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12
fV sec news LI£1gest Issue 93-132 JUl I 5 199j July 12,1993 U.S. SECURITIES EXCHANGE COMMISSION COMMISSION ANNOUNCEMENTS PENNY STOCK RULES Today, the Securities and Exchange Commission, National Association of Securities Dealers (NASD), New York Stock Exchange (NYSE) and 40 State Securities Commissions working through the North American Securities Administrators Association (NASAA) commenced a coordinated examination effort to determine whether broker-dealers are in compliance with the Commission's Penny Stock Rules (Securities Exchange Act Rules 15g-1 through 15g-6). The Penny Stock Rules, most of which became effective on January I, 1993, impose enhanced disclosure and record-keeping requirements on broker- dealers purchasing from or selling to the public certain low-priced, non-NASDAQ, non- exchange listed securities (Penny Stocks). (Press Rel. 93-21) RULES AND RELATED MATTERS RULE 3a-8 PROPOSED FOR COMMENT The Commission is proposing for public comment Rule 3a-8 under the Investment Company Act. Certain research and development companies maintain large amounts of liquid assets in the form of securities to fund their operations. Rule 3a-8 would provide a nonexclusive safe harbor from investment company status for any research and development company that has held itself out and currently holds itself out as being primarily engaged in a noninvestment business, uses its capital to support its research and development activities, and makes investments that, taken as a whole, conserve capital and liquidity until it uses its funds in its primary business. For further information, please contact L. Bryce Stovell at (202) 272-2048. (Rei. 34- IC-19566, File No. S7-22-93) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The American Stock Exchange filed a proposed rule change (SR-Amex-93-04) to list for trading physical delivery quarterly index expiration options on the Major Market Index. Publication of the proposal is expected in the Federal Register durIng the week of July 12. (Rel. 34-32602)

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Page 1: fV sec news LI£1gest · enex res corp et al 130 6/30/93 n/a n/a update glacier wtr svcs inc coli 825 37639510 kayne richard a et al 130 6/30/93 25.5 24.1 update hawkins energy corp

fV

sec news LI£1gestIssue 93-132

JUl I 5 199j July 12,1993

U.S. SECURITIES EXCHANGE COMMISSION

COMMISSION ANNOUNCEMENTS

PENNY STOCK RULES

Today, the Securities and Exchange Commission, National Association of Securities Dealers (NASD), New York Stock Exchange (NYSE) and 40 State Securities Commissions working through the North American Securities Administrators Association (NASAA)commenced a coordinated examination effort to determine whether broker-dealers are in compliance with the Commission's Penny Stock Rules (Securities Exchange Act Rules 15g-1 through 15g-6). The Penny Stock Rules, most of which became effective on January I, 1993, impose enhanced disclosure and record-keeping requirements on broker-dealers purchasing from or selling to the public certain low-priced, non-NASDAQ, non-exchange listed securities (Penny Stocks). (Press Rel. 93-21)

RULES AND RELATED MATTERS

RULE 3a-8 PROPOSED FOR COMMENT

The Commission is proposing for public comment Rule 3a-8 under the Investment CompanyAct. Certain research and development companies maintain large amounts of liquid assets in the form of securities to fund their operations. Rule 3a-8 would provide a nonexclusive safe harbor from investment company status for any research and development company that has held itself out and currently holds itself out as beingprimarily engaged in a noninvestment business, uses its capital to support its research and development activities, and makes investments that, taken as a whole, conserve capital and liquidity until it uses its funds in its primary business. For further information, please contact L. Bryce Stovell at (202) 272-2048. (Rei. 34-IC-19566, File No. S7-22-93)

SELF-REGULATORY ORGANIZATIONS

PROPOSED RULE CHANGE

The American Stock Exchange filed a proposed rule change (SR-Amex-93-04) to list for trading physical delivery quarterly index expiration options on the Major Market Index. Publication of the proposal is expected in the Federal Register durIng the week of July 12. (Rel. 34-32602)

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SIGNIFICANT NO-ACTION AND INTERPRETATIVE LETTERS

The following is a list of significant no-action and interpretative letters recentlyissued by the Division Market Regulation. These letters express the view of the Division respecting novel or important questions arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. Copies of these letters may be obtained by writing to the Public Reference Room, Securities and Exchange Commission, Washington, D.C. 20549, or by making a request in person at the Public Reference Room, 450 Fifth Street, N.W., Room 1024, Washington, D.C., statingthe name of the subject company, the Act and the Section of the Act to which it relates, and the public availability date.

