·financial disclosre report forcalendar …s.c. app. § 101-111) 1. person reporting (last name,...
TRANSCRIPT
___________ _
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Date. ____ _
·Report Required by the Ethics A0-10 ·FINANCIAL DISCLOSURE REPORT
in Government Act of 1978 Rev.112004 FORCALENDAR YEAR 2004· (5 u;s.c. app. § 101-111)
1. Person Reporting (Last name, First name, Middle initial) 2. Court or Organization 3. Date ofReport
BUCHWALD, NAOMI R SOUTHERN DISTRICT OF NEW YORK 5/13/2005
4. Title {Article III Judges indicate active or senior status; 5. ReportType (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) Ci Nomination, Date 11112004
U.S. District Judge (active) ()Initial @Annual Q Final
to 12131/2004
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any
U.S. Courthouse modifications pertaining thereto, it is, in my opinion, in -compliance With applicable laws and reguiations.
500 Pearl Street
New York, NY 10007 Reviewing Officer
1. POSITIONS. (Reporting individual only; see pp. 9-13 offiling instructions)
NONE - (No reportable positions.)
posmoN NAME OF ORGANIZATIONIENTITY
I.
IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions)
M NONE - (No reportable agreements.)
PARTIES AND TERMS
l.
C"> r-ri
c::P :;;oZ rrtQ. o::P .,,, .,,
fTl
DESCRWTION
1.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
BUCHWALD, NAOMI R 5/13/2005
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)
A. Filer's Non-Investment Income
NONE (No reportable non-investment income.) -
SOURCE AND TYPE GROSS INCOME
(yciurs, not spouse's)
1.
B. Spouse's Non-Investment Income - (Ifyou were married during any portion of the reporting year, please complete this section. Dollar amount not required except for honoraria.)
0 NONE (No reportable non-investment income.) -
SOURCE AND TYPE
1. Income from law firm
-IV; REIMBURSEMENTS transportation, lodging, food, entertainment
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
M NONE (No such reportable reimbursements.) -
SOURCE .
VALUE CODE
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
BUCHWALD, NAOMI R
Date of Report
5/13/2005
V. GIFTS.
NONE
(Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
- (No such reportable gifts.)
1.
SOURCE DESCRIPTION
VI. LIABILITIES. (Includes those of spouse and depende_nt children. See pp. 32-34 ofinstiuctions.)
NONE - (No reportable liabilities.)
CREDITOR DESCRIPTION
1.
ll from disclosure
I
'
mAipre
(I) (1) (3)
Type
6.
7 Bank of America Galaxy Prim= ReseIVes
-.
FINANCIAL DISCLOSURE REPORT ·Page 1of1
Name of Person Reporting
BUCHWAID, NAOMI R
Date of Report
5/13/-2005
VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
B. c. D.A. Income dwing Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
not exempt{2)(1) (2) (2) (4) '(5)
Type {e.g.Place"(X)" after each asset exempt Date:Value Value Identity of(e.g. ValueAmowit Gain buy, sell, from prior disclosure Month-Code 2 Method buyer/sellerCode I div. Code2 Code I rent. or merger, DayCode3 (J-P) (A-H) {if private (A-H) int.) (J-P) redemption) transaction)(Q-W)
DNONE (No reporta.ble income, assets, or transactions)
TCitibank Accounts c Interest NI.
T2. Citibank (IRA) l A. Interest K
TCitibank (IRA) 2 A Interest Pl3.
12/284. Citibank (Keogh) B Dividend to
T5. JPMorgan Chase Accounts A Interest K
TSchwab Accout Cash Equivalent c Dividend M .
(fo:rnerly Quick Euna A Dividend J T
& Reilly)
I. Income/Gain Codes: A = $1,000 or less B = SJ,001-$2;500 c = S2,50l-$5,000 D = $5,001-$15,000 E = $15,001-$50,000
(See Colwnns Bl and 04) F = $50,001-$100,000 G = SJ00,001-Sl ,000,000 HI =Sl ,000,00J-$5,000,000 H2 =More than $5,000,000
2. Value Codes: = $·15,000 or less K = $15,001-$50,-000 L = $50,001"$100,000 M = SI00,00i-S250,000
(See Colwnns CJ and D3) N = $250,000-$500,000 0 = $500,001-$1,000,000 P l =SJ ,OOO,OOl-$5,000,0?0 P2 = $5,000,001-$25,000;000
P3 = $25,000,001-$50,000,000 P4 = $More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost {Real Estate Only) s = Assessment T = Cash/Market
(See Column C2) u =Book Value v =Other W =Estimated
(3) (4)
Honorable Naomi Reice Buchwald: 2004 Financial Disclosure Statement
Part VIl: Investments and Trusts
A. Description B. Income C.Value (D)Transactions During Year (1) Amt (2)Type (l)Code (2)Method (1) (2)
¥- j t-
Time Warner (formerly known as
None L T bought sold
11/24 11/24
L L A
f--3 America-on-Line) bought 11/26 K
-Li sold 11/26 K A
go- r-6
bought sold
11/29 11/29
M M
1(-'i-f{'-fl.
