family - am smallest sch 10-2007
TRANSCRIPT
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The Family: Americas Smallest School
Policy Information Report
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Table of Contents
Preace ...........................................................................................................2
Acknowledgments .........................................................................................2
Highlights ......................................................................................................3
Introduction ..................................................................................................6
The Parent-Pupil Ratio .................................................................................8
What Research Reveals .......................................................................8
Out-o-Wedlock Births ......................................................................10
Number o Parents in the Home ......................................................11
The New Inequality ...........................................................................13
Family Finances ..........................................................................................14
Median Family Income .....................................................................15
Children Living in Poverty ................................................................16
Food Insecurity ..................................................................................17
Parent Employment ..........................................................................17
Literacy Development in Young Children .................................................19
Early Language Acquisition ..............................................................19
Reading to Young Children ...............................................................20
The Child Care Dimension .........................................................................23
A Look at Day Care or the Nations 2-Year-Olds .............................23
Type o Day Care .......................................................................24
Quality o Day Care ...................................................................25
The Home as an Educational Resource .....................................................26
Literacy Materials in the Home ........................................................26
Technology .........................................................................................27
A Place to Study .................................................................................28
Dealing With Distractions .................................................................28
The ParentSchool Relationship ................................................................32
Getting Children to School ...............................................................32
Parent Involvement in School ..........................................................34
Putting It Together: Estimating the Impact o
Family and Home Factors on Student Achievement ................................37
Concluding Comments ...............................................................................39
Appendix Table ............................................................................................42
This report was written by:
Paul E. Barton
Richard J. Coley
Educational Testing Service
The views expressed in this report
are those o the authors and do not
necessarily reect the views o theofcers and trustees o Educational
Testing Service.
Additional copies o this report can
be ordered or $15 (prepaid) rom:
Policy Inormation Center
Mail Stop 19-R
Educational Testing Service
Rosedale Road
Princeton, NJ 08541-0001
(609) 734-5212
Copies can be downloaded rom:
www.ets.org/research/pic
Copyright 2007 by
Educational Testing Service.
All rights reserved. Educational
Testing Service, ETS, and the ETS
logo are registered trademarks o
Educational Testing Service
(ETS). LISTENING. LEARNING.LEADING. is a trademark o ETS.
September 2007
Policy Evaluation and
Research Center
Policy Inormation Center
Educational Testing Service
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All parents have witnessed their children doing things,
good and bad, which remind them o themselves.
These incidents serve as powerul reminders o the
critical role parents play as teachers. Indeed, theapple does not all ar rom the tree, as the oundation
established and nurtured at home goes a long way
in ensuring student achievement in school as well as
success in later lie. The important educational role
o parents, however, is oten overlooked in our local,
state and national discussions about raising student
achievement and closing achievement gaps.
One o the our cornerstones oThe Opportunity
Compact, the National Urban LeaguesBlueprint for
Economic Equality, is the Opportunity for Children
to Thrive. Through this guiding principle, we assertthat every child in America deserves to live a lie ree
o poverty that includes a sae home environment,
adequate nutrition and aordable quality health care.
We urther assert that all children in America deserve
a quality education that will prepare them to compete
in an increasingly global marketplace.
For the Opportunity to Thrive to be realized, and
or us as a nation to reach the ambitious educational
goals that we have set or ourselves, we must keep
clear in our minds that our amily is our frst and
smallest school.
The authors o this report, Paul Barton and Richard
Coley, tell us how we beneft rom paying attention
to the role o our amilies. They examine many acets
o childrens home environment and experiences thatoster cognitive development and school achievement,
rom birth throughout the period o ormal schooling.
They stress that we should think o strengthening
the roles o both schools and amilies, that schools
need parents and communities as allies, and that
recognizing the importance o the role amilies play
should in no way lessen the need to improve schools.
The report also reveals the complexity o any
eort to strengthen the role that amilies play in
educating children, the many levels on which such
eorts need to take place, and the sensitivity that isnecessary whenever we contemplate the ormation
and unctioning o amilies our most important
institution, and at the same time our most private one.
The National Urban League commends Educational
Testing Service or this timely and critically important
report and joins it in urging parents, educators,
administrators and policymakers to consider its fndings.
Marc H. Morial
President and CEO
National Urban League
Preface
This report was reviewed by Carol Dwyer, Distin-
guished Presidential Appointee at ETS; Drew Gitomer,
Distinguished Presidential Appointee at ETS; LauraLippman, Senior Program Area Director and Senior
Research Associate at Child Trends; Isabel V. Sawhill,
Senior Fellow and Cabot Family Chair at the Brookings
Institution; and Andrew J. Rotherham, Co-Founder and
Co-Director, Education Sector. The report was edited
by Amanda McBride. Christina Guzikowski provideddesktop publishing. Marita Gray, with the help o her
5-year-old son, Ryan, designed the cover. Errors o act
or interpretation are those o the authors.
Acknowledgments
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Highlights
The amily and the home are both critical education
institutions where children begin learning long beore
they start school, and where they spend much o their
time ater they start school. So it stands to reason thatimproving a childs home environment to make it more
conducive to learning is critical i we are to improve
the educational achievement o the nations students
and close the achievement gaps. To do this, we need
to develop cooperative partnerships in which amilies
are allies in the eorts o teachers and schools. The
kinds o amily and home conditions that research
has ound to make a dierence in childrens cognitive
development and school achievement include those
highlighted below.1
The Parent-Pupil Ratio. The percentage o two-parent amilies has been in long-term decline. Single-
parent amilies are rapidly becoming a signifcant
segment o the countrys amily population.
Forty-our percent o births to women under age
30 are out-o-wedlock. The percentage is much
higher or Black women and much lower or Asian-
American women. While the percentage decreases
as womens educational attainment rises, the rate
or Black and Hispanic college-educated women
remains high.
Sixty-eight percent o U.S. children live with twoparents, a decline rom 77 percent in 1980. Only
35 percent o Black children live with two parents.
In selected international comparisons, the United
States ranks the highest in the percentage o single-
parent households, and Japan ranks the lowest.
Family Finances. Income is an important actor in
a amilys ability to und the tangible and intangible
elements that contribute to making the home an
educationally supportive environment. At all income
levels, however, parents have important roles to play
in acilitating their childrens learning, many o which
are not dependent upon the availability o money.
Among racial/ethnic groups, Asian-American
amilies, on average, have the highest median amily
income; Black amilies have the lowest.
On average, White and Asian-American amilies
with children have higher incomes than White and
Asian-American amilies without children. The
opposite is true or Black and Hispanic amilies,
however; and these amilies have much lower
average amily incomes than their White andAsian-American counterparts. There are also large
dierences in amily income across the states,
ranging rom median amily incomes in excess
o $70,000 in several northeastern states to less
than $40,000 in New Mexico, Mississippi, and
Washington, D.C.
Nationally, 19 percent o children live in poverty.
The percentages increase to nearly a third or more
o Black, American Indian/Alaskan Native, and
Hispanic children. Among the states, the percentage
ranges rom a low o 9 percent in New Hampshireto a high o 31 percent in Mississippi.
Nationally, 11 percent o all households are ood
insecure. The rate or emale-headed households is
triple the rate or married-couple amilies, and the
rate or Black households is triple the rate or White
households. One-third or more o poor households
are ood insecure.
Rates o parent unemployment are high, and are
alarmingly so or some groups. Nationally, one-
third o children live in amilies in which no parent
has ull-time, year-round employment. This is thecase or hal o Black and American Indian/Alaskan
Native children. More than 40 percent o children in
Alaska, New Mexico, Louisiana, and Mississippi live
in such amilies.
Literacy Development. Literacy development begins
long beore children enter ormal education, and is
critical to their success in school.
There are substantial dierences in childrens
measured abilities as they start kindergarten. For
example, average mathematics scores or Black and
Hispanic children are 21 percent and 19 percentlower, respectively, than the mathematics scores o
White children.
By age 4, the average child in a proessional amily
hears about 20 million more words than the average
child in a working-class amily, and about 35 million
more words than children in welare amilies.
1 Readers will ind sources or the data and deinitions o the variables discussed in this section in the main body o the report.
