iconicity and chinese characters: the ideographic nature of pictograph-based characters
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Iconicity and Chinese Characters:
The Ideographic Nature of Pictograph-Based Characters
Keywords: iconicity, ideograph, ideographic,
Chinese characters, etymology, Lawrence J. Howell
In aprevious essay I proposed that Chinese characters are ideographic (in distinction
to being ideographs). The present essay describes the ideographic nature of characters
that originated in pictographs. It also presents examples of compound characters built
upon them.
First, a repeat of three paragraphs outlining the types of characters.
A handful of characters have traditionally been regarded as ideographs: They were
created to represent ideas or concepts. One such example is, the original sense of
which was a supreme god unifying heaven and earth. Two others would be and,
the earliest forms of which suggested the meanings above and below,
respectively by depicting one line above (or below) another.
Several hundred among the existing characters were devised as pictographs,
representations of objects such as specific animals, body parts, features of the natural
world and so on. Examples includebird, ear and river.
That leaves thousands (even tens of thousands) of compound characters. These
characters combine two elements. One element, the signific, suggests the character's
meaning alone. The other element, the phononoemaphore (= sound-concept bearer)
suggests both the character's meaning and its pronunciation. For instance,
combines the signific sun and the phononoemaphore, which was originally a
tree with a diminutive, curved, and dimly visible branch on top. In, suggests
dim (visiblity). The combination of elements originally indicated poor sunlight,
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resulting in dim visibility. Current meanings of this character include dark and
conceal.
Turning our attention to the pictographic characters, we'll start with the three noted
above:bird, ear and river. It is important to recall that all characters have
pronunciations. The earliest pronunciations that can be reconstructed with a certain
degree of confidence provide important clues about how each pictograph was
originally conceived.
That is, is not simply a pictorial representation of a bird, of an ear and of a
river. There are larger ideas behind each pictograph. was conceived of not as a
generic bird, but specifically as one with a long, curved and rising tail. is not
simply an organ of hearing; it is a supple object clinging to the side of the head. is
not just a waterway, but a curved object stretching between and connecting two
points.
How are we able to pinpoint these meanings so precisely? Linguistically, by
comparing terms that were homonymic in the early stages of the Han language.
Conceptually, by sifting through these terms to extract what it is they have in
common.
Let's look at, and in the context of other terms that are phonologically and
conceptually close. The characters are followed by the Old Chinese readings offered
by Axel Schuessler in his Minimal Old Chinese and Later Han Chinese: A
Companion to Grammata Serica Recensa. The numbers pertain to the classification
scheme to which Schuessler has made slight modifications from Bernhard Karlgren's
system. Note that still earlier pronunciations of the terms in each group were likely
closer than what we find here.
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Concept: Curved and vertical
dh 10-16 Food stand
dh 10-17 Two persons in combat
to 10-19 Lamp stand, a stationary object
ti 13-25 Bird with a long, curved and rising tail
ju; ju 13-34 Long-necked, rounded alcohol container
ju 13-36 Long-necked, rounded alcohol container
dziu 13-36 Long-necked, rounded alcohol container
lhu 13-38 (Tubular) neck running between head and trunk
truk 14-8 (Rigid, tubular) bamboo
tiuk 17-3 Suspended vine
diauk 17-5 Raise a curved spoon/ladle
Supple/soft objects
sna 3-42 Soft, yielding sack in which goods are placed
n 4-40 Supple ear clinging to the side of the head
n 4-41 Soft, droopy beard
/ ns; nts 21-27 Knife pressed into soft wood in carving it
nit 29-26 The sun, the heat of which softens objects and/or reduces them in size
/ nns 33-20 Supple/flexible blade
nm 38-25 Spool encompassed by soft threads
Curved object stretching between and connecting two points
kns ! 25-3 Pierce rounded seashells, which adhere closely in being strung together
krns 25-9 Boards pierced by elliptical connecting rods
gwn 32-5 Tip of a twisted thread stretched between and linking two points
k-hlun ! 34-20 River boring through the earth between two points
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Via a similar comparison process we can deduce how other objects and phenomena
were originally conceived. Here is a short list of examples.
Character/Original
Signification
Larger Concept Related/Original Signification
Square orrectangular winnow
Square/rectangular
objects that
frame/are framed
Long desk; Frame of a vehicle;Door (frame); Large/great framingtool, with arms at distant ends; Tripodcooking vessel containing a square
partition
Neatly alignedbones of the spinal
column
Rows of like objects Rippling muscles of a powerful arm; Linked beads of raindrops;Aligned
pairs of arms on both sides of ameasuring device
The sun, as seenfrom ground level,
concealed by
vegetation
Covered and thus
concealed
Dancing figure with long, concealingsleeves; Fruits of grain (rice),concealed in husks/hulls; Cover anobject, obscuring it; Dish, plate or
bowl covered by a lid
Supple female Supple/soft objects Supple ear clinging to the side of thehead;/ Soft, droopy beard; Putgoods in a soft, yielding sack; Seal(pressed into soft clay)
Cracks spreadingover shells/bones in
a divination rite
Objects that curve
in spreading
Spread/expose an animal hide on theground for drying in the sun;Alcoholcontainer with a bulging middle;Spread the arms to signify
refusal/negation; Curls of peeledbamboo scattered in being pared
Slender pile ofobjects
Profusion ofsmall/slender
objects, creating a
pile
Rocks piled to cut off a stream;Chop/cut wood with an ax-like
implement, creating piles of shavings;/ Pile of slender threads; Figurative
pile of children/offspring
Curved ladle Curved andhorizontal
Small, curved boat; Curved boat; Circulate an enclosed field of grain
plants; Curved cracks splitting overthe surface of bones/shells in divination
rites
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A second chart suggests how characters deriving in pictographs are also conceptually
related to compound characters built upon them.
Conceptually
Related Pictograph-
Based Characters
Common Concept Conceptually Related Compound
Characters, with Original Significations
Square/rectangularobjects that
frame/are framed
Square, earthen foundation;(Wooden) desk; Storehouse forcovering vehicles; Door of a cage;Carpenter's square; Earthen
partition/barrier
Rows of like objects Timber aligned in support of rafters at
the eaves; Rippling muscles of theribs; Latticework; Two-wheeledvehicle
Covered and thusconcealed
Desert, where water sources areconcealed; Luxuriant/overgrownvegetation that covers/conceals; Strayoff course on account of obscure
visibility; Cover blocking the entry ofsunlight; Fill a dish with food
/ Supple/soft objects Soft rice cake; Fetus clinging to thewomb; Tender, luxuriant plant life;Put inside a storehouse; Seal
Objects that curvein spreading
Tree with cracks in its bark;Explosion that exposes objects;Abundant/numerous spokes radiating
from a hub; Spread wordof refusal/negation/denial; Pare/strip
/ Profusion ofsmall/slender
objects, creating a
pile
Pile/heap of unpalatable rice; Pileearth to cut off the flow of a river;Slice then preserve vegetables in vinegar; Slender (silk) threads; Plum(produced in voluminous quantity)
Curved andhorizontal
Measure out grain by ladling it;Curved and knotted string/cord;Remove wood from a log to create a
dugout canoe; Circulate, completing
one cycle; Split away from the groundin leaping
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The concepts presented in this essay belong to larger conceptual groups. The latter
groups are the topic of a separate article.
By maintaining the distinction between form and function we discern that Chinese
characters are ideographic though they are not ideographs. This applies to characters
that are pictographic in origin and to compound characters as well.
Lawrence J. Howell
10 April 2012
Kanji Networks
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