bought sold
11/30 11/30
0 0 B
4 \0
Apple Computer Common Stock
None N T bought partial sold
1/15 1/15
L L A
< I bought 4/7 L i 'J.... partial sold 417 L A { i ""' l
bought partial sold
bought
4/13 4/14
4/23
L L L
c
, .
11-!.!1
bought partial sold partial sold
5/11 5/11 619
L L L
A D
l c, i1.£>
bought partial -sold
7/2 7/2
L L
I bought 10/28 M
Q partial sold
bought 10/28 M 11/4 M
A
l. "'1 'J-. IS" :1...6
partial sold bought bought
11/4 M 11/5 N 11/10 N
A
1....-+-9, 2<\
partial sold bought
partial sold
11/10 11/11 11/11
N 0 0
B
B ?; <l
"? 4 lo-
'3 4 76"'
bought partial sold
bought partial sold
bought partial sold
11/12 11/12 11/16 11/16 11/17 11/18
N N L L L M
c
A
A
1
N
--
(3) (4)
--
--
A. Description B. Income C.Value (D)Transactions During Year (l)Amt (2)Type (l)Code (2)Method (1) (2)
·-:j bought 11/19 0 or partial sold 11/19 0 A
partial sold 11/22 L D
?Jq bought 11/23 M Uo partial sold 11/23 M A 4t bought 11124 N l+..:L partial sold 11/24 L A
$i bought 11/29 M
4-i.f partial sold 11/29 N B bought 11/30 0lf .;'
partial sold 11/30 N Dif bought 12/1 N --"if1"
partial sold 12/1 N B
bought 12/2 N --U-ct·
partial sold 12/2S:o
bought 12/3 M -,
0bought 12/6}a, Bpartial sold 12/6 05'}
bought 12/7 Nff q 'i' 12/7 0 Epartial sold
bought 12/9 M'li partial sold 12/9 M B5'1-
f 1 ?1 t.KJ
61 b.l. "·cG-'4
bought partial sold
bought partial sold
bought partial sold
bought
tp'5' partial sold
I?4 Applied Materials ft,4 Common Stock
NONE L T bought sold
blti bought
l:,q '10 'Ci 11. {'J:+-W
bought bought sold
bought
bought
partial sold
2
12/10 M --
12/10 N B
12/13 N --
12/13 J
12/14 N --
12/14 N B 12/16 L --
12/16 L A
1/7 L 1/7 L A
2/25 L 2/26 L 3/2 L 3/5 N 3/8 M 3/12 K
3/12 M B
--
--
--
--
--
-
(4)
4/7
--
--
A. Description B. Income C.Value (D)Transactions During Year
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3)
bought 3/16 K.,5 7 (/) sold 3/16 K A
bought 3/19 N11 78
bought 3/24 K partial sold 3/24 K A"1CI
bought 3/25 Mio partial sold 3/25 M B t-/ bought 3/26 N
tio.. partial sold 3/26 N D 11> sold 4/2 M D&"vh bought K
1 't sold 4/7 K A
bought 4/15 L partial sold 4/15 K Aif
bought 4/23 L61 partial sold 4/23 L.Go Ci.l bought 4/30 K
partial sold 5/7 K B bolJght 5/26 K"\'? bought 5/27 Kq partial sold 5/27 L A4VJ bought 6/2 L
lf '2 bought 613 K bought 614 Mc!\'l
q bought 8/5 M
\ &6 partial sold 8/6 M
IOl bought 8/9 M partial sold 8/9 M B'J:...
sold 8/13 Ml<e>?
{ 0 \,/- bought 8/18 M sold 8/18 M A-
l bought 8/19 M sold 8/19 M B
r&4'
ta7 l vB' (ti'\ £ t C>
bought 8/26 L partial sold 8/26 K A
sold· 8/27 L A bought 10/13 LI. l I.
/l bought 10/14 M ll1 partial sold 10/14 L i11f bought 10/15 M
3
A
\ ?
