77

4,82663 6,16637 1,33974

21,252 30 24,38638 3,13408 42,29560 48,77277 6497 17 145,00000 177,41898 32,41898

3,90500 4,29235 471 35

9,653.26 12,63423 2,98097

40,00000 49,23635 9,23635

11,41500 12,88325 1,46825

2 .000,625 00 2,003,671 98 3,04688

205,72396 143,97062 -61,753 34 274,08692 188,26927 -85,81765 W.893 34 99,67197 45,221 37 367,681 50 249,17991 .118 .501 59 414,09756 292,40391 -131,69365 60.709 11 4 1 .427 " -1928067 255,34072 655050 14 399,70942


The Samuelwrts Noble Foundation, Inc 40 ELN 73-0606209 October 31 2000



Gain Or Less Open Close Cost Date Date Quantity Sevurity Basis Proceeds Short Term Long Term

06-22 95 04-12-00 2,20000 SCHLUMBERGER LTD 6 t,092 61 163 .762 54 102,66993 COM

11-07-95 04-12-00 10000 SCIFILUMBERGER LTD 2,747 18 7,"3 75 4696 57 COM

10-09-98 04 12-00 1 20000 SEALED AIR CORP NEW 33.77664 70,314 17 36 S37 53 COM

10-21-98 04-12-00 10000 CONTINENTAL AIRLS INC 3,90500 4,28635 481 35 CL B

02-26-97 04-12-00 1,10000 WHIRLPOOL CORP COM 54.33790 70.33209 15,994 29 03-07-97 04-12-00 2.40000 WHIRLPOOL CORP COM 118,03200 153,451 84 35,41984 09-15-99 04-12-00 7,00000 BMC SOFTWARE INC 454,41200 293 .891 00 -160 531 00

COM 10-2299 04-12-00 16,00000 BMC SOFIWARE INC 876,19200 671,72901 -20446399

COM 01-06-00 014-12-00 10,00000 BMC SOFIWAPLE INC 49000000 419,83001 -60,16999

COM 01-24-00 04-12-00 7,00000 BMC SOFTWARE INC 321,69970 293,881 00 -27,818 70

COM 09-08-99 04-12-00 3,72000 MCI WORLDCOM INC 191,24967 156,93227 .34,31740

Com 09-16-99 04-12-00 9,36750 MCI WORLDCOM INC 490,855 75 395 .17823 -95,67752

Com 11-01-99 04-12-00 13 .912 50 MCI WORLDCOM INC 791,91905 596,91403 -20S,00402

COM 08-23-96 04-12-00 9900 BARD C R INC COM 3,06257 4XO 92 1,188 35 08-27-96 04-12-00 2,90200 BAPDCRINCCOM 89,00241 120,31386 32,311 45 09-28-96 04-12-00 2,99900 BARD C R INC COM 91,21124 124.47890 33,26766 11-20-96 04-12-00 8.00000 BAPDCRINCCOM 217,09600 343.508 53 126,412 53 10-13-97 04-12-00 2,20000 BARD C R INC COM 73,14450 94,464 95 21 32035 09-0799 G4-12-00 5,01600 CARNIVALCOPPCOM 221,97405 121,33299 -1006,4106 09-08-99 04-12-00 9,99400 CARNIVALCORPCOM 435,27744 241,504 89 -193,772 55 10-04-99 04 12-00 3,10000 CARNIVAL COPP COM 13938995 74,98649 -64403 46 1005-99 04-12-00 5.71400 CARNIVAL CORP COM 256,03805 138,21704 -117,921 01 10-06-99 04-1200 3,42800 CARNIVAL CORP COM 151,094 24 82,920 55 -68,173 69 10-07-99 G4-12-00 2,75900 CARNIVALCOR.PCOM 123,94231 66,71379 -57,228 52 08-13-98 04 12-00 1,10600 CINERGYCORPCOM 35 52748 26,35267 -9,17481 08-13-98 04-12-00 95600 CINERGYCORPCOM 30,64668 22,77862 -786806 08-14 98 04-12-00 3 261 00 CINERGYCORPCOM 104,85061 77,69996 .27,15075 08-17-98 04-12-00 4,21000 CINERGYCORPCOM 136,55135 100,31168 .36,23967 04-1999 04-12-00 15.46700 CINERGY CORP COM 463,00465 363,53226 .94,47239 04-28-99 04-12-00 14 .000 GO CINERGY CORP COM 419,96500 333,57805 .86,39695 03-11-98 04-12-00 221400 CONSOLIDATED STORES BU60 08 27,305 68 -61 05440

CP Com 04-30-98 04-12-00 12.78600 CONSOLIDATED STORES 512,207 16 157,692 13 -354,51503

CP Com 10-26-98 04-12-00 37,00000 CONSOLIDATED STORES 661,75990 456,32791 -205 .431 89

CP Com 07-06-99 04-12-00 21.00000 CONSOLIDATED STORES 513,92460 258,99692 -254,92768

CP Com 07-29-99 04-12-00 42,00000 CONSOLIDATED STORES 666,68280 517,99385 -148,68895

CP Com 06-19-97 04-12-00 4.50000 GROWN CORK & SEAL 25 1,0 10 GO 75,53627 -175,473 73

INC COM 07-23-97 04-12-00 5,50000 CROWN CORK & SEAL 271,17860 92,322 11 -178,85649

INC COM

30

Gain Or Less Open Close Cost Ditic Date Quantity Security Basis Proceeds Short Term Long Term

3 000 00 CROWN CORK & SEAL INC COM

17,000 00 CROWN CORK & SEAL INC COM



12,00000 GILLETTE CO COM 10,000 00 GILLETTE CO COM 3.74600 GILLEXTECOCOM 5.25400 GILLETTE CO COM

12,88000 HEINZ H I CO COM 9.471 00 HEINZ H I CO COM 13,18200 HEINZ H J CO COM 4.46700 HEINZ H J CO COM 4.17200 ILLINOIS TOOL WKS INC

COM 2,54800 ILLINOIS TOOL WKS INC

COM 258800 ILLINOIS TOOL WKS INC



COM 432300 MBNA CORP COM 7.36950 MBNA CORP COM 5,94000 M13NA CORP COM 6,367 50 MBNA CORP COM 3000000 M13NA CORP COM 234100 MASCO CORP COM 12,659 00 MASCO CORP COM 34,00000 MASCOCOPPCOM 16,15600 MASCO CORP COM 35.84400 MASCO CORP COM 1,00000 MEAD CORP COM 2.45800 MEAD CORP COM 5,00,000 MEAD CORP COM 4 14200 MEAD CORP COM 1 20000 MEAD CORP COM 9.20000 MEAD CORP COM

10.00000 MEAD CORP COM 2.70200 MEAD CORP COM 2,97600 MEAD CORP COM 80300 MEAD CORP COM

1 .5 19 00 MEAD CORP Com 7,31900 SOLUTIA INC COM 3,09200 SOLUJIA INC COM 6,38900 SOLUTLA INC COM 4,71000 SOLLrI-IA [NC COM 3,70900 SOLUTLA INC COM 9.39500 SOLUTIA INC COM 2.26600 SOLUTIA INC COM 4,99600 SOLUr[A INC COM

10-13-97 04-12-00

01-04-99 04-12-00

07-19-99 04 12-DO

07-20-99 04-12-00

04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04 12-00 04-12-00 04-12-00 04-12-00 04-12-00 04 12-00 04-12-00 G442-00 04 12-00 04-12-00 014-12-00 04-12-00 04-12-00 04-12-00

08-18 99 08-19-98 08-20-98 08-21-98 08-24-98 09-11-98 09-15-98 10-01-98 02-07-00 02-0" 01-16-97 01-20-97 01-21-97 01-22-97 10-20-97 11-13-97 01-04-99 08-12-99 08-16-99 08-17-99 09 18-99 09-04-97 09-15-97 09-16-97 09-23-97 11-06-97 11-07-97 11-10-97 11-11-97

124,83326 212,80563 171,52662 183.871 34 866.29606 58,08997 314,12259 843,681 91 400,99774 989,439 14 37,t" 36 91,43602 195."6 79 154 .07974 44.63923 305.03473 371,"3 58 100,51266 110.70529 29.97108 56,50593

104.35593 44,08642 91,09579 67.15623 52,86949 133,95600 32.30913 71 .23408

89.94290 153,912 50 123,15600 128,44946 598,91800 58,313 14

326,728 79 778,94820 299,01525 666.47975 30,53000 75,04274 153,72750 127,40379 43,723 50

244.708 50 292,46000 113,01331 124,97444 33,59744 64,18109 142.15694 60,06828 124.17022 90,93880 79,94448 201,66743 48,83774 107,70027

31


The Samue[wris Noble Foundation, Lnc EIN 73-0606209 October 31, 2000

SRNF REALIZED GAFNS AND LOSSES


01-19-99 07-06-99 10-22-99 10-25-99 12-06-99 12-07-99 12-08-99 12-09-99 05-13-99

05-14-99

05-18-99

05-21-99

12-23-99

04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00 04-12-00

04-12-00

04-12-00

04-12-00

04-12-00

139,49250

527,702 10

226,12978

56.43975

611,48160 409,75400 127.58876 185.941 16 557,10894 410.58774 567,742 15 191,55970 310,85197

191,226 13

191.52520

133,82387

565,84242

50.357 51

285 35925

134,20278

33.65561

489,01367 407.511 39 152,65377 214.10649 489,45596 359.90966 500,93223 169.751 50 258,40506

157,817 85

160.29537

11099278

551,24760

-89 13499

-242 342 85

-91,92700

-22,784 14

-122,46793 -2 .24261 25,06501 28,16533 -67.65308 -50,67908 .66,80992 -21,80820 -52,44691

-33,408 28

-31,22983

-22,831 09

-14,59482

3489036 58,893 13 48,37062 55421 88 267,37806

-223 17 -12,60620 64,93361

101,88249 222,95939

6,66936 16.39328 32,26929 26.67S96

915 73 6032623 79,533 58

-12,50065 -14,269 15 -3,72636 -7,675 26

-37.801 01 -15.98186 -3307443 -23,782 57 -27,07499 -67711 43 .16,52861 .36,46619

0 The Samuel gerts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000 SRNF

REALIZED GAINS AND LOSSES Master Group of Portfolios From 11-01-99 Through 10-31-00


Gain Or Lo,ss Open Close Cost Dale Date QuantAty Security Basis Proceeds Shor(Terin Long Term

11-12-97 04-12-00 5,M 00 SOLUTIA INC COM 108,311 78 72,26068 -36,051 to 11-13-97 04-12-00 2.85700 SOLUTIA. FNC COM 61,55692 40.735 74 -20,821 18 10-18-99 04-12-00 6.78800 SOLUTIA INC COM 122.90499 96.794 92 -26 12007 09-16-96 04-12-00 70000 TRICON GLOBAL REST 15,19033 23,40722 822689

COM 09-27 96 04-12-00 50000 TRICON GLOBAL REST 10,748 17 16,71944 5 971 27

Com 10-20-97 04 12-00 2.58200 TIUCON GLOBAL REST 93.42287 96,33920 291633

COM 10-21-97 04-12-00 7,10000 TRICON GLOBAL REST 22949788 237.41607 8,919 19

COM 10-27-97 04-12-00 2,001 00 TRICON GLOBAL REST 63,56557 66 .911 20 3,34563

COM 11-04-97 04-12-00 4.11700 TRJCON GLOBAL REST 125,07858 137,66788 12,58930

COM 01-28-98 04-12-00 21,04700 USX MARATHON GROUP 684,09485 524,M 64 -159,20021

COM NEW 01-29-98 04-12-00 4 444 00 USX MAP ATHON GROUP 145,613 110,82966 -34,783 78

COM NEW 02-03-98 04-12 00 13,15800 USX MARATHON GROUP 430,66923 328,14955 -102 51968

COM NEW 02-10-98 04-12-00 1 .39200 USX MAP ATIHON GROUP 46,01952 34,715 32 -11,30420

COM NEW 02-11-98 04 12-00 99000 USX MARATHON GROUP 32,72940 24,68977 -8 .03963

COM NEW 02-12-98 014-12-00 2,96900 USX MARATHON GROUP 99,15158 74,04439 -24,V37 19

COM NEW 09-30-99 04-12-00 8,28200 UNOCAL CORP COM 307,62081 252,034 37 -55,58644 10-01-99 04-12-00 6,30500 UNOCAL CORP COM 234,36631 191,871 13 42,495 18 10-04-99 04-12-00 4,111 00 UNOCAL CORP COM 155,124 99 125,104 24 -30,02065 10-05-99 04-12-00 3,30200 UNOCAL CORP COM 122,15056 100,48509 -21,66547 02-11-00 04-12-00 19,46500 DELL COMPUTER CORP 735,33709 1 .030 .394 09 295,05700

COM 03-07-97 04-13-00 50000 WHIRLPOOL COPP COM 24,59000 32,16962 757962 0605-97 04-13-00 1,30000 DYNEGY INC NEW CL A 26,82290 79,92302 53,100 12 11-07-95 04-14-010 1 .40000 SCHLUMBERGER LTD 39,46053 10421252 65,75199

COM 04-01-98 04-14-00 70000 HOME DEPOT INC COM 16,11400 41,48404 25 37004 03-26-99 04 15-00 36 .221 49 FLEETWOOD 36,61200 36,221 49 -39051

6 900% Due 03-15.12 09-2299 04-15-00 2 315 67 GNMA 2,298 17 2,31567 27 50

6 5006/6 Due 10- 1 "8 11-09-99 04-15-00 25,01646 GNMA 24,83665 25,01646 17981

6 SWI. Due 06-15-08 12 15-99 04-15-00 79736 GNMA 79362 79736 3 74

7 0000/. Due 12-15-14 12 14-99 04-15-00 2,05276 GNMA 2,043 14 2.052 76 962

7 0000/6 Due 07-15 .14 12-1499 04-15-00 1,24409 GNMA 1,238.26 1,24409 5 83

7 0000/6 Due 12-15-14 12 14-99 04-15-00 1,16834 GNMA 1,16286 1,16834 548

7 0006/. Due 12-15-14 09 22-99 04-15-00 11,90642 GNMA 11,76503 11,90642 141 39

6 500% Due 07-15-09 092299 04-15-00 1,171 92 GNMA 1,158()0 1,17192 1392

6 5000/. Due 02-15-09

32

0 The Sarnuelfterts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000



Open Close Cost Date Date Quantity Security Basis Proiceeds

11-05-99 04-15-00

09 17-97 04-17-00 02-16-99 04-17-00

06-08-98 04-17-00 12-16-97 04-18-00 04-01-98 04-1 "0 G" 1-98 04-1 "0

02-16-99 04-1"

02-17-99 04-18-00

04-02-99 04-18-00 07-09 96 04-18-00 04-22-98 04-18-GO 04-23-98 04-19-00 10-19-919 04-18-00 09-04-97 04-18-00 11 10-97 04 .1 "0 11-17-97 04-18-00 04-15-99 04-18-00 09-09-90 04-18-00 09 16-96 04-18-00 09 27-96 04-19-00 10-17-97 04-18-00 04 28-98 04-18-00 09 24-97 04-18-00 10 13-97 04-1" 11-03-97 04-1 "0 01-2298 04-18-00 10-20 98 04-1 "0 10-06-98 04-1"

10-08-98 04-1"

10-20-98 04-18-00

10-21-98 04-18-00

09-16-99 04-1" 09 17-99 04-19-00 09 20-99 04-18-00 09 21-99 04-18-00 04-01-98 04-19-00

04-01-98 04-19-00 06-08-98 04-19-00 11-07-95 04-20-00

04-01-98 04-20-00

02-01-00 04-20-00

4 73569 4 772 23

262,56540 843 171 08 197,55432 143.72098

100."3 82 332,67777 29,25590 194,592 51 46,04000 117,62787 161 .71584 252,05255

8.231 43 6,09542

473,513 11 351,50265

4 772 23 GNMA 6 500% Due 07-15-09

6 000 00 CORNING INC COM 3,60000 MCI WORLDCOM INC

COM 290000 INTEL COPP COM 2.00000 APPLIED MATI-S INC COM 2,00000 ROME DEPOT INC COM 2,40000 AMERICAN INTL GROUP

COM 15000 MCI WORLDCOM INC

COM 8,65000 MCI WORLDCOM INC

COM 19,00000 ADAPTEC INC COM 19,00000 SYSCOCORPCOM 5,00000 SYSCO CORP COM 14,00000 SYSCOCORPCOM 10,411 00 SOLUTIA INC COM 4,06600 SLAM HLDG COPP COM 12,13400 SLM HLDG COPP COM 980000 SLM HLDG CORP COM 8,00000 SLM HLDG CORP COM 5,00000 PEPSICO INC COM 17.00000 PEPSICO INC COM 5.00000 PEPSICO INC COM 2.50000 PEPSICO INC COM 900000 PEPSICO INC COM 5 000 00 FIRST DATA CORP COM 380000 FIRST DATA CORP COM 320000 FIRST DATA CORP COM 12,00000 FIRST DATA CORP COM 11,00000 FIRST DATA CORP COM 3,08200 AVERY DENNISON CORP

COM 363200 AVERY DENNISON CORP

COM 9,78600 AVERY DENNISON CORP

COM 5,50000 AVERY DENNISON CORP

COM 11,93600 ALCOA INC COM 1,701 00 ALCOA INC COM 2,981 00 ALCOA INC COM 4,38200 ALCOA INC COM 1,100 00 AMERICAN [NTLGROUP

COM 2,10000 HOME DEPOT INC COM 800000 INTEL CORP COM 1,4GO 00 SCHLUMBERGER LTD

COM 1,90000 AMERICAN INTL GROUP

COM 1295100 RALSTON PURJNA CO

COM RAL-PUR GP

385,831 10 286,75750 120.24300 328,75790 188,50365 162.731 29 496.021 40 365.56900 341 .80400 132,53445 "8,653 49 130,901 83 94,05625 313,48000 191,703 50 14439050 93.79200 321,98920 246,78500 128,59029

600,35528 662,92206 174,453 17 488,46889 137,967 16 131,84581 393,462 15 317,77889 259,411 33 17976903 607,81470 178,76903 89,384 52 286,03045 220032 15 16722444 140.82058 528,077 17 484,07074 190,92569

73,056 34

186,83107

112,63193

-1,82693 -97544

-1,19941 1,015 D9

41,33073

73,96799 701 .66177 65,75199

68,90053

-27.77787

STATENIENT I I Page 33 of 114

151,941 09 224.99743

357.44962 544,28069

228,085 55 340,71748

771.41891 769,59208 110,65005 109.67461 193,40400 192.20459 281 .521 15 292,53624 74,11976 115.45049

48,34200 122,30999 277,08640 978 748 17 38460S3 104.212 52

121,28688 190,19741

265 .323 64 237.545 77

33

Or Loss


3654

580,60S68 -53 833 44

232 233 95 165 33661 71 58787 9033671

-2,13601

-122,01046

214,524 18 376 164 56 54 210 17 15971109

-50,53649 -30,98548 -92,559 25 47789 11 -82 392 67 46,23458 159 16121 4796720 4,671 73

-27 449 55 28 32865 22,83394 47,028 58 206,18797 237,28574 62,33540

0 The SarruclOerts Noble Foundation, hic EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAMS AND LOSSES Master Group of Portfolios From 11-01-99 Through 10-31-00


Gain Or Loss Open Clow Cost Date Date Quantity Security Basis -Proceeds ShortTerm LongTerm

02-02-00 04-20-00 13,04900 RALSTON PURINA CO 270.44565 23934329 31,10237 COM RAL-PUR GP

02-03-00 04 20-00 5.59200 RALSTON PURINA CO 116,03824 102,S6793 -13,47041 COM R-AL-PUR GP

02-04-00 04-20-00 14,913 00 RALSTON PUR[NIA CO 30690165 273,532 55 -33,369 10 COM RAL-PUR GP

02 07-Go 04-20-00 4,67900 RALSTON PURINA CO 97,26475 85,821 69 -11,44306 COM RAIPUR GP

02-0"0 04-20-00 3,68700 RALSTON PURfNA CO 77,20866 67.62653 -9,582 13 COM RAL-PUR GP

0209-00 04-20-00 2,12900 RALSTON PUMA CO 44.56727 39,04988 -5,517 39 COM RAL-PUR GP

11-07-95 04-24-00 2,90000 SCHLUMBERGER LTD 79,66824 216,521 27 136,85303 COM

08-18-98 G4 24-00 10000 AESCOPPCOM 3,61144 8,49566 4,884 22 08 18-99 04-24-00 50000 AES CORP COM 18,05720 42,121 39 24064 19 08-18-98 04-24-00 30000 AESCOPPCOM 10,83432 25,272 83 14438 51 08-18-98 04-24-00 20,000 AES CORP COM 7,22288 16,991 33 976845 01-04-96 04-24-00 1,10000 NORTHROP GRUMMAN 66753 50 76,398 72 9,645 22

CORPCOM 03-07-97 G4 -24 .00 1,10000 WHIRLPOOL CORP COM 54,098 00 71,643 90 17,54190 04-14 99 04-24-00 25,00000 ALLIED WASTE INDS INC 392,752 50 148,122 51 -24462999

COM PAR$ 0 [NEW 04-19-99 04-24-00 24,OGO 00 ALLIED WASTE INDS INC 417,71520 142,19761 -275 517 59

COMPARSOINEW 09-23-99 04-24-00 11 .00,000 ALLIED WASTE INDS INC 134,32100 65,17390 -69 147 10

COMPARSOINEW 02-01-00 04-24-00 1 00 ENERGIZER HLDGS INC 23 92 1984 -398

COM 09-21 98 04-25-00 2,00000 CITIGROUP INC COM 49,47269 127,72053 78.24794 10-21 98 04-25-00 10000 CONTINENTAL AIRLS INC 3,90500 4,284 56 47956

CLB 08-18-98 04-25-00 10000 AES CORP COM 3,61144 8 385 72 477428 08-18-98 04-25-00 20000 AFS CORP COM 7,22288 16,771 44 9,548 56 08 18-98 04-25-00 10000 AES CORP COM 3,61144 9,39896 4,787 52 01-04-96 04-25-00 2,10000 NORTHROP GRUMMAN 127,43850 150 .773 71 23 335 21

COPPCOM 06-05-97 04-25-00 2,70000 DYNEGY INC NEW CL A 55,709 10 178,05906 122,34996 09-23-99 014-25-00 9,00000 ALLIED WASTE INDS INC 109,899 GO 53,963 18 .56,035 82

COM. PAP$ OINEW 09-27-99 04-25-00 600000 ALLIED WASTE INDS INC 77,66460 35908 79 41,75581

COM PAR$ 01 NEW 11-02-99 04-25-00 12,80000 ALLIED WASTE INDS INC 137,34272 76.60542 -60737 30

COM PARS OINEW 06 23-99 04-25-M 3,40000 HEWLETT PACKARD CO 201.65400 459,82684 258 17284

COM 12-1898 04 25-00 1 IGO 00 HEWLETT PACKARD CO 73.078 50 148,767 51 7568901

COM 01-1399 04-25-00 14,00000 COMPAQ COMPUTER 632.51860 378.022 37 -25449623

CORP COM 03-22-99 04-25-00 13.00000 COMPAQ COMPUTER 393,217 50 351,02077 42.19673

CORPCOM 06-09-99 04-25-00 16,00000 COMPAQ COMPU`IER 361,96000 432.025 57 70,065 57

CORPCOM 12-13-99 04-25-00 7,88900 SBC COMMUNICATIONS 415,42231 348,066 10 .67,35621

INC COM

34

The Sarnuel9eris Noble Foundation, Inc EIN 73-0606209 October 31 . 2000


Master Group of Poqrolios From 11-01-99 Through 10-31-00

GainOrLoss

Proceeds ShoriTerin LangTcrm

1,004 .501 48

287,00043

143,50021

211,77884

266,83508

146,53362

44,19693

591,53591

614,97672

4,147 10

74,36937

61 583 31

72,01947 206,243 12

206.243 13

632,52887 780,06197

-57,75688

-130,52847

35


Open Close Cost Date Date Quantity Security Bssis

12-15-99 04-25-00 21,11200 SBC COMMUNICATIONS 1,101,957 73 INC COM

03-16-00 04-25-00 1,00000 AES CORP COM 79,55680 04-03-98 04-25-00 3,52900 MURPHY OIL CORP COM 177,76455 04-07-98 04-25-00 7,751 00 MURPHY OIL CORP COM 387,78253 04-08-98 04-25-00 2,72000 MURPHY OIL CORP COM 136,15123 09-21-98 G4-26-00 1,00000 CrnGROUP INC COM 24,736-35 08 18-98 G4 26-00 10000 AES CORP COM 3,611 44 11-02-99 04-26-00 12.20000 ALLIED WASTE INDS INC 130.90478

COM PARS OINEW 02-01-00 0426-00 6,00000 PROCTER & GAMBLE CO 598,26960

COM 01-04-96 G4-27-00 3,30000 NORTHROPGRUMMAN 200.7.6050

CORPCOM 1009-98 04-2MO 40000 SEALED AIR CORP NEW 11 .25888

COM 12-16-97 04 28-00 20000 APPLIED MAI LS VNC COM 2,92559 09-09-97 04-28-00 1,80000 WELLS FARGO & CO NEW 48,04650

COM 08-18-98 04-28-00 40000 AFS COR P COM 14,44576 03 29-99 04-28-00 1,000,000 00 FEDERAL NATL MTG 1,000,000 00

ASSN MEDIUM 5 375% Due 04-06-01

t 1 .03-93 04-29-00 1 4,OW 0(3 CHASE MANHATTAN 283.04500 NEW COM

03-06-95 04-2" 4,00000 CHASE MANHATTAN 79,37000 NEW COM

10-20-97 0,4-2"0 2 000 00 CHASE MANHATTAN 120,12250 NEW COM

02-24-00 04-28-00 4,73900 EL PASO ENERGY CP DEL 163 .17941 COM

02~25-00 04-28-00 5,971 00 EL PASO ENERGY CP DEL 207,713 18 COM

02-28 00 04 28-00 3,27900 EL PASO ENERGY CP DEL 114,50301 COM

02 29-00 04 28-00 98900 EL PASO ENERGY CP DEL 34,664 45 COM

04-16-919 04-28-00 10,29600 DUKE ENERGY CORP 557,11244 COM

04-19-99 04-28-00 10,70400 DUKE ENERGY CORP 578,43774 COM

09-D9-97 05-01-00 10000 WELLS FARGO & CO NEW 2,66925 COM

09-0997 05-01-00 1 80000 WELLS FARGO & CO NEW 48,04650 COM

10-0999 05-01-00 1 .10000 SEALED AIR CORP NCW 30,96192 COM

12-16-97 05-01-00 70000 APPLJED MATI-S INC COM 10,23956 02-11-00 05-01-00 11,00000 FLAG TELECOM 264,00000

HOLIANGS ORD 02-11-00 05-01-00 11,00000 FLAG TELECOM 336.77160

HOLDINGS ORD 08-19-97 05-01-00 20,00000 SYBRON INTL CORP COM 401,22500 10-14-85 0"1-00 10,00000 EXXON MOBIL 113,99992

931,59868

82.431 05 209,908 15 461,036 58 161,78809 63,395 29 8,463 82

72,465 56

363,45297

239,33639

22,381 37

20,39932 74,651 60

35,60673 986,00000

32 143 60 73 254 05 2563686 3865893 4 852 38

39,07599

11,12249

17,473 73 26,605 10

21,16097 .14,00000

721 45648

209,63043

23,377 71

34,42341

36,53898

1477 85

26,322 87

30621 39

61 77990

231,303 87 666,06205

-170,36905

2,87425

.58,43922

-23491673

48,59943

59.12190

32,03061

9 53248


The Sarnuel ocris Noble Foundation, Inc E[N 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost Date Date Quantity S~unt) Hasa Pr"eeds Short Term Long Term

03-30-99 05-01-00 1 .00000000 UNITED STATES TREAS 1,107,656 25 1,036992 19 -706,6406 NTS 7 5WI. Due 02-15-05

04-22-96 05-01-00 4,20000 LILLY ELI & CO COM 122,801 07 324,197 18 201 386 11 02-17-98 0"] -00 5,30000 LILLY ELI & CO COM 324,911 73 409,09335 84 181 62 06-02-98 05-01-00 6,00000 LILLY ELI & CO COM 366.36000 463,124 55 96 764 55 04-29-99 05-01-00 6,50000 LILLY ELI & CO COM 480,16290 501,71827 21,55547 07-28-99 05-01-00 8,00000 ULLYEU&COOOM 543,92160 617,49,940 73 577 80 02-1" 0" 1 -00 1077500 ELECTRONIC DATA SYS 742,10873 697,99337 -44 12536

NW COM 01 - 1 1-99 05-01-00 1 11600 BAXTER INTL INC COM 69,57267 70,79669 1 22401 01 12-99 0" 1 -00 3,11700 BAXTER INTI, INC COM 195,20529 197,735 88 2 53059 01-13-99 05-01-00 5,76700 BAXTER NTL U4C COM 357,20435 365 .84627 9,64192 02-25-99 05-01-00 6,58200 BAXTER 04M INC COM 434,71250 417.549 15 -17,164 35 02-26-919 0"1-00 147200 BAXTER INTL ENC COM 98,12052 93 .38056 473996 03-01-99 0"1-00 2,94600 BAXTER INTL INC COM 1%.33659 186,88801 -944858 04-07-98 0"1-00 9,49600 OCEAN ENERGY INC TEX 228,60796 127.76646 -100841 40

COM 04-22-98 0"1-00 11,02400 OCEAN ENERGY INC TEX 276,261 44 148,481 70 -127 779 74

COM 04 23-98 05-01-00 6.95200 OCEAN ENERGY INC TEX 170,41438 93,636 14 .76,778 24

COM 04-24-98 05-01-00 6,30500 OCEAN ENERGY INC TEX 15451953 84,921 73 -6959680

COM 04-29-98 0"1-00 4.751 00 OCEAN ENERGY INC TEX 116,66793 63,99098 -52,67695

COM 05-01-98 0" 1 -00 7,85000 OCEAN ENERGY INC TEX 192,43726 105 .731 25 -8670601

COM 05-08-98 05-01-00 6,99600 OCEAN ENERGY INC TEX 171,434 98 94,22877 -77206 11

COM 05-12 98 05-01-00 7,63600 OCEAN ENERGY INC TEX 185,74646 10284890 -82 897 56

COM 06-1098 05-01-00 1000000 OCEAN ENERGY INC TEX 180,07800 13468950 45,38850

COM 07-28-98 0"1-00 50000 VASTAR RES ENC COM 21,23085 40.30231 19,071 46 12-04-98 05-01-00 10,93000 VASTAR RES D4C COM 430,199-34 881 00840 450,80906 12-07-98 05-01-00 1 .57000 VASTAR RES INC COM 62,92099 12654924 6362835 02-01-GO 05-01-00 2,70000 PROCTER & GAMBLE CO 269,221 32 160,014 75 -109,20657

COM 07-14-99 0"1-00 13.00000 OFFICE DEPOT INC COM 259.69060 140,41609 -119274 51 07-19-99 05-01-00 22,00000 OFFICE DEPOT INC COM 399,84120 237,62723 -162,21397 12-17-99 0"l-00 65,00000 OFFICE DEPOT INC COM 672.70450 702,08047 29.37597 05-01-98 0" 1 -00 12.01100 HELLER FINANCLAL INC 366,53848 276.75542 -89,79306

CLA 05-04-98 05-01-00 1 .94500 HELLER FINANCIAL INC 59,92545 44,81636 -15,10909

CLA 05-05-98 05-01-00 864400 HELLER FINANCLAL INC 264,71040 199,173 58 -65,53682

CLA 10-1399 05-01-00 1066700 HELLER FINANCIAL INC 23398065 245787 19 11.80654

CLA 10-14-99 05-01-00 4.73300 HELLER FINANCIAL INC 102,11731 109.05698 693967

CLA 10-14-99 05-01-00 7,000 DO HELLER FINANCIAL INC 149,99890 161,29281 11,29401

CL A

36

STATEIVILENT I I Page 37 of 1 14

The Sarnuel9eris Noble Fotindation, Inc EIN 73-0606209 OcLober 31, 2000

SRNF REALIZED GAMS AND LOSSES


Gain Or Lou Open Close Cost Date Ds(e Quantity Secunty Baw Proceeds Shor(Term Long Term

12-14-99 05-01-00 94698 FNMA PASS-THRU BLLN 92064 94698 2634 MULTI 7+ 6 590% Due 11-01-07

01-04-00 05-01-00 94698 FNMA PASS-THRU BLLN 90659 94698 4039 MULTI 7+ 6 5904/. Due 1] -0"7

12-14-99 05-01-00 70605 FNMA PASS-THRU BLLN 711 19 70605 -513 MULTI 7+ 7 409% Due I "1 -09

12-17-99 05-01-00 41500 FNMAPASS-THRU BLLN 42006 41500 -506 MULTI 7+ 7 595% Dw 01-01-10

11-09-99 05-01-00 4,62401 GNMA PASS-THRU X 4,59077 4,62401 3324 SINGLE FAMILY 6 5009/ Due 05- 15-08

11-09-99 05-01-00 3,780 10 GNMA PASS-THRU X 3.75293 3,78010 2717 SINGLE FAMILY 6 500% Due 03-15-09

12-16-97 05-02-00 30000 APPLIED MATLS INC COM 4,39838 3091396 26 525 57 01-04-96 05-02-00 100000 NORTHROP GRUMMAN 60,68500 73,78084 0,095 94

CORP COM 0447-97 05-02-00 450 DO NORTHROP GRUMMAN 35 024 53 33 .201 38 -1,92315

CORP COM 06-10-99 05-02-00 9,00000 OCEAN ENERGY INC TEX 162,07020 120.80655 -41,26365

COM 10-26-98 05-02-00 40,00000 OCEAN ENERGY INC TEX 485.52000 536,91802 51,39802

COM 11-23-98 05-02-00 50,00000 OCEAN ENERGY INC TEX 438,02000 671,147 53 233,127 53

COM 12-14-98 05-02-00 40.00000 OCEAN ENERGY INC TEX 290,08400 536,91902 246,83402

COM 07-31-98 05-02-00 31,16250 OFFICE DEPOT INC COM 681 .00035 330.13692 -350 .86343 08-04-98 05-02-00 3.37900 OFFICE DEPOT INC COM 73.45754 35.78668 -37,67096 08-04-98 05-02-00 4,31250 OFFICE DEPOT INC COM 92,47006 45.69692 -46,79324 08-05-98 0"2-00 5,66400 OFFICE DEPOT INC COM 117,40566 60,00467 -57,40099 08-06-98 05-02-00 4,20600 OFFICE DEPOT INC COM 99,041 95 44.55855 43,48340 08 11-98 05-02-00 10,65750 OFFICE DEPOT INC COM 222,90943 112,90603 .110.00340 08-12-98 0"2-00 3.364 50 OFFICE DEPOT INC COM 72.30557 35.64366 -36.66191 08 13-98 05-02-00 3.25500 OFFICE DEPOT INC COM 69,99272 34,48362 -35,499 10 04-21-99 05-02-00 16.87700 OFFICE DEPOT INC COM 313,237 12 179,795 70 -134,441 42 07-14-99 05-02-00 2,12300 OFFICE DEPOT INC COM 42,40947 22491 16 -19.91831 04-12-00 05-03-00 1,30000 KOHLS CORP COM 69,99525 61,12044 -8,87481 03-20-00 05-03-00 10000000 FEDERAL NATL MTG 98,69333 99.37500 681 67

ASSN DISC NT 0 000% Dtic 06-09-M

04-17-97 05-04-00 70000 NORTHROP GRUMMAN 54.48261 51,185 79 -3,29682 CORPCOM

06-27-96 05-05-00 12,90000 HEINZ H J CO COM 394,76800 48t,853 99 97,09599 08-20-97 05-05-00 9,40000 HEINZ H J CO COM 407,29730 353,861 52 .53,43578 10-21-98 05-05-00 20000 CONTINENTAL AIRL.S INC 7,61000 8,564 71 95471

CLB 12-16-97 05-05-00 IDO 00 APPLIED MATIS INC COM 1,46279 10,23246 8.76966 0"2-93 05-05-00 [,ODD 00 EDWARDS LIFESCIENCES 5,29876 15.177 79 9,87903

COM 06-09-99 0"5-00 1,000.000 00 UNION PAC CORP 1.009,070 00 999.30000 -9,77000

7 0004/6 Dw 06-15-00

37


The Samuel Verts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Port/blios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Quantity Security Basis Proceeds Short Term LongTerm

10-21-98 05-08-00 10000 CONTINENTAL AIRLS INC 3,80500 4 .28679 481 79 CLB

OM2-93 05-08-00 1,40000 EDWAR-DS LIFFSCIENCES 7,41826 21,56977 14,151 51 COM

09-10-93 05-08-00 90000 EDWARDS LIFFSCIENCES 3,48850 12,32559 8,83709 COM

07-12-96 05-09-00 2,20000 AT&TCOPPCOM 27,402 16 92,93723 55,53~ 07 10-21-98 05-09-00 20000 CONTINENTAL AIRLS INC 7,61000 8,58277 972 77

CLB 04-17-97 05-09-GO 75000 NORTHROP GRUMMAN 58,37422 55,6-48 14 -272608

CORP COM 06-02-98 05-09-00 3 53200 LAUDER ESTEE COS INC 107,50525 148,79936 41284 11

CLA 06-03-98 05-09-00 1246800 LAUDER ESTEE COS INC 382,639 19 525,228 14 142 58896

CLA 10-04-99 05-09-00 10,12600 LAUDER ESTEE COS INC 432,005 S4 426,56882 -5,436 72

CLA 10-05-99 05-09-00 15,97400 LAUDER ESTEE COS INC 680,32789 668,70,961 -11,61828

CLA 07-10-98 05-09-00 5,72000 GTE COR-P COM 322,61258 367,96905 45,35647 07-13-98 05-09-00 6.97400 GTE COP-P COM 394,001 71 448.63919 54 637 48 07-14-98 05-09-00 5,30600 GTE COP-P COM 303,043 17 341,33632 38,293 15 07-31-97 05-09-00 10,60000 FIRST UN CORP COM 535,72029 3",952 76 -190,76753 08-05-97 05-09-00 9,40000 FIRST UN CORP COM 458,071 40 305 .901 50 -152,16990 01-26-98 05-09-00 5,00000 FIRST UN CORP COM 235,63900 162,713 57 -7292543 04-12-00 05-09-00 1,60000 KORLSCOPPCOMI 86,14800 77.416 13 -8 .731 97 02-OIM 05-09-00 4,317 DO ENERGIZER HLDGS INC 102,95077 72,58793 -30,26284

COM 02-02-00 05-09-00 4,34900 ENERGIZER HLDGS INC 104,86055 73,12599 -31,734 56

COM 02-03-00 05-09-00 1 .86400 ENERGIZER HLDGS INC 44,99 1 79 31,342 It -13,64969

COM 02-04-00 OS-09-00 4,971 00 ENERGIZER HLDGS INC 118,995 73 93,584 57 -35,411 16

COM 02-07-00 05-09-00 1 .55900 ENERGIZER HLDGS INC 37,71270 26,21371 -11,498919

Com 02-08-00 05-09-00 1 22900 ENERGIZER HLDGS INC 29,93630 20,66494 -9,271 36

Com 02-09-00 05-09-00 71000 ENERGIZER HLDGS INC 17,280 18 11,93825 -5 .341 93

COM 10-21-98 05-10-00 30000 CONTINENTAL AIRLS INC 11,41500 12,95469 1,43969

CLB 07 12-96 05-10-00 2,83300 AT&TCORPCOM 3SA6 51 102,61945 67,33294 11-08-96 05-10-00 15000 AT&T CORP COM 3,3&4 71 5,43343 2,06872 11-08-96 05-10-00 1,31700 AT&T CORP COM 29,70299 47.705 55 18,00266 06-05-97 05-10-00 60000 DYNEGY INC NEW CL A 12,37980 40,341 39 27,961 59 06-06-91 05-10-00 1,30000 DYNEGY INC NEW CL A 26,70460 87,40635 60,701 75 04-17-97 05-10-00 90000 NORTHROP GRUMMAN 70,04907 66,89332 -3,155 75

CORP COM. 04-12-00 05-10-00 4.40000 SAP 231,53900 200.52990 -31,009 10

AKTIENGESELLSCHAFT SPONSORED ADR

04-12-00 05-10-00 1,30000 KOHILS CORP COm 69,99525 62,42898 -7,56627 11 -0"6 05-11-00 2,70000 AT&TCORPCOM 60,99431 97.40626 36,511 95 06-06-97 05-11-00 900 GO DYNEGY INC NEW CL A 18,48790 62,92509 44,43729

38


The Sarnuelvo erts Noble Foundation, Inc 0

EIN 73-0606209 October 31, 2000



Gain Or Loss Open Cime cost Date Date QusntLty~ Security BRUS Proceeds Short Term Long Term

04-12-00 05-11-00 3,60000 SAP 189,44100 158 .903 73 -30,53727 AKTIENGESELLSCHAFT SPONSORED ADR

04 12-00 05-11-00 1,30000 KOHLS COPP COM 69,99525 62,62891 -7,36634 03-20-00 05-11-00 470,00000 FEDERAL NATL MTG 463,95867 467.74400 388533

ASSN DISC NT 0 G009/. Due 06-08-00

11-01-93 05-12-00 8,63500 JOSTENS INC COM 171,14570 218,033 75 46,88805 04-19-96 05-12-00 30-000 JOSTENS INC COM 6,61800 7,57500 95700 G4-19-96 05-12-00 20000 JOSTENS INC COM 4,441 50 5,05000 60850 04-22-96 05-12-00 10000 JOSTENS INC COM 2,21795 2,52500 307 15 04-23 96 05-12-00 20000 JOSTENS INC COM 4,40330 5,05000 6.4670 04-24-96 05-12-00 20000 JOSTENS INC COM 4.38422 5,05000 665 78 014-24-96 05-12-00 30000 JOSTENS INC COM 6,54000 7.57500 1,03500 04-25-96 05-12-00 30000 JOSTENS INC COM 6,56999 7,57500 1,00512 04-26-96 05-12-00 30000 JOSTENS INC COM 6,76800 7,57500 90700 04-29-96 05-12-00 10000 JOSTENS INC COM 2,243 50 2,52500 281 50 04-30-96 05-12-00 10000 JOSTENS INC COM 2.243 50 2,52500 28150 05-01-96 05-12-00 80000 JOSTENS INC COM 18,03960 20,20000 2 16040 05-02-96 05-12-00 40000 JOSTENS INC COM 9,004 12 10,10000 1,09588 05-03-96 05-12-00 10000 JOSTENS INC COM =1 00 2,52500 29400 05-07-96 05-12-00 90000 JOSTENS INC COM 17,44000 20,20000 ~Miio 00 05-08-96 05-12-00 30000 JOSTENS INC COM 6,51215 7,57500 1,06275 05-13-96 05-12-00 10000 JOSTENS INC COM 2.2G6 00 2,52500 31900 05-15-% 05-12-00 10000 JOSTENS INC COM 2,19350 2,52500 331 50 05-16-96 05-12-00 10000 JOSTENS INC COM 2,18100 2,52500 344 00 05-16-% 05-12-00 10000 JOSTENS INC COM 2,21450 2,52500 31050 05-17-96 05-12-00 10000 JOSTENS INC COM 2,193 50 2,52500 331 50 05-28-96 05-12-00 1 .4G0 00 JOSTENS INC COM 30,98400 35,35000 4,46600 05-28-96 05-12-00 10000 JOSTENS INC COM 2,22007 2,52500 30493 05-29-96 05 12-00 1,60000 JOSTENS INC COM 36,11888 40,40000 4.281 12 05-30-96 05-12-00 40000 JOSTENS INC COM 9,02400 10.10000 1,07600 06-03 96 05-12-00 80000 JOSTENS INC COM 18,04900 20,20000 2,15200 06-05-96 05-12-00 80000 JOSTENS INC COM 18,04900 20,20000 2,15200 06-12-% 05-12-00 10000 JOSTENS INC COM 2.268 50 2,52500 25650 06-13-96 05-12-00 10000 JOSTENS INC COM 2,26850 2,52500 25650 06-14-96 05-12-00 I .G65 00 JOSTENS INC COM 22,21324 26,891 .25 4,67801 12-21-95 05-12-00 2.00000 ALCOA INC COM 104,17736 130,93563 26,758 27 08-20-99 05-15-00 1 .40000 PE CORP COM PE BIO GRP 46,78002 80,491 15 33.711 13 08-20-99 05-15-00 20000 PE CORP COM PE BIO GRP 6.69296 11,53961 4,85615 08-20-99 05-15-00 4,90000 INTEL CORP COM 390,77500 558,97042 168,19542 08-20-99 05-15-00 30000 PE CORP COM PE BIO GRP 10,02419 17,30942 7,285 13 08-20-99 05-15-00 1,90000 PE CORP COM PE BIO GRP 60,14574 103,48962 43,34288 05-09-GO 05-15-00 17.90000 VITESSE 1,031,202 89 833,45349 -197,74940

SEMICONDUCTOR CORP 09-22-99 05-15-00 2.55199 GNMA 2,52169 2,551 99 3030

6 5WI. Due 10- 1 "S 11-09-99 05-15-00 5,64958 GNMA 5,60897 5,64958 4061

6 5WI. Due 0(~ 15 -08 12-15-99 05-15-00 80226 GNMA 79850 80226 3 76

7 0000/. Due 12-15-14 12-14-99 05-15-00 2,39876 GNM.A 2,38752 2,39876 11 24

7 000%. Due 07-15-14 12-14-99 05-15-00 1,42138 GNMA 1,41472 1,421 38 666

7 00DO/6 Due 12-15-14

39

The Samuelooerts Noble Foundation, hic EIN 73-0606209 October 31, 2000



0


06-29-98 05-22-00 770000 MLLLIPORE CORP COM 06-29-98 05-22-00 12,00000 MILLIPORECORPCOM 10-3"9 05-22-00 5,000 00 NOBLE DRILLING CORP

COM 10-09-98 05-23-00 30000 SEALED AIR CORP NEW

COM 07-2097 05-23-00 10000 STORAGETECHNOLOGY

CP COM PAP $0 to 06-24-99 05-23-00 6,00000 STOPAGETECHNOLOGY

CP COM PAR $0 10 06-29-99 05-23-00 30000 STORAGETECHNOLOGY

CP COM PAR SO 10 12-07-99 05-23-00 90000 BLACK & DECKER COPP

COM G4-01-98 05-23~00 1 .40000 AMERICAN INTL GROUP

COM 10-30-69 05 23~00 110,78500 NOBLE DRILLING COR-P

COM 06-23-87 05-23~00 34,21500 NOBLE DRILLING CORP

COM 07-14-99 05-23-00 250,515 14 W F S FINL

5 9004/. Due 05-20-02 09-21-98 05-24-00 10000 CMGROUP INC COM 07-07-99 05-24-00 60000 AMERICAN ELEC PWR

INC COM 12-07-99 05-24-00 2,10000 BLACK & DECKER CORP

COM 12-07-99 05-24-00 40000 BLACK & DECKER CORP

COM 08-10-99 05-24-00 60000 BLOCKBUSTER INC CL A 03-17-00 05-24-00 4,00000 QUANTUM EFFECT

DEVICES COM 05-18-00 05-24-00 4,00000 CELL THERAPEUTICS 05-19-00 05-24-00 6.00000 CELL THERAPEUTICS 04-01-98 05-24-00 2,40000 AMERICAN INTL GROUP

COM 08-31-99 05-24-00 700,DO0 00 UNITED STATES TREAS

NTS 5 500%. Due 05-31-03

07-07-" 05-2"0 90000 AMERICAN ELEC PWR INC COM

12-07-99 05-25-00 80000 BLACK & DECKER CORP COM

08-10-99 05-25-00 20000 BLADCKBUSTER INC CL A 12-07-99 05-25-00 10000 BLACK & DECKER CORP

COM 09-17-97 05-25-00 13,50000 LUBYS INC COM 09-29-97 05-25-00 14,00000 LUBYS INC COM 10-02-97 05-25-00 1,50000 LUBYS INC COM 03-17-00 05-25-00 2.00000 QUANTUM EFFECT

DEVICES COM 05-22-00 05-25-00 2,00000 CELL THERAPEUTICS 05-23-00 05-25-00 3,00000 CELL THERAPEUTICS 04-01-98 05-25-00 2,ODO 00 AMERICAN INTL GROUP

COM

41


Gain Or Loss C0111 Buis Proceeds Short T crin Long Term

213,17450 494,428919 281,254 49 337,72320 770,53869 432,81549

36245 217,55523 217,192 79

9.444 16 16,99203 8,547 97

2,29575 1,19594 -1.09981

109,54740 71,75639 .3779101

6,34779 3,59782 -2.75997

37,391 04 31,95093 -5 .44011

94,33424 162,29490 67,96066

9,03072 4,942,082 81 4.834,052 09

234,15991 1,495,435 88 1 261 .27697

250,35857 250,515 14 15657

2,47363 6,29479 3,821 16 2 [,90198 21,52192 -39016

98,15148 77,04558 -21,10590

18,77036 14,67535 4,09501

9,00000 5,96980 .3,03020 309,20480 162,14379 -147 .061 01

80,00000 63 56069 -16,43932 119.62500 95,34102 -24,28398 161 .7 15 SA 276.40142 114 .685 58

690,G46 98 674,98047 -1506641

32,95297 32,12892 -72405

37.54072 29.74676 -7,79396

3,00000 1,93993 -1,06007 4.692 59 3,713 50 -97909

276,682 50 131 .52339 -145,159 11 287,18200 136,39462 -ISO .797 39 31,67625 14,61371 47,062 54 154,60240 82.87223 -71,730 17

36,00000 30,280 19 -5 .71981 52.87500 45.42028 -7,45472 134,76320 231 .06699 %.30369


The Sarnuelverts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Lou Open Closc Cost Date Dale Quantity Security Basis Proceeds ShoriTcrot Long Term

