gmp requirements

8/21/2019 Gmp Requirements

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GMP Requirements:

What You Can Do and How To Monitor

Table Of Contents

Module 1:

Overview and Purpose of Current Good Manufacturing Practices (GMPs) ........................................................ 1

Module 2:

Pest Control ..................................................................................................................................................... 1

Module 3: Building Design and Construction ................................................................................................................... 3

Module 4:

Sanitary Facilities and Controls........................................................................................................................ 6

Module 5:

Equipment and Utensils ................................................................................................................................ 10

Module 6:

Employee Health, Hygiene & Hand Washing ................................................................................................. 14

Module 7:

Cleaning & Sanitizing Procedures .................................................................................................................. 18

Module 8:

Production Controls ....................................................................................................................................... 20

Module 9:

Raw Materials, Ingredients & Storage ........................................................................................................... 24

Module 10:

Process Controls ............................................................................................................................................ 29

Module 11:

Prevent Adulteration ..................................................................................................................................... 34


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GMP REQUIREMENTS 1

Module 1: Overview and Purpose of Current Good Manufacturing Practices (GMPs)

GMP Requirement: Current Good Manufacturing Practice (§ 110.5).

(a) The criteria and definitions in this part shall apply in determining whether a food is adulterated (1) within the meaning

of section 402 (a) (3) of the act in that the food has been manufactured under conditions that it is unfit for food; or (2) within the

meaning of section 402 (a) (4) of the act in that the food has been prepared, packed, or held under insanitary conditions whereby itmay have become injurious to health. The criteria and definitions in this part also apply in determining whether the food is in viola-

tion of section 361 of the Public Health Service Act (42 U.S.C. 264).

(b) Food covered by specific current good manufacturing practice regulations also is subject to the requirements of those

regulations.

GMP Reguirement: Exclusions § 110.19

(a) The following operations are not subject to the GMP: Establishments engaged solely in the harvesting, storage, or distribution of

one or more “raw agricultural commodities” as defined in section 201(r) of the act, which are ordinarily cleaned, prepared treated, or

otherwise processed before being marketed to the consuming public.

(b) FDA, however, will issue special regulations if it is necessary to cover these excluded operations.

Module 2: Pest Control

GMP Requirement: No pests shall be allowed in any area of a food plant, and effective measures shall be taken to

exclude pests from the processing areas to protect against the contamination of food on the premises by pests.

GMP Requirement: The grounds around the plant shall be kept in good condition to protect against the contamination of

food.

GMP Requirement: Properly store equipment, remove litter and waste, and cut weeds or grass within the immediate

vicinity of the plant buildings or structures that may constitute an attractant, breeding place, or harborage for pests.

What You Can Do:

To meet the GMP requirement to keep the outside of your facility in good condition and to cut weeds and grass and remove litter and

waste that could serve as an attractant, breeding place, or harborage for pests you need to:

Conduct maintenance tasks regularly such as mowing the grass, remove weeds, trimming or maintaining shrubbery or any ornamental

plants or trees, and removing any trash, equipment or other debris.

Monitor the condition of all areas outside your building routinely.

How to Monitor

You should monitor the conditions outside your plant on a regular basis. Depending on the time of year, you may want to monitor outside

conditions every other week to make sure you are complying with the GMP’s and not providing water, food and shelter for pests. The

conditions you find will determine how often you need to monitor. If you find a problem, you should check more often until the problem

is solved.

Although the current GMP does not require monitoring records, you may want to keep a record of the results of your observations for

your own use. If any corrections to problems that you observe need to take place, those corrections could also be part of your monitoring

record.


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2 GMP REQUIREMENTS

GMP Requirement: Adequately drain areas that may contribute contamination to food by seepage, foot-borne filth, or

provide a breeding place for pests.

GMP Requirement: Maintain roads, yards, and parking lots so that they do not constitute a source of contamination

in areas where food is exposed.

What You Can Do

To meet the GMP requirements to maintain roads, yards and parking lots and adequate draining to minimize contamination and elimi-

nate breeding places or attractants for pests you need to:

Evaluate the condition of your roads and parking lots to make sure that there is adequate drainage and that water, dust or other sources of

contamination are not present.

Maintain the condition of roads and parking lots routinely and after unusual rainfall, snow or other events that could create drainage or other

problems.

Monitor the condition of roads and parking lots routinely.

How To Monitor

It’s a good idea to routinely check the condition of roads and parking lots and look for standing water during the check of conditions

outside the plant every other week that was suggested in the previous section. You should also monitor conditions after unusual weather

events with large amounts of rain or snow.

Although the current GMP does not require monitoring records, you may want to keep a record of the results of your observations for your

own use. If any actions are necessary to correct problems, these actions should also be noted on the written record.

GMP Requirement: Provide, where necessary, adequate screening or other protection against pests.

GMP Requirement: Effective measures shall be taken to exclude pests from the processing areas and to protect against

the contamination of food on the premises by pests. The use of insecticides or rodenticides is permitted only under precautions and

restrictions that will protect against the contamination of food, food-contact surfaces, and food-packaging materials.

What You Can Do

To meet the GMP requirements to provide adequate screening or other protection against pests, to exclude or prevent their entry into the

facility, and to eliminate any pests that may find their way into the facility you need to:

Check the entire facility and make necessary repairs to seal all openings, cracks or other places where pests may be harboredor gain entry into the building including:

• Any openings ¼ inch or greater.

• Openings or seals around windows, doors, vents, pipes, or electrical or other utility wires or conduits.

• Screens on or around windows, doors, fans, or vents.

• Drains.

• Floor, wall or ceiling joints, seams, holes or other damaged areas that could harbor pests or allow them to enter.

Evaluate the facility to determine what types of pests including insects, rodents, birds or other animals are likely to be attracted

to or find entry into the building.


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GMP REQUIREMENTS 3

Develop an effective pest control program. This program should identify what active measures will be taken such as using

bait, traps, electrocution, sound repellants or other devices to prevent entry and eliminate any insects, rodents, birds or other pests

identified as a potential problem in your evaluation that may gain entry into the plant.

Implement an effective pest control program. Determine who will be responsible for pest control measures and how and

when these tasks will be completed. Some firms may use an outside company to control pests, and responsibilities and expected

results should be identified. Other firms may conduct pest control tasks themselves. In either case, procedures must be used tomake sure that poisonous or toxic chemicals do not contaminate food handling or storage areas, and that these chemicals are used

in compliance with all regulations.

Monitor the food processing facility daily before work activities begin to make sure that no pests are present in food handling or

storage areas. This monitoring should also include looking for any signs of pest infestation such as droppings, rub or chew marks,

fur, feathers or other signs.

Monitor all active pest control devices to make sure that they are working properly and stored, cleaned, or discarded properly so

that they are not a source of contamination.GMP Requirement: Provide, where necessary, adequate screening or other protec-

tion against pests, and check on a regular basis for pests and pest infestations.

How To Monitor

All active pest control measures, whether conducted by people from your company or by an outside pest control company, should be

monitored on a routine basis to make sure that the program is working.

At a minimum, someone should monitor all areas where food will be handled or stored on a daily basis to ensure that no pests are

present in these areas, and that all food and ingredients are protected from contamination by pests.

Since most pests are active at night, it is unlikely that you will see many during the day. For this reason, you should also look for signs

that rodents, insects or other pests are living near or in your plant. Rodent signs include such things as gnawed packages or containers,

droppings, or rub marks along walls. For insects, you will need to search for droppings, insect nests, or trails from nests to sources of food

and water. For birds or other animals, look for droppings, feathers, fur or other signs that these pests are present.