\ ?
\
3/5 3/5
A. Description B. Income C.Value (D)Transactions During Year
(1) Amt (2)Type (l)Code (2)Method (1) (2)
sold 10/15tll bought 10/19
/If partial sold 10/19l L'"1
l\$ bought 10/25 partial sold 10/25Lt
bought 1111L partial"sold 11/2\;2..\
I bought 11116 partial sold 11/16
sold 12/7l t.r bought 12/8I";}..
I bought 12/14 sold 12/14lJ.../ bought 12/29{d,
fJ.,{ Blount NONE J T
NONE N T bought 3/1
L ':3' Common Stock sold 3/1 \ ..;z bought 3/4
sold 3/4
t Dell Computer
(3) (4)
M --
M --
L L --
L A M M c
K K A L c K L
M A K
L L A K K N M B K A L L A M M A
M M B M M A N 0
0
N D
K --
K A L L A
bought{ ?Jtr t S partial sold
L?>& sold 3/12 3/25'boughtl 7 3/25t?-t sold
7/28l'? bought
L sold 7/28 l \ bought 8/10
sold 8/IOtq.d._ L't-3 bought 10/21 tl-1-4- sold 10/21
bought 10/25 l 'ff=. bought 10/28 1 l}'J° partial sold 10/28 t 1-1-B' sold 11/2 l [.,/" bought 11/17 /9> sold 11/18 l?'1 bought 11/19
sold 11/19) ;i. 4
(4)
c
l '.'?,
tG,p
Vj'
1-P
l
4/7
C.ValueA. Description B. Income (D)Transactions During Year (1) Amt (2)Type (1 )Code (2)Method (1) (2) (3)
·!53 Intel c Div M T bought 1/6 M
l5"1 Common Stock partial sold 1/6 M A
partial sold 1/7 LL 5S bought 1/12 M166
partial sold 1/12 M A·""-
bought 1115 N
partial sold 1/15 M B \ ")1s t 7l
bought 1/22 Ll6.t:> bought 1/30 Lu ' bought 219 L\ tb--:L
LG:,? bought 2111 L
l lt partial sold 2/11 L A
lh5' bought 2/17 M
bought 2/24 M
partial sold 2125 M Blk>7 bought 2/26 M
bought 3/1 L lt. Cj \ lc.'"t L76 bought 3/2 M
l1l partial sold 3/4 L
\ flf ,;J.. bought 3/5 L
L1a bought 3/8 N
l -ri+ partial sold 3/8 N
l "1 .:; bought 319 L
partial sold 3/12 M
partial sold 3/15 Nl11
l 1. .t bought 3/18 L
partial sold 3/18 L A\1 bought 3/19 Nl «j(o
t,$L bought 3/22 L
partial sold 3/22 M
partial sold 3/25 M
LC:;)...
L ts i.t
{ 11) bought 3/26 N
partial sold 3/26 M B
bought 3/30 N\$a. bought 4/2 Nl't1
partial sold 4/2 0 D bought 4/7 MlSl1
partial sold M B\.qt> 4/8l l bought N
l'f a.. bought 4/13 K
5
c
c
'°'
·"""
(:{
(3) (4)
')..1.;-
(D)Transactions During Year
A
c
A
A B
A
c
A
A
A
B
--
A
A
--
A
--
--
A
A. Description B. Income C.Value
(1) Amt (2)Type (l)Code (2)Method (1) (2)
partial sold 8/12 N
bought 8/13 L 'H1 partial sold 8/13 N
1 bought 8/18 M partial sold 8/18 M
;;..;.o bought 8/19 L partial sold 8/19 LI bought 8/20 M"J..3-:'J-
A partial sold 8/20 M bought 8/25 J
bought 8/27 K
£.f-JS"
partial sold 8/27 L "' 1 bought 8/30 L
bought 10/13 M.A bought 10/15 La 1
partial sold 10/15 N
bought 10/18 N"BL partial sold 10/18 N"'? z..
6
l 3 L<=ii..-t
(q.,..
l<ib Ltf1 ,q ,qq 0-."-0
L
/).,() '>)
tWL.f oi...:;
t>"1 d,.C>1J
04. 'J...1 0
.?--( \ (
Ac llA
partial sold 4/14 K
bought 5125 M partial sold 5125 M
bought 5/27 M partial sold 5/27 M
bought 6/3 M partial sold 6/3 K
bought 6/4 M
partial sold 614 M partial sold 6/7 K
partial sold bought
partial -sold bought
partial sold bought
partial sold
bought 6/29 M 6/29 M 6/30 N 6/30 N 7/2 M 7/2 M
7/28 M 7/28 M
bought 8/9 0 partial sold 8/9 N partial sold 8/11 M
bought 8/12 N
--
--
!}, "?; Q
?.::O""" e...-01e
9,i:,r-/J..'O'i>
'J-.l1't:>
"'·'-I-\
A. Description
l.f-:t ?,4-2>
LH:} {)..l.f-5° .:1.
fJ...lfg :?l.Lf'i
5b 9.J:)I
d-. ".'.l...
