garnett t eisele financial disclosure report for 2009

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  • 8/3/2019 Garnett T Eisele Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPOR T Reportin GovernmentRequired AbFOR CALE~AR YE~ 2009

    1, Person Reporting (last name, first, middle ?nttia]) 2. Court or Organization 3. Date of ReportEisele, G~-nett T. U.S. Dist. Ct. E D. AR 05/05/2010

    4. Title (Article IJl judges indicate active or senior status; 5a. Report "r.vpe (cheek appropriate type) 6. Reporting Periodrnagistral~ judges indicate full- or pa=t-time) [] Nomination, Date 0]i01t2009Senior U.S, District Judge [] Initial [] Annual [] Final to12/31/2009

    5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information con tained in this Report and anymodifications pertaining Ihereto, it is, in my opinion, in complianceP.O. Box 3684 wilh applicable laws and regulations.Little Rock, AK 72203

    Reviewing Officer Date

    I A IP O R T A N T N O T E S : The imtructJons accompanying th~s form must be followe d Complete all parts,checking the NO NE l~x for each part where you have no reportable information. Sign on last pag~

    D NONE (No reportable positions.)POSITION ]qAME OF ORGANIZATION!EN TITY

    1. Counselor W in. R. Overton Inn of Court

    2. Partner Whitehall

    3, Trustee ~Trust #14. Trustee ~ Trust #2

    5. Trustee ~rust ~ : "r--- .---=:.:.-6, Trustee ~~ Trust

    _..j7,

    I I. A G R E E M E N T S . o~,ma~ i.a~,u.~ o,t~; ,= ~,. u-~ o/~a~ instructions.)NONE (~Vo reportable agreements.)

    DATE P A R TI E S A N D TE R M S1.

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    Iame of P~rson Reporting I Date of ReportF I N A N C I A L p a g e 2 o f 1 2 D I S C L O S U R E R E P O R T I Eisele, G amete T. I 0 5 / 0 5 / 2 0 1 0I II . N O N - IN V E S T M E N T I N C O M E . (Reporting indivldual andsp .... ; seepp. 27-2o * * d ~ g inslruction)A. Filers Non-Investment Income

    NO ~ ~ o reportable non-investment income.)DA~ SO~CE A~ TYPE ~COME()ours, not s~uses)

    1.

    2.

    3,

    4,

    B. Spouses Non-Investment Income - if you were marri~ du~ng ~y po~ion of the repor6ng year, compl~e t~s ~io~(Dollar amount not requir~ ~cept for honoraria.)

    NONE ~o reportable non-investment income.)SO~C[ AND TYPE

    1_

    3.4.

    IV . REIM BURSEM ENTS -,,o.,p ..... ion. ~oagl,g.,oo~,n,,,,~i .... ~(Tncludes those to spo~e and dependent children." see pp. 25-27 of fihng ~nstructions.)

    NONE (No repor table re imbursemencs . )SO~CE ~ LOCATION p~OSE I~MS PA~ OR PRODDED

    1.2.3.4.

    5,

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    FINANCIAL DISCLOSURE REPOR T s ....r r . . . .. a . ~ o , , i ~ g o , , e o f ~ , p o ~Page 3 of 1 2 E i s e ~ e . G a r n e t t T . 0 5 / 0 5 ; 2 0 1 0

    V . G I F T S . ~ l , c t , a , s ~ h o , , t o s p o ~ , , , . a dependent c h i l d r e n ; s e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

    SOURCE DESCRIPTION1.2.3.4.5.

    D NONE (No reportable liabilities.)CREDITOR D A ~ . ~ C ] ? d ~ T ~ L Q 3 ~ VALUE CODE

    1, Nationa! Life of Vermont Policy Loans J

    2. Northwest National Life Policy Loans J

    3. Sun Life of Canada Policy Loan on L ife insurance J

    4.5.

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    FINANCIAL DIS CLOSURE REPORTPage 4 of 12

    V I I . ~ S T M E N T S a n d T R U S T S --income, value, t ...... tlon, (l~lud,, those of sp ..... d depender children; seepS, 34-60 of filing insttuctlon~)NONE (No reportable income, ~sets, or transactionsO

    A. B. C. D.Description of Asse~ Income dur~g Gross value zt end Transactions during repo~g period(iacl~ing t~st assets) ~e~aiag period o f r e p o m n g p e r i o d

    O) (2) O) (2) O) (~) (3) (~) (~ )P l a c e " ( X ) " a f t e r c ~ h a s s e t A m o u n t T y p e ( e . g . , Value V alue T)~e (eg,, D a t e V M u e G u m ldmti~ ofe x e m p t f r o m p r i o r d i ~ l o s u ~ e Code I d i v . , r e n t , C~ 2 M e th o d buy. sell, r a m /d r/ ) 3 C o d e 2 C o d e 1 buyer/sell~( A - H ) o r i n t . ) ( I - P ) Code 3 r~emption) ( J - P ) ( A - H ) ( i f p r i v a t e] ( Q - W ) ~an~clion)