You should determine how often you will monitor the outside and inside conditions for your plant. How often you monitor will dependon the conditions you find. For example, i f you find signs of pest infestation you may want to monitor more frequently until those condi-

tions are corrected. When the conditions meet the requirements of the GMP’s, you may be able to monitor less frequently.


your own use. If any actions are necessary to correct problems, these actions should also be noted on the written record.

Module 3: Building Design and Construction

GMP Requirement: Plant structures shall be suitable in size, construction, and design to facilitate maintenance andthe sanitary operations for food manufacturing purposes.

GMP Requirement: The plant and its facilities shall be constructed in such a manner that floors, walls, and ceilings

may be adequately cleaned and kept in good repair.


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4 GMP REQUIREMENTS

What You Can Do

To meet the GMP requirement that floors, walls and ceilings be in good repair and kept adequately clean to prevent contamination of

food, food contact surfaces or packaging materials you need to:

Evaluate the materials and the condition of all floors, walls and ceilings.

Repair or replace any areas that are not made of suitable materials, which are damaged, or are otherwise unable to be kept clean

and sanitary.

Monitor the condition of floors, walls and ceilings routinely so that damaged or unsuitable conditions can be repaired before

contamination occurs.

How To Monitor

Conduct a visual inspection of the condition of all areas of the plant daily. Although the current GMP does not require monitoring records,

you may want to keep a record of the results of your observations for your own use. If any actions are necessary to correct problems, these

actions should also be noted on the written record.

GMP Requirement: The plant and facilities shall be constructed in a manner that prevents dripping water or conden-

sate from overhead fixtures, ducts and pipes, and coolers f rom contaminating food, food contact surfaces or packaging

materials.

GMP Requirement: Plant facilities shall provide adequate ventilation or control equipment to minimize odors and

vapors (including steam and noxious fumes) in areas where they may contaminate food; and locate and operate fans and other

air-blowing equipment in a manner that minimizes the potential for contaminating food, food-packaging materials,

and food-contact surfaces.

What You Can DoTo meet the two related GMP requirements to provide adequate ventilation and to prevent dripping water and condensation from con-

taminating food, food contact surfaces, and packaging materials you need to:

Evaluate the environmental conditions in your plant. The capacity and operation of the ventilation or HVAC system should

be evaluated. Conditions such as humidity, steam or other vapors, and the location of overhead pipes, fixtures or other items that

could collect condensation and drip onto food or food contact surfaces should be evaluated.

Evaluate how fans or air blowing equipment are used in the facility and make sure that they do not contaminate food, food

contact surfaces, or packaging materials.

Repair, modify or upgrade the ventilation or HVAC system as necessary to maintain the proper conditions in the plant facili-

ties.

Implement controls as necessary to prevent dripping water or condensation from contaminating food or food contact surfaces.

Conduct routine maintenance of the ventilation or HVAC system as necessary to make sure that it is operating properly.

Monitor the environmental conditions in the plant routinely to make sure that ventilation or HVAC systems are operating

properly and contamination from condensate or dripping water is prevented.

How To Monitor

At least monthly, take a walk through your facility. Using your sense of sight and smell, check for condensate, steam, dirty fans and odors.

If you operate a HVAC system check the condition of the system, and follow the manufacturer’s directions for its maintenance.


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GMP REQUIREMENTS 5


your own use. You should also keep records of the periodic maintenance that you conduct on the HVAC system.

GMP Regulation: The plant and facility shall provide adequate lighting in hand-washing areas, dressing and locker rooms,

toilet rooms, and in all areas where food is examined, processed or stored and where equipment or utensils are cleaned; and pro-

vide safety-type light bulbs, fixtures, skylights or other glass suspended over exposed food in any step of preparation orprotect against food contamination in case of glass breakage.

What You Can Do

To meet the GMP requirement to provide adequate lighting and to protect food from contamination by glass from light bulbs or other

fixtures you need to:

Check the light bulbs or fixtures to make sure that there is adequate light in hand washing areas, dressing or locker rooms, toilet

rooms, and all areas where food is examined processed or stored, or where equipment and utensils are cleaned.

Check the light bulbs or fixtures to make sure that they are properly shielded or made of shatter resistant materials in all areas

where food is examined processed or stored, or where equipment and utensils are cleaned.

Repair, replace or modify any light fixtures that do not provide adequate light or are not adequately shielded or made of shatter

resistant material.

Develop a procedure to inspect deliveries of replacement light bulbs, fixtures, or safety shields to make sure that they meet safety

requirements.

Monitor light bulbs and fixtures routinely to make sure that they provide adequate light and are properly shielded or made of shat-

ter resistant materials.

How To Monitor

A routine daily visual inspection of light sources in all areas of the plant should be made. Check that all replacements meet the require-

ments set for proper shielding or bulb type. Although the current GMP does not require monitoring records, you may want to keep a

record of the results of your observations for your own use. If any actions are necessary to correct problems, these actions should also be

noted on the written record.

GMP Requirement: The plant and its facilities shall be constructed in such a manner that aisles or working spaces are

provided between equipment and walls and are adequately unobstructed and of adequate width to permit employees

to perform their duties and to protect against contaminating food or food-contact surfaces with clothing or personalcontact.

What You Can Do

To meet the GMP requirement to provide adequate aisles or working spaces between equipment and walls that are unobstructed to

permit employees to do their work and prevent contamination of food, food contact surfaces, and packaging materials you need to:

Evaluate the layout and placement of equipment, processing lines, and work stations to make sure that aisles and workspaces are adequate

and unobstructed and designed to prevent contamination.


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Relocate, move, or otherwise modify placement of equipment, processing lines, or workstations so that adequate space is provided for

employees to perform their duties and contamination is prevented.

Monitor routinely all areas where food, food contact surfaces and packaging materials are used to make sure that adequate, unobstructed

space is provided.

How To Monitor

Periodically observe the activities conducted in all areas of the plant at several different times of the day and monitor the impact of any

changes that are made. Although the current GMP does not require monitoring records, you may want to keep a record of the results of

your observations for your own use. If any actions are necessary to correct problems, these actions should also be noted on the written

record.

GMP Regulation: Operate systems for waste treatment and disposal in an adequate manner so that they do not

constitute a source of contamination in areas where food is exposed.

What You Can Do

To meet the GMP requirement to operate waste treatment and disposal systems in an adequate manner to minimize contamination and

eliminate breeding places or attractants for pests you need to:

Evaluate your system for handling, storing and discarding food waste and other garbage to make sure that it minimizes the

potential for contamination and does not attract pests.

Maintain, clean and sanitize waste receptacles, dumpsters and other elements of your waste system to minimize odor and

eliminate breeding places or attractants for pests.

Monitor your waste disposal, handling and storage system including food waste containers and storage areas, dumpsters and

other areas on a routine basis.

How To Monitor

You should monitor your waste control system often to ensure that containers, dumpsters or other waste receptacles have been handled,

stored, and emptied in a way to avoid attracting pests. Ideally you would monitor this at least once a day, the best possible time might be

at the end of the processing day.


your own use. Any corrections to problems that arise should also be written on a monitoring record.

Module 4: Sanitary Facilities and Controls

GMP Requirement: The water supply shall be sufficient for the operations intended and shall be derived from an

adequate source. Any water that contacts food or food contact surfaces shall be safe and of adequate sanitary quality.

Running water at a suitable temperature, and under pressure as needed, shall be provided in all areas where required

for the processing of food, for the cleaning of equipment, utensils, and food packaging materials, or for employee sanitary facilities.

GMP Requirement: The water supply shall be sufficient for the operations intended and shall be derived from an ad-

equate source.


