ilana d rovner financial disclosure report for 2009

8/3/2019 Ilana D Rovner Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE R EPORT R e p o r l R e q u i r ed b y t h e E t h i c sin Government Act of 1978FOR CALENDAR YEAR 200 9 r ~ u . s . c , a p p . p I 0 1 - 1 1 1 )1. Person R eporting (last name, first, middle initial) 2. Court or Organization 3. Date of ReportRovner, liana D. 7th CircuirCoun of Appeals 7/3012010

4. Title (Article Ill judges indicate active or senior status: 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)[] Nomination, Date 01/01/2009

Circuit Judge(Active) [] Initial [] A .... 1 [] Final to5b. [] Amended RcporI

7. Chambers or Office Address 8, On the basis of the information contained in this Report and anymodifieal~ions pertaining thereto, it is, in my opinion, in compllancUnited States Coort of Appea!s with applicable laws and regulations.219 S. Dearborn St.Chicago, IL 60604 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form maat be followed. Complete all parts,checking 1he NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . (Reporting individual only; seepl,. 9-13 of filing instruetiom:)[~ N O N E (No reportable positions.)

PO_.~TION N A M E O F O R G A N I Z A T I O N /E N T I T YI. Member Emeritus, Board of Trus tees2. Member, Board of Overseers

3. Member. Board of Directors

4. Trustee Trust

.

11. AbI~i~i~,M/~NI~. (gtpnrting individt,al only .....N O N E (No reportable agreements.)

~ARTIES AND "IE~S

2.


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F I N A N C I A L p a g e 2 o f 3 3 D I S C L O S U R E R E P O R T I Rovaer , l iana D. 7 / 3 0 / 2 0 1 0

I ll . N O N -I N V E S T M E N T I N C O M E . ~R~ or t i~g ~,~, ,~ ,a ~,~: ~ ~. 17 -24 of filing i ........ "t/one)A. Fliers Non-Investment Income

N O N E {No reportable non-investment income.)D A T E SO~CE A~ ~E ~COME[ y o u r s , n o l s p o u s e s )

I.

2.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - l fy o u were married during.an) portion of th~ reporting ),ear, complete thiv sectior~[Dollar omount not reqoired except for honoraria.)

N O N E (No reportable non-investment hrcome.)DATF., SOURCE AND TYPE

I 1/09-1 I109 ~~i,~ - Salary2. 1/09-! 1/09 ~ ! ~ i ~ ,i~,,,,~,~,i~,i~l- Fixed Detanea Benefit llan3.4.

IV. REIMBURSEMENTS -(Inclvdes th~c to spousc and dependcm children: see pp. 25.27 t~ff!ling instroctions.)

N O N E (No reportable reimbursements.]SO~ ~ LOCAT ION P~OSE I T E M S P A I D .D R P R O D D E D

i.2.3,4.

5,


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FINANCIAL DISCLOSURE REPORT r~ ,~Page 3 of 33

[] N O N E _ (N o reportable g i . f is .)SO U R C E D E SC R IP T IO N VALUE.

I. l:artial Honorary M embership ~ : : ~ : S 1 , 8 , D 0 . 0 02_3.4.5.

V I . L I A B I L I T IE S . a, ctua~. , ,h, , s , of .~ ...... d d e p e n d e n t c h i l d r e n : s e e p p . 3 2 - 3 3 ,,].liling instructions.)~] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1. C i l iM o r t g a g e C o s i g n e r o n m o r t g a g e . L

2.3.4 ..


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Name or Person Report ing Date o f ReportPageFINANCIAL4 of 33 D I S C L O S U R E R E P O R T ] a o ~ . ~ r , . a . ~ ~). 7/3o/~010

V I I . I N V E S T M E N T S a n d T R U S T S - i .eo.e. ,or . . . ~.~,, , o .~ a . , . t .a .~ . ,o~, o /~. ~a a~.a~ . , ~hi~a~.: , , , ~ , . ~ 0 of filing i n s ~ n c t i o n ~ )~0~ OVo reportable income, assets, or ~ansactions.)

)escfplion of A~etz Income du~llg G r o s s v a l u e a l e n d T r a n s a c ti o n s d u 6 n g ~ p o ~ i n g( ~ n l u d t n g t ~ s t a s s e t s ) I rcpo~ting ~fi~ of repoSing ~ri~

( I) (2 ) (1) (2) (1 ) {2) (3) (4) (5 )P l a c e " ( X } " a ~ e r e a c h a s s c 1 A m o u n t - T y p e ( e . g . , ~ Value Value T y ~ ~ e . g ., Da~e ! Value G a i n

e x e m p t fw m p r i o r d i s c l o s u r e C~e I d i v . . r e n l . C od e 2 [ Meth~ b u y , s e l l . ~ m m id d/ y y ~ C od e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) ~ ( J - P ) : C~e 3 r~e~pfion) I J - P ) ( A - H ) ( i f p ~ v a t e~ ~ ~ ( Q - W ) m a n i c , i o n ]

1. Industrial Development Bank of Israel, Ltd. None J T2, Brokerage Acct #1

3. -Fidelity Municipal MM F A Dividend K 74. A Interest

5. -Fidelity AMT Tax-Free Money Fund A I n t e r e s t Bu y 05/05/09 K Transfer From(F]MXX)6. -AF&T lnc Corn A Dividend K T Bu y 0 9 . r 2 9 / 0 9 K7. -Agnico Eagle Mines Corn NPV None J T Bu y 0 5 / 0 5 / 0 9 : K Transfer From8. Bu y 0 7 / 2 7 1 0 9 J(addl)

Sold 06/I 8/09 J B(part)1 0 . -Alcoa Inc A Dividend J T Buy 07/28/09 KI 1 . Sold 0 9 / 0 2 0 9 ! K A( p a r t )1 2 . -Anadarko Pele Corp A Dividend J T Buy 06/04/09 .t1 3 . Sold 06/22/09 J( p a r t )1 4 . -Appl,.: Inc None J T Bu y 06/04/09 K1 5 . Sold 0 6 / 2 2 / 0 9 ] J( p a r t )1 6 . Sold 0 9 / 0 2 / 0 9 1 j B( p a r t )1 7 . -Brocade Communications S ys None J T Buy 05/11/09