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Sixty-two percent o high socioeconomic status
(SES) kindergartners are read to every day by their
parents, compared to 36 percent o kindergartners
in the lowest SES group. White and Asian-Americanchildren, those who live with two parents, and
children with mothers with higher education levels
were also more likely to have a parent read to them
daily than their counterparts who were Black or
Hispanic, lived with one parent, or had mothers
with lower educational levels.
Child Care Disparities. The availability o high-
quality child care is critical when parents work outside
the home.
About hal o the nations 2-year-olds are in some
kind o regular, nonparental day care, split amongcenter-based care; home-based, nonrelative care;
and home-based relative care. Black children are
the most likely to be in day care.
Overall, 24 percent o U.S. children were in center-
based care that was rated as high quality, 66 percent
were in medium-quality center-based care, and 9
percent were in low-quality center-based care. O
those in home-based care, 7 percent were in high-
quality settings, 57 percent were in medium-quality
settings, and 36 percent were in low-quality care.
More than hal o Black, Hispanic, and poor 2-year-olds were in low-quality home-based care.
The Home as an Educational Resource. The
resources available at home books, magazines,
newspapers, a home computer with access to the
Internet, a quiet place or study can have a lasting
inuence on a childs ability to achieve academically.
As o 2003, 76 percent o U.S. children had
access to a home computer, and 42 percent used
the Internet. Black and Hispanic children lagged
behind, however.
Eighty-six percent o U.S. eighth-graders reported
having a desk or table where they could study, just
above the international average but well below the
averages o many countries.
Thirty-fve percent o eighth-graders watch our or
more hours o television on an average weekday.
Comparisons by race/ethnicity reveal considerable
dierences in viewing habits: 24 percent o White
eighth-graders spend at least our hours in ront o
a television on a given day, while 59 percent o their
Black peers do so.
A comparison o eighth-graders in 45 countries
ound that U.S. students spend less time reading
books or enjoyment and doing jobs at home than
students in the average country participating in the
study. On the other hand, U.S. eighth-graders spent
more time, on average, watching television and
videos, talking with riends, and participating in
sports activities. They also spend almost one more
hour daily using the Internet.
One in fve students misses three or more days o
school a month. Asian-American students have the
ewest absences. The United States ranked 25th o
45 countries in students school attendance.
The Parent-School Relationship. A signifcant body
o research indicates that when parents, teachers, and
schools work together to support learning, students
do better in school and stay in school longer. Parental
involvement in student education includes everything
rom making sure children do their homework,
to attending school unctions and parent-teacher
conerences, to serving as an advocate or the school,
to working in the classroom. How involved are parents
in their childrens education? Are schools helping to
acilitate parental involvement, and doing what theycan to eectively partner with parents?
Since 1996, parents have become increasingly
involved in their childs school. However, parent
participation decreases as students progress
through school, and parents o students earning A
averages are more likely to be involved in school
unctions than the parents o students earning Cs
and Ds.
Putting It Together: Estimating the Impact of
Family and Home on Student Achievement.
How closely can stars in this constellation o actorsassociated with a childs home environment predict
student achievement?
The analysis provided here uses our amily/home
actors that previous research has shown to be
linked to student achievement. To some degree,
each is likely to be related to the others: single-
parent amilies, parents reading to young children
every day, hours spent watching television, and the
requency o school absences.
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Together, these our actors account or about
two-thirds o the large dierences among states
in National Assessment o Educational Progress
(NAEP) eighth-grade reading scores.
* * * * *
The nation has set high goals or raising student
achievement. Schools play a critical role in this eort,
and it is appropriate that a serious national eort
is being made to improve them. However, amily
characteristics and home environment play critical roles
as well. Reaching our ambitious national goals will
require serious eorts to address issues on both ronts.
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Recognizing the amily as the basic socializing and
nurturing institution or children is intuitive. Common
sense tells us that the love and attention that babies
and children receive, their sense o security, the
encouragement they are given to learn, the intellectualrichness o their home environment, and the attention
that is devoted to their health and welare are all
critical elements in the development o children who
are able and motivated to learn. Ironically, however,
something so plain and obvious is oten overlooked
or taken or granted.
Even though public ofcials, PTA speakers,
educators oten tell us how important a
role the amily plays, this message does not
translate to a national resolve to improve the
amily as an educational institution.
Thus began our 1992 report,Americas Smallest
School: The Family.2 Although the critical importance
childrens amilies play in their lives in the years
preceding school, during the hours beore and ater
the school day, and throughout the days, weeks,
and months o summer and holiday breaks remains
apparent, it also stays largely outside current local,
state, and national education policy discussions. The
purpose o this report is to examine inormation and
evidence regarding the critical role the amily plays in
the education o the nations children.Over the past 15 years, state and national eorts
to raise student achievement and reduce achievement
gaps have intensifed. The public and public ofcials
take the issue o improving education seriously, as is
strongly evidenced by the prominence o the No Child
Let Behind (NCLB) Act in the national policy agenda.
NCLB includes requirements or schools to promote
and acilitate stronger school-parent partnerships.
SinceAmericas Smallest School: The Family was
published, not much seems to have changed with
respect to the importance public policy gives to theamilys role in childrens learning, even as eorts have
intensifed to raise student achievement and reduce
achievement gaps. Nor has there been much progress
toward improving many o the conditions that were
described in that report. There are, to be sure, eorts
to promote the value o early childhood education,
new commission reports, and more national leaders
pushing or universal pre-kindergarten programs.
These eorts all stem rom an explicit recognition
o the need to supplement amily eorts i we are tosucceed in improving student learning and reducing
achievement gaps.
A new report card by UNICEF on the state o
childhood in the worlds economically advanced
nations paints a bleak picture or the uture o
education in the United States. In the report, UNICEF
compared the United States with 20 other rich
countries on their perormance in six dimensions
o child well-being. The United States ranks in the
bottom third o these 21 countries or fve o these six
dimensions. It ranked 12th in educational well-being,17th in material well-being, 20th in amily and peer
relationships, 20th in behaviors and risks, and 21st in
health and saety.3
Despite these disturbing fndings, one can fnd
many good examples o eorts to promote stronger
amily involvement in childrens education, and this
report describes some o these. Although our review o
current literature identifes many other constructive
eorts to improve amily and home conditions
associated with child development, no major eorts
were ound to raise the prominence o beore-schooland ater-school issues, identifed in this report, in
the very visible state and national eorts to increase
achievement and reduce achievement gaps.
This report is about the amily, not about the
schools, except in those critical areas where the
amily and school must work together. That said, the
authors have no intention o minimizing the need
or improving our nations schools and it would be
a misuse o the reports fndings to argue that all o
the responsibility or educational improvement rests
outside o the schools. Indeed, a number o ETS Policy
Inormation Center reports have argued that both are
important in raising achievement and reducing gaps.
A comprehensive review o the available acts and
evidence on this subject is Parsing the Achievement
Gap: Baselines for Tracking Progress.4
Introduction
2 Paul E. Barton and Richard J. Coley,Americas Smallest School: The Family, Policy Inormation Report, Policy Inormation Center,Educational Testing Service, 1992.
3 See UNICEF, Child Poverty in Perspective: An Overview of Child Well-Being in Rich Countries, Innocenti Report Card 7, 2007.4 Paul E. Barton, Parsing the Achievement Gap: Baselines for Tracking Progress, Policy Inormation Report, Policy Inormation Center, Educa-
tional Testing Service, October 2003.
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It is understandable that education reorm eorts
would ocus on improving schools. In the broader
arena o public policy, however, we will have to go ar
beyond this ocus i we hope to signifcantly improve
student learning and reduce the achievement gap.This report highlights some o the important amily
characteristics and home conditions that research
has ound makes a signifcant dierence in childrens
cognitive development and school achievement.
Because the home is, indeed, Americas smallest
school though clearly not its least signifcant one
it behooves us to take whatever steps are necessary
to assure the homes o all o our nations students can
provide the critical support children need to achieve. I
we are to improve Americas academic standing within
the global community, and close our all-too-persistent
achievement gaps, we must help ensure nurturing
home environments and supportive, encouraging
amily lives or all students.