07-07-919 05-26-00 60000 AMERICAN ELEC PWR 21,90198 21 .382 44 .519 54 INC COM

12-07-99 05-26-00 60000 BLACK & DECKER CORP 29,155 54 22.31925 -5.83629 COM

0810-99 05-26-W 10000 BLOCKBUSTER INC CL A 1 .50000 96996 -53004 10-02-97 05-26-00 1 .10000 PHILLIPS PETE CO COM 55,891 77 60,05699 4,165 12 10-02-97 05-26-00 11 .00000 LUBYS INC COM 232.29250 109,09227 -124,20023 08-31-98 05-26-00 10.00000 LUBYS INC COM 154.97500 9V65 70 -56,70930 04-01-98 05-26-00 5~ 100 00 GENERAL ELEC CO COM 147 .47075 254,09596 106,62521

1 -99 05-26-00 10000 AMERICAN INTL GROUP 6.738 16 11,35629 4,61813 COM

12-18-97 05-30-00 70000 UNITEDHEALTH GROUP 33,79641 53.51125 19,72484 INC COM

08-10-99 05-30-00 1,10000 BLOCKBUSTER INC CL A 16.50000 10.70033 -5,79967 06-28-99 05-30-00 50000 STORAGETECHNOLOGY 10,57965 5,361 12 -5,218 53

CP COM PAR SO 10 06-29-99 05-30-00 10000 STORAGETECHNOLOGY 2.13225 1,07222 .1,06003

CP COM PAR SO 10 06-29-99 05-30-00 80000 STORAGE TECHNOLOGY 17,74000 8,57779 .9,16221

CP COM PAR $0 10 07-07-99 05-30-00 20000 STORAGETECHNOLOGY 4,43770 2,14445 -2 29325

CP COM PAR SO 10 07-23 99 05-30-00 100000 STOPAGETECHNOLOGY 22,55560 10,72224 -11 833 36

CP COM PAR SO 10 07-26-99 05-30-00 1.70000 STORAGE TECHNOLOGY 38,27448 18,22781 -20,04667

CP COM PAR SO 10 07-29-99 05-30-00 2,30000 STORAGE TECHNOLOGY 45,64741 24,661 15 -20.98626

CP COM PAR SO 10 07-08-99 05-30-00 30000 AMERICAN ELEC PWR 10.99093 10,54053 44040

INC COM 10-02-97 05-30-00 50000 PHILLIPS PETE CO COM 25,40535 27,238 14 1 .83279 10-03-97 05-30-00 1 20000 PHILLIPS PETE CO COM 61,41132 65,37154 3,96022 04-0 1 -98 05-30-00 7,30000 GENERAL ELEC CO COM 211,085 59 363.45268 152,367 10 10-16-97 05-30-00 16,00000 MERCK & CO INC COM 780,96400 1 .198,000 36 407,03636 05-07-98 05-30-00 2,00000 MERCK & CO INC COM 117.06000 148.50005 31,44005 05-09-00 05-30-00 5,60000 VIGNETTE CORP 299,65880 156,09479 -143 .56401 12-19-96 05-31-00 2,90000 TERADYNE INC COM 3569871 248,20504 212,50633 12-1997 05-31-00 20000 UNITEDHFALTH GROUP 9,65326 15,039 17 5,38591

INC COM 12-18-97 05-31-00 12200 UNrrEDHEALT`H GROUP 5,88849 9.17918 3.29069

INC COM 0"6-98 05-31-00 47800 UNrrEDHEALTH GROUP 17,671 61 35,96433 18,29272

INC COM 10-03-97 05-31-00 1 .40D 00 PHILLIPS PETE CO COM 71,64654 80,14956 8,50302 10-07-97 05 31-00 1,60000 PHILLIPS PETE CO COM $1,10720 91,59950 1049230 10-17-97 05-31-00 100 GO PHILLIPS PETE CO COM 4,90936 5,72497 91561 02-17-99 05-31-00 I .8SOOO WORLDCOM INC GA NEW 101,271 59 70,849 12 -30.42247

Com 02-18-99 05-31-00 3.95000 WOP LDCOM INC GA NEW 214,61403 151,27245 -63 .341 58

COM 03 26-99 05-31-00 1,000,000 00 BANKAMERICACORP 1,021,360 00 992,75000 -28,61000

6 625% Due 05-30-01 03-30-99 05-31-00 1 .700.000 00 UN[TED STATES TREAS 1 .749,273 44 1,695,750 00 -53,523 44

NIS 6 5000/. Due 05-3 1 -01

42


The Samuel*erts Noble Foundation. [tic FIN 73-0606209 October 31 2000


Master Group of Poroblios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Ouantity Security Basis proccects Short Term Lang Term

08-06-98 06-01-00 50000 UNrTEDHEALTH GROUP 18,49495 38,05863 19,57368 INC COM

09-21-98 06-01-00 191 00 CITIGROUP INC COM 4,72464 12,02304 7,29840 08-10-99 06-01-00 50000 BLOCKBUSTFRINCCLA 7,50000 4,85308 -2,64692 08-10-99 06-01-00 1,00000 BLOCKBUSTER INC CL A 15,00000 9.70017 -5,29993 D4 12-00 06-01-00 2,30000 HAP LEY DAVIDSON INC 106,944-25 93 .541 95 -23.40230

COM 12-14-99 06-01-00 95262 FNMA PASS-THRU BLLN 92613 95262 2649

MULTI 7+ 6 590% Due I 1 -0 1 -07

01-04-00 06-01-00 95262 FNMA PASS-THRU BLLN 91198 95262 4064 MULTI 7+ 6 590% Due 1 "1-07

1244-99 06-01-00 49234 FNMA PASS-THRU BLLN 49592 49234 -3 58 MULTI 7+ 7 409% Due I 1 -0 1 -09

12-17-99 06-01-00 27864 FNMA PASS-TIJRU BLLN 28204 27864 -340 MULTI 7+ 7 595% Due 01 -01 -10

11-09-99 06-01-00 4,29568 GNMA PASS-THRU X 4,26480 4,29568 3088 SINGLE FAMILY 6 5WI. Due 05-15-08

11-09-99 06-01-00 3,861 54 GNMA PASS-THRU X 3.83379 3,861 54 27 75 SINGLE FAMILY 6 5001% Due 03-15-09

07-09~99 06-02-W 10000 AhffiRICAN ELEC PWR 3,66031 3,45738 .20293 INC COM

08-10-99 06-02-00 1,40000 BLOCKBUSTER INC CL A 21,00000 13,92953 -7,07047 08-10-99 06-02-00 10000 BLOCKBUSTER INC CL A 1,50000 99796 -50204 08-06-99 0"2-00 50000 UNITEDHEALTH GROUP 18,48495 37,555 49 19,07054

INC COM 05-05-92 06-02-00 1,20000 GENERAL MTRS CORP CL 36,193 70 129,671 03 93,477 33

H NEW 07-08-99 06-02-00 4,80000 WORLDCOM INC GA NEW 286,26624 193,51082 -9275542

COM 02-18-99 06-05-00 1,00000 WORLDCOM INC GA NEW 54,33267 41,13933 -13.19334

COM 07-011-99 06-05-00 6,20000 WORLDCOM INC GA NEW 369,76056 255,06383 -114,69673

COM 08-10-99 06-06-00 10000 BLJOCKBUSTER INC CL A 1,50000 96996 -53004 05-16-97 06-06-00 40000 NORTHROPGRUMMAN 33,08720 31,95145 -1,135 75

CORPCOM 05-19-97 06-06-00 50000 NORTHROP GRUMMAN 41,39800 39,93932 -1,44868

CORIP COM 03-23-98 06-06-00 2,10000 NORTHROP GRUMMAN 222,751 41 167,745 13 -55,00628

CORP COM 05-05-92 06-06-00 90000 GENERAL MTPS CORP CL 27,14528 94,338 18 67,19290

H NEW 07-0999 06-06-00 3,25000 WORLDCOM INC GA NEW 193.926 10 135.72782 -58,09828

COM 07-09-99 06-06-00 35000 WORLDCOM INC GA NEW 20,93576 14,61684 -6,31892

COM 12-07-99 06-07-00 20000 BLACK & DECKER COPP 9,385 18 7,53662 -1,84856

Com 08-10-99 06-07-00 10000 BLOCKBUSTER INC CL A 1,50000 97296 -52704

43

48.06793

-11.29223 -5,12907

-51766 62,77804

6,22340 4,37083 1,63399 1,351 49 -50929 2,21667

-12,62559 -10,4S727

-28931 .1,48525

139,30190

1444

76,82,288 -1,70000

-29,63496

-3,92626

5,86101

50,762 56

1 .67546 8.46242

44


The Sarnue1wris Noble Foundation, Inc EIN 7M606209 October 31, 2000


Master Group of Por4folios From 11-01-99 Through 10-31-00

Open Close Cost Date Date Quantity Security Basis Proceeds

03-23-98 06-07-00 1,10000 NORTHROPGRUMMAN 116,67931 88,93753 COPPCOM

03-25-98 06-07-00 1,90000 NORTHROP GRUMMAN 201 .57195 153.61937 CORP COM

05-02-00 06-07-00 6,40000 GEMSTAR INTL GROUP 294.70948 342,77641 LTD ORD

08-10-99 0"8-00 2,20000 BLOCKBUSTER INC CIL A 33,00000 21,70777 12-07-919 06-08-00 50000 BLACK & DECKER CORP 23,46295 18,33398

COM 08-10-99 06-08-00 10000 BLOCKBUSTER INC CL A 1 .50000 99234 05-05-92 0"8-00 89000 GENERAL MTRS CORP CL 26,943 66 89,621 70

H NEW 12-28-919 06-09-00 1,30000 ALBERTSONS INC COM 42,95772 49,181 12 01-05-00 06-09-00 80000 ALBERTSONS INC COM 25,99448 30,26531 01-06-00 06-09-00 30000 ALBERTSONS INC COM 9.715 50 11,34949 01-06-00 06-09-00 30000 ALBERTSONS INC COM 9.99801 11,34949 08-10-" 06-09-00 10000 BLOCKBUSTER INC CL A 1.50000 991 71 01-06-00 06-09-00 50000 ALBERTSONS INC COM 16,66335 18,89002 08-10-99 06-09-00 250000 BLOCKBUSTER INC CL A 37,50000 24,87441 03-25-98 06-09-00 40000 NORTHROP GRUMMAN 42,43620 3197893

COPPCOM 08-05-99 06-09-00 62600 CONOCO INC CL B 16,55901 16,26970 08-06-99 06-09-00 3,57400 CONOCO INC CL B 94,37326 9288801 08-28-98 06-12-00 5,70000 AMERICAN EXPRESS CO 168,19769 307 503 59

COM 05-05-92 06-12-00 020 GENERAL MTRS CORP CL 603 2047

H NEW 04-01-98 06-12-00 6,30000 GAP INC DEL COM 127,035 16 203,85804 03-29-99 06-12-00 500.00000 CABLE & WIRELESS 501 .70000 500,00000

COMMUNICATION 6 375% Due 03-06-03

05-30-00 06-12-00 4,60000 EC"OSTAR COMMNTNS 189,63362 159,99876 NEW CL A

08-27-98 06-13-00 7.50000 AMERICAN EXPRESS CO 229,471 00 400,65613 COM

08-28-98 06-13-00 10000 AMERICAN EXPRESS CO 2,95084 5,34208 COM

11-01-93 06-13-00 2,20000 GENERAL ELEC CO COM 17,794 33 111,81126 01-06-DO 06-13-00 30000 AL.BERTSONS INC COM 9,99801 11,30962 05-05-92 06-13-00 90000 GENERAL MTRS COPP CL 27,14528 93,53658

H NEW 10-17-97 06-13-00 90000 PHILLIPS PETE CO COM 44,18424 50,891 14 10-23-97 06-13-00 1,30000 PHILLIPS PETE CO COM 62,77648 73,50942 04-01-98 06-13-00 7,90000 GAP INC DEL COM 159,29806 249 .49421 10-30-69 06-13-00 86,60000 NOBLE AFFILIATES INC 22,729 14 3,372.937 42

COM 08-28-98 06-14-00 2,90000 AMERICAN EXPRESS CO 85.57426 162.12662

COM 12-07-99 06-14-00 40000 BLACK & DECKER CORP 18,77036 14,944 10

COM 07-28-98 06-14-00 20000 SPRINT CORP COM FON 6,50048 12,36149

GROUP 07-29-98 06-14-00 1,70000 SPRINT CORP COM PON 54,31008 105,07264

GROUP 10-23-97 06-14-00 200 DO PHILLIPS PETE CO COM 9,65792 11,33339 10-24-97 06-14-00 1,10000 PHILLIPS PETE CO COM 53,871 18 62,33360

0

Gain Or Low

Share Term I-Ang Term

-27,741 78

-47,95258

1,31161

171,18513

2.391 24

94,01693

6639130

6,70690 10,73294 90.196 15

3,35020828

7655236


The Samuel *rts Noble Foundation, Inc 40

EIN 73-0606209 October 31, 2000

SRNF REALIZED GArNS AND LOSSES


Gain Or Loss Open Close Cost Date Date Quantity S"Unty Basis Proceeds Short Term LAng Term

04-01-98 06 14-00 11 20000 GAP INC DEL COM 225.94028 358.00836 132,16808 05-30-00 06-14-00 390000 ECHOSTAR COMMNTNS 16077633 143,11547 -17,66096

NEW CL A 10-30-69 06-14-00 900 DO NOBLE AFFMIATES INC 20997 31,15896 30,94899

COM 07-29-98 06-15-00 70000 SPRINT CORP COM FON 22,36297 42,16659 19,90362

GROUP 0"1-98 06-15-00 5.40000 GAP INC DEL COM 109,88729 171,091 94 62,19466 05-30-00 06-15-00 6.80000 ECHOSTAR COMMNTNS 290.327% 244,68167 -35.64629

NEW CL A 10-30-69 06-15-00 6.00000 NOBLE AFRUATES INC 1,57477 Z33.692 20 232 11743

COM 09-22-99 06-15-00 2,53028 GNMA 2,50023 2,53028 3005

6 500% Due IG-1 5-08 11 -0?9-99 06-1 "0 5.124 10 GNMA 5.08727 5.124 10 3683

6 500% Due 06-15-09 12 15-99 06 15-00 79981 GNMA 79606 79991 375

7 000% Due 12-15-14 12-14-99 06-15-00 2,09823 GNMA 208839 2.09823 984

7 000%. Due 07-15-14 12-14-99 06-15-00 1,52205 GNMA 1,51492 1,522 05 713

7 000% Due 12-15-14 12-14-99 0645-GO 1 18309 GNMA 1 .17754 1,18309 5 55

7 000% Due 12-15-14 09-22-99 06-15-00 11,35070 GNMA 11 .21591 11,35070 13479

6 5WI. Due 07-15-09 09-22-99 06-15-00 1,314 76 GNMA 1,29-9 15 1,314 76 1561

6 500%. Due 02-15-09 11-05-99 06-15-00 4,44994 GNMA 4,41577 4,44984 3407

6 500% Due 07-15-09 03-26-99 06-15-00 26,20923 FLEETWOOD 26,491 80 26,20923 -282 57

6 9DO'/. Due 03-15-12 07-29-98 06-16-00 50-0 OD SPRINT CORP COM FON 15,97355 29,59636 13,62281

GROUP 10-24-97 06-16-00 1,40000 PH[LUPS PETE CO COM 69,56332 77.90912 9,24580 10-27-97 06-16-00 1,70000 PMLLIPS PETE 00 COM 81,52775 94.492 51 12,9S476 11-05-97 06-16-00 2,40000 PHILLIPS PETE CO COM 120,12000 133,38707 13,26707 11-08-95 06-16-00 3,54000 CONOCO INC CIL B 37,41900 95,35309 57,93409 11-09-95 06-16-00 4,46000 CONOCO INC CIL B 47.11491 120,134 11 73,01920 04-01-92 06-16-00 2,30000 USX-U S STL COM 55,11490 47.92004 -7,194 96 01-11-99 06-16-00 223 20 EDWARDS LIFESCIENCES 3,14656 3.99905 95249

COM 01-12-99 06-16-00 62340 EDWARDS LIFESCIENCES 8,928 54 11,16940 2,34086

COM 01-13-99 06-16-00 1 .15340 EDWARDS LIFESCIENCES 16,15527 20,66535 4.51008

COM 02-25 99 06-16-00 1 31640 EDWARDS LIFESCIENCES 19.66073 23,585 81 3,92508

COM 02-26-99 06-16-00 29440 EDWARDS LIFESCIENCES 4.43769 5,274 74 837 05

COM 03-01-99 06-16-00 58720 EDWARDS LIFESCIENCES 8,84957 10,52080 1.671 23

COM 05-07-98 06-16-00 4,00000 MERCK & 00 INC COM 234,12000 286,16046 52,04046 07-29-99 06-16-00 7,00000 MERCK & CO INC COM 470,41610 500,78090 30,36470 05-16-00 06-16-00 8,60000 MERCK & CO INC COM 603,17132 615,24498 12,07366

45

The SarrtJel Oerts Noble Fonndation Inc EIN 73-0606209 October 31, 2000


Master Group of Portroltos From 11-01-99 7hrough 10-31-00

Gain Or Loss Open Close cost Date Date Quantity Sewnty Basis Proceeds SbariTerm Long Term

11-19-93 06-16-00 11,30000 SCHERFNG PLA)UGH CORP 94,99981 540.74346 445,84465 Com

05-09-00 06-16-00 8.60000 VERrrAS SOFTWARE CO 774,431 72 1,133,911 75 359,48003 COM

10-30-69 06-16-00 6,60000 NOBLE AFFILIATES INC 1,732 24 257,061 42 255 329 18 Com

07 29-98 06-19-00 1 10000 SPRINT COPP COM FON 35,14182 64,90179 2975997 GROUP

12-07-99 06-19-00 10000 BLACK & DECKER CORP 4,69259 3.715 87 -97672 Com

07-29-98 06-19-00 40000 SPRINT COPP COM FON 12,77894 23,603 73 10,824 89 GROUP

06-06-97 06-19-00 2.20000 DYNEGY INC NEW CL A 45.19240 175.93055 130,739 15 09-10-97 06-19-00 30000 DYNEGY INC NEW CL A 6,922 38 23 .990 53 17 068 11 11-09-95 06-19-00 1 .82600 CONOCO INC CL B 19289 64 49,03796 29,74832 08-03-99 06-19-00 97400 CONOCO INC CL B 25,54695 26,157 16 61021 07-29-98 06-20-00 60000 SPIUNTCORPCOMFON 19,168.26 35,96880 16,90054

GROUP 09-10-97 06-20-00 1,70000 DYNEGY INC NEW CL A 39,22682 136,09522 96A59 40 11-05-97 06-20-00 90000 PHIL.LIPS PETE CO COM 45.04500 48,93586 3,89086 11-19-93 06-20-00 11,60000 SCHERING PLOUGH CORP 97.41825 559,28809 461,86984

Com 05-30-00 06-20-00 3,90000 JOHNSON & JOHNSON 337,95300 336,47193 -1,49107

Com 04-26-00 06-20-00 7.90000 AT&T CORP COM WIP LES 233.05000 221.61603 -11,43397

GRP 11-05-97 06-21 -W 2,70000 PHILLIPS PETE CO COM 135,13500 149,32549 13,19049 08-03-99 06-21-00 2,80000 CONOCO INC CL B 73,44092 73,911 65 47073 05-26-00 06-21-00 5 .700 GO AGILENT TECHNOLOGIES 376,163 52 440.58732 64,42380

Com 05-30-00 06-21-00 12,50000 AGILENT TECHNOLOGIES 933,187 50 966,20026 33,01276

Com 05 31-00 06-21-00 5.50000 AGILENT TECHNOLOGIES 419,60655 425,128 12 5,521 57

Com 11-19-93 06-21-00 2,10000 SCHERING PLOUGH CORP 17 .63606 101,44656 83 81050

Com 1021-97 06-21-00 6,00000 SCHERING PLOUGH CORP 176,23200 289,84733 113.615 33

Com 05-30-00 06-21-00 4,10000 JOHNSON & JOHNSON 364,633 50 367.59004 2.95654

Com 04-26-00 06-21-00 4,60000 AT&T CORP COM WIRLES 135,70000 124.19262 -11,50738

GRP 04-27-00 06-21-00 1,10000 AT&T CORP COM WIRLES 34,56123 29,69824 4,86299

GRP 11-30-98 06-22-00 70-000 NORTHEAST UTILS COM 11,05006 15,49573 4,44567 12-01-98 06-22-00 3,00000 NORTHEAST UTILS COM 47,88870 66,41028 19,521 59 12-01-98 06-22-00 40000 NORTHEAST UnLS COM 6.385 16 8,95470 2.46954 12-01-98 06-22-00 10000 NORTHEAST LnILS COM 1,60500 221369 60868 12-03-98 06-22-00 60000 NORTHEAST UTILS COM 9,59050 13.28206 3.701 S6 12-07-98 06-22-00 5,70000 NORTHEAST UnLS COM 92,19750 126,17953 33,98203 12-08-98 06-22-00 1,10000 NORTHEAST UrILS COM 17,93000 24,35043 6.42043 07-29-98 06-22-00 20000 SPRINT CORP COM FON 638942 12.08959 5,700 17

GROUP 12-08-98 06-22-00 2 10000 NORTHEAST UTILS COM 34,23000 46.74465 12,514 65 12-09-98 06-22-00 1,60000 NORTHEAST U1`IL.S COM 26,08000 35,61497 9.53497 12 10-98 06-22-00 70000 NORTHEAST UTILS COM 11,38977 15,581 55 4,191 78

46

STATIEMENT I I Page 46 of 114

SRNF REALIZED GATNS AND LOSSES



04-0192 06-22-00 4,10000 USX -U S STI, COM OM3-99 06-22-00 2.22600 CONOCO INC CL B 0"5-99 06-22-00 1 .27400 CONOCO INC CL B 11-05-97 06-22-00 30000 PHILLIPS PETE CO, COMI 11-05-97 06-22-00 1 .40000 PHILLIPS PETE CO COM 04-06-98 06-22-00 2,40000 MEDTRONIC INC COM 04-01-98 06-22-00 9.90000 PFIZER INC COM OM2-00 06-22-00 9,10000 GEMSTAR INTL GROUP

LTD ORD 04-27-00 06-22-00 11,90000 AT&T CORP COM WIRLES

GRP 10-05-99 06-22-00 1,475.000 00 FEDERAL FARM CR BKS

FOG CORP 6 000% Due 10-0 1 -0 1

03-20-00 06-22-00 897,00000 FEDL HOME LOAN BK CONS DISC NT 0 000% Due 08-16-00

04-13-00 06~22-00 1 .030,00000 FEDL HOME LOAN BK CONS DISC NT 0 OW1. Due 09-29-00

03-20-00 06-22-00 600.00000 FEDL HOME LOAN BK CONS DISC NT 0 000% Due 12-22-00

01-04-00 06-22-00 3.000,000 00 FEDERAL HOME IN BKS 4 875% Due 0 1 -22-02

03-01-99 06-22-00 2,000,000 00 FEDERAL HOME LN BKS 5 375% Due 03-02-01

01-04-00 06-22-00 700.00000 FEDERAL HOME LN BKS 5 125% Due 04-17-01

04-11-00 06-22-00 1,000,000 00 FEDERAL HOME IN SKS 5 125% Due 04-17-01

03-17-00 06-22-00 2.000,000 0-0 FEDERAL HOME LN BKS 5 99(r/. Due 06-28-02

01-04-00 06-22-00 1,000,000 00 FEDERAL HOME IN BKS 5 875% Due 09-17-01

01-13-99 06-22-00 1.00000000 FEDERAL NATL MTG ASSN MTN 5 890% Dw 12-22-00

02-18-99 06-23-00 026 AGILENT TECHNOLOGIES COM

11-05-97 06-23-00 2,10000 PHILLIPS PETE CO COM 04-01-92 06-23-00 40000 USX-U S STL COM 08-04-93 06-23-00 2,30000 USX-U S STL COM 12 18-98 06-23-00 064 AGILENT TECHNOLOGIES

COM 04-01-98 06-23-00 1240000 PFIZER INC Com 08-04-93 06-26-00 1,70000 USX-U S STL COM 02-28-95 06-26-00 1 .10000 USX-U S STL COM 11-05-97 06-26-00 2,40000 PHILLIPS PETE Co COM 11-07-97 06-26-W 20000 PHILLIPS PETE 00 COM 05-02-00 06-26-00 1,70000 GEMSTAR INTL GROUP

LTD ORD 01-14-99 06-26-00 7,40000 INTEL CORP COM 01-21-00 06-26-00 600.ODO 00 BANK ONE CORP

6 875% Due 0" 1 -06

47


The Samuel Ocris Noble Foundation . Inc EIN 73-0606209 October 31, 2000

0

Gain Or Less Cost Basis Proceeds Short Term Long Term

98,24830 77,42304 -20,82526 5U85 53 58,68074 29521 33,23153 33,594 57 35304 15,01500 16,370 12 1,355 12 69,86379 76,39391 6,530 13 64,095 12 115,15607 51,06095 325,54335 452,80890 127 .265 55 372,99042 422,461 65 49 .471 23

373,99967 308,06295 -65,92692

1.471,873 00 1,457.M 00 -13 .98300

874,87300 889,32925 13,455 25

1,000.583 20 1,011,902 76 11,21956

572,16150 590,25300 9,091 50

2,905.069 00 2,904,570 00 49800

1,997,187 50 1,979,040 00 -18,147 50

689,76370 690,09100 1,31730

986,09375 985,83000 -26375

1,964,080 00 1,959 .200 00 4.99000

990.31250 997.05000 -3,262 50

1.01593750 995,07239 -20,865 11

1019 1665 646

104,79567 115.24100 10,445 33 9,58520 7,60915 -1,97605 66,52750 43,752 58 -22,71492

2449 4099 1649

407,751 27 564,994 59 157,243 31 49,172 50 33,71786 -15,45464 36,62560 21 .81744 -14.908 16 119,76648 130,31276 10,54629 9,90890 10.85940 95050

78,28194 85 .16886 6.98692

504,227 12 995,67010 491,44298 573,67200 572,68800 -99400


The Samuelwrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Portfolios From / 1-01-99 Through 10-31-00

Gwis Or Loss Open Close Cost Date Date Quantity Secunty Basis Proceeds Short Term Long Term

02-29-95 06-27-00 3.10000 USX-USSTLCOM 103,21760 60,745 57 -42,47203 06-12-98 06.2" 2.40000 LOCKHEED MARTIN 130,08829 55,33375 -74,754 53

CORP COM 06-15-98 06.2" 3,00000 LOCKHEED MARTIN 162,47745 69 .167 19 -93,31026

CORP COM 06-16-98 06.2" 1,40000 LOCKHEED MARTIN 74,%020 32.27802 42,692 18

CORP COM 06-18-98 06.2" 5,00000 LOCKHEED MARTIN 261,104 75 115,27866 .145,82609

CORPCOM 06-25-98 06-2MO 40000 LOCKHEED MARTIN 20.736% 9,22229 -11 .51467

CORPCOM 07-1698 06.2" 60000 LOCKHEED MARTIN 30.906 60 13,83344 -17,073 16

CORP COM 08-22-97 06.2" 14,40000 NORFOLK SOUTHERN 480.344 16 229.463 53 .250,88063

CORPCOM 01-16-96 06.2" 2,70000 GEORGIA PACIFIC 52,59694 60,471 77 7,88493

TIMBER GROUP 01-18-96 06-28-00 3,90000 GEORGIA PACIFIC 75,68098 97,348 12 11 667 14

TIMBER GROUP 01-19-96 06.2" 1,40000 GEORGIA PACIFIC 26,80336 31 .355 73 4 552 37

TIMBER GROUP 04-21-97 06-28-00 3,00000 SAFECO COP P COM 11643750 6562281 -50,81469 05-21-97 06-28-00 70000 SAFFCO CORP COM 29,93750 15,31199 -14 .525 51 01-27-94 06-2"0 7,90000 HOUSEHOLD INTL INC 83.358 17 340,194 77 256,82660

COM 04-20-92 06-29-M 6,0W 00 ST PAUL COS INC COM 103,47600 214,105 86 11062996 04-22-92 06-28-00 1,60000 ST PAUL COS INC COM 27.02000 57,094 89 30,074 89 11-01-96 06-2" 11,30000 CHN Global 242,95000 107,52042 -135,429 58 05-04-92 06-28-GO 10,30000 WASHINGTON MUT INC 101.467-26 31690703 215,43977

COM 02-28-95 06-29-00 2,60000 USX-U S SIT, COM 86,56960 49.22546 -37,344 14 03-01-95 06-28-00 1 .90000 USX-U S STL COM 63.27000 35,97245 -27.297 55 04 28-95 D6 .28-00 2,50000 USX-U S SIT, OOM 75,61500 47,332 17 -2828283 10-23-95 06-28-00 3,10000 USX-U S STL COM 93,15500 58,691 88 -34,463 12 11-2696 06-28-00 69000 FIRST UN CORP COM 18,84283 18,66567 -17716 11-27-96 06-29-00 1,2 10 00 FIRST UN CORP COM 32.71906 32,73255 1349 12-02-96 06-28-00 1,10000 FIRST UN CORP COM 29.90000 29.75687 43 13 12-03-96 06-2"0 1 10000 FIRST UN CORP COM 29.98930 29.75687 -13243 12-05-96 06-28-00 55000 FIRST UN CORP COM 14.958 10 14.87843 -7967 0143-97 06-28-00 66000 FIRST UN CORP COM 17.93802 17.854 12 -8390 01-24-97 06-28-00 89000 FIRST UN CORP COM 24,391 50 24,07601 -31549 12-21-95 06-28-00 5,75200 ALCOA INC COM 149 .80704 171,05934 21 .252 30 01-04-96 06-28-00 4800 ALCOA INC COM 1,293 10 1,42748 13438 07-01-98 06.2" 5,60000 SBC COMMUNICATIONS 220.19369 254,78254 34,58896

INC COM 02-11 97 06-28-00 1 .20000 AMERICAN ELEC PWR 48.81000 37,23391 -11,57609

INC COM 02-12-97 06-2"0 1.10000 AMERICAN ELEC PWR 44,96250 34,131 09 .10.83141

INC COM 02-24-98 06-28-00 60000 PHELPS DODGE CORP 36,40500 22,49869 -13,91631

COM 04-01-98 06-28-00 1,10000 PHELPS DODGE CORP 70.37228 41 .22926 -29,14302

COM 09-03-91 06-28-00 1,70000 AMERICAN ROME PRODS 27.42070 97.62927 70,208 57

CPCOM

48


The Sainuelomris Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000



Gain Or Loss Open Close Cost Date Date Quantity Sectinty Rasa$ proceeds Shor(Tcrm Long Term

10-08-97 06-2" 1 .62200 ASSOCIATES FIRST CAP 50.38599 36,12479 -14,26120 CLA

I O-W98 06-29-00 1,10000 GTE CORP COM 63.833 55 70,60597 6,772 32 10-07-98 06-28-00 30000 GTE CORP COM 17.068 59 19 .256 15 2,18756 02-10-94 06-28-00 1,30000 BRISTOL MYERS SQUIBB 18,297 50 71,54636 53,24886

COM 09-3098 06.2" 1,50000 TRW INC COM 67,82775 66.55173 -1,27602 10-01-98 06-29-00 1 .60000 TRW INC COM 69.86592 70.98851 1,122 59 10-08-98 06-28-00 1 .00000 TRW INC COM 44,96190 44 .36782 -59408 12-18-98 06-29-00 1,40000 TRW INC COM 75.554 50 62.11495 -13,43955 08-29-95 06-28-00 5,30000 FEDERAL NATL MTG 127,60545 299.28260 171,67715

ASSN COM 12-14-92 06-2" 71399 MILLENNIUM 22.99778 12,962 17 -10,13561

CHEMICALS COM 02-09-93 06-28-00 71429 MILLENNIUM 24,47140 12,86759 -11,60382

CHEMICALS COM 0"2-95 06-28-00 1,21429 MILLENNIUM 39,95595 21,87482 -18,081 13

CHEMICALS COM 0"3-95 06-28-00 21429 MILLENNIUM 7.00650 3,86033 -3,146 17

CHEMICALS COM 09-08-95 06-28-00 42857 MILLENNIUM 13,50675 7,72047 .5,79628

CHEMICALS COM 09-13-95 06-2" 42857 MILLENNIUM 13,40550 7,72047 -5,68503

CHEMICALS COM 10-23-95 06-2" 57143 MILLENNIUM 16,967 76 10,29403 -6,573 73

CHEMICALS COM 09-26-96 06 2"0 27143 MILLENNIUM 12,453 75 4,88967 -7,56-408

CHEMICALS COM 09-27-96 06-2" 12143 MILLENNIUM 292235 2.18750 -63S 35

CHEMICALS COM 09-30-96 06-28-00 53571 MILLENNIUM 6,35822 9,65055 3,29233

CHEMICALS COM 06-06-95 06-2" 4.000 00 CMS ENERGY CORP COM 100.87200 89,76700 -11 10500 06-07-95 06-28-00 1 .20000 CMS ENERGY CORP COM 29.94360 26,930 10 -3,013 50 04-22-99 06-28-00 1,90000 FIRST SEC CORP DEL 36.05003 27,31159 -8,73844

COM 04-23 " 06-28-00 1,00000 FIRST SEC COP P DEL 19,93750 14,37452 446298

COM 04-26-99 06.2" 90000 FIRST SEC CORP DEL 16,90002 12,93707 -3.96295

COM 05-04-99 06-28-00 90000 FIRST SEC CORP DEL 17.41572 12,93707 4,47865

COM 05-10-99 06-2" 1,80000 FIRST SEC CORP DEL 34,65540 25,874 13 -8,791 27

COM 03-01-00 06-28-00 1,17000 RELIASTAR. FINL CORP 33.32125 61,36445 28,04320

COM 10-20-94 06-28-00 2 .00000 TENNECO AUTOMOTIVE 41 .26207 12 .89956 -28,362 51

INC COM 06-15-95 06-2" 1 .00000 TENNECO AUTOM071VE 22,10789 6.44978 -15,658 11

INC COM 09-27-95 06-28-00 920 DO TENNECO AUTOMOTIVE 19,58708 5,93380 -13.653 22

INC COM 10-23-95 06-2" 88000 TENNECO AUTOMOTIVE 18,31959 5.675 91 -12,64371

INC COM 09-10-97 06-28-00 20000 TENNECO AUTOMOTIVE 5,38933 1,28996 -4 .099 3:

INC COM

49

STATEMFNT I I Page 50 of 114

The Sarnuel Serts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost Date Date Quantity Security Basis Proceeds ShoriTerm Long Term

09-10-97 06-28-00 6,50000 WASHINGTON FED INC 148.39976 123,82087 24 577 89 COM 0"5-99 06-2" 4.72600 CONOCO INC CL 8 123,27487 118,28736 A,997 51 OM5-99 06-28-00 3,87400 CONOCO INC CL B 102,47544 96,962 59 -5 .512 85 10-19-95 06-29-00 15000 MAY DEPARTMENT 3,65030 3,75862 108 32 STORES 10-23-95 06-28-00 3 .00000 MAY DEPARTMENT 72,54262 75,17239 2,62977 STORES 10-24-95 06-28-00 1,50000 MAY DEPARTMENT 35,70371 37,58620 188249

STORES 10-25-95 06-2" 2,55000 MAY DEPARTMENT 59,38724 63,89653 4.50929 STORES

08-29-95 06-28-00 7,00000 KEYCORP NEW COM 109,11250 136,68303 27,57053 02-12-91 06-29-00 5.10000 EASTMAN KODAK CO 188,94898 307,45599 118,507 11 COM

09-24-91 06-28-00 1,80000 EASTMAN KODAK CO 61,64640 108,51388 46,86748 COM

03-30-98 06-2"0 1,97400 P P & L RES INC COM 43,42995 42.49197 -94798 03-31-98 06-2"0 200000 P P & L RES INC COM 47,22500 4533829 -189671 04-13-98 06-28-00 1,22600 PP&LRESINCCOM 29,11162 27,79237 -1319 25 05-25-99 06-28-00 20000 MERITOR AUTOMOTIVE 4,96200 234872 -2,61328 INC COM 05-26-99 06-28-00 30000 MERITOR AUTOMOTIVE 7,34961 3,52308 -3 826 53 INC COM 05-27-99 06-2" 30000 MERITOR AUTOMOTIVE 7,27509 3 .52308 -375201

INCCOM 09-05-99 06-28-00 1 .10000 MERITOR AUTOMOTIVE 24.72690 12,91797 -11 .90893 INC COM 08-06-99 06-28-00 2 5GO 00 MERITOR AUTOMOTIVE 56.52000 29,35902 -27.16098 INC COM 08-09-99 06-28-00 20000 MERITOR AUTOMOTIVE 4,43906 2,348 72 -2,09034

INC COM 10-11-96 06-29-00 4,60000 FLEETBOSTON 107,22255 171,88568 6,4663 13 FINANCIAL 12-22-99 06-2" 6.70000 DTE ENERGY Co COM 212,82081 214,231 38 1,41057 06-09-92 06-2" 2,90000 SEARS ROEBUCK & CO 49J24 72 99,133 19 51 .00897 COM 014-14-94 06-28-00 3,50000 SEARS ROEBUCK & 00 98.03721 119.64351 31,60629 COM 09-10-97 06-2"0 10000 DYNEGY INC NEW CL A 2.30746 6,99380 4,68634 10-08-97 06-2" 4.00000 DYNEGY INC NEW CIL A 85.52090 279,751 96 194,231 06 02-13-98 06-28-00 40000 DYNEGY INC NEW CL A 11 .15908 27 .975 19 16,11711 06-15-95 06-28-GO 1,50000 PUBLIC SVC ENTERPRISE 40,762 50 53 59636 12,83396 COM 06-16-95 06-28-00 1,00000 PUBLIC SVC ENTERPRISE 27,30000 35,73091 8.43091

COM 06-23-95 06-29-00 1 0D0 00 PUBLIC SVC ENTERPRISE 27,90000 35,73091 7,93091 COM 06-27-95 06-28-00 90000 PUBLIC SVC ENTERPRISE 25,132 50 32,157 81 7,025 31 COM 03-25-98 06-2" 50000 NORTHROP GRUMMAN 53,04525 33,377 74 -19667 51 CORP COM 03-26-98 06-28-00 70000 NORTHROP GRUMMAN 73,61830 46,72883 -26,98947

CORPCOM 03-27-98 06-28-00 1,30000 NORTHROP GRUMMAN 135,50056 86,782 11 48,71945

COFPCOM

so

The Samuel Oerts Noble Foundation, Inc EINI 73-0606209 October 31, 2000

SRNF


Gain Or Loss Open C103C Cimil Date Date Quantity S~tinty Basis Proweeds Short Tcrm LAng Tem

04-15-99 06-28-00 70000 NORTHROP GRUMMAN 74.852 12 46.72883 -28 12329 CORPCOM

04-21-98 06-2" 1,20000 NORTHROPGRUMMAN 125 .16000 80,10657 -45,053 43 CORPCOM

11-19-96 06-28-00 2,50000 ALLTEL COPP COM 78,87500 155,88080 77,00580 12-03-96 06-28-00 1.00000 ALLTELCOPPCOM 31,80000 62 352 32 30 552 32 1244-96 06-28-00 60000 ALLTEL CORP COM 18,933 79 37,411 39 18,47761 12-05-96 06-28-00 20000 ALLTELCOPPCOM 6,33500 12,47046 6,13546 02-04-97 06-28-00 30000 DOW CHEM CO COM 7,78000 9,51187 1 .73187 02-05-97 06-28-00 3,00000 DOW CHEM CO COM 77,843 70 95,11873 17,275 03 08-27-97 06-28-00 4.10000 DOW CHEM CO COM 121.02981 129.99559 8,965 78 04-20-92 06-2" 69838 DELPHI AUTO SYS CORP 6,61600 10.37178 3,755 78

COM 05-05-92 D6-2" 6,601 62 DELPHI AUTO SYS CORP 60,31520 98,04201 37,72681

COM 03-13-96 06-28-00 51349 AMERICAN GENERAL 13.57658 32,72391 19 14733

CORP COM 03-29-96 06-28-00 1,991 73 AMERICAN GENERAL 49,81000 119.92204 70 11204

COPPCOM 04-02-96 06-2MO 99621 AMERICAN GENERAL 26,37000 63 .498 14 37,118 14

CORP COM 04-03-96 06-2" 308 59 AMERICAN GENERAL 8,16821 19,66570 11,49749

CORP COM 12-01-95 06-2"0 3.30000 EDISON INTL COM 51,074 10 70,040 16 18,96606 10-23-97 06-28-00 3,30000 HARSCO CORP COM 145,33068 88,22090 -57,10978 01 29-98 06-28-00 3,10000 ENTERGY CORP NEW 90,142 11 97,063 38 -3 078 73

COM 10-04-95 06-29-00 3,10000 ROCKWELL INTL CORP 93,30877 102,67539 9,36662

NEW COM 08-02-93 06-28-00 2,80000 BAXTER INTL INC COM 65,609 16 197.73584 132,12668 06-10-98 06-29-00 2,70000 GPU INC COM 102.99528 75.92362 -27,071 66 03-07-97 06-2" 1. 100 00 WHIRLPOOL COPP COM 54,098 00 56,81585 2,717 95 04-04-97 06-28-00 1,00000 WHIRLPOOL CORP COM 46,15500 51,65078 5,49579 07-07-97 06-28-00 40000 WHIRLPOOL CORP COM 21,86690 20.66031 -1 .20649 09-24-91 06-2" 7,70000 FORD MTR CO DEL COM 74.727 15 335,39157 260.66442 01-16-92 06-28-00 1.40000 FORD MTR 00 DEL COM 15,315 14 60.99028 45,665 14 02-12-98 06-28-00 3.24000 BANK ONE CORP COM 158.14500 91.97567 -66.16933 02-13-99 06-2" 3,24000 BANK ONE CORP COM 158,48500 91,97567 -66,50933 02-20-98 06-28-00 1 .94400 BANK ONE CORP COM 96.74916 55,18540 41,56376 02-24-98 06-29-00 17600 BANK ONE CORP COM 9,81588 4,9%21 -3,81967 05-01-97 06-28-00 50000 RUSSELL CORP COM 13.77500 9.85757 -3.91743 05-07-97 06-28-00 2,00000 RUSSELL CORP COM 57,09740 39.43028 -17,667 12 05-09-97 06-28-00 2,00000 RUSSELLCORPCOM 57,35000 39.43028 -17,91972 05-12-97 06-2"0 2.00000 RUSSELLCORPCOM 58,100()0 39,43029 -18,66971 06-26-97 06-29-00 1,00000 RUSSEL.LCORPCOM 27,91230 19,715 14 -8,197 16 G4-09-96 06-29-00 4.80000 LINCOLN NATL CORP IND 119,58720 179,49395 59,90665

COM 04-10-96 06-28-00 2,70000 LINCOLN NATL CORP IND 66,97900 100,96529 3408629

COM 11-05-97 06-28-00 4,92500 WASTE MGMT INC DEL 171 .98643 85,03565 -8695078

COM 11-11-97 06-2" 1,74000 WASTE MGMT INC DEL 59,02008 30,04306 -28,97702

COM 11-18-97 06-28-00 935 DO WASTE MGMT INC DEL 27,60949 14 .41721 -13 19227

COM 10-20-94 06-28-00 10.00000 PACTJV CORP COM 333,16686 98,07305 -245,09381

51



The Samuel Oerts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF REALIZED GAJNS AND LOSSES


Gain Or Less Open Close Cost Date Date Quantity Security Buis -Proceeds Short Term Long Term

06-15-95 06-2" 5,00000 PAcnv CORP com 178.508 14 44,03653 -134,471 61 09-27-95 06-28-00 4,60000 PACTIV CORP COM 158,15409 40,51360 -117,64049 09-06-90 06-28-00 4,00000 PHILIP MORRIS COS INC 59.61467 105,03929 45,42462

COM 11-14-91 06-28-00 13.50000 PHILIP MORRIS COS INC 316.957 50 354 50762 37,550 12

COM 06-14-95 06-28-00 2,00000 PECO ENERGY CO COM 55,60000 83,86380 28,26380 06-15-95 06-28-00 2,20000 PECO ENERGY CO COM 61,16000 92,25018 31,09019 06-2045 0629-00 2J 00 00 PECO ENERGY CO COM 57,85500 89.05699 30,201 " 08-30-94 06-28M 6,20000 PENNEY I C INC COM 322,71000 113,64096 -209,06904 10-14-96 06-28-00 60000 EASTMAN CHEM CO COM 32,34744 29,133 11 -3,21433 10-15-96 06-29M 70000 EASTMAN CHEM CO COM 37,64208 33.99862 -3,65346 10-22-96 06-28-00 70000 EASTMAN CHEM CO COM 36.90579 33,99863 -2 .817 16 11-08-96 06-29-00 1,10000 EASTMAN CHEM CO COM 58.62868 53,41069 -5,21799 04-03-97 06-28-00 10000 EASTMAN CHEM CO COM 5,34495 4,855 52 48943 04-04-97 06-28-00 20000 EASTMAN CHEM CO COM 10,63590 9,711 04 -92486 04-22-97 06-28-00 80000 EASTMAN CHEM CO COM 41,34000 38,844 14 -2,49586 014-20-92 06-28-00 4,20000 FORTUNE BRANDS INC 123,191 52 96,92940 -26,262 12

Com 04-02-92 06-2"0 50000 NICOR INC COM 10,03150 16,41990 6,38840 04-13-92 06-28-00 3,60000 NICOR INC COM 71,41500 118,22329 46,90829 11-07-97 06-29-00 2.90000 PHILLIPS PETE CO COM 143,67905 152.20577 8 52672 11-13-97 06-28-00 1 .80000 PHILLIPS PETE CO COM 88,39566 94.472 55 607689 02-10-98 06-2MO 90000 PHILLIPS PETE CO COM 40.191 48 47,23627 7,044 79 06-30-98 06-28-00 2,40000 TXU CORP COM 92,92500 75,38748 -17,537 52 07-22-919 06-2"0 390000 ALI-STATE CORP COM 132.15032 90,077 13 -42,073 19 07-23-" 06-28-00 3,80000 ALLSTATE CORP COM 130,995 50 90,077 13 40.91837 09-09-94 06-28-00 4,10000 BELL ATLAIMC COPP 99,56220 217,42763 117.86543

COM 09-19-97 06-28-00 4.85883 SCANA CORP COM 129.66992 117,701 12 -11,96880 09-24-97 06-28-00 241 17 SCANA CORP COM 6,43633 5,94225 -59408 12-18-98 06-28-00 53400 AG[LENT TECHNOLOGIES 20.43749 42,12981 21,69232

COM 04-14-99 06-2"0 1 .48700 AGILENT TECHNOLOGIES 60,71002 117,31652 56.60650

COM 04-1 5-" 06-2" 1,52600 AGILENT TECHNOLOGIES 62,90926 120,39341 57.484 15

COM 10-06-99 06-2M 2,97500 AGILENT TECHNOLOGIES 149,92641 234.711 93 94,785 52

COM 10-07-99 06-28-00 1,33400 AGlL.ENT TECHNOLDGIFS 68,12706 105,24562 37.118 56

COM 11-18-99 06 2"0 2,28800 AGILENT TECHNOLOGIES 121,16386 180,51123 59,34737

COM 12-23-919 06-28-00 38200 AGILENTTUCHNOLADGIES 24,57048 30 13780 5,567 32

COM 06-16-00 06-28-00 7,20000 GEMSTAR INTL GROUP 369,31248 389,43501 20.122 53

LTD ORD 07-09-99 06-29-00 4,50000 POLICY MGMT SYS CORP 124,151 85 69,52267 -54,629 18

COM 07-12-99 06-29-00 1,30000 POUCY MGMT SYS CORP 37,03992 20,08433 -16,95449

COM 11-07-97 06-29-00 1,00000 PHILLIPS PETE CO COM 49,544 50 52.52864 2,984 14 03-01-00 06-29-00 5,61000 PELLASTAR ITNL CORP 159,771 12 294,69750 134,92638

COM 03-02-00 06-29-00 3,20000 RELIASTAR FINL CORP 88,49988 168,09839 79,59951

COM

52


The Sainuellserts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost Date Date Quantity Security Buis Procceds Short Term Long Term

03-09-00 06-29-00 2,00000 P EL[ASTAR FINL CORP 48,60000 105,06150 56,461 50 COM

03-15-00 06-29-00 3,40000 RELIASTAR. FINL CORP 94,957 50 178,60454 93,64704 Com

04-14-00 06-29-00 2,30000 PELLASTAR FINI. CORP 66,53946 120,82072 54,281 26 COM

04-18-00 06-29-00 1,90000 RELIASTAR FINL CORP 54.00750 99,80842 45,80092 COM

04-20-00 06-29-00 3,00000 PELLA.STAR F1NL CORP 96,08260 157,59224 71,50964 COM

G4-06-98 06-29-00 9,80000 MEDTRONIC INC COM 235,01544 422,09375 187,078 3 1 01-04-00 06-29-00 4,800.000 00 FEDERAL NATL MTG 4,664,597 34 4,800,000 00 135,40266

ASSN DISC NT 0 000% Due 06-29-00

02-29-00 06-30-00 6,00000 AVON PRODS INC COM 16353240 247,93453 84,402 13 08-24-94 06-30-00 3,50000 AUTONAT10N INC COM 62,834 10 25,08541 -37,74869 12-30-97 (16-30-00 3,10000 AUTONATION INC COM 62,33635 22,218 51 40,11784 12-30-97 G6-30-00 6,50000 AUTONATION INC COM 134,22565 46,587 19 -87,63846 01-08-9t 06-30-00 3.10000 AUTONATION INC COM 64,98995 22,218 50 A2,771 45 01-09-99 06-30-00 4,30000 AUTONATION INC COM 89.26499 30,81922 -58,445 77 08-20-99 06-30-00 5.70000 AMERICAN GREETINGS 1&4,587 50 119.404 17 -45,18333