    1. Lincoln Natl Life A Div J T2. S.W. E nergy A Div O T Sold 06/29/09 J D(part)3. Bank ofAmerica(ck, acct) A Int J T4. lberia Bk. formerly Pulaski Bank (savings A lnt J Tacct.)5. Bank of America A Div M T B u y 03/04/09 J(add[)6. Bank of America A Dividend K T7. Alcatel A Dividend J T8. Alcatel A Dividend J T9. American Funds: New P erspective Fund B Div K T

    1 0 . American Funds: W ashingtonMut. Invest B Div L TFd.1 1 . American Funds: GrowthFund of America A Div K T1 2 . Dean W ilt~r Ready Assets A Div J T1 3 . Cisco None K T1 4 . CitiGtoup A Dividend Sold 0 6 / 2 9 1 0 9 J A

    1 5 . CitiGroup A DIv Sold 06/29/09 J A1 6. Travelers Class B A Div J T1 7 . Travelers Class A A Div J T

    (See ~lum~ C I and D3} N ~250,~1 - $500,0~ O =$500,001 - $1,000,000 PI =el ,000,00l - $5,0~,~ P2 -$5,~0,~1 - $25,000,~

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    Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORTEisele, G a r n e t t T .age 5 of 12 0 5 / o ~ , : 0 ! 0

    V II. INV ESTMENTS and TRUSTS --i ......... ~,,, transactions (Includes those of sp ...... d dependent t.hildren; see pp. ~4-60 of fillng instructions.)D NONE (No reportable income, assets, or transactions.)

    A. B. C. [ D.Description of Assets l~come durLag Gross va!ue at end

    ]Tsartsactions during reporting period

    (including trust assets) reporting period of reporting period(1) (2) ( 1 , ) I (2.)I 1)

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    FLNANCIAL DISCLOSURE REPORT r~ .... f P e r , o n R e p o r t i n g D a t e o f R q ~ o r tPage 6 of 12 Eisele, G a r n e l t T . 0 5 / 0 5 / 2 0 1 0

    NONE ~o reportable income, assets, or transaction.)A. B. C. D.

    De~ription of Assets In.me during Gross value at end Tr~sactions during reposing period(includiag ~st ~se~) r~orting ~riod of r~oning period(2) (~) (2) 0) (2) I (3) (4) (~)

    P]a~ "(~" a~er each asset Amount TF~ (e.g., Value Value T~e (e.g., Value Gain ofexempt Eom p6or disclosure Code I div., ~t, ~e 2 Method buy, sell, m~dd/~ Code 2 Code 1 buyerisellcr

    (A-H) or ira.) (J-P) Code 3 r~empfion) (l-P) (A-H) (ifp~iv~e(Q-W) ] ~aasaction)

    3 5 . Re~ons Bk, A Div J3 6 . Kegions B~ k A Div J T3 7 . LSI Logic Co~ None J T3 8 . De~ W itter R~dy Asse~ A Div J T3 9 . Niss~ B Dividend K T4 0 . Hewle~ Packard A Dividend L T4 1 . G.E. Co. A Dividend J~2. G.E. Co. A Dividend J T43. Ac~o m A Di~dend J T4~, Cisco A Dividend J T45. Cis~ A Dividend J T46 . Hew]elt Pac~rd A Dividend J T47 . Acxiom A Dividend L T48, G.E.Co. A Dividend J T4 9 . G.E.Co. A Dividend J T5 0 , G.E.Co. A Di~dend J T5 1 . Winds~e~ A Dividend J

    I . Income Gsln Codes. A ~$1,000 or k:ss B =~ ] ,001 - $2,500 C =$2,501 - 5,000 D =$5,001 - $ iS,0OO E =S ] ~ ,00] - ~50,~0

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    FINANCIAL DISCLOSURE REPOR T I N .... r v . . . . . R ~ p o , ~ . gPage 7 of 12{ Eisele, Garnett T.

    05/05/2010

    V I I . I N V E S T M E N T S a n d T R U S T S - i . ~ o ., o , ~ . ~ .~ , , , ., ,, o ca o . ,a n c l u d ~ s t ~ o ~ t o f ~ v o . s e a n d d t p e . a ~ . t children; ~et pp. 3d-60 of filingNONE ~o reportable income, assets, or tra~actions.)

