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Bulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges \ by H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P.-Y. Bard () Abstract Local amplification and wave diffraction on an elongated ridge near Sourpi in central Greecewere studied by the analysisof seismic recordsof local and regional earthquakes. Data were obtained during field work especially de- signed for this purpose. These data were analyzed in the frequency and time domains. ln the frequency domain, spectral ratios show amplifications of 1.5 to 3 at the ridge top relative to the baseof the ridge. The horizontal components of motion are more amplified than the vertical component and the observed spectral ratios seem stable for different earthquake locations. Theoretical spec- tral ratios, calculated by the indirect boundary element method, are dependent on earthquakelocation but are in general agreement with the observedspectral ratios. Another dataset,from Mont St. Eynard in the French Alps, showed sim- ilar characteristicswith spectral amplitudes on the top of the ridge up to four times those on the flank. Theserelative amplifications are within the range pre- dicted by numerical simulations. The numerical simulations also show that the topographic effect involves the emission of diffracted waves propagating from the top toward the base of the ridge. The use of a seven-stationarray on the ridge at Sourpi made it possible to identify such waves. The analysis was per- formed with wave separationmethods using singular value decomposition and spectralmatrix filtering. Our results show agreement betweenexperimentaldata and theoretical results supporting the use of numerical simulations for estimation of purely topography-induced amplification on ridge tops. Our results also show that such amplification is moderatefor the ridges under study. Introduction Overthe last 2 decades, topographic effects on seis- amplification of ground motion.Simulations predict dis- mic waves havereceived increasing interest as a result placements of up to twice the displacements of the free of some observations of large amplification on mountain field, i.e., the displacement in absence of the topogra- tops,combined with theimportance of some of thestruc- phy. Observations show that the level of amplification tures typicallybuilt on elevated topographies (e.g., com- cao be significantlyhigher (exceeding a factor of 10). munication andpowersupplyprions). At the slopes andbase of the mountain, numerical sim- Very high accelerations recorded at Pacoima Dam ulationspredict that amplificationand deamplification during the SanFernando earthquake of 1971(Trifunac alternate asa function of frequency. This means in prac- and Hudson, 1971; Boore, 1973) and thedamage pattern lice that amplificationon mountain tops estimated by during the 1987Whittier Narrows earthquake (Kawase comparison with a reference station at the base cao be and Aki, 1990) have been at least partI y attributed to site severely biased. effects.Observations of amplification on top of moun- Most simulations of topographic effects are per- tainshave been reported by several authors (e.g., Davis formed for isolated ridgesor canyons over a homoge- and West, 1973; Griffiths and Bollinger, 1979; Bardand neous half-space (e.g., Bouchon, 1973; Wong andJen- Tucker, 1985; Çelebi, 1987; Umeda et al., 1987). Com- nings, 1975;Bard, 1982;Sânchez-Sesma et al., 1982; mon to mostof these studies is the fact that the obser- Wong,1982; Bouchon, 1985; Sânchez-Sesma etal., 1985; . 1 valions have Dot been explained by numerical simula- Kawase, 1988; Luco et al., 1990; Sânchez-Sesma and Ir lions. The simulations and the observations are in Campillo, 1991, 1993). The discrepancy between ob- i qualitativeagreement on an amplificationof seismic waves servations and numerical simulations may be due to a on the top of the topographyfor wavelengths comparable complex geology beneath the mountain, a complicated to mountain width. The disagreement between obser- incident wave field, or a more complex topographythan valions and simulations concerns primarily the level of the ODes introduced in the models; e.g., subsurface lay- 1786

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Page 1: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

Bulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994

Ground- Motion Amplitude Across Ridges\

by H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P.-Y. Bard()

Abstract Local amplification and wave diffraction on an elongated ridge nearSourpi in central Greece were studied by the analysis of seismic records of localand regional earthquakes. Data were obtained during field work especially de-signed for this purpose. These data were analyzed in the frequency and timedomains. ln the frequency domain, spectral ratios show amplifications of 1.5to 3 at the ridge top relative to the base of the ridge. The horizontal componentsof motion are more amplified than the vertical component and the observedspectral ratios seem stable for different earthquake locations. Theoretical spec-tral ratios, calculated by the indirect boundary element method, are dependenton earthquake location but are in general agreement with the observed spectralratios. Another dataset, from Mont St. Eynard in the French Alps, showed sim-ilar characteristics with spectral amplitudes on the top of the ridge up to fourtimes those on the flank. These relative amplifications are within the range pre-dicted by numerical simulations. The numerical simulations also show that thetopographic effect involves the emission of diffracted waves propagating fromthe top toward the base of the ridge. The use of a seven-station array on theridge at Sourpi made it possible to identify such waves. The analysis was per-formed with wave separation methods using singular value decomposition andspectral matrix filtering. Our results show agreement between experimental dataand theoretical results supporting the use of numerical simulations for estimationof purely topography-induced amplification on ridge tops. Our results also showthat such amplification is moderate for the ridges under study.

Introduction

Over the last 2 decades, topographic effects on seis- amplification of ground motion. Simulations predict dis-mic waves have received increasing interest as a result placements of up to twice the displacements of the freeof some observations of large amplification on mountain field, i.e., the displacement in absence of the topogra-tops, combined with the importance of some of the struc- phy. Observations show that the level of amplificationtures typically built on elevated topographies (e.g., com- cao be significantly higher (exceeding a factor of 10).munication and power supply prions). At the slopes and base of the mountain, numerical sim-

Very high accelerations recorded at Pacoima Dam ulations predict that amplification and deamplificationduring the San Fernando earthquake of 1971 (Trifunac alternate as a function of frequency. This means in prac-and Hudson, 1971; Boore, 1973) and the damage pattern lice that amplification on mountain tops estimated byduring the 1987 Whittier Narrows earthquake (Kawase comparison with a reference station at the base cao beand Aki, 1990) have been at least partI y attributed to site severely biased.effects. Observations of amplification on top of moun- Most simulations of topographic effects are per-tains have been reported by several authors (e.g., Davis formed for isolated ridges or canyons over a homoge-and West, 1973; Griffiths and Bollinger, 1979; Bard and neous half-space (e.g., Bouchon, 1973; Wong and Jen-Tucker, 1985; Çelebi, 1987; Umeda et al., 1987). Com- nings, 1975; Bard, 1982; Sânchez-Sesma et al., 1982;mon to most of these studies is the fact that the obser- Wong, 1982; Bouchon, 1985; Sânchez-Sesma et al., 1985;.

