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Page 1
HPLC Method Development Systematic Approach vs Random Walk
Improving the Efficiency of Method Development and
Optimization
William Champion
Agilent Technologies, Inc.
1-800-227-9770, opt 3, opt 3, opt 2
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Page 2
OBJECTIVE
• Demonstrate a systematic approach to method development
• Improve understanding of separation process
• Development of more robust methods
• More efficient than “random walk”
Oct 3, 2012
Improving HPLC Separations
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OUTLINE
Page 3
• Definitions - Column Parameters
• Systematic Approach
- Comments
- Experimental Designs
- Example
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Some Basic Equations of
Chromatography
Page 4
• Retention Factor (k)
• Selectivity or Separation Factor (α)
• Column Efficiency as Theoretical Plates (N)
• Resolution (Rs)
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Definition of Resolution
Rs = tR-2 - tR-1
(w2 + w1)/2
= ∆tR
w
Resolution is a measure of the ability to separate
two components
Oct 3, 2012
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Improving HPLC Separations
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Oct 3, 2012
N = Column Efficiency – Column length and particle size
a = Selectivity – Mobile phase and stationary phase
k = Retention Factor – Mobile phase strength
Resolution … Determined by 3 Key Parameters –
Efficiency, Selectivity and Retention
The Fundamental Resolution Equation
Page 6
w
∆tR =
k
N
a
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Oct 3, 2012 Page 7
k
α
N
Factors that Improve Resolution
Increase
retention
Change relative
peak position
Reduce peak
width
…
.
.
w
∆tR =
Improving HPLC Separations
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Chromatographic Profile
Equations Describing Factors Controlling RS
k = (tR-t0)
t0
α = k2/k1
N = 16(tR / tW)2
Theoretical Plates-Efficiency
Selectivity
Retention Factor
Page 8 Oct 3, 2012
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Chromatographic Profile
Equations Describing Factors Controlling RS
k = (tR-t0)
t0
α = k2/k1
N = 16(tR / tW)2
Theoretical Plates-Efficiency
Selectivity
Retention Factor
Page 9 Oct 3, 2012
= tS
tM
Improving HPLC Separations
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Chromatographic Profile
Equations Describing Factors Controlling RS
k = (tR-t0)
t0
α = k2/k1
N = 16(tR / tW)2
Theoretical Plates-Efficiency
Selectivity
Retention Factor
Page 10 Oct 3, 2012
= tS
tM
k = 1 to 20 - OK; k = 3 to 10 - Better; k = 5 to 7 - Ideal
Improving HPLC Separations
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Chromatographic Profile
Equations Describing Factors Controlling RS
k = (tR-t0)
t0
α = k2/k1
N = 16(tR / tW)2
tW = tR x (4/√N)
Theoretical Plates-Efficiency
Selectivity
Retention Factor
Page 11 Oct 3, 2012
OUTLINE
Page 12
• Definitions - column parameters
• Systematic Approach
- Comments
- Experimental Designs
- Example
Oct 3, 2012
Improving HPLC Separations
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Page 13
Experiments Are “Front-end Loaded”
Experiments Provide Easier to Interpret
Results
Insight into how to adjust conditions to
affect separation
Pre-validation
SYSTEMATIC APROACH
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Page 14
“Front-end Loaded” Experiments:
- Know what experiments to perform
- Often can be run in groups or block (e.g.
