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1/ CHUG ARRA Overview / 04/06/2010 GE Healthcare Meaningful Use Part 1: Overview of the Regulations and Their Implications Mark Segal, PhD and Joann Kern, RN Centricity Healthcare User Group April 30 , 2010

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Page 1: GE Healthcare Meaningful Use Part 1: Overview of the ... · Meaningful Use Part 1: Overview of the Regulations and Their Implications. Mark Segal, PhD and Joann Kern, RN ... $36+B

1 /CHUG ARRA Overview /

04/06/2010

GE Healthcare

Meaningful Use Part 1: Overview of the Regulations and Their Implications

Mark Segal, PhD and Joann Kern, RN

Centricity Healthcare User Group

April 30 , 2010

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DISCLAIMER ON POWER POINT PRESENTATIONS ON PRODUCT FUNCTIONALITY©2010 General Electric Company –

All rights reserved

This does not constitute a representation or warranty or documentation regarding the product or service featured. All illustrations are provided as fictional examples only. Your product features and configuration may be different than those shown. Information contained herein is proprietary to GE. No part of this publication may be reproduced for any purpose without written permission of GE.

DESCRIPTIONS OF FUTURE FUNCTIONALITY REFLECT CURRENT PRODUCT DIRECTION, ARE FOR INFORMATIONAL PURPOSES ONLY AND DO NOT CONSTITUTE A COMMITMENT TO PROVIDE SPECIFIC FUNCTIONALITY.

TIMING AND AVAILABILITY REMAIN AT GE’S DISCRETION AND ARE SUBJECT TO CHANGE AND APPLICABLE REGULATORY CLEARANCE.

GE, GE Monogram and Centricity® are trademarks of General Electric CompanyGeneral Electric Company, by and through its GE Healthcare division

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The HITECH Act and Meaningful Use

HITECH Act•

Part of American Recovery and Reinvestment Act of 2009 (ARRA) –

February 2009

$36+B for HIT Infrastructure and EHR Adoption/Use

Meaningful Use•

Eligible Professionals (EP) and Hospitals demonstrate Meaningful Use of Certified EHR to receive Medicare and Medicaid EHR incentives

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Major Policy Issues

Certification & Standards

Quality Reporting

Meaningful Use

HIT Policy/ Standards

Committees

HIT Policy/ Standards

Committees

GE, EHRA, eHI, HIMSS, Customers

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Briefing on the ONC AgendaBriefing on the ONC AgendaDavid Blumenthal, MD, MPPDavid Blumenthal, MD, MPPNational Coordinator for Health Information Technology , December 15, 2009

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Meaningful Use and Other Medicare and Medicaid Incentive Policies: NPRM

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Three Regulations•

CMS: Meaningful Use and Payment Policies–

Notice of Proposed Rulemaking (NPRM)–

60-day comment period from January 13, 2010: March 15, 2010–

Final Rule expected by June 2010

ONC: Standards and Certification–

Interim Final Rule (IFR)–

Effective 30 days after publication date (January 13 +30)–

60-day comment period from January 13, 2010: March 15, 2010–

Final Rule expected by June 2010

ONC: Testing and Certification Program–

NPRM published March 10, 2010–

Temporary and Permanent certification programs–

30 (Temporary) and 60-day (Permanent) comment periods–

Multiple certifying bodies: ONC rules/criteria and NIST testing methods–

Final Rule expected by June 2010

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Evolution of Meaningful Use

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Meaningful Use Criteria and Reporting

Objectives/MeasuresOverall•

Few changes

from Policy Committee•

Each objective has a measure•

Must meet all objectives & measures

Eligible Professionals (EP)•

25 Objectives/Measures•

By NPI and TIN

EHR Use•

EP MU: 50%+ encounters in period must be at location(s) w/ certified EHR

Reporting2011•

Attestation

2012•

Attestation•

Quality: Direct submit via “EHR technology” to CMS/state directly or via HIE/registry