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GMP REQUIREMENTS 7

GMP Requirement: The water supply shall be sufficient for the operations intended and shall be derived from an adequate

source. Any water that contacts food or food contact surfaces shall be safe and of adequate sanitary quality. Running water at a

suitable temperature, and under pressure as needed, shall be provided in all areas where required for the processing of

food, for the cleaning of equipment, utensils, and food packaging materials, or for employee sanitary facilities.

GMP Requirement: The water supply shall be sufficient for the operations intended and shall be derived from an adequate source.

Any water that contacts food or food contact surfaces shall be safe and of adequate sanitary quality. Running water at a suitable

temperature, and under pressure as needed, shall be provided in all areas where required for the processing of food, for the

cleaning of equipment, utensils, and food packaging materials, or for employee sanitary facilities.

What You Can Do

To meet the GMP requirements related to the source and safety of water and the need to have an adequate supply at the proper tempera-

ture and locations you need to do the following.

Determine the source of your water and verify its safety.

If your water is from a public drinking water system you need to:

• Routinely check the water temperature at all locations where hot water is needed. • Routinely check the water pressure at all locations where water is needed.

If you use water from a well or other private source you need to:

• Obtain the necessary permits or approval to use the well water or other private water supply from local health authorities.

• Conduct required testing and keep records of test results to demonstrate that the water you are using meets current safety

standards.

• Routinely check the water temperature at all locations where hot water is needed.

• Routinely check the water pressure at all locations where water is needed.

How To Monitor

Monitoring can be accomplished by having a current bill or statement from the municipal supplier showing you are one of their custom-

ers as well as annual water test results. For a private well, most public health authorities will require that your water be tested at least

twice a year to confirm it’s safety. A copy of the test results should be kept at your processing facility. You should also inspect the well head

routinely for cracks or other sources of contamination.

In addition, supervisors or other managers should check periodically to make sure that there is enough water at suitable temperatures

in those areas where it is needed for the work to be done that day.

Records of monitoring the source and safety should be kept and updated at least once a year. If you are using a private well for your

water source, a copy of all the test results required by your local health authority can be used as your monitoring record. Periodic checks of

the water temperatures where hot water is needed should be done, and the results could be recorded on a routine sanitation monitoring

record.If you encounter any problems with the source, test results, quantity, or temperature of the water you will need to correct the problem.

For example, if you receive test results from a water sample that showed high coliform counts in your well water, your correction might

be to stop processing and resample immediately. If the resample was satisfactory and meets your local health authority’s requirements,

processing could resume. This correction would be recorded on a sanitation monitoring record.


your own use.


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8 GMP REQUIREMENTS

GMP Requirement: Plumbing shall be of adequate size and design and adequately installed and

maintained to:

1. Carry sufficient quantities of water to required locations throughout the plant.

2. Properly convey sewage and liquid disposable waste from the plant.

3. Avoid being a source of contamination to food, water supplies, equipment or utensils or creating an unsanitary condition.

4. Provide adequate floor drainage in all areas where floors are subject to flooding-type cleaning or where normal operations

release or discharge water or other liquid waste on the floor.

5. Provide that there is no backflow from, or cross connection between, piping systems that discharge waste-water or sew-

age and piping systems that carry water for food or food manufacturing.

GMP Requirement: Plumbing must be able to carry sufficient quantities of water to required locations throughout the

plant.

GMP Requirement: Your plumbing system must avoid being a source of contamination to food, water supplies,equipment or utensils or creating an unsanitary condition.

GMP Requirement: Your plumbing system must properly convey sewage and liquid disposable waste from the plant.

GMP Requirement: Adequate floor drainage must be provided in all areas where floors are subject to flooding-type cleaning

or where normal operations release or discharge water or other liquid waste on the floor.

GMP Requirement: Provide that there is no backflow from, or cross connection between, piping systems that discharge

waste-water or sewage and piping systems that carry water for food or food manufacturing.

What You Can DoTo meet the GMP requirements for your plant’s plumbing system for delivering potable water, disposing of liquid waste, providing ad-

equate floor drainage, and preventing backflow conditions you need to:

Evaluate existing plumbing system for delivering potable water to make sure that it meets all relevant plumbing codes for

proper design and capacity.

Evaluate liquid waste disposal plumbing to make sure that it meets all design requirements for proper disposal of liquid, pro-

cessing and human waste and has an adequate capacity.

Evaluate the condition, design and location of floors and floor drains , and maintain them properly to make sure that they are

not a source of contamination.

Install backflow prevention systems or devices at all locations where it is necessary to prevent cross connections, backflow or

back siphonage that could contaminate the potable water supply.

Conduct periodic maintenance of plumbing and waste disposal systems and testing of back flow prevention devices consis-

tent with manufacturer recommendations.

Monitor the condition and per formance of the plumbing, waste disposal systems and backflow prevention systems.


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GMP REQUIREMENTS 9

How To Monitor

Daily checks should be made to make sure that floors are draining properly and that there are no puddles of water on the floor that

could be a source of contamination. Hoses and other equipment attached to water lines should be checked to make sure that they have

appropriate backflow prevention devices and that hoses are not submerged in sinks, lying on the floor, or in contact with water or other

material that could contaminate them.


your own use. If any actions are necessary to correct problems, these actions should also be noted on the written record. Records shouldalso be kept to demonstrate that backflow prevention devices have been maintained and tested according to manufacturer recommenda-

tions.

GMP Requirement: Sewage disposal shall be made into an adequate sewerage system or disposed of through adequate

means.

What You Can Do

To meet the GMP requirements for proper disposal of sewage you need to:

Evaluate your system for sewage disposal to determine that it meets local regulations or codes, has an adequate capacity, and

meets requirements set by your public sewage receiver or set by local authorities for septic or other private systems.

Conduct routine maintenance as necessary to make sure your system is working properly.

Develop a plan to respond to unusual events such as sewer backups, flooding or other occurrences. Make sure that the plan de-

scribes the steps that must be taken to correct the problem and prevent contamination of the facility, food or food contact surfaces.

Monitor the sewage system routinely to make sure that it is working properly and that problems are immediately corrected.

How To MonitorConditions should be monitored daily to be sure that the system is working properly and no problems have developed. Although the cur-

rent GMP does not require monitoring records, you may want to keep a record of the results of your observations for your own use. If any

actions are necessary to correct problems, these actions should also be noted on the written record.

GMP Requirement: Each plant shall provide its employees with adequate, readily accessible toilet facilities. Compliance

with this requirement may be accomplished by:

1. Maintaining the facilities in sanitary condition.

2. Keeping the facilities in good repair at all times.

3. Providing self-closing doors that do not open into areas where food is exposed.

4. Providing doors that do not open into areas where food is exposed to airborne contamination, except where alternate mean

have been taken to protect against airborne contamination such as double doors or positive air flow systems.


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10 GMP REQUIREMENTS

What You Can Do

To meet the GMP requirements to provide adequate, accessible toilet facilities that are operate properly and are maintained in sanitary

condition at all times to protect food and food handling areas from contamination you need to:

Evaluate the number and location of existing toilet facilities to make sure that you meet existing requirements and that they

are easily accessible and will not contaminate food or food handling areas.

Evaluate the design of each toilet facility to make sure that:• Doors are tight fitting and self-closing.

• Ventilation is adequate and designed to prevent airborne contamination.

• All facilities are equipped for proper hand washing including adequate sinks, hot water, hand drying, and waste disposal.

Monitor toilet facilities routinely to make sure that they are operating properly, and that they are properly equipped.

How To Monitor

Toilet facilities should be checked daily prior to processing and periodically during the day if necessary after employees have used the

facility. You should visually monitor that the facilities are in good repair, clean, and that they are adequately supplied. If during your

monitoring you encounter a problem, you should correct it and record the correction. For example if one of the toilets has a leak in theseal where it is attached to the drain pipe, it should be taken out of use and fixed before it can be put back in use. Although the current

GMP does not require monitoring records, you may want to keep a record of the results of your observations for your own use, along with

a description of any corrections that are needed.