1 valions have Dot been explained by numerical simula- Kawase, 1988; Luco et al., 1990; Sânchez-Sesma andIr lions. The simulations and the observations are in Campillo, 1991, 1993). The discrepancy between ob-i qualitative agreement on an amplification of seismic waves servations and numerical simulations may be due to a

on the top of the topography for wavelengths comparable complex geology beneath the mountain, a complicatedto mountain width. The disagreement between obser- incident wave field, or a more complex topography thanvalions and simulations concerns primarily the level of the ODes introduced in the models; e.g., subsurface lay-

1786

Page 2: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

Ground-Motion Amplitude Across Ridges 1787

ering (Bard and Tucker, 1985; Geli et al., 1988), neigh-boring topography (Geli et al., 1988), or three-dimen-. sional (3D) effects (Sânchez-Sesma, 1983; Pedersen et

N al., 1994). This explanation is supported by the fact that4 for model studies (Rogers et al., 1974; Anooshepoor and. 1 Brune, 1989), theoretical predictions and observations

seem to be in good agreement.This study is an attempt to model observed site ef-

1-:7 fects across ridges. Our intention is to show that there~ indeed exist cases with quantitative agreement between> observations and theoretical predictions and that ampli-(/) fication at a mountain top is not systematically high.~ Data were obtained during field work especially de-> signed to study site effects due to topogr'4phies. The main.-< ridge under study was chosen because the medium below

is rather homogeneous, with hardly any overburden, sodata can be compared with numerical simulations forsimple, two-dimensional models.

Results from this field work will be presented, asweIl as comparisons with numerical simulations. The useof a seven-station array made it possible to analyze thesignaIs thoroughly in both the frequency and the timedomain. ln the time domain, data were analyzed partic-ularly to identify the diffracted waves in the seismic rec-ords. Selected results are also presented for a dataset froman extremely steep ridge to investigate whether an ex-treme topography may induce very large amplifications.

d fl h Field Work and Data Selection

Metamorphose ysc

The main ridge of this study is located near Sourpi,~~ about 30 km south of Volos in central Greece. This re-~~ Dolomite & Limestone gion bas experienced complex tectonic deformation sinœ

the Miocene time (Mercier et al., 1976). The ridge (sub-. sequently referred to as "Sourpi") is a fold of 400-m-

Alluv1um thick Middle Triassic-Jurassic limestone with a homo-

geneous surface geology, according to geological maps. T of the area, and confirmed by surface observations madeown during the field work. The lime stone is underlain by me-

tamorphosed Permian graywackes and shales, and it is(a) overlain by a thin layer of metamorphosed Upper Cre-

taceous flysch at the northeastern side of the ridge. Thesoil cover is very thin (0 to 20 cm) with limestone out-crops at the surface. Sourpi is oriented NW-SE, and isabout 5-km long, 2.5-km wide, and 300-m high. Figurela shows the geological units of the area, and a cross

- NEE 400 SW station 1-C0. :; 200

~ statio"Qi 0 Figure 1. Geometry of Sourpi and seis-

. (XX) mological stations (triangles). (a) Geologi--1 - cal and contour map (altitude in meters). (b)

distance (m) Topographic cross section and seismic sta-(b) tions.

Page 3: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

1788 H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P.-Y. Bard

section perpendicular to the ridge is shown in Figure 1 b. anaIysis. Only three of these 14 events were recorded onBecause the ridge is significantly longer than it is wide, aIl stations. Figure 2 shows a map of the earthquake ep-we will assume that it is two dimensional in the numer- icenters. With one exception, no earthquakes occurredicaI simulations. to the south or the southwest. Otherwise, the epicenters

SeveD seismologicaI stations were installed aIong a are distributed quite evenly around the ridge.profile perpendicular to the topography (see Fig. 1). Theywere buried in holes down to hard rock to avoid site Observed Spectral Ratioseffects from swface soil and reduce noise due to the wind.The distance between stations was estimated and the aI- For the anaIysis in the frequency domain, the stationtitude was measured with an aItimeter so the station 10- located at the base of the ridge (station 7) was selectedcations could be plotted on a detailed topographic map. as a reference station. For the three components of mo-The seismometers were 3D Mark Product L4C with a tion, spectral ratios were calculated between stations 1naturaI frequency of 2 Hz, and they were connected to through 6 and station 7 for the 14 events. The time win-a digital data logger HADES-TITAN with a sampling rate dow (of 8- to 20-sec length, depending on the signal toof 100 samples/sec. The dynamic range was 16 bits and noise ratio) used for the caIculations comprised the S ar-the effective dynamic range of the signal was 10 bits. rivaI and coda S. Tests showed that the spectral ratiosThe internaI clock was synchronized by an externat radio were aImost independent of the time window applied(DCF) time signaI and the time was measured with an within the S wave train. The spectral amplitude ratio wasuncertainty of less than 0.01 sec. calculated between the spectra smoothed with a 2-Hz-

Fourteen local and regionaI shaIlow earthquakes re- wide running window.corded with a signaI 10 noise ratio over five for the Figure 3 shows aIl spectral ratios calculated betweenS waves and their coda (typicaIly between ten and 100 station 1 and 7 as weIl as the smoothed average for eachfor frequencies between 1 and 10 Hz) were selected for component. There is considerable scatter between curves