..i:s:> Analogue Devices
5"/p 8...57
a5'J\?
6'@
:>-bl
· %7 ?-, (2 'f 'A6?a,,[p
"7 ').(,,
lr't
B. Income C.Value (D)Transactions During Year (1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4)
-bought 10/19 M --sold 10/19 M -
bought 11/10 L
bought 11/11 M
sold 11/11 M B
bought 11/12 M --sold 11/12 M c bought 11/22 L sold 11/22 L A
bought 11/30 M
sold 11/30 M
bought 12/3 M
sold 12/3 M A
bought 1217 N sold 1217 N
bought 12/9 M --
sold 12/9 M A
bought 12/10 M -sold 12/13-14 M B bought 12/27 K
bought 12/31 K
Loral Common Stock NONE J T
A Div. L T bought 1/15 M Common Stock sold 1/15 M B
bought 3/18 L
sold 3/18 L A bought 3/26 M sold 3/26 M A
bought 5/25 L sold 5125 L A
bought 6/9 L sold 6/9 L bought 8/25 M
sold 8/25 M A
bought 10/11 L
bought 10/14 L partial sold 10/14 K
7
--
--
--
--
--
<!>
3/5
4/30
?; 1
A. Description B. Income C.Value (D)Transactions During Year
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4)
sold 10115 M10 bought 1112 L
1.:;f l sold 11/2 L A
-a-i CMGI Common Stock NONE J T
International Rectifier NONE L T partial sold 1/5 L B8'>'-l 8.1§ Common Stock partial sold 1/6 L D
bought M'd.16 ':)..77
partial sold 3/S M A bought 3/18 L
partial sold 3/18 L A'J.:1& ')...1Cf
bought 3/22 L partial sold 3/22 L A
bought 4/15 L
?JO "&'l ,,I
'& is'-? f(t+
:;?<t;-fi""
partial sold 4/15 L A bought 4/16 M
partial sold 4/19 L B bought 4/20 Lib bought 4/23 K
8'7
bought8"1
4/23partial sold M B-6"6 L
partial sold 5/7 L A bought 5/25 J4 i bought 6/2 L
;;?,'f sold 6/4 L A 1 bought 6/9 L
1)q c.t sold 6/9 L f}..qf7 bought 7/2 L
c:/ bought 7/28 J f).'1'! sold 7/30 L?\etf bought 8/2 L:;.. a;(}
sold 8/2 L A""?6t> bought 8/9 L
?o sold 8/9 L A bought 9/2 L
-:o" L
l> 7 sold 9/2 L A
i:J bought 10/11 L ?)Z>b bought 10/13 M
partial sold 10/13 M
8
c
--
--
{{.
·
?;
--
--
--
--
1''tl -;j 4-1
A. Description B. Income C.Value (D)Transactions During Year (1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4)
?o bought 10/14 L -
sold 10115 M
bought 11/12 M10 sold 11/12 M A
.,.,, \
Microsoft D Div M?> \,2. T bou_ght 3/8 L Common Stock sold 3/8 L11!?
bought 8/5 Ni?Jtr sold 8/6 N:?1 bought 8/12 L sold 8/13 L A'?1;
}Ct; Gateway NONE K T
:.2.& Common Stock
;2..J Sun Microsystems NONE K T
.? Common Stock
bought 1211 K
J> Lowes Corporation A Div. bought 1/2 M
'3 '1- Common Stock sold 1/6 L A bought 117 M5 sold 117 M A
bought 1/9 M?.l'Y bought 1122 M
sold 1/22 N B'?J:l.'1 ?-=?v bought 10/27 N
· sold 10/27 N B
Micron Technology NONE bought 1/28 K
<> -? Common Stock partial sold 1/28 K A bought 2/25 KLf bought 3/5 KJ} 1>13'
u sold 3/5 L c
?; 7 bought 4/30 K sold 517 K B
?:X:>CJ bought 8/27 L
?:>% sold 8/27 L A
bought 9/2 K sold 9/2 K A
9
8"1 .. 1
K
";
"')/;
"" '?'-
.!'