    A. B. C. D.D e s c ri p t io n ~ f A ~ s e t s ~eome during ~oss value at end Traa~etion~ during re~ing(includin~ ~t ~s) r~n~ peri~ o f ~ e p o r f i n g p e r i o ~

    0 ) ( ~ ) 0 ) ( ~ ) ~ ~ ( ~ ) ~ ) . . . . ~) ~ (~)Place "(X)" aftex each assetm o u n t T ~ ( g - , V a l u ~ V ~ u e T ~ e ( . g , D a t e V a l u e Gain~ I d e m & o fe x e m p t f r o m p r i o r ~ l o s u ~ e C o d e I div., ~enko ~ 2 M e t h o d buy, ~ell,~ / d d / ~ T C o d e 2 C o d e I buyex/~eller( A - ~ or int.) (J-P) C o d e 3 r ~ e m p t i o ~ ) (J-P)( A - H ) (ffprivate

    ( Q - W ) ffaasaction)

    5 2 . C i t i g r o u p A D i v i d e n d J T

    5 3 . AT&T A D i v i d e n d K T

    5 4 . Acxiom A DMdend J T

    5 5 . S o u l h w e $ t ~ e r g y A D i v i d e n d K T

    5 6 . ~T~st E D i v i d e n d O T

    5 7 . ~ i s i s a g g r e g a t e i n c o m e a n d v a l u e of t h i s

    5 8 . ~ e f o l l o w i n g a r a s s e t s o f t h i s

    5 9 , D e a n W i r i e r R e a d y A s s e t s A D i v i d e n d J T

    6 0 . S o u ~ w ~ t E n e r g y A D i v i d e n d M T

    6 1 . Ko~eaF~d A D i v i d e n d J T

    6 2 . A p p l ~ C o m p u t e r A D i v i d e n d N T

    6 3 . Acaiom A D i v i d e n d J T

    6 4 . Acxiom A D i v i d e n d J T

    6 5 , A I ~ t l A D i v i d e n d J T

    6 6 . C~ A D i ~ 4 d e n d J T

    6 7 . C i s c o A D i v i d e n d K T

    6 8 . S K T e l e c o m A D i ~ d e n d J T

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g D a l o l R e p o r tPage 8 of 12 Eisele, G a r ne t t T . 0 5 / 0 5 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d TRUSTS - i .... ~ valae, t ...... tions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)---"] NONE ~ro reportable income, assets, or transactions.)

    A, B. C. D.D e s c r ip t i o n o f A s s e ts Income during Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o rt i n g p e r i o d o f r e p o rn ng p e r i o d

    ( ~ ) ( 2 ) (t) (2) (1 ) (2) (3) (4)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e g ., V alue V alue T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e th o d buy, sell, mm/dd/yy Cede 2 Code I buyer/seller( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) ( A . H ) ( i f p r i v a t e

    ( Q - W ) t r a n s a c t i o n )

    6 9 . LSI Logic Corp A Dividend J T7 0 . Microsoft A Dividend M T7 1 . Microsoft A Dividend .~ T7 2 . IB M B Dividend M T7 3 . AT&T A Dividend K T7 4 . ~Trust #1 E Dividend M T

    [ 7 5 . CFhis is the aggregate value and income ofthis trust)7 6 . Hewlett Packard A Dividend J T7 7 . Hewlett Packard A Dividend J T7 8 . Centerpoint Energy A Dividend J T7 9 . Reliant Resources A Dividend J T8 0 . Merck & Co B Dividend K T8 1 . Medco Health A Dividend K T8 2 . Regions Bk. A Dividend J T8 3 . Regions Bk. A Dividend J T

    8 ~ , . AT&T A Dividend J T8 5 . AT&T A Dividend K T

    (See Columns B! and D4) F -$50,001 - $100,000 G ~$100,001 - $1,0~)0,000 H1 -$t,000~00! - $5,000,000 1/2 -More than $5,000,000

    P3 ~$25,000,001 - $50,000,000 P4 ~More ~ han $50,000,0003 Value Method Codes Q ~Appra~sal R =Cost (Real Estale Only) S ~Assessmertt T ~Cash Market(See Column C2) U ~Bo~k V alue V =Olhe~ W =Estimated

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    FINANCIAL DISCLOSURE REPORT ! N a m e o [ P C . . . . R e p o r t i n g D a t ~ o f R e p o t ,Page 9 of 1 2 ! Eisele, Garnett T. 0 5 / 0 5 / 2 0 1 0

    NO~ ~oreportable income, ~sets, or transactions.)A. B C. D.Description of A~ts I n c o m e d u h n g G~o~ value at ~d T ~ m s a c t Z o n s d ~ i n g r p o ~ n g p ~ r i o d(including ~mst ~s~ts) r~o~ing p~ri~ o f r ~ p o ~ i n g p ~ r i o d

    O) (2) O) (2) O) ( 2 ) ( 3 )e x = m p t ~ o m p r i o r d i s c l o s u re Code l d i v . , r e a ~ C od e 2 M~th~ buy, sell, mm/dd!)~ C o d = 2 C~c l buys/seller( A - H ) o r i n t . ) ( I - P ) C o d e 3 red:mplion) ( J - P ) (A-I~

    ( Q - W ) f f a n s a c l ~ o n )

    8 6 . Microsoft A Dividend J T8 7 . W indstream B Dividend J T8 8 . Citigroup A D~vidend J T8 9 . AR D~v Fin Au~ Bd A Interest Sold 08/01/~ J A See no~ in "VIII.