CPCLA 12-12-97 06-30-00 1,10000 VIACOM INC CL B 20,03050 75,66098 55.63047 12-19-97 06-30-00 1,00000 VIACOM INC CL 8 18,28500 68,78270 50.49770 09-29-98 06-30-00 1 .90000 VIACOM INC CL B 53,69400 130,687 14 76,993 14 08-10-95 D6-30-00 4,90000 AT&T CORP COM UB GRP 13,54155 126,72998 113,W 33

A 01-27-99 06-30-00 1,90000 ALJTODESK INC COM 85~262 50 64,71659 .20,54591 01-28-99 06-30-00 5GO 00 AUTODESK INC COM 2.2,55930 17.03068 -5,52862 10- 11 -95 06-313-N 3,10000 WAL MART STORES INC 35,971 62 169,17695 133,205 22

COM 12-31-99 06-30-00 309 56 TRANSOCEANSEDCO 4,825 10 16.02306 11,19796

FOREX 12-31-99 06-30-00 42592 TRANSOCEAN SEDCO 10,81032 22,04595 11,23563

FOREX 12-31-99 06-30-00 9690 TRANSOCEAN SEDCO 2.4G6 33 5,01044 2,604 11

FOREX 12-31-99 06-30-00 3972 TRANSOCEANSFDCO 1,01993 2,004 18 98425

FOREX 02-17-99 06-30-00 4,00000 HIIFIGER TOMMY CORP 131,67420 29.29902 -102,375 18

ORD 02-18-99 06-30-00 4,00000 1ULFIGhR TOMMY CORP 129,26760 29,29902 -98,968 58

ORD 09-10-99 06-30-00 10000 MLFIGER TOMMY COPP 3,313 72 73248 -2,58124

ORD 09-13-99 06-30-00 30000 HILFIGER TOMMY COPP 9,94944 2,19743 -7,75201

ORD 09-14-99 06-30-00 70000 HILIFIGER TOMMY CORP 22,65186 5 127 33 -17,524 53

ORD 09-16-99 06-30-00 10000 HILIFIGER TOMMY CORP 3,03000 73248 -2 .297 52

ORD 09-17-99 06-30-00 10000 tULFIGER TOMMY CO" 3,05500 732 4B -2,32252

ORD 09-21-99 06-30-00 20000 HILFIGER TOMMY CORP 6,03082 1,46495 4,56587

ORD

53

The Sarnuelterts Noble Foundation, Inc FIN 73-0606209 October 31 . 2000


Master Group of Porffiblias From 11-01-99 Through 10-31-00

Gain Or Loss

Prwftds Short Term Long Term

1,46495

73248

1,46495

73248

73248

73248

73248

1,46495

73247

73248

73247

73248

4,39,485

659227

19,04435

21,241 78

6,59227

8,78970

10 .987 13

159,542 17

447.11009 99,521 14 23,41674 46,83347 86,09337 90,517 13

147,35349

131.360 10

126,307 78

13,79927

-33,645 37

-51,55642

54


Open Close Cut( Dale Date Quantity Security Buis

09-22-99 06-30-00 20000 HILFIGER TOMMY CORP 5,821 20 ORD

09-23-99 06-30-00 10000 HIIfIGER TOMMY CORP 2.79083 ORD

09-28-99 06-30-00 20000 HILFIGER TOMMY CORP 5,446 12 ORD

09-28-99 06-30-00 10000 HILFIGER TOMMY CORP 2,67727 ORD

10-13-99 06-30-00 10000 HILIFIGER TOMMY CORP 2,69875 ORD


10-18-99 06-30-00 10000 H[LFIGER TOMMY CORP 2,53924 ORD

11-08-99 06-30-00 20000 HILIFIGER TOMMY CORP 5 .00526 ORD

11-17-99 06-30-00 10000 HILIFIGER TOMMY CORP 2,48000 ORD

11-18-99 06-30-00 10000 HILFIGER TOMMY COPP 2.461-25 ORD


12-08-99 06-30-00 10000 HILIFIGER TOMMY CORP 2.53850 ORD


12-0999 06-30-00 900 GO HILFIGER TOMMY CORP 23.43636 ORD

12-09-99 06-30-00 2,60000 HILFIGER TOMMY CORP 67,66890 ORD

12-10-99 06-30-00 2.9GO 00 HtLFIGER TOMMY COPP 75,70972 ORD


12-13-99 06-30-00 1,20000 HILFIGER TOMMY COPP 31,901 80 ORD

12-14-99 06-30-00 1,50000 HILFIGER TOMMY CORP 39,50790 ORD

12-02-99 06-30-00 6,30000 COMPAQ COMPUTER 161,03871 CORPCOM

12-16-97 06-30-00 4,90000 APPLIED MATLS INC COM 71.67695 12-04-97 06-30-00 1,70000 KLA-TENCOR CORP COM 32,50162 12-04-97 06-30-00 40000 KLA-TENCOR CORP COM 7,93325 12 05-97 06-30~00 80000 KLA-TENCOR. COPP COM 15.55848 11-08-96 06-30-00 2,70000 AT&TCOPPCOM 60,89431 08-20-99 06-30-00 4,30000 AMERICAN GREETINGS 124,162 50

CPCLA 09-27-99 06-30-00 7,00000 AMERICAN GREETINGS 198,90990

CPCLA 03-25-99 06-30-00 2,60000 SHELL TRANS&TRAD PLC 103,63756

NEW YRK SH NEW 03-26-99 06-30-00 2,50000 SHELL TRANS&TRAD PLC 101,17925

NEW YR-K SH NEW 12-14-99 06-30-00 299 10 ASTRAZENECA PLC 12,95103

SPONSORED ADR

375,433 13 67,01952 15,48349 31,27499 25,M 06

27,722 54

25,128 53

84824

4,35625

-2,05835

-3981 17

-1,944 79

-1 .96627

-1,991 27

-1,805 76

-3,54031

-1,747 53

-1,72877

-1,697 53

-1,80602

.10.74591

-1684409

-48,624 55

-5446794

-16,68830

-23.012 10

-28,52077

-1,49654


The Sanittelkeris Noble Foundation, Inc 0 EIN 73-0606209 October 31, 2000


Hasler Group of Porffiolios From 11-01-99 Through 10-31-00

Gain Or Less Open Close Cost Date Date Quantity Secunty Basis Proceeds Short Term Long Term

12-15-98 06-30-00 60000 ASTRAZENECA PLC 26~299 90 27 .681 58 1,391 69 SPONSORED ADR

12-15-98 06-30-00 2,60000 ASTRAZENECA PLC 112,69960 119.95349 7,253 99 SPONSORED, ADR

12-16-98 06-30-GO 30000 ASTRAZENECA PLC 13,21500 13,94079 625 79 SPONSORED AER

12-16-98 06-30-00 70000 ASTRAZENECA PLC 31,05340 32,295 17 1,241 77 SPONSORED ADR

12-17-98 0630-00 40000 ASTRAZENECA, PLC 17.94580 19.45438 608 58 SPONSORED ADR

12-17-98 06-30-00 1,00090 ASTRAZENECA PLC 45029-39 46,17748 1 14809 SPONSORED ADR

02-04-99 06-30-00 6.ODO 00 DELPHI AUTO SYS CORP 102.00000 8707208 -14 92792 COM

02-04-99 06-30-00 2.00000 DELPHI AUTO SYS CORP 34,000 00 29,02403 4.97597 COM

02-10-99 06-30-00 3,00000 DELPH] AUTO SYS CORP 54,11760 43,53604 -10,58156 COM

02-10-99 06-30-00 1,00000 DELPHI AUTO SYS CORP 18,03920 14,51201 .3,527 19 COM

02-12-9-9 06-30-00 1,00000 DELPIII AUTO SYS COPP 18,07640 14,51202 -3,564 38 COM

02-16-99 06-30-00 1,00000 DELPHI AUTO SYS CORP 18,05000 14,51201 .3,53799 COM

02-17-99 06-30-00 1,00000 DELPFU AUTO SYS CORP 19,27000 14,51202 -3.73798 COM

02-18-99 06-30-00 1,00000 DELPH] AUTO SYS CORP 1"68 10 14,51201 -3.85609 COM

02-23-99 06-30-00 1 .80000 DELPHI AUTO SYS CORP 32,65380 26,121 63 -6532 17 COM

08-06-98 06-30-00 32200 UNFTEDHEALTH GROUP 11 904 31 27,67498 15 77067 INC COM

08-07-98 06-30-00 4 .00000 UNITEDHEALTH GROUP 145,30000 343,78853 198.488 53 INC COM

09-09-97 06-30-00 5,30000 DOVER CORP COM 180,33250 221.33386 41,001 36 04-16-98 06-30-00 70000 DOVER CORP COM 26,785 71 29.23277 2,44706 11-01-93 06-30-00 2,3000-0 TEXTRON INC COM 63,99400 126,09329 62,19929 09-02-99 06-30-00 6.10000 PE CORP COM PE BIO GP P 202,93602 411 .43127 208495 25 10-02-97 06-30-00 13.00000 FEDERAL MOGUL CORP 514.83770 125,28330 -38955440

COM 03 12-99 06-30-00 5,00000 FEDERAL MOGUL CORP 199.47950 49,19598 -15029362

COM 09-21-99 06-30-00 10000 FEDERAL MOGUL CORP 2.61763 963 72 -1 .65391

COM 09-21-99 06-30-00 2.00000 FEDERAL MOGUL CORP 52,39680 19,27436 -33,12244

COM 0922-99 06-30-00 I,IDO 00 FEDERAL MOGUL CORP 28,40145 10.60089 -17.80056

COM 09-23-99 06-30-00 I,5D0 00 FEDERAL MOGUL CORP 36.421 .20 14,45577 -21 .%543

COM 0924-99 06-30-00 30000 FEDERAL MOGUL CORP 7.31031 2,891 15 4.41916

COM 03-11-98 06-30-00 80000 CABLEVISION SYS CORP 19.74766 55.15816 35.41050

CLA 03-12-98 06-30-00 3.60000 CABLEVISION SYS CORP 89,512 56 248.211 72 158,699 16

CLA

55

0 The Sarnuel 0eris Noble Foundat[on, Inc EIN 73-0606209 October 31, 2000


Master Group of Pory'olios From 11-01-99 Through 10-31-00


Gain Or Loss Open Clow Ceit Date Date Ousunty S"unty B~ Proceeds ShartTerm Long Term

03-12-98 06-30-00 2,00000 CABLEVISION SYS CORP 50,27375 137,89540 87,621 65 CLA

01-03-00 06-30-00 90000 CHEVRON CORPORATION 76.07601 77,91490 1,83889 COM

01-04-00 06-30-00 90000 CHEVRON CORPORATION 74,53026 77,91490 3 384 64 COM

01-28-00 06-30-00 10000 CHEVRON CORPORATION 8,19947 8,65721 45774 COM

02-03-00 06-30-00 60000 CHEVRON CORPORATION 49,99960 51 94327 294367 COM

02-04-00 06-30-00 1,0D0 00 CHEVRON CORPORATION 79.79720 86572 11 6,77491 COM

07-09-99 06-30-00 4,50000 GENERAL MIS INC COM 153.6" 40 172,45674 18 812 34 02-26-99 06-30-00 1 .50000 rNTERNATIONALBUS 125.29750 169,95061 43,66311

MACH COM 12-19-96 06-30-00 3,40000 TERADYNE INC COM 41,95366 259.921 33 219,06767 01 11-00 06-30-00 30000 PMC-SIERRA INC COM 23,353 99 54.16694 30,81305 01-11-00 06-30-00 70000 PMC-SIERRA INC COM 54.78200 126,39954 71,607 54 07-08-97 06-30-00 2,90000 SONYCORPADRNEW 120,81342 266,09724 145,29382 11-05-93 06-30-00 4,90500 CINCINNATI RKL CORP 85,14996 162,051 87 76,90201

COM 10-05-95 06-30-00 31500 CINCINNATI FINI, CORP 5,437 50 10.40700 4,91950

COM 10-11-95 06-30-00 31500 CINCINNATI F[NL CORP 5,72500 10,40700 4,68200

COM 10-12-95 06-30-00 31500 CINCINNATI FFNL CORP 5,85625 10,40700 4,55075

COM 10-12-95 06-30-00 3,15000 CINCINNATI FFNL CORP 58,65500 104,07001 45,415 01

COM 12-27-96 06-30-00 30000 CINCINNATI FFNL CORP 6,362 50 9,911 43 3,54893

COM 12-31-96 06-30-00 90000 CINCINNATI FFNL CORP 19,46250 29.73429 10,27179

COM 01-11-00 06-30-00 90000 APPLIED MICRO 61,57669 92078 18 30501 48

CIRCUITS COM 12-20-99 06-30-00 50000 ADVANCED MICRO 14,697 50 39,34869 24651 19

DEVICES COM 12-20-99 06-30-00 1,60000 ADVANCED MICRO 46,91744 125,915 79 79,99835

DEVICES COM 11-01-93 06-30-00 2,25000 WASHINGTON MUT INC 38.25000 67.553 54 29,303 54

COM 11-02-93 06-30-00 8,45000 WASHINGTON MUT INC 146,46667 253.701 09 107,23442

COM 12-10-98 06-30-00 5,70000 NORTHEAST UJILS COM 92.74527 126,42064 3367537 12-14-99 06-30-00 3.20000 NORTHEAST UTIIS COM 51,62016 70,97299 19,35283 12-15 98 06-30-00 1,00000 NORTHEAST UfUS COM 15,98750 22,179 G6 6,19156 12-16-98 06-30-00 1,20000 NORTHEAST LITILS COM 19,26000 26,61497 7.35487 12-19-98 06-30-00 2,50000 NORT14EAST UnLS COM 40.593 75 55 .44764 14.95389 03-12-99 06-30-00 1 .40000 CADENCE DESIGN SYS 33.49752 28.54154 4.95598

INC COM 03-15-99 06-30-00 10000 CADENCE DESIGN SYS 2,40100 2.03868 -362 32

INC COM 03-15-99 06-30-00 30000 CADENCE DESIGN SYS 7,27230 6.11605 -1 15625

INC COM 03-15-99 06-30-00 3,90000 CADENCE DESIGN SYS 92,143 54 77,46991 .14.67363

INC COM

56

The Samuclarts Noble Foundation . Inc E[N 73-0606209 October 31, 2000


Master Group of Portfolios From I 1 -01 -99 Through 10-3 1 -00

Open Close Dale Date

03-1699 06-30-00

03-16-99 06-30-00

09-21-98 06-30-00 11-01-93 06-30-00 01-27-99 06-30-00

07-1299 06-30-00

08-0699 06-30-00

08-06-99 06-30-00

01-09-98 01-09-98 01-12-98 01 12-98 01-13-98 W-21-99 01-22 98 01-23-98 01-23-98 0 1-26-99 08-25-98 08-26-98 02-03-00 02-03-00 09-04-98 09-08-98

06-30-00 06-30-00 0630-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-311-03 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00


08-09-99

08-0999

08-0999

08-10-95

08-10-95

07-0899

07-09-99

07-1299

07-1399

07-14-99

11-19-99

11-22-99

11 23-99

06-30-00

06-30-00

06-30-00

06-30-00

06-30-00

06-30-00

0630-00

06-30-00

06-30-00

06-30-00

06-30-00

06-30-00

06-30-00

Gain Or Loss Cost

Quantity Security Basis Proceeds ShoriTerm Long Term

10000 CADENCE DESIGN SYS 2,42600 2,03868 -387 32 INC COM

3.1100 00 CADENCE DESIGN SYS 79,352 46 67,27650 -12.07596 INC COM

2,70000 CITIGROUP INC COM 66,798 14 168,778 11 10198997 880000 GENERAL ELEC CO COM 71,17733 432,94555 361,76822 9.96000 GRANT PRIDECO INC 61,25897 246,72740 t85,469 53

COM 90000 POLICY MGMT SYS CORP 22,793 12 12,35959 -10.433 54

COM 10000 POLICY MGMT SYS CORP 3,04250 1,54495 .1 .497 55

COM 10000 POLICY MGMT SYS CORP 3.04250 I,W 95 -1 497 55

COM 40000 POLICY MGMT SYS CORP 12,02000 6,17979 -5,84021

COM 30000 POLICY MGMT SYS COPP 9,01500 4 634 84 4,380 16

COM 30000 POLICY MGMT SYS CORP 901500 4,63485 4380 15

COM 12,17200 AT&T COPP COM LIB GRP 3363832 314000-33 28036201

A 1082800 AT&T CORP COM LIB GRP 29.92943 279.32925 249,39982

A 50000 AMERICAN ELEC PWR 18.30155 15,68123 -2,62032

INC COM 1,40000 AMERICAN ELEC PWR 51 29978 4390743 .7,39235

INC COM 2.10000 AMERICAN ELEC PWR 76.96899 65,861 15 .11,107 84

INC COM 1 .10000 AMERICAN ELEC PWR 40.48000 3449870 -5.98130

INC COM 2,400 W AMERICAN ELEC PWR 98,08984 75,26988 -1281996

INC COM 1,50000 AMERICAN ELEC PWR 4929375 47,04368 -2,25007

INC COM 1.20000 AMERICAN ELEC PWR 39,94192 37.63494 -1,30699

INC COM 20000 AMERICAN ELEC PWR 6,43500 6,27249 -16251

INC COM 1 50000 AUTONATION INC COM 31,13895 10,65969 -20,47926 800 DO AUTONATION INC COM 16,01600 5,68517 -1033083

3,70000 AUTONATION INC COM 74.40663 26,29391 48,11272 1 .00000 AUTONATION INC COM 19957 50 7.10646 -12,85104 70000 AUTONATION INC COM 14,69762 4.974 52 -9,723 10

2,80000 AUTONATION INC COM 58.91508 19.99809 -39,01699 4.30000 AUTONATION INC COM 87,92750 30,557 78 -57,26972 1,30000 AUTONATION INC COM 25,91683 9,23840 -16.57843 1.70000 AUTONATION INC COM 33,60390 12,08098 .21,52292 90000 AUTONA-noN INC com 15,49248 5,69517 -9,90731

3.90000 AUTONATION INC COM 72~394 78 27.71520 -44,66958 60000 AUTONATION INC COM 11,223 72 4,26388 -6,95984

17,40000 AUTONATION INC COM 118,607 10 123,65243 5,04533 10000 AUTONATION INC COM 67700 71065 3365

5.H)000 BAKER HUGHES INC COM 111,91593 165,48947 53,573 54 5 10000 BAKER HUGHES INC COM 114,93972 165.48948 5O,S4976

57



Open Close Cost Date Date Quantity Security Banns

3,80000 BANK OF AMERICA COPP COM

50000 BECTON DICKINSON & CO COM

100000 BECTON DICKINSON & Co COM


1,20000 BECTON DICKINSON & CO COM

1,20000 BECTON DICKINSON & Co COM



1,00000 AESCOPPCOM 470000 AES CORP COM 9,00000 All TATECORPCOM 3,60000 SERVICE CORP INTL COM 5,90000 SERVICE CORP INTL COM 4,70000 SERVICE CORP RM COM 4,000 00 SERVICE CORP DM COM 60000 SERVICE CORP INTL COM

1,200 00 SERVICE CORP DM COM 2,20000 SERVICE CORP IN'TL COM 60000 SERVICE CORP INTL COM

1,000 00 SERVICE CORP INTIL COM 30000 SERVICE CORP KM COM

3 .00000 SERVICE CORP INTL COM 2,10000 SERVICE CORP WTL COM 4,60000 SERVICE CORP FNTI. COM 20000 SERVICE CORP INTL COM 20000 SERVICE CORP INTL COM 50000 SERVICE CORP INTL COM 60000 SERVICE CORP INTL COM 60000 SERVICE CORP INTL COM

4,900 00 SERVICE CORP DM COM 1 ~300 00 SERVICE CORP INTL COM 500 00 SERVICE CORP DM COM 600 00 SERVICE CORP UM COM

1,500 00 SERVICE CORP 11,M COM 100 00 SERVICE CORP DM COM 20000 SERVICE COPP [N11. COM

1,100 00 SERVICE CORP INTL COM 20000 SERVICE COP P RM COM 30000 SERVICE CORP INTL COM 20000 SERVICE CORP INTL COM

2.20000 SERVICE CORP ITM COM 2 .10000 SERVICE CORP IN'TLCOM 70000 SERVICE CORP INTL COM

1,600 00 SERVICE CORP DM COM 6.70000 SERVICE CORP INTL COM 1,200 00 SERVICE CORP [NTI- COM 20000 BURR BROWN CORP COM

04-27-98 06-30-00

09-24-99 06-30-00

09-27-99 06-30-00

09-28-99 06-30-00

0928-99 06-30-00

09-29-99 06-30-00

09-29-99 06-30-00

09-30-99 06-30-00

43064

79999

59948

79930

35950

23967

41653

08-18-98 09-10-98 09-17-99 02-18-99 02-19-99 02-22-99 02-23 99 02-25-99 02-26-99 04-01-99 04-05-99 04-06-99 07-30-99 07-30-99 OM2 99 08-03-99 08 03-99 0"3 .99 08-04-99 08-05-99 08-09-99 08-10-99 09-18-99 08 19-99 08-23-99 08-24-99 0827-99 0830-99 08-3 1 ~99 09-01-99 09-02-99 09-03-99 12-16-99 12-17-99 12-2G-99 12-20-99 1221-99 12 22-99 02 23-00

18,05720 61.32865

310,625 10 57,55500 92.81467 74,14250 61,33360 9.34146 18,55992 29.81000 8,88000

14.71030 475914 47,73300 33,47337 71,92008 3,18950 3,16026 7.493 75 8.95920 8,97804 71,30480 18 .2.3250 6.93125 8.13000

20,13630 1,40500 2,77900 15.26999 2,77250 4,14000 2,747 50

14.13500 13.89541 4,76091 10,91696 47,05879 8,454 12 9.833 76

06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 0630-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-M 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00 06-30-00

45,011 00 211,551 68 212,73039 13.64462 22,36201 17.81391 15,16069 2,274 10 4,54821 8.33838 2,274 10 3.790 17 1 .13705 11,37052 7.95936 17 .434 79 75803 75803

1 89S09 2,274 10 2274 10 18,571 84 4.92722 I'g95 09 2,274 10 5,68526 37902 75903

4,169 19 75803

1,13705 75903

8 .338 .38 7,95937 2,653 12 6.064 28

25 .394 16 4.54821 17,43942

43.91038 -7045266 -56.32869 46,17291 -706736 -14,011 71 -21,471 62 -6,60590

-10920 13

58


The Samuel Oerts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

269,171 37

13 .231 40

26 .524 10

23,99220

3199960

32,42940

21,61960

25,00921

Proceeds

170,091 82

13,66204

27.32409

24 591 68

32.78890

32.78890

21 .95927

24,591 69

0

Gain Or Loss

Shor(Term Long Term

-99,07955

-97,99471

-3,622 D9 -36.36248 -25.51401 -54,48529 -2 .431 47 -2402 23 -5,59866 -6,685 10 -6,70394

-52 73296 -13.30528 .5 .036 16 -5 .95590 -14,45104 -1,02598 -2,02097

.11 .10079 -2,01447 -3,00295 -1 .98947 .5,79662 -5,92604 -2.10779 -4,85268

-21 .66-463 -390591 7,60566

26,95380 150,223 02

STATEN/LENT I I Page 59 of 114

The Sarnuel0erts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost

- Date Date Quantit) Security - Basis Proceeds Short Term Long Term 02-23-00 06-30-00 20000 BURR BROWN COPP COM 10,17562 17,43942 7.263 80 02-24-GO 06-30-00 20000 BURR BROWN COPP COM 10.39344 17,43942 7,04599 02-25-00 06-30-00 10000 BUR R BROWN CORP COM 5,42969 8,71971 3.29002 02-28-00 06-30-00 60000 BURR BROWN CORP COM 32,45700 S2.31825 19,861 25 02-28-00 06-30-00 200 GO BURR BROWN COR-P COM 10.81900 17,43942 6,62042 02-29-00 06-30-00 30000 BURR BROWN CORP COM 17,90880 26,159 13 8,25033 02-29-00 06-30-00 1,10000 BURR BROWN CORP COM 65,54878 95,91680 3036802 02-18-99 06-30-00 953 24 AGILENT TECHNOLOGIES 37.34168 72,"5 06 35 .653 38 COM 02-19-" 06-30-00 53396 AGILENT TECHNOLOGIES 21,15470 40,88838 19.73368

COM 02-24-919 06-30-00 1280 AGILENT TECHNOLOGIES 53861 99017 441 56 COM 06-15-99 06-30-00 10,00000 CASELLA WASTE SYS INC 232.72200 105,34549 -127,37651 CLA 06-17-99 06-30-00 200000 CASELLA WASTE SYS INC 47,00000 21,069 10 -25,93090 CLA 06-21-99 0630-00 8,00000 CASELLA WASTE SYS INC 195,68560 8427639 -11140921 CLA 07-07-99 06-30-00 10,00000 CASELLA WASTE SYS INC 254,37500 105.34548 -149,02952 CLA 03-30-99 06-30-00 800,00000 UNITED STATES TP EAS 923,531 25 797,53125 -26,0-0000 NTS

6 2500/. Due 02-28-02 03-31-00 06-30-00 50000000 UNITED STATES TREAS 507,36328 506,46485 -89843 NTS

7 500% Due I 1 .1 " 1 12-14-99 07-01-00 95829 FNMA PASS-THRU BLLN 93164 95829 2665 MULTI 7+

6 590% Due 11 -0 1 -07 01-04-00 07-01-00 95829 FNMA PASS-THRU BLLN 91741 95829 4088 MULTI 7+

6 5900/.Duc 11-01-07 12-14-919 07-01-00 71392 FNMA PASS-T11RU BLI-N 719 11 71392 -5 19 MULTI 7+

7 409% Due 11 -01-09 12-17-" 07-01-00 41967 FNMA PASS-THRU BLLN 42478 41967 -511 MULTI 7+

7 595%D=01 .01-10 11-09-" 07-01-00 4,337 16 GNMA PASS-THRU X 4,305 4,337 16 31 17 SINGLE FAMILY

6 500% Due 05-15-08 11-09-919 07-01-00 3 .572 53 GNMA PASS-THRU X 3,54685 3,572 53 2568 SINGLE FAMILY

6 500% Due 03-15-09 11-21-97 07-03-00 1 .40000 ASSOCIATES FIRST CAP 39,571 29 30,59597 -7975 32 CLA 02 21-96 07-03-00 558000 AMERICAN ELEC PWR 245,28750 170,41030 -74,877 20 INC COM 02-22-96 07-03-00 52000 AMER[CAN ELEC PWR 23,74753 15,88053 -7.86700 INC COM 07-25-95 07-03-00 2,30000 A I I TATE CORP COM 34,95650 53,247 13 19,39063 07-26-95 07-03-00 5,80000 ALLSTATE CORP COM 87.53650 134,27538 46.73888 07-28-95 07-03-00 1,90000 ALLSTATE CORP COM 28,62720 41,67167 13.04447 02-20-98 07-03-00 3,50000 BANK ONE CORP COM 175,312 19 97,72059 -77,591 60

59

The Sainuel ferts Noble Foundation . Inc EIN 73-0606209 October 31, 2000

0


Master Group of Portfolios From 11-01-99 rhrough 10-31-00


Gain Or Loss Open Close Cost Bale Date Quitility Security BASH Procceds ShortTcrm Long Term

01-10-96 07-03-00 5 .20000 BANK OF AMERICA CORP 137,743 02 232,58824 94,845 22 COM

09-12-97 07-03-00 10,80000 BAKER HUGHES INC COM 469,39068 353,10934 .116,28134 04-20-00 07-03-00 2,20000 BRISTOL MYERS SQUIBB 109,80090 125,07682 15,27592

COM 04 05-95 07-03-00 5,40000 CHASE MANHATTAN 65.44731 256,57082 191,123 51

NEW COM 11-13-98 07-03-00 12,90000 CIT GROUP INC CL A 348,30000 204.13568 -144,1641 32 01-21-98 07-03-00 3.50000 CITIGROUP INC COM 116,49727 216,907 26 10030999 01-22-98 07-03-00 30000 CITIGROUP INC COM 9,69200 18,58348 8,991 48 08-26-98 07-03-00 1,70000 CITIGROUP INC COM 61 .77188 105,30639 43.534 51 08 22-95 07-03-00 6,30000 CINERGY CORP COM 161,02800 163,99360 2,96560 04-03-00 07-03-00 6,30000 CRESCENT REAL ESTATE 113 .72067 133.15676 1943609

COM 03-27-00 07-03-00 2,90000 EMERSON ELEC CO COM 135 .568 33 176,98602 41,41769 11-21-95 07-03-00 9,80000 ENTERGY CORP NEW 268,86300 277,86972 9,00672

COM 12-04-95 07-03-00 50000 ENTERGY CORP NEW 13,73400 14 17703 44303

COM 12-0898 07-03-00 9,50000 FORT JAMES CORP COM 347,34090 226,91227 -120,42863 12 13 96 07-03-00 9,40000 FIRSTENERGY CORP COM 209,71400 225,02943 15,31543 03 15-99 07-03-00 9,80000 FIRST UN CORP COM 509,73230 25323335 -25649895 11 21-97 07-03-GO 5,00000 FOPDMTRCODELCOM 137,13,478 216,711 77 79,57699 12-27-95 07-03-00 6,00000 HARTFORD FINL SVCS 144,93000 333041 69 188,11169

COM 12-28-95 07-03-00 1,90000 HARTFORD F(NI, SVCS 43,47900 99,912 51 56,433 51

COM 06 26-95 07-03-00 124 50 HONEYWELL INC COM 2,90898 4,255 53 1,346 55 06-26-95 07-03-00 7,575 50 HONEYWELL INC COM 177,509 12 258.93786 81,428 74 09-12-97 07-03-00 6,50000 HALLIBURTON CO COM 272,93695 305,42221 32,485 26 03-22-00 07-03-00 6,50000 INTL PAPER CO COM 237,737 50 196 .875 93 -40,861 67 05-23-96 07-03-00 19,90000 K MART CORP COM 213,40760 134.83590 -79,571 70 05-12-99 07-03-00 9,20000 LYONDELL CHEMICAL 174,80000 151,35426 -23,44574

C() COM 09-20-96 07-03-00 3,39929 MILLENNIUM 81,43247 60,80889 -20,623 58

CHEMICALS COM 09-23-96 07-03-00 585 71 MILLENNIUM 13,927 17 10,47759 -3,44958

CHEMICALS COM 09-23-96 07-03-00 628 57 MILLENNIUM 14,97236 11,24430 -3 72806

CHEMICALS COM 09-24-96 07-03-00 13572 MILLENNIUM 3,197 53 2,42785 -76968

CHEMICALS COM 0925-96 07-03-00 35071 MILLENNIUM 8,070 12 6,27375 -1,79637

CHEMICALS COM 07-28-97 07,03-00 17,00000 OCCIDENTAL PETE CP 414,15400 363,641 66 -50 .512 34

DEL COM 12-22-95 07-03-00 2 10000 PACTIV CORP COM 76.423 85 16,67344 .59,75041 12-26-95 07-03-00 1,20000 PACTIVCORPCOM 44,01420 9,52768 -34,49652 01-02-96 07-03-00 50000 PACTIV CORP COM 18,68192 3,96997 -14.71205 01-03-96 07-03-00 90000 PACTIV CORP COM 33,697 52 7,14576 .26,551 76 01-04-96 0743-00 1,50000 PACTIV CORP COM 56,50481 11,90960 -44,59521 01-05-96 07-03-00 2,70000 PACTIV CORP COM 102,12284 21,43728 -80,685 56 09-01-95 07~03-00 5,90000 PNC BK CORP COM 155,90750 288,16586 132,25836 03-14-97 07~03-00 4.40000 PENNEY I C INC COM 219.49049 80,20932 -139.281 16 01-30-99 07-03-00 11,00000 PHILIP MORRIS COS INC 463,47070 298.97442 -164,49629

COM

60

0 The Sainuel*erts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAINS AND LOSSES Master Group of Poqfolios From 11-01-99 Through 10-31-00

Gain Or Loss

ShortTerm Long Term

-15.91679

14,10968 21,14073 27,09308 -6662764 10,86.4 28

-150 337 52

-21,19923

-21 15804

-20 775 05

121,133 86 -209,284 60 -127.51087

2,737 58 -83,581 69

-253,12497

-91 25497

.308041

-11,34797

40,554 87 18,81660

-10,584 12

Pmeeds

29,89744

40,65768 66,06873 86,39758 121,13036 339.29828

207,44452

29,63493

156,53064

168,571 45

327 .191 86 259,00607 161,43728 8,73570 57,15046

232,21663

97.670 .36

12,22959

238.76963

227,171 73 116.14628

178 .771 86 121,31022

89,381 17

118,653 54 18,69989 65,44956 3,06490

10,727 14

3,06490

13,79203

3,06490

16,85271

9.47965

-145 527 25

32,941 42

61


Open Close Cost Date D21C Quantity Smunty Basis

02-20-98 07-03-00 1,10000 PHILIP MORRIS COS INC 45,81423 COM

02-15-95 07-03-GO 80000 PHILLIPS PETE CO COM 26,54900 03-06-95 07-03-00 1,30000 PHILLIPS PETE CO COM 44,92900 03-07-95 07-03-00 1,7GO 00 PHILLIPS PETE CO COM 59,30450 10-19-94 07-03-00 6.10000 RAYT14EON CO CL B 187,75800 08-18-98 07-03-GO 11,40000 PELLAIqT ENERGY INC 328,43400

COM 09-03-97 07-03-00 6,30000 SEARS ROEBUCK & CO 357,79204

COM 09-04-97 07-03-00 90000 SEARS ROEBUCK & CO 50,934 16

COM 06-03-97 07-03-00 3,910000 TRITON ENERGY LTD 177,68968

ORD 06-04-97 07-03-00 4,20000 TRITON ENERGY LTD 189,34650

ORD 1 1-01~93 07-03-00 6,10000 TEXACO INC COM 206,058 GO 02-26-98 07-03-00 17,70000 TOYS R US INC COM 468,29067 09-13-98 07-03-00 10,70000 UST INC COM 288,948 15 11-21-97 07-03-00 70000 VISTEON CORP COM 5,998 12 02-05-97 07-03-00 3 12250 WASTE MGMT INC DEL 140,732 15

COM 12-18-97 07-03-00 12,68750 WASTE MGMT INC DEL 485,341 50

COM 12-19-97 07-03-00 4,79000 WASTE MGMT INC DEL 179,92533

COM 01-20-98 07-03-00 1,00000 WHITMAN CORP NEW 15,31000

Com 08 27-98 07-03-00 8 000 00 WASHINGTON MOT INC 250.11760

COM 10-30-98 07-03-00 12,90000 WENDYS INTL INC COM 267,72660 07-06-98 07-03-00 280000 VALLLAMS COS INC DEL 97,32968

COM 04-22-99 07-03-00 3,30000 XL CAP LTD CL A 189,35598 12-27-99 07-03-00 2,10000 BP AMOCO P L C 110,10839

SPONSORED ADR 01-11-99 07-03-00 21,40000 IKON OFFICE SOLUTIONS 233,90842

COM 09-22-98 07-03-00 1 50000 EXXON MOBIL 95,712 12 02-29-00 07-03-00 60000 ITT INDS INC IND COM 14,42376 02-29-00 07-03-00 2,10000 ITT INDS INC IND COM 50,483 16 08-09-99 07-03-00 20000 POLICY MGMT SYS CORP 6,01000

COM 08-3t-99 07-03-00 70000 POLICY MGMT SYS CORP 21 .63931

COM 09-02-99 07-03-00 20000 POLICY MGMT SYS CORP 6,11000

CUM 09-08-99 07-03-00 90000 POLICY MGMT SYS CORP 27,49500

COM 09-13-99 07-03-00 20000 POLICY MGMT SYS CORP 6.11000

COM 07-07-99 07-05-00 1,60000 CASELLA WASTE SYS LNC 40,70000

CLA 07-08-99 07-05-00 90000 CASELLA WASTE SYS INC 23,165 19

CLA

11,201 84

4,276 12 14,96640 -2,945 10

-1091211

-3,045 10

-13,70297

-3,045 10

-23.94729

-13,685 54


The Sainuel Oerts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000


Master Group of Porffolios From 11-01-99 Through 10~31-00

Gain Or Loss Open Close Cost Date Date Quantity Security Basis Proceeds ShortTerm Long Term

07-20-99 07-05-00 10,00000 CROWN CORK & SEAL 291 .49500 15064495 -13085005 INC COM

11-11-93 07-05-00 31 .50000 GENERAL ELEC CO COM 247 .563 75 1,59895199 1,351298 24 04-13-00 07-05-00 17.70000 GENERAL ELEC CO COM 904,00921 99940254 -5,60661 11-21-97 07-06-00 007 VISTEON CORP COM 057 079 022 08-10-99 07-06-00 900 DO BLOCKBUSTER INC CL A 13,50000 8,72970 477030 08-10-99 07-06-00 IGO 00 BLOCKBUSTER INC CL A 1,50000 96984 -530 16 0"6-99 07-06-00 1,40000 CONOCO INIC CL B 36,96770 34,45986 -2,50994 01-16-92 07-06-00 093 VLSTEON CORP COM 306 1116 8 10 07-08-99 07-06-00 8,00000 CASELLA WASTE SYS INC 205,91280 83,99720 -121,91560

CLA 07-08-99 07-06-00 4,00000 CASELLA WASTE SYS INC 102,95640 41,863 39 -6 1 .093 01

CLA 06-23-00 07-06-00 1,50000 VISUAL NETWORKS INC 43,503 75 17,02083 -2648292

Com 06-28-00 07-06-00 10000 VISUAL NETWORKS INC 2,52900 1,134 72 -1 39428

COM 12-29-95 07-07-00 11,20000 RARTFOP D FIN1. SVCS 270,53600 656,23090 385,69490

COM 01-02-96 07-07-00 60000 HARTFORD FINL SVCS 14 .25600 35,155 23 20,99923

Com 01-03-96 07-07-00 2,80000 RARTFOPD FINI, SVCS 67,80900 164,057-7,2- 96,248 72

COM 08-10-99 07-07-00 10000 BLOCKBUSTER INC CL A 1,50000 97296 .52704 12-30-98 07-07-00 20000 TEXACO INC COM 10.70166 10,707 16 5 so 01-07-99 07-07-00 1,30000 TEXACO 114C COM 11,05345 69,59656 -1,45699 07-08-99 07-07-00 5,50000 CASELLA WASTE SYS INC 141,56505 57,29828 -8427677

CLA 09-23-99 07-07-00 14,50000 CASELLA WASTE SYS INC 237,663 70 151,03275 .8663095

CLA 06-2"0 07-07-00 70000 VISUAL NETWORKS INC 17,70300 8,29535 -9,40765

COM 03-01 99 07-07-00 200 EDWARDS LIFESCIENCES 3014 4052 1038

COM 10-18-99 07-07-00 100 SOLUTIA INC COM Is 11 1424 .3 87 08-10-95 07-10-00 7,00000 AT&T CORP COM LIB GRP 19.349 54 177.26907 157.92053

A 12-16-97 07-10-00 1,80000 APPLIED MATLS INC COM 26,330-31 157,26975 130,93944 12-16-97 07-10-00 20000 APPLIED MATLS INC COM 2,925 59 17.47442 14.54883 09-15-97 07-10-00 20.00000 PATTERSON DENTAL CO 520,47600 961.71194 1,235 94

COM 09-23-99 07-10-00 550000 CASELLA WASTE SYS INC 90,14830 56,97424 -33.17406

CLA 08-10-99 07-11-00 10000 BLOCKBUSTER INC CL A 1,50000 97658 .52342 01-07-99 07-11-00 1,00000 TEXACO INC COM 54.65650 54,691 97 3547 OM6-99 07-11-00 1,22600 CONOCO INC CL B 32,373 14 31,09865 4.274 49 08-13-99 07-11-00 17400 CONOCO INC CL B 4,54973 4,41368 -13505 11-02-99 07-11-00 2,50000 CASELLA WASTE SYS INC 38,90625 25,624 t4 -13 .292 11

CLA 11-03-99 07-11-00 2,00000 CASELLA WASTE SYS INC 31,87500 20,49932 -11 .37568

CL A 11-04-99 07-11-00 1 0,000 00 CASELLA WASTE SYS INC 165,93800 102.49658 -63,44142

CL A 11-05-99 07-11-00 50000 CASELLA WASTE SYS INC 8,37500 5 12483 -3,250 17

CLA 06-23-00 07-11-00 80000 ftrVrF'ROGEN CORP COM 59,38200 49,52522 -9,85678

62

0 The Sarnueloerts Noble Foundation, Inc EIN 73-0606209 October 31 . 2000 SRNF

REALIZED GAINS AM LOSSES Master Group ofPortfolios From 11-01-99 Through 10-31-00

Gain Or Loss

Pivcceds Short Term [Ang Ttrm

10,03466 13,37955 3,34499 96771

1,94009 54,02199 54,02200 63 .786 11 20,49932

153,74497

129,12073

102,49658

56,373 12

973 56 42,21279

70,35465

30,417 19 48,00626

25,479 15 137,91259

79,69651

685,627 12 1,055.965 77 1,130,992 95

161.57041

494,71122

4,65266

13,68429

12.86323

5,20003

247.51264 92,96329

64 .981 11

63


Open Clost Cost Date Da(c Quantity S~unty Basts

04-13-00 07-11-00 500.00000 FEDERAL NATI, MTG 491,63542 ASSN DISC NT 0 000% Due I I - 15-00

01-06-00 07-12-00 30000 AL13ERTSONS INC COM 9,99801 01-10-00 07-12-00 40000 &LBERTSONS INC COM 13,23976 01-11-00 07-12-00 10000 ALBERTSONS INC COM 3Z7 92 08-10-99 07-12-00 10000 BLOCKBUSTER INC CL A 1,50000 08-10-99 07-12-00 20000 BLOCKBUSTER INC CL A 3,00000 01-07-99 07-12-00 1 .000 00 TEXACO INC COM 54,65650 01-12-99 07-12-00 1,00000 TEXACO INC COM 53,053-30 08-13-99 07-12-00 2.50000 CONOCO INC CL B 65,35525 11-05-99 07-12-00 2,00000 CASELLA WASTE SYS INC 33,50000

CLA 11-08-99 07-12-00 15,00000 CASELLA WASTE SYS INC 253,43700

CLA 0"1-00 07-12-00 12,50000 CASELLA WASTE SYS INC 107.50000



CLA 08-1099 07-13-00 10000 BLOCKBUSTER INC CL A 1,50000 04-28-00 07-13-00 30000 VOICESTREAM WIRELESS 28,643 43

COM 014-2"0 07 13-00 50000 VOICESTREAM WIRELESS 48,17500

COM 08-13-99 07-13-00 1,20000 CONOCO INC CL B 307052 11-13-95 07-13-00 1 .90000 USX MARATHON GROUP 34,72250

COM NEW 06-23-00 07-13-00 40000 INVITROGEN CORP COM 29,69100 06-23-00 07-13-00 3,80000 KING 163,37340

PHARMACEUTICALS COM 06-23-00 07-13-00 2.20000 KING 94,59460

PHARMACEUTICALS COM 04-12-00 07-13-00 10,00000 TEXAS INSTRS INC COM 734,05000 014-18-00 07-13-00 15.40000 TEXAS INSTRS INC COM 1,096,162 00 11-01-93 07-13-00 21,00000 BRISTOL MYERS SQUIBB 310,72125

COM 10 17-97 07-13-00 3.0-0000 BRISTOL MYERS SQUIBB 127.59000

COM 05-16-00 07-13-00 9,00000 BRISTOL MYERS SQUIBB 509,58000

COM 04-27-00 07-13-00 85000 KANSAS CITY SOUTHN 3,83265

IND COM 04-28-00 07-13-00 2.50000 KANSAS CITY SOUTHN 11,385 10

IND COM 05-30-00 07-13-00 2.35000 KANSAS CITY SOUrHN 9,81850

IND COM 07-07-00 07-13-00 95000 KANSAS CITY SOUTI-IN 5,36395

IND COM 11-13-98 07-14-00 12,20000 CIT GROUP INC CL A 329,40000 02-26-99 07-14-00 90000 INTERNATIONAL BUS 75,17250

MACH COM 03-02-99 07-14-00 1 .20000 TYCO INM LID NEW 45 .02004

COM

488,62292 6987 50

3665 14079 8697

-53229 -1,05991

-634 51 96870

-1,569 14 -13,00068

-99,692 13

20,62073

14,74658

10.31062

-52644 13,56936

22,17965

-953 34 13,283 76

4 .21185 -25,46081

-14.88909

4842288 -30.29623

920.271 60

33.98041

-24,86878

82001

22919 19

3,04473

-16392

-81,88736 17,79079

19,861 07

0 The Samuelocrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAMS AND LOSSES Master Group of Porffolios From 11-01-99 Through 10-31-00


Gain Or Loss Open Close Cost Date Date Quinuty Sctunty B"s Procceds Short Term Long Term

03-02-99 01-14-00 3.400 W TYCO INTL LTD NEW 127,77540 183.82983 560S443 COM

03-02-99 07-14-00 3,30000 TYCO INTL LTD NEW 124,01730 178,42306 54405 76 COM

11-01-93 07-14-00 120000 UNITED TECHNOLOGIES 18,58050 72,92377 5424327 CP COM

07-29-98 07-14-00 1 40000 EMERSON ELEC CO COM 85,247 54 98,31801 3,07047 02-18-99 07-14-GO 250000 HEWLETT PACKARD CO 132,42938 335,93729 203 407 9 1

COM 02 19-99 07-14-00 30000 HEWLETT PACKARD CO 16,07209 40,30048 24,22840

COM 09-30-99 07-14-00 60000 BECTON DICKINSON & 16.67214 16,36943 -30271

Co COM 10-01-99 07-14-00 1,60000 BECTON DICKINSON & 43,77840 43,65182 -12658

CO COM 06-19-97 07-14-00 2,40000 HOUSEHOLD INTL INC 88,40000 107,87640 19,47640

COM G4-28-00 07-14-00 40000 VOICESTRFAM WIRELESS 38,54000 59,99668 21,35668

COM 11 ~08-96 07-14-00 1,53300 AT&T COPP COM 34,57443 51,277 14 16702 71 11-11-% 07-14-00 6,60000 AT&TCORPCOM 153.28046 220,76262 67,482 16 08-13-99 07-14-00 1,02600 CONOCO INC CL B 26,821 79 25,89763 -924 16 11-13-95 07-14-00 3,00000 USX MARATHON GROUP 54,82SOO 76,68293 21,857 83

COM NEW 06~23-00 07-14-00 1,70000 KING 73,088 10 57.81200 -15 .276 10

PRARMACEUTICALS COM 04-27-00 07-14-00 16.20000 AT&T CORP COM WIRLES 508,99266 426.09626 -92,90640

GRP 03-28-00 07-14-00 1,000.000 00 UNITED STATES TREAS 1,018,359 38 1 .029,023 44 10,66406

NTS 6 875% Due 05- 15-06

12-15-99 07-14-00 232 17396 GNMA 231 09564 229,74338 -1,34226 7 000% Due 12-15-14

12-14 99 07-14-00 533,733 76 GNMA 531 .231 88 528.14624 -3,085 &4 7 OW1. Due 07-15-14

12-14-99 07-14-00 338,05961 GNMA 336.47496 334.32055 -1,95441 7 000% Due 12-15-14

07-13-00 07-14-00 1,960,106 21 FNMA PASS-THRU INT 20 1 .914,778 75 1,907,428-36 -7,35039 YEAR 7 000% Due 08-01-19

12-14-99 07-14-00 381.46024 GNMA 379,672 15 377,46694 -2,20531 7 000% Due 12-15-14

03 26-99 07-15-00 24,94495 FLEETWOOD 25.11281 24.94495 -26786 6 900% Due 03-15-12

09-22-99 07-15-00 4,33761 ONMA 4.28610 4,33761 5151 6 SWA Due 10-15.08

11-09-99 07-15-00 5,20492 GNMA 5,16741 5,20482 3741 6 SWI. Due 06-15-08

12 14-99 07-15-00 2,23962 GNMA 2,22912 2,23962 1050 7 000% Due 07-15-14

12-14-99 07-15-00 1,44664 GNMA 1.43996 1,44664 678 7 000% Due 12-15-14

12-14-99 07-15-00 4,65671 GNMA 4,63488 4 .65671 2193 7 000%. Due 12-15-14

09 22-" 07-15-00 13,55800 GNMA 13,39700 13,55800 161 00 6 500%. Due 07-15-09

64

0 The Samuel Wris Noble Foundation . Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAWS AND LOSSES Master Group of Portfolios From 11-01-99 Through 10-31-00