21.5 22.0 22.5 23.0 23.5 24.0 24.540.0 40.0

39.5 39.5

.19/820:09

~~

~~~ .

'-- 39.0 7/822:14 39.0

~~";::.S; .

6/813:06

38.5 38.5

38.0 38.021.5 22.0 22.5 23.0 23.5 24.0 24.5

longitude (degrees)

Figure 2. Location map of seismic events (solid circles) recorded at Sourpi.The Sourpi area is indicated by a square in the center of the map. Towns areshown by triangles.

Page 4: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

Ground-Motion Amplitude Across Ridges 1789

for different events but this scatter cannot be directly re- It has the advantage of simulating the total wave field. lated to the locations of seismic events. The average without any inherent assumptions and cao in principle

spectral ratios are maximum 2.5 for the N-S compo- be applied at ail frequencies. The simulation is carriedDent, 2 for the E- W component, and 1.5 for the Z com- out in the frequency domain. Time domain solutions are

. ponent, and peaks significantly exceeding the average obtained by multiplication with a source function fol-values were due to low spectral amplitudes at the ref- lowed by a Fourier transform.erence station. Figure 4 shows the average spectral ratios The incident wave field can be plane P, SB, SV, orwith their standard deviations for stations l, 3, and 6. Rayleigh waves. It can have an arbitrary azimuth <f> andFor the horizontal components, the observed amplifi- a vertical incidence (J to the structure. The azimuth iscations relative to station 7 increase with altitude, while defined as the angle between the incoming wave and thethere is no clear altitude effect on the Z component. x axis (see Fig. Sa), and the vertical incidence as the

angle between the incoming wave and the z axis (seeTheoretical Spectral Ratios Fig. Sb). Azimuths of 00 and 1800 correspond to incom-

ing waves in the 20 plane from the southeast and north-Simulations were performed to assess how the to- west.

pography influences the sei smic wave field in the fre- The model used in the simulations is that of an in-quency and the time domain. The method used for the finitely long topography with a cross-sectional shape thatsimulations was the indirect boundary element method corresponds to that of Sourpi at the profile through the(IBEM), extended to the case of 30 scattering by two- seismic stations (see Fig. 1). The Earth displacement isdimensional (20) topographies (Pedersen et al., 1994). simulated at lOI points across the topography. AlI

6.

3.0

'0=e"ta.!j 1.0uQ)~ 0.6

cn

0.3

a. 1 2 3 4 5 6 7 8 9 10

6.

3.0

.0=e"ta.!j 1.0uQ)~ 0.6cn

0.3 .

b. 1 2 3 4 5 6 7 8 9 10

6.

3.0

.0=e] 1.~~ o.cn

0.3

c. 1 2 3 4 5 6 7 8 9 10

. Frequency - Hz

Figure 3. Spectral ratios station l/station 7 at Sourpi. (a) N-S component(nine measurements). (b) E-W component (14 measurements). (c) Z component(14 measurements).

Page 5: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

1790 H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P.-Y. Bard

NS3.0

0.~e~~u8. 1.0

V)

0.6

a. 1 2 3 4 5 6 7 8 9 10

EW3.0

0.~e~~u8. 1.0

V)

0.6

b. 1 2 3 4 5 6 7 8 9 10

Z3.

0.~os

~~u8. 1.0

V)

O.

c. 1 2 3 4 5 6 7 8 9 10

Frequency - Hz

Figure 4. Dependence of altitude on spectral amplitudes. The shaded areasrepresent the average spectral ratios relative to station 7 and their standard de-viations. Black: station 1. Dark grey: station 3. Light grey: station 6. (a) N-Scomponent. (b) E-W component. (c) Z component.

P,SV,R neighboring topographies are ignored. The medium be-low the topography is assumed to be homogeneous witha compressional wave velocity of 4.8 km/sec and a shear-wave velocity of 2.8 km/sec. These wave velocities wereestimated based on values for limestone in the area. ln

x x the numerical simulations, changes in wave velocities

used in the models only cause simple shifts in the fre-quency of the amplification. For example, a reductionof 10% in the wave velocities implies that an amplifi-

z cation previously at 10 Hz would be shifted to 9 Hz.An example of a theoretically calculated spectral ra-

tio between station 1 and 7 for the N-S component isa b shown in Figure 6. The example is that of an incoming

Figure 5. Definition of azimuth and incidence. SV wave. with azimuth 60°. and incidence 30°,. for which(a) Definition of azimuth cp, horizontal plane. (b) the amplItude of N-S motion would be 0.63 m absenceDefinition of incidence (J, vertical plane. of the topography. Amplitudes at station 1 and 7 are shown

Page 6: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

Ground-Motion Amplitude Across Ridges 1791

by the dotted and dashed lines and the spectral ratio be- dence angles, wave types, and azimuths, but we do DottweeD the two is the solid line. Ground motion is am- have sufficient knowledge about the incident waves for

. plified moderately (1.5 to 2-fold) at station 1 and is am- the application of such an integration. The stabilizing

plified or deamplified at station 7. The spectral ratio can effect of adding energy for different incidence anglesbe up to tell at frequencies where there is deamplification nevertheless confirms that observed spectral ratios may

. at station 7, and the ratio is at most frequencies signif- be an "averaged" measure of the response of the topog-

icantly higher than absolute amplification. The influence raphy.of deamplification on the spectral ratios at the referencestation seemed to be common for aIl the simulations. Identification of Diffracted WavesThe amplifications and deamplifications across the ridgeare highly azimuth dependent (e.g., Pedersen et al., 1994), Figure 8 shows an example of simulation where theshowing that spectral ratios are very sensitive to changes incident waves are of type SV, have an azimuth of 200°,in azimuth. and an incidence angle of 30°. The source function is a