[ J


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FINANCIAL DISCLOSURE REPORT IPage 5 of 33 Rovner, liana D. 7/30~010V I I . I N V E S T M E N T S a n d T R U S T S - ~,,o,,. ~,,. ......d o . , (Includes those of .~ ..... d dependen t ch i ld ren; ~e p p . 3 4 ~ 0 of f d in( ins t ruc t ion)

NO ~ (No re~rtab& income, c~sets, or ~ansactions)/ Income dunng ~ Gross va ue at end ~ Trance(ions dufng ~ing periodDescription of Assets ~ re~aing ~riod

~mot ~t Tv~ (e.~. ] Value V~lue ~ Ty~ (e.g. ~ Date Va ue Gain ldenti~ ofPlace "(X}" a~er each asset C~e ~ div.,~nt, Code2 ~ Mcth~ . buy, sell, ,mm/d~tyy C~e2 C.~e I buy~/~llerexempt Rom pr ior di~ losure ~ (A-H) ~ or int.) ~ (J-P) C~e3 redemption) ~ (J-P) (A-H) (if private

Bu y 05/22109 J8. I (addt)19. Sold 06/18109 J B(pa~)20 . -Enbridge Enemy Partners LP No n e J T Bu y 06102109 K

21 . Sold 09102/09 J A(pa~)22. -Govt Pp~s Income Tr Corn Shs A Dividend K T B uy 08/31/09 K

23. -Ishares lnc MSC1 Canada Index Fd A Dividend K T Bu y 091~109 K

24 . -ITC Hldgs Corp A Dividend J T Bu y 05/28109 J

25. S old 09102109 J A(pan)

26 , -Pimco Mun Income Fd II B Ira.iDly. K T Bu y 0 5 / 0 5 / 0 9 K Transfer From

27. S old 0 6/I 8/09 J A(pan)

28. -Range ResourcesCorp A Dividend J "1" B uy 09/18/09 K

29. S old ~/24109 J(pa~)

30. -SPDR Set Tr Morgan Stanley Tech A Dividend J T Buy 0W 21/09 K

31. Sold 09124/09 K(part)32. -Tara Motors Limiled Adr Ea Rep A Dividend K T B uy 05/28/09 J

33. " Sold 09/24109 J B (part)34 . -Fidelity Canada (FICDX) A Dividend K T B uy 09/03/09 K


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PageFINANCIAL6 of 33 DISCLOSURE REPORT [ 7 / 3 0 / 2 0 ~ 0V I I . I N V E S T M E N T S a nd T R U S T S - ~,,-o.,e, ,,t.,, t, ..... , i o . s (Includes those of sp ...... d dependent ch i ldren; ~e pp . 3 4 - 6 0 o f f a i n g i .z truct ion~)

NONE (~Vo reportable income, ~sets, or ~ansactions.): Transactions during rc~ing periodD e s c r i p t io n o f A s s e t s I n c o m e d u r in g Gross value al end ~

( n c l u d n g t r u s t ~ s e t s ) [ report ing ~fi~ ~ of re~ing ~6odP l a c e " ( X ) " a l lc r e a c h r o s e [A~unt [ "ry~(e.g., Value Value Ty~(e.g., : Date ~ Value I Gain ~ I d e n t i t y o f

e x e m p t f ro m p r i o r d i~ l o s u r e ~ C~e I d ~ v . , ~ n t , ~ C o d e 2 Metb~ ] b u y , s e l l , m m / d ~ y y ~ C o d e 2 C o d e I b u y c r / s e l l e ~~ ( A - H ) o ~ i n ) . ( J - P ) C~e 3 r e d e m p l i o u ) ~ ~ ( J - P ) ( A -l - I ) ] ( i f p r i v a t e

t 35. -Ame~can Centu~Tax Free Bond A Interest K T guy 09/16109 K

3 6 . -Baird Inte~nedial~Muni Bond invs Cl A Dividend M T Buy 0WI0/09 K{ B M B S X )3 7 . A Interest Bu y 0 9 / 1 6 1 0 9 K(addl)3 8 . -Marshall Inte~ed T~ Free Cl Y {MITFX) A Dividend K T Bu y 0WI6/09 K3 9 . B Interest

4 0 . -PimcoTotal Relnm Class D (Iq~DX~ A Divider~d K T Bu y 0 5 1 0 5 / 0 9 J Trans{~r From4 1 . Bu y 06/22/09 J(addl)4 2 . -T Rowe Price Tax Free Short Inter A Interest M 1" Bu y 09/17/09 K(PRFSX)4 3 . Buy 09/22/09 L(addl)4 4 . -Thomburg Ltd Term Municipal Fund CI A A Dividend J T Buy 09/28/09 J(LTMFX)4 5 . A 1 n t e r e s t

4 6 . -Thomburg Strategic Municipal Income C A Dividend L T Buy 0 9 / I 1 / 0 9 K(TSSCX)4 7 . A I n t e r e s t Buy 09/28/09 K(addl)4 8 . -Vanguard GNMA (VFIIX) A Dividend J T Bu y 05/05/09 J Transfer From4 9 . Sold 0 6 1 2 2 / 0 9 J(parl)5 0 . -Wells Fargo Ultra Shrl Tm Muni Inc-Adv A Dividend K "! Buy 0 9 ! 1 8 / 0 9 K(SMLIAX)5 1 . A I n t e r e s t

2. Value C~ J =SI 5,~ or I~ K e $ 1 5 , ~ 1 - 550,000 L = S 5 0 , 0 0 1 - $ l { ~ , ~ . t 0 M -S ]~.O01 - S250.~)


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FINANCIAL DISCLOSURE REPO RT N a m e o f P e r s o n R e p o r t i n g I D a t e o f R e p o r tPage 7 of 33 Rovner, l iana D. 7/30/20 |0V 1 1 . I N V E S T M E N T S a n d T R U S T S - i,,e,,,~e, v ~ l ~ e , ,~ ..... t~,,~ (Includes those of spa .... d dependent childr ..... p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )~-] NONE income, or transactions.)( ~ o reportable assets,