Gain Or Loss

Proceeds Short Term Long Term

1,57701

4,70000

924 10

6.24948 8,98970

39.74672

30.42648

21,35168

2,66996

3,581 88

1,193%

3,10430

2,86550

3,34309

1,790914

1.79094

2,62671

1,19396

1 193%

1 .19396

1,552 15

23879

20,07329 491,39395

13 37109 38.958 12 21,12473 42.859 10 32,66891

17,69441

17,23074

-2,19496 -31 .87605

65


Open Close Cost Date Date Quantity Security Basis

09-22-99 07-15-00 1,57701 GNMA 1.55829 6 50(r/. Due 02-15-09

11-05-99 07-15-00 4.70000 GNMA 4,66402 6 5004/. Due 07-15-09

12-15-99 07-15-00 82409 GNMA 82023 7 OWK Due 12-15-14

07-29-98 07-17-00 10000 EMERSON ELEC CO COM 6,089 11 06-19-97 07-17-00 20000 HOUSEHOLD B4Tl, INC 7,36667

COM 06 19-97 07-17-00 90000 HOUSEHOLD Drrt INC 33.15000

COM 11-01-93 07-17-00 5GO 00 UNITIED TECHNOLOGIES 7.741 97

CP COM 10-01-99 07-17-00 80000 BECTON DICKFNSON & 21,98920

Co COM 10-04-99 07-17-00 10000 BECTON DlCK[NSON & 2,93638

Co COM 10-08-97 07-17-00 60000 TENNECO AUTOMOTIVE 15.89938

rNIC COM 02-13-98 07-17-00 20000 TENNECO AUTOMOTIVE 4,478 58

INC COM 03-09-98 07-17-00 52000 TENNECO AUTOMOTTVE 12,26306

INC COM 06-10-98 07-17-00 48000 TENNECO AUTOMOTIVE 10,78327


INC COM 06-12-98 07-17-00 30000 TENNECO AUTOMOTIVE 6.52791


INC COM 06-17-98 07-17-00 44000 TENNECO AUTOMOTIVE 9,481 27


[NC COM 07-01-98 07-17-00 20000 TENNECO AUTOMOTIVE 4,12594



INC COM 11-12-98 07-17-00 4000 TENNECO AUTOMOTIVE 73944

INC COM 06-23-00 07-17-00 30000 INVITROGEN CORP COM 22.26825 04-12-00 07-17-00 4,50000 INTERNATIONAL BUS 513,27000

MACHCOM 11-21-97 07-19-00 84500 VISTEON CORP COM 7,24059 12-19-97 07-18-00 2,46200 VISTEON CORP COM 22.49722 08-27-98 07-19-00 1,33500 VISTEON CORP COM 18,30595 07-29-98 07-19-00 70000 FA1FMON ELEC CO COM 42.62377 03-02-99 07-19-00 60000 TYCO INTL LTD NEW 22,54960

COM 11-01-93 07-IM 30000 UNITED TECHNOLOGIES 4,645 12

CPCOM 06-19-97 07-18-00 40000 HOUSEHOLD TNITL INC 14,733 .33

COM

16037 1 .62303

659672

22,68460

-12 .317 50

-3.28462

-9,15876

-7,91777

-9,02520

4,73697

-4,64897

-6854 56

-2,961 87

-2 .931 88

-2,778 7S

-3.26405

-50065

6.13050 16,46090 2.81978 234 33

10.12031

13,03928

2,49741

1873

3598

397

-53752

-16742

0 The Samuelwrls Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAfNS AND LOSSES Master Group of Porffolios From 11-01-99 Through 10-31-00

Open Close Date Date Quantity Sccunty

06-24-97 07-1"0 30000 HOUSEHOLD INTL INC COM

06-26-97 07-IMO 1,80000 HOUSEHOLD INTL INC COM

07-21-97 07-19-00 60000 HOUSEHOLD INTL INC COM

08-10-99 07-19-00 10000 BLOCKBUSTER WC CL A 10-23-95 07-1"0 1,40000 USX-U S STL COM 06-04-96 07-1"0 1 .60000 USX-U S STL COM 10-0192 07-18-00 100 QWFST

COMMUNICATIONS COM 04-12-00 07-18-00 20,00000 COSTCO WHSL CORP

NEW COM 04-25-00 07-18-00 4.500 00 COSTCO W`HSL CORP

NEW COM 07-29-98 07-19-00 60000 EMERSON ELEC CO COM 11-01-93 07-19-00 100000 UNITED TECHNOLOGIES

CP COM 07-21-97 07-19-00 1,20000 HOUSEHOLD INTL INC

Com 08-12-97 07-19-00 30000 HOUSEHOLD INTL INC

COM 08-13-97 07-19-00 90000 HOUSEHOLD INTL INC

COM 08-10-99 07-19-00 60000 BLOCKBUSTER INC CL A 09-10-99 07-19-00 20000 BLOCKBUSTER INC CIL A 11-13-95 07-19-00 2,50000 USX MARATHON GROUP

COM NEW 08-10-99 07-20-00 70000 BLOCKBUSTER INC CL A 08-11-99 07-20-00 70000 BLOCKBUSTER INC CL A 03-02-99 07-20-00 20000 TYCO INTL LTD NEW

COM 11-12-98 07-20-00 18000 TENNECO AUTOMOT1111E

INC COM 11-17-98 07-20-00 40000 TENNECO AUTOMOTIVE

INC COM 11-1898 07-20-00 18000 TENNECO AUTOMOTIVE

INC COM 11-19-98 0720-00 4000 TENNECO AUTOMOTIVE

FNC COM 07-07-00 07-20-00 1,400,000 00 FEDERAL HOME LN MTG

CORP 6 520*/ Due 0 1 -02-02

08-26-98 07-21-00 4,900 00 CITIGROUP INC COM 03-02-99 07-21-00 70000 TYCO INTL LTID NEW

COM 03-03-99 07-21-00 20000 TYCO INTL LTD NEW

COM 03-03 99 07-21-00 60000 TYCO FNTL LTT) NEW

COM 03-03-99 07-21-00 2,80000 TYCO INTL LTD NEW

Com 06-23-00 07-21-00 3,40000 CORE LABORATORIES N

v COM 06-28-00 07-21-00 1,80000 CORE LABORATOlUES N

v Com

66

STATEMENT I I Page 66 of I L4

Gmn Or Loss Cast Ban Proceeds Short Term Long Term

11,25023 12,92306 1,67283

68,42376 77,53935 9,114 59

2.3,00874 25,846 12 2837 38

1,50000 98559 -51441 42,07000 26,62599 -15,44401 47,64800 30,42970 -17,21830

1258 54 13 41 55

1,178,126 00 694,527 19 493.59982

252,56250 154,01961 -98,54389

36,53466 36.90560 370 94 15,48375 59,489 14 43005 39

4601748 5360077 7 58329

11,85500 13,40019 1,545 19

35.48658 40,20058 4,71400

9.00000 5,%980 -3,03020 3,00000 1,96043 -1,03957

45.687 50 63.67937 17 .991 87

10,50000 6,96476 -3,535 24 10.53500 6,96477 .3,57023 7,51620 10,98963 3 473 43

3,32749 1,05206 -2,27543

7,39229 2,33792 -5,05436

3,335 75 105207 -2.28368

73420 23379 -50041

1,393 .168 00 1 .391,502 00 -1,66600

17441472 340,99022 166 .575 50 26.30670 37,71838 11,41168

7,52975 10,77668 3,24693

22.62750 32,33004 9,702 54

104,94050 150,97352 45,93302

105.67540 67,17223 -38,503 17

54.27496 35,561 77 -18,713 09

0 The Saniucloerts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAWS AND LOSSES Master Group of Porffolios From 11-01-99 Through 10-31-00

Open Ciose Date Date Quantly- Security

07-06-00 07-21-00 60000 CORE LABORATORIES N v COM

06-23-00 07-21-00 2,70000 INIF"ATIONAL SPEEDWAY CL A

06-28-00 07-21-00 1,50000 INTERNATIONAL SPEEDWAY CL A

07-07-00 07-21-00 70000 INTERNATIONAL SPEEDWAY CL A

05-16-00 07-21-00 4,20000 BRISTOL MYERS SQUI13B COM

12-09-9,4 07-24-00 12 .56600 VERIZON 00MMUNICATIONSCOM

02-28-95 07-24-00 16,71400 VERIZON COMMUNICATIONSCOM

02-28-95 07-24-00 1 .58600 VERIZON COMMUNICATIONS COM

02-2996 07-24-00 1 .58600 VERIZON COMMUNICATIONS COM

09-01-96 07-24-00 1,83000 VERI70N COMMUNICATIONS COM

09-10-96 07-24-00 5,95600 VERIZON COMMUNICATIONS COM

04-03-97 07-24-00 7,96200 VER[ZON COMMUNICATIONS COM

03-19-99 07-24-00 1,00000 TYCO INTL LT11) NEW COM

0323-99 07-24-00 50000 TYCO INTL LTD NEW COM

03-23-99 07-24-00 10000 TYCO INTL LTD NEW COM

05-16-00 07-24-00 2,60000 BRISTOL MYERS SQUIBB COM

07 1"0 07-24-00 50000 BRISTOL MYERS SQUIBB COM

07-10-00 07-24-00 4.00000 BRISTOL MYERS SQUIBB COM

07-27-98 07-24-00 5.300,DDO 00 FEDERAL NATL MTG ASSN MTN 5 5WI. Dun 07-24-00

D4-03-97 07-25-00 12,00000 VERIZON COMMUNICATIONS COM

01-11-96 07-25-00 1,60200 AGILENT TECHNOLOGIES COM

01-16-96 07-25-00 3,05100 AGILENT TECHNOLOGIES COM

01-19-96 07-25-00 1,06800 AGILENT TECHNOLOGIES Com

05-05-97 07-25-00 1,90700 AGILENTTECKNOLOGIES COM

07-10-00 07-25-00 2 .8D0 00 BRISTOL MYERS SQUIBB COM

03-23-99 07-2&-00 50000 TYCO INTL LTD NEW COM

02 24-98 07-26-00 50000 PHILLIPS PETE CO COM 12-06-99 07-26-00 9,20000 CIRCUIT CITY STORE INC

CIRCT CITY GRP

67


Gain Or Loss Cot Basis Pmccds Shot Tcm_ Long Term

10.73928 11,85393 1,11465

105,83001 $7,74707 -1808294

61,70070 49.74838 -12,95232

30,74050 22 74924 .7,99126

237,90400 210,73342 -27,07058

312,19300 609,384 17 297,191 17

454,63450 810,54010 355,90560

43.14050 76.91256 33,77206

55,915 50 76,91256 21,09706

63.05550 88,74527 25,68977

196.18240 283,98486 97,80246

233,19852 386.11465 152916 13

37.36975 55,49685 18,128 10

19 .5392S 27.74842 9.209 17

3,70785 5,43631 1,72846

147,21200 131,95209 .15,25991

29.51500 25,37540 4,13960

236,12000 201,12249 -34,997 52

5,29U43 75 5,300,000 00 1,65625

351 .46725 585,83004 234,36279

36,44071 75,74404 39,303 33

67.90661 144,25409 7634748

24.343-30 50.49602 26,152 72

60 .978 50 90,16472 29,18622

165,28400 135.628 59 -29,65541

19,53925 27,97406 9.43481

22,93975 23,96940 1 12965 399,94700 223,87544 -176,07156

The Samuel Wris Noble Foundation, Inc ELN 73-0606209 October 31, 2000 SRNF

REALIZED GAWS AND LOSSES Master Group of Portfolios From 11-01-99 Through 10-31-00


Gain Or Loss Open Close Cost Date Date Quantit) Security BAMS Proeccds ShortTerm Long Term

12-07-99 07-26-00 260000 CIRCUIT CITY STORE INC 111,851 74 63269 15 48,58259 CIRCT'CITY GRP

06-23-00 07-26-00 5.30000 PROFIT P ECOVERY 73.594 14 53,43334 -20 15080 GROUP COM

06-28-00 07-26-00 3DO 00 PROFIT RECOVERY 4,48938 3.024 53 -1,46495 GROUPCOM

05-01-00 07-26-00 7,60000 IDS UNIPHASE CORP COM 791 .35000 1 031,354 77 240,00477 07 14-00 07-26-00 1,40000 IE)S UNIPHASE CORP COM 155,83750 189,98641 34 14891 02 10-98 07-27-00 1,10000 PHILLIPS PETE CO, COM 49,12292 53.41427 4 351 31 02-24-98 07-27-00 80000 PHILLIPS PETE CO COM 36,54360 38,89038 2,34678 11 19-98 07-27-00 22000 TENNECO AUTOMOTIVE 4,039 12 130042 2 737 70

INC COM 11-20-98 07-27-00 12000 TENNECO AUTOMOTIVE 2,19147 70932 -1,482 15

INC COM 11-23-98 07-27-00 26000 TENNECO AUTOMOTIVE 4,69843 1,53696 -3,161 57

INC COM 12-18-98 07-27-00 1,30000 TENNECO AUTOMOTIVE 25,00245 7 .684 30 -17 .318 15

INC COM 02-04-99 07-27-00 16000 TENNECO AUTOMOTIVE 2691 45 945 76 .1 74569

INC COm 05-07-99 07-27-00 1 .66000 TENNECO AUTOMOTIVE 23,34953 9,81226 .13,537 27

INC COM 05-10-99 07-27-00 1,16000 TENNECO AUTOMOTIVE 16,00642 6,85676 -9,14966

INC COM 05-11-99 07-27-00 70000 TENNECO AUTOMOTIVE 9.63849 4.13770 .5,50079

INC COM 05-12-99 07-27-00 76000 TENNECO AUTOMOTIVE 10,45476 4,49236 -5,96240


INC COM 05-17-919 07-27-00 14000 TENNECO AUTOMOTIVE 1 83508 82754 -1 00754

INC Com 09-2099 07-27-00 62000 TENNECO AUTOMOTIVE 5,953 73 3,66483 -2 18890

INC Com 0921-99 07-27-00 32000 TENNECO AUTOMOTIVE 2,95056 1,991 52 .1,05904

INC COM 11-0499 07-27-00 20000 SCHERING PLOUGH COPP 10,941 74 879531 -2,G46 43

COM 11 10-99 07-27-00 3.60000 SCHERING PLOUGH CORP 199.95472 15"15 51 41 53921

COM 12-07-9-9 07-27-00 5,80000 CIRCUIT CITY STORE INC 249.51542 135,45795 .114.05747

CIRCT CITY GRP 06 2"0 07-27-00 1 .80000 PROFIT RECOVERY 26,93628 16,89297 -10,04331

GROUPCOM 09-21-99 07-28-00 48000 TENNECO AUTOMOTIVE 4.42583 2,835 50 .1,59033

INC Com 09-22-99 07-28-00 29000 TENNECO AUTOMOTIVE 2,65079 1,65404 -99675


INC COM 10-05-99 07-28-00 64000 TENNECO AUTOMOTIVE 5,96875 3,78067 -2,18808

INC COM 10-06-99 07-2MO 1 .46000 TENNECO AUTCIMOTTVE 13,21092 8,62466 4,58626

INC COM 10 19-99 07-2" 42000 TENNECO AUTOMOTIVE 3 .40347 2,481 07 -92240

INC COM

68

0 The Sarnuel *rts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF


Gain Or Loss

ShoriTerm Long Term

-7,99685

-57,57631

-5 .14975

.1,83232

-11,89594 2,61953

Proceeds

30,863 79

224.W 75

6.82193

1,70548

57,22896 13,91953

20,29736 1,100,000 00 330,00000 220,000 DO 220,00000 220,WO 00 44000000 22000000 22000000 140,54923

100,00618

64,86897

9,971 40

1.794 80

62 .831 50 45,43869 14,34906

1,802,601 56

2,10800

3,40000

49,101 82

17,68069

26963052

3.607 19

69,54946 28,73423

1 .74994

264,75796 494.98228 763,628 13 901,75263

.4.471 55

-71 61324

-2.08465

-9.55704 -2.67577

14994

-59,68004 -1 37J06 97

69


Open Close Cost Date Date Quantal) Security Hams

11-10-99 07.2"0 70000 SCHERING PLOUGH COPP 38,96064 COM

11-15-99 07-28-00 5.10000 SCHERING PLOUGH CORP 282.44106 COM

06-2" 07-28-00 90000 PROFIT RECOVERY 11,97169 GROUPCOM

07-07-00 07-28-00 20000 PROFIT RECOVERY 3,53790 GROUPCOM

06-23-00 07-28-00 2,40000 KEMET CORP COM 69,12490 07 25-00 07-28-00 90000 GEMINI GENOMICS PLC 11,20000

SPONSORED ADR 02-24-98 07-31-00 40000 PHILLIPS PETE CO COM 18,27180 09-05-91 07-31-00 50,00000 JUSTIN INDS INC OCIM 213.50000 11-27-91 07-31-00 15,00000 JUSTIN INDS INC COM 93,75000 0"1-96 07-31-00 10,00000 JUSTIN INDS INC COM 110,62500 06-20-97 07-31-00 10,00000 JUSTIN INDS INC COM 130,00000 07-10-97 07-31-00 1000000 JUSTIN INDS INC COM 132 50Q 00 09 17-97 07-31-00 2000000 JUSTIN INDS INC COM 303,75000 09-29-97 07-31-00 1000000 JUSTIN INDS INC COM 138,75000 10-02-97 07-31-00 10.00000 JUSTIN INDS INC COM 132,50000 06-03-919 07-31-00 5.20000 NEWELL RUBBERMAID 229,13592

INC COM 06-0499 07-31-00 3,70000 NEWELL RUBBERMAID 166.39196

INC COM 06-10-99 07-31M 2,40000 NEWELL RUBBERMAID 107,32368

INC COM 07-07-00 07-3 1 -GO 1 10000 PROFIT RECOVERY 19,45790

GROUPCOM 07-21-00 07-31-W 20000 PROFIT RECOVERY 2,94592

GROUPCOM 06-23-00 07-31-00 1 .00000 MIL11PORE COPP COM 71,91500 06-23-00 07-31-00 1 .90000 KFMET CORP COM 54 .72380 06-29-00 07-31-00 60000 KFMET CORP COM 15.70500 11-30-99 07-31-00 1,800 0010 00 UNITED STATES TREAS 1,919,562 50

NTS 6 625% Due 07 .3 1 -01

10-01-92 07-31-00 24800 MEDIACINE GROUP INC 000 COM

06-17-93 07-31-00 40000 MEDIAONE GROUP INC 000 COM

03-23 99 OM 1 -00 90000 TYCO INTI. LTD NEW 33,37065 COM

11-1599 0" 1 -00 40000 SCHERING PLOUGH CORP 22,15224 COM

11-16-99 08-01-00 6.10000 SCHERING PLOUGH CORP 341,243 76 COM

07 21-00 09-01-00 40000 PROFIT RECOVERY 5.691 84 GROUPCOM

06-23-00 08-01-00 1,10000 MILLIPORE CORP COM 79.10650 06-2"0 08-01-00 1.20000 KEMET CORP COM 31,41000 07-26-00 08-01-00 10000 GEMINI GENOMICS PLC 1,60000

SPONSORED ADR. 04-1"0 0" 1 -00 4.60000 TEXAS rNSTRS INC COM 324,43800 04-25-00 OM 1 -00 8.60000 TEXAS INSM INC COM 632.08925 04-29~99 OM 1 -00 10,20000 APPLIED MATLS INC COM 264,60993 12-29-95 G"I-M i 3.0W 00 MICROSOFT CORP COM 142,79687

2,02576 886 50000 246,25000 109,37500 90,00000 87 Soo Do 13625000 81 25000 87 50000 -8958669

-66,395 78

42,45491

2,10800

3,40000

15731 17

499,01920 758,955 75

.9,586 50

.1051 12

-9,09350 .9,285 11 -1,355 94

-15.96094

0 The Sainue1wrts Noble Foundation, Inc EIN 73-0606209 October 31 . 2000



Gain Or Less Open Close Cost Date Date Quantity Security Basis Proceeds ShoriTerm Long Term

06-21-00 08-01-00 10,00000 MICROSOFTCOR-PCOM 786,87500 693.65587 -93.219 13 06-26-00 08-01-00 13,30000 MICROSOFT CORP COM 1,054,025 00 922,56231 -131 46269 07-10-00 0"] -00 5.00000 MICROSOFT CORP COM 400,45300 346.82793 -5362507 06-23-97 08-01-00 100,00000 NOBLE DRILLING CORP 684.37500 4,43233200 3 747,937 00

COM 12-14-99 08-01-00 96399 FNMA PASS-THRU BLLN 93718 96399 2681

MULTI 7+ 6 5900/6 Due 11-01-07

01-04-00 OM 1 -00 96399 FNIvtA PASS-THRU BLLN 92287 %399 4112 MULTI 7+ 6 5906/. Due 11-01-07

12-14-99 08-01-00 50054 FNMAPASS-THRU BLLN 504 18 50054 -364 MULTI 7+ 7 409% Due 11-01-09

12-17-99 08-01-00 283 51 FNMA PASS-TURU BLLN 28697 28351 -346 MULTI 7+ 7 595%DucOl-01-10

11-09-99 08-01-00 4,40442 GNMA. PASS-THRU X 4,37276 4,40442 3166 SINGLE FAMILY 6 5004/. Dm 05-15-08

11-09-99 08-01-00 33,96937 GNMA PASS-THRU X 33,62494 33,96837 24343 SINGLE FAMILY 6 5000/. Due 03-15-09

11-21-97 08-02-00 6,80000 FORD MTR CO DEL COM 6,731 70 136,00000 12926830 12-19-97 0"2-00 1880000 FORD MTR CO DEL COM 52,93559 376,00000 32306441 08-27-98 08-02-00 10,20000 FORD MTR CO DEL COM 177,83699 204,00000 26,16301 02-24-98 0"2-00 30000 PHILLIPS PETE Co COM 13,70395 1560449 1,90064 03-19-98 0"2-00 1 70000 PHILLIPS PETE CO COM 84,61359 88.42543 3,811 84 06-2"0 0"2-00 50000 KEMET CORP COM 1308750 12,36928 -71822 07-07-00 08-02-00 40000 KEMET CORP COM 10,57000 9.99543 -674 57 06-23-00 08-02-00 9.60000 NOVA CORP GA COM 306,52800 101863 14 -204,664 86 0628-00 08-02-00 5.10000 NOVACOPPGACOM 148,343 19 54,11480 -94,228 39 07-07-00 08-02-00 2,30000 NOVACORPGACOM 66,17468 24,404 71 41,76997 06 23-00 08-02-00 10000 HISPANIC 3,69740 3.20082 49658

BROADCASTINGCLA 06-23-87 0"2-00 200,000 GO NOBLE DRILLING CORP 1,368,750 00 9,029,298 00 7,660,548 00

COM 04-11-97 0"3-00 2,50000 GUIDANTCOPPCOM 37,419 12 143,62020 106,201 08 04 11-97 08-03-00 90000 GUIDANT CORP COM 13,47099 51,75952 39,28864 03-19-98 0"3-00 90000 PHILLIPS PETE CO COM 39,819 16 42,771 77 295361 12-18-98 0"3-M 1,00000 PHILLIPS PETE CO COM 41,84250 53,46471 11,62221 07-07-00 08-03-00 60000 KEMETCORPCOM 15,95500 14 .04595 -1,80905 06-23-00 08-03-00 10000 HISPANIC 3,69740 3,11664 -58076

BROADCASTING CL A 07-10-00 08-03-00 5,30000 BRISTOL MYERS SQUIBB 312,85900 286,47875 -26,38025

COM 04-25-00 08-03-00 13.50000 COSTCO WHSL CORP 757,68750 463,75274 -293,934 76

NEW COM 03-23-99 08-04-00 60000 TYCO INTL LTD NEW 22,247 10 31 .56026 9,313 16

COM 09-09-97 0844-00 2.70000 WELLS FARGO & CO NEW 72,06975 118.73258 46.66283

COM 09-09-97 08-04-00 20000 WELLS FARGO & CO NEW 5,33850 8,80196 3 .46346

COM 12-18-98 08-04-00 2,30000 PHILLIPS PETE CO COM 96.23775 121,39063 25,152 98 04-01 98 08-04-00 4,07500 GAP INC DEL COM 82,16957 122,194 16 40024 59

70

STATEMENTH Page 70 of 1 14

The Sarnutelleerts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Porffolios From 11-01-99 Through 10-3 1-00

STATEMENTII Page 71 of H4

Gmin Or Loss Open Close cost Date Date Quantit) Secunty B2315 P~eeds ShoriTerm LongTtrw

12-18-98 0"4-00 3.150 DO GAP INC DEL COM 100,13850 9445694 -5681 66 11-16-99 0844-00 5,90000 GAP INC DEL COM 224 .711 72 1 73,920 53 .30791 19 08-03-00 08-04-00 20000 DELTAGEN(NC 4,12SOO 3,59738 -53762 06-23-00 0"-00 10000 HISPANIC 3.69740 3 .11236 -58504

BROADCASTING CL A 10-01-92 08-04-00 030 AT&T CORP COM 447 921 474 03-13-98 08-07-00 10000 WELLS FARGO & 00 NEW 3.19367 4,43860 1,24493

COM 03-23-99 08-07-00 40000 TYCO WIT, LTD NEW 14,83140 21 .23629 6,40489

COM 10-14-99 0"7-00 60000 TYCO INTI, LTD NEW 26,53425 31,95443 5,320 18

COM 12-18-99 08-07-00 1.20000 PHILLIPS PETE CO COm 50.21100 (4,154166 13,94366 12 28-98 08-07-00 70000 PHILLIPS PETE 00 COm 29.69701 37.42355 7,72654 11-16-99 08-07-00 11,70000 GAP INC DEL COM 453.29779 352,441 37 .10095641 07-10-00 09-01-W 1 .40000 GAP INC DEL COM 50,74650 42,17247 -9,57403 10 14-99 08-08-00 40000 TYCO INTL LTD NEW 17.68950 21,77927 4.08977

COM 10 15-99 08-08-00 10000 TYCO INTL LTD NEW 4,29991 5,444 92 1 .14491

COM 04 11-97 0"8-00 1.30000 GUIDANT CORP COM 19,45794 78,69963 59,241 69 06 23-00 OM"O 10000 KENT ELECTRS CORP 2,84300 2.79442 4858

COM 04 11-97 08-09-00 60000 GUIDANTCORPCOM 8.98059 36,19037 2720978 01-22-99 0"-00 25.05000 WORLD-COM INC GA NEW 5.49 .35986 886,91829 337,55843

COM 06-10-99 0"-00 4,20000 NEWELL RUBBERMAID 197.81644 109.35300 -78,46344

INC COM 06-1499 0"-00 20000 NEWELL RUBBERMAID 9,82030 5,20729 -3,61301

INC COM 06-23-00 08-09-00 30000 KENT ELECTRS CORP 9,52900 9.24825 -28075

COM 07-21-00 0"-00 99700 PROFIT RECOVERY 12,76395 7,351 11 -5.41284

GROUPCOM 06-23-87 08-09-00 100,00000 NOBLE DRILLING CORP 684,37500 4.603 .956 00 3,919 .481 00

COM 02-13-98 08-10-00 2,10000 DYNEGY INC NEW CL A 58 .57992 t70 .590 74 112.01092 10-19-99 08-10-00 2000 TENNECO AU`TOMOTIVE 16207 11954 4253

INC COM 10-20-99 08-10-00 49000 TENNECO AUTOMOTIVE 3.78537 2,86896 -91651

INC COM 10-21-99 08-10-00 32000 TENNECO AUTOMOTIVE 2.47730 1 .912 57 -564 73

INC COM 06-04-96 08-10-00 90000 USX-U S STIL COM 26,90200 16,10721 -10,69479 07-09-96 08-10-00 2.70000 USX.U S STL COM 75,06000 48,321 64 -26.73836 04-09-97 08-10-OD 200000 USX-U S STL COM 51,51000 35.793 go -15 .71620 04-29-97 08-10-00 30000 USX-U S STL COM 957775 5,36907 .3.20868 07-09-99 09 10-00 2,050 GO WORLI)COM INC GA NEW 122,623 76 69,17638 -53,447 38

COM 011-30-99 0940-00 7.65000 WORLDCOM INC GA NEW 386.00625 238.14598 .127,86027

COM 07-21-00 08-10-00 90300 PROFIT RECOVERY 12,94933 7,64056 .5.20877

GROUPCOM 0"2-00 08-10-00 30000 DELTAGENINC 4,50000 4,49985 -015 06-23-00 08-10-00 70000 COMMSCOPE INC COM 23,75100 17,57235 -6,17965

71


The Sarnuelocrts Noble Foundation, Inc 0

EIN 73-0606209 October 31, 2000

SRNF


Gain Or L~s Open Clinx CM1 Date Date Quantity S~Unty Buis Procceds Short Term Long Term

06-23-97 08-10-00 50.00000 NOBLE DRILLING CORP 342,18750 2,322,402 00 1,98021450 COM

10-15-99 08-11-00 50000 TYCO INT'L LTD NEW 21,49955 27,394 13 5 99458 COM

10-15-99 08 11-00 1000-0 TYCO INTL LTD NEW 4,35050 5 478 83 1 .12833 COM

02-13-98 08-11-00 2,70000 DYNEGY INC NEW CL A 75.31704 220.63232 145,315 28 04-29-97 08-11-00 1,30000 USX-U S ST-L COM 37,17025 23,36697 -1390329 01-04-96 08-11-00 6.20000 ALCOA INC COM 167,02566 203.96203 36,93637 03-1 "0 08-11-00 20,00000 NIKE INC CL B 654,85400 941,66257 296809 57 0830-99 08-11-00 75000 WORLDCOM INC GA NEW 37,84375 25,165 56 -12678 19

COM 08-31-919 08-11-00 9,15000 WORLDCOM INC GA NEW 462,30436 307.01983 -155,284 53

COM 10-07-99 08-11-00 1,00000 WORLDCOM INC GA NEW 48,61593 33,55408 -1506195

COM 06-23-00 09-11-00 60000 COMMSCOPE INC COM 20,359 DO 14,93446 -5,423 54 06-23-00 08-11-00 40000 KENT ELECTRS CORP 11 .37200 9,70707 .1,6&4 93

COM 08-02-00 08-11-00 20000 DELTAGENINC 3,00000 2,99990 -010 02-13-98 08-14-00 1,90000 DYNEGY INC NEW CL A 53.00088 160,90050 107,89962 01-04-96 08-14-00 3.71600 ALCOA INC COM 100,10764 124,29604 24 18840 02-1696 08-14-00 8400 ALCOA INC COM 2.00598 2,80971 803 73 04-29.97 08-14-00 70000 USX-U S STL COM 20,014 75 12,49192 -7,522 83 09-10-97 08-14-00 30000 USX-U S STL COM 11,95275 5,35369 -6,59907 04-01-98 08-14-00 80000 ELECTRONIC ARTS INC 3724128 70 .501 80 33 .2450 52

COM 10-07-99 09-14-00 8,50000 WORLDCOM INC GA NEW 413.23543 294,209 18 -119,02625

COM 06-23-00 08-14-00 10000 HISPANIC 3,69740 2,60054 -1,096 86

BROADCASTING CL A 06-23-00 08-14-00 50000 KENT EL.ECTRS CORP 14,21500 12,003 79 -2211 21

COM 06-23-00 08-14-00 3 50000 COMMSCOPE INC COM 118,75500 85,11960 -33,63540 0"2-00 08-14-00 10000 DELTAGENFNC 1 .50000 1,49995 -005 06-23-97 08-14-00 100,WO 00 NOBLE DRILLING CORP 684,37500 4.719,822 DD 4,035.447 00

Com 02-13-98 08-15-00 3,90000 DYNEGY INC NEW CL A 108,79128 333.085 54 224.29426 12-18-98 09-15-00 10000 DYNEGYFNCKEWCLA 2,55300 8.54066 5.98766 02-16-96 08-15-00 3,30000 ALCOA INC COM 79.80618 112,68959 33,88241 09-10-97 oa-i5-oo 1,20000 USx-U S STL OOM 47.91100 21 .20437 -26,60663 10-08-97 08-15-00 30000 USX-U S STL COM 10,471 50 5,30109 -5 17041 04-01-98 08-15-00 60000 PHELPS DODGE CORP 3838488 26,04447 -1234041

COM 04-01-98 08-15-00 10,50000 HOME DEPOT INC COM 241 71000 572.48079 330.77079 04-01-98 08-15-00 4,90000 GILLETTE CO COM 299,551 70 148,03042 -151 521 28 04-01-98 08-15-00 2,30000 ELECTRONIC ARTS INC 107,06968 210,67790 103,609 12

COM 04-06-98 08-15-00 2 .90000 MCDONALDS CORP COM 89.22096 95,811 64 6,59068 06-2MO 08 15-00 200000 COMMSCOPE INC COM 75 19020 53,00282 -22,19738 08-02-00 08-15-00 20000 DELTAGENFNC 3,00000 3,00989 989 0621-00 08-15M 16 5DO 00 AMERICAN HOME PRODS 995984 55 954,169 76 4181479

CP COM 06-22-00 08-15-00 12,00000 AMERICAN HOME PRODS 717,63240 693,941 64 .23,69076

CP COM

72


The Samue1wris Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Por~folios From 11-01-99 Through 10-31-00

GsuoOrLoss Open (lose Cost Date Date Quantity Secunty Basis Fr~eeds Short Term Long Term

03-26-99 08-15-00 22,90786 FLEETWOOD 23,053 76 22,90796 -24590 6 900% Due 03-15-12

09-22-99 08-15-00 1,87737 GNMA 1 .85508 1,87737 2229 6 500% Due 10-15-08

11-09-99 08-15-00 5,20803 GNMA 5.17060 5.20803 3743 6 500% Due 06-15-09

09-22-99 08-15-00 12,30383 GNMA 12.15772 12~303 93 146 11 6 500% Due 07-15-09

09-22-99 08-15-00 1 .07950 GNMA 1,06668 1,07950 12 82 6 500% Due 02-15-09

11-05-99 08-15-00 4,221 58 GNMA 4,13926 4,221 58 3232 6 500% Due 07-15-09

12-18-98 08-16-00 700 OD DYNEGY INC KEW CL A 17.97100 60,562% 42.69196 02-16-96 08-16-00 1,70000 ALCOA INC COM 40.597 12 58,66555 18 .06943 10-08-97 08-16-00 1,90000 USX-U S STL COM 66,31950 33,95509 -3236441 12-18-98 08-16-00 2,70000 DYNEGY INC NEW CL A 68.93100 232,51597 163,59497 11-13-95 08-16-00 10.00000 HOW DEPOT INC COM 92,20667 500,45629 408,24962 11-13-95 08-16-00 5,00000 HOME DEPOT INC COM 46,10333 250,228 14 2014,12481 04-01-98 08-16-00 2,60000 HOME DEPOT INC COM 59,85200 131,26338 71 .41138 04-01-98 08-16-00 1 .10000 ELECTRONIC ARTS INC 51,20676 99,93235 47,72559

OOM 06-29-00 08-16-00 50000 COMMSCOPE INC COM 18,79755 12,83627 .5,96128 07-07-00 08-16-00 1,20000 COMMSCOPE INC OOM 44,31000 30,80705 -13.50293 06-23-00 08-16-00 20000 ANTEC CORP COM 8,03230 8,84450 81220 04-12-00 08-16-00 13,00000 HOME DEPOT INC COM 900,854 50 649.20743 -251,64707 04-25-00 09-16-00 9,50000 HOME DEPOT INC COM 564 .63250 474,42091 -90211 69 06-23-87 08-16-00 50,00000 NOBLE DRILLING CORP 342,19750 2,397,400 00 2,055.212 50

COM 12-18-98 08-17-00 2,90000 DYNEGY INC NEW CL A 74,03700 257,74949 183,71249 12-18-98 08 17-00 1 .40000 HEWLETT PACKARD CO 72.54702 152,657 77 80,11075

COM 04-14-99 08-17-00 3.90000 HEWLETT PACKARD CO 215.24462 425,26092 210,01630

COM 04-15-99 08-17-00 50000 HEWLETT PACKARD CO 27,99024 54.52063 26,64039

COM 04-01-98 08-17-00 16,4000-0 GILLETTECOCOM 1 .002,591 20 491,17507 -511406 13 06-23-00 08-17-00 2,50000 LINENS N THINGS INC 63.94750 70,643 14 6,79564

COM 06-23-00 08-17-00 50000 ANTEC CORP COM 20.08075 21,701 17 1 .62042 06-23-87 08-17-00 50,00000 NOBLE DRILLING CORP 342.19750 2.428,W 00 2,086,460 50

COM 07-26-00 08-1" 70000 TYCOM LTD COM 22,40000 26.59050 4,19050 05-05-92 08-19-00 4.60000 GENERAL MTRS CORP CL 46,24751 141,18492 94,93741

H NEW 12-18-98 08-19-00 1,10000 DYNEGY INC NEW CL A 29,09300 97.94173 69,75873 11-13-95 08-1" 1,40000 USX MARATHON GROUP 25.59500 39,05702 12,47202

COM NEW (16-09-00 08-1" 2,10000 CONOCO INC CL A 51,10203 51,26285 16082 10-08-97 08-18-00 80000 USX-U S STL COM 27,92400 13,97553 .13,94847 09-23-98 08-18-00 2,70000 USX-u S sm com 60,37254 47,16742 -13,205 12 09-30-98 08-1" 1,50000 USX-U S STL COM! 36.70200 26,204 13 -10,49787 10-01-98 08-18-00 2,00000 USX-U S STL Com 47,19620 34,93893 -12,247 37 06-14-99 08-1" 6,00000 NEWELL RUBBERMAID 264,60900 155.80040 .108 .90960

INC COM 06-17-99 08-18-00 2.40000 NEWELL RUBBERMAID IG6.327 44 62,32016 -44,00728

INC COM 73


The Sarnuelwrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF REA,LIZED GAWS AND LOSSES


Gain Or Less

Open Close Cost Date Date Quantity Security Basis Proceeds Short Term Long Term

06-21-99 08-18-M 10000 NEWELI RUBBERMAID 4 .561 79 2,59667 -1,96S 12 INC COM

09-08-99 08-18-00 640000 NEWELL RUBBERMAID 199.643 52 166.18709 -33,45643 INC COM

09-09-99 08-18-00 520000 NEWELL RUBBERMAID 167,99276 135.02701 -32,96575 INC COM

09-1099 08-18-00 1,90000 NEWELL RUBBERMAID 63,24530 49,33679 -13,90851 INC COM

11-0299 08-19-00 8,00000 NEWELL RUBBERMAID 278,56,480 207 .73396 -70,83094 INC COM

07-10-00 08-18-00 230000 NEWELL RUBBERMAID 61,08800 59.72348 -1,36452 INC COM

06-23-00 08-1" 1 .30000 LINENS N THINGS INC 33,20070 3765441 4,453 71 COM

06-28-00 08-18-00 70000 LINENS N THINGS INC 19,45153 20.27545 823 92 COM

06~23-00 08-18-00 20000 ANTEC CORP COM 8.03230 8 74346 711 16 04 12-00 08-IMO 5,00000 SANDISKCORPCOM 464.21900 348 73037 -11549863 04-13-00 08-1"0 1.60000 SANDISKCORPCOM 156.58992 111,593 72 -4499620 07-07-00 08-1" 500,00000 FEDERAL HOME LN BKS 498,95500 499,50000 54500

6 7500/. Dw 05-01-02 10-15-9-9 08-21-00 10000 TYCO INTL LTD NEW 4,35050 5,59491 1 .24431

COM 10-18-99 08-21-00 20000 TYCO INTL LTD NEW 8,69929 11,18963 2,49034

COM 12-01-99 08-21-00 50000 TYCO INTL LTD NEW 20,47090 27,97406 7,503 16

COM 05-05-92 08 21-00 1,30000 GENERAL MIRS CORP CL 13,06995 40,95841 27 79846

H NEW 04-06-98 08-21-00 1,70000 MCDONALDS CORP COM 52.301 94 53,72075 1418 81 04 13-00 08-21-00 2,30000 SANDISK CORP COM 225,09901 166,923 55 -5827446 04 1 "0 08-21-00 70000 SANDISK CORP COM 68.98640 50.772 39 -1821401 08 18-98 08-22-00 7,70000 RELIANT ENERGY INC 221 .93700 282,503 56 60666 56

COM 09-12-97 08-22-00 5,30000 HALLIBURTON CO COM 222,54859 281 659 10 59 11051 03-22-00 08-22-GO 80000 GRAINGER W W INC COM 41 .623 52 24 759 17 -16,864 35 03 23-00 08 22-00 20000 GRAINGER W W INC COM 10.87692 6 18979 4.687 13 12-01-99 0822-00 50000 TYCO INTL LTD NEW 20,47090 2797406 7,503 16

COM G4-11-97 09-22-00 50000 GUIDANT CORP COM 7,48382 30.041 94 22 558 12 06-09-00 08-22-00 1,00000 CONOCO INC CL A 24.33430 24,324 18 -10 12 01-28-85 08-22-00 14,00000 PEPSICO INC COM 31 .53023 611.11879 57958856 01-30 85 08-22-00 6,00000 PEPSICO INC COM 13.57117 261.90806 248,33689 02-16-00 0822-00 15,00000 EL PASO ENERGY CP DEL 560,55600 966,13409 305,57809

COM 04-06-98 08-22-GO 140000 MCDONALDS CORP COM 43,072 19 44,292 14 1,21995 04-18-OD 08-22-00 1,70000 SANDISK CORP COM 167.53840 126,085 30 41,453 10 04-19-00 01-22-00 1 .70000 SANDiSK CORP COM 179,55485 126,08531 -53,46954 04-20-00 08-22-00 1 .300 DO SANDISK CORP COM 128,14763 96,418 17 -31.72946 07-14-99 08-22-00 223 .92965 W F S FINL 223 .78969 223,92965 13996

5 9000/6 Due 05-20-02 08-18-98 08-23-00 60000 FLELLkNT ENERGY INC 17.29600 22 16326 4,977 26

COM 09-10-98 08 23-00 3,00000 AES CORP COM 39,14595 175,32315 136,177 2C 09-21-98 08-23-00 509 DO CITIGROUP INC COM 12,59080 39,01955 26,42875 11-18-98 09-23-00 1 291 00 CITIGROUP INC COM 38.60262 98,96708 603644(

74


The Sarnuewrts Noble Founda(ion, Inc EIN 73-0606209 October 31 . 2000

SP,NF REALIZED GAINS AND LOSSES


Gain Or Loss Open Close Cost Date Date Quantity Sectinty Basis Prmeeds Short Term Long Term

03-23-00 08-23-00 10000 GRAINGER W W INC COM 5,43846 3,094 89 -2 343 57 04-11-97 08-23-00 20000 GUIDANTCORPCOM 2,993 53 11,98960 8,99607 06-09-00 08-23-00 1 10000 CONOCO INC CL A 26.76773 27,07636 30863 11-13-95 08-23-00 1.50000 USX MARATHON GROUP 27,41250 42,48609 15 073 58

COM NEW 10-01-98 08-23-00 70000 USX -U S STL COM 16,515 17 11,91136 4,60381 10-05-98 08 23-00 40000 USX-U S STI, COM 9,42000 6,90649 -2613 51 04-12-99 08-23-00 2,00000 DYNEGYINCNEWCLA 21,972 10 92,39791 7042S81 04-20-00 08-23-00 3 .10000 SAND[SK CORP COM 305,58281 233.96686 -71,61595 06-01-00 08-23-00 1 80000 SANDISK CORP COM 116,711 10 135,95173 19,14063 12-01-99 08-24-00 300 GO TYCO INTL LTD NEW 12,282 54 16,784 4,501 90

COM 03-23-00 08-24-00 1,40000 GRAINGER W W INC COM 76,13844 43,41604 -32,72240 03-23-00 08-24-00 10000 GRAINGER W W INC COM 5,41763 3,101 15 -2,31648 03-23-00 08-24-00 20000 GRAINGER W W INC COM 10,57700 6,19009 4,38691 03-24-00 08-24-00 40000 GRAINGER W W INC COM 22,07000 12,38019 -968981 03 24-00 08-24-00 20000 GRAINGER W W INC COM 11,03500 6,19009 4,84491 05-05-92 08-24-00 4,60000 GENERAL MTRS CORP CL 46,247 51 156,38833 110 14092

H NEW 01 21-00 08-24-00 60000000 FINOVA CAP CORP MTN 570,21600 420,OGO 00 -ISO,21600

BE 6 33VI. Due It -24-03

01-21-00 08-24-00 490.00000 ICI WILMINGTON INC 474,13380 477,43640 3.30260 6 9500/. Due 09-15-G4

01-21-00 09-24-00 110.00000 ICI WILMINGTON INC 106,174.20 107.17960 1,00540 6950*/.Dw09-l5-04

12-01-99 08-25-00 40000 TYCO INTL LTD NEW 16,37672 22.65004 6.273 32 COM

03-24-00 08-25-00 10000 GRAINGER W W INC COM 5,517 50 3,10195 -2,41555 09-10-97 08-25-00 10.90000 WASHINGTON FED INC 248,853 31 220,348 14 -28 50517

COM 04-06 98 08-25-00 6,10000 MCDONALDS CORP COM 187,67168 194,08026 -3,S9142 06-2MO 08-25-00 20000 KENT ELECTRS CORP 5,69600 5,67423 -1177

COM 03-24-00 08-28-00 10000 GRAINGER W W INC COM 5,517 50 3,098 99 -2 4 1 a 61 09 10-97 08-28-00 75000 WASHINGTON FED INC 17.12293 15,23397 -1,98906

COM 10-08-97 08-2" 9,25000 WASHINGTON FED INC 240.905 79 197,884 35 -52921 44

COM 04-06-98 08-28-00 3.30000 MCDONALDS COPP COM 101,52730 99,34780 -2,179 50 04-25-00 08-28-00 27.50000 PFIZER INC COM 1,186,225 00 1,192,717 68 6,49268 05-09-00 08-28-00 36,90000 PFIZER INC COM 1,643,189 59 1,5916 073 12 47,11647 04-25-DO 08-28-00 9,00000 AMERICAN EXPRESS CO 461,992 50 530,534 10 68,54160

COM 03-30-00 09-28-00 9,00000 AMERICAN EXPRESS CO 454.477 50 530,53409 76,05659

COM 06-16-00 08-2" 20000 AMERICAN EXPRESS CO 10,29424 11 .78965 1,49541

COM 04-29-919 08-28-00 6,90000 APPLIED MATLS INC COM 176,40662 570.23442 393,82790 06-30-00 08-28-00 5,00000 APPLIED MATLS INC COM 45500000 419,29002 -35,70998 07-21-00 08-28-00 14,40000 ELAN PLC ADR 715,54752 908,05641 92,50889 OMI-00 08-28-00 30000 ELAN PLC ADR. 16.42779 16,834 51 40672 10-08-97 08-29-00 6,48000 WASHINGTON FED INC 169,69421 132.43058 -36,26363

COM 12-18-98 08-29-00 3 52000 WASHINGTON FED INC 78,80000 71.93760 -6 .36240

COM

75

STATEMFNTII Page 76 of 1 14

The Samuel9terts Noble Foundation, Inc EfN 73-0606209 October 31, 2000



Gain Or Loss Open Close Case Dale Date Quanliq Security Basis Precetds Short Term Long Term

07-27-00 08-29-00 40000 DISCOVERY PARTNRS 7.58020 7,80366 22346 INTL COM

07-27-00 08 29-00 30000 DISCOVERY PARTNRS 5.40000 5.852 74 452 74 INTLCOM

04-25-00 08-29-GO 50000 HOME DEPOT INC COM 2971750 24,747 S7 496993 08-01-00 08-29~00 700000 HOME DEPOT INC COM 35737030 346,46604 -10,90426 07-27-00 08-30-00 10000 DISCOVERY PARTNRS 1.80000 1,981 Is 18118

INTL COM 08-21-00 08-30-00 40000 DISCOVERY PARTNRS 7,22852 7.92473 69621

INTLCOM 0" 1 -00 08-30-00 3,75000 HOME DEPOT INC COM 191 .44837 190,39823 -11,05014 08-01-00 08-30-00 6,15000 HOME DEPOT INC COM 313,97533 297.51293 -16,46240 01-16-92 08-31-00 089 FORD MTR CO DEL COM 5 35 22 16 1681

PARS001 04-10-96 08-31-00 3,10000 LINCOLN NATL CORP IND 7678700 164,80393 8801683

COM 04-12-99 08 31-00 60000 DYNEGY INC NEW CL A 6.59163 27,02202 20,43039 014 13-99 08-31-00 70000 DYNEGY INC NEW CL A 7,65835 31,52568 23 867 33 08-21-00 08-31-00 60000 DISCOVERY PARTNRS 10.84278 12,037 57 1 194 79

INTL COM 06-23-00 08-31-00 1,00000 KENT ELECTRS COPP 29,43000 28 3776S -52 35

COM 06-28 00 08-31-00 40000 KENT ELECTRS CORP 11 .32000 11,35106 31 06

COM 03-30-99 08-31-00 1,000,000 0-0 UNITED STATES TREAS 1,031 .406 25 1,001,093 75 -30312 50

NTS 6 50VI. Due 08-3 1 -01

07-31-00 09-31-00 1,0010,000 00 UNITED STATES TREAS 1,000,507 81 1,001,093 75 58594 NTS 6 500%. Due 08-3 1 -01

10-29-99 08-31-00 1,500,000 00 FHLB 1,493.895 00 1,488,945 00 4,95000 5 875% Due 08-15-01

02-04-00 09-01-00 40000 ALTER-A CORP COM 14.26332 25,239 15 10,97583 06-23-00 09-01-00 10000 REGISTER COM INC COM 3,54400 1,26245 -2,28155 06-2"0 09-01-00 90000 KENT ELECTRS CORP 22.W 00 23,55291 91281

COM 10-30-69 09-01-00 50,0-0000 NOBLE A.FFILJATES INC 13,12306 1,959,914 00 1,946,790 94

COM 12-14-99 09-01-00 96973 FNM.A PASS-THRU BLLN 94276 96973 2697

MULTI 7+ 6 590% Due I "1 -07

01-04-00 09-01-00 96973 FNMA PASS-THRU BLLN 92836 96973 41 37 MULTI 7+ 6 590% Due I " 1 -07

12-14-99 09-01-00 50394 FNMA PASS-THRU BLLN 50760 50394 -3 66 MULTI 7+ 7 409% Due 11 -0 1 -09

12 17-99 09-01-00 28548 FNMA PASS-THRU BLLN 2&8 96 29549 -349 MULTI 7+ 7 595% Due 01-01-10

07-26-00 09-01-00 3,566 12 FNMAPASS-THRU BLLN 3,513 74 3,566 12 5238 SNGLE 7. 7 000%. Due 09-0 1 -06

07-26-00 09-01-00 1 .33100 FNMA PASS-THRU BLLN 1.31145 1,33100 19 55 SNGLE 7- 7 000% Due 09-01-06

76

The Samuel*erts Noble Foundation, Inc ELN 73-0606209 October 31, 2000


Master Group of Porfficilios From 11-01-99 Through 10-31-00


11 -09~99 09-01-00 4,40864 GNMA PASS-THRU X SINGLE FAMILY 6 500% Due 05-15-08

11-09-99 09-01-00 3664 29 GNMA PASS-THRU X SINGLE FAMILY 6 500% Due 03-15-09

08 26-98 09-05-00 022 CITIGROUP INC COM 11 23-99 09-05-00 10000 AMERICAN ELEC PWR

INC COM 02-04-00 09-05-00 1,70000 ALTERA CORP COM I 1-is-99 09-OS-00 061 CMGROUP INC COM 05-10-99 09-05-00 1.50000 FIRST SEC CORP DEL