Figure 7 is a comparison of theoretical spectral ra- Ricker wavelet of 4.2-Hz central frequency. The ex-tios (lines) and observed spectral ratios plus or minus ample was chosen to illustrate a general feature of theone standarddeviation (shaded areas) between station 1 simulations: the emission of a diffracted wave from theand 7 for the N-S, E- W, and Z component. The lines top of the ridge. The actual focusing of energy may Dotcorrespond to different azimuths (cf> = 0°, 30°, 60°, ..., necessarily take place at the surface, but can possibly180°) used in the simulations and the incident waves are take place at some depth beneath the top of the ridgeof type SV. High spectral ratios due to deamplifications and it cao be shifted horizontally depending on the fre-made it difficult to directly compare theoretical spectral quency, azimuth, and incidence angle of the incidentratios with observed ODes, so the theoretical spectral ra- waves. The propagation lime of the diffracted wave be-tios were stabilized by adding the energy for two inci- tweeD the top and the base is typically around 0.4 sec,dence angles (45° and 60°). The spectral ratio was found which corresponds to an apparent velocity perpendicularas the square root of the ratio top/base of added ener- to the ridge of 2.5 km/sec. ln most of the simulations,gies. amplification exists near the top of the ridge or on the

The observed level of relative amplification is within uppermost part of the flank, possibly due to focusing ofthe range predicted by theory. Large angles of incidence energy and constructive interference between the inci-are expected because the earthquakes are shallow (0 to dent and the diffracted waves.10 km), but the incident wave field is also expected to Figure 9 shows an example of a similar amplifica-be very complex in the lime window (S waves and coda lion in data. It shows the seismograms of the horizontalS) for which the spectral ratios were calculated. One component orthogonal to the ridge, i.e., after rotation ofpossibility to take this into account in the theoretical the horizontal components N-S and E- W by 45°. Therespectral ratios is to integrate results for different inci- is clearly a relative amplification of the seismic signal

at the top of the ridge compared to other positions. Thisresult is a lime domain equivalent of the spectral am-10. plifications shown in Figure 4. ln all cases, the ampli-

5. fication was modest, typically approximately 1.5 to 2.According to these numerical simulations, the fact

that records from the stations in the array are DOt iden-tical (except for lime shifts) cao be grossly explained by

1. the focusing of energy near the top of the ridge and su-

o. perposition of the incident wave field with diffractedwaves that are continuously emitted with an amplitudeE~~l proportional to the amplitude of the incident waves. TheE~J two phases propagate with different apparent velocities

o. across the array. Identification of the diffracted waves is

2 4 6 8 10 nevertheless difficult, as the diffracted waves have a smallFrequency (Hz) amplitude. They will, therefore, be hidden by the inci-

dent waves that have a higher amplitude and a long lime. Figure 6. Example of spectral amplitudes and duration. Methods that are particularly adapted to wavespectral ratio of the N-S component calcu!ated from separation are therefore necessary for the identificationnumerical simulations. The incoming waves are of d.ffr t df SV "th . th f 60° d . "d 1 ac e waves.

. 0 type WI an azlmu 0 an inCl ence

of 30°. Dotted line: amplitude at station 1. Dashed The followmg analysIs conslsts of an extractIon ofline: amplitude at station 7. Continuous line: spec- the incident waves from the records by use of a singulartra! ratios station l/station 7. value decomposition (SYD) of the data followed by an

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1792 H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P.-Y. Bard

extraction of the strongest-amp1itude propagating wave 1, when the eigenvalues are sorted in decreasing order.present in the residual by spectral matrix filtering (SMF). The optimal way to use SVD (G1angeaud and Mari, 1993,ln the following, SVD and SMF are briefly presented. 1994) is to perfectly align the waves to be extracted,

SVD (e.g., Lines and Treitel, 1984; Freire et al., apply SVD, and extract the waves as the first eigensec-1988; Glangeaud and Mari, 1993, 1994) is a singular tion. This procedure can be repeated on the residual (datavalue decomposition of the data. It operates in the lime - first eigensection).

domain and is a very efficient method for extraction of SMF (Mermoz, 1976; Glangeaud and Latombe, 1983)seismic waves that arrive simultaneously on all records operates in the frequency domain, where records are pro-(G1angeaud and Mari, 1993, 1994). The data matrix R jected on the eigenvectors of the spectral matrix. It is(of dimension nr X nt, where nr is the number of records more efficient than SVD when the waves do Dot arriveand nt the number of samples) cao be decomposed by simultaneously on aIl records. It is nevertheless prefer-

able Dot to have too significant shifts of the signals be-ns cause they influence the ca1culation of the spectral ma-

R = V AU+ = 2: ~VjUj+, trix, which is found as an average of cross spectra in thej=\ frequency domain. SMF has been used for analysis of

