financial disclosure report for … of perso n reoni_ni soce date ofreon income t source i. 2....
TRANSCRIPT
! I Pc1 '!>011 l cportin.g { l,..ast n a m e . first na m e. t-.iidd lc initia l ) !
1.rn L E,JR .•
-I Title ( Article Ill Judges indicate acti ve or sttuor status;
f in;1 g.i u:ite Judgn i ndicate full- or prut·time )
i
S . ReportType (check appro pria te type)
(5 IJ.S.C. app. §§ JOI- Ill )
6. Rc-poo:ing Pe ri od
i 7 1u.mbm o r Off.i ce Address 8 . O n the basis o(the i.nfon n ntion oon ined i.n lhi s Report and any m odificatio pertainin g thereto. ii is . in my opinion. in complia.noc wi th :i.pplic:ible Jaws and regulations.
R ____________ _ 0.1e ____ _
·J -,: - ::: j l -:·-:: .JH;µ . :::g g - -:·. ' )!; 1;--.g ;.Fi '" g
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POSITION NAME OF ORG ANIZAT! ON/EN'l]TY
n
PARTIES TERMS
0 (/)
c::> , z "-> - -- -
. ;,>-.,r--., 0 c::>
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eviewing Officer
"��t_( "f_.'
Report Rcqujred by the EthicsFINANCIAL DISCLOSURE REPORT in G<>venunent Act of 1918
FOR CALENDAR YEAR 2004
\.0-U) Rt'"'. IJ2004
' F. A
I SENIOR JUDGE
2. Coun <>r Organization
WESTERN DISTRICT OF LOUISIANA
Q lnit1ll (!) AMual
1011711984
0 """'
3. DAI¢ of Report
51412005
11111004
IQ
121.)1/2004
P 0 OOX 1031
ALf.XANDRJA.LOUISIA.NA 71309
f�iPORT ANT NOTES: Tbe i ctioos accomprulyln this form must be foll°"''td. Complett all pMU. checking the NONE box for e::i.ch plll1
whc:r<!"yo have no rcportabli: iofonnlltion, Sign On 1.ut p:lgc.,
l. POSITIONS. (Reporting ;ruUv dual only: sec pp. 9-13 of6Jing instruct;ons)
i;a NONE · (No rcponablc pos;1;o s.)
I.
AND
0 r-...,o-
m ...,,
0
11"1
JI. A GREE?-AENT S. (Reporting individu:ll o Jy stt pp. 14·l6 offiling instructiom;)
0 NONE ·(No rcporableagreemeni..)
lUJ£
::c -...
:::0 rri
<..D <.11 <D
""" ::s:
0
N a me of Perso n Repo ni_ni
SOURCE
Dat e ofRepon
INCOME
t
SOURCE
I.
2.
SOURCE
1,A.STA TE LAW INSTITIJT E
Otorge MA$01l l,.n w School
R
R F U
IN NEW ORLEANS F ROM JAN . .JUNE & SEPT.-D EC.
Tucson. Az. 22-2 9 April . Lnstitute on Pro perty Rjghts for Judges
Seminar. transportatio n.. meals. l n&
r-rNANClAL DISCLOSURE REPORT
[JJ. NON-INVESTMENT IN COME.(R•1><>'1ing lndividu•l Md •pouse; set pp. 17·24 of filing instrw:tions)
A. Filer's Non-lnvestment Income .;;i NONE {No tcporwble n0n-inv.:.s1m1::nt income,)-
UTILE.JR.. F. A
AND TYPE
)/4/2005
OROSS ()"C>Un, Ml lp01,1:$¢'1)
B. Spouse's Non-Investment Incom6f you were married during O'lnY portion oflhe reportingyear, ple:ise complete his section. Doll:irarnoun1 not
quired except forhonoraria..)
2J NONE · (No repoouble noo·inv"'°'cn' lncome.)
AND TYPE
lV. REIMBURSEMENTS- on. lodging. food. en<ertainmenL
(lnclud those to $pOUSC: and dependent children.. See pp. 25-27 oflnstroction.s.)