(3) B. Income C.Value (D)Transactions During Year A. Description
4-?J
'J.ii./'5 =?L-tb
lf't
?Jelb ":?J)l
«?3
"'t-
o"'5cb '?i?1
· 15 Home Depot Common Stock '1
3 ?,bi
1bd... Rambus ?b-? Common Stock
?J r1'
'61
'10 1-,/ I
"'/
?t=r� · i+-
0"15" ?7(.,?J"'t1 "riff
74 ? O
(1) Amt (2)Type (l)Code (2)Method (1) (2) (4)
9/13 L 10/27 L 10/27 L A
11/1 L 1111 L A
11/2 J 1112 L A 1114 L ll/S L A 11/11 L 11/11 L A 11/30 L 11/30 J
1212 J A 12/14 L . B
217 M 219 M
2/l{) M
2/10 N
1.16 L D 1/7 M
1/8 A 1/9 L
1/9 L A 1122 L 2112 N B
2/12 M
2/18 M
3/22 K 3/22 K A 3/25 L 3/25 L B 4/14 K 4/19 M 4/19 K A 5125 K 5/25 K A 8/13 K
NONE
NONE N T
bought bought
partial sold bought
partial sold bought sold bought sold bought sold bought
partial sold partial sold
sold
bought partial sold
bought sold
partial sold bought
partial sold bought
partial sold bought sold bought sold bought sold bought sold bought bought
. partial sold bought
partial sold
partial sold
10
--
-==? "---
?
' \
" Jko
--
--
"'\I,
A. Description B. Income C.Value (D)Transactions During Year
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3)
sold 10115 Kl bought 10/1 K
partial sold 10/18 K-Z, 3 bought l-0/19 Kl- 'i partial sold 10/19 K6 )s'
(4)
A
--
--
A
A
--
K
L A
A B
--
A E
c
A
c
A
B
A
A
bought 10/25 K bought 11111 K
partial sold 11/11 L
,Vi bought 11/12 L
partial sold 11112 K"?, c::t t:? bought 11/16 M:aq ( ·bought 11117 M'f bought 11/18 K"?>q"3 partial sold 11/1831 Ll-
- bought 11/19 Kblf.? partial sold 11/16
bought 11/29 K partial sold 11129 K'18 partial sold 11130 K-q'
bought 12/l M
partial sold 12/1 LLft>\ partial sold 1217 N
bought 12/8 L
partial sold 12/9 L4:-o'f-
NONE bought 11/16 M
UVB Common Stock partial sold 11/16 K sold 11/17 M
o1 Advanced Micro Devices
4t>'t
bought 12/14 Kl(o6)'tt>P bought 12/16 L
11/18 NY..Lb bought partial sold 11118 ML+\ l
bought 11/19 K
Lf.l I
bought 11/22 M
partial sold 11122 M'1 l 't-bought 11124 M
partial sold 11/24 Mti.lb 1 bought 11/29 K"""'
partial sold 11/29 K lf5 bought 11/30 M'i/ 1
11
\..\'
c
'1'7'ct
Li'?-?
A. Description B. Income (1) Amt (2)Type
t-f '1> y.
1416
·'f 7 Amazon.com NONE Common Stock lf"'
'1 'J-<=t 1-1 'btD L? (
\l?J 'i:?3 l{?,tf-q-;5Lf�4> ?:>1
e
w l.fi/- i '"1-41'
"3
C.Value (D)Transactions During Year (l)Code (2)Method (1) (2) (3) (4)
partail sold 11/30 M A bought 1217 M
partail sold 1217 M D bought 12/9 M --
bought 12/10 M --sold 12/13-14 N B bought 12/29 K
M T bought 112 L bought 116 L
partial sold 116 L A bought 1/8 L sold 119 M B bought 1/13 M sold 1/13 M bought 219 M sold 219 M A bought 2/11 M
partial sold 2/11 M A
sold 2112 M B bought 2/24 L
sold 2125 L A bought 3/5 N
partial sold 3/5 M A bought 3/8 M
bought 3/12 L partial sold 3/12 N
sold 3/16 L boqght 3/19 L sold 3/19 L A bought 3/22 L bought 3/26 L sold 3/26 M B bought 4/8 L sold 4/8 L A bought 4/14 L sold 4/14 L A bought 4/20 L sold 4/20 L bought 517 M --
12
4-'-t't
4-lfS t;a+Ji tr'+i
kt""/fl.fl;o "'t.:;-J
'-l'la
it Lf5'5' H '1?t
--
\../ ?
