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    The next step is to get access to all of your investigation areas therefore you have to do a lot

    of paper work with the corresponding authorities. If the investigation area is in private

    property and the owner wont give the permission, there is no chance to gain data in the

    affected area. Soon as all formalities are done it is possibly to do the geological engineering

    fieldwork and mapping.

    Typical Rock Slope Failures

    After Kliche (1999) there are four general modes of slope failure: planar failure (Fig.1),

    rotational failure (Fig.2), wedge failure (Fig.3) and toppling failure (Fig.4), which have the

    following properties. In planar failure the mass progresses out or down and out along a more

    or less planar or gently undulating surface. The movement is commonly controlled

    structurally by (1) surface weakness, such as faults, joints, bedding planes and variations in

    shear strength between layers of bedded deposits or (2) the contact between firm bedrock and

    overlying weathered rock. Conditions which have to be fulfilled are shown in table 1.

    Table 1. Conditions for appearence of planar failure

    number conditions

    1 The strike of the slope doesnt differ more than 20 from the strike of the

    weakness plane.

    2 The toe of the failure plane has to cross the slope between his toe and crest.

    3 The dip of the failure plane must be less than the dip of the slope face, and the

    internal angle of friction for the discontinuity must be less than the dip of the

    discontinuity (Hoek and Bray 1981)

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    Figure 1. The planar failure mode (Kliche 1999)

    The most common examples of rotational failures are little- deformed slumps, which are

    slides along a surface of rupture that is curved concavely upward. In slumps, the movement is

    more or less rotational about an axis that is parallel to the slope (Figure 2). In the head area,

    the movement may be almost wholly downward, forming a near- vertical scarp and have little

    apparent rotation; however, the top surface of the slide commonly tilts backward away from

    the preexisting slope face, thus indicating rotation. A purely circular failure surface on a

    rotational failure is quite rare because frequently the shape of the failure surface is controlled

    by the presence of preexisting distcontinuities, such as faults, joints, bedding, shear zones, etc.

    The influence of such discontinuities must be considered when a slope stability analysis of

    rotational failure is being conducted.

    Rotational failures occur most frequently in homogeneous materials, such as constructed

    embankments, fills, and highly fractured or jointed rock slopes.

    Figure 2. The rotational failure mode (Kliche 1999

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    The possibility of wedge failure exists where two discontinuities strike obliquely across the

    slope face and their line of intersection daylights in the slope face (Figure 3.). The wedge of

    rock resting of these discontinuities will slide down the line of intersection provided that (1)

    the inclination of the line of intersection is significantly greater than the angle of internal

    friction along the discontinuities, and (2) the plunge of the line of intersection daylights

    between the toe and the crest of the slope.

    Figure 3. The wedge failure mode (Kliche 1999)

    Toppling failure occurs when the weight vector of a block of rock resting on a inclined plane

    falls outside the base of the block. This type of failure may occur in undercutting beds.

    (Figure 4.)

    Figure 4. The toppling failure mode (Kliche 1999)

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    Reasons for Rock slope failures

    Usually it isnt one cause that leads to a slope failure but a addition of different causes. After

    Varnes (1978) there are two groups of reasons which trigger slope failures (Table 2.): (1)

    factors that contribute to increased shear stress and (2) factors that contribute to low or

    reduced shear strength.

    Table 2. Slope failure causes (Varnes 1978)

    Factors that contribute to increased shearstresses.

    Factors that contribute to low or reducedshear strength.

    factors examples factors examplesremoval oflateral

    support

    erosion by streams or rivers,wave action on lakes,

    glaciers

    changes inshear strength

    due toweathering

    softening of fissured clays,hydration or dehydration of

    clay minerals

    addition ofsurcharge tothe slope

    weight of rain, hail, snow orwater

    changes inintergranularforces due towater content

    caused by: rapid drawdownof a lake or reservoir, rapidchanges in the elevation ofthe water table

    transistoryearth stresses

    vibrations of earthquakes,traffic, etc.

    changes instructure

    caused by remolding claysupon disturbance, by thefissuring of shales and

    precons. Claysremoving ofunderlyingsupport

    road construction, sqeezingout of underlying material

    miscellaniouscauses

    weakening of a slopedue to progressive creep ordue to actions of roots

    lateral pressure

    water in pore spaces, cavernor cavities, freezing of water

    Basics of the geological engineering slope model

    There are three main groups of geological enginnering models: (1) Kinematic and Limit

    Equilibrium Back- Analysis, (2) Continuum & Discontinuum Numerical Methods and (3)

    Hybrid Finite-/ Discrete Element with Fracture (Table 3 shows the conventional methods of

    analysis). In practice the Kinematic and Limit Equilibrium Back- Analysis is used mostly,

    cause it is a simple, fast and cheep method which describes the slope under certain conditions

    sufficient. But in case of very high fractured rock slopes these methods work not reliable and

    arent exactly enough (Stead et. al. 2005). For the application of the finite element method

    however high numerical costs and accurate measurements of the parameters of the

    geomaterials are required, which are often difficult to obtain. This make the use of the finite

    element method less attractive for current applications (Yang et al. 2006).