This is by no means a small endeavor. It will require
policy reorm, government and social interventions,
and above all, cooperative partnerships among
schools, amilies, and communities.
* * * * *
The report is organized as ollows:
The Parent-Pupil Ratio. Research indicates an
upward trend in single-parent amilies and large
dierences in amily-composition trends across
racial/ethnic and socioeconomic groups. The report
examines these changing patterns and explains how
they may be leading to a new inequality.
Family Finances. Many amilies are stretched thin in
meeting the basic needs that will help children become
successul students. The report looks at economic
trends related to child poverty, parent employment,
and ood insecurity.
Literacy Development. Childrens experiences duringthe frst years o their lives their interactions with
the people and world around them are critical
to their uture learning. The report examines the
dierences in early language development and school
readiness among children o dierent population
subgroups. The authors also discuss how reading to
young children inuences their language development
The Extended Family: The Child Care Dimension.
The report looks at the wide variety o child careavailable to parents, and the vast dierences in the
quality o that care.
The Home as an Educational Resource. A home
environment that is conducive to learning is critical
to childrens ability to succeed in school. The authors
examine the importance o resources and conditions that
support learning in the home (e.g., appropriate reading
materials, a home computer with access to the Internet,
and a quiet place to study). The authors also look at
conditions that can distract students rom learning, such
as spending too much time watching television, playing
computer games, and surfng the Internet. Finally, the
authors examine trends related to these actors across
dierent racial/ethnic and socioeconomic groups.
The Parent-School Relationship. The authors
examine why its important or parents to be involved in
their childrens school and to take a proactive approach
to encouraging their childrens learning eorts. The
authors then highlight trends in these behaviors.
Putting It Together: Estimating the Impact of
Family and Home on Student Achievement. The
authors explore how a constellation o amily and
home characteristics can be used to predict student
achievement.
Concluding Comments. The authors discuss what amily
trends imply about the uture state o student learning
in the United States. They then elaborate on the need to
improve conditions in both the home and the school.
* * * * *
This report is packed with statistics and research
fndings, and the authors have drawn upon many
sources rom small research studies, to national
censuses and data bases, to international surveys.Readers will have dierent interests, dierent
perspectives, and dierent needs. The authors hope
that the inormation in this publication will be helpul
to a diverse audience an audience with a common
interest in improving student learning and reducing
achievement gaps.
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Our society relies on parents to nurture and socialize
children. It ollows then that having two parents
participating in the child-rearing eort is better than
having just one, even i only rom the standpoint ologistics and time: time to talk with children, read to
them, help them with homework, get them up and o
to school, check their progress with their teachers, and
so on.
Two-parent amilies are more likely than single-
parent amilies to be participating in the workorce
and to have middle-class incomes. Today, having a
decent amily income is more dependent than ever
on having two parents working. Families headed only
by mothers as the majority o single-parent amilies
are have, on the average, much lower incomesand ewer benefts that go along with employment
(such as medical insurance) than two-parent amilies.
Adequate housing, medical care, and nutrition
contribute to childrens cognitive development and
school achievement.5 While logic, common sense,
and research all lead to the conclusion that children
growing up with one parent may have a disadvantage,
it is oten not an easy subject to discuss.
What Research Reveals
Despite continuing sensitivity about the topic, there
is a growing body o research on amily structure andits relationship to childrens well-being. While the
research generally ocuses on whether a child lives
with one versus two parents, there is some research
on the eects o mother-only amilies; some research
on children with divorced parents; some on children
with young, unmarried parents; and some research
that ocuses on the eects on children o growing up
with absent athers. The frst comprehensive reporting
o this research was undertaken by a committee o the
National Research Council (NRC), which synthesized
and cited more than 70 studies published between 1970
and 1988. The NRC concluded that:
High rates o poverty, low educational
perormance, and health problems are serious
obstacles to the uture and well-being o
millions o children. The problems are much
more acute among black children . The
disadvantage o black children relative towhite children is due almost entirely to the low
income o black amily heads Approximately
one-hal o black children have the additional
burden o having mother-only amilies. Many
begin lie with an under-educated teenage
mother, which increases the likelihood that
they will live in poverty and raises additional
impediments to their lie prospects.6
The most recent and large-scale synthesis o
research on single-parent amilies in the United States
is Father Absence and Child Well-Being by WendySigle-Rushton and Sara McLanahan, who start with
this overview:
Cohabitation has replaced marriage as
the preerred frst union o young adults;
premarital sex and out-o-wedlock childbearing
have become increasingly commonplace and
acceptable; and divorce rates have recently
plateaued at very high levels. One out o three
children in the United States today is born
outside o marriage, and the proportion is
twice as high among Arican Americans.7
Researchers must consider several issues when
assessing the impact growing up in a single-parent
amily can have on childrens academic success. First
they need to determine whether children raised in
single-parent households are dierent rom those who
grow up with two parents in the home in ways that
aect learning and academic success. And, i they do,
researchers need to then clariyhow they dier. They
must then disentangle the actors that contribute to
these dierences, which involve separating actors
related to low income rom those that are entirely
due to a growing up in a single-parent amily. Whileresearch can illuminate issues related to income, its
ar more difcult to fnd scientifc evidence o the
eect growing up in a single-parent household has on
The Parent-Pupil Ratio
5 For a synthesis o research on such amily actors, see Barton, 2003.6 Gerald David Jaynes and Robin M. Williams, Jr. (Eds.),A Common Destiny: Blacks and American Society, National Research Council ,
National Academy Press, 1989.7 Wendy Sigle-Rushton and Sara McLanahan, Father Absence and Child Well-Being, in Daniel P. Moynihan, Timothy M. Speeding, and Lee
Rainwater (Eds.), The Future of the Family, Russell Sage Foundation, 2004, p. 116.
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learning. We can, however, identiy with considerable
confdence the overall eects always bearing in
mind that we are talking aboutaverages, not individual
situations.8
Sigle-Rushton and McLanahan summarize the
results o the simple correlations, which can easily be
interpreted as the probability that a random person,
drawn or a given amily structure, will experience the
outcome o interest. They summarize the results o
their research as ollows:
Academic Success. Studies demonstrate quite
conclusively that children who live in single-mother
amilies score lower on measures o academic
achievement than those in two-parent amilies.
The dierences are substantial (in statisticalterms, about a third o a standard deviation ater
controlling or age, gender, and grade level).
Behavioral and Psychological Problems. Father
absence is correlated with a higher incidence o
behavioral and psychological problems that may
include shyness, aggression, or poor conduct.
Substance Abuse and Contact With Police.
Father absence is correlated with a greater tendency
to use illegal substances, have early contact with the
police, and be delinquent.
Effect on Life Transitions. Daughters who grow
up in single-parent amilies are likely to have
sexual relationships at an earlier age than those
raised rom two-parent homes, and are more likely
to bear children outside o marriage. Their early
partnerships also tend to be less stable.
Economic Well-Being in Adulthood. Research
has established a strong link between growing up
in a single-mother amily and having lower income
as adults.
Adult Physical Health and Psychological Well-Being. Adults rom single-mother amilies have
lower sel-esteem than those growing up in two-
parent households. Among women, research reveals
a negative correlation between poor adult physical
health and growing up with a divorced mother.9
While, at frst glance, all o these issues may not
seem to be related to school achievement, each
(e.g., delinquent behavior, drug use, and aggressive
behaviors) can adversely aect school achievement.
And although these behaviors appear to be separate
and distinct issues, they are oten related, with one
condition resulting in another.
