fortunato p benavides financial disclosure report for 2009

8/3/2019 Fortunato P Benavides Financial Disclosure Report for 2009

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n~,. I /2oo8 FOR CALENDAR YEAR 2009 (5 v.s.c opp. .~~" /o/-I I / )I . P e r s o n R ~ p o r t in g ( h s ; n " - a m e , f i rs t , m i d d l e i n i ~ . ia l ) - " 2:. Co,r t or Organizat ion I 3. Date o f ReportBenavides, Fortunato P. 5th C ircuit C om -t o f A ppeals 05/0 7 /20 10

4 . T i d e ( A r t i c l e : I l l j u d g $ i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h ~ c k a p p r o p r i a t e t y p e ) 6 . Reporting Periodm a g i s t r a t e j u d g e s i n d i c ; R e ~ u l l - o r p a r t - t i m e ) [] Nomina t ion, D a t e 01 /01 /2009U.S. C i r cu i t Judge ; Ac t ive [] Initial [] Annual [] F i n a l to1 2 / 3 1 / 2 0 0 9 "

$b. [] A.mend~lRepon7. Chamb ers or Office Address 8. On the b asis of the information contained in this Report and anymodifications pertaining thereto, it is, In my opinion, in compliance903 San Ja~in lo Blvd. , Rm. 450 with applicable law s and regulations.Aust in . TX "7 8701

Reviewing Officer D a t e

I M P O R T A N T N O T E S : The instrucdons accompanying ~his form must be followed Complete all paris,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S IT IO N S . e s , p o ~ i ,~ ~ a i ~ i a , , t o , t y ; ~ , , p p . 9 - ~ o ~ . ~ instructions.)[-~ NONE (No r e p o r tab le p o s i t i o n s . )

P O S I T I O N NAME OF QRGANIZATION/ENTITYI . Ad v i s o ~ B o a r d M e m b e r U. of Houston Law Centers Blakcly Advocacy Institutes Advisory Board2 . A dvisory B oard M em ber U. o f H ouston C rim inal Justice Institu te A dvisory B oard

I I . A G R E E M E N T S . (Reporting individuat onlyz see pp. 14-16 of fding instruc6on~) ,: ....: . " . "[~ N O N E (No reportable agreements.) :;~ :. : ....

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORT IPage 2 of 6 [ I~enavides. Fortunato P.o5/o7no lo

A. Filers Non-investment Income[] N O I q E ( N o re p or t a b l e no n - i nv e s t m e n t inc o m e . )

D A T E SOURCE AND TYPE I N C O M E(yours, not spouses)I . 2008 State of Texas Judicial Retirement System monthly benefits for year $60,000 .002.3.4.

B . S p o u s e s N o n - I n v e st m e n t In c o m e - tf you were married during any porti~n of the repordng year, complete this sectlor~(Dollar ornn~tnt riot required except.for honoraria.)---] N O N E ( N o r e p o r ta b l e n o n - i n v e s t m e n t i n c o m e . )

D A T E S O U R C ] E A N D T Y P EI . 2008 Southw est Air l ines (f l ight a ttendant)2.3.d . ,

IV. REIMBURSEMENTS -( Includes those ta spouse and dependent chi ldren," see pp. 2 .%2 7 of[ i ling ins truct ions . )[~] N O N E (N o re p or t a b l e rei m b u rs e m e nt s . )

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDEDI . George Maso~ University I 0 / 21 / 09-10 / 24109 San Dieg o , C A E d uc ational Sem inar food, lodging, transportation2.3.4.5.


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Nam e of Person Report~n~ D~le of ReportP a g eF h N A 1 N C I A L 3 o f 6 D I S C L O S U R E R E P O R T Benav des, F~rtunato P. 05/07/2010

V . G I F T S . a n c t u a t , t ~ o s , ,o s p . . . . . a gepend, nt chitdrtm see pp . 2S- 31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION VALUEI.2.3.4.5.

VI. LIABILITIES. a,~.,D N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI. Southwestern L ife Ins. Co. l o a n a g a i n s t p o l i c y J

2.3.4.5 .