Division of Market RegulationQuarterly List of Significant Letters

April 1 - June 30, 1993

A v ail -Act!Section! D ate ability

Company Rule Mailed Date

American Real Estate 34 Act/ 4/8/93 4/8/93Investment and Development 3(a)(4) and Company 15(a)/

3a4-1

Davenport Management, Inc. 34 Act/ 4/13/93 4/13/93et al. 3(a)(4),

3(a)(5), and 15(a)

Midwest Stock Exchange 34 Act/ 4/21/93 4/21/93Incorporated 15(b)/

lSb3-1

Equitable Companies 34 Act/ 4/22/93 4/22/93Incorporated 10Cb) and

15(a)/10b-6

Atlantic Energy, Inc. 34 Act 4/26/93 4/29/93lO(b)/10b-6

9 n

2 NEWS DIGEST, July 12, 1993

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Avail-abilityDate

4/29/93

5/4/93

5/6/93

5/18/93

Company

Shearson Lehman Brothers

Buenos Aires Embotelladora. S.A.

Corporacion Bancaria de Espana. S.A.

Mid-Atlantic Investment Network

Act/Sectionl D ate

B.!:!.ll Hailed

34 Act/ 4/29/93lO(b)/lOb-lO

34 Act/ 5/4/93i o ( b ) and 13(e)/lOb-6. rou-i a. and 13e-4

34 Act/ 5/6/93lO(b)/lOb-7

34 Act/ 5/18/93l5(a)I

f

i II

III

Saatchi Saatchi Company. 34 Act/ 5/19/93 5/21/93&if lO(b)/

lOb-6.lOb-7. and lOb-8

British Airways. PLC 34 Act/ 5/19/93 5/21/93lO(b)/lOb-6. lOb-7. and lOb-8

American General Corporation 34 Act/ 5/27/93 5/27/93lOCb)/lOb-6

Zeneca Group. PLC 34 Act/ 5/26/93 5/28/93lOCb)/lOb-6. lOb-7. and lOb-8

PLC

NEWS DIGEST. July 12. 1993 3

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Avail-Act/Section/ D ate ability

Company Rule Mailed Date

Espirito Santo Financial 34 Act/ 6/11/93 6/11/93Holdings, S.A. lO(b)/

lOb-6 and 10b-7

Zeneca Group PLC 34 Act/ 6/14/93 6/14/93lO(b)/lOb-6. lOb-7, and lOb-8

Zeneca Group PLC 34 Act/ 6/15/93 6/16/93lO(b)/lOb-6 and 10b-7

Metsa Serla Oy 34 Act/ 6/16/93 6/16/9310(b)/lOb-6

Mutual of America Life 34 Act/ 6/17/93 6/17 /93 Insurance Company 3(a)(12)

New World Investment Fund 34 Act/ 6/23/93 6/23/9310(b)/10b-6

Espirito Santo Financial 34 Act/ 6/23/93 6/23/93Holdings, S.A. 1 0 ( b ) and

13(e)/lOb-6,lOb-13, and13e-4

YPF Sociedad Anonima 34 Act/ 6/25/93 6/28/93lO(b)/10b-6

Quick America Corporation 34 Act/ 6/28/93 6/28/9315(a) ,

ASEA AB 34 Act/ 6/30/93 6/30/9310Cb)/10b-6 and lOb-

ir 7 n

4 NEWS DIGEST. July 12. 1993

Page 5: fV sec news LI£1gest · enex res corp et al 130 6/30/93 n/a n/a update glacier wtr svcs inc coli 825 37639510 kayne richard a et al 130 6/30/93 25.5 24.1 update hawkins energy corp

ACQUISITION OF SECURITIES

Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l.

Below is a list of recent filings of Schedules 13D and l4D. which includes the following information: Column 1 - the company purchased (top). and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing. i.e .. new. update or revision.