D e s c r i p t io n o f A s s e t s / I n c o m e d u r i n g Gross va ue a end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g l m s t a s s e l s) I r e p o r t i n g p e r i o d o f r e p ~ r l i n g p e r i o dP l a c e " ( X ) " a ~ e r e a c h a s s e l [ A h a u n t [ "ly~(c.g. V a l u e Value ~ Ty~(c.g.. Date : Value ~ Gain ~ ldenti~ ofC o d e 1 cxemptfi~m~ordisclosure " , d ~ v . r c n t , C~e2 [ Mchod buv,~tl ,mn~d~vy C~2 C~el I buyer/sell~{ A - I t ) o r i n l . ) ~ ( J - P ) C~c 3 ~ r e d e m p t i o n ) . ( J - P ) ( A - H ) [ ( i f p r i v a t e

5 2 . -Wells Fargo Shoo Term Muni Bd-lnvest A Dividend L T Bny 09/16/09 K(srs~x)5 3 . A Interest

5 4 . -Hatteras Finl Carp Cam (HTS ) B Dividend K T Buy 09/21/09 K5 5 . -BP PLC Adr A Dividend Buy 0 8 / 1 1 / ( ~ ) K

5 6 . Sold 09/02/09 K A5 7 . -l~lackrock Enhanced Divid Achievers "l"r A Dividend Buy 08/26/09 J5g. Sold 0 9 1 2 4 / 0 9 J5 9 . -CPFL Energia Sa Span Adr" A Dividend Buy 08/06/09 K

6 0 . Sold 08/20/09 K

6 1 . -Cader~ee Design Systems lnc None Bu y 05/11/09 J

6 2 . Sold 05/26/09 J6 3 . -China Mobile Led None Bu y 0 8 / 1 7 1 0 9 K6 4 . Sold 09/02/09 J6 5 . -CitiGroup Inc None f ~ u y 07/29/09 J6 6 . Sold 09/02/09 J C6 7 . -Fidelity GNMA Fund A Dividend B t ~ y 0 5 1 0 5 1 0 9 K Transfer From

6 8 ~ S old 06/22/09 K A(purl)


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Ia m e o f P e r s o n R e p ~ r t i n g D a t e o f R e p o r tFINANCIAL D IS C LO S U RE R E PO R TPage 8 of 33 7 1 3 o a o ~ oV I1. INVESTMENTS and T RU STS - i ~ . . . . . . ~ , ~ , ~ o ~ a ~ t ~ . , ~ o . ~ o / ~ . .. .. . ~ , ~ . , ~ u~ , ~ ~ ~ . ~4 ~o o /~ i ~ i ~ t ,~a o ~

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s ~ t s I n c o m e d u r in g Gr~ value at end ] T m n ~ c t i o n s d u r i n g r ep o s i n g p e f o d(inclnding t~st ~sets) tcponit~g ~ri~ [ of re~aing ~fi~ !P l a c e " X ) " a f t e r e a c h a s s e l Amotmt ~ "f~(e.g., [ Value l Value "ly~ (e@ , Da~e ~ Value [ Gain ]den6~ of

c x e m p ~ o m p r o r d is c l o s u re C~ I div., rent, ~ C~e 2 [ Meth~ ~ b u y , s e l l , mm/d~yy ~ C~e 2 ] C~e I b u y e r / s e ] l c rI (A-H) [ o r i n t . ) ~ ( J - P ) [ C~e3 [ r e d e m p t i o n ) (~-P) ~ (A-H) . ( i f p r i v a t e

6 9 . Sold 0 9 1 2 9 / 0 9 J A

7 0 . -Fidelity Govemmenl Income A Dividend Bu y 0 5 1 0 5 1 0 9 L Transfer From

7 1 . Sold 0 5 1 2 0 / 0 9 L A7 2 . -Fidelity Select Natural Gas None Bu y 0 5 1 2 6 / 0 9

7 3 . Bu y 06/02/09(addl)7 4 . Sold 0 9 1 0 2 / 0 97 5 . -Frontier Communications Corp N o r m Bu y 07/14/09 .I

1 7 6 . Sold 0 9 / 0 2 1 0 9 .I A

7 7 .-lshares Ba~clays Treas Intlation A Dividend Buy 05/05/09 K Transfer From

7 8 . Sold 0 5 1 0 6 / 0 9 K7 9 . -Peoples Utd Finl lnc None Bu y 05/)1109 J

8 0 . Sold 05/26/09 J8 1 . -Slarent Networks Corp None Bu y 05/11/09 J8 2 . Sold 1 2 / 2 1 / 0 9 K D8 3 . -Tekelec None Bu y 0 5 1 1 1 / 0 9 J8 4 . Sold 0 5 1 2 6 / 0 98 5 . -Yamaha Gold Inc Corn A Dividend Buy 05105109 K Transfer From


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Iame of Person Reporting]

D a t e o f R e p o r tFINANCIAL D IS C LO S UR E R E PO R TPage 9 of 33 7/30/2010VII. INVESTMENTS and TRUSTS -

~qO~ (No reportable income, assets, or transactions.)~scription of Azsets Income during Gross value at end ] Tcansactions during ~ting ~ri~

{including trust zs~ls) m~aing p eri~ of reposing ~ri~

ValuePla~ "(X)" after each as~t Amount[ Ty~(e.g., Value

~ (Q-W) ~ransaction)

8 6 . Sold ~ 0 6 / 1 8 / 0 9 K8 7 . IRA Acct #1 B Dividend J T

8 8 , -MLBank USA Rasp8 9 . -Eaton Vance Tax A dvantage9 0 . -Old M mallClaymore S hrt Fund Buy 01/20/09

[ (addl)9 1 . Bu y 04;14/09

(addl)9 2 . Bu y 0 7 / 0 9 1 0 9(addl)9 3 . Bu y 1 0 1 0 7 ] 0 9{addl)

9 4 , IR.A Acct #2 B D i v i d e n d K T

[ 9 5 . -ML Bank USA Rasp

9 6 . -ML Retirement RescrvcsCL I9 7 . -Visa Inc. C1 A S hrs9 8 . -Blackrock Cap & lnc S trat. Buy 0!/26"09(addb)9 9 . Buy 04/15/09 J

(addl)1 0 0 . Bu y 0 7 / 1 3 7 0 9(addl)1 0 1 . Buy [ 10/08/09 J(addl)1 0 2 . Investment Club (Y) A Dividend Closed 11727/09 K Account Closed See