Module 5: Equipment and Utensils

GMP Requirement:

1. All plant equipment and utensils shall be so designed and of such material and workmanship as to be adequately clean-able and shall be properly maintained.

2. The design, construction, and use of equipment and utensils shall preclude adulteration of food with lubricants, fuel,

metal fragments, contaminated water or any other contamination.

3. Food contact surfaces shall be corrosion resistant when in contact with food, made of nontoxic materials, and designed to

withstand the environment of their intended use and the action of food and cleaning compounds and sanitizing agents.

4. Food contact surfaces shall be maintained to protect food from being contaminated by any source, including unlawful

food additives.

5. Seams on food contact surfaces shall be smoothly bonded or maintained so as to minimize accumulation of food particles,dirt and organic matter and thus minimize the opportunity for growth of microorganisms.


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GMP REQUIREMENTS 11

What You Can Do

To meet the GMP requirements for the proper design and construction of equipment, utensils and food contact surfaces you need to:

Develop a checklist for evaluating all new equipment and utensils before they are purchased that answers the following ques-

tions:

• Are there food or worker safety standards that the equipment, utensil or food contact surface must meet? If so, does it meet

those standards?

• What material is the equipment or utensil made of? Is this material the best choice for the task while balancing cost, ease of

maintenance and durability requirements?

• Is the equipment, utensil or food contact surface designed and constructed properly to prevent food from being contaminated

when it is used?

• Can the equipment be easily taken apart and cleaned and sanitized?

Develop a checklist to evaluate existing equipment to detect signs of corrosion, pitting, scarring, cracking or other deterioration

that could harbor harmful bacteria and be difficult to clean and sanitize.

Develop procedures for fixing, removing or discarding equipment that is damaged and cannot be kept clean and sanitary.

Monitor all deliveries of new or used equipment to make sure that it meets company requirements.

Monitor the condition of all existing equipment, utensils or food contact surfaces periodically to make sure that they are

suitable for use and will not contaminate food.

How to Monitor

Managers should determine that company procedures have been followed before new equipment or utensils are purchased and used or

installed in food processing, handling or storage areas. Supervisors or other individuals should periodically (weekly or monthly) inspect

equipment and utensils to make sure that unacceptable items are removed and discarded or refurbished. Equipment or surfaces that have

been resurfaced, sanded, welded or repaired would need to be cleaned and sanitized before they are used. Supervisors should also moni-

tor cleaning and sanitizing procedures to make sure that equipment or utensils do not become a source of contamination.


your own use. If any corrections are necessary to correct problems, those actions should also be noted on the written record.

GMP Requirement: All equipment should be so installed and maintained as to facilitate the cleaning of the equipment and

of all adjacent spaces.

GMP Requirement: Holding, conveying and manufacturing systems, including gravimetric, pneumatic, closed, and automated

systems, shall be of a design and construction that enables them to be maintained in an appropriate sanitary condition.

What You Can Do

To meet the GMP requirements for the proper design, installation and maintenance of equipment, holding, conveying, and manufactur-

ing systems you need to:

Develop a checklist for evaluating all new processing lines or systems including conveyors and holding units before they are

purchased that answers the following questions:

• Are there food or worker safety standards that the system must meet? If so, does it meet those standards?

• What material is the equipment in the system made of? Is this material the best choice for the task while balancing cost, ease

of maintenance and durability requirements?


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12 GMP REQUIREMENTS

• Is the system designed and constructed properly to prevent food from being contaminated when it is used?

• Can the system be easily taken apart and cleaned and sanitized?

Develop a checklist for evaluating existing processing systems and conveyances to detect signs of corrosion, pitting, scarring,

cracking or other deterioration that could harbor harmful bacteria and be difficult to clean and sanitize.

Develop procedures for fixing, removing or discarding equipment that is damaged and cannot be kept clean and sanitary.

Monitor the condition of all existing processing systems and conveyances periodically to make sure that they are suitable for

use and will not contaminate food.

How To Monitor

The same monitoring that was described earlier for equipment should be applied to conveyances and processing systems. Management

should have a procedure in place to make sure that new equipment is evaluated before it is purchased and installed. Supervisors or other

individuals should periodically (weekly or monthly) inspect conveyors and other systems to make sure that unacceptable components are

removed and discarded or refurbished. Supervisors should also monitor cleaning and sanitizing procedures to make sure that equipment

or utensils do not become a source of contamination. Although the current GMP does not require monitoring records, you may want to

keep a record of the results of your observations for your own use. If any corrections are necessary to correct problems, those actions

should also be noted on the written record.

GMP Requirement: Each freezer and cold storage compartment used to store and hold food that is capable of supporting the

growth of microorganisms shall be fitted with an indicating thermometer, temperature measuring device, or temperature

recording device that is installed to show the temperature accurately within the compartment, and should be fitted with an

automatic control for regulating temperature or with an automatic alarm system to indicate a significant temperature change

in a manual operation.

What You Can DoTo meet the GMP requirement to monitor the temperature of freezer and cold storage units with an accurate device and the GMP recom-

mendation to use an appropriate control or alert system you need to:

Install an indicating thermometer or other temperature sensing or recording device that meets appropriate standards for use

with food products and is accurate to ±3°F (2°C) in all refrigeration and freezer units.

Consider installing an automatic control system to regulate temperature of freezer and refrigeration units or an alarm system

to alert managers when units are outside the desired temperature range.

Monitor the temperature of all refrigeration and freezer units routinely with visual observations in addition to any automatic

measurements that are made.

How To Monitor

A designated person should be assigned to check all refrigeration or freezer units routinely to make sure that they have appropriate

temperature measuring devices that are working properly. The actual temperature of each unit should be checked and recorded as

necessary to make sure that all food that could support the growth of harmful bacteria or microorganisms is kept below 41°F (5°C). If the

temperature is too high, the problem should be identified, fixed, and the unit adjusted until the proper temperature is achieved. It may be

necessary to move the contents of the unit to another unit that is working properly or to ice the product or take other measures to make

sure that the food is not exposed to an elevated temperature for an extended period of time. Although the current GMP does not require

monitoring records, you may want to keep a record of the results of your observations for your own use. If any corrections are necessary to

correct problems, those actions should also be noted on a written record.


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GMP REQUIREMENTS 13

GMP Requirement: Instruments and controls for measuring, regulating, or recording temperatures, pH, acidity, water

activity, or other conditions that control or prevent the growth of undesirable microorganisms in food shall be accurate and

adequately maintained, and adequate in number for their designated uses.

What You Can DoTo meet the GMP requirements for the proper use, maintenance and calibration of thermometers and other instruments for measuring

conditions in food such as pH or water activity you need to:

Determine what monitoring devices are needed for your operation, such as thermometers, pH meters, salometers etc.

Purchase monitoring devices that meet current standards for use in food processing.

Maintain and calibrate all monitoring devices as recommended by the manufacturer of the device.

Train employees to use monitoring devices correctly.

Monitor the way that these devices are used, maintained, stored and calibrated.

How To Monitor

Supervisors should check on a daily or weekly basis to make sure that all thermometers or other measuring devices are working prop-

erly and are being used properly. Instrument calibration should be conducted periodically as suggested by the manufacturer or if it is

suspected that the instrument in not working properly. Although the current GMP does not require monitoring records, you may want to

keep a record of the results of your observations, routine checks and periodic calibration results for your own use. If any corrections are

necessary to correct problems, those actions should also be noted on the written record.