--
(4)
--
A --
--
A
A c
B --
--
--
A --
c
c
A --
A
--
A. Description B. Income C.Value (»)Transactions During Year (1) Amt (2)Type (1 )Code (2)Method (1) (2) (3)
bought 5/11 ML1!') partial sold 5/11 Mi+'Stf bought 5/18 L
vt u bought 5/19 Lvr'- l partial sold 5/19 Mt..t:b'?. bought 5/20 L
partial sold 5/20 Kif. sold 5125 Mlf 5 bought 6/3 L 4.' {, bought 614 L 4', sold 6/4 M Lfbg bought 6/9 M
"t'-4t bought 6/10 L Lf'1Z bought 6/24 L i.t"l i partial sold 6/24 L \f.\-;,_ bought 6/25 M U-Z?J partial sold 6125 N
4-1} bought 6/28 L
sold 6/28 M'17 bought 7/2 M4-7'
'-'/. "? "I bought 7/28 M 18 partial sold 7/28 M
i..r-t bought 7/30 L bought 8/11 Lij..'Vo
L partial sold 8/11 L sold 8/13 MLfftl. bought 8/24 Lt#f'3 sold 8/24 L'11"'7 bought 8/25 M'iW-
U I. partial sold 8/25 K A #? bought 8/26 N
partial sold 8/26 N B q bought 8/27 N
'-tlf8 partial sold 8/27 N B bought 9/1 J'-Mi sold 912 MLf1.;2
"3 bought 10/13 N
4et.Y. partial sold 10/13 N
L-{.q5"" bought 10/14 N
--
--
--
partial sold 10/14 N. --L-f'\6
13
M
?
Y.91
4ti'l
S<D llfo1 .1'oJ W<J
(3) (4)
K --
M --
M A N --
N c
M --
M --
L A N
N A M D M
M A L
--
K A M
M A L B J
M --
L --
M --
K K --
K --
M --
L N
N L N -
N --
L --
K --
M --
M -
M A 0
A. Description B. Income C.Value (D)Transactions During Year
(1) Amt (2)Type (l)Code (2)Method (1) (2)
sold 10/15
bought 10/20e sold 10/20
bought 10/21l)bD sold 10/21S-bl
bought 10/22
bought 10/27c· partial sold 10/27-=\O'-+
· /) bought 10/28
partial sold 10/28
sold 11/2
bought 11/3
sold 11/3 510 bought 11/17
bought 11/18
partial sold 11/18
bought 12/1
partial sold 1211t sold 12/14
1 bought 12/315
NONE bought 2/17
bought 3/S partial sold 3/8
sold 3/12
bought 3/19
sold 3/22
5J\
bought 619
bought 6/10
bought 9/13
sold 9/lS bought 10/11
bought 10/13
sold 10/13
bought 10/14
bought 10/15
bought 10/18
bought 10/19
partial sold 10/19
bought 11/3
14
--
--
--
--
--
--
(3)
--
5".>1
3/4
3/4
3/5
5"°1?1
3/26
'71 l
A. Description B. Income C.Value (D)Transactions During Year (l)Amt (2)Type (l)Code (2)Method (1) (2) (4)
sold 11/3 N D1) bought 11/10 K5M sold 11/11 K A6 1
6" <1 bought 12/1 M sold 1211 M A
'11-1 bought 12/14 N {)L{!J_
Common Stock
sold 12114 N A
5 3' Disney Corp. NONE bought 116 L
partial sold 118 L B sold 1/9 K B
s bought 11/4 M >1 sold 11/4 M A
bought 112 Lo>r'B EBAY NONE Common Stock sold 112 L'+<l A
· i)
.5."
bought 1113 L
sold 1/13 L bought 1120 M
sold 1121 M A55°3 ;:JP)if- bought 1/28 M
5"'?5'° sold· 1/30 L
5 bought 2/12 M n.51'! sold 2/13 M A s bought 2/25 M 56<f sold 2125 M A
bought N I N Asold :;2.... bought 3/5 M
6. sold M B bought 3/19 N
m partial sold 3/19 M A '<D bought 3/22 M
partial sold 3/22 M
bought 3/25 N'€ s- partial sold 3125 N B
boughtfi'lt> N -
Npartial sold 3/26
sold 3/30 L As-1 h/2 bought 4/14 M
15
--
--
--
--
--
--
?..