Note I


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Page 10 of 33 R o v . ~ r , l ia n a D . 7 / 3 0 / 2 0 1 0

~ NO~ income, assets, or ~a~actions.)~ o reportableIneome du~ng ~ G~ss value at end ~ "rransactions during repoaing pe6~Description of Assets

{including In,st a~cts) ~ re~ing ~ri~ of r~oaing ~6~ lPlacc"{X)T M after each a~et [Amount Ty~ (e.g., V alue V alue ~ Type (e.g. Datc Value I Gain ldenti~ of

pt l}om prior discl ~ (A-H} orint.} (J-P) C~e3 i redemption) ; ~ I ( j_p) ~ (A-H) ; (if private

103. E ~slribution

104. -Royal Dutch Petroleum Common St~k

.05. -Cisco Systems Common Stock B uy 1/27/09 J(addIt

106. B uy 03/3 0/09 J(addIt107. B uy 05/04/09 J(addK)108. -JP Morgan Accounl

109. -JP Morgan I00% US Treas Sec MMReserve ( R J T X X )110. -Aegon N Visin Sold 12/01/09 J

112. -Everest Reinsurance Group, Ltd.

113. -Procter & Gamble Co.

114. -Berkley WR Carp

115. -BH P gil l i ton Ltd.

116. -t3uilding Malerial }tolding Corp. Sold 1 1/02/09 J

117. -Companhia Vale Do Rio Dace Spans ADR

118. ,E Trade Financial Corp. S old 12/01/09 J119. -Freeport McMoran Copper & Gold lt~c.

I . I n c o n ~ e G a i n C o d e s : A =$ I,~t or less B = 5 ; 1 , t Y b l - 5 2 . 5 0 0 C ~ S 2 , 5 0 1 - S S , ~ l O O = $ 5 , 0 0 1 - $ 1 5 , t R ) O E :$15,o01 . $50.~0(5Cotumn~ BI ana O4) F =SS 0 .00 l - S I00 ,0~) (} =S100.0Ol - ~.].IRI0,00IJ H I = 5 1 . J ~ ) , 0 0 1 - S S , ~ } 0 . l ~ O 1 | 2 = M o r e t h a n S S , l Y 0 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORT r~ .... ~ c ~ s o ~ R ~ r ~ n gPage 11 of 33 a o v . e ~ ,l l a n a D . 7 t 3 0 / 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - ~.~o~, ~,~., , ~ . . . . ,io.~ a . ~ . ~ . ~ ,~ o ~ o ~ . . . . . a u ~ . a ~ . , ~ d , . . ~ ~, ~,. ~ 4 - ~ 0~ N ON E (No reportabM income, ~sets, or ~ansactions.)

D....................... ~T ....................... B. C.Description of Assets I nc om e do ffing Gross v alue at en d ~ Transactions during reposing(including trust ~selS) re~aing ~ri~ of re~ni~ag ~riod ~ ......

Place "(X)" after each assc~ Amount Ty~ (g. Va uc . Va uc ]y~ (e.g., Date ~ Value Gain ldennty of. . . . . pt from prior disc losure C~e I di ........t, C~e 2 ~ Melh~ ~ buy, Sell, ~m~d*yy [ Code 2 Code I buyerl~ller(A-H) orlnt.) (J-P) ~ Code3 ] redemption) ~ ~ {J-P) (A-H) (ifp~vate. (Q-W) ] I ~nsaction)

121. -McCormick & Co. Inc. Non Vtg

122. -Nordic American Tanker Shipping, Ltd.

123. -Peabody Ener~ Co~

124. -Schlum[~rger Ltd. Spons Adr

125. -Schwab Charles CoW. New S old 0~02/09 ] J

126. -SPDR Gold Tr Gold Shs B uy 0 6 1 0 2 / 0 9 J(addl)127. Sold 12~4/~ K C

128. -Taiwan Semiconductor Bu y 05/04 /09 J(addl)129. Sold 08/17/09 J A( p a ~ )130. -Tara Mtrs Ltd. Sports Adr Bu y 06/02/09 J

!31 , Sold 1 I/16/09 J B(paa)132. -3M Company

133. -CF lnds IIIdgs )no Corn Buy 02/05/09134. S old 04/21/09 J C

135. -Nuance Commnnic~tions B uy 3/10/09 J

~36, S old 5/4 !09"1 J B


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F IN A N C I A L D I S C L OS U R E R E P O R T [ Name of Person Repor t ing [ Date of Rep~rlPage 12 of 33 [I R o v n e r , li a n a D . [ 7 / 3 0 ! 2 0 1 0

~ NO~ income, or ~ansactions.)o repo~able ~SelS,Dcscr p ion of Assets ]nco~ during I Gro~s value at ~d ! Tran~cttons during reposing pen~(including i~st as~ts) rear ing period of re~ing ~fi~

Pl.ce"(X)"afl .....asso, [Amount Ty~(c.g.. ~ Valu~ ~ Valee ~ Ty~(e.g. ~ Dale ]Value ~ Gain : ldenli~of/C~e I [ di ......, C~eZ Melhod [ buy, sell, [mm/dffyy ~ C~e2 ~ Code 1pl from prior di~]

137. -IIC Hldgs Corp Bu y 06/0N09 J

138. -Sully Beauty Hldgs lnc Corn B uy I 1/02/09 J

139. IRA Acct #3 A Dividend K T

140. -SP~ LN-TM Treas Bnd hwestor (?lass Redeemed 01/23/(~ K

~41. -Fideltiy Ginnic Mae Bu y 01/23/09 K

142. -Fideli~ Canada Bu y 09~1/09 J

143. -Fideli~ Cash Rese~es Buy 09/30/09 K

1~. IRA Acct. ~ A Dividend J T

t 4 5 . -VMMR Federal Portfblio146. IRA ACC~#5 B Dividend K T

147. -Fidelity Cash Reserves

148. -Fideltiy Government Income

149. IRA Acct #6 A Dividend K T

t 5 0 . A Distribution1 5 1 . -VSP Energy1 5 2 . JP Morgan Chase Accounts A I n t e r e s t J T1 5 3 . Retiremenl Accl, #1 A I n t e r e s t J "1