Medicare and Medicaid•

Common definition•

Minimum for Medicaid but criteria for HHS to accept state requirements

Additional state requirement cannot require additional EHR functionality

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Meaningful Use Grid –

Page 1

Medicare and Medicaid Programs; Electronic Health Record Incentive Program; Proposed Rule, January `3, 2010, Federal Register, pp. 1844-2011

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Clinical Quality Measure Reporting

HHS not ready to accept quality data electronically•

2011: One time attestation to CMS–

CMS portal or claims as for MU generally–

Submit summary calculated measures–

Attest EHR used to capture data elements and calculate results

2012: Submit quality measures electronically–

Whether 2012 is first or second payment year

If HHS cannot accept in 2012, stay with attestation•

Quality measures for Medicare apply to Medicaid–

Alternative Medicaid measures for hospitals

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Clinical Quality Measure Reporting: EP

HHS proposes extensive

list (90) of EP core and specialty-specific measures for 2011-12–

Many from PQRI

Only some electronic specifications–

Numbers likely to be reduced

2011-12: each EP submits two groups–

Core measures group

Specialty group: subset of clinical measures–

Some specialties exempt from non-core

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Clinical Quality Measure Reporting: EP

Medicare and Medicaid Programs; Electronic Health Record Incentive Program; Proposed Rule, January `3, 2010, Federal Register, pp. 1844-2011

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Demonstrating Meaningful Use

Common for Medicare and Medicaid–

States can apply to add to base definition

Stage 1: Attestation–

One-time

secure attestation per reporting period

Via claims submission or CMS portal–

Specifics TBD

Indicate certified EHR technology used–

Use same method for quality for 2011

CMS/States to pilot EHR-based submission

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When Can/Must 2011 MU be Shown to Receive Full Medicare Payment?

For First Payment Year

(2011+) in which MU shown, reporting period

is 90 continuous days

in payment year

2011

First Start

Last Start

Eligible Professionals

1/1/2011 10/1/2011

Hospitals

10/1/2010 7/1/2011

Note: Above monthly

timing applies to all post-2011 first payment years

to get full payment for that year

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The Path to 2015: Stages by Start Year Stage Timing Compressed for Post-2011 Starts

First Payment

Year

2011 2012 2013 2014 2015 and later**

2011 Stage 1 Stage 1 Stage 2 Stage 2 Stage 32012 Stage 1 Stage 1 Stage 2 Stage 32013 Stage 1 Stage 2 Stage 32014 Stage 1 Stage 32015 and later*

Stage 3

*Avoids payment adjustments only for EPs in Medicare EHR Incentive Program

**Stage 3 criteria of meaningful use or a subsequent update to criteria if one is established

Medicare and Medicaid Programs; Electronic Health Record Incentive Program; Proposed Rule, January `3, 2010, Federal Register, pp. 1844-2011

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Medicare Incentive Policies: EPCalendar

Year

First CY in which the EP Receives an Incentive Payment

2011 2012 2013 2014 2015 and

subsequent

years

2011 $18,000

2012 $12,000 $18,000

2013 $8,000 $12,000 $15,000

2014 $4,000 $8,000 $12,000 $12,000

2015 $2,000 $4,000 $8,000 $8,000 $0

2016 $2,000 $4,000 $4,000 $0

TOTAL $44,000 $44,000 $39,000 $24,000 $0

Medicare Penalties: % of allowed charges: 2015 (1%), 2016 (2%), 2017+ (3%)

Medicare and Medicaid Programs; Electronic Health Record Incentive Program; Proposed Rule, January `3, 2010, Federal Register, pp. 1844-2011

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Medicare Incentive Policies: EP

EP: MD/DO, DDS/M, DPM, DO, DC •

Payment year: calendar year (CY)

Incentives for up to five years, starting CY 2011•

Payment schedule per start year (not actual year)