GMP Requirement: Compressed air or other gases mechanically introduced into food or used to clean food contact surfaces or

equipment shall be treated in such a way that the food is not contaminated with unlawful indirect food additives.

What You Can Do

To meet the GMP requirement to protect food from contamination by compressed air or other gases you need to:

Determine what (if any) equipment or systems in your operation use compressed air or other gases.

Evaluate your suppliers and any equipment that uses compressed air systems or gases to determine that they meet all current

standards and regulations and do not contain any harmful substances or microorganisms that could contaminate food or food

contact surfaces.

Conduct maintenance of compressed air or gas systems as recommended by the supplier or manufacturer.

Monitor compressed air or gas systems to make sure that they are operating properly, are being used properly, and have been

maintained as recommended by the manufacturer.


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How To Monitor

Supervisory personnel should evaluate all shipments of compressed gases or compressed air equipment to verify that it meets company

specifications when they are received. Supervisors should check to make sure that all systems that used compressed air or other gases are

working properly and are being used properly on a regular basis. Supervisors should also check to make sure that routine maintenance of

compressed air or gas systems is conducted as recommended by the manufacturer. Although the current GMP does not require monitor-

ing records, you may want to keep a record of the results of your observations for your own use. If any corrections are necessary, those

actions should also be noted on the written record.

Module 6: Employee Health, Hygiene and Hand Washing

GMP Requirement: The plant management shall take all reasonable measures and precautions to ensure the following:

GMP Requirement: Disease Control - Any person who is shown to have or appears to have an illness, open lesion , including

boils, sores or infected wounds or any other abnormal source of microbial contamination by which there is a reasonable pos-

sibility of food, food contact surfaces or food packaging materials becoming contaminated shall be excluded from any operations

which may be expected to result in contamination until the condition is corrected. Personnel shall be instructed to report such

health conditions to their supervisors.

What You Can Do

The GMP regulation requires plant management to take all reasonable measures and precautions to prevent food contamination by

employees who appear to have an illness or sores that could transmit harmful bacteria or other microorganisms to food, food contact

surfaces or packaging materials. To comply with this GMP requirement your firm needs to:

Develop company policies and procedures that describe the symptoms, illnesses, or conditions that employees must report to

their supervisor. Policies should identify what action will be taken to prevent food contamination, such as reassigning employees

to tasks that do not involve food handling or taking sick leave. Procedures should describe how the firm will determine that the

employees’ condition has been resolved and they can resume their normal work activities.

Train supervisors or managers to ensure that they understand company policies and procedures and can recognize symptoms or

signs of illness that could represent a potential risk for food contamination.

Train employees to ensure that they understand company policies and procedures and the symptoms or conditions that must be

reported and their potential impact on food safety.

Monitor employees and their behavior daily to ensure that employees who are ill or who have open sores or wounds do not

contaminate food.

How To Monitor

Supervisors should monitor employee health conditions daily. Although the current GMP does not require monitoring records, you may

want to keep a record of the results of your observations for your own use. If any actions are necessary to correct problems, these actions

should also be noted on a written record. Records should also be kept to demonstrate that all employees have been properly trained.

GMP Requirement: Cleanliness. All persons working in direct contact with food, food-contact surfaces, and food-packaging

materials shall conform to hygienic practices while on duty to the extent necessary to protect against contamination of food.


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GMP REQUIREMENTS 15

GMP Requirement: All persons shall wear outer garments suitable to the operation in a manner that protects against the

contamination of food, food-contact surfaces or food-packaging materials.

GMP Requirement: Workers shall maintain adequate personal cleanliness.

GMP Requirement: Remove all unsecured jewelry and other objects that might fall into food, equipment or containers,

and remove hand jewelry that cannot be adequately sanitized during periods in which food is manipulated by hand. If such

hand jewelry cannot be removed, it may be covered by material which can be maintained in an intact clean and sanitarycondition that protects these objects from contaminating food, food contact surfaces, or food packaging materials.

GMP Requirement: Wear hair nets, headbands, caps, beard covering or other effective hair restraints when appropriate and

in an effective manner.

GMP Requirement: Clothing or other personal belongings should not be kept in areas where food is exposed or where

equipment of utensils are washed.

GMP Requirement: Eating food, chewing gum, drinking beverages, or using tobacco is not allowed in any areas where food

may be exposed or where equipment or utensils are washed.

GMP Requirement: Take any necessary precautions to protect food, food contact surfaces or food packaging materials from contamination with microorganisms or foreign substances including but not limited to perspiration, hair, cosmetics, tobacco,

chemicals and medicines applied to the skin.

What You Can Do

To meet GMP requirements for employee cleanliness and hygiene your company needs to:

Develop company policies and procedures for:

1. The garments or other body coverings and shoes that will be worn in areas where food is handled, stored or processed

including aprons, sleeve protectors and shoes that will be provided by the company. How workers should use lockers or other

facilities away from food handling areas to store street clothes, coats, shoes or other items. Which items are to be laundered ormaintained by the company, and what employees are required to do.

2. The hair and beard or moustache restraints that are required for workers in each area of the plant and what employees

need to do to meet this requirement.

3. Company standards for personal cleanliness, wearing jewelry, and the use of cosmetics, skin care products or medi-

cines.

4. Company policies that prohibit eating, drinking or smoking in any food handling, storage or processing area. If necessary,

specific instructions should be provided to employees describing where these activities can take place if they are allowed dur-

ing break or other periods away from work areas.

5. Company restrictions for personal items that can be brought into work areas.

Train all employees to ensure that they understand all company policies related to cleanliness, personal hygiene, attire, and

personal activities. Most firms provide employees with a handbook to make sure that they understand what is expected of them.

Training programs can be used to further explain the handbook and help employees understand why these policies and procedures

are necessary.

Monitor employees routinely during the day to make sure that they meet requirements for cleanliness, hygiene, attire, and proper

practices.


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How To Monitor

Supervisors should observe all employees at the beginning of the shift and periodically throughout the day as necessary

to make sure that they are:

• clean, and practicing good hygiene,

• wearing appropriate outer garments,

• not wearing jewelry or other prohibited items,

• wearing appropriate hair and beard restraints,• have not brought personal items into work areas,

• not smoking, eating, or drinking in work areas, and

• not using personal care products that could contaminate food.

If problems are observed, employees should be required to correct their attire or behavior before they start to work. Supervisors should

be trained to make sure that they understand what is acceptable and how to work with employees to correct problems.

It may be useful to develop a simple check list that covers all of the personal hygiene requirements that should be monitored on a daily

basis. Although the current GMP does not require monitoring records, you may want to keep a record of the results of your observations

for your own use. Records should also be kept of employee training for both supervisors and for other employees to demonstrate that

have been informed about company policies and understand them.

GMP Requirement: All persons working in direct contact with food, food-contact surfaces, or food-packaging material

must wash their hands thoroughly (and sanitize if necessary to protect against contamination with undesirable microorganisms)

in an adequate hand-washing facility before starting work, after each absence from the work station, and at any other time

when the hands may have become soiled or contaminated.

What You Can Do

Anyone who works in food plant will need to wash their hands many times each day. To meet the hand washing requirements of the GMP

you need to:

Evaluate the location of washing facilities or stations to ensure that it is convenient for employees to wash their hands at all

times when it is necessary.

Develop company policies that describe when, where and how all employees must wash their hands throughout the workday.

Train all employees to make sure that they understand why hand washing is important and when, where and how to wash their

hands properly.

Monitor hand wash stations daily to make sure that they are working and are properly equipped with hot and cold running water,

soap, and disposable towels.

Monitor employee hand washing practices routinely to make sure that all employees follow company policies on how and when

hands must be washed.