L l n , :o m e G a i n C o d , ~ : A = S 1 , 0 ~ ) 4 ~ o r I t ~ . a S = S l , t ~ ) l - $ 2 . 5 0 0 ( " ,$ 2 . 5 0 1 - S 5 ,0 O 0 D = $ 5 . 0 0 t - S 1 5 . 0 0 0 E ~ S I 5 . 0 O I - $ 5 0 " 0 0 0


13/33

FINANCIAL DISCLOSURE REPORT I aovner, l ia n a D . 7 / 3 0 / 2 0 1 0Page 13 of 33

~ ~ONE income. ~-sets, or ~ansactions.)N o reportableA . " B ~ C. D.D e ~ r / p f io n ofA s s e t s I n c o m e d u r i n g , Gross value at end ~ T~n~ctions cluing ~po~ing ~nod[ re~a~ng~ri~ : ofre~ing~riod

Place "(X)" after ~ch as~t / [Amount Ty~ (e.g., Value Value Type (e.g., : Date Value Gaia ~dcnt i ly ofe x e m p t t i o m p r i o r d i ~ ! o s u r e ] C~e I i d i v . . r e n t , C o d e 2 Mcth~ b u y , s e l ! , m n d d d ~ y y ] C o d e 2 C~e ! buyer/~ller( A - H ) o r i n t . ) ( J - P ) C~e 3 r e d e m p t i o n ) { J - P ) ( A - H ) ( i f p r i v a t e

154. -Teache~ Ins & Ann A~n1 5 5 . -Cull Rtnnnt Equ Fu1 5 6 . IRA Acct #7 E lnt.iDiv. O T1 5 7 . -Schwab Cash Rese~es1 5 8 . -US T reas Note 3.5,/o due 2/15/18 Sold 05/26/09 K A1 5 9 , -US Treas Note 2.75% due 2/28/13 Sold 05/26/09 K A1 6 0 . -Vanguard GNMA Fund Bu y 01/20/09 K(addt)t 6 1 . Buy 01/27/09 M

( a d d l )1 6 2 . Buy 0 3 / 1 9 1 0 9 J(add l )! 6 3 . Sold 03/23/09 K A( p a r t )

I ( r 4 . -Vanguard Sho~ Term lnvestmt Grade Fd

1 6 5 . -TRowe Price New Era Fd1 6 6 . -Conocophillips

1 6 7 . -]ntl Business Machines (IBM) Sold 02/23/09 J(part)1 6 8 . -McMoran Exploration Co. Sold 02/23/09 J1 6 9 . -Nordic Amem Tankr S hpgf S old 01/21/09 J( p a r t )1 7 0 . Sold 0 2 1 0 2 / 0 9 J( p a r t )


14/33

IN fP Reporting .. . . . . . . ] D a t e o f R e p o r t ]F I N A N C I A L p a g e 1 4 o f 3 3 D I S C L O S U R E R E P O R T R o ~ . e r , l ia n a D . I 1 7 / 3 / 2 1 V I 1 . 1 N V E S T M E N T S a n d T R U S T S - i.com,. ,o~.,, ~ ....i o n , (incl~ those of sp ....... d dependent chHdren; .~e p p . 3 d ~ O of filing instmctionx)~ NO~ ~o reportable income, ~sets, or ~ansactions.)

0ncluding ~s~ ~scts) [..._...~~nin~ ~ri~ Ii of reining ~riod[--(i~ .................... ................. . . . . . . .P l a c e " X ) " a f t e r e ac h & ~ s e t I ~ m ? u n t Ty~ (e.g., ~alue [ Value I y p c ( e . g . , Dmc ~alue :: Gain I d e n t i t y 0 fe x e m p t f r o m p r i o r d i ~ l o s u r e ~ C ~ c ~ d i v . , r e n t , C~e 2 I Meth~ b u y , s e l l , m~dd/yy , C~e 2 ~ C~e I b u y e r / s e t l e r( A - H ) o r i n t . ) ( J - P ) ~ C~e3 ~ r e d e ~ p o n ) ~ (J-P) (A-H) ( i f p r i v a t e( Q - W ) I ] . t m n ~ c t i o n )_J ....................................

I71. Sold 08/31/09 J

172. -Pioneer High Income Fund Buy 0 1 1 0 2 1 0 9 J( a ~ l d l )1 7 3 . Sold 02/20/09 J

1 7 4 . -Fidelity Government Income Fund Sold 04/20/09 M A

1 7 5 . -Matthews India Fund Sold 02/20/09

1 7 6 . -Sequoia Fund/77. -Banick Gold Corp, Sold 0 5 1 2 9 1 0 9 K A

1 7 8 . -SPDR Lehman Long Trot T r y Sokl 0 1 / 0 2 / 0 9 1 K A

1 7 9 . -Cemer Buy 09/23/09 K

1 8 0 . -Citigroup lnc Buy 08/04/09 J

1 8 1 . Bu y 08/12/09 J(addl)1 8 2 . Sold 09/25/09 J C( p a r t )t 8 3 . -Devon Energy CP Buy 09/22/09 K

1 8 4 . Sold 09/25/09 J( p a r t )1 8 5 . -Dominion Res Inc va Buy 05/t3/09 K

1 8 6 . Sold 06/18/09[ 3 A(part)] 8 7 . -Gafisa Adr Buy 09/21/09 K


15/33

Iume of Person Report ing [ Date o f ReportP a g eF I N A N C 1 A L 1 5 o f 3 3 D I S C L O S U R E R E P O R T [ R o v n e r , n a n a D .[

7 / 3 o r 2 0 J 0

V I I . I N V E S T M E N T S a n d T R U S T S -i ....... t~e, tr .... ctions (Includes those of spouse and depend ..... hildren; spp. 34-60 of fding instractionx)N O N E ( N o reportable income, assets, or transactions.)