EVENT SHRS(OOO)/ CUSIP/ Fill NG

NAME AND CLASS OF STOCIC/OIJNER FORM DATE XIMIEO PRIORt STATUS

ACTV INC C(]I! 1.512 00099710 FREEMAN MICHAEL DR 130 6/23/93 22.1 0.0 NE\I

C TEC CORP C(]I! 2,527 12650410GAMCO INVESTORS INC ET AL 130 7/ 6/93 15.3 14.6 UPDATE

CIRCADIAN INC COM 4.224 17253110AIR\lAYS MED TECH INC 130 6/29/93 46.4 0.0 NE\I

DATA TRANSMISSION NETWORK CP COM 203 23801710

KAMIN PETER H ET Al 130 7/ 6/93 6.3 5.3 UPDATE

DATA TRANSMISSION NETWORK CP COM 203 23801710KAMIN PETER H ET Al 130 7/ 6/93 6.3 5.3 RVSION

DRUG SCREENING SYSTEMS INC COM 135 26223810

EDGE\lATER PRIVATE EQUITY FD 130 6/29/93 8.0 0.0 NE\I

DRUG SCREENING SYSTEMS INC C(]I! 135 26223810EDGE\iATER PRIVATE EQUITY FD 130 6/29/93 8.0 0.0 RVSION

EASTCD INOL SAFETY CORP COM 162 27616220

DENSEN lA\lRENCE 130 6/24/93 16.4 6.3 UPDATE

EASTCO INOl SAFETY CORP COM 50 27616220

POZNANSKY JOEL 130 6/30/93 5.9 0.0 NE\I

EASTCO INOl SAFETY CORP COM 760 27616220

SCORPIO PARTNERS l P ET AL 130 6/29/93 48.9 0.0 NE\i

EASTCD INOl SAFETY CORP C(]I! 121 27616220

TCMll ANTHONY P 130 6/ 2/93 13.1 8.2 UPDATE

ENEX Oil GAS INC PROG IV-1 lTD PRTNSHIP INT NIA 29274375

ENEX RES CORP ET Al 130 6/30/93 N/A 0.0 NE\i

I NEWS DIGEST. July 12. 1993 5

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ACQUISITIONS CONT.

EVENT SHRS(OOO)/ aJSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DATE XOWNED PR10ft STATUS