How To Monitor

Supervisors should monitor employee hand washing practices daily to ensure that expected practices are followed. Hand wash facilities

should also be monitored daily to be sure that they are operating properly and have the proper supplies including soap, disposable towels,

and other items that are needed. Although the current GMP does not require monitoring records, you may want to keep a record of the

results of your observations for your own use. If any actions are necessary to correct problems, these actions should also be noted on a

written record. Records should also be kept to demonstrate that all employees have been properly trained.


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GMP REQUIREMENTS 17

GMP Requirement: Maintain gloves, if they are used in food handling, in an intact, clean and sanitary condition. Gloves should

be of an impermeable material.

What You Can Do

To meet the GMP requirement that gloves be maintained in an intact, clean and sanitary condition and should be made of impermeablematerial you need to:

Determine if there are any state or local regulations related to the use of gloves when handling food, and adjust procedures or

policies as necessary to meet these requirements.

Evaluate the type of gloves that are used to make sure that they are impermeable, durable for their intended use, can be cleaned

and sanitized, and do not create employee skin allergy or other problems.

Evaluate company procedures or policies that describe when and where employees will wear gloves and hand washing and sani-

tizing procedures that must be followed before and after employees put on their gloves. Make and implement any changes that are

necessary.

Monitor employees daily to make sure that they are using gloves properly and following hand washing and glove sanitizing

procedures.

Monitor glove sanitizing solutions daily to make sure that the proper sanitizer concentration is used.

How To Monitor

Supervisors should monitor employees daily to ensure that expected glove use and practices are followed. Hand sanitizing stations or

dips should also be monitored daily to be sure that they are clean and have the proper sanitizer concentration. Although the current GMP

does not require monitoring records, you may want to keep a record of the results of your observations for your own use. If any actions are

necessary to correct problems, these actions should also be noted on a written record. Records should also be kept to demonstrate that all

employees have been properly trained.

GMP Requirement: Personnel responsible for identifying sanitation failures or food contamination should have a back-

ground of education or experience, or a combination thereof, to provide a level of competency necessary for production of clean

and safe food.

GMP Requirement: Responsibility for assuring compliance by all personnel with the requirements of this part (of the GMP

regulation) shall be clearly assigned to supervisory personnel.

GMP Requirement: Food handlers and supervisors should receive appropriate training in proper food handling techniques

and food protection principles and should be informed of the danger of poor personal hygiene and insanitary practices.

What You Can Do

To meet the GMP requirements for proper supervision and training of employees you need to:

Identify what training, experience, or other qualifications are needed for supervisors or managers who will be responsible

for food safety and basic employee training.

Provide any additional training opportunities for managers and supervisors to ensure that they have all necessary skills.

Develop company policies or written materials that describe how employees will be informed about proper personal hygiene,

illnesses, acceptable work practices and hand washing.


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18 GMP REQUIREMENTS

Develop and conduct entry-level employee training activities. For example an employee handbook can be developed that de-

scribes all company policies and expected practices or behavior. Employees can be required to read the handbook and acknowledge

that they have read and understood its contents.

Conduct supplemental employee training programs to make sure that employees understand all hygiene requirements and

why they are important. It may be necessary to develop and deliver employee training programs on various topics and conduct

on-the-job training activities to correct problems and ensure that proper practices are followed.

Assign responsibility to specific supervisory employees for making sure that all employees meet the GMP requirements for em-

ployee health, hygiene, hand washing, and use of gloves each day.

Monitor and keep records of all employee training activities.

Monitor the activities of assigned supervisors to make sure that they are ensuring that all employees comply with GMP require-

ments for employee health, hygiene, hand washing and the use of gloves.

How To Monitor

Supervisors should be assigned to monitor employee behavior and practices on a daily basis to make sure that they meet the employee health,hygiene, hand washing and glove use requirements of the GMP. Although the current GMP does not require monitoring records, you may want

to require supervisors to keep track of the observations and any corrections that are made for your own use. Records of employee qualifications

and training programs should be kept to demonstrate that the requirements of this section of the GMP have been met.

Module 7: Sanitary Operations: Cleaning and Sanitizing

GMP Requirement: General maintenance. Buildings, fixtures and other physical facilities of the plant shall be maintained

in a sanitary condition and shall be kept in repair sufficient to prevent food from becoming adulterated. Cleaning and sanitiz-

ing of utensils and equipment shall be conducted in a manner that protects against the contamination of food, food-contact

surfaces, or food packaging materials.

GMP Requirement: Sanitation of food contact surfaces. All food contact surfaces, including utensils and food contact surfaces of

equipment, shall be cleaned as frequently as necessary to protect against contamination of food.

GMP Requirement: Food contact surfaces used for manufacturing or holding low moisture food shall be in a dry, sanitary

condition at the time of use. When the surfaces are wet-cleaned, they shall, when necessary, be sanitized and thoroughly dried

before subsequent use.

GMP Requirement: In wet processing, when cleaning is necessary to protect against the introduction of microorganisms into

food, all food contact surfaces shall be cleaned and sanitized before use and after any interruption during which the food

contact surfaces may have become contaminated. Where equipment and utensils are used in a continuous production opera-tion, the utensils and food contact surfaces of the equipment shall be cleaned and sanitized as necessary.

GMP Requirement: Non-food contact surfaces of equipment used in operation of food plants should be cleaned as frequently

as necessary to protect against the contamination of food.

GMP Requirement: Storage and handling of cleaned portable equipment and utensils. Cleaned and sanitized portable equip-

ment and utensils should be stored in a location and manner that protects food contact surfaces from contamination.

GMP Requirement: Single service articles (such as utensils intended for one time use, paper cups and paper towels) should be

stored in appropriate containers and shall be handled, dispensed, used, and disposed of in a manner that protects against

contamination of food or food contact surfaces.


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GMP REQUIREMENTS 19

What You Can Do

To meet the general GMP requirements for cleaning and sanitizing food contact sur faces, equipment, utensils, and non-food contact

surfaces in the plant environment as necessary you need to:

Develop sanitation procedures for equipment, utensils, containers, processing areas, and all other plant facilities as necessary.

These procedures must be effective but the GMP does not currently require that they be written down.

A complete sanitation procedure should describe:• What areas of your facility and what equipment and utensils need to be cleaned and sanitized.

• How each item or area will be cleaned and sanitized including:

• The chemical cleaning and sanitizing products to be used.

• Instructions on how to prepare cleaning and sanitizing solutions properly and test or verify their concentration.

• Instructions on how to apply these solutions.

• The cleaning tools to be used for each task.

• Instructions for each of the steps in the procedure and their proper order or sequence.

• Instructions for proper storage of cleaned equipment.

• When each cleaning and sanitizing task will be done.

• Who will conduct each task.

Different types of procedures may be needed. For example, some operations may need one procedure for cleaning and sanitiz-

ing the tables, walls and floors for their entire plant at the end of the day. Other firms may need one procedure for the area of the

plant that handles raw products, and a different procedure for the area of the plant where finished products are packaged. You may

also need different procedures for different pieces of equipment that are cleaned and sanitized in place, and for portable items and

utensils that are cleaned and sanitized in a three-compartment sink.

Implement each of the cleaning and sanitation procedures that are needed. Implementation includes purchasing the necessary

chemicals and equipment to complete all tasks, placing these items in the proper location, and storing them properly.

Train employees who have cleaning and sanitizing responsibilities to make sure that they understand what tasks must be com-

pleted and how to conduct them properly.

Monitor cleaning and sanitizing activities to make sure that they are conducted properly and consistently. Monitoring could

include testing to verify that the procedures developed are effective.