COM 02-29-00 09-05-00 023 CITIGROUP INC COM 06-23-00 OM5-W 40000 ANTEC CORP COM 06-23-00 09-05-00 50000 REGISTER COM INC COM 06 2"0 09-05-00 10000 KENT ELECTRS CORP

COM 07-07-00 09-05-00 60000 KENT ELECTRS CORP

COM 10-30-69 09-05-00 50.00000 NOBLE AFFILJATES INC

COM 09-12-97 09-G6-00 4,GOO 00 HALLIBURTON CO COM 10-02-98 09-G6-00 1 .10000 ASSOCIATES FIRST CAP

CLA 04-10-96 019-06-00 2,40000 LINCOLN NATL CORP IND

COM 05-it-99 09-06-00 7DO 00 FIRST SEC CORP DEL

COM 05-14-99 09-06-00 1,20000 FIRST SEC CORP DEL

COM 05-17-99 09-06-00 1,00000 FIRST SEC CORP DEL

COM 05-18-919 09-06-00 20000 FIRST SEC CORP DEL

COM 04-21-98 09-06-00 30000 NORTHROP GRUMMAN

CORPCOM 07-16-98 09-06-00 1 .00000 NORTHROP GRUMMAN

CORPCOM 07-17-98 09-06-00 50000 NORTHROP GRUMMAN

CORP COM 06-23-00 09-06-00 40000 ANTEC CORP COM 06-23-00 09-06-00 70000 P EGISTER COM INC COM 05-09-00 09-06-00 12.90000 MEDTRONIC INC COM 07-10-00 09-06-00 2,60000 MEDTRONIC INC COM 10-30-69 09-06-00 350,00000 NOBLE AFFILJATES INC

COM 06-26-95 09-07-00 13,61200 HONEYWEL.L. INC COM 10-06-95 09-07-00 28800 HONEYWELL INC COM 10-02-98 09-07-00 30000 ASSOCIATES FIRST CAP

CL A G4-13-99 09-07-00 1,30000 DYNEGYINCNEWCLA 04-14-99 09-07-00 1 .60000 DYNEGY INC NEW CL A 06-23-00 09-07-00 2,20000 ANTEC CORP COM 0,6 23-00 09-07-00 200 GO REGISTER COM INC COM 06-2"0 09-07-00 300 GO REGISTER COM INC COM

77


Gain Or Loss Cos( Basis Proceeds ShorlTerrn Long Term

4.37695 4,40864 3169

3,63794 3,66428 2634

600 1944 13 44 3.217 50 3,59488 377 39

60,61911 102,66008 4204097 1375 3899 2513

28,87950 22,642 19 -6,23731

986 1944 10 59 16,06460 13,272 55 -279205 17,72000 590605 -11813 95 2,93000 294613 11673

17461 26 17,68039 2t9 t3

13,12306 1 .97241400 1959,29094

167,96120 217,62633 49,661 13 32.64937 42,568 57 9,919 19

59,44900 127,67574 68,22774

13,477 10 10,77460 -2,702 50

22,784 16 18,47074 4.31342

18.68520 15 392 28 -3,29292

3,72760 307846 -649 14

31,29000 24,021 70 -7 26830

98007 70 8007233 -17,935 37

45.27470 40,133616 -5,238 54

16,06460 12 124 59 .3,94001 24.90800 7253 50 -17 554 50

728,91775 669,245 16 .59,572 59 131,37800 134 88662 3 50962 91,86142 14,163,272 00 14,071 410 58

319,95638 527,26908 209,31270 6,51372 11,155 85 4,642 13 8,90437 11,58399 2,67961

14,22265 62,83080 48,608 15 17,38360 77,33022 59.94662 8"55 30 70.88845 -17,46685 7,08800 2,015 35 5.07265 11,00889 302303 -798586


The Samuel*erts Noble Foundation, Inc

EIN 73-0606209

October 31, 2000 SRNF


Afaster Group of Porffolios

From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Quantity Secanty - BMW proceeds Short Term Long Term

06-23-00 09-07-00 70000 ANADIGICS INC COM 24,99741 22,221 31 -2 766 10 08-16-00 09-07-DO 3,60000 CLEAR CHANNEL 306,42300 227.44005 -78 982 95

COMMUNCOM 01 14-99 09-07-00 3,20000 INTEL CORP COM 109.02208 215,991 20 106969 12 05-16-00 09-07-00 2,00000 INTEL CORP COM 121,95060 134.994 50 13,04390 06-01-00 09-07-00 3,80000 INTEL CORP COM 243,075 17 256,48955 13,41438 06-05-00 09-07-00 190000 94TEL CORP COM 125,88288 128,2" 77 2 361 88 10-30-69 09-07-00 38,60000 NOBLE AFFILIATES INC 10,13100 1,599.896 00 1,589,765 00

Com 10-02-98 09-08-00 60000 ASSOCIATES FIRST CAP 17,80875 23.31222 5,503 47

CL A 04-1096 09-08-00 90000 LINCOLN NATL CORP IND 22,29300 48,81851 26 523 51

Com 06-23-00 09-08-00 1 .50000 ANTEC CORP COM 60,24225 46,41460 -13,82765 06-28-00 09-011410 1,80000 ANTEC CORP COM 76,72356 55,69752 -21,02604 07-13-00 OM8-00 50000 SPARTECHCORPCOM 14.02085 12,93041 -1,09044

NEW 08-16-00 09-0&00 70000 CLEAR CHANNEL 59,58225 45,401 67 -14.18058

COMMUNCOM 08-29-00 09-11-00 66500 SYNAVANT INC 5,45997 6.10948 64951 08-30-00 09-11-00 595 00 SYNAVANT INC 5,00960 5,46638 45678 08 31-00 09-11-00 10500 SYNAVANT INC 89890 96466 6586 09-31-00 09-11-00 46000 SYNAVANT INC 3,991 73 4.226 11 23438 06 28-00 09-11-00 1,20000 ANTECCOPPCOM 51 .14904 35,70865 -15,44039 07-06-00 09-11-00 10000 ANTEC CORP COM 3,95000 2975 72 -974 28 08-16-00 09-11-00 1 .30000 CLEAR CHANNEL 110,652 75 83682 98 -26,96987

COMMUN COM 10-30-69 09-11-00 4.40000 NOBLE AFFILIATES INC 1,15493 181,40561 180250 78

COM 01-17 97 09-11-00 60000000 ASSOCIATES CORP 620.67600 604.83600 -15,84000

NORTH AMER 7 500% Due 04-15-02

10-02-98 09-12-00 60000 ASSOCIATES FIRST CAP 17,80875 23,91920 6,01045 CLA

10-02-98 09 12-00 1,50000 ASSOCIATES FIRST CAP 44,521 97 59,23792 14 71594 CLA

07-06-00 09-12-00 80000 ANTEC CORP COM 31 .60000 23,963 52 -7,63648 04-25-00 09-12-00 1,40000 TEXAS [NISTRS INC COM 102,89825 82,355 99 -20,542 36 05-01-00 09-12-00 10,00000 TEXAS INSTRS INC COM 792,42500 589,256 37 -204 .16863 06-16-00 09-12-00 240000 TEXAS INSTIRS INC COM 193,71528 141,181 53 -52 .533 75 07-10-00 09 12-00 750000 TEXAS FNSTRS INC COM 521,14350 441 19227 .79,951 23 07-06-00 09-13-00 50000 ANTEC CORP COM 19,75000 14,92590 -4924 10 06-04-97 09-14-00 5,70000 TRITON ENERGY LTD 256,97025 283,571 80 26,601 55

ORD 11-10-98 019-14-00 1,00000 FOX ENTMT GROUP INC 22,50000 30,41398 7,91398

CLA 10-02-98 09-14-00 1 10000 ASSOCIATES FIRST CAP 32,64937 43,87302 11,22364

CLA 04-21-93 09-14-00 15,00000 COLGATE PALMOLIVE CO 221,861 25 712,93970 491 07845

Com 07-13-00 09 14-00 10000 SPARTECH CORP COM 2,804 17 2,49441 -30976

NEW 06-23-00 09-14-00 10000 AMPHENOLCOPPNEW 6,26250 6,265 56 3 06

CLA 07-06-00 09-14-00 40000 ANTEC CORP COM 15.80000 11,55677 4,24323

78


The Sainuelocrts Noble Foundation, Inc EfN 73-0606209 October 31 . 2000


Master Group of Por6folios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Quantity S"unty Basis Proceeds ShoriTerm Long Term

08-16-00 09 14-00 60000 CLEAR CHANNEL 51.07050 39665 71 -1240479 COMMUNCOM

06-04-97 09-15-00 5,00000 TRITON ENERGY LTD 22541230 247,83972 22,427 22 ORD

03-07-95 09-15-00 30000 PFULLIPS PETE CO COM 10,46550 20,99796 10,43246 03-07-95 09-15-00 2,10000 PHILLIPS PETE CO COM 73,47490 W,285 74 72,81094 11 10-98 09-15-00 20000 FOX ENTIVIT GROUP INC 4,50000 6,10045 1,60045

CL A 10-05-98 09-15-00 2,20000 USX-U S STL COM 51.81000 37.54998 -14,260 12 10-06-98 09-15-00 10000 USX-U S STL COM 2.28734 1.70681 -58053 074)6-00 D9-15-00 60000 ANTEC CORP COM 23.70000 15.67195 .8,02805 07-07-00 09-15-00 1,10000 ANTEC CORP COM 46.48776 28,73192 -17755 94 06-23-00 09-15-00 90000 ANADIGICS INC COM 32,12667 21,89501 -10.231 66 06-28-00 09-15-00 90000 ANADIGICS INC COM 29,90880 21.99501 -9,01379 06-30-00 09-15-00 40000 ANADIGICS INC COM 13.40608 9,731 11 -3 .67497 07-07-00 09 15-00 50000 ANADIGICS INC COM 16.73190 12,16389 4,56791 08-09-00 09-15-00 1,10000 ANADIGICS INC COM 29.22843 26.76057 -2,46786 N-22-99 09-15-00 1,845 91 GNMA 1.82389 1,94591 21 92

6 500% Due 10- 15-08 11-09-99 09-15-00 5,227 17 GNMA 5 18960 5 227 17 37 57

6 500% Due 06-15-08 09-22-99 09-15-00 11,44843 GNMA 11,31248 11,44843 135 95

6 500-1. Due 07-15-09 0922-99 09-15-00 1,09060 GNMA 1,07765 1,09060 1295

6 500% Due 02-15-09 11-05-99 09-15-00 4.53739 GNMA 4,50265 4,53739 34 74

6 5WI. Due 07-15-09 03-26-99 09-15-GO 22,92195 FLEETWOOD 23,16908 22,921 95 -247 13

6 9006/. Due 03-15-12 10-02-98 09 18-00 90000 ASSOCIATES FIRST CAP 23,74500 30.16595 6,42095

CLA 10-06-98 09-18-00 30000 USX-U S STL COM 6,96202 5,171 17 -1 .69085 10-07-98 09-18-00 20000 USX-U S STL COM 4,45246 3,44744 -1,00502 10-08-99 09-18-00 1 .20000 USX-U S STL COM 26.34649 20.68467 -5,66191 10-13-99 09-18-00 2.00000 USX-U S STL COM 45,10000 34,47445 -10.62555 05-19-00 09-18-00 30,00000 HOOPER HOLMES INC 396,13200 285 55442 -110,577 58

Com 05-25-00 09-1 10.00000 HOOPER HOLMES INC 119.53900 95,18481 -24,353 19 COM

06-30-00 09-18-00 20.D00 00 HOOPER HOLMES INC 17066400 190,36961 1970561 COM

07-13-00 09-18-00 1,80000 SPARTECH CORP COM 50,47506 43,09956 -7375 50 NEW

08-21-00 09-18-00 1,10000 AJOEC CORP COM 45.27424 26.61229 -18.66195 10-02-98 09-19-00 20000 ASSOCIATES FIRST CAP 5.93625 7,591 74 1,64549

CLA 10-02-9& 09-19-00 30000 ASSOCIATES FIRST CAP 8,90437 11,35453 2,4SO 15

CLA 10-02-98 09-19-00 10000 ASSOCIATES FIRST CAP 2,968 12 3 .72387 755 74

CLA 08-10-00 09-19-00 30000 NEW FOCUS INC COM 34,50000 27,651 57 -6,94943 02-23-99 09-19-00 20000 DELPHI AUTO SYS CORP 3,62820 2.976 16 -65204

COM 02-24-99 09-19-00 70000 DELPHI AUTO SYS CORP 12,67875 10.41656 -2,262 19

Com

79


The Sainue0erts Noble Foundation, hic EIN 73-0606209 October 31, 2000



Giin Or Loss Open Close Cost Date Date Quantity S~Unty Basis Proceeds ShoriTerin Long Term

07-13-00 09-19-00 50000 SPARTECH CORP COM 14,02085 872990 -529095 NEW

07-07-00 09-19-00 60000 ANTEC CORP COM 25,35696 1455959 -10,79737 09-09-00 09-19-00 90000 ANTEC CORP COM 39,38292 21 83939 -17,543 53 06-23-00 09-19-00 20000 AMPHENOL CORP NEW 12,52500 11,903 56 -721 44

CLA 06-04-97 0920-00 3,60000 TRITON ENERGY I.TD 162,29700 175,01500 12 71800

ORD 06-05~97 09-20-00 4,00000 TRITON ENERGY LTD 181,45360 194,461 11 13007 51

ORD 06 24-97 09-20-00 1 .50000 TRITON ENERGY LTD 66,115 .35 72,92291 6,80756

ORD 06-2547 09-20-00 1,10000 TRITON ENERGY LTD 48,49449 53,47680 4,98231

ORD 06-2747 09-20-00 20000 TRITON ENERGY LTD 8,951 16 9,72306 771 90

ORD 02-24~99 09-20-00 30000 DELPHI AUTO SYS CORP 5,43375 4,40949 -1 .02426

COM 03-03-99 09-20-00 1,00000 DELPHI AUTO SYS CORP 18.55000 14,69831 -3,851 69

COM 03-04,99 09-20-00 1.00000 DELPHI AUTO SYS CORP 19,42500 14,69831 -3,72669

COM 03-05-99 09-20-00 10000 DELPHI AUTO SYS CORP 1,83408 1,46983 -36425

COM 08-10-00 D9-20-00 60000 NEW FOCUS INC COM 69,00000 55,71690 -13,283 10 03-05-99 09-20-00 10000 DELPHI AUTO SYS CORP 1,83408 1,48645 -34763

COM 03-09-99 09-20-00 10000 DELPHI AUTO SYS CORP 181125 1 .475 16 -33609

COM 10-02-97 09-20-00 2,00000 CORNING INC COM 95.20920 601 .87953 50667033 09-09-M 09-20-00 3,20000 ANTEC CORP COM 140,029 16 69,63544 -7039272 0821-00 09-20-00 3,60000 ANTEC CORP COM 149.17024 78,33986 -69,93038 07-10-00 09-20-00 1 .60000 RADIO ONE INC CL D NON 27.77600 23,79920 -3.97680

VTG 07 13-00 09-20-00 40000 SPARTECH CORP COM 11,21668 6,19467 -5,03201

1 NEW 08-16-00 09-2040 2.10000 SPARTECH CORP COM 52,06761 3246953 -1959808

NEW 08-21-00 09-20-00 2,00000 SPARTECH CORP COM 51,77000 30,92337 -20,94663

NEW 03-05-99 09-21-00 80000 DELPHI AUTO SYS CORP 14,67264 11 .50965 -3,16399

COM 03-08-99 09-21-00 10000 DELPHI AUTO SYS CORP t,916 13 1 .43959 -177 55

COM 08 10-00 09-21-00 70000 NEW FOCUS INC COM 80,50000 65,224 73 -15,27527 03-08 99 0921-00 90000 DELPHI AUTO SYS CORP 16,345 17 13,06081 -3,284 36

COM 03-09-99 09-21-00 90000 DELPHI AUTO SYS CORP 16,30125 13,06081 -3,24044

COM 07-17-98 09-21-00 10000 NORTHROPGRUMMAN 9.05494 842325 -631 69

CORP COM 07-21-98 09-21-00 1,00000 NORTHROP GRUMMAN 92,02200 84,23249 -7,78951

CORPCOM 07-22-98 09-21-00 70000 NORTHROP GRUMMAN 63,177 10 58,962 74 421436

CORPCOM

so


The Samucterts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Less Open Close Cost Dxle Date Quantity Security Basis Proceeds ShortTerm Long Term

07-23-98 09-21-00 1,00000 NORTHROPGRUMMAN 8669440 94,73249 -2461 91 COPPCOM

08-04-98 09-21-00 1,40000 NORTHROPGRUMMAN 105,45739 117,92549 12,468 11 COPPCOM

08-05-98 09-21-00 1,60000 NORTHROPGRUMMAN 119,61968 134,77198 15 .152 30 CORP com

12-18-98 09-2 1 -GO 1,70000 NORTHROP GRUMMAN 125,21350 143,19523 17,991 73 CORP COM

08 11-99 09-21-00 12,GOO 00 LUCENT TECHNOLOGIES 763,47000 401 .09990 -362,37020 Com

08-17-98 09-21-00 2,40000 TELLAB.% INC COM 70,10808 118.27645 48.16837 08-18-98 09-21-00 1,20000 TELLABS INC COM 35.41950 59,08 23 23,71873 03-16-99 09-22-00 50000 CADENCE DESIGN SYS 12,023 10 12,38028 357 19

INC COM 08-10-00 09-22-00 40000 NEW FOCUS INC COM 46,00000 36J98 59 -9,80141 08-11-00 09-22-00 20000 NEW FOCUS INC COM 22,96840 19,09930 4,76910 03-10 99 09-22-00 1,00000 DELPHI AUTO SYS CORP 18,08250 14.41022 -3,67228

com 03 12-99 09-22-00 80000 DELPHI AUTO SYS CORP 14,44000 11,528 17 -2,911 83

Com 04-03-97 09-22-00 3.00000 CISCOSYSINCCOM 16,06093 178,31165 162,25072 09-22-97 09-22-W 2,00000 CLSCO SYS INC COM 16,33333 118,87444 102,541 11 09-21-00 09-22-00 5,00000 ~us,15769V206 90.00000 230,24232 150,24232 03-01-00 09-22-00 20,10000 LUCENT TECHNOLOGIES 1,378,928 34 650,34795 -728,58039

Com 10-07-99 09-22-00 235000 WORLDCOM INC GA NEW 114,24744 62,671 24 51 .57620

Com 02-10-00 09-22-00 10,90000 WORLDCOM INC GA NEW 55171004 290.687 86 -261 022 18

Com 06-28-00 09-22-00 15 50000 WORLDCOM INC GA NEW 693,02050 413 36347 -279,65703

Com 06-08-98 09-22-00 15,00000 INTEL CORP COM 259,76850 724,29693 464,51833 06-24-98 09-22-00 3,00000 04TEL CORP COM 56,79460 144,85737 89,07277 08-18-98 09-22-00 5.40000 TELLABS INC COM 159,39775 264.86926 105,481 51 06 23-00 09-22-00 40000 AWHENOL CORP NEW 25,05000 22,301 13 -2,74887

CLA 06-2"0 09-22-00 10000 REGISTER COM INC COM 3,66963 74997 -2,91966 07-10-00 09-22-00 4,50000 ERICSSON L M TEL CO %,32250 76,01956 -20,30294

ADR CL B SEKIO 03-16-99 09-25-00 30000 CADENCE DESIGN SYS 7,21386 7,53028 31642

INC Com 06 2"0 09-25-00 9.70000 WORLDCOM INC GA NEW 433.69670 261.49843 -172,19827

COM 07-10-00 09-25-00 3.00000 WORLDCOM INC GA NEW 140,62500 90,87580 -59,74920

COM 07-10-00 0925-00 40000 WORLDCOM INC GA NEW 18 .75000 10,76496 -7,98504

Com 07-13-00 09 2"0 6 .90000 WOPLDCOM INC GA NEW 327,369 12 185,695 58 -141,673 54

Com 08 18-98 09-25-00 80000 TELLABS INC COM 23 .61300 38,95718 15,344 18 12-18-98 09-25-00 3,50000 TELLABS INC COM 113,31250 170,43766 57,12516 06-23-00 09-25-00 1,00000 AMPHENOL CORP NEW 62,62500 56,003 13 -6.62187

CLA 06-23-00 09-25-00 83220 CLEAR CHANNEL 61 .49625 49,10468 .12.39157

COMMUNCOM

81


The Samue,*erts Noble Foundation, Inc is EIN 73-0606209 October 31, 2000



Gain Or Loss Open Close Cost Date Date Quint1tv Security Basis Proceeds Short Term Long Term

06-28-00 09-25-GO 1,15177 CLEAR CHANNEL 82,39875 67,96062 -14,428 13 COMMUNCOM

07-07-00 09-2"0 66681 CLEAR CHANNEL 48,867-50 39,34563 -9 521 97 COMMUNCOM

08-16-00 09 2"0 4922 CLEARCHANNEL 4,199 Q 2,90400 -1,28512 COMMUNCOM

10-05-99 09-25-00 600,00000 RELIASTAR FINL CORP 597,83400 616,14600 18,31200 8 0000/. Dw 10-30-G6

09-27-99 09-25-00 38,79595 FNMA REMIC 38,44436 38,79595 351 59 5 9508/6 Due 11 -25-07

06-23-00 09-26-00 9,60000 RADIO ONE INC CL A 201,51552 71,99760 -129,51792 06-28-00 09-26-00 5,30000 RADIO ONE INC CL A 121,40180 39,74867 -81~653 13 07-07-00 09-26-00 2,40000 RADIO ONE 114C CL A 58,74600 17,99,940 40,74660 06-28-00 09-26-00 30000 AMPHENOL CORP NEW 19,564 12 16,51738 .2,04674

CLA 06-23-00 09-26-00 90000 CHEESECAKE FACTORY 24,16725 35,78397 11,61672

INC COM 07-07-00 09-26-00 30000 REGISTER COM INC COM 9.46200 2.05307 -7,40893 06 23-00 09-26-00 2,32000 CLEARCHANNEL 171,43775 136.725 79 -34,711 96

COMMUNCOM 04-27-98 09-27-00 1,60000 BANK OF AMERICA CORP 113~335 31 83,18730 -30.14901

COM 03-16-99 09-27-00 10000 CADENCE DESIGN SYS 2,40462 2,49491 9029

INC COM 11-18-99 09-27-00 80000 LOCKHEED MARTIN 15,98760 26,41927 10.431 67

CORPCOM 11-18-98 09-27-00 4,078 G4 CITIGROUP INC COM 91 .45443 213,18157 121,727 14 11-19-98 09-27-00 92196 CITIGROUP INC COM 20,49436 48,19570 27,701 34 06-28-00 09-27-00 60000 AMPHENOL CORP NEW 37,12824 33,048 15 -4,09009

CLA 06-2"0 09-27-00 40000 REGISTER COM INC COM 14,67952 2,93546 -11,74306 07-07-00 09-27-00 10000 REGISTER COM INC COM 3.15400 733 96 -2,420 14 06 23-00 09-27-00 30000 CHEESECAKE FACTORY 8,05575 11,892 It 3,83636

INC COM 04-2"0 09-2"0 40000 VOICESTREAM WIRELESS 38,54000 46,22998 7,68998

COM 0"3-00 09-28-00 50000 VOICESTREAM WIRELESS 51,55330 57,79747 6,234 17

COM 0"3-00 09-28-00 20000 VOICESTIRFAM WIRELESS 19,71390 23,11499 3,401 09

COM 03-16-99 09-2" 10000 CADENCE DESIGN SYS 2,40462 2,48693 9231

INC COMI 03-01-00 09-28-00 3,20000 LUCENT TECHNOLOGIES 219,53089 101,37677 -118,154 11

COM 03-14-00 09-29-00 5,50000 LUCENT TECHNOLOGIES 373 .853 15 174,241 33 -199,61182

COM 03-15-00 09-2"0 6,10000 LUCENT TECHNOLOGIES 419,44048 193,24948 -225,19100

COM 04-19-00 09-28-00 17,00000 LUCENT TECHNOLOGIES 1,073,189 60 538,564 12 -534,625 48

COM 05-26-00 09-2"0 9,00000 LUCENT TECHNOLOGIES 495,26460 295,122 19 .210 14242

COM 06-02-00 09-28-00 3.10000 LUCENT TECHNOLOGIES 192,76048 98,20875 -94,551 73

COM 07-10-00 09-2"0 3,10000 LUCENT TECHNOLOGIES 173,39950 98,20875 -7518975

COM

92


The Samuel*erts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000

SRNF

REALIZED GAINS AND LOSSES Master Group ofPorffohos From 11-01-99 Through 10-31-00

Gain Or Lass Open Close Cost Date Date Quantity Security Buis Proceeds Shor(Term Long Term

06-23-00 09-28-00 2,20000 MILLIPOPE CORP COM 158.21 .3 00 102,56894 -55,64406 06-28-00 09-28-00 2,30000 MILLIPORE CORP COM 171,90453 107,23116 -64,67337 07-07-00 09-2"0 100000 MILLIPORE COR-P COM 70,63130 4662224 -24.00906 08 16-00 09-28-00 3 1000-0 MILLIPOPE CORP COM 167.19300 144,52996 -22 654 04 07-07-00 09-28-00 40000 AMPHENOL CORP NEW 27,22000 21 .83675 -538325

CLA 06 23-00 09-28-00 6,20000 WESTWOOD ONE INC 223.15660 123,68587 -99.47073

COM 0629-00 09-28-00 3,30000 WEST-WOOD ONE INC 110,50975 65,83280 -44,67595

COM 07-07-00 09-2" 1,50000 WFSTVOOD ONE INC 50.62785 29.92400 -20,70385

COM 0821-00 09-28-00 1 .40000 WESIVOOD ONE INC 39.87900 27.92907 -11,94993

COM 09-26-00 09-28-00 4,80000 WESTWOOD ONE INC 100.46400 95,75679 4,70721

COM 11-1899 09-29-00 20000 LOCKHEED MARTIN 3,99690 6,61923 2,62233

CORPCOM 11-17 98 09-29-00 60000 KIMBERLY CLARK COPP 29,75160 33,62269 3,871 09

COM 11 .1 7~98 09-29-00 20000 KIMBERLY CLARK CORP 9,91720 11 20756 1 .29036


COM 11-19-99 09-29-00 10000 LOCKHEED MARTIN 1,99845 3,31488 1 .31643

COR-P COM 04-27-98 09-29-00 50000 BANK OF AMERICA CORP 35.417 .29 26,68535 .8731 94

COM 03-31-00 09-29-00 1,100.000 00 UNITED STATES TREAS 1,116.199 22 1,114.523 44 -167578

NTS 7 500% Due I 1 -15.01

0"3-99 09-29-00 2000,00000 UNITED STATES TREAS 1,953.593 76 1,959,375 00 5,781 24 NTS 5 2506/. Due 05-15-04

12-14-99 10-01-00 975 50 FNMA PASS-THRU BLLN 94837 975 50 27 13 MULTI 7+ 6 590% Due 11-01-07

01-04-00 10-01-00 97550 FNMA PASS-THRU BLLN 93389 975 50 4161 MULTI 7+ 6 5900% Due 11-0 1 .07

12 14-99 10-01-00 72522 FNMA PASS-THRU BLLN 73049 725 22 -527 MULTI 7+ 7 4WI. Due 11 -0 1 -09

12-17-99 10-01-00 42635 FNMA PASS-THRU BLLN 431 55 42635 -520 MULTI 7+ 7 595% Due 01-01-10

07-26-00 10-01-00 15941 FNMA PASS-TTIRU BLLN 15707 15941 2 34 SNGLE7- 7 000% Due 0""6

07-26-00 10-01-00 1,28800 FNMA PASS-THRU BLLN 1,26908 1,28800 1892 SNGLE7- 7 0000/. Due 09-01-06

11-09-99 10-01-00 4,41879 GNMA PASS-THRU X 4.38703 4,41879 31 76 SINGLE FAMILY 6 5000% Due 05-15-08

83


The Samuel*erts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Portfolios From / 1-01-99 Through 10-3 1-00

Gain Or Loss Open Close Cost

- Date Date Quantity Secunty Bas" Proceeds ShoriTerm Long Term 11-09-99 10-01-00 3,66047 GNMA PASS-THRU X 3,634 16 3,66047 2631

SINGLE FAMILY 6 5000% Due 03-15-09

11-10-98 10-02-00 30000 FOX ENTMT GROUP INC 6,7SO00 7,59931 94931 CLA

04-27-98 10-02-00 70000 BANK OF AMERICA CORP 49.58420 36,92376 -12,66044 COM

11-1098 10-02-00 1 .20000 FOX ENTMT GROUP INC 27.ODO 00 31,36935 4 369 31 CLA

11-18-98 10-02-00 10000 KIMBERLY CLARK CORP 4,97698 5,448 14 47126 COM 11-18-98 10-02-00 10000 KIMBERLY CLARK CORP 4,97689 5,448 14 471 26

COM 11-19-98 10-02-00 10000 KIMBERLY CLARK CORP 4,97698 5,46588 48900

COM 11-19-98 10-02-00 40000 KIMBERLY CLARK CORP 1987000 21,963 50 1993 50

COM 01 13-99 10-02-00 10000 KIMBERLY CLAP K COPP 5,11860 5,46588 347 28


COM 02-18-00 10-02-00 18,60000 DELL COMPUTER CORP 748,22034 561,92633 .186,29401

COM 02-24-00 10-02-00 7,60000 DELL COMPUTER CORP 321 .74372 229.60430 .92,13942

COM 04-01-98 10-02-00 5.60000 MICROSOFT CORP COM 251 .96276 328,22241 76.25965 04-12-00 10-02-00 6,00000 APPLE COMPUTER INC 332,437SO 150.44678 -181,99072 COM 014-1"0 10-02-00 11 .2DO 00 APPLE COMPUTER INC 676,90000 280,83399 -396,06601

COM 04-27-98 10-03-00 1,32120 BANK OF AMERICA CORP 93,58663 71,51317 -22,07286

COM 09-25-98 10-03-00 57880 BANK OF AMERICA CORP 31,92998 31,32922 -59976

COM 11-10-99 10-03-00 10000 FOX ENTMT GROUP INC 2,25000 252291 27291

CL A 11-10-98 10-03-00 10000 FOX ENTMT GROUP INC 2,25000 2,523 9J 27391

CLA 01-13-99 10-03-00 40000 KIMBERLY CLARK COPP 20,47440 2244601 1,971 61

COM 01-14-99 10-03-00 70000 KIMBERLY CLARK COPP 36,192 10 39,29051 3.08841

COM 11-1899 10-03-00 70000 LOCKHEED MARTIN 13,999 15 23,112 52 9,12337

CORPCOM 11-14-91 10-03-00 1,50000 PHILIP MORRIS COS INC 35,21750 45,20474 9,99724 COM G4-02-93 10-03-00 7,50000 PHILIP MORRIS COS INC 124.18750 226,02370 101,83620

COM 11-22-96 10-03-00 6,00000 PHILIP MORRIS COS INC 203,81000 180.81896 -22,991 04 COM

08-11-97 10-03-00 5,00000 PHILIP MORRIS COS INC 228.58750 150,69247 -77,90503 COM

09-10-97 10-03-00 4,00000 PHILIP MORRIS COS INC 175,62000 120,54598 -55,07402 COM

09-12-97 10-03-GO 3,ODO 00 PHILIP MORRIS COS INC 127,084 80 90,40948 -36,675 32 COM

84

The Sannueterts Noble Foundation, hic ELN 73-0606209 October 31, 2000



Gain Or Loss

Share Term Long Term

-7,91501

-11,48731

.38 423 57

-19.03701

.11,768 51

.27.10261

-9,594 H

-22,681 01

Proceeds

21,09555

30,13649

99.45043

60,27299

30,13649

60,27299

30,13649

60,27299

135,33673 119,93228 77,921 15 124,55696

124,556%

105.83272

46,13221

78.6% 12

725 .11957 141 .104 73

308,66661

546,91276 468,78237 460,96933 289.09246 IS.S7498

835,86961

812,55248 1,166,593 21

98,66709 301,90521 399,691 42

61,49099

107,6W 23

36,761 51

3 30549

273.76042

42,31699

73,64873

-1,953 36

85


Open CIwe CM1 Date Date Quantity Secunty Basis

09-29-97 10-03-00 70000 PHILIP MORIUS COS INC 28.91056 COM

09-30-97 10-03-00 100000 PHILIP MORRIS COS INC 41,62380 COM

10-08-97 10-03-00 3,3DO 00 PHILIP MORRIS COS INC 137.87400 COM

10-24-97 10-03-00 2,00000 PHILIP MORRIS COS 94C 79,31000 COM

11-19-97 10-03-00 I,ODO 00 PHILIP MORRIS COS INC 41.90500 COM

01-20-98 10-03-00 2,00000 PHILIP MORRIS COS INC 97.37560 COM

01-29-98 10-03-00 1 .00000 PHILIP MORRIS COS INC 39,73060 COM

02-19-98 10-03-00 2,00000 PHILIP MORRIS COS INC 82,95400 COM

09-15-00 10-03-00 3,30000 BELLSOUTH CORP COM 123,50250 09-19-00 10-03-00 2,9000-0 BELLSOUTH CORP COM 106,59428 0920-00 10-03-00 1,90000 BELLSOUTH CORP OOM 69.69089 09-1 "0 10-03-00 4,59000 SPRINT CORP COM FON 129.814 .22

GROUP 09-15-00 10-03-00 4.59000 SPR.WrCOR.PCOMFON 130.00954

GROUP 09-1"0 10-03-00 3,90000 SPRINT CORP COM FON 109.G49 46

GROUP 09-19-00 10-03-00 J . 7DO 00 SPRINT CORP COM FON 47,16191

GROUP 09-20-DO 10-03-00 2.90000 SPRINT CORP COM FON 78,72979

GROUP 04-01-98 ["3-00 12,50000 MICROSOFT CORP COM 562,41697 02-24-00 10-03-00 4,80000 DELL COMPUTER CORP 203,20656

COM 03-02-00 10-03-00 10.50000 DELL COMPUTER CORP 461 .42250

COM 04-12-00 10-03-00 7,00000 ORACLE CORP COM 530.25000 014-25-00 10-03-00 600000 OPACLECORPCOM 437.68320 05-0"0 10-03-00 5.90000 ORACLE CORP COM 470,52500 07-10-00 10-03-00 3.70000 ORACLE CORP COM 277,66650 07-07-00 10-03-00 20000 JOHNSON & JOHNSON 20,06200

COM 07-07-00 10-03-00 9.00000 JOHNSON & JOHNSON 902,79000

Com 04-12-00 10-03-00 14,00000 VIACOM INC CL B 774,92720 05-09-00 10-03-00 2010000 VIACOM INC CL B 1,095.719 34 06-16-00 10-03-00 170000 VIACOM INC CL B 116,27150 07-07-00 10-03-00 5,20000 VIACOM INC CL B 346.70371 01-03-96 10-04-00 5.20000 HARTFORD FFNL SVCS 125.93100

COM 01-10-96 10-04-00 80000 HARTFORD FINL SVCS 19,17400

COM 03-15-96 10-04-00 1,40000 HARTFORD FINL SVCS 33.96050

COM 09-25-98 10-04-00 700 DO BANK OF AMERICA CORP 39,61487

COM 11-18-99 10-04-DO 10000 LOCKHEED MA.RTTN 199845

CORPCOM

11,93423 12.34800 9,23026 4,25726

-5,45158

-3,21674

.1,02970

-3366

-62,101 93

-152,735 89

16,66276 31 099 17 -9,55567 11,41596 -1,48702

-66,92039

37.72528 70,87397 -17.60441 -44,89850

1,307 064

162,70270


The Sarnuelterts Noble Foundation Inc EIN 73-0606209 October 31, 2000

SRNIF

REALIZED GAINS AND LOSSES Master Group of Por~folios From 11-01-99 Through 10-31-00

GaInOrLoss Open Ctost Cost Date Date QuAntity Secunty Buis Proc"ds Short 1 erm Long Term

11-18-99 10-04-00 40000 LOCKHEED MARTIN 7.99380 13,31083 5.31703 CORP COM

04-16-98 10-04-00 30000 DOVER CORP COM 11,47959 13,84021 236062 01-1499 10-04-00 19300 KIMBERLY CLARK CORP 9,97868 10,914869 97001

COM 01 14-99 10-04-00 30700 KIMBERLY CLARK CORP 15,97282 17 .415 90 1,54298

COM 03-02-00 10-04-00 60000 DELL CONDUTER CORP 26,36700 16,97540 -9,49160

COM 05-12-00 10-04-00 10.50000 DELL COMPLrTEP. CORP 524,103-30 295,31945 -228,783 85

COM 06-23-00 10-04-00 4,80000 CSG SYS INTL INC COM 250,39200 145,422 19 -IG4 969 81 06-23-00 10-04-00 3,80000 BJS WHOLESALE CLUB 111,24500 127,67269 1642769

INC COM 06-23-00 10-04-00 90000 INTERNET SEC SYS INC 74,53297 61,94997 -12,58290

COM 06-28-00 10-04-00 50000 INTERNET SEC SYS INC 43,69600 34.41665 .9,26935

COM 07-07-00 10-04-00 20000 INTERNET SEC SYS INC 20.45800 13,76666 -6,691 34

COM 07-14-00 10-04-00 10000 UJTERNET SEC SYS INC 10,37799 6,893 33 -3494 56

COM 0623-00 10-04-00 1,70000 TETRA TECH INC NEW 38,60190 47.882 13 9,28023

COM 0623-00 10-04-00 1,20000 SPECTRASITE HLDGS INC 29,41056 t9,374 31 40,036 25

COM 0623-00 10-04-00 1 .00000 MERCURY DMPLACTIVE 97 .64100 134.26502 36.62402

CP COM 06-23-00 10-04-00 60000 SWIFF TRANSN CO COM 8,14278 7,65808 48470 04-12-00 10-04-00 50000 INTERNATIONAL BUS 57,03000 56.16468 -865 32

MACH COM 06-05-00 10-04-00 790000 INTERNATIONAL BUS 995,32991 887,401 89 .7,92903

MACH COM 03-15-96 10-05-00 3,70000 HARTFORD FINL SVCS 89,75275 271,872 10 182,11935

COM 04-16-98 10-05-00 20000 DOVER COR-P COM 7.65306 9,07523 1,422 11 09-25-98 10-05-00 30000 BANK OF AMERICA CORP 16,54923 16,053 21 49602

COM 04-10-96 10-05-00 10000 LfNCOL.N NATL CORP IND 2,47700 4,79494 2.31784

COM 05-16-96 10-05-00 4,00000 LINCOLN NATL CORP IND 95.06000 191,79360 96,73360

COM 10-08-97 10-05-00 2,00000 LINCOLN NATL CORP IND 71,96750 95.89690 23.92930

COM 10-26-98 10-05-00 2,00000 LINCOLN NATI, CORP IND 69,29840 95,89680 27,60840

COM 12-18-98 LO-05-00 4,OW 00 LINCOLN NATI, CORP IND 160,61000 191.79360 31,18360

COM 12-09-99 10-05-00 1, 1 DO 00 LINCOLN NATL CORP IND 43,37168 52,74324 9,37156

COM 12-15-99 10-05-00 1,10000 LINCOLN NATL CORP IND 42,51720 52,14324 10,22604

COM 02-18M 10-05-00 2,7DO 00 LINCOLN NATI, CORP IND 92,51605 129,46068 46.94463

COM 02-22-00 10-05-00 4,30000 LINCOLN NATI, CORP IND 127,48468 206.178 12 78.69344

COM

86


The Samuelteris Noble Foundation, Lnc EIN 73-0606209 October 3 1, 2000



Opto CIOR Cmt Gain Or Less

- Date Date Quantity Secunty Buis Prweeds ShortTerm Long Term 02-24-00 10-05-00 60000 LINCOLN NATL CORP IND 17,24194 28,76904 11 .52720

COM 02-25-00 10-05-00 60000 LINCOLN NATL CORP IND 17,054 16 28,76904 11,71488

COM 02-25-00 10-05-00 90000 LINCOLN NATL CORP IND 25,35750 43.15356 17,79606 COM 03-02-00 10-05-00 5,60000 LINCOLN NATL CORP IND 151,49000 268,51104 117,03104 COM 02-25-99 io-os-oo 13.30000 UNIONBANCAL CORP 399,00000 294,14500 -114,85500 COM 06 16-00 10-05-00 5,60000 UNIONBANCALCORP 111 .89352 119,64000 7,75649 COM 07-12-00 10-05-00 1,40000 UNIONBANCALCORP 26,214 16 29,91000 3.69594

COM 07-13-00 10-0"0 1,60000 UNIONBANCALOOPP 29.73040 34,18296 4,45246 COM 06-26-92 10-05-00 26,00000 ULTRAMAR DIAMOND 390,00000 671,42757 281,427 57 SHMRKCOM 09-10-97 10-05-00 1,00000 ULTRAMAR DIAMOND 3403000 25 .824 14 -820586 SHMR-K COM 12-18-98 10-05-00 3.00000 ULTRAMAR. DIAMOND 70,40250 77,47241 7,06991 SHMRKCOM 12-28-98 10-05-00 80000 ULTRAMAR DLAMOND 18,04000 20.65931 2,61931 SHMRKCOM 1 1-17-99 10-05-00 1,80000 ULTRAMAR DIAMOND 48,241 90 46,48345 -1,75835 SI1MRK COM 11-18-99 10-05-00 30000 ULTRAMAR DIAMOND 7,96500 7,74724 -21776 SHMRKCOM 11-29-99 10-05-00 1 .90000 ULTRAMAR DIAMOND 43,670 16 46.48345 2,91329 SRMRK COM 08-31-00 10-05-00 3,30000 ULTRAMAR DLAMOND 77,558 58 85.21965 7.661 07 SHMRK COM 05-18-99 10-05-00 90000 FIRST SEC CORP DEL 16,77420 15.01925 -1,75595 COM 05-20-99 10-05-00 1,00000 FIRST SEC CORP DEL 18,937 50 16,68694 -2,25056 COM 05-25-99 10-05-00 3,20000 FIRST SEC CORP DEL 59,73408 53,39822 -6.335 86 COM 05-26-99 10-05-00 2,10000 FIRST SEC COP P DEL 38,95605 35,G42 58 -391347 COM 0" 1 -99 10-05-00 1,20000 FIRST SEC CORP DEL 22,147 56 20,02433 -2 123 23 COM 06-03-99 10-05-00 80000 FIRST SEC CORP DEL 14.828 16 13,34955 -1,47861 COM 06-G4-99 10-05-00 80000 FIRST SEC CORP DEL 14,90680 13,34956 -1,557 24 COM 01-27-00 10-05-00 250000 AE'INA INC COM 136,82825 154,405 10 17,57685 01-28-00 10-05-00 1,60000 AETNA INC COM 85,90720 99,81926 12,91206 02-01-00 10-05-00 1,40000 AETNA INC COM 79.06248 86.46686 7.40438 02-03-00 10-05-00 2.50000 AETNA INC COM 138.97525 154,405 10 15.42985 02-04-00 10-05-00 2,90000 AETNA INC COM 156,59504 172,933 71 16,33867 02-07-00 10-05-00 70000 AETNA INC COM 39.05860 43,23343 4.17483 03-01-00 10-05-00 2,10000 AETNA INC COM 112,45500 129,70029 17.24529 03-02-00 10-05-00 4,20000 AETNA INC COM 240.60750 259,40057 18.79307 04-14-00 10-05-00 1,40000 AETNA INC COM 76,03162 86,46686 10,43524 04-2" 10-05-00 2,8D0 00 AETNA INC COM 159,39000 172,93371 13 .54371

87

STATEINTENT I I Page 88 of 1 14

The Sarnue1wrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF


Master Group of Port/blios From 11-01-99 Through 10-31-00

G2in Or Loss Open Close Cost Date Date Quantity Security Basis Proceeds Short Tem Long Term

01-18-96 10-05-00 1 .80000 GEORGIA PAC CORP COM 43,09706 44,74039 1 643 33 01-19-96 1"5-00 2,80000 GEORGIA PAC CORP COM 66,141 24 69,59616 345492 01-09-98 10-05-00 5,00000 GEORGIA PAC CORP COM 132,22575 124,27885 -7,94690 01 12-98 10-05-00 3,00000 GEORGIA PAC CORP COM 79,30680 74,56731 A.739 49 12-18-98 10-05-00 12,00000 GEORGIA PAC CORP COM 339,18000 299,26925 -40.91075 02-2"0 10-05-00 6,10000 GEORGIA PAC CORP COM 213,027.25 151,62020 -61,40705 02-29-00 10-05-00 1,40000 GEORGIA PAC CORP COM 47,26890 34,79808 -12,4 70 82 03-01-00 10-05-00 2,40000 GEORGIA PAC CORP COM 81,85224 59,65385 -22,19839 03-02-00 10-05-00 1,20000 GEORGIA PAC CORP COM 39,97344 29,92692 -10 14652 06-09-00 10-05-00 2,50000 GEORGIA PAC CORP COM 73.67975 62,13943 -11,54032 06-13-00 10-05-00 2,10000 GEORGIA PAC CORP COM 59,04843 52,197 12 -6,85131 06 11-98 10-0"0 5 .00000 GPU INC COM 189,43900 159,332 22 -31,105 78 06-12-98 10-05-00 1,40000 GPU INC COM 52.59456 44,33302 -8,251 54 06 15-98 10-05-00 4,00000 GPU[ INC COM 150,20000 126,66577 -23,534 23 12-18-98 10-05-00 2,40000 GPU INC COM 108,52200 75,99947 -32,522 53 05-12-00 10-05-00 3.20000 DELL COMPUTER CORP 159,726 72 83,49713 -76,23959

COM 07-10-00 10-05-00 2,70000 DELL COMPUTER CORP 137,36250 70,44227 -66,92023

Com 07-13-00 10-05-00 8,20000 DELL COMPUTER CORP 431,45039 213,93578 -217 .51460

COM 09-20-00 10-05-00 5.70000 DELL COMPUTER CORP 216,15094 148,71145 -67,43939

OOM 09-21-00 10-05-00 4,70000 DELL COMPUTER CORP 182,30078 122,62173 -59,67905

Com 0526-00 10-05-00 15,00000 MOTOROLA INC COM 462,77300 429,20767 -33,56533 07-15-98 10-05-00 13,90000 BESTFOODS COM 819.03665 1,014,700 00 195.663 35 08 27-98 10-05-00 2.40000 BESTFOODSCOM 124,49328 175,20000 50,70672 08 28-99 10-05-00 3,70000 BESTFOODS COM 194,63591 270,10000 75,46409 08-31-98 10-05-00 1,70000 BFSTFOODS COM 96,88802 124,10000 37 .211 98 12-19-98 10-05-00 1 30000 OFSTFOODS COM 70,76550 94,90000 24 134 50 04-22-99 10-05-00 1,60000 BESTFOODS COM 82,52560 116,80000 34,27440 04-26-99 10-05-00 5,40000 BESTFOODS COM 279,31770 394.20000 114,982 30 07 10-00 10-05-00 1,60000 BFSTFOODSCOM 111 .59600 116,80000 5 .20400 06-23-00 10-0"0 1,00000 TETRA TECH FNC NEW 22,70700 28,00376 5,2%76

COM 06-23-00 10-05-00 1,10000 SPECTRASITE HLDGS INC 26,95968 17,043 16 -9,91652

COM 06-23-00 10-05-00 40000 CSG SYS INTL INC COM 20,86600 12,127 12 -8 .73888 G6-28-00 10-05-00 50000 CSG SYS NTL, INC COM 24.87905 15,15889 -9,72016 06-23-00 10-05-00 140000 SWIFr TRANSN CO COM 18,99982 17,93186 -1,06796 09-12-00 10-06-00 20,30000 CIGNA CORP COM 1,855,117 53 2,296,978 01 441,86048 04-16-98 10-06-00 1 GO 00 DOVERCOPPCOM 3,82653 4,49635 65982 04-16-98 10-06-00 30000 DOVERCOPPCOM 11.47959 12.91906 1,43947 06-01-99 io-06-00 60000 CLJOROX CO DEL COM 30,16500 25,78234 -4,38266 (16-02-99 10-06-00 1,40000 CLOROX CO DEL COM 72,39686 60,15879 .12,22807 04-16-98 10-06-00 30000 DOVERCOPPCOM 11 .47959 12,734 57 1,25498 0830-94 10-06-00 2.30000 PENNEY I C INC COM 119.71500 20,87190 -98,94320 02-28-95 10-06-00 3,50000 PENNEY I C INC COM 148,92500 31,761 43 -117,163 57 03-01-95 10-06-00 2,50000 PENNEY I C INC COM 106,375 OD 22,68674 -83.68926 02-07-97 10-06-00 1,00000 PENNEY J C INC COM 47,54600 9,07470 -38,471 30 10-08-97 10-06-00 1,00000 PENNEY J C INC COM S7.78000 9,07470 A8.705 30 12-18-98 10-06-00 3.50000 PENNEY I C INC COM 185,60500 31,76143 -153 .843 57 12 23-98 10-06-00 90000 PENNEY I C INC COM 43,00200 8,16723 -34,834 77 12 29-93 1"6-DO 60000 PENNEY]CINCCOM 28,73976 5,44492 -23.294 94