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FINANCIAL DISCLOSURE REPORT r~a.,e of Person Reporting Date of ReportP a g e 4 o f 6 B e n a v i d e s , F o r t u n a to P . 0 5 / 0 7 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . o. ~,alue, t .. . . . . rion$ (Includes thoseof sp ..... d dependent children; see plx 34-60 o/~

~ NONE ~o reportable income, ~sets, or transactions.)....................... ~ . ~ ~ . , c . ~ ~ . " . . . . . . . . . . . . . . . . . .Desc6pt ion of Asset s I n c o m e d u r n g = Gross value at end ofrl T~nsa~ions d~ng reposing

( i n c l . d i n g t ~ s l ~ s e ~ ) ,( ~po.ing p~od ( r{~ing peri~o). ( 2 ) o> ( 2 ) o) (2 ) o)--)-~) ....... . .Plac= "(X)" after ~ch ~t ~ount T~ (e.g., Value Value T~ ( e .g . , D a ~ I Value I Gain ld~nf i~ o f~mptfrompr[ordi~clo~r~ Codel dlv. , r~nk C~2 M~th~ buy, sel l , I Monlh- [Cod~2 (C~=I buycr/s~llCr~

(A-H) o r i n t ) ( J - P ) Code3 redemption) Da y (J-P) (I (A-H)

m. Chase Bank of TX. Austin TX. Related CkgB I n t e r e s t L T~ Say. Acct.2. Chase Bank of TX, Austin, TX: IRA Savin A Interest J Tgs Acct.;3. Principle Financial Group, Common Stock A Dividend J T

4. Va n Ka mpe n Mutua l Fund-ACPAX None J T5. Van K.~m Global Franchise Fund Class A None J T Me rge d ] 0/02 J(VGFA X ) see pa r t VI I I (with l ine 5)6. 401K-Vanguard Institutional Index Fund None L T7. 401K- Harb o r C api t a l Apprec ia t io n Fu n d None L T

401K-EuroPa c Growth Fund-R5 (RERFX) None L T9. 401 K- Do d ge&Co x S to ck Fun d None L T1 0 . SW Airlines Prof i t Sharing Plan-Harbor Cap None L Ti ta l Ap preciat ionI I . SW Airlines Prof i t Sharing Plan-EuroPac Gr None L T F u n d -R 5 ( R E K F X )1 2 . SWAirl ines Profit Sharing-Dodge&Cox Sto None K Tck Fund1 3 . SWAirl incs Profit Sharing-Vanguard last. I None K Tn d e x F u n d1 4 . Roy alt~ Interest, Start County , TX C Royalty K W1 5 . Universi ty Federal Credit Union, Austin , TX A Interest K T(CD)1 6 .

1 7 .

(S~ Co1~$ B I ~ ~) F =~50.~1 - $1~,~ G ~$1~.~l - $1 ,~.~ HI ~ 1.~,001 - ~5.~.~ H 22. Value Codes J -$15.~ or I~s K ~$ I ~ ,~ I * $50 .~ L =$50 .~ I - $ I ~ .~0 M ~$ I ~ .~ I - $250,000

3 . V a l u e M e ~ o d C ~ Q - A p p ~i ~ l R ~ o s t ( R ~ I(~ Cotumn C 2 ) U "~k Value V


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N a m e o f P e r s o n R e p o r t in g D a t e o f ReportP a g eF I N A N C I A L 5 o f 6 D I S C L O S U R E R E P O R T B ~ , a ~ id ~ , F o r tu n a t o P . 0 5 / 0 7 / 2 0 1 0

VIII . ADDITIONAL INFORM ATION O R EXPL ANATIONS.

VII. Item 5 from 200 8 report referred to as MGEAX did not exist a t the end of this reported year . Effective October 2, 200 9, Van Karnpen Mutual Fund-MGE AXme rgcd in to Va n Ka m pe n Globa l Fra nch ise =und Cha se A (VGFA X) . now r e porte d he re in a s i tem 5 in Pa r t VI I .