0 NONE (No suchrepo<Uble reimbursements.)·
3.
Df..SC IPTION
PARTIAL REIMBU SEMENT OR CO NCIL ATTENDANCE
...
2 8 ..
DESCRIUION
v AlllE cont:
FlNANCIAL DISCLOSURE REPORT Name ofPerson Reporting
urn.£.JR.• F. A
V, GIFTS, (lncludcsthote to ,;p0ust: md depcode:ntchildren. Set pp. 3 l of instructions.)
Q1 NONE . (No su<h rep<>rtabl• 8ifts.)
SOURCE
VI. LIABILITIES. (Includes those o f spouse <Ind dependent cl>ildren. Seepp. 32·34 of insuuC!;o.,,)
NONE · (No reponable liob;1;1;.,,)
CREDITOR DESCRJPTION
l.
Date of Rcpon
S/412005
N ame of fleno n Rtpon.i n g
LIITL..£, JR.. F. A ;/4 1 2005
a nd TR us Ts - mc:orne. value. lratlSUU OM ( irldudcs l!lO$C o('1!c spouse .and depender..t chi l!ftl\ Sec pp 57 or filq \ l"dtnx.llOf\$ )
A.
I. HISERNIA CORP.
2 C£NTRAL VT. PUB. SV.
J HAW AllAN EL..£CTRIC
.. HALLIBURTON CORJ>.
l EVERGREEN FUN D
6 Relitu1t Resouroes
7, IB M
8. HARRIS CORP.
9. BANK AMERICA
10. SP- Amoco
11. GLAXOSM!THKLINE
1 2. ConocoP hillips
n
TIDEWATER 1ARINE
TE XA S IN O USTRJES INC.
Regions Fin:1. 11 cial
1 7
I . . .V.1£RJCAN EXPRESS
A
) \'llt111: 1ethod Code$ · S« Cok.-nn ) t..i •Book Value
B.
(I) (2 )
Typ<
int.)
c Div
B Div
B Div
Di v
[); v
A Dividend
A Div
[);v
c Div
D i v
c [);v
Div
A Div
B Div
c Div
Div
B 2
., :-..
c. D.
rtpOning p"1od
( I) ( 2 ) (I) 11 DO I cite mpl J.rom wxlo11 urc
('l) (3) °"' a
Code? t..tetbod
L T
T
K T
T
I T
I T
K T
K T
M T
J T
M T
I T
J T
l T
K T
K T
c 0
I I
(4) (l)
Codel
tr-.ingaion)
•
'
FINANCIAL DISCLOSURE REPORT
Page I of 5
VII fNVESTMENTS
lncomcdl.ll'U'lg Oross �tue- end of Tr�ons dunng rqiortmg pcnod ()cscn-pci.onofAucis rr:portlJ'.li penod
(1.1¢h�:.1:_gIJ\rost U&eLJ)
Pl:ice 0(X)" &Jl.eJ dd! ustt mpl from ptlOt' d)u:l()S&#'e
[J NONE (Norepon.eble IJ'OOOO)C. &SSCLS. or tra.-uKtl<H\S)
"'"''"" (4Cod< I div. 1cnL or (A·l-I)
A
A
A
A
v.iuc Value TYJIC (e.g. V lue buy. sell,. Month• Codel
(J.P) Codd maier. D11y (J.p)(Q•W) redemption)
K
K
c.•• ldct1t1ty of /seller
I(A·H) (ii p11n1tc
A
14.
ll
16.