How To Monitor

Periodic checks of the condition of the facility, equipment and utensils should be conducted as described in Modules 3, 4, 5 and 6 to make

sure that they are in acceptable condition. Cleaning and sanitizing activities should be routinely checked to be sure that they are conduct-

ed properly and at the proper time as described in your sanitation procedure. This may include monitoring the proper use of detergents

and cleaning aids, sanitizers, and cleaning and sanitizing procedures. Additional periodic checks using monitoring tools for cleanliness

and/or tests for specific types of bacteria should be conducted as needed or required by regulations for certain types of food products.Although the current GMP does not require monitoring records, you may want to keep a record of the results of your observations for your

own use. If any corrections are necessary to correct problems, those actions should also be noted on a written record.

GMP Requirement: Sanitizing agents shall be adequate and safe under conditions of use. Any facility, procedure, or machine

is acceptable for cleaning and sanitizing equipment and utensils if it is established that the facility, procedure, or machine will

routinely render equipment and utensils clean and provide adequate cleaning and sanitizing treatment.


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20 GMP REQUIREMENTS

GMP Requirement: Substances used in cleaning and sanitizing. Cleaning compounds and sanitizing agents used in clean-

ing and sanitizing procedures shall be free from undesirable microorganisms and shall be safe and adequate under the

conditions of use. Compliance with this requirement may be verified by any effective means including purchase of these substances

under a supplier ’s guarantee or certification, or examination of these substances for contamination.

What You Can DoTo meet the GMP requirements to use safe and effective cleaning and sanitizing agents that are free from harmful microorganisms you

need to:

Evaluate all cleaning and sanitizing agents used in your facility to determine if they are approved for use in food establishments.

Obtain written documentation from the manufacturer or supplier of your cleaning and sanitizing chemicals to verify that these

products meet current regulations and are approved for use in food establishments.

Check your procedures to verify that they are consistent with manufacturer recommendations and label directions for the proper

use of all cleaning and sanitizing products including test kits to verify sanitizer concentration.

Monitor chemical deliveries to verify that the proper products are received, that the proper documentation is on file, and that theinstructions for use have not changed.

How To Monitor

Keep appropriate records from your supplier to show that the cleaning and sanitizing chemicals that you use are approved and adequate

when used properly. Monitor cleaning and sanitation procedures daily to be sure that they are conducted properly. Use test strips to

confirm that you have the appropriate sanitizer concentration each time that sanitizing solutions are prepared. Although the current GMP

does not require monitoring records, you may want to keep a record of the results of your observations for your own use. If any corrections

are necessary to correct problems, those actions should also be noted on a written record.

Module 8: Production Controls

GMP Requirement: All operations in the receiving, inspecting, transporting, segregating, preparing, manufacturing, packaging,

and storing of food shall be conducted in accordance with adequate sanitation principles.

GMP Requirement: All reasonable precautions shall be taken to ensure that production procedures do not contribute contami-

nation from any source.

GMP Requirement: Chemical, microbial, or extraneous material testing procedures shall be used where necessary to identify

sanitation failures or possible food contamination.

GMP Requirement: All food that has become contaminated to the extent that it is adulterated within the meaning of the actshall be rejected, or if permissible, treated or processed to eliminate the contamination.

GMP Requirement: Appropriate quality control operations shall be employed to ensure that food is suitable for human con-

sumption and that food packaging materials are safe and suitable.

GMP Requirement: Overall sanitation of the plant shall be under the supervision of one or more competent individuals

assigned responsibility for this function.


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GMP REQUIREMENTS 21

What You Can Do

To meet GMP requirements that outline the general sanitation and quality control responsibilities that firms who receive, process or store

food must meet to prevent food contamination you need to:

Identify what reasonable precautions are necessary at each step of your operation to prevent food contamination.

Develop and implement a quality control system that describes what precautions and sanitation controls must be followed at

each step of the operation to prevent food contamination.

Assign one or more qualified individuals to supervise quality control and plant sanitation activities.

Routinely monitor plant activities to identify sanitation failures or incidents that could contaminate food products. For small

operations this monitoring could be done by a single individual who has the responsibility to make sure that all daily activities are

conducted properly, that food is protected from contamination, and that proper procedures are followed. For complex operations, a

team of people may be responsible for monitoring activities, and each person should understand their individual responsibility and

their relationship to the firm’s overall quality control program.

Develop testing procedures that will be used to identify when contamination events or sanitation failures have occurred. These

procedures should describe how products will be evaluated, and how decisions will be made about the affected products’ disposi-

tion.

Reject contaminated food or reprocess it if possible to eliminate contamination. Reprocessing is an option only if a pre-deter-

mined validated process is used that has been scientifically shown to be effective in eliminating the contamination.

How To Monitor

Individuals who have responsibility to ensure that all reasonable precautions are taken to make sure that food is not contaminated should

conduct the monitoring activities assigned to them as described in the firm’s quality control and sanitation procedures. Although the cur-

rent GMP does not require monitoring records, you may want to keep a record of the results of your observations for your own use. If prob-

lems are detected, they should be corrected at the time that they are observed, and the actions that are taken should also be recorded.

Records should be kept of contamination events, test results, and the disposition (reject, destroy or reprocess) of the affected products.

GMP Requirement: Effective measures shall be taken to protect finished food from contamination by raw materials, other

ingredients, or refuse. When raw materials, other ingredients or refuse are unprotected, they shall not be handled simultaneously

in a receiving, loading or shipping area if that handling could result in contaminated food. Food transported by conveyor shall be

protected against contamination as necessary.

What You Can Do

To meet the GMP requirement to protect finished food products from cross contamination by raw material, ingredients, refuse or the plant

environment you need to:

Develop and implement procedures that prevent direct cross contamination of finished, cooked, or ready-to-eat food

products by raw products, garbage, equipment, utensils, containers, conveyors, and employees.

Develop and implement procedures to minimize the spread of contamination when people, equipment and utensils move

from one area of the plant to another. These procedures could include hand washing, changing outer garment and gloves, foam

barriers for footwear and wheels of equipment, cleaning and sanitation of equipment prior to movement, and other strategies.


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22 GMP REQUIREMENTS

Train employees to make sure that they understand company procedures that must be followed to prevent cross contamination.

Routinely monitor plant conditions and activities to identify when conditions develop that could lead to contamination and to

make sure that they are immediately corrected.

How To MonitorSupervisors should routinely monitor all areas where food is received, handled or stored to ensure that all reasonable precautions to

prevent cross contamination are taken. Although the current GMP does not require monitoring records, you may want to keep a record of

the results of your observations for your own use. If any corrections are necessary to fix problems, those actions should also be noted on a

written record.

GMP Requirement: Equipment, containers, and utensils used to convey, hold, or store raw materials, work-in-process, rework

or food shall be constructed, handled and maintained during manufacturing or storage in a manner that protects against

contamination.

What You Can Do

To meet the GMP requirement for the proper construction, maintenance and sanitation of equipment, containers and utensils used to

convey, hold or store food you need to:

Develop and implement procedures to prevent food products from being contaminated by equipment, utensils and

containers. These procedures should include how and when these items will be cleaned and sanitized between uses, color coding

strategies, or other steps to prevent cooked or ready-to-eat foods from being contaminated by raw food, ingredients or other

contamination sources.

Train employees to make sure that they understand cleaning, sanitation, color-coding and other procedures for equipment, uten-

sils and containers.

Routinely monitor how equipment, utensils and containers are used to make sure that proper practices to prevent contamina-

tion are followed and mistakes are immediately corrected.

How To Monitor

Supervisors should be assigned responsibility to routinely monitor how equipment, containers and utensils are used to ensure that all rea-

sonable precautions to prevent cross contamination are taken. Although the current GMP does not require monitoring records, you may

want to keep a record of the results of your observations for your own use. If any corrections are necessary to fix problems, those actions

should also be noted on a written record.