ENEX OIL GAS INC PROG 11-7 INT N/A 29274376ENEX RES CORP ET AL 130 6/30/93 N/A 0.0 NEW

E..EX OIL GAS INC PROG 111-5 LTD PTNSHP INT N/A 29274379ENEX RES CORP ET AL 130 6/30/93 M/A M/A UPDATE

ENEX OIL GAS INC PROG 111-2 LTD PTNSHP INT M/A 29274380ENEX RES CORP ET AL 130 6/30/93 N/A II/A UPDATE

ENEX OIL & GAS INC 11-6 LTD PRTSHP INT N/A 29274383ENEX RES CORP ET AL 130 6/30/93 N/A M/A UPDATE

ENEX OIL & GAS INC 11-5 LTD PRT INT N/A 29274384ENE X RES CORP ET AL 130 6/30/93 N/A 0.0 UPDATE

ENEX OIL & GAS INC 11-3 LTD PART INT N/A 29274392ENE X ACQUISITION CORP 130 6/30/93 N/A N/A UPDATE

ENEX OIL & GAS INC 11-8 LTD PRT INT N/A 29274395ENEX RES CORP ET AL 130 6/30/93 N/A N/A UPDATE

GLACIER WTR SVCS INC COlI 825 37639510KAYNE RICHARD A ET AL 130 6/30/93 25.5 24.1 UPDATE

HAWKINS ENERGY CORP COlI 899 42025810SMITH DON E ET AL 130 6/11/93 9.4 0.0 NEW

HERITAGE MEDIA CORP CL A NEW 1,273 42724120GOLDMAN SACHS & CO 130 4/15/93 11.2 21.2 UPDATE

INTRAMED LABS INC COlI 311 46117210ROBERTSON STEPHENS & CO 130 6/29/93 8.7 7.4 UPDATE

INTRAMED LABS INC COlI 311 46117210ROBERTSON STEPHENS & CO 130 6/29/93 8.7 7.4 RVSION

LTV CORP NEW COlI 5,417 50192110SUMITOMO METAL INOS ET AL 130 6/28/93 4.5 0.0 NEW

LTV CORP NEW COlI 5,417 50192110SUMITOMO METAL INOS ET AL 130 6/28/93 4.5 0.0 RVSION

LSB INOS INC COlI 2,008 50216010GOLSEN BARRY H 130 6/24/93 15.6 15.6 UPDATE

LSB INOS INC COlI 3,lll 50216010GOLSEN JACK E 130 6/24/93 25.7 25.6 UPOATE

LSB INOS INC COlI 1,595 50216010GOLSEN PETROLEUM 130 6/24/93 12.4 12.4 UPDATE

LSB INOS INC COM 1,8n 50216010GOLSEN STEVEN J 130 6/24/93 14.6 14.6 UPDATE

NEWS DIGEST, July 12, 1993 6

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ACQUISITIONS CONT.

NAME AND CLASS OF STOCK/OWNER FORM EVENT DATE

SHRS(OOO)/%£MIED

CUSIP/PRIOR%

FILING STATUS

LSB INDS INC RAPPAPORT LINDA GOlSEN

CI»' 130 6/24/93

1,765 13.7

50216010 13.6 UPOATE

LYONDELL PETROCHEMICAL eo BANKERS TRUST N Y CORP ET

CI»' AL 130 6121/93

3,747 4.7

55207810 0.0 NE\I

LYONDELL PETROCHEMICAL eo BANKERS TRUST N Y CORP ET

CI»' AL 130 6121/93

3,747 4.7

55207810 0.0 RVSION

MC SHIPPING INC CI»' 728 55399510 SECURITAS HOLDING CORP ET AL 130 6/24/93 23.8 22.0 UPDATE

MC SHIPPING INC CI»' 728 55399510 SECURITAS HOLDING CORP ET AL 130 6/24/93 23.8 22.0 RVSION

MIUIAUKEE LAND CO eo 260 60230210 ODYSSEY PARTNERS ET AL 130 6/30/93 15.6 0.0 NE\I

NOSTALGIA NET\IORK INC CROWN COMMUNICATIONS CRP

CI»' NEIJ ET AL 130 7/ 2/93

7,444 50.5

66975230 50.4 UPDATE

NOSTALGIA NET\IORK INC CROWN COMMUNICATIONS CRP

CI»' NEIJ ET AL 130 7/ 2/93

7,444 50.5

66975230 50.4 RVSION

OLSTEN CORP OLSTEN \lILLIAN EST OF ET

CI»' AL 130 5110/93

6,61224.8

68138510 0.0 NEIJ

OlSTEN CORP OLSTEN \lILLIAN EST OF ET

CI»' AL 130 5/10/93

6,528 69.9

68138520 47.2 UPDATE

RIVIERA HLDGS CORP CI»' 11 76967210 BENNETT JAMES 0 ET AL 130 6/30/93 9.4 0.0 NEIJ

RIVIERA HLDGS CORP CI»' 11 76967210 BENNETT JAMES 0 ET Al 130 6/30/93 9.4 0.0 RVSION

ROLLINS INC CAMeo INVESTORS INC ET AL

CI»' 130 7/ 7/93

2,3216.5

77571110 7.5 UPOATE

RONSON CORP CI»' NE\I 189 77633820 KINTZ PATRICK EOYARD 130 6/ 1/93 11.2 10.3 UPDATE

RONSON CORP CI»' NE\I 189 77633820 KINTZ PATRICK EDWARD 130 6/ 1/93 11.2 10.3 RVSION

SITE-BASED MALINA

MEDIA ROBERT

INC S ET AL

CI»' 130 6/10/93

12,676 20.1

82980410 22.1 UPOATE

ULTIMAP INTL CORP OKABENA PARTNERSHIP K

CI»' 130 7/ 1/93

2,283 31.8

90384730 4.6 UPDATE

ULTIMAP INTL CORP OKABENA PARTNERSHIP K

CI»' 130 7/ 1/93

2,283 31.8

90384730 4.6 RVSION

NEWS DIGEST, July 12, 1993 7

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RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.

The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the itern(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.