overnight)
- Can be intimidating because it looks
like a lot of work
- More complicated designs looks like
statistics
SYSTEMATIC APROACH
Oct 3, 2012
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Results Easier to Interpret:
- Indicate where optimum is/is not
- Provides insight into trade-offs
- Tells about Sensitivity/Robustness to small
parameter changes
- What conditions are important/what are not
important (e.g., buffer)
- Easier to follow confusing interactions
(“connect the dots”)
SYSTEMATIC APROACH
Oct 3, 2012
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Page 16
- Uncoordinated series of experiments
- Poor understanding of the interaction of
parameters
- Can achieve acceptable separation - but not
understand “why”
- Do not know if complicated conditions are
necessary
- Does not provide insight into sensitivity of
modifications to the conditions
(i.e., robustness)
“RANDOM WALK”
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Page 17
Algorithm driven or search techniques
Models based upon fundamental
understanding of the chromatographic
process
Experimental design
SYSTEMATIC APROACHES
Oct 3, 2012
Improving HPLC Separations
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Page 18
Gradient screening
Isocratic separation – vary mobile phase
strength
Simple screening design
Factorial design
Experimental Designs
Oct 3, 2012
Improving HPLC Separations
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OUTLINE
Page 19
• Definitions - column parameters
• Systematic Approach
- Comments
- Experimental Designs
- Example
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Page 20
- Well understood
- Efficient, information rich
- Provides insight into fundamental behavior
- Experiments can be run in blocks
- Data easy to present and interpret
- Easy to compare effects of individual
components
- Possible to determine if there is interaction
EXPERIMENTAL DESIGN
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Main Effects – “One Factor at a Time”
X1
X2
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Main Effects
%ACN
Temp 45ºC
25ºC
40% 20%
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Main Effects
%ACN
Temp 45ºC
25ºC
40% 20%
Number of Exp’s = 2 x n = 4
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Main Effects
%ACN
Temp 45ºC
25ºC
40% 20%
Number of Exp’s = 2 x n = 6
%Acid 0%
1%
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Page 25
- Few experiments
- Adding a factor adds two experiments
- Isolate the effect of each factor
- Data easy to present and interpret
- Good screening design
- Unfortunately, does not provide information
on interaction of factors
Single Factor Design
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Factorial Design for Two Factors
%ACN
Temp
30ºC
40ºC
25% 35%
Oct 3, 2012
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Factorial Design for Two Factors
%ACN
Temp
30ºC
40ºC
25% 35%
Provides information at Different Levels
Oct 3, 2012
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Factorial Design for Two Factors
%ACN
Temp
30ºC
40ºC
25% 35%
Looking for Interaction of Factors
Effect of Temperature at 25% and 35% ACN
Oct 3, 2012
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Factorial Design for Two Factors
%ACN
Temp
30ºC
40ºC
25% 35%
… And Effect of ACN at 30º and 40ºC
Looking for Interaction of Factors
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Factorial Design
%ACN
Temp
30ºC
40ºC
25% 35%
For More Detailed Understanding
30%
35ºC
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Factorial Design for Two Factors
%ACN
Temp
30ºC
40ºC
25% 35%
With Center-Point - Orthogonal Design
30%
35ºC
Oct 3, 2012
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Non-orthogonal Design for Two Factors
%ACN
Temp
30ºC
40ºC
25% 35%
(25%, 30ºC), (30%, 35ºC) and (35%, 40ºC)
30%
35ºC
Oct 3, 2012
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Factorial Design for Three Factors
with Center Point
% Acid % ACN
Temp
3 Factors, 23 + 1 = 9
Oct 3, 2012
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OUTLINE
Page 34
• Definitions - column parameters
• Systematic Approach
- Comments
- Experimental Designs
- Example
Oct 3, 2012
Improving HPLC Separations
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Page 35
Decide upon the objective
What are the properties of the analyte(s)
Decide upon detector, column, mp, etc.
Literature search?
Perhaps perform a few familiarization
experiments to get feel for behavior?
Gradient (e.g., 10% to 90% ACN/20 min)
Plot effect of mobile phase on retention
Perform more detailed exp’s if necessary
PROCEDURE
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Page 36
- What is the objective?
(assay, det. impurities, prep, trace level)
- What is important?
(time, peak capacity, LOQ/LOD)
- What kinds of constraints?
(equipment, sample properties)
Decide Upon the Objective
Oct 3, 2012
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The Analytes - Benzodiazepines
Nitrazepam
Diazepam
Oxazepam Temazepam Alprazolam
Flunitrazepam Clonazepam Lorazepam
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Page 38
- Column (e.g., C18, phenyl, CN, etc.)
- Mobile Phase Solvents (e.g., MeOH, ACN)
- Acid (e.g., HOAc, Formic, TFA, H3PO4, none)
- Buffer (e.g., acetate, formate, none)
- Temperature
Decide upon Detector, Column, MP, etc.
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Page 39
Model Compounds
Single Column
(Poroshell 120 EC-C18, 3.0 x 100 mm)
Single Organic Solvent
(prefer ACN)
Simple Acid/Buffer
(formic acid, ammonium formate, H3PO4)
Separation of Eight Benzodiazepines
Oct 3, 2012
Improving HPLC Separations
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Page 40
Decide upon the objective
What are the analyte(s) properties
Decide upon detector, column, mobile phase, etc.
Literature search?
Perhaps perform a few familiarization experiments
to get feel for behavior?
Gradient (e.g., 10% to 90% ACN/20 min)
Plot effect of mobile phase on retention
Perform more detailed experiments if necessary
PROCEDURE
Oct 3, 2012
Improving HPLC Separations
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Page 41
Gradient screening
Isocratic separation – vary mobile phase
strength
Simple screening design
Factorial design
Experimental Designs
Oct 3, 2012
Improving HPLC Separations
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Initial Gradient 10% to 90% ACN/0.1% Formic Acid in 20 min
Page 42 Oct 3, 2012
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Initial Gradient 10% to 90% ACN/0.1% FA in 20 min
Page 43 Oct 3, 2012
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Gradient – Compare %Formic Acid 10% ACN to 90% in 20 min
Page 44
No FA
0.1% FA
1% FA
Oct 3, 2012
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Gradient – Compare %Formic Acid 10% ACN to 90% in 20 min
Page 45
No FA
0.1% FA
1% FA
60%
Oct 3, 2012
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Page 46
Decide upon the objective
What are the properties of the analyte(s)?