lncQlnCl<J;un eodc:s: =$1,000or\c!$s
tS«ColumnSBI WD4) F •S.SO,OO!.Sl00,000
; \'a.Jue Codes 1 -SIS,OOOClf Im
1:i.ctCl)l:..imnsCI NldDJ) N •S:?SO,OOO·SS00,000
Pol •S2S,OOO.OOl ·S50.000.000
A
: SI .OOl·S .;-00
G • $100.001-S.l.OOO.OOO
•Si 5.001..SSO,OOO 0 =S.SOO.OOl·Sl,000,000
• $2,501-S.5,000 • SS,()(li-SIS;OOO Ht .. s1.ooo.001.ss.ooo.ooo H1 = Morethlltl $5.000,000 L • SS0.001-$100,000 M .._ SIOOJX)l.$250,000
r1 = s1,ooo.001-t5.ooo.ooo n = ss.000.001-rn.ooo.ooo
P4 :. SMofe: lhati ..$50,000.00Q
•Sl .001.SSMOO
Q - """"'"' R =Casi(R�l Est.U. Only) S "'Assessnxi:il
.-----A.
BREPROP.
20 C YPRESS MINERALS
21 ,\M EREN CORP. •
22. SOllrHWEST AJRJ..INES
23 EXXONMOBIL
24. SBC COMM,
2l. AT&T
26. MLYNCH FUND
27, MASS MUTUAL LIFE
28. C ATERPILLAR TRACTOR
2 9 TEMPLETON WORLDWIDE
30. BANC ONE COR P
JI.
J2. JPMOROAN
33
)4 ALLERCON INC.
3l. W H rfNE Y HOLDING
36.
I A • Sl ,CXIO cc le.u B
Sc(' Co u.-r,."\C'.?) u = B ool V.Uuc v
N o.me of Perw11 R<t>Orting
LITfl,£,JR., f. A
n:po11 1 na pc:nocl rq>O rt ll:ll peri od
(I) ( 2) ( I) (2)
'!),,. Method
B Oiv K T
A Div J T
B Div K T
A Div J T
B Div L T
c Div K T
Div l T
D Div M T
None J T
A Div K T
B Di v K T
B Div K T
A Oiv J T
A Div J T
B Div L T
c
Ill
L
• Olh <r w : t d
0.
(I ) U not CC.Cn'fll l.rom disclosure
( ( 4 ) Type (e e. Otte. Valuo a.;,,
Codel Code I
sell 1 0/1 J M E
D E
FlNANClAL DISCLOSURE REPORT
Page 2 of 5
Dcscnp11on o( Mscti (uic;luding tNSl u:icu)
Plitt 1: XY 11.ltcr ed use:t txcmpc ftom pn0t d lowre
I?
.
lnco111C1Ga:n Codes:
tS c Columns81.ind04) F .. s.so,001.s100.ooo G
,; i.·al\1cCodes· I .. SJS,000 or Ins K
nii:e<\>lwnnsCI andOJ) N .. s2S1J,()(M).SSOO.OOO 0
P3 • S2S. l(l•).OOl .S50, 000,000
; \ a!uc: h ldhodCodes Q • Aff>r1uW R
n. c.
lnootnc dunng Gro. v�uc at citid o(
""'°'"'' (e.g. Value va1 .. COO. I div rent. « C00.2
(A·H) u>L) (J-P) CodeJ (Q-W)
A
=$1,00l..S2.500 •Sl.501 ·Sl.OOO
• SI00.001.$1.000.000 • s1,ooo.001..s.s.ooo.ooo
=Sl 5.1>01-$50.000 • Sj0,001·Jl00,000
• SS00.001-$1.000.000 Pl • s1.ooo.001.".ooo.uoo
P' • S�fOte lMn SS0.000..000
• C:O.:l (Re.ti Esut.c: Only) s Assasmcnl
51412005
Tnns:acbons dun.nG tti>Ortina, pcnod
(2) 3) (5) Jcletluryol
buy,sdl, Month · buyerfllc!J.cr mqcr. D•y Cl·P) (A·H) (1rptivni.e
dcmpt1on) tllin�Jon)
• Sl,001-Sll,OOO ., SIS,001.$50,l)I)()
112 .. Moce lh.-i SS.000.000
M .. S!00.001-$250.000
P2 • $S.OOO.OOl-S25.000.000
T • c.&MVMATkct
O:a.t.c ofRc:pot'l
L.ITI\,E.JR ------- '-- .!.._ __]
.... 1uc,
8. c. D.
tq')Oning pe nod
( I) ( 2) (I) (l) (I ) U aot cx t .mpC ti om d1.Kiosu-.re
(l) (• ) v.iuc o ...