Medicare maximum: $44,000 (HPSA = $48,000)•

Incentive: 75% Medicare allowable charges in year–

Annual caps (e.g., $18K in first payment year: 2011-12)

Qualifying EP: Show MU for “EHR reporting period”

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Medicare Incentive Policies: EP

Must meet all objectives and measures•

Hospital-based EPs ineligible–

EP furnishing 90%+ Medicare covered services in hospital inpatient, outpatient, and ED (place of service 21, 22, or 23)

27% of Medicare physicians

Single annual incentive payment for EPs -

electronic•

Payments by Medicare Carrier to TIN given by EP

Payments on rolling basis•

Can reassign entire incentive to one employer/entity

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Medicaid Incentive Policies: EPs

State Medicaid programs administer•

Must select between Medicare or Medicaid

Enroll via single provider election repository•

EPs in multiple states must choose one

One TIN for EP incentive payments per EP•

MU shown by HHS-approved state method

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Medicaid Incentive Policies: EPs

EPs–

Physicians, dentists, NP, CNMs

PAs practicing predominantly in PA-directed FQHC/RHC

Cannot be hospital-based (FQHC/RHC exempt)

Medicaid managed care EPs eligible for Medicaid incentives

Must annually

meet patient volume thresholds–

30% of encounters for 90 days in prior year

20% for pediatricians

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Medicaid Incentive Policies: EPs

Up to $63,750 over six years and must start by 2016–

Pediatricians with Medicaid volume of 20-29%: $42,500

Maximum of $21,250 in first payment year–

Adopt, implement or upgrade certified EHR or MU

In later years, annual max of $8,500 for most EPs•

Up to $29K from others as initial contribution to EHR –

Up to $10.6K per year in later years

Without incentive reduction

No cap for State or local government contributions

Can assign to employers or state-designated entities

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Medicaid Incentive Policies: EPs

State Medicaid programs administers•

Must select between Medicare or Medicaid

Enroll via single provider election repository•

Medicaid EPs in multiple states must choose 1

One TIN for EP incentive payments per EP•

MU demonstrated by State method (HHS to ok)

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Medicaid Incentive Policies: EPs

EPs–

Physicians, dentists, NP, CNMs

PAs practicing predominantly in PA-directed FQHC/RHC

Cannot be hospital-based (FQHC/RHC exempt)

Medicaid managed care EPs eligible for Medicaid incentives

Must annually

meet patient volume thresholds–

30% of encounters for 90 days in prior year

20% for pediatricians

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Medicaid Incentive Policies: EPs

Up to $63,750 over six years and must start by 2016–

Pediatricians with Medicaid volume of 20-29% -$42,500

Maximum of $21,250 in first payment year–

Adopt, implement or upgrade certified EHR or MU

In later years, annual max of $8,500 for most EPs•

Up to $29K from others as initial contribution to EHR –

Up to $10.6K per year in later years

Without incentive reduction

No cap for State or local government contributions

Can assign to employers or state-designated entities

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Standards and Certification Criteria: Interim Final Rule

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Standards and Certification Criteria•

Interim Final Rule (IFR) effective 2/12/2010–

60-day comment period

Final Rule likely by June 2010•

Certification

criteria: minimum capabilities and

standards for certified EHRs to support Stage 1 MU •

Standards, certification criteria basis for testing and certification of “complete EHRs” and “EHR Modules”–

Process proposed in 3/10/2010 NPRM

Multiple certifying organizations likely

Note: Modules

address 1+ certification criteria

NIST: ONC consults, define test methods and processes

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Certification Criteria

Medicare and Medicaid Programs; Electronic Health Record Incentive Program; Proposed Rule, January `3, 2010, Federal Register, pp. 1844-2011

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GE Comments

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GE ARRA Regulation Comments

Earlier timing for Stage 2 NPRMs: by end of 2010•

Greater clarity for providers and vendors

Reduce "opportunities for providers to fail“•

Refine “all or nothing approach”