Evidence also links these variables to other school
problems. For example, a Bureau o the Census
publication reports that the percentage o school-
age children o never-married parents were morethan twice as likely to repeat a grade than children
o married parents (21.1 percent compared to 8.4
percent, respectively); the percentage or children o
separated, divorced, or widowed parents was 13.4
percent. Very similar dierences were ound or the
percentage o children who were ever suspended rom
school. And or both repeating a grade and being
suspended rom school, the rates were much higher
or children in amilies living below the poverty line
than or children living above it.10
A recent report rom the ETS Policy InormationCenter ound a close relationship between states high
school completion rates and the percentage o children
living in one-parent amilies, ater controlling or
social economic status (SES). The single-parent amily
actor, by itsel, explained over a third o the variation
in high school completion rates (SES, single-parent
amilies, and high student mobility together explained
almost 60 percent o the variation).11 Another recent
ETS analysis ound that the variation among the states
in the prevalence o one-parent amilies had a strong
correlation with the state variation in eighth-grade
reading achievement.12
8 On this matter o disentangling eects, and or a comprehensive look at marriage and children, see the all issue oThe Future of Children(titled Marriage and Well-Being) published by the Brookings Institution (www.utureochildren.org).
9 Sigle-Rushton and McLanahan, 2004.10 Jane Lawler Dye and Tallese D. Johnson,A Childs Day: 00 (Selected Indicators of Child Well-Being), Current Population Reports, p. 70-109,
U.S. Census Bureau, Washington, D.C., January 2007.11 Paul E. Barton, One-Third of a Nation: Rising Dropout Rates and Declining Opportunities, Policy Inormation Report, Policy Inormation
Center, Educational Testing Service, February 2005.12 Paul E. Barton and Richard J. Coley, Windows on Achievement and Inequality, Policy Inormation Report, Policy Inormation Center,
Educational Testing Service, 2007.
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0
Having documented the correlation between having
two parents and student educational achievement, this
section now examines data on parenthood trends in
the United States.
Out-of-Wedlock Births
O the 2.3 million births to women under age 30 in 2003-
04, about 1 million (or 44 percent) were to unmarried
women. Figure 1 shows the percentage o out-o-wedlock
births or women in each racial/ethnic group.
These data paint a grim picture o the status o
marriage and childbirth in the United States. Seventy-
seven percent o Black, 60 percent o mixed-race, and
46 percent o Hispanic births were out-o-wedlock. Most
o these out-o-wedlock births were to women with low
levels o educational attainment. As shown in Figure
2, overall, the proportion o out-o-wedlock births alls
substantially with each additional level o education
mothers attain. The proportions are higher, however, or
some groups. Among Black mothers, or example, more
than hal o births to those with a bachelors degree or
higher were out-o-wedlock; this was also the case or 43
percent o births to Hispanic mothers.13
Its important, however, to understand that this
dichotomy between in- and out-o-wedlock births
oversimplifes the variation o amily types. According
to the demographer, Harold Hodgkinson:
Four million children o all ages now live with
one or more grandparents, and one million
children o all ages are the sole responsibility o
their grandparents A number o actors have
created this group, such as parents who are in
jail, in drug rehabilitation centers, or those who
simply are not capable o raising their children.
The problems o raising young children when
you are 65 years old are severe yet, or many
grandparents there is no alternative.
The Statistical Abstract of the United States,
00, indicates the ollowing amily types were
raising children under 18 years old: 46 percent
13 American Community Survey data, reported in Kirsch, Braun, Yamamoto, and Sum, 2007.
All
Black
Mixed Race
Hispanic
White
Asian
806040200 100
44
77
60
46
34
16
Percentage
Figure 1Percentage of Out-of-Wedlock Births to Women
Under Age 30, by Racial/Ethnic Group, 2003-2004
Source: Data rom 2004 American Community Surveys, reported in Irwin Kirsch, HenryBraun, Kentaro Yamamoto, and Andrew Sum, Americas Perfect Storm: Three ForcesChanging Our Nations Future, Policy Inormation Report, Policy Inormation Center,Educational Testing Service, January 2007.
100 20 30 40 50 60 70
44
62
51
37
13
4
All
Less thanhigh school
High schooldiploma or GED
Some college
Bachelors degree
Masters degreeor more
Percentage
Figure 2Percentage of Out-of-Wedlock Births to Women
Under Age 30, by Educational Attainment of the
Mother, 2003-2004
Source: Data rom 2004 American Community Surveys reported in Irwin Kirsch, HenryBraun, Kentaro Yamamoto, and Andrew Sum, Americas Perfect Storm: Three ForcesChanging Our Nations Future, Policy Inormation Report, Policy Inormation Center,Educational Testing Service, January 2007.
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o married couples; 43 percent o unmarried
couples; 60 percent o single women; 22
percent o gay couples; and 34 percent o
lesbian couples. Several o these categoriesare new or the Census and little is known
about how many children are being raised by
each type. However, many teachers report an
increase in the number o children being raised
by same-sex couples.14
Number of Parents in the Home
What is the trend or children living in two-parent
amilies in the United States? In the nation as a whole
in 2004, 68 percent o children were living with both
parents, down rom 77 percent in 1980. There were
substantial declines among the White, Black, and
Hispanic populations o children with two parents in
the home over that period, as shown in Figure 3. The
lowest percentage o children living with two parents
was among Black children just 42 percent in 1980,
dropping to 35 percent in 2004. Thus, the majority o
Black children live in single-parent homes.
14 Harold L. Hodgkinson,Leaving Too Many Children Behind: A Demographers View on the Neglect of Americas Youngest Children, Institute oEducational Leadership, April 2003.
All White Hispanic Black
30
40
50
60
70
8077
68
83
7475
65
42
35
80 04 80 04 80 04 80 04
Percentage
Figure 3Percentage of Children Under Age 18 Living With
Both Parents, by Race/Ethnicity, 1980 and 2004
Source: U.S. Census Bureau, Statistical Abstract o the United States, Table 60, June 29, 2005.
Figure 4Percentage of Children in Single-Parent Families,
by State, 2004
Source: Data on one-parent amilies rom Kids Count State-Level Data Online (www.aec.org/kidscount/sld/compare_results.jsp?i=721).
Utah
Iowa
North Dakota
Indiana
Connecticut
Wyoming
Wisconsin
Oregon
Alaska
Washington
Michigan
Texas
Ohio
Oklahoma
Georgia
Arkansas
South Carolina
0 10 20 30 40 50 60 70
17
23
23
2424
24
24
25
26
26
26
26
27
27
27
27
28
28
28
29
29
29
29
29
30
30
30
30
31
31
31
31
31
32
33
33
33
34
34
34
34
35
35
36
36
38
38
39
40
4244
Idaho
Nebraska
Kansas
Minnesota
New Jersey
Colorado
New Hampshire
Vermont
Montana
South Dakota
Hawaii
Illinois
California
Massachusetts
Virginia
West Virginia
Kentucky
Pennsylvania
U.S.
Arizona
Missouri
Nevada
Maine
Maryland
New York
North Carolina
Tennessee
Delaware
Alabama
Florida
New Mexico
Rhode Island
Mississippi
Lousiana
Percentage
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The variation among the states in the percentage
o single-parent amilies is considerable, as shown in
Figure 4. The low is 17 percent in Utah, while South
Carolina, Mississippi, and Louisiana have percentageso 40 or higher.
A comparison among large cities is shown in
Figure 5. San Diego and Austin had the lowest
percentages o children in one-parent amilies,
although about one-third o amilies all into this
category. Atlanta and Cleveland had the highest
percentages o single-parent amilies, with about two-
thirds o the cities amilies alling into this category.
International comparisons are also available,
although there are variations in the years or which
data are available. In comparison with nine othercountries where data were available, the United States
had the highest percentage o one-parent amilies (28
percent) and Japan the lowest (8 percent). There were
substantial increases in all countries in this statistic or
the time periods available (see Figure 6). In addition,
Figure 5Percentage of One-Parent Families,
Selected Cities, 2004
Source: U.S. Census Bureau, 2005 American Community Survey.
San Diego
Austin
Los Angeles
Houston
Charlotte
New York
Chicago
Boston
Cleveland
Atlanta
30 40 50 60 70
31
33
36
36
38
43
45
52
63
66
Percentage
UnitedStates
Sweden
Germany(unied)
Denmark
Ireland
UnitedKingdom
Canada
France
Netherlands
Japan
0
5
10
15
20
25
30
35
20
28
11
24
15
20
13
20
7
20
14
19
13
19
12
17
9
15
5
8
Percentage
80 03 85 02 91 04 80 05 81 04 81 03 81 01 88 00 81 04 80 00
Figure 6Change in the Percentage of Single-Parent Households, Selected Countries, Various Years
Note: Data are or children under 18 (except or Australia and Ireland, where data are or children under 15).Source: Compiled by the Bureau o Labor Statistics rom national population censuses, household surveys, and other sources. Some data are romunpublished tabulations provided by oreign countries (www.childstats.gov/intnllinks.asp?feld=Subject1&value=Population+and+Family+Characteristics).