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Name of Person Reporting Date of R e p o r tINANCIAL DISCLOSURE REPORTBenavides , For tuna to P . 05/07 /2010a g e 6 o f 6

IX. C E R T I F I C A T I O N .I ce r t i fy tha t a l l inform at ion g iven above ( inc luding inform at ion pe r ta ining to my spou se and minor or depend ent ch i ldren, if any) isaccura te , t rue , and comple te to the best of my knowledge and be l ie f , and tha t any informat ion not repor ted was withhe ld because i t me t app l icable s ta tutoryprovis ions pe rmit t ing non-disc losure .I fur the r ce r ti fy tha t ea rned incom e f rom outs ide em ploym ent and honora r ia and the accep tance of g i f ts which h ave been repor teda re incom pl iance with the provis ions of 5 U .S .C. app . 501 e t . seq . , 5 U.S .C. 7353, and Judic ia l Confe rence regula t ions .

N O T E : A N Y IN D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T i l lS R E P O R T M A Y B E S U B J E C T T O C I V I LAN D C R I M I N AL S AN C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail s igned or ig inal and 3 add i t ional copies to :

Committee on Financial Disclosure A d m i n is t r a ti v e O f f i c e o f t h e U n i t ed S t a t e s C o u r t sS u i t e 2 -301One Columbus Circle, N.E.W a s h i n g to n , D .C . 2 0 5 4 4


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S E L F I N I T I A T E DAMENDMENT

U N IT ED S T AT E S C O U R T O F A PP E AL SFOR TUNATO P. BENAVlDES FIFTH CIRCUITC I R C U I T J U D G E 9 03 S A N J AC I N T O B O U L E V AR D , S U I TE 4 50. . 5 1 2 - 9 1 6 - 5 7 9 6 AUSTIN, TEXAS 78701

M a y 7 , 2 0 1 0

Committee on Financial Disclosure .....Administrative Office of the United States Courts ::.- ~J "Sui te 2 -30 1 . . - . , i :..,.~..One Columbus Circle, N.E. ,.. ~W a s h in g t o n , D . C . 2 0 5 4 4 -Dear Sirs:

Regarding my 2009 Financial Disclosure, Section Ill was the same as last year.Unfortunately, I neglected to change the dates. This letter serves to correct that the time reflectedi s f o r 2 0 0 9 a n d s e r v e s a s a n a m e n d m e n t to m y 2 0 0 9 F i n a n c i a l D i sc l o s u re R e p o r t . T h e r e p o r t w a s s e n tby United States mail on May 7, 2010.

Enc.


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FINANCIAL DISCL OSURE REPORT n~,~ or P..o.r.~o~ ~ . or r .~o~Page 2 of 6 B e , , a ,l d ~ , F o r t u n a t o P . 05107,r2010 --

III. NON-INVESTMENT INCOME. C ~o~or~tA. Filers N on- I nve s t me n t I nc omel_..] N O N E ( N o reportable non-investment income.)

D A T E SOURCE AND TYPE INCOME(yours , n o t s p o u s c s )I. 2~)ff~ ~ - f~3 ~ State o f T e x a s Judicial Retirement Syst=m monthly b enef i ts for year 160 , 000 . 00

2.

B. Spouses Non-Investment Income - 6"~ou w~rt marrie d dur ing any por t ion o f the r tpo~ g ~ar , com pi le th~ ~e ~ io~(Dollar o~unt not re~irtd except for ~nora~.) :..?

.. .

5 ; ~~ NONE ~o reportable non-investment income.) " " : ~~ ~~T~ SOURCE ~D TyPE ....

~.~ ~ so.~, ~,.~(~h, ~.~.~.,) : " ~ ) ~ ~~ ..... - . . Y

3. ~ ~~ ~

I V . R E I M B U R S E M E N T S - .-,.,.,,~o.o.o,,,( I n c l u d ~ . r th o s e t o s p o u s e a . d d e p e n d e n t c h i l d r ~ t ~ ; ~ e e p p . 2 5 - 2 7 o f f i l in g i n s t r u c t i o n s . )

~] NONE (No reportable reimbursements.)~ ~ LOCATJQN ~ ITEMS PAID OR PROVIDED

I . Ge orge M a son Univor s i l y 10 /21 / 09-10 / 24 / 09 San Diego, CA Ed u ~ d o n a ] S e m in a r food, lodging, transportation2.

fortunato p benavides financial disclosure report for 2009

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