88

The SaTiiuelwrts Noble Foundation, hic EIN 73-0606209 October 31, 2000



Gan Or L~s

Short Tem Long Term

-36,26651 -3298140 -11334908 -63,921 58

.121,39444 .77,527 26 -17,632 32 279,732 75

Proc"ds

9,07469 9,16723 29,94649 17,241 92 34,48394 22,68674 5,444 92

1,058 .274 69

90,86197

95,517 14

106.89643

85,517 15

33.51496

2737842

32,854 10

41,06763

41,06763

41 .06763

2737842

100,07284

75,52668

66,08584

47204 17

28,322 50

33,98700

13,217 17

30.21067

26,43434

141 .61252

18.98167

11 .51587 69,095 19 19,57697

14,59921

13,23868

13,787 OP9

11 .84792

6.17260

8,19984

3,17742

6,491 63

6,90896

-4,561 73

38067

99


Open CIM Cost Date Date Quantity Smnty Buts

0"5-99 10-06-00 1 .00000 PENNEY J C INC COM 45.34120 01-06-99 10-06-00 90000 PENNEY J C INC COM 41.14863 01-07-99 10-06-00 3,30000 PENNEY J C INC COM 143.29557 01-08-919 104)6-00 1,90000 PENNEY)CINCCOM 91 .06350 01-12-99 10-06-00 3,80000 PENNEY J C INC COM 153,97828 01-14-99 10-06-00 2,50000 PENNEY I C INC COM 100,21400 02-11-9-9 10-06-00 60000 PENNEY J C INC COM 23.077 14 07-01-98 10-06-00 19,80000 SBC COMMUNICATIONS 778,541 94

INC COM 03-2MO 10-06-00 1 .70000 SBC COMMUNICATIONS 72,73348

INC COM 03-30-00 10-06-W 1,60000 SBC COMMUNICATIONS 67,432%

INC COM 014-18-00 10-06-00 2.00000 SBC COMMUNICATIONS 82,21660

INC COM 014-20-00 10-06-00 1 .60000 SBC COMMUNICATIONS 65.98000

INC COM 11-18-97 10-06-00 1 .77500 WASTE MGMT INC DEL 58,69090

COM 11-26-97 10-06-00 1,45000 WASTE MOMT INC DEL 49.42690

COM 11-28-97 10-06-00 1,74000 WASTE MGIVIT INC DEL 59,22000

COM 12-04-97 10-06-00 2,17500 WASTE MGMT INC DEL 75.29820

OOM 12-29-97 10-06-00 2.17500 WASTE MGMT INC DEL 81,38730

COM 01-02-98 10-06-00 2,17500 WASTE MGWT INC DEL 91,16990

COM 01-06-98 10-06-00 1,45000 WASTE MGMT INC DEL 53 .321 80

COM 02-09-00 10-06-00 5,30000 WASTE MGMT INC DEL 85,47363

COM 02-10-00 10-06-00 4.00000 WASTE MGMT INC DEL 62,28800

COM 02-10-00 10-06-00 3.500 GO WASTE MGMT INC DEL 52,29975

COM 02-11-00 10-06-00 2.50000 WASTE MGMT INC DEL 35 35625

COM 02-14-00 10-06-00 1 .50000 WASTE MGMT INC DEL 22.14990

COM 02-15-00 10-06-00 1,90000 WASTE MGMT INC DEL 25,787 16

COM 02-16-00 10-06-00 70000 WASTE MGMT INC DEL 10,03975

COM 03-01-00 10-06-00 1 .60000 WASTE MGMT INC DEL 23.71904

COM 03-0"0 10-06-00 1.40000 WASTE MGWT INC DEL 19,52538

COM 09-15-00 10-06-00 7.50000 WASTE MGMT INC DEL 146,17425

00M 09-20-00 104)&-00 1,00000 WASTE MGMT INC DEL 18,501 00

COM 08-09-99 10-06-00 75000 ARVINMERITOK INC COM 22,195 30 08-10-99 10-06-00 4,50000 ARV[NMERITOR INC COM 130,53490 03-17-99 10-0&-00 1 2 75 00 AR VINMERHOR INC COM 36,19300

-2517584

-22,04838

-26,36590

-34.23057

-40,31967

40.101 27

-2594338

.10,67943 -61 .43961 .16,61603

18,12849

19,084 19

24,67983

19.537 15

STATEMENTII Page 90 of H 4

The Sarnueloerts Noble Foundation Inc EIN 73-0606209 October 31, 2000



Gain Or Lost opeo Close Cost Date Date Quantity Secunry 8"U Prwmds Short Term Long Term

08-18-99 10-06-00 2,17500 ARVINMERITOR INC COM 60.97250 33,3%01 -2757649 09-19-99 10-06-00 67500 ARVINMERrrORINCCOM 18,54000 1036428 -8 175 72 08-25-99 10-06-00 30000 ARVINMERITOR INC COM 8.29040 4,60635 -368405 08-27-99 10-06-00 30000 ARVINMERfTOR INC COM 8,37000 4.60635 -3,76365 08-31-99 10-06-Go 3,22500 ARVINMERfTOR INC COM 99,09625 49,51822 -38,57803 09-10-99 10-06-00 2,02500 ARVINIMERITOR INC COM 54,909 11 31,09283 -23 715 29 11-12-99 10-06-00 90000 ARVINMERITOR. INC COM 20,247 12 13,91904 -642808 02-10-94 10-06-00 5,90000 BRISTOL MYERS SQUIBB 83,04250 335.06457 25202207

COM 01-29-98 10-06-00 1,60000 ENTERGY CORP NEW 46.52496 57,36609 10,841 13

COM 02-06-98 JO-06-00 2,30000 ENTERGY CORP NEW 66,79108 S2,463 75 15,67267

COM 02-09-98 10-06-00 2,00000 ENTERGY COR-P NEW 56.81320 71 .70761 14,89441

COM 02-13-98 10-06-00 3,00000 ENTERGY COPP NEW 86.02500 107 .561 41 21,53641

COM 02-18-98 10-06-00 2,00000 ENTERGYCOFLPNEW 57,963 80 71,70761 13,743 81

COM 02-20-98 10-06-00 2.00000 ENTERGY CORP NEW 57,91260 71,70761 13,79501

COM 03-02-98 10-06-00 1.50000 ENTERGYCOPPNEW 43,48125 53,79070 10,2" 45

COM 04-01-98 10-06-00 3,30000 PHELPS DODGE CORP 211,11684 143 .730 -67 385 85

COM 05-18-98 10-06-00 90000 PHELPS DODGE CORP 55,49283 39,19,936 -16,29347

COM 05-19-98 10-06-00 40000 PHELPS DODGE COPP 24.64000 17,42194 -7,21806

COM 05-20-98 10-06-00 20000 PHELPS DODGE CORP 12,28500 871097 -3,574 03

COM 05-21-98 10-06-00 60000 PHELPS DODGE CORP 37 129 78 26,13291 -1099587

COM 05-22-98 10-06-DO 20000 PHELPS DODGE CORP 12,37230 9,71097 -3661 53

COM 12-18-98 10-06-00 2,10000 PHELPS DODGE CORP 106,24425 91,465 18 -14 77907

COM 10-04-95 10-06-00 1,90000 ROCKWELL INTILCORP 57,199.25 6 I .OD4 68 3,915 43

NEW COM 10-05-95 10-06-00 1,00000 ROCKWELL INTL COPP 30.09960 32,10773 2008 13

NEW COM 07-11-96 10-06-00 2,00000 ROCKWELL INTL CORP 69,50878 64.21546 -5,29332

NEW COM 06-04-97 10-06-00 3,ODO 00 ROCKWELL INTL CORP 128,98876 96,323 19 -32665 57

NEW COM 08-21-97 10-06-00 2,00000 ROCKWILL INTL CORP 96,44625 64.21546 -22,23079

NEW COM 10-08-97 10-06-00 2,50000 ROCKWELL RTM COPP 115,77344 80,26932 .35,50,412

NEW COM 12-18-98 10-06-00 2,50000 ROCKWLLL INTL COPP 92,60544 80.26932 -12,336 12

NEW COM 01-16-92 10-06-00 44424 VISTEON CORP COM 1,45866 6.84884 5,390 IS 01-17-92 10-06-00 3 .299 51 VIST'EON CORP COM 10.81848 50,86852 40 050 04 08-29-95 10-06-00 157 12 VISTEON CORP COM 94996 2,422 31 1,473 35 11-09-95 10-06-00 91653 VISTEON CORP COM 5,124 56 14,130 14 9,005 58 09-11-97 10-06-00 327 33 VISTEON CORP COM 2,91038 5,04649 2,136 10

90

Gain Or Loss Ow Close Cost Date Date Quantity Secunty Bun Proceeds ShoriTerm Long Term

10-08-97 10-06-00 45827 VISTEONCOPPCOM 06-26 97 10-06-00 70000 RUSSELLCORPCOM 07-08-97 10-06-00 50000 RUSSELL CORP COM 07-09-97 10-06-00 60000 RUSSELL CORP COM 07-10-97 IM6-00 100000 RUSSELLCOPPCOM 07-14-97 10-06-00 50000 RUSSELL CORP COM 07 15-97 10-06-00 1 .00000 RUSSELLCORPCOM 07-17-97 10-06-00 SGO 00 RUSSELL CORP COM 07-30-97 10-06-00 90000 RUSSELL CORP COM OMI-97 10-06-00 1,00000 RUSSELL CORP COM OMS-97 10-06-00 1,00000 RUSSELL CORP COM 08-22-97 10-06-00 1.80000 RUSSELL CORP COM 08-26-97 10-06-00 1,00000 RUSSELL CORP COM 08-29-97 10-06-00 1,00000 RUSSELL CORP COM 09-10-97 10-06-00 1.00000 RUSSELLCOR.PCOM 10-08-97 10-06-00 2,00000 RUSSELLCORPCOM 1022 97 10-06-00 3,00000 RUSSELL CORP COM 12-04-97 10-06-00 2,50000 RUSSELL CORP COM 05-02-95 10-06-00 1,70000 RYDER SYS INC COM 05-04-95 10-06-00 2,60000 RYDER SYS INC COM 05-05-95 10-06-00 2,00000 RYDER SYS INC COM 05-08-95 10-06-00 1,10000 RYDER SYS INC COM 06-2295 10-06-00 1,00000 RYDER SYS INC COM 0623-95 10-06-00 1,60000 RYDER SYS INC COM 06-27-95 10-06-00 1,00000 RYDER SYS INC COM 06-28-95 10-06-W 1,00000 RYDER SYS INC COM 06-29-95 10-06-00 1,00000 RYDER SYS INC COM 07-06-95 10-06-00 1 .00000 RYDER SYS INC COM 07-24-95 10-06-00 1,00000 RYDER SYS INC COM 07-25-95 10-06-00 3.00000 RYDER SYS INC COM 08-07-95 10-06-00 1,00000 RYDER SYS INC COM 09-07-95 10-06-00 1 .000 00 R YDER SYS INC COM 10-18-95 10-06-00 2,00000 RYDER SYS INC COM 10-02-97 10-06-00 5,00000 CORNING INC COM 04-01-98 10-06-00 6.30000 SOLECTRON CORP COM 06-23-00 10-06-0 1,80000 SPECTRASITE RLDGS INC

COM 06-23-00 10-06-00 2,90000 SWIFT TRANSN CO COM 06-2" 10-06-00 30000 SWIFT TRANSN CO COM 06-2"0 10-06-00 1,30000 SWIFT TRANSN CO COM 06-2MO 10-06-00 100 00 SWIFT TRANSN CO COM 06-2MO 10-06-00 IOOW SWIFI`TRANSNCOCOM 04-12-00 10-06-00 8,00000 NEXTEL

COMMUNICATIONS CL A 05-02-00 10-06-00 11 .80000 NEXTEL

COMMUNICATIONS CL A 07-14-00 10-06-00 3 .80000 NEXTEL

COMMUNICATIONS CL A 11-21-97 10-09-00 6,80000 FORD MTR CO DEL COM

PAR $0 0 1 12-19-97 10-09-00 16,20000 FORO MTR CO DEL COM

PAR SO 01 09-25-98 10-09-00 20000 BANK OF AMERICA CORP

COM

91


The Samuewrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Ponfolios From 11-01-99 Through 10-31-00

4.42736 7,06507 2,637 71 19,53861 10,50840 -9,03021 14,677 50 7,50600 -7171 50 17,50489 9.00720 -8,49768 29,33060 15.01200 -14,31860 14 .48960 7.50600 -698360 28,96480 15.01200 -13,95280 14,35730 7,50600 -6,85130 26.47134 13.SIOSO -12,96054 28,92500 15,01200 -13,91300 29,99750 15.01200 -13,975 50 51 .97942 27,021 59 -24.95683 28,99330 15,01200 -13,971 30 2U5120 15,01200 -13,33920 29,592 50 15 .01200 -14,580 50 61,18020 30,02399 -31 156 21 98.83750 45,03598 A3,801 52 72.62500 37,52999 -35,095 01 39.61000 26,75728 -12,852 72 60,580 DO 40,92289 -19 .657 11 46,40000 31,479 15 -1492085 25.62670 17,313 53 -8,313 17 23.67500 15,73957 -7,935 43 38,465 12 25,183 32 -13 281 80 23,92500 15.739 57 -8,19543 23,80000 15.73957 -8,06043 23,73750 15,73957 .7,99793 23.92500 15,73957 -8,185 43 24,30000 15,73957 -8,56043 71,92500 47,21873 -24,70627 23.80000 15.73957 -8,06043 24.42500 15,73958 -8,68542 49,32460 31,479 15 -17,94545 79,341 00 453,36487 374,023 87 64,571 06 280,503 80 215,93274 44,11594 25,95531 -19,16053

39,35677 37,69874 -1,65903 4 .21200 3,89997 -312 13 1925200 16,89943 -1 .35237 1.40400 1.29795 -10605 1,40400 1,30420 -9980

488,00000 317,29982 -170,70018

671,85424 468,01724 -203,83700

276,21250 150,71741 -125,49509

179,771 60 176 .386 10 -3,385 50

429,27940 420.21396 -8,06544

11,03282 10,18966 -843 16


The SarnueWrts Noble Foundation, Inc 10

EIN 73-0606209 October 31, 2000

SRNF


Gain Or Ims Open Close Cost

- Date Date Quantity S"Unty Basis proceeds - Short Term Long Term

11-18-99 10-09-00 50000 LOCKHEED MARTIN 9,99225 16,597 19 6.60494 CORPCOM

04-16-98 10-09-00 10000 DOVER CORP COM 3.82653 4,26760 441 07 05-26-00 10-09-00 4,50000 MOTOROLA INC COM 138,83190 121.22955 .17,60235 06-08-00 10-09-00 21,30000 MOTOROLA INC COM 793,46938 573,81988 -209,&49 50 07-10-00 10-09.00 2,00-000 MOTOROLA INC COM 66,49500 53,87980 -12,615 20 07-11-00 10-09-00 11 .70000 MOTOROLA INC com 391,379 G4 315,19683 -76,19221 06-23-00 10-09-00 70000 SPECTRASnE HLDGS INC 17,156 16 9.811 so -7 .344 66

COM 06-28-00 10-09-00 1 .70000 SPECTRASrM HLDGS INC 43,52425 23.82793 -19,69632

COM 09-25-98 10-10-00 30000 BANK OF AMERICA COPP 16,54923 14,50640 -Z042 93

COM 11-18-99 10-10-00 10000 LDCKHEED MARTIN 1,99845 3,29499 1,29644

CORPCOM 12-01-99 10-10-00 80000 TYCO INTL LTD NEW 32,75344 41 .92964 9,07620

cam 03-06-98 10-10-00 3,00000 CSX CORP Com 168 14700 68,067 13 -100,07987 03-09-98 10-10-00 1150000 CSx CORP COM 84,29535 34.033 56 -50261 79 03-12-98 10-10-00 1,50000 CSXCORPCOM 84,52935 34,033 56 .50 491 79 04-13-98 10-10-00 1,00000 CSX CORP COM 56.00830 22,689 04 -33,31926 12-18-98 10-10-00 5,50000 CSX CORP COM 231.16500 124.78974 .106,37526 03-24-99 10-10-00 1 .50000 CSX CORP OOM 54,53970 34.033 57 -20,506 13 10-13-98 10-10-00 20000 USX-U S SIT, COM 4,51000 3.03340 -1 .47660 10-15-99 10-10-00 4.00000 USX4j S STJ COM g"00 00 60.66797 -27,532 03 11-12-98 10-10-00 1,30000 USX-U S STL COM 31 .211 70 19,71709 -11,49461 11-17-98 10-10-00 30000 USX-U S SIT, COM 7,17450 4,550 10 -2,62440 12-01-98 10-10-00 1.00000 USX-U S SIT, COM 23,684 10 15,16699 -8,517 11 12-02-98 10-10-00 1,60000 USX-U S STT_ Com 37.571 20 24,267 19 -1 3,3G4 01 12-07-98 10-10-00 1110000 USX-U S SIT, COM 25.36633 16.68369 -8 .68264 12-08-98 10.10-00 50000 USX-U S STL com 11 .44540 7,593 50 .3,86190 12-09-98 10-10-00 50000 USX-U S STL COM 11 .36875 7.583 50 -3,785 25 12-18-98 10-10-00 8,70000 USX-U S STL Com 205,798 50 131,95285 -73,94565 05-21-97 10-10-00 4.30000 SAFECOCOPpCOM 183.2S750 105,03303 -78,25447 06-26-97 10-10-00 4,60000 SAFECO CORP com 219,58008 11236091 -107,219 17 06-27-97 10-10-00 1 .00000 SAFECO CORP COM 47J25 00 24,42629 -2269871 07-08-97 1"0-00 1,90000 SAFECO CORP COM 98,43227 46,40994 42.02233 07-22-97 10-10-00 3,50000 SAFECO CORP com 161,87500 95.49200 .76,38300 07-23-97 10-10-00 1,00000 SAFECO CORP COM 46041 60 24,42629 -21,615 31 10-08-97 10-10-00 1,50000 SAFECO CORP COM 79,562 50 36,63943 A 1,923 07 02-09-98 10-10-00 1,50000 SAFECO CORP COM 75.87495 36,63943 -39,23552 02-12-98 10-10-00 2.00000 SAFECO CORP com 100,55760 48,852 57 -51 .70503 04-28-98 10-10-00 LOW 00 SAFECO CORP COM 50.21100 24,42629 -25,784 71 04-29-98 10-10-00 1.00000 SAFECO CORP COM 49,94690 24.42628 -2552052 04-30-98 10-10-00 2,00000 SAFECO CORI, COM 99,44440 48,85257 -50.591 83 05-01-98 10-10-00 2.00000 SAFECO CORI, COM 99,84620 48,85257 -5099363 05-05-98 10-10-00 30000 SAFECO CORP com 14 .017 50 7.32789 -6 .68961 05-29-98 10-10-00 1.70000 SAFECO, CORP com 79,53501 41,52468 -38,01033 12-18-99 10-10-00 70000 SAFECO CORI, COM 29,13750 17,09840 .12.039 10 01-27-94 10-10-00 6.39954 HOUSEHOLD INTI, INC 67.52591 325,22721 257.701 40

COM 07-27-97 10-10-00 3,37326 HOUSEHOLD DrFt INC 77.S39 56 171,43044 93,991 98

COM 09-10-97 10-10-00 16,86630 HOUSEHOLD INTL INC 402.315 10 857.152 18 45483709

COM

92

The Sarnueloverts Noble Foundation Inc EIN 73-0606209 October 31, 2000



Open Clom Cost Date Date Quantity Sitcurity Buis

4,59990 HOUSEHOLD INTL INC COM

586100 HOUSEHOLD INTL INC COM

3 .70000 HARSCO COP P COM 3,20000 HARSCO CORP COM 2,30000 HARSCO CORP COM 60000 HARSCOCORPCOM

2,50000 HARSCO CORP COM 3,40000 HARSCO CORP COM 2,600 00 SUNOCO INC COM 2,500 00 SUNOCO INC COM 800 00 SUNOCO INC COM

3.700 00 PECO ENERGY CO, COM 7.50000 PECO ENERGY CO, COM 10.00000 PECO ENERGY CO COM 1,200 00 PECO ENERGY CO COM 3,90000 PECOENERGYCOCOM 3,4W 00 PECO ENERGY CO COM 2,00000 RUSSELL CORP COM 2,90000 RUSSELL CORP COM 4,60000 RUSSELL CORP COM 6,10000 RUSSELL CORP COM 705 37 SCANA CORP COM

1 38827 SCANA CORP COM 2,08241 SCANA CORP COM 1,26207 SCANA CORP COM 11,54790 SCANA CORP COM 2 524 13 SCANA CORP COM 441 72 SCANA CORP COM 315 52 SCANA CORP COM 441 72 SCANA CORP COM

1,993 10 SCANA CORP COM 1,70379 SCANA CORP COM 4,294 00 GENERAL MTRS CORP CL

H NEW 1,000 00 SPECTRASITE HLDGS INC

COM 1 .20000 SPECTRASITE HLI)GS INC

Com 1,90000 SPECTRASITE HLDGS INC

COM 067 AVAYA INC COM

5,60000 AMERICAN EXPRESS CO COM




10000 DOVER CORP COM 50000 LOCKHEED MARTIN

COR-P COM 100 BERKSHIRE HATHAWAY

INC CL A

12-18 98 10-10-00

77.07064 66,65569 47,90978 12,49794 52,07476 70,82168 72,66757 69.87267 22.359-25 216,92043 439,70358 586,271 44 70,35257 229,64596 199.33229 29.77400 41 .68361 68,48021 90,81071 20,64694 40.63573 60,953 59 36.94157 338,01535 73,883 14 12.92955 9,23539 12,92955 55.412 35 49,87112 129,29680

114,98543 233.078 58 289,721 44 41 .51657 137 .624 54 57,28029 -29,32600 -27,05639 -14,50379 -21,94718

1,822 14 3 58622 5,37932 3,26020 29,83079 -53,73686

1,14107 81505

1,14107 4,99029 4,40127 86,21629

25,60250

33,93972

39,55950

309 288,23972

185.82700

246689 10

170,799 15

3.92653 9,99225

40,771 17

06-2"0

07-07-00

0"-00

10-01-92 06-16-00

07-10-00

07-18-00

07-19-00

04-16-98 11 18-99

0530-96

10-10-00

1"0-00

10-10-00

10-10-00 10-10-00

10-10-00

10-10-00

1"0-00

10-11-00 10-11-00

10-11-00

93

STATEN/IENT I I Page 93 of 114

10-08-97 10-10-W

10-23-97 10-24-97 09-23-98 09-24-98 12-10-98 12-18-98 12-01-99 12-29-99 01-12-00 06-20-95 06-21-95 12-19-95 09-10-97 01-21-99 12-18-98 12-04-97 01-14-98 12-14-98 12-18-98 09-24-97 09 25-97 0926-97 10-02-97 10-08-97 12-18-98 08 27-99 08 30-99 09-01-99 09 08 99 09-1799 05-05-92

10-10-M IG-10-00 10 IG-00 10-10-00 10-10-00 10-10-M 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00 10-10-00

121.263 73

206.04346

162,94652 140,85632 56,74353 15.07662 73.86300 96.56442 65,15522 59.17975 17.93320 101,93500 206,62500 296,55000 28.83600 91,021 32 142.05200 58,10000 68,74000 82,98400 112,75799 18,82470 37,04951 55,57427 33,68137 308,19456 127,62000 11 .78848 9,42034

11 .78848 50,52206 45,46985 43,07051

Pr"ctds

233.768 77

297,95939

0

Gain Or Lass

ShortTerm Long Term

112 50502

91 81493

-8587588 -74.20063 -8,834 75 -2,57869

-21 .78824 -25,74274

7 51235 10,69292 4,42605

12,833 17 -12,76933

15,39990 -19.53992

23,09971 -16,45979

942 633 308,20531 19.96659

197.12466 1 .29766

247,66498 97588

170,61366 -18549

4,31985 493 32 16,55584 6,563 59

59,80384 18,03267


The Sarnueaeris Noble Foundation, Inc EIN 73-0606209 October 31, 2000


Master Group of Por#'olios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Quantity Security Eaw Proceeds Short Term Long Term

12-01-99 10-11-00 1 .40000 TYCO INTL LTD NEW 57,31952 70.69022 13 .371 70 COM

04-13-92 10-1 1 .00 6,40000 NICOR INC COM 126.96000 208,730% 81.77096 04-21-92 10-11-00 10,00000 NICOR INC COM 192,75000 326,142 12 133 392 12 12-18-98 10-11-00 3,00000 NICOR INC COM 125,34000 97.84263 -27,49737 01-12-99 10-11-00 90000 TEXACO INC COM 47,74797 49,63109 1,883 12 01-14-99 10-1 "0 1,20000 TEXACO INC COM 61,66356 66,17479 4,511 23 01-27-99 10-11-00 1,50000 TEXACO INC COM 69,50520 92,71949 13,21329 12-19-99 10-11-00 10000 TRW INC OOM 5,39675 3,945 16 -1,55159 02-01-99 10-11-00 1,00000 TRW INC COM 47,66630 39.45162 -921469 02-25 99 10-11-00 90000 TRW INC COM 43,09489 34,60645 -8 .47944 03-08-99 10-11-00 1,10000 TRW INC COM 52.79625 42.29678 -10,49947 03-09 99 10-11-00 1,60000 TRW INC COM 75,92288 61,522 59 -14,30029 03-10-99 10-11-00 1 ~300 00 TRW INC COM 60,620 17 49 .997 10 -10,63307 03-19-99 10-11-00 900 GO TRW INC COM 40,97772 3460645 -6,371 27 03-30-99 10-11-00 1,20000 TRW INC COM 54,765 60 46,14194 -8,62366 04-05-99 10-11-00 1,00000 TRW FNC COM 45,29290 38,451 62 -6,841 18 04-06-99 10-11-00 1,50000 TRW INC COM 6642295 57,67742 -8,745 43 04-09-99 10-11-00 1,00000 TRW INC COM 43,072 10 38,45162 4,62048 04-13-99 10-11-00 700 GO TRW INC COM 30,455 25 26,916 13 -3 539 12 04-14-99 10-11-00 1,00000 TRW INC COM 42,045 80 39.45162 -3,594 18 04-23-99 10-11-00 2 10000 TRW INC COM 90,17920 80.74839 -9,42981 04-26-99 10-11-00 1,80000 TRW INC COM 75,731 40 69,21291 -6.51849 04-27-99 10-11-00 70000 TRW INC COM 29.37403 26,91613 -245790 04-28-99 10-11-00 70000 TRW WC COM 29,70723 26.91613 -2,791 10 04-29-99 10-11-00 700 DO TRW INC COM 29,77387 26,916 13 .2,85774 04-30-99 10-11-00 1,00000 TRW INC COM 42,25580 38,451 62 -3,904 18 01-19-99 10-11-00 70000 TRW INC COM 38,35447 26,916 13 -11 .43834 07-30-919 10-11-00 1.80000 T`RW INC COM 96,16608 69,21291 -26953 17 08-10-99 10-11-00 1,20000 TRW [NC COM 62,56284 46 14194 -16,42090 08-11-99 10-11-00 220000 TRW INC COM 114,91018 94 59356 -30,31662 04-24-95 10-11-00 10,00000 GENERAL ELEC CO COM 91,35167 560.45129 469.09962 09-14-00 10-11-00 9,20000 TEXAS INSTRS [NC COM 550,79480 369,89205 -18090275 09-15-00 10-11-00 8,00000 TEXAS INSTRS INC COM 472,59440 321 .64527 -15094913 09-20-00 10-11-00 4,00000 TEXAS INSTRS [NC COM 239,87090 160,822 63 .78,04817 04-01-98 10-11-00 4,20000 SOLECTRON CORP COM 43,04737 169,19892 125,15155 06-23-00 10-11-00 1,30000 PHARMACOPELA INC 45,055 53 26 .271 08 -18,7844S

COM 06-28-00 10-11-00 90000 SWIFI-TRANSNCOCOM 12,63600 11,01140 -1,62460 07-07-00 10-11-00 40000 SWIFIFTPLANSNCOCOM 6,449 16 4,89395 -1,55521 08-09-00 10-11-00 1,10000 SPECTRASITE RLDGS INC 24,175 25 1244333 -1173192

COM 08 21-00 10-11-00 3.50000 SPECTRASITE HLDGS INC 91,94330 39 59243 -42.25087

COM 09-26-00 10-11-00 90000 SPECTRASITE HLDGS FNC 14,95297 10 18091 4,67206

COM 06-05-00 10-11-00 6,70000 KrEL CORP com 443,90280 246.91021 -1%.99259 07-13-00 10-11-00 30,20000 ft,1TE1. CORP COM 2,153,435 16 1,112.938 57 -1,0140,496 59 10-12-95 1011-00 18.40000 WAL MART STORES INC 215,60200 846.27425 630,67225

COM 104)6-97 10-11-00 4,60000 WAL MART STORES [NC 85 .23800 211 56856 126,33056

COM 06-05-00 10-11-00 3,10000 WAL MART STORES INC 185 .21725 142,57882 42.63843

COM

94

0 The SantuArts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



Gain Or Loss

Procectis ShoriTerm Long Term Quantity Secunty

4,30000 WAL MART STORES INC COM

60000 Lk)CKHEED MARTIN CORPCOM

100 00 T-YCO RIM LTD NEW Com

200 00 TYCO INTL LTD NEW COM

100 BERKSHIRE HATRAWAY rNC CL A

4,40000 PACTIVCOPPCOM 1.00000 PACTIV CORP COM 3.00000 PAC71v CORP COM 1,00000 PACTIVCORPCOM 2,60000 PACTIVCORPCOM 2,40000 PACTIV CORP COM 2.80000 PACTTV CORP COM 1 50000 PACTIV CORP com 1 .50000 PACTIVCOPPCOM 2,20000 PACTIV CORP COM 1,00000 PACTIV CORP COM 1 .00000 PACTIV CORP COM 1,00000 PACTIV CORP COM 1,30000 PACT[V Cop I, COM 1 . 100 00 PAcnv CORP com 2 .00000 PACTIVCORPCOM 900 00 PAcnv CORP com

1 .30000 PACnV CORP COM 60000 PACTIV CORP COM

1,30000 PACTIV CORP COM 6.50000 PACTIV CORP COM 80000 PACTIV CORP COM

380000 PACTIVCOPPCOM 41,94000 METLIFE 1,80000 METLIFE 90000 METUFE

240000 METLIFE 5,94290 FORD MTR CO DEL COM

PAR So 0 1 38,05709 FORD MTR CO DEL COM

PARS001 10000 AMERICAN "OME PRODS

CPCOM 8.0DO 00 AMERICAN HOME PRODS

CPCOM 10000 PUBLIC SVC ENTERPRISE

COM 2,00000 PUBLIC SVC ENTERPRISE

COM 3.50000 PUBLIC SVC ENTERPRISE

COM 1,40000 PUBLIC SVC ENTERPRISE

COM 3~300 00 PUBLIC SVC ENTERPRISE

COM

265,92275

11 .99070

4.0914 18

8 19936

40,771 17

14791983 43.515 67 129,378 12 36,16192 99,01694 97,06857 99.96663 5270904 51,99764 76.55567 33.55587 33,313 76 32.07729 38.98798 32,83907 5968832 26.93422 38,53367 17,69481 37.93702 201 .98005 21,73191 96,31663 597,64500 32,67234 16 .087 50 44,31600 35,72685

228.46070

1,61298

138.25600

2,79250

55,93780

97,93000

38.907 12

92,13633

197,77061

19,M 31

5,05233

10.06016

54,37227

5092929 11.57461 34,72384 11,57461 30,09399 27,77907 32,40892 17,36192 17,36192 25,464 15 11,57461 11,57461 11,57461 15,04700 12,73207 23,14923 10,41115 15,0470-0 6.94477 15,04700 75.23498 9,25969

43,983 52 1,035.162 05

44,42755 22,213 78 59,23674 140,56047

900,11921

5,98430

478,74403

431986

86,397 12

151,19495

60,47798

142,55524

437.51705 11 .755 21 6,12628 14,92074

07-03-95 10-12-00

07-0695 10-12-00

95


Open Close Dale Date

07-10-00 10-11-00

11-18-99 10-12-00

12-01-99 10-12-00

12-01-99 10-12-00

05-30-96 10-12-00

10-23-95 10-12-00 09-10-97 10-12-00 10-08-97 10-12-00 02-13-98 10 12-00 03-09-99 10-12-00 06-10-98 10-12-00 06-11-98 10-12-00 06 12-99 10 12-00 06-15-98 10-12-00 06-17-98 10 12-00 06-29-98 10-12-00 07-01-98 10-12-00 07-21-99 10-12-00 11-11-99 10-12-00 11-12-98 10-12-00 11-17-99 10-12-00 11-18-99 10-12-00 11-19-98 10-12-00 11-20-98 10-12-00 11-23-98 10-12-00 12-1898 10 12-00 02-04 99 10-12-00 05-07-99 10-12-00 G4-04-00 10-12-00 05-19-00 10 12-00 05-22-00 10-12-00 06-21-00 10-12-00 01-16-92 10 12-00

01-17-92 10-12-00

09-03-91 10-12-00

09-24-91 10-12-00

06-27-95 10-12-00

06 29-95 10-12-00

06-30-95 10-12-00

Cost Hasus

13601 10

-96,991 54 .31 .941 06 -93.65428 -24,587 31 -68,92295 -59,28950 -67,45771 .35,347 12 -34 .635 72 -51 D91 52 .21,981 26 .21,739 15 -20,50268 .23.94098 -20,10600 -36,53909 -16,51707 -23,48667 -10,750 G4 -22,89002

.126,64507 -12,47222 42,333 11

104.93362

671,658 51

4,371 32

340,48803

1 .52736

30,45932

53,26495

21,57086

50,41891

-69,152 14

7,81361

958 15

1,87180

0 The Saniuciverts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GArNS AND LOSSES Master Group of Portfolios From 11-01-99 Through 10-31-00

Gain Or Loss


15 .273 56

15,49956

15 72976

32,254 18

17,91856

33,962 11

5,597 12

203,94956

Proceeds

43.19956

43,19956

43,19836

99,35669

43,19856

86,397 11

86,397 12

273,64531 6,05979

8.662 21 17 .24942

3858

163,05303

137,96795

3,135 64

43.59429

54,27745

16,74859

28,81780

1,257 15 6,28573

59.79544

92.93490

219.70925

2,11438

6.13727

11,11730

90562

4,24049

19,06842

13,50628

25 11

44 11

13202

1075

3247

-205 58


96

Open Close Cost Date Date Quantity Security Rasa

07-10-95 10-12-00 1.00000 PUBLIC SVC ENTERPRISE 27,92500 COM

07-19-95 10-12-00 1,00000 PUBLIC SVC ENTERPRISE 27,69900 COM


1"7-95 10-12-00 2,30000 PUBLIC SVC ENTERPRISE 67,10250 COM



12 18-98 10-12-00 2.00000 PUBLIC SVC ENTERPRISE 90.81000 COM

04-01-98 10-12-00 6,80000 SOLECTRON CORP COM 69,695 75 0623-00 10-12-00 30000 PHARMACOPELA INC 10.39743

COM 07-07-00 10-12-00 70000 SWIFT TRANSN CO COM 11,28603 09-26-GO 10-12-00 1,50000 SPECTRASITE HLDGS INC 24.75495

COM 08-16-00 10-12-00 079 CLEAR CHANNEL 6675

COMMUNCOM 03-15-00 10- 1 2-GO 5.20000 NOKIA CORP SPONSORED 255,09926

ADR 03-16-00 10-12-00 4,40000 NOKIA COPP SPONSORED 208.68837

ADR 0321-00 10-12-00 10000 NOKIA CORP SPONSORED 4,99031

ADR 11-18-99 10-13-00 1 .30000 LOCKHEED MARTIN 25,97985

COR-P COM 05-30-96 10-13-00 100 BERKSHIRE HAT14AWAY 40,771 17

INC CL A 11-18-99 10-13-00 50000 LOCKHEED MARTIN 9,99225

COPPCOM 09-26-00 10-13-00 2~300 00 SPECTRASME HLDGS INC 3795759

COM 07-07-00 10-13-00 10000 SWIFI` TRANSN CO COM 1,61229 08-16-00 10-13-00 50000 SW[n TRANSN CO COM 9,71875 03-21-00 10-13-00 1,90000 NOKIA CORP SPONSORED 94.81594

ADR 04-12-00 10-13-00 3,00000 NOKIA COPP SPONSORED 154,16760

ADR 04-18-00 10-13-00 7 ~ 100 00 NOKIA CORP SPONSORED 34876975

ADR 0922-99 10-15-00 2,11438 GNIAA 2,08927

6 5006/. Due 10- 15-09 11-09-99 10-15-00 6,13727 GNMA 6.093 16

6 5000/6 Due 06-15-08 09-22-99 1"5-00 11.11730 GNMA 10,985-28

6 500% Due 07-15-09 09-22-99 10-15-00 90562 GNMA 89487

6 500% Due 02-15-09 11-05-99 10-15-00 4,24049 GNMA 4,20802

6 500%. Due 07-15-09 03-26-99 10-15-00 19.06842 FLEETWOOD 19.27400

6 9008/. Due 03-15-12

4.33764

-2623 82 -7,50553

-28 17

-92,04623

-70,72042

4,854 67

17,60444

6,75634

-9.13979

-355 14 -2,43302

-36.02050

-61.33270

129,06050

0 The Samuel (Perts Noble Foundation, hic EIN 73-0606209 October 1, 2000


Master Group of Pory'olios From 11-01-99 Through 10-31-00

Open CIOR Date Date Quantity secanty

01-05-96 10-16-00 4,300 DO PACTIVCORPCOM 01-10-96 10-16-00 30000 PACTIV CORP COM 01-10-96 10-16-00 20000 PACTIVCOPPCOM 04-16-98 10-16-00 10000 DOVER CORP COM 12-01-99 10-16-00 IGO 00 TYCO INTL LTD NEW

COM 11-18-99 10-16-00 90000 LOCKHEED MARTIN

CORP COM 04-01-98 10-16-00 2,90000 ELECTRONIC ARTS FNC

COM 06-23-00 10-16-00 20000 PHARMACOPEIA INC

COM 09-26-00 10- 16-00 40000 SPECTRASME HLJDGS INC

COM 03-15-00 10 16-00 21,90000 LOWES COS [NC COM 04-12-00 10-16-00 10,00000 E M C CORP MASS COM 04-1" 10-16-00 4.40000 E M C CORP MASS COM 04-12-00 10 16-00 9.00000 CORNING INC COM 07-17-00 10-16-00 5,70000 AMDOCS LTD ORD 08-26-911 10-17-00 933 11 CMGROUP INC COM 08-27-98 ["7-00 12.39997 CITIGROUP INC COM 08-28-98 10-17-00 7,96692 CITIGROUP INC COM 01-10-96 10-17-00 2.20000 PACTIV CORP COM 01-10-96 10-17-00 2.00000 PACTIV CORP COM 01-11-96 10-17-00 2,20000 PACTIV CORP COM 11-18-99 10-17-00 10000 LOCKHEED MARTIN

CORP OOM 06-13-00 10-17-00 50000 COMPUTER ASSOC INTL

COM 06-22-00 10-17-00 2,30000 COMPUTER ASSOC INTL

COM 06-23-00 10-17-00 3.90000 COMPUTER ASSOC INTL


COM 07-03-GO 10-17-00 1,20000 COMPUTER ASSOC INTL



COM 07-10-00 1047-00 1 .10000 COMPLITER ASSOC INTL

COM 07-11-00 10-17-00 1 .70000 COMPUTER ASSOC INTL


COM 07-13-00 10-17-00 80000 COMPUTER ASSOC rNTL

OOM 07-17-00 10-17-00 1.40000 COMPUTER ASSOC INTL


COM 07-20-00 10-17-00 I .OGO 00 COMPUTER ASSOC NFL

COM

97


Gain Or Less Cw Russ Proe"els ShoriTerm Long Term

162.64007 47,834 18 -114 .80599 11,03033 3,33727 7,69306 7,38393 2,22494 -515909 3.82653 4,3" 85 51932 4,094 18 5,061 74 967 56

17,98605 30,225 58 12.23953

65,17224 143,05562 77,883 38

6.931 62 4.10924 -2,922 38

6,60132 5.19982 -1 .40150

92993668 950,65082 -78,28586 630.30000 974,36949 3" 069 49 270,62200 428.72258 158,10058 472,68000 982,555 56 409,875 56 500,20806 331,637 17 .169,57089 25,42948 46,97093 21,441 45 318.73952 622,96065 304,121 13 189,79739 395,161 87 205.3&4 48 81,22327 24,57295 -56.65032 73.83933 2234705 -51,49228 90,61547 24,59176 -56,033 71 1,99845 3,31988 1,32043

25,08750 12,41209 -12,67541

119313 19 57.095 59 -62.21760

196.57053 %,81427 -9975626

50.99560 24,824 17 -26.171 43

60.66000 29.79900 -30.87100

38,90900 32,271 42 -6,637 58

118,47459 %.91427 -21.66032

33,025 52 27,30659 -5,71893

49,322 10 42,20109 -7.12101

82,61607 71,99009 -10,62599

22,14504 19,95934 -2,28570

40,48408 34,75384 -5.73024

101,71337 91 84943 -9,96394

27,14940 24 .924 17 -2 .32523


The Samuel arts Noble Foundation, Inc EIN 73-0606209 October 3 1, 2000


Af aster Group of Portfolios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date QU2nt1ty Secunty Basis Proceeds ShortTerm Long Term

07-24-00 10-17-00 1,50000 COMPUTER ASSOC FNTL 39,32445 37.23626 -2088 19 COM

07-25-00 10-17-00 4,10000 COMPUTER ASSOC INTL 104,83792 101,77910 -3,05972 COM

07-26-GO 10-17-00 560000 COMPUTER ASSOC INTL 142,05520 139,01536 -3,03984 COM

07-27-00 10-17-00 2,00000 COMPUTER ASSOC WTL 50,31500 49,64834 -66666 COM

07-28-00 10-17-00 1 .90000 COMPUTER ASSOC [NTL 47,46200 47.16592 -2%08 COM

07-31-00 10-17-00 1 .10000 COMPUTER ASSOC DTTL 27,424 10 27,30659 -117 51 COM

08-02-00 10-17-00 1 .40-000 COMPUTER ASSOC INTL 34,574 12 34,753 84 17972 COM

08-03-00 10-17-00 1,90000 COMPUTER ASSOC INTL 45.76929 47,16592 1,39663 COM

08-04-00 10-17-00 1.20000 COMPUTER ASSOC FNTL 28.60872 29.79900 1,18028 COM

08-14-00 10-17-00 2,40000 COMPUTER ASSOC [NTL 59.99928 59,57801 42127 COM

09-14-00 10-17-00 3,90000 COMPUTER ASSOC INTL 108,79830 96,81427 -11 .98403 COM

11-13-95 10-17-00 2 .70000 USX MARATHON GROUP 49,34250 7681243 27,46993 COM NEW

12-01-95 10-17-00 1 .60000 USX MARATHON GROUP 29,648 00 45,51948 1587048 COM NEW

09-10-97 10-17-00 90000 USX MARATHON GROUP 31 .18950 25,604 14 -5 .585 36 COM NEW

02-03-98 10-17-00 2.50000 USX MARATHON GROUP 92,034 50 71,12263 -10.91187 COM NEW

02-1098 10-17-00 2,00000 USX MAP ATHON GROUP 6699960 56.898 10 -10,10050 COM NEW

02-19-98 10-17-00 2.70000 USX MARATHON GROUP 87,21000 76.81243 .10397 57 COM NEW

02-20-98 10-17-00 1,30000 USX MARATHON GROUP 42,02250 36.983 77 -5,03973 COM NEW

02-23-98 10-17-00 2,00000 USX MARATUON GROUP 63,95000 56.998 10 -6,95190 COM NEW

12-18-98 10-17-00 3.00000 USX MARATHON GROUP 92.59000 85,347 15 2.75715 COM NEW

12-28-98 10-17-00 1 .60000 USX MARATHON GROUP 44.99488 45,51849 62360 COM NEW

12-29-98 10-17-00 50000 USX MARATHON GROUP 14,65800 14 .224 52 43348 COM NEW

12-30-98 10-17-00 1 .6GO 00 USX MAP ATHON GROUP 4661328 45.51848 -1,09490 COM NEW

01-04-99 10-17-00 3,30000 USX MARATHON GROUP 98,23935 93.981 87 4,35748 COM NEW

01-05 " 10-17-00 1 .00000 USX MARATHON GROUP 29.007 50 28,44905 -55845 COM NEW

01-25-" 10-17-00 4,30000 USX MARATHON GROUP 108,391 39 122,33091 13,93952 COM NEW

01-26-" 10-17-00 3,30000 USX MARATHON GROUP 84,43908 93,98197 9.442 79 COM NEW

02-01-99 10-17-00 4.70000 USX MARATHON GROUP 10897655 133.71053 24,73398 COM NEW

99


The Samuel Qcrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

SRNF

REALIZED GAWS AND LOSSES Master Group of Porffiolios From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Coal Date Date Quantity Security Basis Procceds Short Term Long Term

02-02-99 10-17-00 120000 USX MARATHON GROUP 27.59329 34.13886 6,545 58 COMNEW

02-04-99 10-17-00 1.20000 USX MARATHON GROUP 27,67669 34,13986 646218 COM NEW

11-17-99 10-17-00 3,10000 USX MARATHON GROUP 93,74059 98,19206 ~5 549 53 COM NEW

11-18-99 10-17-00 90000 USX MARATHON GROUP 2374000 22,75924 -98076 COM NEW

11-22-99 1047-M 600 OD USX MARATHON GROUP 17,25168 17.06943 -192 25 COM NEW

11-29-99 10-17-00 2,00000 USX MARATHON GROUP 53.77760 56.999 10 3,12050 COM NEW

04-01-98 10-17-00 2.90000 ELECTRONIC ARTS INC 67.49992 150,75321 83.25339 COM

06-23-00 10-17~00 40000 PHARMACOPEIA INC 13.86324 8,446 15 -5,41709 COM

08-16-00 10-17-00 20000 SWIFTTRANSNCOCOM 3.48750 2,54991 -937 59 09-26-00 10-17,00 2,00000 SPECTRASITE HI-DGS INC 33,00660 28,933 23 4,07337

COM 06-23-00 10-17-00 3,80000 GENTEX CORP COM 99,02762 80,08423 -18,94339 014 1 .96 10-1"0 50000 PACnV CORP COM 18,32170 5.563 56 12.758 14 01-12-96 10-18-00 1,2GO 00 PACTIV CORP COM 43,92353 13,35255 -30,57099 11-01-93 10-19-00 10,10000 TEXACO INC COM 341,17800 596,09615 254,908 15 11-01-93 10-1" 2,70000 TEXACO INC COM 91,30725 159,34976 69,04251 06-02-99 10-19-00 10000 CLOROX CO DEL COM 5.17049 4.081 14 -1,08935 05-04-92 10-18-00 1 .46000 WASHINGTON MUT INC 14,38274 58,16680 43.78406

COM 02-10-94 10-18-00 8,40000 WASHINGTON MUT INC 87.75000 334,65828 246.90828

cam 01-24-96 10-18-00 13,44000 WASHINGTON MUT INC 175,40000 535,45324 36005324

COM 09-10-97 10-1" 3,36000 WASHINGTON MUT INC 110.31000 133,86331 23.553 31

COM 05-17-99 10-18-00 40000 WASHINGTON MUT INC 15,63824 15,936 11 29787

COM 0549-99 le-l" 50000 WASHINGTON MUT INC 19,51590 19,920 13 40,423

COM 05-19-99 1"" 44000 WASHINGTON MUT INC 17,13281 17,52972 39691

COM 04-20-92 10-1" 3.90000 FORTUNE BRANDS INC 111,45900 95.24002 -16,21998

COM 05-15-92 10.1" 8,00000 FORTUNE BRANDS INC 239,073 12 200,505 31 -39,56191

COM 05-26-92 10-18-00 800000 FORTUNE BRANDS INC 234,65052 200,50531 -34 .145 21

COM 11-01-96 104" 25,10000 CHN Global 539,65000 225,45570 .314,194 30 08-29-95 10-IMO 15.90000 FEDERAL NATL MTG 392,91635 1,119,600 92 736,784 57

ASSN COM 09-10-97 10-18-00 1,30000 FEDEPALNATLMTG 57,72650 91,53970 3381320

ASSN COM 10-08-97 10-1"0 1,50000 FEDERAL NATL MTG 71,39875 105,62273 34,23398

ASSN COM 04-17-98 10-19-00 30000 FEDERAL NATL MTG 18.06501 21,124 55 3,059 54

ASSN COM 04-21-98 10-1" 50000 FEDERAL NATL MTG 30,11250 35,20758 509509

ASSN COM

99

STATENIENT I I Page 100 of 114

The Sarnuelwrts Noble Foundation, Inc E[N 73-0606209 October 31, 2000



Gain Or Loss Open Clow Cmt Date Date Quantity Secunry Basis Proceeds Short Terin Long Term