Codc2 Cod < I 1n L ) ma,;�. Day (A•H)
3 7 GENERAL ELECTRIC c D'iv M T
38 £QUrrABLE c m 1 PAN I ES A D i v J T I '
39 BECKMAN INSTRUMENTS A !);v T
4 0 . BRISTOL MYERS SQUl 8 6 Div I( T
41 WALT DIS NEY INC. A Oiv J T
42. AM ERJCAN HOM E PRODUCTS A Dividend K T
43. HE! N.Z !Avidend J T
4 4. A
4 5 BANCO BlLBOA VIZCAYA A Divid d J T
46 ALTRIA A Dividend K T
47 \ierrill Lyn ch M::i.nageineill c Dividend Pl T
HARJUS COM P UTER S Y STEMS COl'U'. A Oividtn d J T
49 LEHMAN BROTHERS HOLDING INC. A Oividcod J T
lO KEY CORP A Dividend K T
I 51. ALLERGAN LIGAND A o;v;dcnd J T
52 MOT OROL A INC. A Di vidend J T
I SJ ROY AL OUT. SHELL [)ividt'nd I( T
54 WEYERHAt;SER CO. A Oivid el'l d J T
A .. Sl.000 c> r ! Q.1 9 c D E
F
1 I ',1lumn C,;) II .. Boo.: Ve.luc v "°'"" \\I T E.s!tm3Jed
FfNANCIAL DISCLOSURE REPORT N:uneof Person Reporting
Page 3 of 5 .• F. A 51412005
VT l. l NVES T'MENTS and TR us Ts .. · e.. tl'lL'UCllllON (meluclc:s 1ho$e of«bc spoc.t:;CADddtpendcnt children. See w )4..$1 o:ffihng tnM..lcUOM)
A.
Dc::,;cnplion ofA.uet£ J.l)OC)mc d�n1¢ Grouv11!...e •l end o( T c�ttons dwlna, repc)l'lllti pen«I
(includlJIG IJ\61 UK18) reporting pcnod
(2) (;)Pl11e::: "(X)" Jlet eachasset C:"tc:npt
"""""'' Type <· V ue v ..... Type (c.s, ,,... . ldt::it.1ty offrom poot d:iM: Code I div. ftl.'IL ot Cod<2 Mdhod blly, sell M-· buyuf'sct/a
(A.H) (J-P) Codd O·P) (1fpt1v4tc (Q.WJ rcdcmrx1on) tJ'3m;Ktion}
J -
A
A
48.
A
. '.'11.�imeiG:un Coclu sSJ,<>'.ll-Sl.500 • S2,;-0l-S5.000 • SS,001-$15.000 • s1s,001.s:S-O.oc:io
cl!'l"''•)IWTnSBI and.04) = s;so. 001.s100.ooo G = .S100.00J·Sl.000.000 HI • Sl.OOO,OOl·SS.000.000 H2 = !>.iort tb1n SS.000.000
·;J!lk:r'nde$ • SIS.lXJOar !cu K = $15.001-SSO.OOO l. • S.SO,OOl·SI00.000 1 • il00.001-S450.000
• «r h .m:uCI 4-,d0'3) N .._ S'lSO.«>O-S.SU0,000 0 = SS00.001-$1.00C>.OOO Pl • SJ,000,00l-SS.000.000 = SS.000.001-SlS.((I0,000
Pl .. s2s.ooo.001.sso.ooo.ooo N ,._SMore 1bnn $$0,000,000
2 \ .a!ut 1ethod Codes Q • A;ipnuul R ""Cosl (R ) Es: .Only) s • As!CSSmen.l T -C�M-1.ltkct
th.ti: o fRcport
Page 4 of 5 UTT E.JR . • F . A 51412005
VII. INVESTMEN T S and T R U STS ··tl T'H : , ·. d uc.ll6!\Wllw ns (meludulho$Co(the Uld depe:r.dc r.1 etuldt c::1 S e c pp J L $ 7 offili l nltl'\ICUMS.)