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    Table 3. Conventional methods of analysis (modified after Coggan et al., 1998)

    The requirement for the stability investigation of a slope is the recognition of geometric

    conditions. Therefore you have to do an intensive mapping cause these are the primary data

    for the slope model. Special importance comes to the fracture cleavage, the vegetation and the

    hydrogeological conditions which influences the slope. Focal points in field investigation are:

    (1) determination of depth, shape and character of the failure zone (grade of weathering,

    permeability and colour of the mountains), (2) investigation in change of hydrogeological

    circumstances, (3) registration of morphologic appearances (extent of the affected plane,

    difference in altitude between the highest and lowest point, highness, shape and surface of the

    slope, shape of the surface, wideness, depth and declination of crevices and direction of

    slickenside striation) and (4) mapping of the vegetation (kind, condition and irregularities). In

    the case of the Weieritz Railway the ground- water table is at the level of the Weieritz river.

    Also there were only small water escapes in the investigation area. But important for failureare the upper areas where surface water penetrates into crevices and joints and causes an

    increasing of pressure and so a decreasing of the slope stability. These appearances are

    located at all investigation parts of the Weieritz railway. The seen fracture cleavages and the

    slopes are plotted in a stereogram. Exactly information about the formation stand are critically

    because the high fracturing and the different extend of weathering. The formation stand

    fluctuates from c= 0,1 MN/m till 2,8 MN/m at a cohesion from 23 till 48.

    Through partly small but also very wide opened joints which can be filled with loam the shearstrength is partly decreased very much. The distance of the joints ranges from a few cm till

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    more than 2 m and the joints have got openings between mm and dm- scale. Especially in the

    upper areas the pressure of roots lead to removal of stones, blocks and boulders along the

    direction of the cleavage. All rock slopes in the investigation area are stable in the global

    meaning, that means the hole slope is stable. But some parts of the slopes arent stable so that

    they need to be stabilized. Geodynamic processes which forces the destabilization of the

    slopes in parts of the investigation area are root pressure, penetration of surface water and the

    increasing effect of frost explosion in the fractured rocks. Also its important to know

    something about the seismic setting of the area. In case of the Weieritz valley there is no

    relevant seismic activity but at other locations it often can be a trigger for slope failures.

    With the following equation (Figure 5.) it is possible to calculate the stability of a block

    against sliding including the pressure of joint water.

    Figure 5. calculation of stability of a block against sliding

    = R/S = N*tan / T = [(G N W N) * tan ] / G T + W T

    N: weight of the sliding block vertical to the sliding plane [kN]

    GT: weight of the sliding block parallel to the sliding plane [kN]

    W N: pressure of joint water vertical to the sliding plane [kN]

    WT: pressure of joint water parallel to the sliding plane [kN]

    R: holding forces [kN]

    S: pushing forces

    N: resulting force parallel to the sliding plane [kN]

    T: resulting force vertical to the sliding plane [kN]

    G: weight of the sliding block [kN]

    : inclination of the sliding plane ()

    : angle of friction along the sliding plane ()

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    The geological slope model and failure mechanism in the investigation area

    First it is important to know of what kind of rock the investigation area is build up and are the

    slopes pure rock slopes. Now for the development of the slope model you take the data from

    the mapping and put it into a stereogram and compare it with the conditions for appearance of

    typical rock slope failures such as planar, wedge or toppling failure. In the case of agreement

    the slope isnt stable and measures for stabilization has to be acted. In the case of the

    Weieritz valley a big amount of slopes show hints of failures like planar failure and

    especially wedge failure in future. Because the high dip of most of the slopes in this area it is

    highly probable that planar and wedge failure will appear. Toppling failure is only expected at

    slopes with a dip of more than 90 degrees, which exists also at many locations. The next and

    the last step in the geological engineering investigation is the suggestion of stabilization

    measures.