04-22-98 10-18-00 40000 FEDERAL NATL MTG 24.06000 28J66 06 4,10606 ASSN COM

04-23-98 10-1" 30000 FEDERAL NATL MTG 17.72697 21,124 55 339758 ASSN COM

04 28-98 10-19-00 1 .50000 FEDERAL NATI . MTG 85.22095 105,62272 20401 87 ASSN COM

05-11-98 10-1" 3.20000 FEDERAL NATL MTG 194,274 56 225,32848 41 .05392 ASSN COM

08-29-00 10-1"0 5,70000 FEDERAL NATL MTG 309,37092 401,36636 9199544 ASSN COM

02-19-98 10-19-00 1 .00000 PHILIP MORRIS COS INC 41,47700 32,72891 .8,74809 COM

02-23-98 10-18-00 2.00000 PHILIP MORRIS COS INC 92,10000 65,45782 -16,64219 COM

0326-98 10-18-00 3,00000 PHILIP MORRIS COS INC 128.10930 98 18672 -29,922 58 COM

03-31-98 10-18-00 2.0G0 00 PHILIP MORRIS COS INC 83,90000 65,45782 -18,34218 COM

014-01-98 10-1"0 1,70000 PHU-IP MORRIS COS INC 68,03959 55.639 14 -12.39945 COM

014-07-98 10-18-00 6.30000 PHILIP MORRIS COS INC 240,84270 206,192 12 -34,65058 COM

04-22-98 10-1"0 100000 PHILIP MORRIS COS INC 38,55000 32,72991 -5,821 09 COM

05-15-98 10-18-00 2,50000 PRLIP MORRIS COS INC 88,95975 91,82217 -7.13649 COM

01-20-99 10-18-00 5,00000 PHILIP MORRIS COS INC 242,61500 163,644 54 .78,97046 COM

02-10-99 10-1" 4,00000 PH[LtP MORYJS COS INC 166,36000 130,91563 -35,44437 COM

02-11-99 10-1"0 1 .50000 PHILIP MORRIS COS INC 60,35625 49,09336 -11,26289 COM

02-17-99 10-18-00 1,30000 PHILIP MORRIS COS INC 5024890 42.54758 -7,70132 COM

03-01-99 10-18-00 1,20000 PHILIP MORRIS COS INC 46,86828 39,27469 -7,593 59 COM

04-21-919 10-18-00 3,50000 PHILIP MORRIS COS INC 118,962 10 114 .551 18 4,31092 COM

04-22-919 10-18-00 2,00000 PHILIP MORRIS COS INC 68,01000 65,45782 -2 552 18 COM

04-26-99 10-18-00 2,60000 PHILIP MORRIS COS INC 99,924 38 85,095 16 4.82922 COM

04 28-99 10-19-00 2.000 DO PHILIP MORRIS COS INC 69,32040 65.45782 -3,862 58 COM

04-01-98 10-18-00 2.70000 ELECTRONIC ARTS INC 62.84466 143 .28935 80,44469 COM

08-16-00 10-19-00 40000 MICHAELS STORES INC 18.49360 9,09973 -10,39387 COM

06-23-00 10-18-00 1 .90000 UNIVERSAL RLTH SVCS 124,99710 158,19519 33,19798 CLB

06-23-00 10-18-00 80000 GENTEX CORP COM 20,94792 17,78692 -3,061 00 04-18-00 10-1"0 7.90000 NOKIA CORP SPONSORED 398,06775 234.714 59 -153,353 16

ADR 05-02-00 10-IMO 15,80000 NOKIA CORP SPONSORED 929,711 50 469,42918 460,28232

ADR 01-12-96 10-19-00 1 .100 GO PACTIVCOPPCOM 40,26324 12.21509 -29,048 15

100

The Samuel Wrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000



STATEMENT I I Page I01 of 114

Gaw Or Less Open Close Cost Date Date Quantity Security Buis proceeds Short Terns Long Term

01-17-96 10-19-00 2.50000 PACTIV CORP COM 91,69625 27,81781 -63.87844 06-02-99 1019-00 10000 CLOROX CO DEL COM 5,17049 4,012 12 -1 .158 37 06-03-99 10-19-00 30000 CLOROX CO DEL COM 15,515 as 12,03638 -3,47947 05-07-99 10-19-00 4,50000 PACTIV CORP COM 102.21707 49.77689 -52,440 19 OS-10-99 10-19-00 5.90000 PACTIV CORP COM 129.24240 64,15687 -65,085 53 05-11-99 10-19-00 3,10000 PACTIV CORP COM 68.93091 34.29074 -34,64007 01-29-98 10-19-00 300000 GEORGIA PACIFIC 69.74910 79,97236 9223 26

TIMBER GROUP 02-04-98 10-19-00 2.00000 GEORGIA PACIFIC 46.10000 52.64824 6,54824

TIMBER GROUP 02-20-98 10-19-00 1,50000 GEORGIA PACIFIC 34,38300 39,486 18 5,103 18

TIMBER GROUP 02-23-98 10-19-00 1,20000 GEORGIA PACIFIC 27.411 72 31,58894 4,17722

TIMBER GROUP 02-24-98 10-19-00 1,30000 GEORGIA PACIFIC 29,65937 34,22136 4 56199

TIMBER GROUP 02-27-98 10-19-00 2,20000 GEORGtAPACIFIC 50,43082 5791307 7 482 25

TIMBER GROUP 05-13-98 10-19-00 30000 GEORGIA PACIFIC 7.59090 7,89724 30634

TIMBER GROUP 05-14-98 10-19-00 20000 GEORGIA PACIFIC 5,03366 5.26492 231 16

TIMBER GROUP 06-03-98 10-19-00 130000 GEORGIA PACIFIC 29,62466 34,221 36 4,59670

TIMBER GROUP 06-05-98 10-19-00 2,00000 GEORGIA PACIFIC 46,10000 5264824 6,54824

TIMBER GROUP 06-15-98 10-19-00 1 .00000 GEORGIA PACIFIC 22,89220 26.324 12 3431 92

TIMBER GROUP 06-19-98 10-19-00 1 .00000 GEORGIA PACIFIC 21,63940 26324 12 4,684 72

TIMBER GROUP 10-07-98 10-19-00 1,00000 GEORGIA PACIFIC 17,81910 26,324 12 9,50502

TIMBER GROUP 10-08-98 10-19-00 1,50000 GEORGIA PACIFIC 26.29380 39,486 18 13,19238

TIMBER GROUP 12-19-98 10-19-00 17.50000 GEORGIA PACIFIC 397,37425 460,672 12 63,29787

TIMBER GROUP 01-14-00 10-19-00 50000 GEORGIA PACIFIC 11,89890 13 16206 1,263 16

TIMBER GROUP 01-19-00 10-19-00 20000 GEORGIA PACIFIC 4,61299 5,26492 651 94

TIMBER GROUP 114-13-98 10-19-00 77400 P P& LRES FNCCOM 18,37879 31,69424 1331546 04-15-98 10-19-00 10,00000 PP& LRESINCCOM 241 .089 00 409,48633 168,39733 04-28-98 10-19-00 1 .20000 PP& LRES FNCCOM 26,77572 49 13836 22,36264 05-01-98 10-19-00 1 .90000 P P & L RES INC COM 40.96674 73,70754 32,74080 05-06-98 10-19-00 3,00000 P P & L RES INC COM 67,65000 12284590 55,19590 05-07-99 10-19-00 2,000 OD P P & L RES INC COM " 673 00 91 .89727 37,224 27 05-14-98 10-19-00 2,00000 P P & L RES INC COM 44,09800 91,89726 37,79926 12-19-98 10-19-00 3,12600 P P & L RES INC COM 89,77091 128,00543 38,234 52 11-01-96 10-19-00 9,60000 CH14 Global 194,90000 77.09727 -107,80273 05-19-97 10-19-00 1,00000 CHN Global 23,502 00 8,96490 -14.53720 05-22-97 10-19-00 60000 CHN Global 14,13000 5,37898 -8,751 12 09-10-97 10-19-00 3.40000 CHN Global 89,13950 30,49032 -58.659 19 10-08-97 10-19-00 3,00000 CHN Global 89,71500 26,89440 -62,82060 12-12-97 10-19-00 2.00000 CHN Global 50.60000 17.92960 -32.67040 02-09-98 10-19-00 2,00000 CHN Global 50,94780 17,92960 -3291820 02-10-98 10-19-00 2,00000 CHIN Global 50.45000 17.92960 -32.52040

lot

The Satnueloerts Noble Foundation, hic EIN 73-0606209 October 31, 2000

SRNF REALIZED GArNS AND LOSSES

Master Group ofPor6rolios From 11-01-99 Through 10-31-00


Gair,Orl.~ - Open Cl~c Cwt Date Date Quantity Security Baw Proceeds Short Term Long Term

05-07-98 10-19-00 1,00000 CHN Global 25,26880 9,96490 -16,30400 05-11-98 10-19-00 130000 CHN Global 33,111 52 11,65423 -2145729 11-10-99 10-19-00 3.20000 WEYERHAEUSER CO 198,80000 129.79831 -69,011 69

COM 11 10-99 10-19-00 5,60000 WEYERHAEUSER CO 347,90000 227,12953 -120,77047

COM 11-10-919 10-19-00 5,60000 WEYERHAEUSERCO 347,90000 227,12953 -120.77047

COM 11-10-99 10-19-00 5,60000 WEYERHAEUSERCO 3,47,90000 227.12954 -120,77046

COM 01-06-99 10-19-00 8,65000 PHARMACIA CORP COM 419,13694 460,57031 41.43347 04-01-98 10-19-00 2,90000 ELECTRONIC ARTS INC 67.49992 151.84995 84,350 13

COM 06-23-00 10-19-00 40000 GENTEX CORP COM 10.42396 8,76858 -1 .655 38 08-16-00 10-19-00 20000 S%kqFTTRANSNCOCOM 3 .48750 2.57825 -90925 06-16-00 10-20-00 3,30000 LUCENT TECHNOLOGIES 189,04968 74,30757 -114 74211

COM 11-18-99 10-20-00 40000 LOCKHEED MARTTN 7,99390 13,420 15 542635

CORP COM 11-18-99 10-20-00 10000 LOCKHEED MARTIN 1 .99845 3,30788 1,30943

COPPCOM 11-18-99 10-20-00 10000 LOCKHEED MARTIN 1,99945 3.29889 1 30044

CORP COM 05-11-99 10-20-00 40000 PACTIV CORP COM 8,89430 4,35901 453629 05-12-99 10-20-00 3,80000 PACTIV CORP COM 94.416 G4 41 .401 13 -43,01491 05-13-99 10-20-00 1,40000 PACTIV CORP COM 307346 15,25305 -16,12041 05-17-99 10-20-00 7GO 00 PACTTV CORP COM 14,817 15 7,62652 -7 19063 09-20-99 10-20-00 3,10000 PACTIV CORP COM 47,26539 33,77461 -13,49078 09-21-99 10-20-00 4,00000 PACTIV CORP COM 59.56001 43,580 14 .15.97987 09-22-99 10-20-00 1,40000 PACTIV CORP COM 21,40359 15,25305 -6 .15054 09-28-99 10-20-00 3.10000 PACTIV CORP OOM 43,32339 33,77461 -9,54878 10-05-99 10-20-00 3,20000 PACIFIV CORP COM 48,194 13 34,964 11 -13,33002 10-06-99 10-20-00 730000 PACTIVCOPPCOM 106.67041 79,533 76 -27,13665 10-19-99 10-20-00 2,20000 PACTIVCOPPCOM 28,78964 23,96909 4,82056 10-20-99 10-20-00 240000 PACTIV CORP COM 30,56463 26,14808 4,41655 10-21-99 10-20-00 1,60000 PACTIV CORP COM 20,00270 17,43206 -2,57064 04-01-98 10-20-00 2,20000 ELECTRONIC ARTS INC 51,20676 117 .75393 66,54717

COM 12-07-99 10-20-00 1,50000 CIRCUIT CITY STORE INC 64,52995 19,80999 -44,71996

CIRCT CITY GRP 12-15-99 10-20-00 5.20000 CIRCUIT CITY STORE INC 215,65076 69,67462 -146976 14

CIRCT CITY GRP 12-16-99 10-20-00 4 10000 CIRCUIT CITY STORE INC 175.80267 54,14730 -121 655 37

CIRCT CITY GRP 12-17-99 10-20-00 3.50000 CIRCUIT CITY STORE INC 144.01695 46,223 30 -97 79365

CIRCT CITY GRP 01-06-00 10-20-00 6,90000 CIRCUIT CITY STOP E INC 314,69380 89,80527 -224.988 53

CIRCr CITY GRP 03-07-00 10-20-00 13,70000 CIRCUIT CITY STORE INC 549,05627 180,931 21 -368 125 06

CIRCTC[TYGPP 07-10-00 10-20-00 10000 CIRCUIT CITY STORE INC 3,63100 1,32067 -2,31033

CIRCY CITY GRP 06-23-00 10-20-00 10000 PRARMACOPELA INC 3,46581 2,14992 -1,315 89

COM 08-16-00 10-20-00 30000 SWIFrTRANSNCOCOM 5.231 25 3,86237 -1 .36888 06-23-00 10-20-00 50000 GENTEX CORP COM 13,02995 11,12672 -1 .903 23

102

Gain Or Loss Open Close Cost Date Date Quantity Sectinty, Bass Proceeds Shor(Term Long Term

103

STATEMEN-17 I I Pa~-e 103 of 114

The Sarnuel4nerts Noble Foundation, Inc 0 E[N 73-0606209 October 31, 2000



06-2"0 10-20-00 70000 GENTEX CORP COM 17,64021 15,57742 06-16-00 10-23-00 1,70000 LUCENT TECHNOLOGIES 97,3S923 39,25535

COM 09-2"0 1023-00 400000 LUCENT TECHNOLOGIES 120,38199 90,01259

COM 06-03-99 10-23-00 10000 CLOROX CO DEL COM 5,17195 3,99486 12-01-99 10-23-00 10000 TYCO INTL LTD NEW 4.094 18 5,13521

COM 12-05-96 10-23-00 2,00000 ALLTEL CORP COM 63,35000 111,84787 12-06-96 10-23-00 1,20000 ALLTELCOPPCOM 37,29240 67,10872 12-09-96 10-23-00 80000 ALLTEL CORP COM 25,22320 44 .739 15 12-10-96 10-23-00 30000 ALLTEL CORP COM 9,441 00 16,777 IS 12-17-96 10-23-00 1,10000 ALLTEL CORP COM 33.05500 61,516 33 01-09-97 1023-00 2,00000 ALLTEL CORP COM 62,35000 111,84797 05-19-97 10-23-00 4,9DO 00 ALLTEL CORP COM 152,14500 274.02727 09-10-97 10-23-00 2,00000 ALLTEL CORP COM 63,43500 111,84787 10-0897 10-23-00 4,00000 ALLTEL CORP COM 144,12000 223.69573 12-18-98 10-23-00 2,00000 ALLTEL CORP COM 111,93500 111,94787 08-2"0 10-23-00 2,80000 ALLTEL CORP COM 140,08998 156.58701 09-07-00 10-23-Go 2,00000 ALLTEL CORP COM 98,43120 111,84787 07-26-99 10-23-oo 1,00000 ALLSTATE CORP COM 34.72330 33,907 17 07-28-99 10-23-00 1.10000 ALLSTATECOFPCOM 39,78700 37.29788 07-29-99 10-23-00 3,10000 All TATECORPCOM 111,73950 105,11222 0"2-99 10-23-00 1,20000 ALLSTATE CORP COM 42,93660 40,68960 0"3-99 10-23-00 80000 ALLSTATE CORP COM 28,85248 27,125 73 08-04-99 10-23-00 3,10000 ALLSTATE CORP COM 111 .48909 105.11222 0"5-99 10-23-00 3.70000 ALLSTATE CORP COM 131,90325 125,45652 08-06-()9 10-23-00 4,20000 ALLSTATE CORP COM 148.041 18 142,41011 08-09-99 10-23-00 1,40000 ALLSTATE CORP COM 49,18606 47,47004 08-10-99 10-23-00 1,80000 ALLSTATECOPIPCOM 62,51202 61,03290 08-11-99 10-23-00 2,00000 ALL-STATE CORP COM 69,85960 67,81434 08-30-99 1023-00 3,00000 ALLSTATE CORP COM 101,19000 101,721 50 08-31-99 10-23-00 7,10000 ALLSTATE CORP COM 237,22023 240,74090 09-01-99 10-23-00 2.50000 ALLSTATE CORP COM 81,25400 84,76792 08 2995 10 23-00 13,20000 ICEYCORP NEW COM 205,75500 296.25486 08-30-95 10-23-00 12,20000 KEYCORP NEW COM 190,033 30 273,81131 10-08-97 10-23-00 2,60000 KEYCOPPNEWCOM 85.595 25 58,353 23 12-18-98 10-23-00 5,OGO 00 KEYCORP NEW COM 160.15000 112,21775 12-01-95 10-23-00 4,200 DO EDISON INTL Com 65.00340 93,36298 12-04-95 10-23-00 7.50000 EDISON INTL COM 113.94750 166,71944 10-22-98 10-23-00 2,00000 EDISON INTL COM 54,53580 44,45852 12-18-99 10-23-00 2,00000 EDISON INTL COm 55,56000 44.45852 09-12-00 10-23-00 4,90000 EDISON INTL Com 124,32525 108923 36 09 15-00 10-23-00 3,60000 EDISON [NIL COM 91,M 48 90,02533 09-18-00 10-23-00 6.50000 EDISON INTL Com 155,993 10 144,49018 09 19-00 10-23-00 3,70000 EDISON INTL com 93,51196 82,24825 12-18-98 10-23-00 1,70000 NORTHROP GRUMMAN 125,21350 149,348 52

CORPCOM 04-23-99 10-23-00 70000 NORTHROPGRUMMAN 44 .79104 61,49645

CORPCOM 04-26-99 10-23-00 1,00000 NORTHROPGRUMMAN 64,05000 87,85207

CORPCOM 04-27-99 10-23-00 1,90000 NORTHROP GRUMMAN 121,324 31 166,91893

COPPCOM

-2,06279 -59.13388

-30,36940

-1 .17709 LD41 03

48,49787 29,81632 19,51595 7,336 IS

28,461 33 49,49787 121,98227 48,41287 79,575 73

-97 13 16,497 13 13,41667

-816 13 -2,499 12 -6,62728 -2,24800 -1,72675 -6,37587 -6,34673 -5 .631 07 -1,71602 -1,47912 -2,04526

531 50 3,52067 3,51392

90,49986 83,77901 -27,24202 47,93225 28,35948 52,771 94 -10,07728 -11 .10148

-15,401 89 -11,169 15 -11,49292 -1,263 71

24,13502

16,70541

23,80201

45,59462

STATEMENT'll Page 104 of 1 14

The Saniue[wrts Noble Foundation, Inc ELN 73-0606209 October 31, 2000


Master Group of Porffoltos From 11-01-99 Through 10-31-00

Gain Or Loss Open Close Cost Date Date Quantity Security Basis Procceds Short Term Long Term

12-13-99 1023-00 1,80000 NORTHROP GRUMMAN 91,233 54 158 .133 73 66.900 19 CORP COM

12-14 99 10-23-00 1,10000 NORTHROP GRUMMAN 55,95569 96,63728 40,781 59 CORP COM

12-15-99 10-23-00 1,50000 NORTHROP GRUMMAN 76,18755 131,778 10 55,59055 CORP COM

12-17-99 10-23-00 2,00000 NORTHROP GRUMMAN 100,93840 175,704 14 74,765 74 CORP COM

05-19-99 10-23-00 56000 WASHINGTON MUT INC 21.90539 22,07306 26767 COM

05-25-99 10-23-00 4.00000 WASHINGTON MUT INC 155,90840 157664 74 1 75634 COM

06-15-919 10-23-00 4,00-000 WASHINGTON MUT INC 147.61240 157.66474 10,05234 COM

06-16-99 10-23-00 70000 WASHINGTON MUT INC 24,60703 27,591 33 2,98430 COM

09-21-99 10-23-00 880000 WASHINGTON MUT INC 261,14000 34696243 85 722 43 Com

09-22-99 1023-00 2,40000 WASHINGTON MUT INC 69,20251 94,59885 25,396 34 COM

99-05-00 10-23-00 3.2DO 00 WASHINGTON MUT INC 113.0%00 126,131 79 13,035 79 COM

09-06-00 10-23-00 2,80000 WASHINGTON MUT INC 98.87164 110,36532 11,49368 COM

09-15-00 10-23-00 1 .60000 WASHINGTON MUT INC 59.15904 63,06590 3,90686 COM

06-28-00 10-23-00 90000 GENTEXCORPCOM 22.68027 20,56638 -2,11389 08-01-00 10-23-00 30000 MANAGEMENT 6,862 50 4,224 84 -2.63766

NETWORK GRP COM 08-16-00 10-23-00 30000 SWIFT TRANSN CO COM 5231-25 3.91249 -1,31976 12-01-89 10-23-00 5,00000 FOUNDERS 000 171,21943 171 .21843

BANCORPORATION INC 01-17-96 10-24-00 1,10000 PACTIV COPP COM 40,34635 12,10234 -28,24401 01-19-% 10-24-00 60000 PACTIVCOPPCOM 21,947 11 6,601 28 -15,345 83 03-07-96 10-24-00 2,90000 PACTIV CORP COM 126,01004 31,90618 .94.10386 11-19-98 10-24-00 47804 CITIGROUP INC COM 10,62645 24,50470 13,87825 12-18-98 10-24-00 1,02196 CITIGROUP INC COM 25,319 12 52,38648 27,06736 09 10-98 10-24-00 1,50000 AES CORP COM 19,57297 94672 17 65 .09-9 19 01-27-99 10-24-00 100000 FOREST LARS INC COM 46,26840 129,99566 83,72726 05-03-00 10-24-00 10000 VOICESTREAM WIRELESS 9,95695 12,14959 2,29264

COM 05-04-00 10-24-00 60000 VOICESTKEAM WIRELESS 62,413 14 72,89757 1048443

COM 05-08-00 10-24-00 10000 VOICFSTREAM WIRELESS 9,71781 12.14960 2,431 79

COM 05-22-00 10-24-00 40000 VOICESTREAM WIRELESS 39,30692 48.59938 9.291 46

COM 05-23-00 10-24-00 30000 VOICESTREAM WIRELESS 29,58306 36 "It 78 6.96572

COM 05-24-00 10-24-00 30000 VOICESTREAM WIRELESS 28.05000 36,44979 8 39879

COM 05-25-00 10-24-00 10000 VOICESTREAM WIRELESS 10,03478 12.14959 2,114 81

COM 05-26-00 10-24-OD 10000 VOICESTREAM W1RELFSS 10,00875 12.14960 2,14085

COM

104

0 The Samuel Oerts Noble Foundation . Inc EIN 73-0606209 October 3 1 ~ 2000



Gain Or Lou

Shor[Term Long Term

-767(,4

-390068

-3,90067

-3 838 18

-3,938 17

-3,939 18

-3,838 17

-3 .838 IS

-372661

-3,72668

-3,32427

Proceeds

2,84236

14.21192

14,211 83

14,21182

14,211 83

14 .21 t 82

14,211 83

14,211 82

14,211 93

14,211 82

14,211 83

126,92076

31,705 19

19,111 86 38,22372 114,671 19 19,111 96 9,12479 24,37436 20,31197 20,91547

1 901 41

3,90281

1,901 40

5,70422

5,394 82

tO .497 03

9,75909 21,29257 1,774 38 1,77439 9,87190 11,53347 13,30785 15.96942 1242066

1,30064

2,29967

105


Open Close Cost Date Date Quantity Sceurity Bass

03-12-99 10-24-00 20000 DELPHI AUTO SYS CORP 3,61000 COM

03-15-99 10-24-00 1,00000 DELPHI AUTO SYS CORP 18,11250 COM



03 23-99 10-24-00 1,00000 DELPHI ALI-170 SYS COPP 1805000 COM


03-29-99 10-24-00 I,ODO 00 DELPHI AUrO SYS CORP 18,05000 COM


03-31-99 10-24-00 1,00000 DELPHI ALFI`0 SYS CORP 17,93950 COM

03-31-99 10-24-00 1 .00000 DELPHI AUTO SYS CORP 17,93850 COM

04-01-99 10-24-00 1 .00000 DELPHI AUTO SYS CORP 17,536 10 COM

12-20-99 LO-7.4-00 6,00000 ADVANCED MICRO 87,91020 DEVICVS COM

12-21-99 10-24-00 1,50000 ADVANCED MICRO 22.50622 DEVICES OOM

07-08-97 10-24-00 20000 SONY CORP ADR NEW 9,62953 03-04-99 10-24-00 40000 SONY CORP ADR NEW 15,69869 03-05-99 10-24-M 1,20000 SONY CORP ADR NEW 49.93000 03-09-99 10-24-00 20000 SONY CORP ADR NEW 9.09863 06-03-99 10-24-00 20000 CLOROX CO DEL COM 10,34390 06 07-99 10-24-00 60000 CLOROX CO DEL COM 31,76794 06-08-99 10-24-00 50000 CLOROX CO DEL COM 26,53907 07-26-99 10-24-00 1,10000 WILLIAMS SONOMA INC 39.66391

COM 07 27-99 10-24-00 IGO 00 WILLIAMS SONOMA INC 3,60725

Com 07-27-99 10-24-00 20000 WILLIAMS SONOMA INC 7.32872

COM 07-28-99 10-24-00 10000 WILLIAMS SONOMA INC 3,67600

COM 07-28-99 10-24-00 30000 WILLIAMS SONOMA WC 11,32650

COM 12-01-99 10-24-00 10000 TYCO 94TL LTD NEW 4,094 18

COM 12-01-99 10-24-00 20000 TYCO INTL LTD NEW IIJ88 36

COM 05-11-98 10-24-00 1,10000 CHN Global 29,01744 05-12-98 10-24-00 2,40000 CHN Global 60,764 16 05-18-98 10-24-00 20000 CHN Global 5,00286 05-19-98 10-24-00 20000 CHN Global 4,93638 06-01-98 10-24-00 t,000 00 CHN Global 23.53090 06-02-98 10-24-00 1,30000 CHN Global 30,94000 06-03-98 10-24-00 1,50000 CHN Global 34.42185 06-11-98 10-24-00 1,80000 CHN Global 40,59000 06-12-98 10-24-00 1,40000 CHN Global 29,98044

10,48233 22,52504 65,741 18 10,01323 -2,219 11 -7,39348 -6,227 10 -1874844

-1,705 94

-3,52591

-1,77460

-5,62228

-19,25835 -39,471 59 -3,22848 -3.16200

-14,65890 -19.40653 -21,11400 -24,62058 -17,55978

39,95056

9,19896

0 The Sarnueleerts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF


Gain Or Loss


-14,463 72 -25 163 05 -14492 10 -14,142 15 A,626 55 40,67290 -5,38934 -3,532 56 -9,15263 -1,816 19 49130 4.56084 -7,39049 -3,231 19 .3,24899

50761 457 14 -9026 4741

Proecedi

10,64628 23.06695 13,30795 13,30795 4,43595 50,56995 9,75909 10,64629 57,66737 17,74391 4,43595

31,051 66 44,35952 17,74381 26,61571 35,48761 16,85661 15,08224 9,75909 30,16447 29.27728 44 777 36

171,81703

137,45362

171.81703

68,72691

85,908 51

142.18484

38,80591

77,611 81

13 U41 57

23,283 54

77,611 81

194,02954

112,412 19

138,35346

69,17673

519,82550

58,91654

106


Open Close Cost Date Date Quantity Security Bases

06-15-98 10-24-00 1,20000 CHN Global 25 11000 07-14-98 10-24-00 2,60000 CHN Global 48,23000 07-15-98 10-24-00 1,50000 CHN Global 27,79995 07-22-98 10-24-00 1,50000 CHN Global 27.45000 07-23-98 10-24-00 50000 CH14 Global 9,06250 07-31 99 10-24-00 5,70000 CHN Global 91,24275 08-13-98 10-24-00 1,10000 CHIN Global 15,14843 08-20-98 10-24-00 1,20000 CHN Global 14,17984 09-24-98 10-24-00 6,50000 CHIN Global 66,82000 09-25-99 10-24-00 2,00000 CHN Global 19.56000 09-28-98 10-24-00 50000 CHN Global 4,92725 02-02-99 10-24-00 3.50000 CHIN Global 35,61250 02-04-99 10-24-00 5,00000 CHN Global 51.75000 02-09-99 10-24-00 2.00000 CHIN Global 20.97500 02-17-99 10-24-00 3,00000 CHN Global 29,96470 03-09-99 10-24-GO 4,00000 CHN Global 34,98000 03-10-99 10-24-00 1 .90000 CHN Global 17,313 75 03-12-99 10-24-00 1 .70000 CHN Global 15,17250 03-15-99 10-24-00 1 .10000 C14N Global 9.80650 12-21-99 10-24-00 340000 CHN Global 39,92076 07-07-00 10-24-00 3,30000 CHN[Globat 28,21500 04-03-96 10-24-00 57694 AMERICAN GENERAL 15,271 79

CORPCOM 04-04-96 10-24-00 2,213 80 AMERICAN GENERAL 58,60000

CORPCOM 04-08-96 10-24-00 1 771 04 AMERICAN GENERAL 46,52864

COR-P COM 04-09-96 10-24-00 2,213 80 AMERICAN GENERAL 58,10000

CORP Com 04-10-96 10-24-00 985 52 AMERICAN GENERAL 23, 164 16

CoRpCom 04-11-96 10-24-00 1,10690 AMERICAN GENERAL 28,533 50

CORPCOM 08-27-97 10-24-00 1,83200 AMERICAN GENERAL 97,76196

COPPCOM 09-10-97 10-24-00 50000 AMERICAN GENERAL 25,10975

CORPCOM 10-08-97 10-24-00 I,GDO 00 AMERICAN GENERAL 55,217 50

CORPCOM 12-18-99 10-24-00 1,691 00 AMERICAN GENERAL 122,331 17

CORPCOM 05-19-99 10-24-00 30000 AMERICAN GENERAL 21,35947

COR-P COM 06-11-99 10-24-00 1 .00000 AMERICAN GENERAL 70,74370

COR-P COM 05-10-00 10-24-00 2,50000 AMERICAN GENERAL 135 .1 13 00

OOPPCOM 11-02-94 10-24-00 2,60000 ANHEUSER BUSCH COS 32,307 It

INC COM 11-10-94 10-24-00 3.20000 ANHEUSER BUSCH COS 39,48994

INC COM 11-15-94 10-24-00 1,60000 ANHEUSER BUSCH COS [9,709 22

NCCOM 06-30-95 10-24-00 12,00000 ANHEUSER BUSCH COS 166,05446

INC COM

29 50S 57

11321703

90,92498

113,71703

45,56265

57,37501

54,42288

13.697 16

22,39431

891040

1,92507

6,86a I I

80,10508

98863 52

49,46751

352,771 04

-9,75629 1,06228

The Sarnuelarts Noble Foundation, Inc EIN 73-0606209 October 31, 2000

40




Gain Or Lass Open Close Cost Date Dale QusntLty Security Ros's Proceeds ShoriTerm Ung Term

07-18-95 10-24-00 2,90000 ANHEUSER BUSCH COS 37,93502 121,05928 83,124 26 INC COM

07-19-95 10-24-00 4,80000 ANHEUSER BUSCH COS 65.31045 207,53020 142,21975 INC COM

02-09-93 10-24-00 2.76860 INTL. PAPER CO COM 98,97221 89,31897 44676 02-10-93 10-24-00 9,65300 INTL PAPER 00 COM 310,67432 311,41951 745 19 03-10-93 10-24-00 7,42600 IN'll. PAPER CO COM 222,12500 239,573 33 17,44933 09-21-95 1024-00 2,00000 INTL PAPER CO COM 93,10000 64,52285 -18,577 15 09-22-95 1024-00 2,00000 INTL PAPER CO COM 82,79920 64,52294 -18,26536 09-25-95 10-24-00 6 000 00 114M PAPER CO COM 246,44100 193,56SS4 -52,87846 09-27-95 10-24-00 1.20000 DTFL PAPER CO COM 48,78000 39,713 71 -10.06629 10-04-95 10-24-00 250000 INTL PAPER CO COM 97,94650 80.653 55 -1729295 10-05-95 10-24-00 45240 INTL PAPER CO COM 17,5342S 14 .59507 -2939 18 06-23-00 10-24-00 100000 ATIAS AIR INC COM 32,97900 3692096 3,94296 08-01-00 IG-24-00 50000 MANAGEMENT 11,437 50 6.49979 -4,937 72

NETWORK GRP COM 06 2"0 10-24-GO 50000 GENTEX CORP COM 12,600 15 11,53086 -1 .06929 06-08-99 10-25-00 30000 CLOROX CO DEL COM 15.923 " 12,77672 -3 146 72 06-09-99 10-25-00 10000 CLOROX CO DEL COM 5,24951 4.25891 -99060 07-29-99 10-25-00 20000 WU-LLkMS SONOMA INC 7.551 00 3,75863 -3 792 37

COM 07-28-99 10-25-00 10000 WILLIAMS SONOMA INC 3,77550 1,95663 -1,91887

COM 07-30-99 10-25-00 20000 WILLIAMS SONOMA INC 7,451 76 3.71326 -3 .739 50

COM 0"2-99 10-25-00 200 DO WILUAMS SONOMA INC 7.46000 3,71326 -3,74674

COM 0"3-99 10-25-00 20000 WILLIAMS SONOMA INC 7.35752 3.71325 -3,644 27

COM 08-03-99 10-25-00 10000 WK.LLAMS SONOMA INC 3,66125 1,85663 .1,80462

COM 08-04-99 10-25-00 40000 WILLLAMS SONOMA INC 14,601 56 7.42651 -7,175 03

COM 08-04-919 10-25-00 80000 WILLLA.MS SONOMA INC 29,24000 14,85302 -14,38698

COM 10-03-00 10 25-00 23.90000 HONEYWELL INC COM 979,89790 1,231,271 80 371,37390 05-01-00 10-25-00 20,00000 AT&T CORP COM %3.38800 484.70580 478.68220 06-23-00 10-25-00 40000 ATLAS AIR INC COM 13.19120 14,215 72 1,02452 06-23-00 10-25-00 80000 APPLIEDMICRO 78,39200 117,59609 39,01408

CIRCUITS COM 06-28-00 10-25-00 10000 APPLIED MICRO 9,52598 14,69951 5.17363

CIRCUITS COM 06-23-00 10-25-00 1,10000 INTEGRATED SIUC 42,87525 14,60003 -28,27522

SOLTN COM 06-23-00 10-25-00 440000 TRANSWTrCH CORP COM 195,66932 218.771 26 23,101 94 06-23-00 10-25-00 30000 MANUFACTURERS SVSC 4.80000 3.47995 -1,320 15

LTD COM 06-23-00 10-25-00 40000 PHARMACOPEIA INC 13.86324 8,022 95 -5.94039

COM 06-2" 10-25-00 50000 PHARMACOPEIA INC 21,50440 10,028 56 -11,475 84

COM 06-2M 10-25-00 30000 APPLJED MICRO 29,57764 4609443 17,50679

CIRCUITS COM 07-07-00 1025-00 20000 APPLIED MICRO 24,12050 30,72295 6,60245

CIRCUITS COM

107


Gain Or Less Open CIO" Cost Date D31e Quantity Stcunty Basts Prveceds Short Term LongTerm

108


The SarnUelarts Noble Foundation, Inc 10 EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAfNS AND LOSSES

08-09-00 10-25-00 50000 APPLIED MICRO 76613 75 76,80739 CIRCUITS COM

0628-00 10-25-00 50000 GENTEX CORP COM 12600 15 11 .401 G6 08-01-00 10-25-00 50000 MANAGEMENT 11,43750 6,10394

NETWOR-KGFLPCOM 0922-00 10-25-00 1,80000 ENRON CORP COM 149 .565 52 137.13742 0925-00 10-25-00 2,50000 ENRON CORP COM 210,073 75 190,46865 10-04-00 10-25-00 1,70000 ENRON CORP COM 144,107 13 129,51968 0927-99 10-25-00 51 .46498 FNMA REMIC 50,99859 51,46498

5 9506/. Due 11 -25-07 03-07-96 10-26-00 5,00000 PAcnvcoRPcom 217.25968 5.4,705 17 06-2696 10-26-00 50000 PAcnv CORP COM 19,31078 5.47052 07-25 96 10-26-00 50000 PACTIVCORPCOM 17.94965 5,47052 03-03 97 10-26-00 5.30000 PACTIVCORPCOM 186,83375 $7,98747 0826-97 10-26-00 80000 PACTIV CORP COM 33.57529 9.75292 08 26-97 10-26-00 5,70000 PACTIV CORP COM 239,22,391 62,40777 08-04-9-9 10-26-00 70000 WILLIAMS SONOMA INC 25,58500 13,00206

COM 08-05-99 10-26-00 30000 WILLIA.MS SONOMA INC 10,65939 5,57231

COM 08-06-99 10-26-00 70000 WILLIAMS SONOMA INC 25,03221 13 .00207

COM 08-09-99 10-26-00 1 .00000 WILLIAMS SONOMA INC 35.46750 18.574 38

COM 08-10-99 10-26-00 30000 WILLIAMS SONOMA INC 10,28256 5,57231

COM 04 11-97 10-26-00 I .7D0 00 GUIDANTCORPCOM 25,44500 93,77329 G4-14-97 10-26-00 80000 GUIDANTCOPLPCOM 11,84636 44,12860 03-16-99 10-26-00 2.2DO 00 CADENCE DESIGN SYS 52,901 &4 56 10846

INC COM 01-24-97 10-26-00 2,19000 FIRST UN CORP COM 6001954 60,72908 01-27-97 10-26-00 66000 FIRST UN CORP COM 17,92074 19,30192 01-2897 10-26-00 66000 FIRST UN CORP COM 18,03000 18.30192 01-29-97 10 26-00 1,76000 FIRST UN CORP COM 47,68000 48,80511 01-31-97 10-26-00 1 10000 FIRST UN CORP COM 2992500 30,503 19 02-0397 10-26-00 77000 FIRST UN CORP COM 20,85946 21,35223 02-04-97 10-26-00 55000 FIRST UN CORP COM 14.90000 15.25160 02-24-97 10-26-00 2,31000 FIRST UN CORP COM 68,01459 64.05670 03-07-97 10-26-00 1,65000 FIRST UN CORP COM 48,07500 45.75-479 03-18-97 10-26-00 1,65000 FIRST UN CORP COM 45,32670 45.75479 06-11-97 10-26-00 1,32000 FIRST UN CORP COM 40,99800 3660383 04-21-99 10-26-00 50000 FIRSTUNCOPPCOM 27,01595 13,86509 G4-26-99 10-26-00 1,00000 FIRST UN CORP COM 53,57960 27,730 17 05-05-99 10-26-00 80000 FIRST UN CORP COM 43,12024 22,184 14 05-06-99 1026-00 1 .00000 FIRSTUNCORPCOM 53,69460 27.730 17 05-10-99 10-26-00 80000 FIRST UN CORP COM 43,15048 22.19414 05-11-99 1026-00 1 .20000 FIRST UN CORP COM 64.501 32 33.27621 05-14-99 10-26-GO 4,80000 FIRST UN CORP COM 254,948 16 133 .IG4 94 05-17-99 10-26-00 2,50000 FIRST UN CORP COM 131 .43700 69,32544 05-2699 10-26-00 1,60000 FIRST UN CORP COM 71,42208 44.36828 06-04-99 10-26-00 3GO 00 FIRST UN CORP COM 12,98673 8,31905 09-09-94 10 26-GO 6,84200 VERIZON 166,14260 345,16738

COMMUNICATIONS COM 09-12-94 10-26-00 4,45400 VERIZON 108.17000 224.69680

COMMUNICATIONS COM

19364

-1 .19909 -5 .333 56

-11,428 10 -19,605 10 -14,58845

46640

-162,553 51 -13,84026 -12,479 13

-129,84628 -24,82247

-176,816 14 -12,58294

-5,08708

-12030 14

-16.893 12

4.71025

68,328 29 32,282 24 3 20682

70954 381 18 271 92

1,12511 578 19 493 77 351 60

-3,957 89 -232021

42809 -4 .394 17

-13,15086 -25,94943 -20 .936 10 .25,95443 -20,%634 -31,225 11 -121 .94332 -62,111 56 -27.05380 4,66768

179 024 78

116.52680

The Samuelwrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF


4,60069 1,65789 28429

-2 .491 29

7.91741

9,192 13 6,30029

104052

2,52011

704,92050 167,91441 421,01090

109


Open Close Cost Date Date Quantity S"Unty Bits"

09-13-94 10-26-00 1.53600 VERLZON 37,30000 COMMUNICATIONS COM

09-10-97 10-26-00 2,16800 VERIZON 95,12652 COMMUNICATIONS COM



10-09-98 10-26-00 61000 VERIZON 27,99375 COMMUNICATIONS COM

10-1998 10-26-00 4,27000 VERtZON 197,56205 COMMUNICATIONS COM


12-18-98 10-26-00 1,22000 VERIZON 66.90500 COMMUNICATIONS COM

07-20~00 10-26-00 2.10000 VERIZON 92,91975 COMMUNICATIONS COM

08-04-00 10-26-00 1 .30000 VERIZON 59,78973 COMMUNICATIONS COM

OM8-00 10-26-00 4.50000 VER9,ON 191 .01150 COMMUNICATIONS COM

08-09-00 10-26-00 3.20000 VERVON 135,23648 COMMUNICATIONS COM


0"7-95 10-26-00 4,00000 CMS ENERGY CORP COM 99,91200 06-08-95 10-26-00 1 .80000 CMS ENERGY CORP COM 44.58240 06-09-95 10-26-00 4.00000 CMS ENERGY CORP COM 98,10400 06-29-95 10-26-00 4,00000 CMS ENERGY CORP COM 98.59400 06-30-95 10-26-00 2,00000 CMS ENERGY CORP COM 49,33000 07-06-95 10-26-00 1.50000 CMS ENERGY CORP COM 37,01250 07 07-95 10-26-00 1,00000 CMS ENERGY CORP COM 24,55000 07-10-95 10-26-00 1,500 00 CMS ENERGY CORP COM 36,76500 07-12-95 10-26-00 100000 CMS ENERGY CORP COM 24,17500 09-10-97 10-26-00 1,20000 CMS ENERGY CORP COM 43.83600 12-18-98 10-26-00 2.900 00 CMS ENERGY CORP COM 133,43400 06-28-00 10-26-00 1,20000 TRANSWITCH CORP COM 50,98858 06-23-00 10-2&-00 70000 ATLAS AIR INC COM 23,08460 06-28-00 10-26-00 20000 ATLAS AIR INC COM 6,78500 06-23-00 10-26-00 40000 MANUFACTURERS SVSC 6,40000

LTD COM 06-2"0 10-26-00 80000 MANUFACTURERS SVSC 17.19000

LTD COM 06-28-00 10-26-00 40000 GENTEX CORP COM 10.080 12 06-23-00 10-26-00 50000 IN113GRATEDSILIC 19.48975

SOLTN COM 06-2"0 10-26-00 90000 DnEGRATEDSLUC 30,90600

SOLTN COM 07-07-00 10-26-00 20000 TNTEGRATEDSIUC 6,82676

SOLTN COM 07-17-00 10-26-OD 6,30000 ARIBA INC COM 758,435 59 0?9-06-00 10-26-00 1,50000 ARIBA INC COM 241,623 75 O"I-DO 10-26-00 4,500 DO GOLDMAN SACHS 449.97500

Pt,oceeds

77,48961

109,37195

100,89663

98,47511

30.77347

215,41432

121,07596

61 .54695

105,941 47

65,59291

227,01743

161,43461

211 .88293

101,91660 45,96247 101,91660 101,9H5 60 50,95930 38,21872 25,479 15 38.21873 25,479 15 30,57498 71 .341 62 55,48927 24.74249 7,06929 3,90871

0

Gain Or Loss

Sbort Term Long Term

4019861

24 245 43

16741 63

7,44263

2,77972

17,852 27

-12,94604

-5 35805

13,021 72

5,79308

36,00593

26,198 13

40,69597

2,10,460 1,29007 3,81260 3,33260 162830 1,20622 929 15

1,453 73 1,304 15

13,261 02 -62,09238

-9,37259

-99799 -13,18846

-19,56548

4,30665

-53.61508 -73,90934 -27.8&4 10

The Samuel Serts Noble Foundation, Inc EIN 73-0606209 October 31 2000



I


Gain Or Loss Opcn Close C~l Date Date Quantity S"Urity Buis Pr~ecds ShoriTerm Long Tcrm

05 14-97 10-26-00 500.00000 UNITED STATES TREAS 500,15625 500,54699 39063 NTS 6 500% Duc 08-3 1 -01

11-10-98 10-27-00 1,40000 FOX ENTMT GROUP INC 31 .50000 30,02999 -1,47101 CLA

04 14-97 1027-00 1 10000 GUIDANTCORPCOM 16,29874 60,44298 44 15423 03-16-99 10-27-00 290000 CADENCE DESIGN SYS 69,73398 74,053 66 4 31968

INC COM 08-10-99 10-27-00 70000 WILLIAMS SONOMA INC 23,992 64 13.30138 -10691 26

COM 08-10-99 10-27-00 10000 WILLIAMS SONOMA INC 3,45500 1,90020 -1,55480

COM 08-11-9-9 10-27-00 50000 WIIJJAMS SONOMA INC 17.W 40 9,50098 4,00542

COM 08-13-99 10-27-00 20000 WILLIAMS SONOMA INC 7,19750 3,900.39 -3 397 11

COM 08-17-99 10-27-00 90000 WILLIAMS SONOMA INC 32,64633 17 101 77 -15,54456

COM 01-10-00 10-27-00 20000 WILLIAMS SONOMA INC 6,95S78 3,80039 -3.05539

COM 01-11-00 10-27-00 50000 WILLIAMS SONOMA INC 17,338 15 9,50098 -7,837 17

COM 01-11-00 10-27-00 80000 WILLIAMS SONOMA INC 27.79696 15,20157 -12,58539

COM! 01-12-00 10~27-00 40000 WILLJAMS SONOMA INC 13.65780 7,60079 -6,05701

COM 01-12-00 10-27-00 1,40000 WILLIAMS SONOMA INC 48,35544 26,60275 -21 75269

Com 01-14-00 10-27-00 20000 WILLIAMS SONOMA INC 6,91292 3 80039 -3,11243

COM 0924-91 10-27-00 620000 EASTMAN KODAK CO 212,33760 263,75470 51,41710

COM 04-02 92 10-27-00 2,20000 EASTMAN KODAK CO 71,99290 93,59038 21,59758

COM 05-05-92 10-27-00 1,12000 GENERAL MTRS CORP 35,97654 66,61538 30,63994

COM 10-02-92 10-27-00 6.00000 GENERAL MTRS CORP 147.12507 356,968 10 209,74303

COM 09-26-95 10-27-00 3.40000 GENERAL MTRS CORP 124,989 18 202,22526 77.23608

COM 08-27-97 10-27-00 28000 GENERAL MTRS CORP 14,14101 16.65384 2.51283

COM 04-28-00 10-27-00 1,00000 AETNA INC COM 56,92500 61,304 15 4,379 15 05-31-00 10-27-00 3.00000 AETNA INC COM 200,558 10 183,91246 -16,645 64 06-02-00 10-27-00 1,10000 AETNA INC COM 74.78603 67,43457 -7,35146 06-05-00 10-27-00 2.90000 AETNA INC COM 194,26839 177.78205 -16,48634 06-08-00 10-27-00 2,10000 AETNA INC COM 139,17099 128,73873 -10.43226 09-05-00 10-27-00 1.20000 AETNA INC COM 65.93940 73.56499 7,625 59 09-07-00 10-27-00 2,50000 AETNA INC COM 136,987 50 153,260-39 16.27289 09-08-00 10-27-00 1,40000 AETNA INC COM 75.50228 85,100 82 10,323 54 09-11-00 10-27-00 1,40000 AETNA INC COM 75,27632 85825 81 10.54949 09-13-00 10-27-00 1 ~300 00 AETNA INC COM 70,32675 79,69540 9.36865 09-15-00 10-27-00 1,50000 AETNA INC COM 8220855 91,95623 9,74768 09-1"0 10-27-00 3.50000 AETNA INC COM 189.73290 214 564 54 24,831 64 08-02-93 10-27-00 9.20000 BAXTER INTL INC COM 215,57296 732.60560 517.03264 09-10-93 10-27-00 4.ODO 00 BAXTER 9,171. INC COM 77,133 13 318,524 17 241 391 04

110

0 The Sarnuel(wrts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAWS AND LOSSES Master Group of Porifolios From 11-01-99 Through 10-31-00

STATEMENTII Pagel]) of 114

GsioOrLoss Open Close Cost Date Dsic Quantity S"urit) Basis Proceeds Sbort Term Long Term

01-15-97 10-27-00 40000 OCCIDENTAL PETE CP 10,04800 7,61795 -2,43005 DELCOM

01-16-97 10-27-00 20000 OCCIDENTAL PETE CP 5,031 90 3,90897 1 22293 DEL COM

01-20-97 10-27-00 1,00000 OCCIDENTAL PETE CP 26,05000 19,04496 -7005 14 DELCOM

01-21-97 10-27-00 40000 OCCIDENTAL PETE CP 10,52956 7,61795 -291161 DELCOM

01-22-97 10-27-00 1,10000 OCCIDENTAL PETE CP 28,93000 20,94935 -7,98065 DELCOM

01-23-97 10-27-00 50000 OCCIDENTAL PETE CP 13,08375 9,52243 -3,561 32 DEL COM

01-27-97 10-27-00 8,40-000 OCCIDENTAL PETE CP 214,62000 159,97685 -54,643 15 DELCOM

01-29-97 10-27-00 90000 OCCIDENTAL PETE CP 22.99500 17,14038 -5,85462 DEL COM

01-31-97 10-27-00 3,00000 OCCIDENTAL PETE CP 76,93750 57,134 59 -1970291 DEL COM

02-03-97 10-27-00 1 .10000 OCCIDENTAL PETE CP 29.10500 20,94935 -7,15565 DELCOM

0244-97 10-27-00 50000 OCCIDENTAL PETE CP 12,77500 9,52,243 -3,252 57 DELCOM

02-05-97 10-27-00 1,00000 OCCIDENTAL PETE CP 25,55000 19,014486 .6505 14 DEL COM

02-06-97 10-27-00 70000 OCCIDENTAL PETE CP 17.98500 13,331 40 4.55360 DELCOM

02-07-97 10-27-00 30000 OCCIDENTAL PETE CP 7,60875 5,71346 -1 .89529 DEL COM

12-18-98 10-27-00 4,30000 SAFECO CORP COM 178,98750 100 .509 15 .78,478 35 04-21-99 10-27-00 90000 SAFECO CORP COM 35.79723 21.03680 .14,76043 04-26-99 10-27-00 40000 SAFECO CORP COM 15,85972 9,34969 -6,51003 04-27-99 10-27-00 1,30000 SAFECO CORP COM 51,078 17 30,39648 -20691 69 09-15-00 10-27-00 80000 SAFECO CORP COM 20,91792 18,69938 -2 .118 54 06-28-00 10-27-00 1,20000 MANUFACTURERS SVSC 25.78500 10,63594 -15,149 16