'°
(4)
513
7/2
?"
ecg --
B. Income C.Value (D)Transactions During Year A. Description (1) Amt (2)Type (l)Code (2)Method (1) (2) (3)
lf sold 4/14 M A
t;15;;:;7 61"1-
bought sold bought
4/2-0 4120 619
M M M
67 sold 6/10 M 5'1<ff bought 6/28 M
6 /!.&> ':) I
sold bought
6/28 6/29
M M
A
t;S:A sold 6/29 M A bought 6/3-0 M
5 sold 6/30 M A '96?- bought 7/2 M 5 M Asold
<B7 bought 7/28 L sold 7/28 L Ai)
sold 8/24 N A 9'"2 bought 8/27 N
5'16 5"tt1
bought 8/19 M sold 8/19 M A
9:1 \ bought 8/24 N
8/27 Nsold5flf bought 9/1 N sold 9/1 N A bought 9/2 N "Sold 912 N A bought 10/15 M sold 10/15 M bought 10/19 LboJ
6.od.. sold 10/19 L bought 10/20 N
6-t7a.t' sold 10/20 N A
h'6'5 Google NONE bought 8/24 M
eob Common Stock sold 8/24 M A bought 8/30 M6o'7 bought 9/2 M61P ff
"ot::( sold 9/2 N 6JzS bought 10/11 M ' I I sold 10/11 M A bl bought 10/22 M
16
--
--
--
,, '*
'
'
(3) (4)
4/7 4/7
A. Description B. Income C.Value (D)Transactions During Year (1) Amt (2)Type (1 )Code (2)Method (1) (2)
sold 10/22 M
A
--
B
--
A --
--
B --
--
c --
B --
A
B --
A
--
A
A
A
bought 1114 0 partial sold 1114 L
bought 11/5 M sold 1115 0
fPI £.,.J 6(1 b.1S bought 11124 M
,, sold ll/24 M
(,').£> Hewlitt
Common Stock Packard NONE bought 115 L
t sold 1/5 L b. bought 1/7 L
sold 1/7 L. 6 '3
bought 3/25 0 b Common Stock sold 3/25 h Y IBM NONE
0 bought 3/31 M bought 4/2 Mb:9...7 sold 4/2 N
bought 4/5 0 sold 415 0fj.30
Mboughtb \ b?:J'1. sold M
bought 4/14 Mb'?>? sold 4/14 MC:i'}Ll bought 4/16 M sold 4/16 M t>'b
'31 bought 4/20 M6'?7 sold 4/20 M
fp_,q buy 5111 M sold 5/11 M
''t\ bought 7/2 M
e'-11 sold 7/2 M '} bought 7/28 M
(:,'1vf: sold 7/28 M
Lf'5 bought 8/25 N bought 8/26 0
-partial sold . 8/26 NY-7 bc./19 bought 8/27 M
part al sold 8/27 M A6441 bought 10/13 M
17
--
M
&.,
{;.
(1)
'-'-?
b""
C> d
A. Description B. Income C.Value (D)Transactions During Year (1) Amt (2)Type (l)Code (2)Method (2) (3) (4)
partial sold 10/13 M AbS"t bought 10/14 Mb bought 10115 M415'3 sold 10/15 N . 5"
'S5" bought 10/21 N fA-5'' partial sold 1-0/21 N A
'51 sold 1112 M cblf'51 bought 11/10 L
6'St:; sold 11/11 L A6,e
NONE bought 10/18 M"lo' Maytag Corp. bought 10/20 L Common Stock sold 10/20 L
NONE J T bought 7/28kAa-l Palm One sold 7/28 M ACommon Stock bought 8/18 L . '"' sold 8/18 L A.£:::£..-z bought 8/19 Lt, 'JI" sold 8/19 L A bought 8/20 L'-'1<>
"lt sold 8/20 L A bought 8/24 Nf:,7
partial sold 8/24 M A'1'1-"? bought 8/25 M't&T sold 8/25 M B&:,i
"11'7 bought 8/26 M --
(e"l 1 partial sold 8/26 M A 1. 8 bought 8/27 N --
6-Z1 partial sold 8/27 N A ' o bought 8/30 L 's l bought 10/19 L
' partial sold 10/19 L bfs'? bought 10/20 L t>K'f bought 10/21 L 6ir5 partial sold 10/21 L A
sold 10/28 M --6 rs''?. bought 11/1 M £:. g partial sold 11/1 M A
bought 11/2 M
18
4/7 4/7
(4)
A B
B c
--A --B
-
A
----
A
--
c
A
A
A ----
A
A
A. Description B. Income C.Value (D)Transactions During Year
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3)
C\D partial sold 11/2 L Ls>C(l sold 11/3 L (di bought 11/3 L vec bought 11/4 M
partial sold 1114 M6..4 4-64.,. sold 11/5 L
Portal Player, Inc. Common Stock
NONE L T bought 11122 K '''? ''l<.