( ; r o s s v a l u e a t e n d " I r ~ n ~ e t i o n s d u r i n g r c ~ n l n g p ~ d o dD e s c f i p l i o no f A s s s Income during(including ~st assets) rc~ing ~fi~ ~ of reining perk~

Place"(X)" after each a~t Amount ~ Ty~ {e.g., ~ Value I V a L u e . ]y~ (e.g., ~ Da!e ~i Va}ueexcmptfrompfiordisclosure C~de I [ div.,rem ~ Code2 ~ Meth~ buy, sell, ~mm/d~yy ~ Code2

189. -Kinder Morgan Mgmt LLC Buy 06105~09 K

1 9 0 . Sold 06/22/09 J(pan)i91. -Pimco Co~ Inom~ Fund Buy 09/15/09 J

192, -Randgold Res Lid Adr Buy 0 2 / 1 g / 0 9

1 9 3 , Buy 02/26/09( a d d I )1 9 4 . Buy 06/0M09 K

( a d d ! )1 9 ~ , Sold [ 06~08/09 K D(pad)~ 9 6 . Sold 06/18109( p a n )1 9 7 ~ Sold 06/22/09 3

198. B uy 07130109 J(addl)"~99. -Tellabs Inc B uy 08/1t/09 J

2~. -Verizon Communications Bu y 07!17 /09

201. ~Wamer Chilcon PIc B uy 10/15i09~ K

202, -Flar~r Bond Fund Insl CI Bu y 02!18/09 J

~03, -Jalms Sho~ Te~ Bd Fd Bu y 1 01 061 09 K

2~. -Ridgewonb US Gov Sec~ [ ~

Buy[1~/06/09

K


16/33

Page 16 of 33 a o v o e r , n a .a ~ ) . 7 / 3 o a o l o

VI I. I N V E S T M E N T S a nd TRUSTS -NO ~ (No reportable income, assets, or lransactions.)

~ s c r i p t i o n o f A s s e ~ s I n c o m e d u r i n g G r o s s v a lu e a t e n d i Tran~ctions during rc~ing ~riod( i n c l u d i n g t r u s t a s m t s ) reining ~riod of reining lzriod(l ~ (2 ) (0 (2) j O ) ( z ) ~ (3)Place "(X)" a~ ..... ~ a s s e t A ..... t ry~ (e.g., V a l u e Value J Ty~ (e.g., Da~e ~ V alue [ Gain I d e n t i t y 0 fe x ~ a n p ~ f r o m p r i o r d i s c l o s u re C~e I ~ d i v . , ~ n t , C~e 2 Meth~ b u y , ~ 1 1 , m~d~yy , Code 2[ C~e I b u y e r / s e l l e r{ A - I . I ) ~ o r i n t o ( J - P ) ~ C ( ~ I c 3 rc~mplion) (J -P) (A-H ) ( i f p 6 v a ~ e: ( Q - W ) w a n s a e t i o n )

2 0 5 . -TCW Total Return Boud Buy 1 0 / 0 6 / 0 9 K2~. -Thompson Plumb Bond Fund Bu y 1 0 / 0 6 / 0 9 K20~. -Vanguard ShonTerm Bond Bu y 10/06/09 K208. -AnnatyCapital Mgm t Bu y 09/24/09 K2 0 9 . -Government Ppty income Tr Buy 09/03/~) K2 I ~ . -lshares Iboxx lnvestop Buy 02~4/09 K2 1 I . Sold 03/20/09( p a r t )2 1 2 . -Ishares Msci Brazil Indx Buy 07/31/092 ! 3 . Sold 0 9 1 2 5 / 0 9(part)2 t 4 ~ -lshares Tr Barclay Tips Bu y 0 3 2 5 , ~ 0 92 1 5 . Sold 05/06;09(part)216. -lshares Trust Dow Jones Bu y 09/24/092 1 7 . Sold 09/25/09(part)2 1 8 . -Nalional Retail Pptys I ] . u y 05/14/092 1 9 . Sold 06/22/09(part)2 2 0 . Buy 0 8 / I 1 / 0 9(addl)


17/33

|FINANCIAL DISCLOSURE REPORT N .... ~ v . . . . . r t e p o r t i n gPage 17 of 33 a o ~ e ~ , n ~ . ~ ~ .V1 I. IN VESTMENTS an d TRU STS - ~ ....... t ~ . ~ . . .. . , io ~ a ~ t ~ ,~o~ o/~ ...... ~ ~ , ~hi~ , ; ~ ~ . ~ 0 o [ ~ U i ~ ~ o i o .~ . ~~ NO~ income, ~sets, or ~ansactions~)~ o F~oF[ob[~

D~cfiption of As~ts Income du~ng Gross value at end Tran~cl ions during ~c~ing(including trust ~ts) reporting ~d~ of reposing pcti(~

Place "(X )" after each asset A mount ] Ty~ (e.g., Value Valu~ Type (e.g., Date Value Gain identity ofexempt ~om p rior disclosure C~e I dlv., rcm, C~c 2 [ Mcth~ buy. sell m~dd/yy C~c 2 . C~e I [ buys/seller(A-H) or ira.) IJ-P) i C~c3 redcmptton) (J-P) (A-H) (if private

222. B uy 05/19/09 K

223. Sold 05/18/09 K C(part)224. Sold 06/18]09 J(pa~)225. S old 08/31/09 J

, {part)226. -S~rGold Trust B uy 02127/09

227 . S old 07/27 /09(part)228. -Aluminum Co~ China ADR Bu y 07131/09

229. S old 09/02/09(part)[3~ -Amer Intl Group B uy 08118/09 L

~3 I . Sold 08127/09 K A~art)232. S old 0 9/25/09 K B

233. -Apple lnc B uy 06/09/09 K

234. S old 6; I 8i09 J~pan)

235 . S old 06/22/09 J

236. -Bank of America Corp Bu y 08111/09 J

237. Bu y 0 8 1 1 2 / 0 9(addl)2 3 8 . Sold 09/02/09(pan)


18/33

FINANCIAL DISCLOSURE REPORT ~.,~of~.~e~ t . , e o f a e p 0 ~ tPage 18 of 33 Rovner, l ia n a D . 7 / 3 0 / 2 0 ] 0

V I I. I N V E S T M E N T S a n d T R U S T S - ~eo~,,, ~ o i ~ e , , . .. . . ~,~,~ (Includes those of ~;o ......d dependent children; see pl~. 34 -60 of f i l ing instructions.)O NONE income, assets, or ~ansactions.)eportableDescription of A s~ts Inc om e du~ ng Gross v alue at end T~nsactions during ~po~ing period(including ~st a~ts) reining peri~ nf reining p~i~

