iconicity and chinese characters: the ideographic nature of pictograph-based characters

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    Iconicity and Chinese Characters:

    The Ideographic Nature of Pictograph-Based Characters

    Keywords: iconicity, ideograph, ideographic,

    Chinese characters, etymology, Lawrence J. Howell

    In aprevious essay I proposed that Chinese characters are ideographic (in distinction

    to being ideographs). The present essay describes the ideographic nature of characters

    that originated in pictographs. It also presents examples of compound characters built

    upon them.

    First, a repeat of three paragraphs outlining the types of characters.

    A handful of characters have traditionally been regarded as ideographs: They were

    created to represent ideas or concepts. One such example is, the original sense of

    which was a supreme god unifying heaven and earth. Two others would be and,

    the earliest forms of which suggested the meanings above and below,

    respectively by depicting one line above (or below) another.

    Several hundred among the existing characters were devised as pictographs,

    representations of objects such as specific animals, body parts, features of the natural

    world and so on. Examples includebird, ear and river.

    That leaves thousands (even tens of thousands) of compound characters. These

    characters combine two elements. One element, the signific, suggests the character's

    meaning alone. The other element, the phononoemaphore (= sound-concept bearer)

    suggests both the character's meaning and its pronunciation. For instance,

    combines the signific sun and the phononoemaphore, which was originally a

    tree with a diminutive, curved, and dimly visible branch on top. In, suggests

    dim (visiblity). The combination of elements originally indicated poor sunlight,

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    resulting in dim visibility. Current meanings of this character include dark and

    conceal.

    Turning our attention to the pictographic characters, we'll start with the three noted

    above:bird, ear and river. It is important to recall that all characters have

    pronunciations. The earliest pronunciations that can be reconstructed with a certain

    degree of confidence provide important clues about how each pictograph was

    originally conceived.

    That is, is not simply a pictorial representation of a bird, of an ear and of a

    river. There are larger ideas behind each pictograph. was conceived of not as a

    generic bird, but specifically as one with a long, curved and rising tail. is not

    simply an organ of hearing; it is a supple object clinging to the side of the head. is

    not just a waterway, but a curved object stretching between and connecting two

    points.

    How are we able to pinpoint these meanings so precisely? Linguistically, by

    comparing terms that were homonymic in the early stages of the Han language.

    Conceptually, by sifting through these terms to extract what it is they have in

    common.

    Let's look at, and in the context of other terms that are phonologically and

    conceptually close. The characters are followed by the Old Chinese readings offered

    by Axel Schuessler in his Minimal Old Chinese and Later Han Chinese: A

    Companion to Grammata Serica Recensa. The numbers pertain to the classification

    scheme to which Schuessler has made slight modifications from Bernhard Karlgren's

    system. Note that still earlier pronunciations of the terms in each group were likely

    closer than what we find here.

    http://www.uhpress.hawaii.edu/p-9780824832643.aspxhttp://www.uhpress.hawaii.edu/p-9780824832643.aspxhttp://www.uhpress.hawaii.edu/p-9780824832643.aspxhttp://www.uhpress.hawaii.edu/p-9780824832643.aspxhttp://www.uhpress.hawaii.edu/p-9780824832643.aspxhttp://www.uhpress.hawaii.edu/p-9780824832643.aspxhttp://www.uhpress.hawaii.edu/p-9780824832643.aspx
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    Concept: Curved and vertical

    dh 10-16 Food stand

    dh 10-17 Two persons in combat

    to 10-19 Lamp stand, a stationary object

    ti 13-25 Bird with a long, curved and rising tail

    ju; ju 13-34 Long-necked, rounded alcohol container

    ju 13-36 Long-necked, rounded alcohol container

    dziu 13-36 Long-necked, rounded alcohol container

    lhu 13-38 (Tubular) neck running between head and trunk

    truk 14-8 (Rigid, tubular) bamboo

    tiuk 17-3 Suspended vine

    diauk 17-5 Raise a curved spoon/ladle

    Supple/soft objects

    sna 3-42 Soft, yielding sack in which goods are placed

    n 4-40 Supple ear clinging to the side of the head

    n 4-41 Soft, droopy beard

    / ns; nts 21-27 Knife pressed into soft wood in carving it

    nit 29-26 The sun, the heat of which softens objects and/or reduces them in size

    / nns 33-20 Supple/flexible blade

    nm 38-25 Spool encompassed by soft threads

    Curved object stretching between and connecting two points

    kns ! 25-3 Pierce rounded seashells, which adhere closely in being strung together

    krns 25-9 Boards pierced by elliptical connecting rods

    gwn 32-5 Tip of a twisted thread stretched between and linking two points

    k-hlun ! 34-20 River boring through the earth between two points

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    Via a similar comparison process we can deduce how other objects and phenomena

    were originally conceived. Here is a short list of examples.