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or most o the countries included in this comparison,
about one-fth o amilies with children were single-
parent amilies. It is clear that the phenomenon o a
rising rate o children living with one parent is by nomeans confned to the United States.
The New Inequality
The nation is very amiliar with inequality based on
race/ethnicity and income. Reducing and eliminating
achievement gaps is national policy in education,
and NCLB puts teeth into this policy by requiring the
disaggregation o test scores by race/ethnicity and
poverty.It is time to recognize that there is another
form of inequality in the circumstance of growing up
and getting educated: It is whether a child grows up
with two parents in the home, or one. (Once again, it is
important to understand that the authors are speaking
in terms o averages.)
This orm o inequality cuts across racial and
ethnic subgroups and amily income status. However,
it is disproportionately concentrated in minority
and low-income populations. For example, as Figure
3 shows, more than hal o Black children are not
living with two parents. Eorts to compensate or the
disadvantages children experience when growing up
in homes lacking the personal and economic resources
to support their learning will disproportionatelybeneft students in minority and poor amilies. I
low income were combined with not living with two
parents recognizing the double defcit minority
students would predominate in any targeted eort to
compensate or deprivations and lie conditions o
the kind that have been shown to hinder educational
achievement. The next sections o the report identiy
some o the amily and home conditions that can
aect educational achievement.
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Most agree that schools must be adequately unded
i they are to educate students successully, although
there continues to be signifcant disagreement
over how much unding is sufcient. Families alsorequire resources to unction eectively as educating
institutions, although its difcult to pin down exactly
what constitutes adequate resources.
The report does not argue that lower income
alone is the source o educational inadequacies in the
amily, just as its authors would not argue that a lower
school budget in itsel can be blamed or low student
achievement. In act, the premise o our 2003 report,
Parsing the Achievement Gap, was that it was necessary
to decompose income, examining the conditions and
behaviors that are shown by research to be correlatedwith school achievement which may or may not be
determined by how much money the amily has.
The most thorough examination o the eects
o amily income on the success o children was
perormed by Susan E. Mayer. She cautions about
ascribing causation to simple statistical correlations,
and in her analysis sorts out what can be attributed
to income alone. While she does fnd a relationship
between amily income and success, she says it
is smaller than generally thought to be. Also, she
suggests that the attributes that make parents
attractive to employers may be similar to those that
make them good parents.15
In Parsing the Achievement Gap, we identifed
actors and conditions, which did not include income,
that were related to achievement. Then we looked
at how the actors diered in high- and low-income
amilies. The gaps in these actors mirrored the gaps in
achievement between children in high- and low-income
amilies. Examples o these actors were birthweight,
changing schools, and reading to young children.
This report also highlights ways amilies can
support and encourage learning that do not depend
directly on fnancial resources. These include setting
time limits on watching TV, reading to children, and
making sure that they get to school. Unortunately,
some important learning supports do require money
and not just nickels and dimes. It takes fnancial
resources to buy books or children to read, shoes or
them to wear to school, and a quiet place or them
to read and study. And, more so than parents withsalaries, parents who earn hourly wages may fnd
it difcult (and cost-prohibitive) to take time o to
attend a parent-teacher conerence or to do volunteer
work at school.
Still other important supports or educational
development involve substantial resources:
nutritious ood, adequate clothing, glasses to correct
a childs vision problems, and treatment or childrens
health problems. Research has shown that these all
aect student learning and school attendance. Saety
net programs may make a considerable dierence,o course, in helping amilies meet such needs.
However, there are large holes in the net, and many
amilies may not have the knowledge and ability to
access these programs.
Another problem many amilies in economic straits
ace is the need to move rom one place to another to
fnd jobs and aordable housing. This oten means
that their children will have to change schools as well
and thats a problem, since research has shown
that changing schools requently can have a negative
impact on student achievement.
The United States has the greatest inequality in the
distribution o income o any developed nation an
inequality that has been rising decade by decade. In
2004, according to data rom the U.S. Census Bureau,
the top and most auent quintile (or fth) had 50
percent o the aggregate household income, while the
bottom and poorest quintile had 3.4 percent o the
income. Put another way, the top-income households
had more than 14 times more income than the
bottom-income households.16 AsNew York Times
columnist Paul Krugman writes: Weve gone back to
levels o inequality not seen since the 1920s.17
This section provides several measures o amily
fnancial resources and examines the distribution o
those resources among population subgroups and
among the states. The authors examine median amily
Family Finances
15 Susan E. Mayer, What Money Cant Buy: Family Income and Childrens Life Chances, Harvard University Press, 1997.16 Carmen DeNavas-Walt, Bernadette D. Proctor, and Cheryl Hill Lee, Income, Poverty, and Health Insurance Coverage in the United States:
00, U.S. Census Bureau, August 2005.17 Gilded No More, The New York Times, April 27, 2007.
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income, the proportion o children who live in poverty,
and the proportion who live in amilies where parent
employment is unstable.
While it is hard to disentangle the eects o income
rom other characteristics associated with social class,
it is clear that children rom poor amilies oten miss
out on many enriching extra-curricular activities that
their more auent peers participate in. For example,
only 20 percent o school-age children in amilies with
poverty incomes take lessons o some sort, compared to
31 percent o children in amilies at or above the poverty
line. And only 23 percent o children in poor amilies
belong to clubs, compared to 36 percent o children
whose amilies are at or above the poverty line.18
Median Family Income
Large dierences exist across states and population
subgroups on any measure o income. Here we ocus
on the median income o amilies with children under
age 18 in the household, and show the variations
across states and among racial/ethnic groups. Table 1
shows the 2005 median income or amilies with and
without children, by racial/ethnic groups.
Table 1Median Family Income for Families
With and Without Children, 2005
Total
Income
With
Children
No
Children
All $56,194 $55,176 $57,258
White, not Hispanic 63,156 66,235 60,979
Black 35,464 31,705 42,079
Asian American 68,957 70,292 67,087
Hispanic 37,867 36,403 41,276
Source: U.S. Census Bureau, Current Population Survey, 2006 Annual Social and EconomicSupplement (http://pubdb3.census.gov/macro/032006/aminc/new03_000.htm).
As Table 1 shows, there are large income dierences
among racial/ethnic groups. On average, Asian-
American amilies have the highest incomes and Black
amilies have the lowest. The table also shows that
amilies with no children have slightly higher incomes,
on average, then those with children. There are two
noticeable exceptions, however. White and Asian-
American amilies with children have higher incomes
than White and Asian-American amilies with no
18 Dye and Johnson, 2007.
Connecticut
Massachusetts
Virginia
Delaware
Colorado
Vermont
Pennsylvania
Iowa
North Dakota
Kansas
Georgia
Oregon
North Carolina
Tennessee
Montana
Oklahoma
New Mexico
76,26
76,120
74,669
72,279
70,403
65,162
64,414
63,083
62,488
61,708
60,393
60,230
58,416
58,348
57,009
56,799
56,680
56,462
56,362
56,291
55,018
54,992
53,722
53,543
53,323
52,744
51,988
51,745
51,705
51,356
51,269
51,077
50,966
49,934
49,126
47,406
46,486
46,320
46,124
45,897
45,274
45,081
44,815
43,316
43,094
42,311
41,12040,598
39,275
37,433
36,274
20 30 40 50 60 70 80
Thousands of Dollars
New Jersey
Maryland
New Hampshire
Minnesota
Alaska
Hawaii
Illinois
Rhode Island
Wisconsin
Michigan
New York
Washington
California
Nebraska
Wyoming
Ohio
Indiana
Utah
Maine
Nevada
South Dakota
Missouri
Florida
Arizona
Idaho
South Carolina
Kentucky
Texas
Louisiana
Alabama
ArkansasWest Virginia
Mississippi
D.C.