Place "{X)" a~er each asset Amoum Ty~ (e,g., Value V alue Ty~ {e.g., Date ~ Value Gmn Ide~li~excmpl from prior disclosure C~e I ! d~v.. rent, Code 2 Meth~ buy, ~ll. m~d~yy ~ C~e 2 Code I buyer/~ller{k-fl) or inl.I ~ {J-P) C~e 3 redemption) (J-P) {A-H) (if ~Nvat( @ W ) ~ra~cttom

239. Sold 09/25/09 J A(part)240. -.Blackr~k Ehncd Div B uy 01102/09 J

24 ! . Sold 02120~09 J

242. -Blackr~k Intl Growth TR Bu y 08/27/09 J

243. S old 0% 25109

2~. -Cate~ill~ lnc B uy 02/03/~ K

245. Sold 02lOLl09 K

246. -Direxion SHS Bu y 03123/09 J

2 z 1 7 . S old 03/26/09 J A

248. -Energy Transfer Partnerships Bu y 06105109 K

249. S old 06/18/09 J(part)250. Sold 06/22109 J

(part)251. S old 09/24109 J

252. -Fideli~ GNMA Portfolio Bu y 04/22/09 M

253. S old 05/21/09 M A

254. -Ishares Tr Barclays Treas Bond Fund 10-20 B u y 0 3 / 2 3 / ( 1 9 K

2 5 5 . Sold 0 3 1 2 4 / 0 9 K


19/33

FINANCIAL DISCLOSURE REPORT IPage 1 9 of 33 [ R o v n e r , l i a n a D .7 / 3 0 / 2 0 1

VI !. IN VEST MENTS and TRUSTS - ~,ome ,D NONE income, assets, or transactions.)N o reportable

A . ]-- ...... -~7 ................. C . . . . . .. . . .D e s c r i p t i o n o f A s s e t s ] I n c o m e d u r i n g G r o s s v a l u e a t e n d T r n n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) 1. reporting period o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t " - l yp c ( e.g ., Value i Value T y p e ( e . g . , D a le Value G a i n l d e n t i ly o fe x e l n p t f r o m p r i o r d i s c l o s u re C o d e I d i v . . r e n t , C o d e 2 M e t h o d b u y , s e l l , m m ! d ~ yy ! C o d e 2 C o d e I b u y e r / s e l l e r( A - t 1 ) o r i n t . ~ ( . l _ p ) i C o d c 3 r e d e m p t i o n ) ( . L p ) ( A - I t ) (i|privalc( Q - W ) t r a n s a c t i o n )

256. -Ishares Tr Barclasy Treas Bond Fund 20+ Buy 03~3/09 Kyr257. Sold 03/24/09 K258, -JPMorgan Chase Bu y 02/04/09 K

259. Sold 0 2 1 0 5 / 0 9 K

260. -India Fund, Inc Buy 02/25/091 J

261. Sold 03/19;09 J

262. -Proshs Ultra Financials Buy 03/27/09 J

263. Buy 03/30/09 J(adal)264. Sold 0 3 / 2 4 1 0 9 J( p a r t )

6 5 . Sold 0 4 1 0 1 1 0 9 J( p a r t )2 6 6 . Sold 06/22/0~ ) A2 6 7 . -Pub Svc Ent Group lnc Buy 05;13/09 K268. Sold 06II8 /09( p a r t )269. Sold 09/22/09270. -S PDR Barclays CAP Long Trm Try Buy 03/23/09(addl)2 7 ] _ Buy 03/24/09(addl)2 7 2 . Sold 04/23/09


20/33

Page 20 of 33 " R o v n e r , l ia n a D . 7/30/2010

~ NONE income, assets, or ~ansactions.)o reportableD e ~ r i pt i o n o f A s s e ~ s I n c o m e d u r in g ! G r o s s v a l u e a t e n d T~ctions during ~pomng ~ri~

(including t~sl ~scts) reposing ~ri~ of rc~ing ~riod iP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u m ~ Tv~ le.g., V a ~ u e Value ~ Ty~ (e.g.. D a t e Value [ Gain i d e n f i f f o f

c ~ m p ~ f r o m p r i o r d i s c lo s u r e C~c I d i v . . r e n t . C ( ~ c 2 Mclh~ buy roll "m~dd/yy C~c 2 C~ l ~ buycdsellcr( A - H ) ~ o r i n L ) ( J - P ) C~e 3 r e d e m p t i o n ) (J-P) IA-H) ( i f p n v a t ~

273. -United S~ates Steel Co~ Buy 03/13/09

274. Sold 04/01/09 [ J A2 7 5 . -Veolia Environ Adr Buy 07/14/09 J2 7 6 . Sold 07/14/092 7 7 , -~etls Fargo XIV 8.625% Bu y 01/30/09 K

2 7 8 . Sold 0 2 1 0 5 / 0 9 K

279. Brokerage Acct. 02

280. -Schwab Tax Exempt M/vlF A tnt./Div, L T

281. -Vanguard Loong Term Trsy A Dividend Sold 0t/02/09 K A

2 8 2 . -Aloska Air Group Inc None K T Bu y 09/t8109 J2 8 3 . -Ah:oa Inc A Dividend J T Bu y 09/18/09 J2 8 4 . Sold 09/25/09 J(part)2 8 5 . -Amgen incorporated None Bu y 07/28/09 K2 8 6 . Buy 07/29/09 J(addl)2 8 7 . Sold 0 7 1 3 1 / 0 9 K(part)2 8 8 . Sold 0 9 1 2 2 / 0 9 J

2 8 9 . -Anadarko Petroleum Corp A Dividend J T Bu y 0 5 1 2 6 / 0 9 K


21/33

Name of Person Reporting Date of RcpertF I N A N C I A L p a g e 2 1 o f 3 3 D I S C L O S U R E R E P O R T I ~ov~e~, m.a D. 7/30~Z0~0

V I I . I N V E S T M E N T S a n d T R U S T S - income, ,.alue, tr ..... tions (Includes those of spo .... d dependent children; see pp. 34-60 of filing instruction~)N O N E (No reportable income, c~se~s, or transactions.)