STATE 8K ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 DATE C~ENT

ACTV INC /DE/ DE X X 06/08/93ADM TRONICS UNLIMITED INC/DE DE x X 06/23/93ADVANTAGE LIFE PRODUCTS INC / CO CO x 06/22/93A IRTI~AN CORP MN X 06/28/93ALANCD ENVIRONMENTAL RESOURCES CORP AZ X 11/06/92 AMEND ALANCO ENVIRONMENTAL RESOURCES CORP AZ X 03/26/93ALLIED CLINICAL LABORATORIES INC DE X X 05/03/93ALPINE INTERNATIONAL CORP CA X 06/22/93AMERICA FIRST FINANCIAL FUND 1987-A L1MI DE X X 06/28/93AMERICAN BRANDS INC /DE/ DE X X 06/29/93AMERICAN BUSINESS PRODUCTS INC GA X X 06/23/93AMERICAN EXPLORATION CO DE X X 06/24/93AMERICAN GENERAL FINANCE CORP IN X X 06/29/93AMERICAN INTEGRITY CORP PA X X 06/28/93AMERICAN MEDCARE CORP DE X OS/25/93 AMEND AMERICAN MEDICAL RESPONSE INC DE X X 04/28/93AMERICAN PACIFIC CORP DE X 07/01/93AMERICAN SPORTS ADVISORS INC NY NO ITEMS 06/30/93AMNEX INC NY X 05/31/93ARIZONA LAND INCOME CORP AZ X 06/25/93ASSIX INTERNATIONAL INC DE X X 06/25/93AST RESEARCH INC /DE/ DE x X 07/01/93BALCOR EQUITY PROPERTIES XIV IL X X 06/17/93BANK OF BOSTON CORP MA X X 06/24/93BANK OF NE~ ENGLAND CORP MA NO ITEMS 04/30/93BLACK HAWK GAMING & DEVELOPMENT co INC co X 06/26/93~ BRILUND LTD X 06/01/93BRtMI DISC PRODUCTS CO INC CO X x 06/30/93 AMEND BRUSH CREEK MINING & DEVELOPMENT CO INC NV X X 06/15/93 CABLEVISION SYSTEMS CORP Ole X 06/29/93CALIFORNIA ENERGY CO INC DE X X 06/24/93

8 NEWS DIGEST, July 12, 1993

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8K REPORTS CONT.

STATE 8IC ITEM NO. NAME OF ISSUER COOE 123 4 5 6 7 8 DATE COMMENT

--~------------------------------------- --------------- --------CANTERBURY EDUCATIONAL SERVICES INC /PA/ CAROlS CORP /DE/CASINO AMERICA INC CELEBRITY RESORTS INC CENTRAL lOUISIANA ELECTRIC CO INC CF BANCORP INC CHICAGO DOCK & CANAL TRUST CITIBANK SOUTH DAKOTA N A STANDARD CREDI CITIBANK SOUTH DAKOTA N A STANDARD CREDI CITIBANK SOUTH DAKOTA NA CHOICE CREDIT C CITIBANK SOUTH DAKOTA NA CITI CREDIT CAR CITIBANK SOUTH DAKOTA NA CITI CREDIT CAR CITIBANK SOUTH DAKOTA NA NATIONAL CREDIT CITIBANK SOUTH DAKOTA NA STANDARD CREDIT CITIBANK SOUTH DAKOTA NA STANDARD CREDIT CITIBANK SOUTH DAKOTA NA STND CREDIT CAR CONSOLIDATED RAIL CORP /PA/COSTAR CORP CR~ BOOICS CORP DAI~A MORTGAGE ACCEPTANCE CORP DAMON CORP DAUN CAPITAL CORP DEPOSIT GUARANTY CORP DLJ MORT ACC CORP MUL FAM MORT PAS THRO EL PASO ELECTRIC CO /TX/ELECTRONIC CLEARING HOUSE INC EMBRACE SYSTEMS CORP ENERGY SERVICE COMPANY INC

PA DE DE DE lA DE IL DE DE

DE DE

PA MA DE

DE DE MS DE TX NV DE DE

X X X

X X X X

X X X

NO ITEMS

X X X

X

X X

X X

X X X

X

X

X X X X

X X X

X X X X X

X

X

X

X

X

X

06/24/9406/17/9306/29/9306/15/9306/25/9306/24/9307/03/93OS/20/9305/30/93OS/20/9307/00/00OS/20/93OS/20/93OS/20/93OS/20/93OS/20/9307/01/9306/23/9306/30/9306/25/9307/0219306/23/9306/24/9306/24/9306/04/9306/18/9306/21/9306122193