---A. e. c. D.
rePQ111111 pcnod
( 1 ) ( 2) (I) (2) (I ) I u noc o: 1tom dU(;los urc
! (2) ( 3) (4) {S} . v"'"'
M Co d e2 (A-H)
}. H I G HLANDS INSURANCE I NC A Dividend J T
i
l6.
57.
58. T I M E TREND Oividald K T ..u 1 2130 ) A
5 9 . M=k&Co. A Div iden d l< T sell 11/12 J A sold at loss
60. c t erpoiJll J;:.nergy A Dividend J T ..,u 12 114 J
6 1. Adv:ln ced Medi cal Optic:.t Dividend J T 7-2 J
62. CJ coo Dividtnd J T 7-2 J
Dd M ontt: Foods C.O. A Dividend J T 12-02 J
6 4. icxas Ocnoo H oldinp A Dividend J T l :Z.02 J
65. Comcast Corp . A Divideod J T 12-0 J
66 AT&T \Vittl css Inc. Dividend J 07-0 J
67 AT &T Dividend J T buy 219 J
6 9 Ccmcx AOR A Dividend J T buy 05111 J
70. BHP Billiton Ud. A Dividend J T buy 0 611 I J
Hit achi ltd . A Dividend J T buy 06/1 I J
I:::. Teva Phannac. Div iden d J T buy 05111 J
I !
B c 0 E • .s50, (JC(J
N
I"
! Sec <:olurnn c::) u c Book Va.Ive v : C.her w =-Euunated
-C�c1
FlNANCTAL DISCLOSURE REPORT
i.neomc: dunn& Gross value.• eDd of Tr*1.»Clioiu during reporting pt:n.od Oe91:::nphot1 oi Asseu rcponlft8 penod (ind'UdlJll lrwt uscts)
Pl11ee "{X)" :.lkr c leh .u11ct c.1Ccmpl from pnor Wse!osurc
AmoW>I Code I (A·N)
Type (e.g. div. tcnl. or 1nl}
Va)1.te Code:2 (l·P)
Vt.lut tthOd
Codd (Q·W)
Type (e . buy.sell. merger.re<lb:nption)
°"""
Mol\lb •
O.y
Gain Co<Jo I
(J.P)
lde l)'C-1' bvycrt !lcr (ifpnv¥t U-M1$nt11on)
A
A
A
A
63.
A
A
68.
71.
A
-= s 1;.001 A -=-Sl, OOO<>t !m; • $1,001-Sl..SOO ... s2.so1.ss.ooo • ss.c:xn.s1s.ooo
(SeeCo!wnns Bl M'!d04) F • S.S0.001-$100,000 G • SI00..001-Sl,000.000 Al -=$1.000.00145.000.000 )_ Jncomc.C.:unc.odc:s
H2 • lt.ioce th3nSS,000.00()
K =-Sl5,001-S50,000 L -sso.001.s100.ooo M • SJOO,OOJ.$2'°.000
(Sc.:Coti:mnsCI :ind03) • S"..50, 000.SSOO, OOO 0 =$500.00 I•$1,000,000 Pl SI .000.001--lS,000,000 P2 • S>.000.001-$25:000.000
- \'.).h.1eCodes· -= Sl5.000 ories$
Pl -= S2S.000.001-S50.000.000 -=-St>.torc lhan $50.000.000 .