    General recommendation for safety and rock removal measures

    To realize the stability of rock slopes there are a lot of available opportunities. The choose of

    these depends on several factors like size of slope, joint blocks, vegetation, water influences

    and fracturing. Enduring measures are e.g.: elimination and drainage of waterflow, fast

    installation of heavy concrete bodies at the bottom of the slope, removal of rock material in

    the upper slope, construction of retaining walls and other supporting structures. After Kliche

    (1999) slope stabilization techniques can be divided into six general categories: grading,

    controlled blasting, mechanical stabilization, structural stabilization, vegetative stabilization

    and water control. But there are also other methods like the removal of endangered blocks,

    avoiding of breaking-up through removal of trees, other vegetation and the installation of fang

    ditches and fang embankments. In case of rock slopes mechanical and structural stabilizationis provided. Mechanical stabilization methods of slope treatment are those that alter or protect

    the slope face to reduce erosion, prevent rockfall or reduce ravelling. In general its all about

    nets which encases the slope or parts of it. There are two main groups: protective blankets and

    geotextiles and wire net or mesh. Protective blankets are often combined with seeds and

    fertilizer to protect the slope from erosion till the vegetation gain a foothold. After

    Christopher and Holtz (1985, p.27) geotextiles are any permeable textile material used with

    foundation, soil, rock, earth or any other geotechnical engineering- related material, as anintegral part of a man- made project, structure or system.

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    On the other side there are two kinds of wire nets used to span the slopes: welded wire fabric

    and chain- linked mesh (Fig. 6). A typical welded wire mesh application would be to use

    mesh with a 100- mm by 100- mm or 150- mm by 150- mm opening and a wire size from 9

    till 4 gauge (Seegmiller 1982). Comparatively the chain- linked mesh is stronger and more

    flexible than the welded wire fabric because of the construction and chain- linked meshes are

    normally galvanized so that theyre more weatherproofed. The nets hold the loose or

    endangered rock blocks in their current position and avoid that they leave the slope and fall

    down. To realize this the chain- linked mesh has to be strong enough and spanned very close

    to the slope. So it is necessary to know about the approximately mass and size of the

    concerned blocks. From time to time it is possible that detached rock material is gathering

    behind the net so that it should be periodically cleaned up to avoid a destruction of the net.

    Figure 6. chain- link wire mesh

    In the structural stabilization there are more approved methods like shotcrete (sprayed

    concrete), rock bolts, rock anchors, rock dowels, buttresses and retaining walls. Shotcrete is

    used to fill the space between rock bodies and weathered material and bind it together.Generally for rock slope stabilization the material is applied in one 50- to 75-mm layer

    (Brawner 1994). A disadvantage of the shotcrete is the low tension strength, which can be

    countervailed with the installation of a wire net, and the weathering over a period of years.

    Rock bolts, anchors and dowels are used to tie together the rock mass so that the stability of a

    rock cut or slope is maintained. Rock bolts are commonly used to reinforce the surface or

    near-surface rock of the excavation, and rock anchors are used for supporting deepseated

    instability modes in which sliding or separation on a discontinuity is possible. Rock dowels

    are commonly used to provide support for steeply dipping rock formations. They also can be

    used to anchor wire mesh, to pin wire mesh to the face of a highwall, to hold strapping in

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    place, or to anchor restraining nets or cables. Buttresses and retaining walls play a tangential

    role in the rock slope stabilization. They were of prime importance by the stabilization of soil-

    like slopes and so they can be neglected in this paper. The same goes for the vegetative

    stabilization. These methods are most successful when minor or shallow instability is

    involved, as is usually the case for soil slopes or highly fractured rock slopes (Buss et al.

    1995). A much more important technique is the control of the water conflux. Because Water

    decreases the stability of the rock slope it is necessary to avoid a water conflux or drain the

    area around the slope. There are two primary sources where water can come from: (1) surface

    water and (2) groundwater. Grading and shaping are major considerations in the control of

    surface water. Surface water can be controlled through a combination of topographic shaping

    and runoff control structures (Glover et al. 1978). Methods which belong to the topographic

    shaping are manipulating the gradient, length and shape of the slope. Runoff control structures

    include dikes, waterways, diversion ditches, diversion swales, and chutes or flumes (Glover

    1978). They got the advantage that they avoid the infiltration of water in crevices, fractured

    zones and the appropriated endangered areas. Also the use of shotcrete and sodium silicate is

    a possibility to close such spaces. Controlling groundwater is an effective means of increasing

    the stability of a slope. The purpose of subsurface drainage, i.e., groundwater control, is to

    lower the water table and, therefore, the water pressure to a level below that of the potential

    failure surfaces. Methods of subsurface drainage include drain holes, pumped wells, and

    drainage galleries.