seismic signals by, e.g., Glangeaud and Lacoume (1985),where V is the matrix of eigenvectors of RR +, U the nr Mars et al. (1987), Nicollin et al. (1988), and Campilloleft columns of the matrix of eigenvectors of R+R, A is et al. (1988).the matrix of eigenvalues, and + denotes complex trans- Prior to analysis by SVD and SMF, the records werepose. The first eigensection of SVD corresponds to j = whitened (i.e., their spectra flattened and normalized) to

10.

6.0

.;3

~ 3.'a~u

8-V) 1.0

o.

a. 1 2 3 4 5 6 7 8 9 10

10.

6.0

.;3~ 3.

]u8-

V) 1.0

o.

b. 1 2 3 4 5 6 7 8 9 10

10.6. Z

0.;3

~ 3.0

]u8-

V) 1.0

o.

c. 1 2 3 4 5 6 7 8 9 10

Frequency - Hz

Figure 7. Comparison of theoretical spectral ratios (solid lines) and observedspectral ratios plus or minus one standard deviation (shaded area).

Page 8: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

Ground-Motion Amplitude Across Ridges 1793

give equal weight to each record and bandpassed 2 to 6 Iyzed. One or two stations were excluded from analysisHz to avoid high-frequency noise. The normalization of due to problems with the lime synchronization. Short rime. the records is essential to the analysis and both whitening windows were applied to select the P arrivaI and the S

and normalization by peak spectral amplitude give good arrivaI because they potentially have clear peaks for theresults. The Test of the analysis consisted of the follow- alignment prior to SVD. SeveD out of the 12 datasets. ing steps. were rejected because of low amplitudes or because of

1 Sh.4:. h . ak 1. d low coherency between signaIs that would make it dif-. IJhng t e traces so major pe s are a Igne . . .. .. .. ficult to extract the mcldent wave field. For one event

2. Extrachng the mcldent waves as the first elgensechon (22/8 07 58) th P . d al dof SVD. at: e -wave wm ow wa~ an yze on3 Al . . . t 1 th ak . th .d 1 . the N-S component because the perpendlcular compo-. Igmng approxlma e y e pe s m e reSl ua Slg- .. .

1 f SVD (d ta fi t . t . ) Dent to the topography comclded wlth the transversena 0 a - lrs elgensec Ion.

4. Ap lying SMF and extracting the first eigensection. com~nent relative to the path between the source andp recelver.

Only three events were recorded on all stations. Parts After analysis, diffracted waves were easily identi-of the se records were analyzed by the method presented fied on four out of the five datasets. S and P waves seemedabove. For each event, the vertical and the horizontal to be equally weIl adapted for the analysis with two suc-component perpendicular to the topography were ana- cessful identifications in the S-wave window and two in

Ux Uy1 1

S 0.5 0.5~-~ 0 0~(tj

rna -0.5 -0.5

-1 -1

a 0 0.5 1 1.5 2 2.5 b. 0 0.5 1 1.5 2 2.5. Uz Time (s)

1

S 0.5~-~ 0~(tjrna -0.5

-1

0 0.5 1 1.5 2 2.5. Time (s)

c.

. Figure 8. Example of synthetic seismograms across Sourpi for incident SVwaves with azimuth 200° and incidence 30°. (a) Horizontal component perpen-dicular to topography. (b) Horizontal component parallel to topography. (c) Ver-tical component.

Page 9: Ground- Motion Amplitude Across Ridges - ISTerreBulletin of the Seismological Society of America, Vol. 84, No. 6, pp. 1786-1800, December 1994 Ground- Motion Amplitude Across Ridges

1794 H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P..-Y. Bard

S waves N45E the P-wave window. Two of the identifications were made" on the orthogonal component, one on the N-S compo-

0 SI nent, and one on the vertical component. Figures 10 andS2 Il show two examples of anaiysis. The figures present

the bandpass-filtered (2 to 6 Hz) records used in theS 200 S3 analysis (Figs. 10a and lIa) as weIl as the extracted in-~ cident waves (Figs. lOb and Ilb), the first eigensection~ 400 of SMF (Figs. 10c and llc), and the residual signal after.~ S5 application of SMF (Figs. 10d and Ild). ln the figures,'0 the results are corrected for whitening and alignment of

600 S6 the signaIs used during the analysis so the processed sig-naIs (Figs. lOb through 10d, Ilb through Ild) can be

S7 directly compared to the input signais (Figs. 10a and lIa).800 The maximum amplitude of the first trace compared to

7 8 9 10 Il 12 13 14 15 16 17 that of the first trace in data is given in each seismict , ( ) section for comparison.Ime s . .The extracted incIdent waves account as expected

Figure 9. Example of amplification at Sourpi for a major part of t~e re~ords (Figs. ~Ob and.1 Ib) whileridge-top: perpendicular component (N45°E) of the maxImum amplItude ln the first elgensectlon of SMFevent 920806 at 13 :06. (Figs. 10c and llc) is only 20% and 16% of that of the

Max l,DO Max 0,95

0 0

Ê2oo Ê2ooQI QIU UC CIV IV- -1/1400 1/1400'6 '6

600 600

a. 0.0 0.5 1.0 1.5 2.0 2.5 b. 0.0 0.5 1.0 1.5 2.0 2.5

time (s) time (s)

Max 0,21 Max 0,19

0 0

Ê200 Ê200QI QIU UC C

S S1/1400 1/1400'6 '6

600 600

c. 0.0 0.5 1.0 1.5 2.0 2.5 d. 0.0 0.5 1.0 1.5 2.0 2.5time (s) tlme (5)

Figure 10. Example of identification of diffracted waves by SVD-SMF anal-ysis: N-S component, window on P arrivaI, event 920821 at 07: 58 (a) Data usedin the analysis. (b) first eigensection of SVD. (c) first eigensection of SMF. (d)Residual after SMF.

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Ground-Motion Amplitude Across Ridges 1795

Max 1.00 Max 0.98

. 0 0

Ê2oo Ê200,- -GI GIU UC ClU lU.. ..111400 111400'6 '6

800 600

a. 0.0 0.5 1.0 1.5 2.0 2.5 b. 0.0 0.5 1.0 1.5 2.0 2.5

lime (s) lime (s)

Max 0.16 Max 0.32

0 0

:§:200 :§:200GI GIU UC ClU lU

-0400 -0400'6 '6

800 800

c. 0.0 0.5 1.0 1.5 2.0 2.5 d. 0.0 0.5 1.0 1.5 2.0 2.5

lime (s) lime (s)

Figure Il. Same as Figure 9, for a perpendicular component for a windowon S arrivaI, event 920811 at II :57.