    Character/Original

    Signification

    Larger Concept Related/Original Signification

    Square orrectangular winnow

    Square/rectangular

    objects that

    frame/are framed

    Long desk; Frame of a vehicle;Door (frame); Large/great framingtool, with arms at distant ends; Tripodcooking vessel containing a square

    partition

    Neatly alignedbones of the spinal

    column

    Rows of like objects Rippling muscles of a powerful arm; Linked beads of raindrops;Aligned

    pairs of arms on both sides of ameasuring device

    The sun, as seenfrom ground level,

    concealed by

    vegetation

    Covered and thus

    concealed

    Dancing figure with long, concealingsleeves; Fruits of grain (rice),concealed in husks/hulls; Cover anobject, obscuring it; Dish, plate or

    bowl covered by a lid

    Supple female Supple/soft objects Supple ear clinging to the side of thehead;/ Soft, droopy beard; Putgoods in a soft, yielding sack; Seal(pressed into soft clay)

    Cracks spreadingover shells/bones in

    a divination rite

    Objects that curve

    in spreading

    Spread/expose an animal hide on theground for drying in the sun;Alcoholcontainer with a bulging middle;Spread the arms to signify

    refusal/negation; Curls of peeledbamboo scattered in being pared

    Slender pile ofobjects

    Profusion ofsmall/slender

    objects, creating a

    pile

    Rocks piled to cut off a stream;Chop/cut wood with an ax-like

    implement, creating piles of shavings;/ Pile of slender threads; Figurative

    pile of children/offspring

    Curved ladle Curved andhorizontal

    Small, curved boat; Curved boat; Circulate an enclosed field of grain

    plants; Curved cracks splitting overthe surface of bones/shells in divination

    rites

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    A second chart suggests how characters deriving in pictographs are also conceptually

    related to compound characters built upon them.

    Conceptually

    Related Pictograph-

    Based Characters

    Common Concept Conceptually Related Compound

    Characters, with Original Significations

    Square/rectangularobjects that

    frame/are framed

    Square, earthen foundation;(Wooden) desk; Storehouse forcovering vehicles; Door of a cage;Carpenter's square; Earthen

    partition/barrier

    Rows of like objects Timber aligned in support of rafters at

    the eaves; Rippling muscles of theribs; Latticework; Two-wheeledvehicle

    Covered and thusconcealed

    Desert, where water sources areconcealed; Luxuriant/overgrownvegetation that covers/conceals; Strayoff course on account of obscure

    visibility; Cover blocking the entry ofsunlight; Fill a dish with food

    / Supple/soft objects Soft rice cake; Fetus clinging to thewomb; Tender, luxuriant plant life;Put inside a storehouse; Seal

    Objects that curvein spreading

    Tree with cracks in its bark;Explosion that exposes objects;Abundant/numerous spokes radiating

    from a hub; Spread wordof refusal/negation/denial; Pare/strip

    / Profusion ofsmall/slender

    objects, creating a

    pile

    Pile/heap of unpalatable rice; Pileearth to cut off the flow of a river;Slice then preserve vegetables in vinegar; Slender (silk) threads; Plum(produced in voluminous quantity)

    Curved andhorizontal

    Measure out grain by ladling it;Curved and knotted string/cord;Remove wood from a log to create a

    dugout canoe; Circulate, completing

    one cycle; Split away from the groundin leaping

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    The concepts presented in this essay belong to larger conceptual groups. The latter

    groups are the topic of a separate article.

    By maintaining the distinction between form and function we discern that Chinese

    characters are ideographic though they are not ideographs. This applies to characters

    that are pictographic in origin and to compound characters as well.

    Lawrence J. Howell

    10 April 2012

    Kanji Networks

    http://www.kanjinetworks.com/index.cfmhttp://www.kanjinetworks.com/index.cfm