ENERGY SERVICE COMPANY INC EVERFL~ EASTERN PARTNERS LP EVERGREEN INFORMATION TECHNOLOGIES INC F & C INTERNATIONAL INC F & C INTERNATIONAL INC FBS MORTGAGE CORP FIRST CITY BANCORPORATION OF TEXAS INC/FIRST COMMERCIAL CORP FIRST INTERSTATE BANK OF NEVADA NATIONAL FIRST INTERSTATE BANK OF ~ASHINGTON NATI FLEET FINANCE & MORTGAGE INC/FL/FLEET FINANCE INC /RI/FLEET FINANCE INC OF GEORGIA/GA/FLEET FINANCE INC REMIC TRUST 1993·1 FLEET FINANCE INC/DEIFREEPORT MCMORAN COPPER & GOLD INC FRIES ENTERTAINMENT INC FRONTIER INSURANCE CO GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES

DE DE CO

OH OH

NV OE AR

RI RI RI

RI DE DE MO

NY NY NY

X X X

X X X X

X X

X

NO ITEMS NO ITEMS

X X

X

X X

X

X

X X X

X

X X

X

X X X

X X X

X X X

07/01/9306/30/9306/30/9306/14/9306/25/9306/24/9306/18/9306/08/9306/14/9306/14/9306/20/9306120/9306120/9306/20/9306/20/9306/30/9305/01/9307/07/9306/15/9306/15/9306/15/93

GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES NY X X 06/15/93 GECPF GECPF

1 TAX 1 TAX

EXEMPT EXEMPT

GRANTOR GRANTOR

TRUST TRUST

SERIES SERIES

NY NY

X X

X X

06/15/9306/15/93

NEWS DIGEST, July 12, 1993 9

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---------------------------------------- ---------------

8K REPORTS CONT.