sold 11/22 K bought 11/24 K ,,., sold 11/24 K<b <;. q
bought 11/26 L'7o6 "WI bought 11/29 L 1-o"-. partial sold 11/29 J 7o3 bought 11/30 K lt>'+ partial sold 11/30 K
1c>; Red Hat NONE bought 10/19 K 1 t> Common Stock sold 10/19 K
bought 10/20 K767 sold 10/20 K,b,
l l?'J Research-in-Motion -- NONE bought 10/19 0
-Z•b Common Stock sold 10/19 0
tll bought 11/22 L 1J;c,, sold 11/22 L
,l? Texas Instruments A Div. bought 3/22 L 11 '"" Common Stock sold 3/22 L .,,.s- bought 4/6 K 1 sold 4/6 K
., l7 bought K .., lil tl1
Kpartial sold bought 4/8 M
"'11.D bought 4/13 M 1:;... l bought 4/23 L l'l.."- sold 4/23 L -, ? bought 4/30 L "1 1t partial sold 5/7 L
19
B
.,
t <D
73'-I '1 5
3/4
(3) (4)
L
L B
M --L --M --M --
M --M A
L
L --L --L A
M --L --K --
L
L A
N --M A
L
L
t L
L A
L B
L
L A
L
L A
L
L
N --N B
N
N B
L B
M
M A
A. Description B. Income C.Value (D)Transactions During Year · (l)Amt (2)Type (l)Code (2)Method (1) (2)
1 ? bought 5126 '1?J� partial sold 5/27
1"'1 sold 8/12 -, bought ll/8
bought 11/30 sold 11/30
Common Stock
/?
Common Stock
NONE
NONE
sold 10/21 1 ) Whirlpool bought 10/21 1'3 l?:i1 bought 10/25
sold 10/25 bought 11/11 sold 11/12
·1;.1 bought ll/19 1:?$ partial -sold 11/19 -z ?If sold 11/24
"=140 .Yahoo bought 1/20 sold 1/20
. bought 1122
sold1¥<1 7 bought 3/24 15{ sold 3/24 -? "°--- bought 4/14 -, -; sold 4/14
bought 4/20"?J?Vt 1 Ps'i sold 4120
bought 5/25\%. "11?"1 sold 5/25 -Zs::;'B bought S/27 · ,-'1 partial sold 5/27
'it.8 sold 5/28'" bought 6/28
!).. sold 6/28
20
1.<{ ., "'"" 1'"1-1?° 1% , 'l-7 '1'ta
partial sold 1/22 partial sold 1/26
sold 2/12 bought 2/24 bought 2125
partial sold 2125
(4)
1ct'
A. Description B. Income C.Value (D)Transactions During Year (1) Amt (2)Type (l)Code (2)Method (1) (2) (3)
.
1 ? bought 6/29 L
1 sold 6/29 L A
-u.S"" bought 7/28 M ., sold 7/28 M B I f.::.-Z bought 8/6 M
sold 8/6 M7 bought 8/9 M., ""
170 sold 8/9 M A
11L Bought 8/10 M
l#tJ.. Sold 8/11 M A -i.1:0 Bought 8/12 M
11lf Sold 8/12 M A 11 'S Bought 8/18 L
11k Sold 8/18 L A
£, ,..., Bought 8/20 0
partial sold 8/20 M B1-rs-'171 Bought 8/23 0
'192> partial sold 8/23 N B
\'81 Sold 8/24 N .,, Bought 8/25 N / ,? bought 8/26 0
-ZB'-1 partial sold 8/26 L
'l f1f bought 8/31 M 1 V(, bought 9/1 L "187 bought 912 L
11 sold 9/2 N D
bought 10/15 L sold 1-0/15
16"1 L
f bought 10/21 M
1 CZ"2. sold 10/21 M A bought 12/1 M113 sold 12/1 M Alttit bought 12/13 M1'i sold 12/13 M A
21
511312005
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
. BUCHWALD, NAOMI R
(Indicate part ofReport.) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS
FINANCIAL DISCLOSURE REPORT NameofP-ersonReporting
5/13/2005
Date of Report
BUCHWALD, NAOMI R
IX. CERTIFICATION.
I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIITS REPORT MAY BE'SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544