Figure 7Median Annual Family Income for Families With
Children, by State, 2005
Source: Income data are rom U.S. Census Bureau and the 2005 American CommunitySurvey.
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children. The opposite is true or Black and Hispanic
amilies: Those with children have lower average
incomes than their counterparts with no children.
Large dierences also show up across the states, as
Figure 7 shows. Connecticut, New Hampshire, New
Jersey, Maryland, and Massachusetts all have median
annual amily incomes over $70,000, contrasting
sharply with the median incomes in Mississippi and
Washington, D.C., which are about hal that o the
aorementioned states.
Children Living in Poverty
As Figure 8 shows, dierences exist in poverty rates
among amilies o dierent racial/ethnic groups. In
2005, 11 percent o White children under the age o18 were living in poverty, as were 13 percent o Asian/
Pacifc Islander children. Those percentages increase
to 29 percent o Hispanic/Latino children, and to
about one-third o American Indian/Alaskan Native
and Black children.
Poverty is also spread unevenly around the country,
as Figure 9 shows. While 9 percent o children in New
Hampshire were living in poverty in 2005, 31 percent
o Mississippi children were living in poverty.
Black
Hispanic/Latino
U.S.
Asian/Pacic Islander
White
0 10 20 30 40 50
36
32
29
19
13
11
American Indian/
Alaskan Native
Percentage
Figure 8Percentage of Children in Poverty,
by Racial/Ethnic Group, 2005
Source: Poverty data are rom the American Community Survey, reported in Kids CountState-Level Data Online (www.aec.org/kidscount).
Figure 9Percentage of Children in Poverty, by State, 2005
Source: Poverty data are rom the American Community Survey, reported in Kids CountState-Level Data Online (www.aec.org/kidscount).
0 10 20 30 40
9
11
11
11
12
12
12
13
13
13
14
14
14
14
14
15
15
15
1515
15
16
17
17
17
18
18
18
18
19
19
19
19
19
19
19
20
20
20
21
21
22
23
23
2525252626
2831
New Hampshire
Wyoming
New Jersey
Virginia
Iowa
Alaska
Nevada
Illinois
Pennsylvania
Oregon
California
New York
Arizona
North Carolina
Oklahoma
Arkansas
West Virginia
MarylandUtah
Connecticut
Minnesota
Hawaii
North Dakota
Colorado
Delaware
Massachusetts
Wisconsin
Kansas
Nebraska
Vermont
Washington
Indiana
Maine
Florida
Idaho
South Dakota
U.S.
Michigan
Missouri
Ohio
Rhode Island
Georgia
Montana
Tennessee
Kentucky
South Carolina
Alabama
Texas
New Mexico
Louisiana
Mississippi
Percentage
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Food Insecurity
Despite the existence o ederal ood aid programs,
many U.S. amilies are unable to adequately eed
everybody in the amily. According to the U.S.Department o Agriculture, 11 percent o U.S.
households (12.6 million amilies) were classifed as
ood insecure at some time during 2005. This means
that these households, at some time during the year,
were uncertain o having, or unable to acquire, enough
ood to meet the needs o all household members
because they had insufcient money or lacked other
ood resources.
Good nutrition is vital or developing minds
and bodies. Researchers using the Early Childhood
Longitudinal StudyKindergarten Cohort toinvestigate the relationship o ood insecurity to
achievement ound that kindergartners rom less ood-
secure homes scored lower at the beginning o the
kindergarten year than other children, and learned less
over the course o the school year.19
Figure 10 shows the percentage o households who
were ood insecure in 2005 by demographic groups.
The 11 percent average masks the disadvantages
experienced by certain population subgroups.
For example, nearly one-third o emale-headed
households were ood insecure at some time during
2005, triple the rate or married-couple amilies. The
rate or Black households, at 22 percent, was nearly
triple the rate o White households. In addition, nearly
one-fth o Hispanic households were ood insecure.
The government urther breaks down the ood
security statistics on households having low ood
security (households able to obtain enough ood by
using various coping strategies) and very low ood
security (households in which normal eating patterns
were disrupted and ood intake was reduced due to
insufcient money or other resources). In 2005,
7 percent o U.S. households were classifed as lowood security, and 4 percent were classifed as very
low ood security. Again, it is important to remember
that this combined 11 percent represents 12.6 million
households.20
Parent Employment
As one would expect, amilies with low incomes will
typically be those that have had less success in the
job market. O course, income can come rom other
sources, and or those most in need, a substantial
portion will come rom the saety-net programs,
such as ood stamps, unemployment insurance, and
welare. Beyond providing a steady income, parents
who maintain steady employment also model socially
responsible behavior or children to ollow.
Figure 11 shows the percentage o children who
live in amilies where no parent has ull-time, year-
round employment, broken out by racial/ethnic group.
Overall, these percentages are high, and or some
groups the rates are alarming. While 27 percent o
19 Joshua Winicki and Kyle Jemison, Food Insecurity and Hunger in the Kindergarten Classroom: Its Eect on Learning and Growth,Contemporary Economic Policy, Vol. 21, No. 2, April 2003, pp. 145157.
20 U.S. Department o Agriculture, Economic Research Service, Food Security in the United States: Conditions and Trends (www.ers.usda.gov/Brieing/FoodSecurity/trends.htm).
All households
Black
Hispanic
Other
White
0 10 20 30 40
Female head, no spouse
Other household with child**
Male head, no spouse
With children under age 6
With children under age 18
Married couple families
11
31
19
18
17
16
10
22
18
10
8
Percentage
Household composition:
Race/ethnicity:
Figure 10Prevalence of Food Insecurity by Household
Characteristics, 2005*
* Food insecurity is defned as households, at some time during the year, that were uncer-tain o having, or unable to acquire, enough ood to meet the needs o all their membersbecause they had insufcient money or other resources or ood.** Households with children in complex living arrangements, e.g., children o other relativesor unrelated roommate or boarder.
Source: Data calculated by the Economic Research Service using data rom the December2005 Current Population Survey Food Security Supplement.
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declining. But while national debates about income
inequality become polarized, local pragmatic measures
may resonate at the community level measures
that could help ameliorate the negative eects oinadequate amily income. These measures could
ocus on specifc identifable needs and conditions that
are clearly involved in school achievement reaching
out beyond instruction in the classroom (in the
tradition o the school lunch and breakast programs
that recognize that hungry children cant learn and
that nutrition is a actor in cognitive development).
School systems and communities could develop
systematic strategies to identiy needs that can
inuence learning, and set about meeting those needs
aided possibly by higher levels o government. Howabout providing ree books to impoverished amilies,
or health exams along with necessary medical, dental,
and vision care or conditions that aect achievement?
Perhaps schools could provide students with their own
study spaces (with desks, computers, reerence books,
paper, and pencils) and oer ater-school evening
meals. A canvass across the nation would disclose a
variety o approaches that are now being used to help
children. The programs and services already instituted
in schools throughout the country oer a rich source
o inormation and experience.22
But let us not orget the services already available
that many amilies dont take advantage o. For
example, Medicaid now covers many childrens health
needs, but many o the parents who qualiy or the
program havent enrolled their children. A frst and
very productive step toward helping amilies support
and acilitate their childrens academic success would
be to educate parents about the programs and services
available to help, and encouraging their use.
White children live in amilies where neither
parent has ull-time year-round employment,
hal o American Indian/Alaskan Native and
Black children and one-third o Hispanic childrenare in this situation.
Employment trends also vary signifcantly romstate to state. Iowa, Nebraska, and Utah have the
lowest percentage (26 percent) o children living in
amilies where no parent has ull-time, year-round
employment. At the opposite end o the scale, on
average, 43 percent o children in Mississippi live in
such a amily. 21
Taken together, the measures presented here paint
a bleak picture o amily resources or many o the
nations amilies and the children in their care.
While education and public policy generally give
strong support to improving student learning and
reducing achievement gaps, the task o greatly raising
the income oor or reducing economic inequality
throughout the nation has not been addressed.