LTD COM 07-05-00 10-27-00 30000 MANUFACTURERS SVSC 6,081 15 2.65896 -3,422 19

LTD COM 07-06-00 10-27-00 30000 MANUFACWRERS SVSC 6,03927 2,65896 -3,39031

LTD COM 07-07-00 10-27-00 10000 MANUFACTURERS SVSC 2,09250 98632 -1 .206 IS

LTD COM 06 2" 10-27-00 800 DO ATLAS AIR INC COM 27,14000 28,64608 1 .50608 07-07-00 10-27-00 20000 INTEGRATED SILIC 6,82676 256053 4.26623

SOLTN COM 08-16-00 10-27-00 60000 INTEGRATED SILIC 14,92500 7,69160 -7.24340

SOLTN COM 07-07-00 10-27-00 80000 GENTEX CORP COM 21,23200 18,58938 -2,64262 08-16-00 10-27-00 1 .40000 SWIFTTRANSNCOCOM 24,41250 18,21647 -6.19603 04-12-00 10-27-00 5,40000 CIENACORPCOM 260,57295 575,21960 314,64665 04-13-00 10-27-00 13,00000 CIENA CORP COM 653.70370 1,384,797 93 731 .084 23 09 .2" 1027-00 1,30000 CIENA CORP COM 134,530 11 138,47879 3,94868 05-14-97 10-27-00 1,500,000 00 UNITED STATES TREAS 1,500.468 75 1,501.582 04 1,113 29

NTS 6 5006/. Due 08-3 1 -01

12-19-97 10-30-00 70000 FORD MTR CO DEL COM 18.50590 18 .15739 -34851 PAR $0 01

III

0 The Sanitielflerts Noble Foundation, Inc ELN 73-0606209 October 31, 2000 SRNF

REALIZED GAfNS AND LOSSES Master Group of PorVolios From 11-01-99 Through 10-31-00


Gain Or Loss Open Close cost Date Date Quantity Secunty Bans P~ecdi Short Term Long Term

12-19-97 10-30-00 i .goo oo FORD MTR CO DEL COM 5023030 49,46903 -761 27 PARSOOI

08-27-98 10-30-00 10.20000 FORD MTR CO DEL COM 269,65740 265,57056 408684 PARSOOI

08-26-97 10-30-00 4.70000 PACTIV CORP COM 197,25481 51,76929 -145,48652 10-07-97 10-30-00 4,50000 PACTIVCORPCOM 193 .69833 49,56539 -144,12294 04-28-98 10-30-00 1,10000 PAcnvcoppcom 42.02392 12,11598 -29,90794 12-18-92 10-30-00 3 ODD 00 WORLDCOM INC GA NEW 134,25000 70,23965 -64,01035

COM 03-16-99 10-30-00 1,70000 CADENCE DESIGN SYS 40,878 54 43,55628 2,67774

INC COM 03-16-99 10-30-00 40000 CADENCE DESIGN SYS 9,121 04 1024854 1,127 50

INC COM 0,4-14 97 10-30-00 20000 GUIDANTCORPCOM 2,961 59 10.72564 7,76,405 04-14-97 10-30-00 150000 GULDANT CORP COM 22,21192 90,44231 58,23038 03-16-99 10-30-00 20000 CADENCE DESIGN SYS 4,560 52 5,17892 61840

INC COM 08-16-00 10-30-00 2,00000 SWIFT TRANSN CO COM 34.87300 27.01629 -7,85871 07-07-00 10-30-00 80000 MANUFACTURERS SVSC 16.74000 6,91689 -9,923 1 1

LTD COM 08-21-00 10-30-00 10000 MANUFACTURERS SVSC 1,96641 852 11 -1,114 30

LTD COM 08-21-00 10-30-00 50000 MANUFACTURERSSVSC 10,26335 4,26055 -6,00280

LTD COM 06.2" 10-30-00 10000 ATLAS AIR INC COM 3.39250 3,57837 18587 07-07-00 10-30-00 50000 ATLAS AIR INC COM 18,74375 17.89185 -85190 09-16-00 10-30-GO 50000 ATLAS AIR INC COM 22,62470 17,99185 4,73285 08 1"0 10-30-00 10000 INTEGRATED SILIC 2,497 50 1,19254 .1,29496

SOLTN COM 08-16-00 10-30-00 60000 INTEGRATED SILIC 14,99329 7,155 24 -7.83804

SOLTN COM 07-07-00 10-30-00 40000 GENTEX CORP COM 10.61600 9,50,468 -1 H] 32 04 28-98 10-31-00 1,80000 PACTIV COPP COM 69,76641 18,49987 -50,267 54 03-24-00 10-31-00 10000 GRAINGER W W INC COM 3,517 50 3,242 38 -2,275 12 0324-00 10-31-00 60000 GRAINGER W W INC COM 33.110 10 19,45429 -13,65581 03-16-99 10-31-00 1,90000 CADENCE DESIGN SYS 4332494 48.56636 5,241 42

INC COM 11-10-98 10-31-00 1,40000 FOX ENTMT GROUP INC 31,50000 30.190 13 .1,30997

CLA 11-10-99 10-31-00 20000 FOX ENTMT GROUP INC 4,50000 4,31288 -187 12

CLA 11-13-98 10-31-00 30000 FOX ENTMT GROUP INC 7,18699 6,46931 .717 58

CLA 11-16-98 10-31-00 1,50000 FOX ENTIVIT GROUP INC 35,99095 32,34657 -3,63439

CLA 04-14-97 10-31-00 20000 GUIDANT CORP COM 2,96159 10,692 19 7,73059 04-14-97 10-31-00 1,00000 GUIDANT CORP COM 14.90795 53.46091 38,65296 06~03-98 10-31-00 60000 GUIDANT CORP COM 18,34131 32,07655 13,73524 08-16-00 10-31-00 70000 SWIFT TRANSN CO COM 12,20625 9.79967 .2,40658 08-16-00 10-31-00 70000 ATLAS AIR INC COM 31,67458 25,69887 -5,973 71 06-23-00 10-31-00 1,80000 RARTE-HANKS INC COM 45,61200 39,969114 -S,143 16 03-30-99 10-31-00 800,00000 UNITED STATES TREAS 822,87500 799,75000 -23.12500

NTS 5 875% Duc 02-15-04

05-09-M 10-3 1 -00 13,20000 MFDIMMUNE INC OOM 696,61329 976,61578 180.00250 07-10-00 1031-00 2,80000 MEDIMMUNE INC COM 221,40888 195,94880 .35.46008

t 12

0 The Sarnuel arts Noble Foundation, Inc EIN 73-0606209 October 31, 2000 SRNF

REALIZED GAINS AND LOSSES Master Group of Port(olios From 11-01-99 Through 10-31-00

Open Clow Date Date Quantity Secunty

04-12-00 10-31-00 3,400 00 ANALOG DEVICES INC COM

TOTAL GAINS TOTAL LOSSES

TOTAL REALIZED GAIN/LOSS 133,336,254 96


Gain Or Loss CWI Buts Proceeds ShortTerm Long Term

224,17900 224,791 31 61231

23,7G4,130 47 173,364 593 39 -30,331,555 51 -33,400 913 38

467,72Or345.16 601,056,600 12 .6,627,425 04 139,963,680 01

113

Restated Restated Cost Gain

10725930 3,265678 12

99085 30,168 11

7,431 36 22626084

8,17450 248 886 92

61 92800 1 897,98800

61,92800 1 91048600

43349600 1372977600

47,80842 1,55208758

5,44966 175.95595

Shares Proceeds

86,60000 3,372,937 42

80000 31,15896

6,00000 233,69220

6.60000 257,061 42

5000000 1 959,91400

50,00000 1,97241400

350,00000 14,163 272 00

3860000 1.599.898 00

4,40000 18140581

Cost Gain r Axys

22,729 14 3,350,208 28

20997 30,94899

1,57477 232,11743

1 73224 255329 18

13,12306 1 94679094

13,12306 1,959,290 94

91,861 42 1407141058

10,13100 1.589,765 00

1,15483 180,25078

Date

June 13, 2000

June 14, 2000

June 15, 2000

June 16, 2000

September 1, 2000

September 5, 2000

September 8, 2000

September 7, 2000

September 11, 2000

0~

0

The Samuel Robert$ Noble Foundation, Inc Employer Identification Number 73-0606209 Form 990-PF Part IV Line to Restated Gain on Sale of Noble Affiliates Inc For the Taxable Year Ended October 31, 2000

Security

Noble Affiliates, Inc



Noble Affiliates Inc



Noble AM Was, Inc

Noble Affillates Inc

Noble Affiliates Inc

Total

0

Adjustment CD a)

(84 530 16)

(78088) 0

(585859) -Tj 0

(6,44226)

(4880494)

(4880494)

(341,834 58)

(3767742)

(429483)

The Samuel Robe" Noble Foundation . Inc Employer Indentificabon Number 73-0606209 Form 990-PF Pan Vill Line I For the Tax Year Ended October 31 2000

Name and Address Title Hours Per Week Compensation Employee Expense Devoted Benefit Plans Afflo,amce

Michael A Convey President Full Time 305428 27953 10561 P 0 Box 21 80 40 . Hours Ardmore, Oklahoma 73402

Elizabeth A. Aldridge Secretary Full Time 44939 5,348 0 P 0 Box 2180 40- Hours Ardmore Oklahoma 73402

Larry A Pulliam CFO Sr Vice, Full Time 147300 IS 070 155 P 0 So. 21 50 President/ 40. Hours Ardmore, OkJahoma 73402 Treasurer

Robert S Gaudin Asst Secretary/ Full Time 57 730 7383 0 P 0 So. 2180 Asst Treasurer 40 . Hours Ardmore Oklahoma 73402

Ann Noble Brovim Trustee As Needed 17 Soo 0 0 7320N Country Club Drive Oklahoma City, Oklahoma 73116

0 Randolph Bronnn Trustee As Needed 2000 0 13124 Oak Cliff Road 0 Oklahoma City, Oklahoma 73116

David R Enti Trustee AD Needed 21,000 0 Soo 3501 N W 83rd Suits 206 Oklahoma City Oklahoma 73116

\Avian Noble DuBosa Trustee As Needed 22000 0 4,588 P 0 Box 18851 Adanta . Georgia 31126

Bill Goddard Trustee As Needed 22000 0 1006 P 0 Box 1485 Ardmore Oklahoma 73402

E E Noble Trustee As Needed 23000 0 4856 P 0 Box 18651 Atlanta Georgia 31126

liverls Noble Trustee As Needed 19500 0 1620 1635 Pcivers Ridge Place Allants, Georgia 30327

Mary Jane Noble Trustee As Needed 19500 0 0 P 0 Box 1486 Ardirowe . Oklahoma 73402

5-ridi-refrE,Y-r 19 t -) , -) )

The Samuel Roberts Noble Foundation Inc Employer Indenfiflostron Number 73-0606209 Form 9MPF Pon Vill Una I For the Tax Year Ended October 31 2000

New and Address Title Hours Par Weak Compensation Employee Expense Devoted Benefit Plans Allmance

Nick Noble Trustee As Needed 12250 0 508 4013 N W Expresinvey Suite 690 OkI2homsCIty Oklahoma 73116

Russell Noble Trustee As Needed 27500 0 920 P 0 Box 1400 Ardmore, Oklahoma 73402

Susan Ruppert Trustee As Needed 10250 0 2,331 3216 Drexel Dallatijaxas 75205

John F Snodgmas Trustee As Needed 43,507 0 0 P 0 Box 1148 Ardmore Oklahoma 73402

William G Thurman Trustee As Needed 20500 0 9859 995 N Seadiff Lane C0uPGvlII6 Washington 98239

Marianne Rooney Trustee As Needed 11 250 0 0 6604 N Hillcrest Oklahoma City Oklahoma 73116

Shelly Mullins Trustee As Needed 13250 0 4883 3322 W 44th Avenue Vancouver British Columbia V6N3K8

James Day Trustee As Needed 4000 0 0 13135 S Dairy Ashford, Suite 800 Sugar Land Texas 77478

Total _____844 404 58 ~1541 1 181

Title Hours Per Week Compensation Employee Expense Devoted Benefit Plans Allowance

Director/Plant Full Time 161,564 16,194 124 Biology 40+ Hours

Director Full Time 93,189 829 Human Resource 40+ Hours

51

0 Total Number of Others Greater Than $50,000

9-rATE1y7E,%1'r 1-3

The Samuel Roberts Noble Foundation, Inc Employer Indentification Number 73-0606209 Form 990-PF Part Vill, Line 2 For the Tax Year Ended October 31, 2000

Name and Address

Richard A Dixon P 0 Box 2180 Ardmore, Oklahoma 73402

Frank Knight P 0 Box 2180 Ardmore, Oklahoma 73402

Waldell Altorn P 0 Box 2180 Ardmore, Oklahoma 73402

Fred Schmedt P 0 Box 2180 Ardmore, Oklahoma 73402

Maria Harrison P 0 Box 2180 Ardmore, Oklahoma 73402

Total

Director Full Time 86,706 9,274 145 Argriculture Div 40+ Hours

Agriculture Full Time 85,940 9,232 537 Mgmt Group 40+ Hours

Principle Full Time 81,563 6,593 9,794 Investigator 40+ Hours

508,961 42,122 10,652

42

The Samuel Roberts Noble Foundation, Inc Employer Indentification Number 73-0606209 Form 990-PF Part Vill, Line 3 For the Tax Year Ended October 31 . 2000

Name and Address Type of Service Compensation

Total Number of Others Greater Than $50,000

S-rA-r6mE,.,j-r )q

Is

Fenix Constructors, Inc

Ardmore, Oklahoma 73402

Vernon's Plumbing

Ardmore, Oklahoma 73402

Dodge & Cox, Incorporated One Sansome Street 35th Floor San Francisco, California 94104

Provident Investment Counsel 300 North Lake Avenue Pasadena, California 91101-4106

Montag & Caldwell 3343 Peachtree, N E Suite 1100

Atlanta, Georgia 30326-3248

Total

General Contractor 1,254,235

Plumbing Contractor 1,153,207

Investment Advisory 491,826



3,709,933

16

874,639 Shares of Common Stock of Noble Drilling Corporation Representing approximately 0 .7% of the shares outstanding .

Undiscounted Average Monthly Fair Market Value

139,104,828 61,451,185 200,556,013

Discounted Average Monthly Fair Market Value

125,194,345 55,306,067 180,500,412

Noble Affiliates, Inc . Noble Drilling Corporation

Total

following reasons .

The securities constitute a block of securities so large in relation to the volume of actual sales on the existing market that such block could not be liquidated in a reasonable period of time without depressing the market and resulting in a significant decline in the share price .

s-rA-rLffy%e,,j-r (5

0 0

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC . Taxpayer Identification Number : 73-0606209 Form 990-PF Part x, Line le For the Tax Year Ended October 31, 2000

4,015,633 Shares of Common Stock of Noble Affiliates, Inc . Representing approximately 7 .2% of the shares outstanding .

Discount taken 20,055,601

An aggregate discount of 10% of the undiscounted average monthly fair market values of the above securities was taken for the

The facilities for disposing of these large blocks of stock are limited because they are sold under SEC Rule 144 .

An outside appraisal, obtained by the Foundation from a Registered Investment Advisor, indicates that a blockage discount in excess of 10% would be reasonable ; however, the blockage discount has been limited to 10% in accordance with Section 4242 (e)(2)(B) of the Internal Revenue Code .

Pursuant to Treas Reg Sec: 53 4942(a)-3(d)(2), the above named foundation hereby elects to treat as a current distribution out of corpus the following current year qualifying distribution

(Signature) I L&t r r -1 P~' te I? A'~I

(N ?~)ect4L~p

(Title)

S \PUBSER\NOBLE-FDN\TAX~Amended 10-31 -00\Election-corpus doc

STATEMENT 16

0 0

Election to Treat Current Year Qualifying Distribution as made out of Corpus

(Treas . Reg. Sec. 53.4942(a)-3(d)(2)

The Samuel Roberts Noble Foundation P 0 Box 2180 Ardmore, OK 73402-2180 EIN 73-0606209 Year Ended . 10/31/2000

Tax Year

1999

Amount

$25,000

THE SAMUEL ROBERJbNOBLE FOUNDATION, INC . 0

73-0606209

MICHAEL A . CAWLEY, PRESIDENT, P .O . BOX 2180, ARDMORE, OK 73402, (580)223-5810

9~M3= SQ7948 1722 09/11/2002 15 :38 :50 30 650486

FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

STATEMENT 19

0 THE SAMUEL ROBERTS N FOUNDATICIN, INC 73-0606209 ATTACHMENT TO FORM 9990F FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID

oRGANIZATION PURPOSE AMOUNT

American Battle Monuments Commission National WWII Memorial 5000000 2300 Clarendon Blvd , Suite 501 Arlington, VA 22201

American Foreign Policy Council 1521 16th Street, N W Washington, DC 20036

American Legislative Exchange Council 910 17th Street, N W . Fifth Floor Washington, DC 20006

American Red Cross of Central Oklahoma 601 N E Sixth Street Oklahoma City, OK 73104

American Red Cross of South Central Oklahoma P 0 Box 1582 Ardmore, OK 73402

Angel Fire Community Library P 0 Box 41 Angel Fire, NM 87710

Arbuckle Area Council, Boy Scouts of America P 0 Box 5309

Jmre, OK 73402

Arbuckle Drug and Alcohol Information Center. Inc 121 9 K Street N W Ardmore, OK 73401

Ardmore Main Street Authority 9 A Street . S W Ardmore, OK 73401

Ardmore Main Street Authority 9 A Street, S W Ardmore . OK 73401

Ardmore Payne Education Center. Inc P 0 Box 1807 Ardmore, OK 73402

Ardmore Soup Kitchen, Inc 2207 Ridgeway Ardmore, OK 73401

Ardmore Tiger Quarterback Club P 0 Box 1709 Ardmore . OK 73402

Atlanta Union Mission Corporation P 0 Box 1807 Atlanta . GA 30301

.- Iwta Union Mission Corporation P u Box 1807 Atlanta, GA 30301

STATE(nEpiT /J?

0XIO)

'15 GRANTEES LISTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

Operating support 5,00000

Policy development and educational programs 15,00000

Building expansion 125.00000

New facility construction 170,00000

Library construction 15,00000

Learning for Life program 20,00000


Santa Fe Depot renovation 30,00000

Santa Fe Depot renovation 100,00000



Maintenance of Noble Stadium 22,50000

Operating support for the meNs program 5.0w 00

Operating support for Village Atlanta 20.00000

5TA-rEMEMT 1 9

( ;?X to)

THE SAMUEL ROBERTS N FOUNDATION. INC 73-0606209 9 ATTACHMENT TO FORM 90F FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID

NO GRANTEES LISTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

JAGANIZATION PURPOSE AMOUNT

C B Goddard Center for Visual and Performing Arts, Inc Ardmore International Council activities 5,00000 P 0 Box 1624 Ardmore, OK 73402

C B Goddard Center for Visual and Performing Arts, Inc Program support 6,00000 P 0 Box 1624 Ardmore . OK 73402

C B Goddard Center for Visual and Performing Arts . Inc Property Acquisition 200,00000 P 0 Box 1624 Ardmore, OK 73402

C B Goddard Center for Visual and Performing Arts, Inc Operating support 20,00000 P 0 Box 1624 Ardmore, OK 73402

C B Goddard Center for Visual and Performing Arts, Inc Theater and arts building renovabons 200.00000 P 0 Box 1624 Ardmore, OK 73402

Cameron University KCCU operating support 5.00000 2800 West Gore Boulevard Lawton, OK 73505-6377

Cameron University Satellite equipment 19.00000 2800 West Gore Boulevard

wion, OK 73505-6377

Cameron University KCCU operating support 5.00000 2800 West Gore Boulevard Lawton, OK 73505-6377

Capital Research Center Operating support 20.00000 1513 - 16th Street, N W Washington, DC 20036-1401

Carter County CASA, Inc Operating Support 20.00000 Carter County Court House, Rm 401 Ardmore, OK 73401

Cedar Blue Fire Department Operating support 2,50000 Rt 1 Box 222 Sulphur, OK 73086

Center for Security Policy Missile Defense Education 60,00000 1920 L St . N W , Suite 21 0 Washington. DC 20036

Central Oklahoma United Methodist Construction of an Alzheimer's Unit 400,00000 Retirement Facility. Inc 14901 N Pennsylvania Avenue Oklahoma City . OK 73134-6071

Central Oklahoma United Methodist Construction of an Alzheimer's Unit 100,00000 Retirement FacAty, Inc

C101 N Pennsylvania Avenue mahoma City, OK 73134-6071

0 THE SAMUEL ROBERTS FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM *99F FOR THE FYE 10-3 1-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID .'D GRANTEES LISTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

t)RGANIZATION PURPOSE AMOUNT

Chickasaw National Recreabon Area Construcbon of a native habitat diorama 10,00000 P 0 Box 201 Sulphur . OK 73086

Christmas Connecbon, Inc Operating support 5,00000 P 0 Box 770355 Oklahoma City, OK 73177-0355

City Care, Inc Program support 25.00000 136 N W 1 Oth Street Oklahoma City . OK 73104

City of Ardmore Generator and security fence at NOAA weather transmitter site 17,00000 P 0 Box 249 Ardmore, OK 73402

City of Ardmore Operabng support for the Civil Emergency Management Dept 5,00000 P 0 Box 249 Ardmore. OK 73402

City of Lone Grove Lone Grove Community Center 40,00000 P 0 Box 304 Lone Grove, OK 73443

City of Maysville Repairs to the municipal swimming pool 30,00000 P 0 Box 878

3vilie, OK 73057

City of Sulphur Operating support 2.50000 600 W Broadway Avenue Sulphur, OK 73086

Coffee Creek Riding Center Capital project support 11,34300 17 East Coffee Creek Road Edmond, OK 73034

Colonial Williamsburg Foundation History education inibative for Oklahoma teachers 20,00000 PO Box C Williamsburg, VA 23187

Communities in Schools Summer program support 26 .45000 P 0 Box 1709 Ardmore, OK 73402

Cnner Hills Fire Department Operating support 2,50000 HC 66. Box 15 Overbrook . OK 73453

Davis Volunteer Fire Department Grass fire unit 45.00000 301 E Main Davis . OK 73030

Deaconess Foundabon Fetal Monitoring System 175,00000 5300 N Grand Blvd . Suite 2 10 Oklahoma City . OK 73112

nse Forum Foundation . Inc Congressional Defense and Foreign Policy Forums 5.00000 3u14 Castle Road Falls Church, VA 22044

0 THE SAMUEL ROBERTS N FOUNDATiom. INC 73-0606209 ATTACHMENT TO FORM AFOR THE FYE 10-31 -00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID

S IA-11EMENT 18 ILJ - . ~ )


,AGANIZATION PURPOSE AMOUNT

Dickson Foundation for Excellence Equipment for fund raising projects 27.00000 P 0 Box 994 Ardmore, OK 73402

Dickson Public Schools Classroom construction 67.06500 Route 4, Box 122 Ardmore, OK 73401

Dickson Volunteer Fire Department Mobile radios 1 .80000 RR 4 Box 1A Ardmore, OK 73401

Dickson Volunteer Fire Department Operating support 5,00000 RR 4 Box 1A Ardmore, OK 73401

Dillard Fire Deparbrnent Operating support 2,50000 RR I Box 211 Wilson, OK 73463

Dougherty Fire Department Operating support 2.50000 P 0 Box 73 Dougherty, OK 73032

Eastern New Mexico University Myrtle Moore Women in Business Scholarships 13 .35000 Station 8

iles, NM 88130

Education and Employment Ministry, Inc Operating support 5,00000 14 N E 13th Street Oklahoma City . OK 73104

Education and Employment Ministry, Inc Various educational projects 112.00000 14 N E 13th Street Oklahoma City, OK 73104

Education and Research Institute Support for the National Journalism Center 20.00000 800 Maryland Avenue, N E Washington, DC 20002

Educators' Leadership Academy Foundation Support for the leadership training sessions 20,00000 University of Central Oklahoma Administration Building, Box 109 10ON University Drive Edmond, OK 73034

Emory University Operating support for Fresh Tissue Laboratory 100.00000 1462 Clifton Road, N E Suite 303 Atlanta . GA 30322

Falconhead Fire Department Operating support 2.50000 605 Falconhead Drive Bumeyville, OK 73430

-nily Resource Network . Inc Operating support for TeenPact 25,00000 Box 9

Jwferson . GA 30549

0 THE SAMUEL ROBERTS FOUNDATioN. INC 73-0606209 ATTACHMENT TO FORM *99PF FOR THE FYE 10-31-00 PART XV LiNE 3A - GRANTS AND CONTRIBUTIONS PAID

STATEMEN-r 19 r4ff in )

MO GRANTEES LISTED BELOW ARE INDPODUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

ORGANIZATION PURPOSE AMOUNT

First Presbyterian Church Facility renovation 250.00000 408 Park Avenue Dallas, TX 75201

Foundation Center Operating support 10.00000 79 Fifth Avenue New York . NY 10003-3076

Fox/Graham Volunteer Fire Department Operating support 2.50000 P 0 Box 125 Graham, OK 73437

Frontiers of Freedom Institute Constitutionally Limited Government Education project 50,00000 1401 Wilson Blvd . I Oth Floor Arlington, VA 22209

Galen Institute Health Policy Consensus Group Project 30.00000 P 0 Box 19080 AJexandna, VA 22320-0080

Gene Autry Volunteer Fire Department Operating support 5,00000 PO Box 113 Gene Autry, OK 73436

George West Mental Health Foundation, Inc Facility purchase and renovation 250.00000 1 q03 North Druid Hills Road

ita, GA 30319

Glona S Ainsworth Day Care Center, Inc Operating support 162,8" 00 1 220 L Street, N E Ardmore. OK 73401

Grantmakers of Oklahoma, Inc Oklahoma Institute for Nonprofit Management 2,50000 P 0 Box 998 Ardmore, OK 73402-0998

Great Expectations Foundation Operating support 20.00000 Office of the President Tahlequah, OK 74464-2399

Greater Ardmore Scholarship Foundation Scholarship fund 71 .02900 P 0 Box 998 Ardmore, OK 73402

Greater Oklahoma City Tree Bank Foundation Operating support 5,00000 2601 N W Expressway. Suite 906E Oklahoma City, OK 73112

Greater Oklahoma City Tree Bank Foundation Tornado Re-Leaf project 6,30000 2601 N W Expressway . Suite 906E Oklahoma City. OK 73112

Hardy Murphy Coliseum Authority Capital improvements 510,49600 P 0 Box 621 Ardmore . OK 73402

Aton Fire Department Operating support 5,00000 P 0 Box 926 Healdton . OK 73438

5TATey,nE,jj' Iq f ( '1-N

THE SAMUEL ROBERTS FOUNDATtC44, INC 73-0606209 ATTACHMENT TO FORM #9FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID

P40 GRANTEES LISTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

~RGANIZATION PURPOSE A &A~[ IMT

Hennepin Fire Department Operating support 5,00000 P 0 Box 36 Hennepin, OK 73046

Hentage Foundation Operating support 720,00000 214 Massachusetts Avenue . N E Washington, DC 20002

Hickory Fire Department Operating support 2,50000 P 0 Box 34 Roff . OK 74865

Intercollegiate Studies Institute, Inc Support for the Oklahoma programs 20 .00000 P 0 Box 4431 Wilmington, DE 19807-0431 InterVarsity Christian Fellowship Christian Fellowship and Atlanta Ministnes program 7,50000 P 0 Box 7895 Madison, WI 53707-7895

Jesus House. Inc Operating support 25.00000 P 0 Box 60369 Oklahoma City, OK 73146

Joy Fire Department Operating support 2.50000 RR 1 Box 83A Wynnewood, OK 73098

j Fire Department Operating support 2,50000 RR 2 Box 47 Elmore City, OK 73035

Lawton Christian School Reconstruction and expansion of school buildings 100.00000 I Crusader Drive Lawton . OK 73505

Leadership Institute Operating support 15,00000 110 1 North Highland Street Steven P J Wood Building Arlington, VA 22201

Lone Grove Volunteer Fire Department Operating support 5,00000 P 0 304 Lone Grove. OK 73443

Mannsville Volunteer Fire Department Operating support 5,00000 Rt 4 Box 105 Ardmore, OK 73401

Martin Luther Kng. Jr Outreach Center, Inc Operating support 7 .50000 1026 Third Avenue . N E Ardmore, OK 73401

Martin Luther lQng, Jr Outreach Center, Inc Operating support 30.00000 1026 Third Avenue, N E Ardmore, OK 73401

ill's Chapel School, Inc Renovation of residential cottages 203,85000 Ri. J Box 975 Ada . OK 74820

0 THE SAMUEL ROBERTS FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM AF FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID

oRGANIZATION PURPOSE AMOUNT

Mercy Memorial Health Center Diagnostic imaging equipment and rath lab improvements 2,100,000 00 1011 14"' Ave, N W Ardmore, OK 73401

High-Technology Strategic Plan for Oklahoma Oklahoma Center for the Advancement of Science and Technology 4545 N Lincoln Blvd , Suite 116 Oklahoma City, OK 73116-3413

Oklahoma Chapter of Fellowship of Christian Athletes . Inc Women's ministry program P 0 Box 2643 Edmond, OK 73083

150.00000 Oklahoma Medical Research Foundation Northeast 13th St homa City, OK 73104

Endowment

40 GRANTEES LISTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

Murray State College Foundation . Inc One Murray Campus Tishomingo . OK 73460

National Review Institute 521 Fifth Ave . 1 Oth Floor New York, NY 10 175

Oak Grove Fire Department 9100 N Highway 177 Sulphur, OK 73086

Oak Hall Episcopal School 2815 Mt Washington Road Ardmore . OK 73401

Oglethorpe University . Inc 4484 Peachtree Road . N E Aflanta, GA 30319-2797

Oklahoma Center for Nonprofit Management 525 Northwest 13th Street

homa City . OK 73103

Annual agriculture scholarships for 2000/2001

Operating support

Operating support

Gymnasium construction and capital improvements

Upgrade science facilities and equipment

Certificate of Organizational Effectiveness Program

Oklahoma Council of Public Affairs, Inc 100 West Wilshire C-3 Oklahoma City, OK 73116

Oklahoma Foundation for Excellence 120 North Robinson. Suite 2618 Oklahoma City, OK 73102

Oklahoma Garden Festival Foundation 2335 Classen Blvd Oklahoma City, OK 73106

Oklahoma Heritage Assooation, Inc Oklahoma Heritage Center 201 Northwest 14th Oklahoma City, OK 73103-3599

Operating support

Academic Awards Program and Fall Forum

Support for the Oklahoma Garden Festival

Oklahoma Govemor's Mansion history book

3.30000

35.00000

2 .50000

976,5665 00

75,00000

30.00000

85.00000

20,00000

200.00000

10 .00000

25,00000

5,00000

G-rA-rE&1j5tj7' IR

THE SAMUEL ROBERTS N FOUNDA110N. INC 73-0606209 9 ATTACHMENTTO FORAF FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID


-)RGANIZATION PURPOSE AMOUNT

Oklahoma Medical Research Foundation Capital Campaign 1 .000,000 00 825 Northeast 13th St Oklahoma City, OK 73104

Oklahoma State University Foundation Bovine Respiratory Disease research 945.00000 P 0 Box 1749 Stillwater . OK 74076-1749

Oklahoma State University Foundation Annual agriculture scholarships for 200012001 5,00000 P 0 Box 1749 Stillwater, OK 74076-1749

Oklahoma State University Foundation Oklahoma Agriculture Leadership Program 6,38000 P 0 Box 1749 Stillwater. OK 74076-1749

Oklahoma State University Foundation Irvin Bollenbach Chair in Wildlife Management 25.00000 P 0 Box 1749 Stillwater, OK 74076-1749

Panhandle State University Foundation Annual agriculture scholarships for 2000/2001 4,00000 P 0 Box 430 Goodwell. OK 73939

Plainview Public Schools Middle School classroom computers 8,00000 1140 South Plainview Road

iore, OK 73401

Plainview Public Schools Construction of a storm shelter 100.00000 1 140 South Plainview Road Ardmore, OK 73401

Ratliff City Fire Department Operating support 2,50000 P 0 Box 66 Ratliff City, OK 73081

Ringling Fire Department Operating support 2,50000 P 0 Box 890 Ringling, OK 73456

Rock Prane Fire Department Operating support 2,50000 FIR 1 Box 101A Mill Creek, OK 74856

Salvation Army USA Support for officers training 25,00000 1424 N E Expressway Atlanta . GA 30329

Southern Oklahoma Technology Center Annual scholarships for 200012001 2.30000 2610 Sam Noble Parkway Ardmore, OK 73401-2100

Southwestern Diabetic Foundation, Inc Commercial lawnrnower 10,00000 P 0 Box 9118 Gainesville, TX 76241

Aal Care Incorporated Capital Campaign 25,00000 3105 Sunset Boulevard Oklahoma City, OK 73120

THE SAMUEL ROBERTS N F FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM 99utJF FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID

NO GRANTEES LISTED BELOW ARE INDPODUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

Springer Volunteer Fire Department P.0 Box 274 Springer. OK 73458

Operating support

St John's Northwestem Military Academy Foundation, Inc Operating support I 101 N Geneses St Delafield, WI 53018

Texas and Southwestern Cattle Raisers Foundabon 1301 W Seventh Street Fort Worth . TX 76102

Texas County Family YMCA P 0 Box 1428 Guymon, OK 73942-1428

Thackerville Community Fire Department P 0 Box 440 Thackerville, OK 73459

lounty Interlocal Cooperative Box 217

Fox,OK 73435

University of Oklahoma Foundabon . Inc 100 Timberdell Road Norman, OK 73019

University of Oklahoma Foundation, Inc 100 Timberdell Road Norman, OK 73019

University of Oklahoma Foundation, Inc 100 Timberdell Road Norman, OK 73019

Washington Legal Foundation 2009 Massachusetts Avenue . N W Washirglon, DC 20036

Western Oklahoma State College 2801 North Main Altus . OK 73521

Whrtefield Academy 4449 Northside Dave Atlanta, GA 30327

Wilson Volunteer Fire Department W Main in . OK 73463

Operating support

STAT'151"EA41 -r I /'q ~ I n )

Students in Free Enterprise The Jack Shewmaker Center 1959 E Kerr Sbwt Springfield, MO 65803

Operabng support

Operating support

Acquatic Center construction

Operating support

Handicap accessible school-bus

President's Professors of Excellence

Support for the Electric Vehicle Research Institute

Uoyd Noble Center renovation and expansion

Operating support

Summer Academy In Plant Biology

Campus construction

5,000

350,OW

5,0D0

71,ODO

2,500

67.600

400,000

10,000

50.000

3,000

500,000

2,500

THE SAMUEL ROBERTS N(,--E FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM 99OPF FOR THE FYE 10-31-00 PART XV LINE 3A - GRANTS AND CONTRIBUTIONS PAID


Ed-5+6;je Reridissaice qo ;l E&-s+ ma. .~ v. AAdmokc.ok '734ol

50q (a.) ~ I ) Eco,q-m .r bevelapene~t

-roiod Golamis a-Nd Sehojafls1,:ps P6 .j 4j lo-31~-oo

ST-A-rEMENT 18 K 1A 11 In)

Woodford Fire Department P 0 Box 334 Springer, OK 73458

YMCA of Ardmore 920 Fifteenth Avenue, N W Ardmore, OK 73401

Employee Matching Grants

Scholarships

Operating support

Operating support and long-range planning

(See attached sfa+t~c.,& 18,&)

(See attached stAfememi 18h)

5.000

55,000

109.767.

259.000

15 Jq,4,1?,6J4o .31.

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM 99GPF FOR THE FYE 10-31-00 PART XV LINE 3a - GRANTS AND CONTRIBUTIONS PAID


ORGANIZATION AMOUNT

Appalachian State University Foundation, Inc Boone, North Carolina 50000

Ardmore City Schools Ardmore, Oklahoma 1,33100

Austin Presbyterian Theological Seminary Ausbn,Texas 2,00000

Baylor School Chattanooga, Tennessee 10000

Cameron University Foundation, Inc Lawton, Oklahoma 1,82000

Casady School Oklahoma City, Oklahoma 2,00000

Centerville High School Centerville, Louisiana 10000

Dallas Christian College Dallas, Texas 100.00

Dickson Foundation for Excellence Ardmore, Oklahoma 46500

Foundation of the State University of New York at Binghampton, Inc Binghampton, New York 300.00

Greater Ardmore Scholarship Foundation Ardmore, Oklahoma 30000

Harding University Searcy. Arkansas 25000

Harvey Mudd College Claremont California 30000

Holy Name Catholic School Houston, Texas 1,70000

Loomis Institute Windsor, Connecticut 16000

STATEMEriT lood-(~Y- q )

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM 99OPF FOR THE FYE 10-31-00 PART XV LINE 3a - GRANTS AND CONTRIBUTIONS PAID

NO GRANTEES LISTED BELOW ARE INDWIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

ORGANIZATION AMOUNT

Magnolia School, Inc Jefferson, Louisiana 1,00000

McGill-Toolen High School Mobile, Alabama 250.00

Montana Tech Foundation Butte, Montana 30000

Northland Christian School Houston, Texas 50000

Oak Hall Episcopal School Ardmore, Oklahoma 1,45910

Oglethorpe University, Inc Atlanta, Georgia 15000

Oklahoma Baptist University Shawnee, Oklahoma 5,00000

Oklahoma Christian Schools, Inc Edmond, Oklahoma 80000

Oklahoma Educational Television Authority Foundation Oklahoma City, Oklahoma 540 DO

Oklahoma State University Foundation Stillwater, Oldahoma 80000

Plainview Public Schools Ardmore, Oklahoma 1,50000

Positive Tomorrows Community Board, Inc Oklahoma City, Oklahoma 400.00

Roff Educational Enrichment Foundation Roff, Oklahoma 1,00000

Southern Methodist University Dallas, Texas 600.00

Southern Nazarene University Bethany, Oklahoma 3.50000

S-rATEtngf,11' 18a ~3x`-I)

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM 99OPF FOR THE FYE 10-31 -00 PART XV LINE 3a - GRANTS AND CONTRIBUTIONS PAID

NO GRANTEES LISTED BELOW ARE INDMDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

ORGANIZATION AMOUNT

Southern Oklahoma Technology Center Foundation Ardmore, Oklahoma 25000

Southwest Covenant Schools Incorporated Yukon, Oklahoma 2.51M 82

Southwest Educational Ministries Association Lawton, Oklahoma 10,00000

Springer Public Schools Springer, Oklahoma 20000

St Dominic School Mobile, Alabama 25000

St Elizabeth Ann Seton Catholic School Houston, Texas 50000

St. John's Northwestern Military Academy Foundation Delafield, Wisconsin 2,600.00

St Lawrence University Canton, New York 10000

Texas A&M Foundation College Station, Texas 1,00000

Texas Christian University Ft Worth, Texas 3,00000

Texas Lutheran University Seguin, Texas 25000

University of Texas at Austin Austin, Texas 667.00

Threshold, Inc Winter Park, Florida 8.00000

University of Colorado Foundation, Inc Boulder, Colorado 10000

University of Ilinois Foundation Urbana, Illinois 35000

STAT6j?15AJ-r ISO-

( 4 X Ll )


NO GRANTEES USTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

ORGANIZATION AMOUNT

University of Missouri Rolla, Missouri 15000

University of Oklahoma Foundation, Inc Norman, Oklahoma 46,96044

Washington University St Louis, Missoun 50000

West Houston Charter Alliance, Inc Houston, Texas 1,500.00

Westminster Schools, Inc Atlanta, Georgia 50000

Wheaton College Wheaton, Illinois 26000

Woodlands Christian Academy Woodlands, Texas 33000

Yeager Elementary School Houston, Texas 500.00

TOTAL MATCHING GRANTS INCLUDED IN SCHEDULE OF GRANT PAYMENTS MADE $ 109,767.36

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC 73-0606209 ATTACHMENT TO FORM 99OPF FOR THE FYE 10-31-00 PART XV LINE 3a - GRANTS AND CONTRIBUTIONS PAID

SCHOLARSHIPS ARE AWARDED PURSUANT TO A PLAN APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE

Jeremy D Afjoe $ 2,50000 Amber Lee Almond 2,00000 Twila D Barrieft 2.500.00 Nathan C. Beittenmiller 5.00000 Jordan Nicole Bethany 2,000.00 Marc P Birckbichier 5,000.00 William Cory Bohannan 1,50000 Christy M Boydiston 2,50000 Joshua Chad Brecheen 2,000.00 Misty N. Elliott Burge 2,500.00 Tayler B. Carson 2,50000 Kyle J Countrymen 6,00000 Trad L Crossland 5,000.00 Lewis Cunningham 4,000.00 Joy R. Dark 2,50000 Barry J Davis 5,000.00 Kerry C Davis 2,500.00 Sara Donaho 5,000.00 Bryan S. Duhaney 5.000.00 William C Duncan 2,50000 Ryan J Eberle 2,50000 James Kerth Eggenberg 1,500.00 Aaron Thomas Elam 2,00000 Joe Bill Ferguson 4,00000 Whitney G Ferns 2,00000 Jennffer L Folsom 5,000.00 Bonnie J. Fuentes 5,000.00 Zachary Warren Givens 2,000.00 Jody Lynn Goss 4.500.00 Sarah E. Griffith 5,00000 Patricia J Kalister Griffith 2,50000 Sarah E Harvey 2,500.00 Jennifer L Hebert 5,00000 Ross Jackson Hutson 2,000.00 Rachel Lyn Johnson 4,00000 Jessica R Jordan 2,500.00 Dustin T. Kalister 5,000-00 Larry Dwain Keenan 2,00000 Justin T. Knight 2,50000 Logan H. Laviolette 5,000.00 Crystal L Mallard 5,000.00 Stacy D Martin 2,50000 Josh McCarthick 4,00000 Jason L McElvany 5,00000

RECIPIENT AMOUNT Came E McKinley 4,000 00' Scott M McReynolds 5,000 .00 Natalie J Minyard 5,000 .00 Jon Derek Mitchell 2000.00

Jason D Wright Rachel P Wright TOTAL SCHOLARSHIPS INCLUDED IN SCHEDULE OF GRANT PAYMENTS MADE

STATE/nFiCr 18L ( ;2,4 '? )


SCHOLARSHIPS ARE AWARDED PURSUANT TO A PLAN APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE

Vanessa J Neely Jaynie L. Newman Laurie E. Newman Terry Glen Orr Jennifer D Pelton Mat1hew R Peneguy Amber L Powell Justin P. Pratt Rebecca L Rhodes Regina Kay Rowe Lindy Schmedt Matt H Shilling Nalua Holmes Smith Jeremy L Teel Jason M Vanfickell Make Gayle Walden Lucas J Watson Natalie L Wells Melissa K Wiles Cara D. Wiley Christopher Lee Williams Kern Lynae Wilson Laura C. Windell

I 5.00000 5,00000 2.5W.OO 2,000.00 5,000.00 5,00000 5,00000 4,00000 5,00000 4,00000 5,00000 2,500.00 1,500.00 2,00000 2,50000 4,00000 5,00000 2,50000 5,00000 5,00000 2,000.00 2,00000 5,00000 2.00000 5,000.00

$ 259,000.00

H10 GRANTEES LISTED BELOW ARE INDIVIDUALS AND ALL ORGANIZATIONS ARE PUBLIC CHARITIES

Adult Day Services of Southern Oklahoma, Inc 1550 Knox Road Ardmore, OK 73401

Capital Research Center 1513 - 16th Street, N W Washington, DC 20036-1401

Carter County Health Department 10 1 First Avenue, S W Ardmore. OK 73401

Colonial Williamsburg Foundation P 0 Box C Williamsburg, VA 23187

Defense Forum Foundation, Inc 3014 Castle Road Falls Church, VA 22044

Diabetes Foundation of Oklahoma

Oklahoma City, OK

Education and Research Institute Maryland Avenue, N E nington . DC 20002

Greater Oklahoma C4ty Tree Bank Foundation 2601 N W Expressway, Suite 906E Oklahoma City, OK 73112

Heritage Foundation 214 Massachusetts Avenue, N E Washington. DC 20002

Murray State College Foundation, Inc One Murray Campus Tishomingo, OK 73460

National Review Institute 521 Fifth Ave , 1 Oth Floor New York, NY 10 175

Operating support

Oklahoma Chapter of Fellowship of Christian Athletes, Inc Women's Ministry program P 0 Box 2643 Edmond, OK 73083

i uAas and Southwestern Catde Raisers Foundation 1301 W Seventh Street Fort Worth, TX 76102

Museum construction

TOTAL GRANTS AND CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT AT 10-31-00

STATUAEAT 19

THE SAMUEL ROBERTS N -- FOUNDKROW, INC 73-0606209 ATTACHMENT TO FORM 99urF FOR FYE 10-31-00 PART XV LINE 3b - GRANTS AND CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

Facility construction

Operating support

Facility construction

History education Initiative for Oklahoma teachers

Congressional Defense and Foreign Policy Forums

Support for camping program for diabetic children

Support for the National Journalism Center

Operating support

Operating support

Associate of Applied Science Degree in CIS

Oklahoma Medical Research Foundation 825 Northeast 113th St Oklahoma City, OK 73104

Salvation Army USA 1424 N E Expressway ^ 11~nta, GA 30329

Endowment campaign

Support for the College for Officers Training

250 .00000

40,00000

400,00000

40,00000

5,ODO 00

7,5130 00

20,00000

15,00000

720.00000

668.53200

140,00000

20,00000

7.000.000 00

25,00000

225,00000

$ 9,576,032 00

0 0

S \P1JBSER\N0BLE-F'DN\TAX\Amended 10-31 -Mamendmrum ERaltach dm STATEMFNT Page

THE SAMUEL ROBERTS NOBLE FOUNDATION, INC. 73-0909209 1999 FORM 990PF

Part VII-B, Statements Regarding Activities for Which Form 4720 May Be Required Line 5(c), page 5, Expenditure Responsibility

During the tax year ended October 31, 2000, The Samuel Roberts Noble Foundation, Inc (SRNFF) made grants to an organization other than a charitable organization descnbed in section 509(a)(1), (2), or (3), or section 4940(d)(2) The grantee is as follows

Oklahoma Life Sciences Fund, LLC (see page 2)

This amended return for the tax year ended October 31, 2000, includes the required expenditure responsibility report (page 2) Furthermore, other corrective action has been taken to ensure SRNF properly maintains expenditure responsibility for such grants in subsequent years Form 4720 has been filed

The grantee provided SRNF with the required report in September 2002 on the use of the funds compliance with the terms of the grant, and the progress made by the grantee toward achieving the purposes for which the grant was made SRNF has not made any additional verification of the grantee's reports as SRNF does not have reason to doubt their accuracy or reliability

STATEMENT 20 Page 'JL-

S \P1JBSER\N0BLJE__FDN%TAX\Amendcd 10-31 -Oftmendrewm-ERaltach dw

0 0


EXPENDITURE RESPONSIBILITY REPORT FOR OKLAHOMA LIFE SCIENCES FUND, LLC FOR THE YEAR ENDED 10/31/2000

Name/address of grantee Oklahoma Life Sciences Fund, LLC 210 N Robinson, Suite 19 10, Oklahoma City, OK 73102

Date and amount of grants

4/27/2000 $70,000 5/03/2000 $70,000 9/21/2000 $210,0

Purpose of the grant (program-related investment) was to accomplish the charitable purpose of advancing research and development of technology in the life sciences The Samuel Roberts Noble Foundation, Inc (SRNF) considers such investment critical to advancing developments in the life-sciences field, so as to advance agricultural and medical research in Oklahoma, consistent with its exempt purpose

The grantee expended the amounts as it received them from SRNF to advance research in life sciences as discussed above

To the knowledge of SRNF, the grantee has not diverted any portion of the funds front the purpose of the grant

SNRF has verified each Grantee's repon to the Grantee's Form 990PF return

sTA-runENT R1 S TUBS ERV40BLEFDNWAXkAmended 10 31 00\BdbyFdn-ERatWch

0 10


EXPENDITURE RESPONSIBILITY REPORT FOR BILBY FOUNDATIONS YEAR ENDED 10/31/2000

On October 29, 1999, The Samuel Roberts Noble Foundation, Inc (SRNF) distributed $2,609.414 to each of three new private foundations (Grantees) described further below These distributions were "capital endowment grants" made to enable each Grantee to establish an endowment fund, in accordance with a favorable IRS private letter ruling dated October 5, 1999 The Grantees are

The Vivian Bilby Noble Foundation, Inc (calendar 12/31 year end) PO Box 18651 Atlanta, Georgia

The Margaret Vivian Bilby Foundation (fiscal 10/31 year end) 3501 N W 63 Street, Suite 206 Oklahoma City, Oklahoma

The Bilby Foundation (calendar 12/31 year end) PO Box 1486 Ardmore, Oklahoma

Amounts expended during each Grantee's tax year ending in 1999 from the endowment fund established by the Grantee with the grant from SRNF are as follows

The Vivian Bilby Noble Foundation, Inc $29,011 The Margaret Vivian Bilby Foundation -0- The Bilby Foundation $100

To the knowledge of SRNF, no funds have been diverted from the purpose of the grant

Reports from the Grantees were received by SRNT as follows

The Vivian Bilby Noble Foundation, Inc Grant Report - December 27, 1999 1999 Form 990PF - November 13, 2000

The Margaret Vivian Bilby Foundation Notice that funds were received on October 29, 1999 No other reports - distribution was made on October 29,1999 two days before the end of the recipient's fiscal year

The Bilby Foundation Notice of receipt of funds and rules for reporting - November 4, 1999 1999 Form 990PF - August 20, 2002

f« ,990-pf a'i °ed return of private foundation treate...

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