STATE 8K ITEM NO. DATE InIMENTNAME OF ISSUER COOE 1 234 5 6 7 8

--------GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES NY X X 06/15/93

GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES NY X X 06/15/93

GECPF 1 TAX EXEMPT GRANTOR TRUST SERIES NY X X 06115/93

GECPF 2 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/25/93

GECPF 2 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/25/93

GECPF 2 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/25/93

GECPF 2 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/25/93

GECPF 3 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/15/93

GECPF 3 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/15/93

GECPF 3 TAX EXEMPT GRANTOR TRUSTS SERIES NY X X 06/15/93

GOLD RESERVE CORP MT X X 06/02193

GOLD\lYN SNUEL CO DE X X 06/25/93

GUPTA CORP CA X 07/02193

H80 & CO DE X X 06/28/93

HEALTH IMAGE MEDIA INC DE X X 06/18/93

HEALTHCARE REALTY TRUST INC MD X X 06/25/93

HOMEFED CORP DE X 05/31/93

HOMESTAKE MINING CO IDEI DE X X 06/23/93

HOUSTON INDUSTRIES INC TX X 07/01/93

IDAHO PawER CO ID X 06/24/93

IMAGEAMERICA INC TN X 04/30/93 AMEND

INFON~ CORP IDE DE X X 06/04193

INLAND STEEL CO DE X X 06/23/93

INTEGRATED REsaJRCES INC DE X X 07101/93

INTERNATIONAL HOLDING CAPITAL CORP HI X X 06124/93

KASLER CORP CA X X 07/06/93

LAKE ARIEL BANCORP INC PA X X 06/29/93

LINCOLN ELECTRIC CO OH X 06/15/93

MANAGEMENT TECHNOLOGIES INC NY X 06/14/93

MARCAM CORP MA X X 06/18/93

DE X X 04/30/93 AMENDMARCUM NATURAL GAS SERVICES INC/NEV X X 06/15/93MARINE MIDLAND AUTO FIN CORP MARINE MIDL NY

MARINE MIDLAND AUTO FIN CORP MARINE MIDL NY X X 06/15/93

MARINE MIDLAND BANK N A X X 05125/93

MARINE MIDLAND BK N A MARINE MIDLAND CRE NY X X 06/15/93

MARINE MIDLAND HOME EOUITY LOAN TRUST 19 X X 06/15/93

MCDONNELL DOUGLAS CAPITAL INCOME FUND IA DE X 05121/93

MCDONNELL DOUGLAS CAPITAL INCOME FUND IC DE X 05121/93

MCDONNELL DOUGLAS CAPITAL INCOME FUND 10 DE X 05121/93

MCDONNELL DOUGLAS CAPITAL INCOME FUND IE DE X 05/21/93

MCDONNELL DOUGLAS CAPITAL INCOME IB LP DE X 05121/93

MCNEIL PACIFIC INVESTORS FUND 1972 CA X 06/23/93

MCNEIL REAL ESTATE FUND X LTD CA X 06/23/93

MCNEIL REAL ESTATE FUND XI LTD CA X 06123/93

McNEIL REAL ESTATE FUND XII LTD CA X 06/23/93

MCNEIL REAL ESTATE FUND XIV LTD CA X 06115/93

McNEIL REAL ESTATE FUND XIV LTD CA X 06/23/93

MCNEIL REAL ESTATE FUND XXI L P CA NO ITEMS 06123193

MCNEIL REAL ESTATE FUND XXII L P CA X 06/23/93

MCNEIL REAL ESTATE FUND XXIII LP CA X 06123/93

McNEIL REAL ESTATE FUND XXIV LP CA X 06123/93

10 NEWS DIGEST, July 12, 1993

Page 11: fV sec news LI£1gest · enex res corp et al 130 6/30/93 n/a n/a update glacier wtr svcs inc coli 825 37639510 kayne richard a et al 130 6/30/93 25.5 24.1 update hawkins energy corp

BK REPORTS CaNT.

NAME OF ISSUER STATE COOE

• ITEM NO.,2 34 5 6 7 II DATE COMME.T

;i.

I -"'.I

----------------------------------------MCNEIL REAL ESTATE FUND xxv LP MCNEIL REAL ESTATE FUND XXVI LP MCNEIL REAL ESTATE FUND XXVII LP MEDI MAIL INC /NV/MEDISYS INC IDEI MELLON BANK CORP MERRILL LYNCH & co INC METRO AIRLINES INC MG PROOUCTS INC