GMP Requirement: Mechanical manufacturing steps such as washing, peeling, trimming, cutting, sorting and inspecting, mash-

ing, dewatering, cooling, shredding, extruding, drying, whipping, defatting, and forming shall be performed so as to protect food

against contamination. Compliance with this requirement may be accomplished by providing adequate physical protection of food

from contaminants that may drip, drain, or be drawn into the food. Protection may be provided by adequate cleaning and sanitizing

of food contact surfaces, and by using time and temperature controls at and between each manufacturing step.


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GMP REQUIREMENTS 23

What You Can Do

To meet the GMP requirement to protect food from contamination during mechanical manufacturing steps you need to:

Evaluate each step of your operation where food is processed, and make sure that all food and food contact surfaces used at that

step is protected from contamination.

Develop preventive procedures and a schedule for activities like cleaning and sanitizing to prevent food contamination at all

processing steps.

Train employees to make sure that they understand what must be done at the manufacturing steps that they are involved in to

prevent food contamination.

Routinely monitor activities at each processing step to make sure that proper practices are followed and mistakes are immedi-

ately corrected.

How To Monitor

Supervisors should routinely monitor every processing step and all of the necessary cleaning and sanitizing activities to make sure that

food and food contact surfaces are protected from contamination. Although the current GMP does not require monitoring records, you

may want to keep a record of the results of your observations for your own use. If any corrections are necessary to correct problems, those

actions should also be noted on a written record.

GMP Requirement: Filling, assembling, packaging, and other operations shall be performed in a way that food is protected

from contamination. Compliance with this requirement may be accomplished by any effective means including:

1. Use a quality control operation in which critical control points are identified and controlled during manufacturing.

2. Adequate cleaning and sanitizing of all food contact surfaces and food containers.

3. Using materials for food containers and food packaging materials that are safe and suitable.

4. Provide physical protection from contamination, particularly airborne contamination.

What You Can Do

To meet GMP requirements to prevent contamination during filling, assembling, and packaging you need to:

Evaluate the containers and food packaging materials that you use to determine that they are safe and suitable for your food

products.

Identify those places in your finished product packaging operation where food, containers, or packaging materials may be

susceptible to airborne or other contamination.

Implement procedures to prevent contamination and to clean and sanitize packaging equipment, containers or areas to prevent

food contamination.

Routinely monitor packaging activities to make sure that proper practices are followed and mistakes are immediately corrected.


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How To Monitor

Supervisors should routinely monitor the area where finished food products are filled or packaged to make sure that food and packaging

materials are protected from contamination. Cleaning and sanitizing activities should also be monitored to make sure that food and food

contact surfaces are protected from contamination. Although the current GMP does not require monitoring records, you may want to keep

a record of the results of your observations for your own use. If any corrections are necessary to correct problems, those actions should

also be noted on a written record.

GMP Requirement: Food manufacturing areas and equipment used for manufacturing human food should not be used to

manufacture nonhuman food-grade animal feed or inedible products , unless there is no reasonable possibility for contamina-

tion of the human food.

What You Can Do

To meet the GMP requirement that discourages the use of animal feed or inedible products in food manufacturing facilities you need to:

Develop a policy that prohibits any activity that involves products that are not to be used for human food in your facility.

Routinely monitor plant operations to make sure that this polic y is followed.

How To Monitor

Routinely monitor all activities that occur in your facility and take effective action to eliminate any activities that involve any products

that will not be used as human food. Although the current GMP does not require monitoring records, you may want to keep a record of

the results of your observations for your own use. If any corrections are necessary to fix problems, those actions should be noted on a

written record.

Module 9: Raw Materials, Ingredients and Storage

GMP Requirement: Raw materials and other ingredients:

1. Shall be inspected and segregated or otherwise handled as necessary to determine that they are clean and suitable for

processing into food.

2. Shall be stored under conditions that will protect against contamination and minimize deterioration.

3. Shall be washed or cleaned as necessary to remove soil or other contamination. Water used for washing, rinsing, or convey-

ing food shall be safe and of adequate sanitary quality. Water may be reused for washing, rinsing or conveying food if it does

not increase the level of contamination of the food.

4. Containers and carriers of raw materials should be inspected on receipt to ensure that their condition has not contributed

to the contamination or deterioration of food.

What You Can Do

To meet the general GMP requirements for inspecting and storing raw foods and ingredients, you need to:

Develop consistent procedures for receiving food or ingredients that describe how they will be evaluated, separated, and cleaned if

necessary, and then stored.


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GMP REQUIREMENTS 25

Inspect every delivery to make sure that all items are clean and suitable for use as food.

Separate any contaminated items and filthy or damaged containers from those that are acceptable.

Reject food or containers that are spoiled, contaminated with filth, or otherwise unsuitable for food, and properly dispose them in

a sanitary manner.

Wash items as necessary if they are acceptable for use, and then repack for storage.

Water used for washing must be potable.

Store all food and ingredients in containers or in ways that will adequately protect them from contamination from other foods or

the plant environment.

Monitor and clean and sanitize mechanical systems including conveyors to make sure that they do not contaminate food.

Monitor and inspect every delivery of food, ingredients, or packaging materials.

How To Monitor

A supervisor or other employee, who has been trained or has adequate experience, must be assigned to inspect and evaluate any food oringredients when they are received. These individuals will be responsible for making sure that unacceptable items are separated from ac-

ceptable ones and properly disposed. They will also monitor any washing or cleaning of food or ingredients, and make sure that all items

are stored properly to protect them from contamination. Although the current GMP does not require monitoring records, you may want

to keep a record of the results of your observations for your own use. If any corrections are necessary to fix problems, those actions should

also be noted on an appropriate record.

GMP Requirement: Raw materials and other ingredients shall either not contain levels of microorganisms that may

produce food poisoning or other disease in humans, or they shall be pasteurized or otherwise treated during manufactur-

ing operations so that they no longer contain levels that would cause the product to be adulterated within the meaning of the act.

Compliance with this requirement may be verified by any effective means, including purchasing raw materials and other ingredients

under a supplier ’s guarantee or certification.

What You Can Do

To meet the general GMP requirements to minimize harmful microorganisms you need to:

Determine what types of bacteria or other microorganisms are likely to be a concern for your products, and what practices may be

needed to minimize or prevent contamination with these microorganisms.

Communicate with your suppliers and inspect them if necessary to make sure that they understand what practices are expected

and what types of guarantees you need in order to meet this GMP requirement.

Test and resolve problems. It may be prudent to conduct periodic tests of raw foods and ingredients to verify that pathogens of

concern in your food products are not present at high levels. If problems are detected, it may be necessary to work with suppliers

and conduct additional tests until acceptable practices are implemented to correct the problem.

Develop a validated pasteurization process if necessary. This option will be used to eliminate or reduce harmful microorgan-

isms, and supervisors must monitor the process to demonstrate that the conditions identified in the validation study have been

met.


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26 GMP REQUIREMENTS

Monitor your suppliers and all food and ingredients at receipt to make sure that necessary guarantees have been provided and all

necessary steps have been taken to minimize microbial contamination.

How To Monitor

Individuals who are responsible for receiving products should monitor where the products are coming from and determine if your firm has

approved this supplier or that appropriate guarantees or certificate have been provided. Samples should be taken as necessary for testingto verify that acceptable preventive practices are being followed. Supplier guarantees or certificates should be kept on file. Although the

current GMP does not require monitoring records, you may want to keep a record of the results of your observations for your own use. If

products are rejected or discarded, those actions should also be noted on the record. Monitoring records for any pasteurization procedure

should be kept on an appropriate processing record.

GMP Requirement: Raw materials and oth

gmp requirements

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