Decide upon detector, column, mobile phase, etc.
Literature search?
Perhaps perform a few familiarization experiments
to get feel for behavior?
Gradient (e.g., 10% to 90% ACN/20 min)
Plot effect of mobile phase on retention
Perform more detailed exp’s if necessary
PROCEDURE
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Page 47
Gradient screening
Isocratic separation – vary mobile phase
strength
Simple screening design
Factorial design
Experimental Designs
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Isocratic Runs – 35°C, no acid
Page 48
45%
40%
35%
30%
25%
Oct 3, 2012
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Isocratic Runs – 35°C, no acid
Page 49
45%
40%
35%
30%
25%
0
5
10
15
20
25
30
20 25 30 35 40 45 50
tR
% ACN
Retention of Peak-7
tR-7
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Isocratic Runs – 35°C, no acid
Page 50
45%
40%
35%
30%
25%
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
0
5
10
15
20
25
30
20 25 30 35 40 45 50
tR
% ACN
Retention of Peak-7
tR-7
ln(k-7)
ln(k) = ln(kw) – S(%B)
Oct 3, 2012
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Isocratic Runs – 35°C, no acid
Page 51
45%
40%
35%
30%
25% Wrap-around peak
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Isocratic Runs – 25% ACN, 35°C, no acid
Page 52
1st Inj
Wrap-around peak
2nd Inj
Gradient
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Improving HPLC Separations
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Page 53
Decide upon the objective
What are the properties of the analyte(s)
Decide upon detector, col’m, mobile phase, etc.
Literature search?
Perhaps perform a few familiarization experiments
to get feel for behavior?
Gradient (e.g., 10% to 90% ACN/20 min)
Plot effect of mobile phase on retention
Perform more detailed exp’s if necessary
PROCEDURE
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Page 54
Gradient screening
Isocratic separation – vary mobile phase
strength
Simple screening design
Factorial design
Experimental Designs
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Screening for Main Effects/Star Points
%ACN
Temp 45ºC
25ºC
40% 20%
Oct 3, 2012
Improving HPLC Separations
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Screening for Main Effects (Star Points)
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 10
Oct 3, 2012
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Screening for Main Effects
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 10
Oct 3, 2012
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Screening for Main Effects
250 mL ACN 1% FA 0.1 M AF HOH
Exp mL mL mL mL
Cp 75 25 25 125
1% FA 75 2.5 25 147.5
0% FA 75 0 25 150
25 mM 75 25 62.5 87.5
10 mM 75 25 25 125
* mL Formic Acid
*
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Screening for Main Effects
1 L ACN 1% FA 0.1 M AF HOH
Exp mL mL mL mL
Cp 300 100 100 500
1% FA 300 10.0 100 590
0% FA 300 0 100 600
25 mM 300 25 250 425
10 mM 300 25 100 575
*
* mL Formic Acid
Oct 3, 2012
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Screening for Main Effects
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 10
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Gradient – Compare %Formic Acid 10% ACN to 90% in 20 min
Page 61
No FA
0.1% FA
1% FA
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Compare %FA
Page 62
1% FA
No FA
0.1% FA
30% ACN, 10 mM AF, 35°C
Oct 3, 2012
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Exp-1
Exp-4
Exp-5
Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 0
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Effect of Temp
Page 64
40°C
30°C
35°C
30% ACN/0.1% FA, 10 mM AF
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Exp-1
Page 65
Temperature – Main Effect
35% ACN, 0.1% FA 40°C
15°C
20°C
25°C
30°C
35°C
Oct 3, 2012
Improving HPLC Separations
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Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 10
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Effect of Ammonium Formate
Page 67
30% ACN, 0.1% FA 35°C 25 mM
No AF
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Exp-8
Exp-9
Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 0
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Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 0
Yes
Oct 3, 2012
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Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 0
Yes Yes
Oct 3, 2012
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Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 0
Yes Yes Yes
Oct 3, 2012
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Star Points
Exp % ACN % FA Temp mM AF
1 30 0.1 35 10
2 40 0.1 35 10
3 20 0.1 35 10
4 30 1.0 35 10
5 30 0 35 10
6 30 0.1 45 10
7 30 0.1 25 10
8 30 0.1 35 25
9 30 0.1 35 0
Yes Yes Yes Defer
Oct 3, 2012
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Screening - Star Points
Conclusions
• %ACN, Temp, FA, all affect the separation
• Order of elution reversals are observed -
potentially very confusing
• Will choose to leave AF out of optimization
• FA affects separation, but not required for
chromatography
• Sometimes find our conditions or very close
using screen, but not in this case
Oct 3, 2012
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Page 74
Gradient screening
Isocratic separation – vary mobile phase
strength
Simple screening design
Factorial design
Experimental Designs
Oct 3, 2012
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Page 75
Time/Effort
• Initial Gradients: > Half Day
• Isocratic: > Half Day (overnight?)