Reduce # of quality measures/focus on EMR specifications•

Eliminate (RCM) or scale back (lower/no %) MU criteria

Refine certification criteria•

Provide more robust approaches to HIE

Refine/strengthen standards proposals

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Certification Process: Notice of Proposed Rule Making

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• One NPRM – Two Final Rules– Two Proposed Programs

• Temporary Certification Program– Operational for Meaningful Use Stage 1– Anticipate publishing final rule synchronously with final rules for

meaningful use and standards and certification criteria• Permanent Certification Program

– Operational for Meaningful Use Stage 2– Anticipated final rule early fall

• Two Comment periods:– 30 days for temporary certification program proposals– 60 days for permanent certification program proposals

9

Beginning of Proposed Meaningful Use Stage Stage 1 Stage 2

Quarter Q2/10

Q3/10

Q4/10

Q1/11

Q2/11

Q3/11

Q4/11

Q1/12

Q2/12

Q3/12

Q4/12

Q1/13+

Certification Program

TemporaryPermanent

ONC Certification NPRM

Source: HIMSS 2010 ONC HIMSS Town Hall Presentation

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NPRM: Temporary Certification

Application to ONC•

Organizations capable of testing and certification

Organizations able to test and certify Complete EHRs, EHR Modules, or both

Stage 1 focus•

Use NIST testing methods

Certification only valid for two years–

If start Stage 1 in 2013 will need Stage 2 certified EHRs

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NPRM: Permanent Certification

Testing and certification separated–

Per HIT Policy Committee and NIST

Testing: EHR (Module) can meet specific, predefined, measurable, quantitative requirements

Certification: Complete EHR or Module has met all applicable HHS certification criteria

Accreditation required–

ONC to approve accreditor for certification bodies

NVLAP (NIST) would accredit testing labs

Can certify Complete EHRs, EHR Modules, or both

34

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Authorized Testing/Certification Methods

Primary: Must have capacity to [test] and certify Complete EHRs and/or EHR Modules at their facility

Secondary: Must also have capacity to [test] and certify Complete EHRs and/or Modules via secondary means/location –

Site (i.e., location) where Complete EHR or EHR Module has been developed (e.g., at Complete EHR developer’s facility); or

Site where Complete EHR or EHR Module resides (e.g., hospital where HIT installed); or

Remotely (i.e., through other means, such as secure electronic transmissions and automated web tools, or location other than certifying body facilities)

35

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Temporary Certification Program

36

Testing:Tools/Data/Scripts

TestReport

Complete EHR/EHR Module Submitted

CertificationApplication and Agreement

Reports Certified Product Info

Publishes

Authorizes

NIST

ONC-Authorized Testing & Certification Bodies

Vendors/Self-Developers

Technical Requirements

12 3

4

5 Certified HIT Products List

National Coordinator

Source: HIMSS 2010 ONC HIMSS Town Hall Presentation

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Permanent Certification Program

37

Technical Requirements

Testing:Tools/Data/Scripts

TestReport

Complete EHR/EHR Module Submitted

CertificationApplication and Agreement

Reports Certified Product Info

Publishes

Authorizes

NIST National Coordinator

ONC-Authorized Certification Bodies

Vendors/Self-Developers

1 2 3

4

5 Certified HIT Products List

NVLAP-Accredited Testing

Laboratories

NVLAP

ONC-AA

Approves

Accredits

Accredits

Source: HIMSS 2010 ONC HIMSS Town Hall Presentation

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NIST Will Provide Test Methods

Source: NIST -

http://xw2k.nist.gov/healthcare/use_testing/index.htm

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NIST Will Provide Test Methods

Source: NIST -

http://xw2k.nist.gov/healthcare/use_testing/index.htm

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NIST Will Provide Test Methods

Source: NIST -

http://xw2k.nist.gov/healthcare/use_testing/index.htm

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For More Information …

HHS Office of the National Coordinator for Health Information Technology

www.hhs.gov/healthit/

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