data. This is the saille order of magnitude as the ampli- Amplification at a Very Steep Ridgetudes of diffracted waves in the simulations, where theamplitudes depend on the incident waves (type, azimuth, The low.amplification at Sourpi lead us to searchincidence). The first eigenvalue of SMF is in both cases for another ndge that presents the same advantages as

approximately 2.5 limes bigger than the second eigen- Sourpi, elongated structure of bard rock with hardI y anyvalue for aIl frequencies between 2 and 6 Hz. The SMF overburden, but one that is much steeper. The purpose[lfSt eigensections show the characteristics that one would was to study whether an extreme topography would pro-expect if they consisted of diffracted waves: the waves duce very high amplifications at the ridge top. I~ thispropagate across the array with an apparent velocity of paragraph, selected results from a such a study wIll beapproximately 3 km/sec and have a smaII but significant presented.amplitude compared to the incident waves. The seismic F. Id W k d D t S 1 t.. .. le or an a a e ec IonsectIons that correspond to the reslduaI signal of SMF(i.e., data - first eigensection of SVD - first eigensec- The ridge, Mont Saint Eynard, is located in the

lion of SMF) (Figs. 8d and 9d) consist of signaIs that Chartreuse Massif in the French Alps. It is an elongatedseem incoherent across the seismic section. Further ex- structure with aImost vertical cliffs toward the southeasttraction of waves would not be reliable as the second and a slope of approximately 25° toward the northwesteigenvalue of SMF is smaII. (see Fig. 12). The width of the ridge is 2 to 3 km and

The propagation velocity of the diffracted waves is ils length 7 to 8 km.. 2.7 to 3.0 km/sec, which is slightly higher than in the Figure 12b shows a simplified geological cross sec-

simulations. This disagreement is not significant because lion of the ridge. Upper Jurassic limestone and marI con-(1) the measurement of the propagation velocity is es- stitute Mt. St. Eynard. The NW slopes of the ridge have, timated from a few, closely spaced stations; and (2) the bard rock at the surface with a shaIlow overburden (20

diffracted waves may propagate at an angle with respect to 40 cm) in a few places. The cliffs toward SE exposeto the sei smic profile. over 400 m of homogeneous limestone. ShaIlow, poorly

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1796 H. Pedersen, B. Le Brun, D. Hatzfeld, M. Carnpillo, and P.-Y. Bard

N t

10

750 1 1

5 2kma.

SE NW

1500

:§:~ 1 000 0 Sedknenl

.a ~ Umeston.

E 500ca

0 500 1000 1500 2000 2500 3000 3500 4000

Distance (m) Figure 12. Geometry of Mt. St. Eynardand seismological stations (triangles). (a)Contour map (altitude in meters). (b) Geo-

b. logical cross section and seismic stations.

Table 1Characteristics of Teleseismic Events. A-Latitude; tf>-Longitude; ~-Epicentral Distance; baz-Backazimuth. Table 2

Characteristics of Regional and Local Events. Symbols as inEv_nt Table 1.

(m/d/yr) A (") ~ (") Mb à (") baz (")

01/23/93 54.509 -161.615 5.7 84.0 352.6 Ev;nt à baz02/02/93 42.212 86.126 5.7 55.8 62.3 (m/ /yr) A (") ~ (") Mb (km) (")

02/09/93" -14.438 167.235 4.9 145.5 33.0 01/27/93 43.445 5.573 - 200 18202/09/93b 45.691 141.929 5.5 81.5 29.4 02/01/93" 44.107 6.967 1.7 160 14102/11/93 -20.05 165.39 5.1 149.7 40.5 02/01/93b 44.626 4.490 1.9 120 23302/13/93" -.14.837 -177.000 5.7 149.6 5.3 02/03/93 45.415 5.255 1.4 45 29102/13/93b 51.722 176.467 5.3 83.1 5.8 02/12/93 44.738 4.557 2.0 110 237

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Ground-Motion Amplitude Across Ridges 1797

consolidated sediments ofunknown thickness are present (typically 10 to 20 between 0.7 and 2.5 Hz and 5 to 10

on both sides of the ridge. between 2.5 and 4 Hz) and between 0.7 and 10 Hz for. No seismic surveys have been carried out on Mt. St. the local/regional events (typically 5 to 6 between 0.7

Eynard and estimates of wave propagation velocities are and 3 Hz, over 10 between 3 and 10 Hz).

based on seismic studies of similar limestone in the re-. gion. Some of these studies were carried out on fresh, Observed Amplifications

unfractured limestone in quarries. Compressional wave

velocities in superficial Upper Jurassic limestone in the An example of raw records of a regional event is

area can be high, up to 5.7 km/sec (Thouvenot and Per- shown in Figure 13. It shows that in spite of the steep-

rier, 1980; Thouvenot and Ménard, 1990). ln the case ness of the topography, the amplitude across the array

of Mt. St. Eynard, the velocity may be lower as a result is dominated by effects due to sediments (stations l, 2,

of the surface exposure of the rock and the presence of and 5). The amplitudes recorded by stations 1, 2, and 5

clay in the marIs. were up to an order of magnitude higher than those re-

During 5 weeks, ground velocity was continuously corded on hard-rock sites. Effects of the sediments were

recorded by rive 3D Mark Product L4C seismometers present down to 1 to 2 Hz, i.e., into the frequency in-

and recorded by REFfEK data logger. The sampling rate terval where the topographic effects can be expected to

was 25 samples peT second, the dynamic range 16 bits, be significant.

and with the internai clock synchronized with GPS. The To study the pure topography-induced effects, sta-

seismometers were installed along the profile shown in lions 2 and 3 were selected for spectral ratio analysis.

Figure 12a. AlI the stations were buried to minimize The most energetic part of the seismic signal was se-

problems with noise due to wind. Two of the stations, lected by applying a Hanning lime window (of length 20