    9 0 . Secured ~om. Note C Interest L T9 1 . D~n W itter Ready Assets A In.rest J T9 2 . ~ Trust D Dividend N T9 3 . (This is a~regal value and income of this None9 4 . U.S. Treas~ Bond A Interest K T9 5 . IB M A Dividend K T9 6 . M~rck A Dividend K T9 7 . ~gions Bk A Dividend ~ T

    9 8 . D~n W itte~ Asset Fund A Dividend J T9 9 . B~kamedca A Dividend K T Bu y 06/08/0~(addl)100. Bk Tokyo-Miuubishi A Dividend J T101. Regions Bank A Dividend J T102. Cisco A Di~dend K T

    ( S ~ ~tumus B I ~ . d O ~ ) F = $ 5 0 , ~ 1 - $ l ~ , 0 O O G = $ I0 0 .0 0 1 - $1 , 0 ~ ,~ 0 H ] = ~ } , OO 0 , ~ ] - $ 5 , 0 0 ~ , 0 ~ H 2 = M o r e ~ a n ~ S , 0 ~ , 0 ~2 Valu~ ~ J -$15,000 ot I~{ K =$15,~1 - $50,~0 L ~$S0,~I - S~,000 M =St00,001 - 5250,~

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    Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORTEisele, Garnett T.age 10 of 12 o 5 / o 5 / : o ~ o

    VII. I N V E S T M E N T S an d T RU S T S -i[--~ N O N E (No reportable income, assets, or transactions.)

    A. i B. C D.Description of Assets ]ncome during Gross value at emd Transactior~ during reportit~g period(including trust assets) reporting period of reporting period

    O) ( 2 ) (l) (2 ) ( ~ ) ( 2 ) (3) (4) ( 5 )Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Valoe Gain Idculity of

    exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mmtdd/yy Code 2 Code I buycr/seller(A-H) or int.) (J-P} Code 3 redemption) (J-P) (A-H) (if private

    , (Q-W) tr ansaeaon)

    103, Aciom A Dividend J T104. G.E.Co. A Dividend J T1 0 5 . IB M A Dividend J T1 0 6 , IB M A Dividend J T

    1 0 7 , IB M A Dividend K T1 0 8 . I!3M A Dividend K. T1 0 9 . G.E.Co. A Dividend J T1 1 0 , Regions Bk. A Dividend J T1 1 1 , Medco Health A Dividend K T1 1 2 . Microsoft Corp A Dividend J T1 1 3 . AT&T A Dividend J T1 1 4 . AT&T A Dividend K T

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    FINANCIAL DISCLOSURE REPO RT I N .... tP ..... R e p o r t i n g D a t e o f R ~ p o r tIage 1 1 of 12 E i s e le , G a r n e t t T . 0 5 / 0 5 / 2 0 1 0V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (Indicatepartofl~epor~)

    V II. Investments and Trusts, line #23, Whitebait (a partnership), the explanation for using value codc "V " is as follows: I held a one-third interest in the "~hitehallinvestment whose sole asset is a fifty-year-old lease on a small piece of property on Markham Street, Little Rock, Pulaski County, Arkan sas. We, in turn, rent thebuilding on the property, the rents c onstitute the so]e source of incom e to the partnership. L easehold expired on 12/31/09, therefore this is the last report 0f thisasset.Explanation from Part VII., Line 89. AR Dev. Fin Auth Bond was sold on 8fl/04 for a loss of $14.00, however, this sale was inadvertantly omitted. 1 am nowreporting that sale to correct the omission.

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    N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tINANCIAL DISCLOSURE REPORTI Eisele, Garnett T.

    05/05/2010age 12 of 12IX . CERTIFICATION.

    I certify that all information given above (including information pe rtaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutorypro~isions permitting non-disclosure.

    I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq.~ 5 U.S.C. 7 353, and Judicial Conference regulations.

    N OT E : A N Y I N DI VI DUA L W HO K N OW I N GLY A N D W I LF ULLY F A L S IF I E S OR F A LLS T O F I LE T HI S RE P ORT M A Y B E S UB JE C T T O CI VI LAND CRIMIN AL SAN CTIONS (5 U.S.C. app. 104)

    FILING INSTRUCTIONSMail signed original and 3 additional copies to:

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544