• Screening: Set-up ~ 2 hrs
• Screening: Run overnight
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Factorial Design for Three Factors
with Center Point
% Acid % ACN
Temp
3 Factors, 23 + 1 = 9
Oct 3, 2012
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Factorial Design
Exp % ACN % FA Temp
1 30 0.10 35
2 35 0.15 40
3 35 0.15 30
4 35 0.05 40
5 35 0.05 30
6 25 0.15 40
7 25 0.15 30
8 25 0.05 40
9 25 0.05 30
Oct 3, 2012
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Displaying Results
%ACN
% Acid
0.05%
0.15%
25% 35%
__ (+) 40°C
__ (-) 30°C
__ (+) 40°C
__ (-) 30°C
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40°C
0.15% Formic Acid, 35% ACN
Page 80
30°C
Oct 3, 2012
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Exp-2
Exp-3
40°C
0.05% Formic Acid, 35% ACN
Page 81
30°C
Oct 3, 2012
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Exp-4
Exp-5
40°C, 0.15%
Temp, Formic Acid, 35% ACN
Page 82
30°C, 0.15%
30°C, 0.05%
40°C, 0.05%
Oct 3, 2012
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Displaying Results
%ACN
% Acid
0.05%
0.15%
25% 35%
40°C (+) __
30°C (-) __
40°C (+) __
30°C (-) __
Oct 3, 2012
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0.15% Formic Acid; 25% ACN
Page 84
40°C, 0.15%
30°C, 0.15%
<------- Merged peaks
Oct 3, 2012
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Exp-6
Exp-7
0.15% Formic Acid; 25% ACN
Page 85
40°C, 0.15%
30°C, 0.15%
Merged peaks
Oct 3, 2012
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Exp-6
Exp-7
Resolved
peaks
0.05% Formic Acid; 25% ACN
Page 86
40°C, 0.05%
30°C, 0.05%
Oct 3, 2012
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Exp-8
Exp-9
0.05% Formic Acid; 25% ACN
Page 87
40°C, 0.05%
30°C, 0.05%
Merged peaks
Oct 3, 2012
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Exp-8
Exp-9
Partial Sep’n
40°C, 0.15%
Temp, Formic Acid, 25% ACN
Page 88
30°C, 0.15%
30°C, 0.05%
40°C, 0.05%
Oct 3, 2012
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40°C, 0.15%
Temp, Formic Acid, 35% ACN
Page 89
30°C, 0.15%
30°C, 0.05%
40°C, 0.05%
Oct 3, 2012
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0.15% Formic Acid; 25% ACN
Page 90
40°C, 0.15%
30°C, 0.15%
35°C, 0.15%
Oct 3, 2012
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0.15% Formic Acid; 22% ACN
Page 91
50°C, 0.15%
35°C, 0.15%
Oct 3, 2012
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40°C, 0.15%
0.15% Formic Acid; 22% ACN
Page 92
35°C
30°C
Oct 3, 2012
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25°C
Page 93
OBSERVATIONS
• Effect of small changes in acid
• Order of elution changes with % ACN
• Order of elution changes with Temp
• Similar polarity – similar retention
• 22% ACN, 30°C and 25°C, 0.15% formic acid provide minimal separation
• Expect changes in retention
Oct 3, 2012
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Page 94
Gradient screening
Isocratic separation – vary mobile phase
strength
Simple screening design
Factorial design
Experimental Designs –
Increasing “Power”
Oct 3, 2012
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Page 95
Time/Effort
• Initial Gradients: > Half Day
• Isocratic: > Half Day (overnight?)
• Screening: Set-up ~ 2 hrs
• Screening: Run overnight
• Factorial: Set-up ~ 2 hrs
• Screening: Run overnight
Oct 3, 2012
Improving HPLC Separations
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Page 96
OBJECTIVE
• Demonstrate a systematic approach to method development
• Improve understanding of separation process
• Development of more robust methods
• More efficient than “random walk”
Oct 3, 2012
Improving HPLC Separations
Agilent Restricted
Thank you – Questions?
Improving HPLC Separations
Agilent Restricted
Oct 3, 2012 Page 97
Bill Champion
800-227-9770, opt 3, LC Column Support