S2 and S3, were installed on hard rock sites, S3 on the to 40 sec for group T, 20 to 25 sec for group R) to this

slope of the mountain and S2 less than 10 m from the part of the records. It was Dot possible to analyze only

edge of the cliff. The three other stations, SI, S4, and the first arrivaI, as the associated lime window was too

S5, were installed on sites with a shallow sedimentary short to gel reliable results for sufficiently low frequen-

cover. cies. The spectral amplitude ratio station 3/station 2 was

We used the reports of SISMALP, the regional seis- calculated between the spectra smoothed over running

mic network in the western Alps, to search for earth- windows of 0.2-Hz width. Average spectral ratios and

quake records in the data. Based on signal to noise ra- standard deviations of the spectral ratios were calculated

tios, seveD teleseismic events (group T) and rive local/ for the two groups of events.

regional events (group R) were selected for further anal- Figure 14 shows the average spectral ratios S2/S3

ysis. The characteristics of these events are shown in and standard deviations for the seveD events of group T

Tables 1 and 2. The signal to noise ratios were over 5 and the rive events of group R. Only spectral ratios for

between 0.7 and 4 Hz for the records of teleseismic events the vertical and the east-west component were calcu-

lated because of a malfunction of the acquisition system

at S2 for the north-south component.

- *""w~~..., "".~-..:""'.-- For the vertical component (Fig. 14a) of group T,

SI there is a broadband relative amplification between 2 and

4 Hz. The maximum of the average spectral ratio is ap-

::c::: :,~::.:, S2 proximately 2. The east-west component (Fig. 14b) shows

relative amplification between 1 and 4 Hz with a max-

imum of the average spectral ratio of 3.5.:C..".':!-":~:C'.'C S3 The spectral ratio curves for the vertical component

are very similar for events of group T and group R in

O:~."'.,.-".,j,~..~~.~-:co.-::*"1":;."~..' S4 spite of a larger scatter of individual events in group R- -~i'+fIIf..o,\~ (Fig. 14c). There is a larger dis agreement between the

two groups of events for the east-west component (Fig.S5 14d), but the general trend of the curves is similar. For

the east-west component, the spectral ratios for group

1 1 1 1 1 1 1 R show a larger scatter between individual curves than. 0 5 10 15 20 25 30 do those for group T" Furthermore, the average spectral

ratio for group R has a distinct peak at 1.5 Hz.Time (8) Group R adds information about spectral ratios for

" F" 13 E 1 f d t (z fre q uencies hi g her than 4 Hz. The spectral ratio for the19ure " xamp e 0 raw a a compo- . .Dent) from Mt. St. Eynard for a regional event vertIcal component IS generally lower than one for fre-

(930203). quencies over 6 Hz, while the spectral ratio for the east-

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1798 H. Pedersen, B. Le Brun, D. Hatzfeld, M. Campillo, and P.-Y. Bard

west component on average remains at a level not sig- PKP phase for distances over 140°) and ils coda. Thenificantly different from one in this frequency interval. theoretical incidence angle of the P waves is between

21° and 27° and the theoretical backazimuths are be-Theoretical Spectral Ratios tween 353° and 63°. This corresponds to azimuths be-

ln this section, numerical simulations of amplifica- tween 70° and 140° in the simulations. The simulationslion at Mt. St. Eynard are presented. The method and of group T, therefore, had incident waves of type P,principle of simulation are the same as those for Sourpi. incidence of 25°, and azimuths between 60° and 150° «1>

The model studied corresponds to the cross section of = 60°, 90°, 120°, and 150°). The events of group R wereMt. St. Eynard at the profile through the seismic stations located at distances between 40 and 200 km. At these(see Fig. l2b). The wave velocities are 5.2 km/sec for distances, S-wave energy dominates the record either incompressional waves and 3 km/sec for shear waves. the form of S waves or in the form of Lg waves thatSpectral ratios were calculated between spectra obtained arrive with quite large incidence angles. Backazimuthsfor locations that correspond to stations S2 and S3. The are very variable: between 140° and 290°. Simulationsspectral ratios were calculated after smoothing the two for group R used incident waves of type SV, incidencespectra to avoid large peaks due to zero amplitude of the 45°, and azimuths between 0° and 180° «1> = 0°, 30°,spectrum at S3. 60°, 90°, 120°, 150°, and 180°).

The teleseismic events were located at an epicentral ln Figure 14, theoretical spectral ratios from simu-distance between 80° and 150° (see Table 1). The main lations are superposed on the measured spectral ratios.part of the seismograms consisted of the P phase (or the For the vertical component of group T (Fig. l4a), there

T - Z EW10.0 10.0 10.0 10.0

6.0 6.0 6.0 6.0

/'03.0 ,j.-:x:', 3.0.0 3.0 ..~'\ 3.0

, ). / ' ' , '.

e ,1 / \ i\ e ", \_" \., ~ "0-1 i / ,'\' 'Cd \ ,\ :', , /'e 1.0 ~--,:::_/'\. 1.0 ':::J 1.0 '~'" ' \. i 1.0tu', """'",1", \1"-' 1.a) 0.6 0.6 a) 0.6 \ " "\; ' f' è %.f 0.6p. p. '_'1 '-i ,;\f\ .'.,iYJ

rl\ rl\ - !.' il'Vol Vol , ,.I..Jil"'0.3 0.3 0.3 ~/"-~/~I 0.3

\1 \c,\

0.1 0.1 0.1 0.1a. 1 2 3 4 5 6 7 8 9 10 b. 1 2 3 4 5 6 7 8 9 10

Frequency - Hz Frequency - Hz

10.0 10.0 10.0 10.0

6.0 6.0 6.0 .0

0 3.0 3.0 0 3.0 .0.;j .;je e] 1.0 1.0] 1.0 1.0u ua) 0.6 0.6 a) 0.6 .6p. p.

CI) CI)0.3 0.3 0.3 .3

0.1 0.1 0.1 :1

c. 3 4 5 6 7 10 d. 1 2 3 4 5 6 7 8 9 10

Frequency - Hz Frequency - Hz