    General recommendation for safety and rock removal measures in the Weieritz valley

    In the case of the Weieritz valley control of groundwater isnt useful cause the groundwater

    table is below the affected rock slopes and their failure planes. The existing steep slope and

    the overhangs represent a high danger for rock slides in the investigation area. Thereby sizes

    of jointed rocks of more than 1 cubic meter are possible. For realization of the safety alongthe railway and the footpaths there are some measures which are summarized in Table 4.

    Thereby is to pay attention that all measures are attuned with the nature conservation agency.

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    Table 4. recommendated measures for stabilization of the rock slopes at the Weieritz

    Nr. Recommendations

    1 removal of loose rock material; because the geological structur flattening of the slope

    isnt useful

    2 anchorage and covering of the slopes with close spaced wire nets; the anchors at the

    same time should subserve as attachments

    3 placing of concrete seals as thrust bearing and protection of erosion

    4 erection of catch fences for protection falling jointed rocks from higher slope areas

    5 sealing of joints to avoid water infiltration; maybe draining wells

    6 no removal of the vegetation, only in the critically areas should be cutted back

    References

    Brawner, C.O., 1994. Rockfall Hazard Mitigation Methods Participant Workbook.

    NHI Course No. 13219. FHWA-SA-93-085. McLean, Va.: U.S. Department of

    Transportation. Federal Highway Institute

    Buss, K. , R. Prellwitz, and M.A. Reinhart. 1995. Highway Rock Slope Reclamation

    and Stabilization Black Hills Region, South Dakota Part II, Guidelines. Report SD94-

    09-G. Pierre, S.D.: South Dakota Department of Transportation.

    Christopher, B.R. and R.D. Holtz. 1985. Geotxtile Engineering Manual. FHWA- TS-

    86-203. Washington, D.C.: Federal Highway Administration, National Highway

    Institute

    Coggan, J.S., Stead, D., Eyre, J., 1998. Evaluation of techniques for quarry slope

    stability assessment. Trans. Inst. Min. Metall., Sect. B: Appl. Earth Sci. 107, B 139-

    B147

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    Glover, F., M. Augustine and M. Clar. 1978. Grading and Shaping of Erosion Control

    and Rapid Vegetative Establishment in Humid Regions. In Reclamation of Drastically

    Disturbed Lands. Edited by F.W. Schaller and P. Sutton. Madison, Wis.: American

    Society of Agronomy, Crop Science Society of America, and Soil Science Society of

    America.

    Hoek, E., and J.W.Bray. 1981. Rock Slope Enineering. London: Institute of Mining

    and Metallurgy

    Kliche, C.A. 1999. Rock SLope Stability, Society for Mining, Metallurgy, and

    Exploration, Inc. (SME)

    Pregl, O. 1988. Bschungen. Selbstverlag des Institutes fr Geotechnik und

    Verkehrswesen. Universitt fr Bodenkultur Wien

    Stead, D., E. Eberhardt, J.S. Coggan. 2005. Developements in the Characterization of

    complex rock slope deformation and failure using numerical modelling techniques.

    Engineering Geology vol. 83 no. 1-3. p. 217- 235

    Seegmiller, B.L. 1982. Artificial Support of Rock Slopes. In Stability in Surface

    Mining, Vol. 3. Edited by C.O. Brawner. New York: Society of Mining Engineers of

    the American Institute of Mining, Metallurgical and Petroleum Engineers.

    Varnes, D.J. 1978. Slope Movement Types and Processes. In Landslides, Analysis &

    Control. Edited by R.L.Schuster and R.L. Krizek. Special Report 176. Washington

    D.C.: Transportation Research Board, Commission on Socioltechnical Systems, National Research Council, National Academy of Sciences.

    Yang, Xiaou-Li, Zou, Jin-Feng.2006. Stability factors for rock slopes subjected to pore

    water pressure based on the Hoek- Brown failure criterion. International Journal of

    Rock Mechanics & Mining Sciences vol. 43, no.4, p. 1146- 1152

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    Yang, Z.F., L.Q. Zhang, Y.L. Shang, Q.L. Zeng, L.H. Li. 2005. Assessment of the

    degree of reinforcement demand (DRD) for rock slope projects- principles and a case

    example application. International Journal of Rock Mechanics & Mining Sciences vol.

    43, no. 7, p. 531- 542