Income inequality is growing in the United States, not
Figure 11Percentage of Children in Families Where No
Parent Has Full-Time, Year-Round Employment,
by Racial/Ethnic Group, 2005
Source: Employment data rom the American Community Survey, reported in Kids CountState-Level Data Online (www.aec.org/kidscount).
Black
Hispanic/Latino
U.S.
Asian/Pacic Islander
White
0 10 20 30 40 50 60
51
50
39
33
32
27
American Indian/
Alaskan Native
Percentage
21 State employment data are rom the American Community Survey reported inKids Count State-Level Data Online (www.aec.org/kidscount)
22 A central source o inormation is the Coalition o Community Schools at the Institute or Educational Leadership.
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We now have a good assessment o the achievement o
young children when they frst enter the school system,
thanks to the Early Childhood Longitudinal Study.
Known as the ECLS-K, the study was conductedby the U.S. Department o Educations National
Center or Education Statistics and began with the
kindergarten class o 199899. Educators have long
had inormation about student achievement beginning
at the ourth grade, through the National Assessment
o Educational Progress (NAEP). What hasnt been
known is: (1) how much o the achievement gap that
is observed among dierent groups o students at the
ourth grade already existed when these students were
entering kindergarten, and (2) what are the actors
that might be responsible or the early learning gaps?
Many elements in the home environment inuence
cognitive development and learning. With ECLS-K
we can now determine how large the achievement
dierences are in reading and mathematics among
students o dierent racial/ethnic groups and with
dierent levels o amily socioeconomic status (SES)
at the point o entry into ormal schooling. Figure
12 shows the reading and mathematics scores o
beginning kindergartners in the all o 1998, by racial/
ethnic groups. The data show substantial dierences
in childrens reading and mathematics test scores asthey begin kindergarten. Average mathematics scores
are 21 percent lower or Black children than or White
children. Hispanic childrens scores are 19 percent
lower than the scores o White children. Similar
dierences also exist in reading.
Early Language Acquisition
While there have been many studies about what
happens in the early years o lie and how early
experiences aect cognition and language acquisition,
none has been as thorough as the work by Betty Hart
and Todd Risley, who studied childrens language
development rom birth through age 3. These
researchers recorded and monitored many aspects
o parent-child interactions and noted the childrens
progress. They ound that in vocabulary, language, and
interaction styles, children mimic their parents.
Hart and Risley observed that in working-class
amilies, about hal o all eedback was afrmative
among amily members when the children were 13 to
18 months old; similarly, about hal the eedback given
by the child at 35 to 36 months was afrmative. That
is, when the parents spoke in an afrmative mannerto a child, the child imitated this tone in talking to
siblings and parents. An afrmative tone was slightly
more prevalent among proessional parents, and their
children shared this.
Conversely, in amilies on welare, verbal
interactions with the children were much more likely
to be negative and, in turn, the same was true o the
interactions o the child with the rest o the amily.
In the amilies on welare, the researchers generally
ound a poverty o experience being transmitted
across generations. One example o the researchersfndings related to language exchanges is illustrated
in Figure 13, which shows the estimated number
o words addressed to the children over 36 months,
with the trends extrapolated through 48 months.
The dierences were huge among the proessional,
working-class, and welare amilies. This research
indicates that, by the end o our years, the average
child in a proessional amily hears about 20 million
Literacy Development in Young Children
Figure 12Reading and Mathematics Achievement at the
Beginning of Kindergarten, by Racial/Ethnic Group
Source: Valerie E. Lee and David T. Burkam, Inequality at the Starting Gate: Social Back-ground Differences in Achievement as Children Begin School , Washington, D.C.: EconomicPolicy Institute, 2002.
Asian
White
Other
Hispanic
Black
Asian
WhiteBlack
Other
Hispanic
0 5 10 15 20 25 30
22.2
21
17.4
17.1
16.5
25.7
23.219.9
19.9
19.5
IRT Scaled Test Score
Mathematics
Reading
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0
more words than children in working-class amilies
hear, and about 35 million more than the children in
welare amilies hear.23
Reading to Young Children
Child Trends, a nonproft, nonpartisan research
organization dedicated to improving the lives o
children, sums up seven research papers, reports,
and books, and cites 19 researchers to build an
overwhelming case or the value o reading to children:
Children develop literacy-related skills long beore
they are able to read. By reading aloud to their
young children, parents can help them acquire the
prerequisite skills they will need to learn to read
in school. Being read to has been identifed as a
source o childrens early literacy development,
including knowledge o the alphabet, print, and
characteristics o written language.
By the age o two, children who are read
to regularly display greater language
comprehension, larger vocabularies and
higher cognitive skills than their peers.Shared parent-child book reading during
childrens preschool years leads to higher
reading achievement in elementary school,
as well as greater enthusiasm or reading
and learning. In addition, being read to aids
in the socioemotional development o young
children and gives them the skills to become
independent readers and to transition rom
inancy to toddlerhood.24
Reading to children is about the simplest thing
that can be done to help them achieve, and it isa critical step in raising achievement and closing
achievement gaps. For this reason, i or no other,
teaching non-reading parents to read needs to be a
high priority or communities, states, and the nation
as a key element o an education policy or children.
Making sure all amilies have access to books and
other suitable reading materials or their children
must also become a key part o this policy. Library
bookmobiles in poor areas, or example, could become
as ubiquitous as the once-amous Good Humor man.
There is, o course, a considerable amount o
reading going on in the American amily, although it is
clear that the amount and quality varies considerably.
For example, ECLS-K ound a strong relationship
between a kindergartners SES and the extent to which
their parents read to them. As Figure 14 shows, at the
highest SES quartile, 62 percent o parents reported
reading to their children every day, compared to only
36 percent o parents at the lowest SES quartile. These
are very large dierences.25, 26
Trend data displayed in Table 2 also show that, in
2005, 60 percent o parents o 3- to 5-year-old children
who had not yet entered kindergarten read to theirchildren every day. In 1993, only 53 percent did so. How
much parent-to-child reading goes on in amilies varies
a lot, depending on racial/ethnic group, SES, and amily
23 Betty Hart and Todd R. Risley, Meaningful Differences in the Everyday Experience of Young American Children, Paul R. Brookes PublishingCo., 1995.
24 http://www.childtrendsdatabank.org/indicators/5ReadingtoYoungChildren.cm25 In statistical terms, this is a dierence o about one-hal o a standard deviation.26 SES is measured rom a scale that relects the education, income, and occupations o kindergartners parents or guardians.
Figure 13Estimated Cumulative Differences in Language
Experience by 4 Years of Age
* Projected rom 36 to 48 months.Source: Hart and Risley, 1995.
0 12 24 36 48*
0
10
20
30
40
50
Age of Child in Months
EstimatedCumulative
WordsAddressedtoChild
(inmillions)
Professional
family
Working-class
family
Welfare family
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structure variables. For example, in 2005, children in
poor amilies were less likely to have a parent read to
them regularly than children in more auent amilies.
And while 68 percent o White and 66 percent o Asian-American 3- to 5-year-olds were read to every day, the
percentage drops to 50 percent or Black children and
45 percent or Hispanic children.
Family characteristics also have an important
inuence on learning and school success. As might be
expected, children in a two-parent amily were more
likely to be read to than children in a single-parent
amily (63 percent vs. 53 percent). There was also a
strong relationship between mothers educational level
and the requency o reading to the child. Seventy-
two percent o children whose mothers were college
Figure 14Percentage of Kindergartners Whose Parents
Read to Them Every Day, by Socioeconomic Status
Source: Richard J. Coley,An Uneven Start: Indicators of Inequality in School Readiness,Policy Inormation Report, Policy Inormation Center, Educational Testing Service, March2002.