Figure 14. Theoretical spectral ratios 82/83 (dashed lines), observed spectralratios 82/83 (solid lines), and standard deviations of observed spectral ratios(shaded areas). (a) Group T, Z component. (b) Group T, E-W component. (c)Group R, Z component. (d) Group R, E-W component.

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Ground-Motion Amplitude Across Ridges 1799

is good agreement between theoretical and observed curves Acknowledgmentseven though they differ in details. There is less agree-. ment between the theoretica1 and the observed spectral Special thanks are given to everybody who took part in the field

. çth (F.

14b) Th ' d . work, in particular D. Legrand, A. Herrero, V. Lignier, P. Verdier,ratios lOf e east-west component 19. . . lS ...s- and A. Deschamps. We thank François Glangeaud for bis valuableagreement may be related to the complexlty of the m- help in the wave separation analysis. SISMALP was of great help by

» cident waves. ln fact, the data show as much energy on providing us with SISMALP trigger times and epicenter locations. We

the horizontal components as on the vertical one, except b~n~fi~ed from logistical sup~rt by K. Makropoulos and P. Hatzi-during the very onset of the P (PKP) wave, which lasts dlml~nou: The work was partlally supported by the European Com-

. . ... mumty wlth Reseaœh Grant Number BjEPOCH-913006 and Contracta?o~t 1 sec. SImulations usmg mcldent wa~es that have Number EPOCH-CT910043, and by the Délégation au Risques Ma-

slgmficant amounts of energy on the honzontal com- jeurs of the French Ministry of Environment by Contract Number 91269.ponents fit data better for the east-west component. For Numerical simulations were carried out at the Centre de Calcul In-group R, the simulations show a considerable scatter, tensif of Observatoire de Grenoble.

but both the general shape of the observed curve and theleve1 of relative amplification are weIl explained. References

Mt. St. Eynard confirms the results from Sourpi:amplification is modest and it is within the range pre- Anooshehpoor, A. and J. N. Brune (1989). Foam rubber modelingdicted by numerical simulations. of topographic and dam interaction effects at Pacoima Dam, Bull.

Seism. Soc. Am. 79, 1347-1360.Bard, P.-Y. (1982). Diffracted waves and displacement field over two-

C 1 . dimensional elevated topographies, Geophys. J. R. Astr. Soc.onc USIons 71, 731-760.

Bard, P.-Y. and B. E. Tucker (1985). Underground and ridge siteThe major conclusion of this study i~ that in simple effects: a comparison of obsenation and theory, Bull. Seism.

cases such as Sourpi and Mt. St. Eynard, there is indeed Soc. Am. 75, 905-922.agreement between observations and numerical simula- Boore, D. ~. (1?73~. The effect of simp!e topography on seis~c.. . . waves: Implications for the acceleratlons recorded at Pacolma

tIons concemmg the level of amplification due to the to- Dam, San Fernando Valley, California, Bull. Seism. Soc. Am.

pography. The spectral ratio top/base was on average 63,1603-1609.smaller than three at Sourpi (four at Mt. St. Eynard for Bouchon, M. (1973). Effect of topography on surface motion, Bull.top/fIant) on all components, but peaks of spectral ra- Seism. Soc. Am. 63, 615-632.tios cao be present as a result of deam lification at the Bouchon, M. (19~5). A. simple, complete nume?cal solution to the

. .. p . problem of diffraction of SH waves by an Irregular surface, J.reference station. The numencal sImulatIons show that Acoust. Soc. Am. 77, 1-5.

absolute amplification takes place at different places for Campillo, M., P.-Y. Bard, F. Nicollin, and F. Sanchez-Sesma (1988).different frequencies, and that in particular an amplifi- The Mexico earthquake of September 19, 1985-the incidentcation is possible at or close to the top of the ridge. This wavefield in Mexico City during the Great Michoacan earth-amplification is generally modest but il. cao ~ave peak ;:~:, a;:I~~~t.eraction with the deep basin, Earthquake Spec-

values up to two (compared to the amplitude m the ab- Çelebi, M. (1987). Topographical and geological amplifications de-sence of the topography) for certain frequencies. tennined from strong-motion and aftershock records of the 3 Maœh

The agreement between numerical results and ob- 1985 Chile earthquake, Bull. Seism. Soc. Am. 77,1147-1167.servations was further confirmed in the lime domain for Dainty, A. M. and M. N. Toksôz (1990). Array analysis of seismich S . d h b d l ' fi ' scattering, Bull. Seism. Soc. Am. 80, 2242-2260.

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analysls lS the lack of a reference station, as site effects Seism. Soc. Am. 78,42-63.

due to a topography extend much farther in space than Glangeaud, F. and J. L. Lacoume (1985). Correction ofseismic tracesthe topography itself. ln particular, deamplifications at by adaptative signal processing, lASTED lnt. Symposium, Paris,the reference station can be interpreted as amplifications 19-21 June, Proceeding Applied Signal Processing, pp. 263-

elsewhere. Another difficulty in the interpretation and GI 269.d F d D L be (1983) Id .fi . f 1. .. angeau, . an . atom . entl Icatlon 0 e ectromag-

theoretIcal modeling of data lS the lack of knowledge on netic sources, Ann. Geophys. 1-3, 245-252.4 the polarization and nature of the incident waves. The Glangeaud F. and J. L. Mari (1993). Wave separation-part l, Revue

complexity of the incident wave field may explain why de l'Institut Francais du Pétrole 48,467-500.the measured spectral ratios presented in this article seem Glangeaud F. and J. L. Mari (1994). Wave Separation, Editions

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Sânchez-Sesma, F. J. and M. Campillo (1993). Topographic effects Manuscript received 28 March 1994.