J \.JI.IC M hod Codo Q "Appra1ul R = C..t (Re>I U-0..ly) s • Aucssmt:1U ,
Numt of Penon Reporting LJTI LE. JR.. F. A l/4 12 005
TRUSTS ·· UlOOMC, v.a.lue, ltat\SC:'ll10ns (inehidcs thtxse o f lhc and dcperde:nt d n\ dren Sa: pp 34-S? af lihr.g 1 n3!J\1Cl10!\s )
A. 8.
reportq pcnod
( I ) (l)
Amoo."
int )
7 ) Ll 1 1S<.-o/Priv:u.c l.e:dge r 0 Div iden d
I A B c
F
N
1 .SCci"'oklmn C ) u - BOQl Val11t " •Otho' w
c .
rcportlllg penod
(I) (2)
N T
D.
(I) u not trom lhselosure (2)
D:1tc buy • . u:ll. mCJi.c:r. Doy
b u y IO J I I
D
(l)
Codc Z
N
(') (5)
Code I ( A·H)
E
.... £sutMted
f.'lNANCIAL DISCLOSURE REPORT Page S of S
VII. INVESTMENTS and
Gross vd11e • end of Income dur "'I Tr--•i;lloru ...,;l'.\l ritportll!S per.od ptiortof Aucu
(1nc!ud1na tnmnscU)
Plaee "'(XY iiiter edi. et ¢llcmpl Type (e S. Value Value v"' (i.llrlr,,,, (e.g. ld<:r.uty of Crom pnor dl$C;lo.nnc c ... 2 Method Month.C°"'I div, rent. or buyat$¢llcr
(J.P) Cod<)(A·H) (UPflVM(J.P)�dcmp11on)(Q-W) tral'IUCU(lft)
:
lnwmle--Ollln Codes = Sl.000()1' kn $1, 001.$2.500
iS.:cC.,11.llT'l:'\SBI and!W) - $50.001-$100- 000 0 =-SIOO.OOl·Sl.000.000 HI
: V11NeCodes =SI5.IJOUQr 1-= K "'s1$,001.sso,ooo L
•Sec (',,h,1rr,;,s Cl �"Id 03) • s2;000<i.sso.o.ooo 0 aSSOO.OOl-Sl.000.000 Pl
Pl : SZS.OOIJ.OOl·SS0.000.000 ?4
J \'aluo: kl.hod Codu () = Appr.11ul R : Cost (Real Eil.lCC OnJy) s
• !1,501-$5,000
•Sl.OOO.OOl-$$.000,000
-..so.001.s100.ooo
: Sl. 000.001-Sl. 000, 000
a SS,001.SIS,OOO
H •Mort thM $5.000.000 M • s100.001.S2S0,ooo
P2 • $5,000.001-S2l.OOO,OOO
• SIS,001-SSO.OOO
• SMott ihan SS0.000.000 =AsSC$$mcl'll T •Cub/Martel
-,
FlNANClAL DISCLOSURE REPORT NameofP<nonR•"°"'"B
LITTL.EJR, F A 5141200)
VIII ADDITIONAL INFORMATION OR EXPLANATIONS (U><E"'"'''"'n"...,.>
uonn IOllOOUOOOOOOOUOUOOUOUOODOOOOOOOOOODOOOOODOOODOODODDDDOD
11mr1c1oooooooooaooooooonoooouoooooooaooaoooooooooooooooooooooo
I
.·
WTLE.JR .•
___ _ Date1IA1�
I
FINANCIAL OTSCLOSURE REPORT Nam<ofPetSonRepo<tins D:ue of R.-po11
F. A 514J2005
IX. CERTIFICATION.
I cenify Umt all information given above (including information penaining to my spouse and minor or dependent children. ifaoy) is accurate, ltlle. and complete 10 I.be best of my knowledge and belief, and U1aL any informa1ion not rep0ned was withheld because iL met applicable statutory provisions pennitting non-disclosure.
Ifurther cenify that can1ed income from outside employment and honoraria and the acceptance ofgifts which have been rcponed are in compliance with the provisions of 5 U.S.C. § 50 I et. seq.. 5 U.S.C. § 7353, and Judicial Conference l'efZ'ola1ions.
Sigimture.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILRJLLY FALSIFIES OR FA1I.S TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRllvONAL SAt'ICTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committeeon Financial Disclosure
Administrative Office of Uie United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544