Highest SES
Lowest SES
25 35 45 55 65 75
62
46
41
39
36
Percentage
Quintiles
1993 1995 1996 1999 2001 2005Total 53% 58% 57% 54% 58% 60%
Gender
Male 51 57 56 52 55 59
Female 54 59 57 55 61 62
Race and Hispanic Origin
White, Non-Hispanic 59 65 64 61 64 68
Black, Non-Hispanic 39 43 44 41 47 50
Hispanic28 37 38 39 33 42 45
Asian American 46 37 62 54 51 66
Poverty Status29
Below 100% poverty 44 47 47 39 48 50100-199% poverty 49 56 52 51 52 60
200% poverty andabove 61 65 66 62 64 65
Family Type
Two parents30 55 61 61 58 61 62
Two parents, married - - - - 61 63
Two parents,unmarried - - - - 57 50
One parent 46 49 46 42 47 53
No parents 46 52 48 51 53 64
Mothers Highest Level ofEducational Attainment31
Less than highschool graduate 37 40 37 39 41 41
High schoolgraduate/GED 48 48 49 45 49 55
Vocational/technicalor some college 57 64 62 53 60 60
College graduate 71 76 77 71 73 72
MothersEmployment Status32
Worked 35 hoursor more per week 52 55 54 49 55 57
Worked less than35 hours per week 56 63 59 56 63 61
Looking or work 44 46 53 47 54 63Not in labor orce 55 60 59 60 58 65
Table 2Percentage of Children Ages 3 to 5 Who Were
Read to Every Day in the Past Week by a Family
Member, Selected Years, 1993-200527
Source: Reproduced rom the Federal Interagency Forum on Child and Family Statistics,Americas Children: Key Indicators of National Well-Being, 2006, Federal Interagency Forumon Child and Family Statistics, Washington, D.C., U.S. Government Printing Ofce, TableED1. Based on National Household Education Survey analysis.
27 Estimates are based on children who have yet to enter kindergarten.28 Persons o Hispanic origin may be o any race.29 Poverty estimates or 1993 are not comparable to later years because respondents were not asked exact household income.30 Reers to adults relationship to child and does not indicate marital status.31 Children without mothers in the home are not included in estimates dealing with mothers education or mothers employment status.32 Unemployed mothers are not shown separately but are included in the total.
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graduates were read to daily, compared to 55 percent
o children whose mothers were high school graduates
or who had obtained a GED, and 41 percent o children
whose mothers had not completed high school.
There is also considerable variation among the
states, as can be seen in Figure 15, which shows the
percentage o parents who read to their children,
under age 5, every day. The low was Mississippi at 38
percent, and the high was Vermont at 68 percent; the
national average was 48 percent.
Source: Data on reading to children are rom Child and Adolescent Health Measurement Ini-tiative, National Survey of Childrens Health, Data Resource Center on Child and AdolescentHealth, 2005.
Figure 15Percentage of Children Who Were Read to Every
Day in the Past Week, 2003
Vermont
Connecticut
Pennsylvania
Hawaii
Rhode Island
Iowa
Maryland
Montana
North Carolina
New York
North Dakota
Missouri
South Dakota
Oklahoma
California
Florida
Nevada
Mississippi
30 40 50 60 70
68
64
61
58
58
57
57
56
56
55
54
54
54
53
53
53
52
51
51
51
51
51
51
50
50
49
49
48
48
48
47
47
47
47
47
47
47
47
46
46
46
45
45
44
43
43
43
43
43
42
41
38
Maine
New Hampshire
Massachusetts
Minnesota
Colorado
Oregon
West Virginia
Washington
Wyoming
Delaware
Kentucky
Virginia
Michigan
Ohio
Kansas
Alaska
Nebraska
Idaho
Indiana
U.S.
South CarolinaIllinois
D.C.
New Jersey
Utah
Wisconsin
Oregon
Tennessee
Arkansas
Arizona
New Mexico
Alabama
Texas
Louisiana
Percentage
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Parents are childrens most important teachers during
their frst fve years o lie. But parents are ar rom
being childrens only teachers: A large proportion o
children are in the hands o child care providers or alarge amount o time. These providers constitute the
larger amily in which children are raised. It stands to
reason, then, that improving the availability o high-
quality child care will improve student learning and
reduce inequality.
Research supports this assertion and is clearly
summed up in the Annie E. Casey Foundation 00
Kids Count essay:
A large body o research underscores how
quality child care enables young children
to build the cognitive and social skills thatwill help them learn, build positive social
relationships and experience academic success
once they enter school.33
This ETS Policy Inormation Report has drawn
heavily rom the 00 Kids Count essay, and the essay
is an excellent synthesis o what is known and being
done to improve child care.
The Head Start program provides the most
consistent model o quality child care available in the
United States today. But or a variety o reasons, Head
Start and similar high-quality child care programsarent available to many amilies. Until quality child
care programs are accessible to all amilies, parents
will continue to rely on amily members, riends, and
neighbors to care or their children. O 15.5 million U.S.
children in child care today, some 6.5 million (almost
42 percent) are in home-based settings. And 2.5 million
o these children come rom amilies whose incomes
are below 200 percent o the poverty line. Although
Black amilies are the most likely to use home-based
care arrangements, White amilies use them as well.
Hispanic amilies are more likely to use parental care,
but when they go outside the home or child care, they
turn to amily members, riends, or neighbors or child
care rather than center-based care.34
Parents use amily, riend, and neighbor care or
reasons having to do with cost and inability to fnd
transportation to child care centers. Many parents
work shits that dont correspond to the hours childcare centers are available. Others choose this type
o care as a matter o preerence based on issues o
trust, personal comort, culture, and preerences or a
homelike environment. Says the Casey Foundation:
This orm o child care has been used or
generations and will, undoubtedly, be an
important resource or years to come. For the
oreseeable uture, it will represent the most
common type o child care or low-income
children under age six whose parents are
working, especially those in entry-level jobswith non-traditional schedules.35
A Look at Day Care for the Nations 2-Year-Olds
A longitudinal survey o children has recently released
inormation on the child care arrangements or the
nations 2-year-olds. The Early Childhood Longitudinal
Study, Birth Cohort (ECLS-B), sponsored by the
U.S. Department o Educations National Center or
33 Annie E. Casey Foundation, 2006Kids Count Essay, 2006, (http://www.aec.org/upload/PublicationFiles/2006_databook_essay.pd).34 Annie E. Casey Foundation, 2006.35 Annie E. Casey Foundation, 2006.
Figure 16
Regular Nonparental Care at About 2 Years of Age,by Primary Type of Care, 2003-04
No regular care50.5%
Relative care18.8%
Nonrelative care14.9%
Center-based care15.8%
Source: Gail M. Mulligan and Kristin Denton Flanagan,Age 2: Findings from the 2-Year-OldFollow-Up of the Early Childhood Longitudinal Study, Birth Cohort (ECLS-B), U.S. Depart-ment o Education, National Center or Education Statistics, August 2006.
The Child Care Dimension
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early learning center, preschool), and about 15 percent
had home-based nonrelative care (nanny, neighbor,
regular sitter).
As Figure 17 shows, there are dierences among
racial/ethnic groups. Black children were the mostlikely to be in nonparental care at age 2. Sixty-three
percent o Black children were in nonparental care,
compared to a little over 40 percent o Asian and
Hispanic children, and about hal o White children
and children classifed as other.
Figure 17Percentage of Children (at About Age 2) in
Regular Nonparental Care, by Type of Care
and Racial/Ethnic Group, 2003-04
Other includes Native Hawaiian, Other Pacifc Islander, American Indian or Alaskan Native,and multiracial children.Source: Gail M. Mulligan and Kristin Denton Flanagan,Age 2: Findings from the 2-Year-OldFollow-Up of the Early Childhood Longitudinal Study, Birth Cohort (ECLS-B), U.S. Depart-ment o Education, NCES, August 2006.
Black
Other
White
Asian
Hispanic
Black
Asian
Hispanic
Other
White
White
Other
Black
Hispanic
Asian
Black
Other
White
Hispanic
Asian
0 20 40 60 80
63
51
49
44
43
26
24
21
19
15
17
13
12
12
11
24
18
17
9
9
Percentage
In regular nonparental arrangement
In relative care
In nonrelative care
In center-based care
Education Statistics (NCES), provides inormation
on childrens development, health, and in- and out-o-
school experiences in the years leading up to school.36
Type of Day Care. These data, drawn rom ECLS-
B, describe the nonparental care arrangements o the
nations 2-year-olds, and provide an assessment o the
quality o that care.
Figure 16 shows that about hal o all two-year-