CA

CA

DE NV DE PA DE DE FL

..... _ ..... _---.----X

x X

X x X

X X X X

X • • •

--------06/23/9306/23/9306/23/9304/30/9312/04/92OS/21/9306/28/9306/28/9306/18/93

ME. AMElIO

'I MICROENERGY INC

.;,? MORTGAGE BANKERS FINANCIAL CORP

.;1 MORTGAGE BANKERS FINANCIAL CORP

I MORTGAGE BANKERS FINANCIAL CORP NATIONAL CITY CORP.~ NATIONAL FUEL GAS co r~

I NAVISTAR FINANCIAL CORP NAVISTAR INTERNA TIONAL CORP IDE/NEU

@ NEUROGEN CORP ~~. NEU DAY BEVERAGE INC ~~

DE DE DE DE DE NJ DE DE DE DE

X X X X X X X X X

X X

X X

X X X X

06/08/9306/20/9306/25/9307/01/9307/02/9307/08/9306/29/9307/09/9307/02/9305112193 AMElIO

it NEU VALLEY CORP

-i' NIAGARA CORP

:~ NIAGARA MOHAUIC POolER CORP INY/'f;~ NOBEL EDUCATION DYNAMICS INC-~

,ee! NORAND CORP /DEI-~ NOVEll INC.~ ;f NU UEST INDUSTRIES INC

.-";' !»4EGA ENVIRONMENTAL INC~~:4fr" OSTEOTECH INC~;i PALM SPRINGS GOlF co INC

t'i PANUORLD MINERALS INTERNATIONAL INC fUT;~

~I PAY FONE SYSTEMS INC ~..... PAYCO AMERICAN CORP>~I PAYlINE SYSTEMS INC

~~ PEOPLES BANCORP ·.i PETROL ANTI C LTD.i~ PIONEER BAN CORP INC/NC

I PORT SMOOT H SQUARE INC PRICE REIT INC

~~ RAX RESTAURANTS INC

~

RAX RESTAURANTS INC REFlECTONE INC /Fl/RES IDENT IAl FUNDING MORTGAGE SECURITIES

~ RESOLUTION TRUST CORP IKM: EQ LO PASS TH

~ RESOLUTION TRUST CORP MANU HOOS CONT PAS RESOLUTION TRUST CORP MORT PASS TItRO CER RESOLUTION TRUST CORP MORT PASS TItRO CER RESOLUTION TRUST CORP MORT PASS THRO CER RESOLUTION TRUST CORP MORT PASS TItRO CER RESOLUTION TRUST CORP .-JLTlF MOR PAS THR RESOLUTION TRUST CORP .-JLTIF MORT PA THR RESOLUTION TRUST CORPORATION MORT PASS T RESOLUTION TRUST CORPORA T ION MORTGAGE PA

NY FL NY DE DE DE DE DE DE DE NY CA UI OR IN

NC CA .., Of! 011

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X X X X X

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x X X X X X x X X

X X

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X X

X X

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X x X x

06/24/9305/31/9307/06/9306/08/9306/23/9306/14/9306/24/9306/21/9306/18/9306/29193 06/28/9305/25/93 06/28/9306/28/9306/18/9306/15/9306/29/9306116/9306/09/9306/24/9306/30/9306/21/9306/25/93OS/25/9305/17/93OS/25/93OS/25/93OS/25/93OS/25/93OS/25/93OS/25/93OS/25/93OS/25/93

AME.

NEWS DIGEST. July 12. 1993 11

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8X PEPORTS CONT.

STATE 8IC ITEM NO.

NA.Mf Of ISSUER CODE 1 2 3 4 5 6 7 8 DATE C<M4ENT

RIC$ FINANCIAL GRWP INC RYLAND MORTGAGE SECURITIES CORP SERIES 1

UT X x x

01/01/93061'l5/93

SEAHAWK DEEP OCEAN TECHNOlOGY INC CO x 05/31/93 AMEND

SECTOR SECTOR

ASSOCIATES ASSOCIATES

LTD LTD

DE DE

x x

06/07/9306/213/93

SEILER POLLUTION CONTRAL SYSTEMS INC DE x x x x 06/11/93

SIMONi GR()JP INC S()JRCf ONE MORTGAGE SERVICES CORP

S~J1H[RN NE~ ENGLAND TELECOMMUNICATIONS SOUTHWEST AIRLINES CO

DE DE CT TX

x

x

x x

x

05/05/9305/'l5193 07/07/9306/28/93

AMEND

SOUTHWESTERN PURl! C SERVICE SPECTRAL DIAGNOSTICS INC

CO lit x x

x 07/01/9306/22/93

SPH I N)( PIIARMACEUTICALS STIINLEY IIORICS

CORP DE CT

x x x

.06/28/9306/24/93

Sl.AIoILfY IIORICS CT x x 06/28/93

STAOOVN INC DE x 07101/93

STfRLING OPTICAl. CORP <:lI"4MA RX LARORATORIES SYMBOl ICS INC SYSTEMS WEST INC

INC NY DE DE CO

x x x x

x

x

05/31/9306/10/9306/18/9306/24/93

lllKECARE INC H.LlOS PHARMACEUTICALS INC

DE DE x x

x x

04/12/9306/11/93

AMEND

lERM1NAL APPLlCATIONS GRWP INC NY x 06/29/93 1OSCO CORP TRAK AUTO CORP

IIV

DE x x

04/08/9306/30/93

lRQf lEASE INCOME FUND ULTRAK INC UNLIMITED FRONTIERS ORGANIZATUIt INC

DE CO CO x

x x x

x

05121/9306/17/9306/29/93

UPTOIJNER INNS INC W x 03/CJ9/93 AMEND

llSAIR GR()JP INCIJSAIR INC INE~/vI U AGE GREEN BOOKSTORE TNC

DE DE NY

x x x

x x x

07/02/9307/02/9306/28/93

II£SCO AUTO

wILDfl~R PARTS CORP /NV/fINANCIAL CORP

NV Fl x

x 04127/93 06/24/93

AMEND

IISMP INC NC x 06121/93 YAAK RIVER RES~JRCES INC CO x 06121193 YANnT ENERGY SYSTEM no,":; r IRST NATIONAL

INC RANK /USA/

CT x x x

05127/9306/23/93

12 NEWS DIGEST, July 12, 1993