Description of Assets [ ]ncon~e during Gross value at cad Transactions during reporting period(including trust assets) reporting period of reposing period

Place"(X)"aftereach asset Amount [ Type (e.g., i Va!u i Value Type ~c.g., ~ Date Value Gainexempt from p rior disclosure Code I i div, rear, - Code 2 i Method buy, sell. . mmidd/yv Code 2 i Code I ! buyer/seller(A-H) orint.). ! (J-P) i Co~e 3 rcder~plJon) i "! (J-P) , {A-H) i (if private

290. So l d 06/I 8/09 J A( p a r t )291. Sold )9/28109 J C( p a r t )~92. -Bank ofAmericn Corp A Dividend J T Buy 08106/09 K293. Sold 09/25.,09 J(par0294. -131ackrock Ehr~d Div Incm A Dividend B uy 08118109 K

295. Sold 09124109 J(part)296. So l d 09/25109 J A( p a r t )297. Sold 09/28!09 J A

298. -Blackrock Re~t Asset EQ A Dividend B uy 08/25/09 J

299. So l d 09/25109 J A300, Sold 09128109 J A

301. -Brocade Communs Sys New No n e J T B uy 05/22/09 J

302. So l d 06/18]09 J A( p a r t )303. Sold 09{25/09 J A

304. -Canadian Natural Res A Dividend .I T B uy 05122109 J

305. -Cemer Corp N one J T B uy 05!28/09 K

3 0 6 . Sold 0 6 / I 8 / 0 9 J A


22/33

Name of Person Reporting Date ofFINANCIAL DISCLOSURE REPORTPage 22 of 33 7 / 3 o / 2 0 1 0Vll. INVESTMEN TS and TRUSTS -i~ ........ t~e~an~aca~ns(~n~h~desth~se~fsp~useanddependentchitd~e~;~3~-~#~f~ingi~tr-cti~ns.)

NONE (No reportable income. ~sets, or ~ansactions.)

D e s c r i p t i o n o f A s s c I s I In,me during Gross value al ~nd ~ Tra~ctions during reporting

P l a c e " ( X )~ a f t e r e a c h a s s e t Amoum Type (e.g.. Value Value Ty~ (e.g,. ~ Dale Value G a i n Idemi~ ofe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I : d i v . , r e n t , C o d e 2 Meth~ [ b u y , s e l l . m~d&yy ~ C~e 2~ t e 1 b u y e r ! s e l l e r( A - H } . o r i n t . ) O - P ) [ C~de3 , ~ d e m p t i o n ) I ( 3 - P ) ( A - H ) ( i f p d v a t c( Q - W ) t r a n ~ c t i o n )3 0 7 . -Vale Do Rio Spn Adrf None Bu y 05/22/09 K

3 0 8 . Sold 06/05/09 K A309. -Cpfl Energia Sa A dr F A Dividend Buy 08/06/09 K

310. Sold 08/21/09 K(P~)3 1 I . Sold 0 8 1 2 8 / 0 9312. -Eaton Vance Tax M anaged A Dividend J T Bu y 06/03/09 J313. Sold 09/25/09 J , A(pan)314. -Eldorado Gold Corp New None Bu y 1 2 / 0 1 / 0 9 J315. Sold 07/27/09 J A316. -Freeport McMom 6,75% pfd A Dividend J T Bu y 05/22/09 K317. Sold 09/28/09 J B(part)3 1 8 . -lamgold Corp None K T Bu y 06/01/09 J319. Sold 06/18/09 J(par0320. Bu y 07/27/09 J(addl)321. -JPMorgan Chase & Co A Dividend K T Buy 07/15!09 K3 2 2 , -Novelhts Systems Inc. None K T Bu y 1 0 / 1 2 1 0 9 K3 2 3 . -Pimco Municipal Incm Fd A I n t . / D i v . J T Bu y 05/22/09 J


23/33

FINANCIAL DISCLOSURE REPORT ~e o f Person Reporting I Date of ReportPage 23 of 33 R o v , , e ~ , n a , , a U . [ 7 / 3 o ~ o l o

NONE ~o reportable income, assets, or ~ansactions.)

~scripuon of Assets I n c o m e d r # r in g G r o s s v a l u e a t e n d T ~ n s a c t i o n s d u h n g r e p o s i n g( i n c l u d i n g t r u s t ~ s ~ t s ) rc~amg ~riod of re~aing period

] ~0-~ (2) O ) {2 ) O ) (2) (3)P l a c e " ~ X ) " a f t e r e a c h a s s e t ~ A m o u n ~ [ Ty~ (e.g., V M u e V ~ l u c Ty~ (e.g. [ Dale V a l u e G a i n I d e n t i ty 0 fcxempl f~mpriordisclosurc Code 1 [ d i v . . r e m . C~e2 M e t h y l bay,~ll, g m m / d ~ y y , C o d e 2 C~e I * buyer/~llcr{ A - H } o r m l I [ (J-P) C od e 3 r e d e m pl i o n ) ~ ~ ( J - P ) ( A - 1 t ) (ifpfiwle~ ( Q - W ) [ I m n s a c i o n )3 2 4 . -Plum Creek Timer Co A Dividend J T Buy 05/20/09 K325. Bu y 0 9 1 0 1 / 0 9(addl)326. Sold 09/22/09 J(part)3 2 7 . Sold 0 9 / 2 9 1 0 9(part)328. Buy 12101/~ J(addl)3 2 9 . -Proshs UIuashort Lehman None Bu y 05/22/~ J3 3 0 , Sold 0 6 ~ 0 1 / 0 9 J A3 3 I . -SPDR Barclays Cap Long A Dividend Buy 03/!8/09 K3 3 2 . Sold 05/06 /09 K

333. -Statoilhydro Asa A dr F None Bu y 08/09/09 K3 3 4 . Sold 09/24/09 K A3 3 5 . -Vale Capital Ltd 5.5% 10F A Dividend J T Bu y 0 6 / 0 5 1 0 9 K3 3 6 . Sold 0 9 / 2 5 1 0 9 J B(part)3 3 7 . -Wells Fargo 8.00% Pfd None Bu y 01/30/09 J3 3 & Sold 02/5/09 J3 3 9 . -Baird Intermediate Muni A fat.IDly. K T Buy 0 9 1 1 0 1 0 9 K

3 4 0 . -Fidelity Gnma Portfolio A Dividc~d Buy 04/20/09 M


24/33

Page 24 of 33 rov.er, l ia n a D . 7 ! 3 0 1 2 0 1 0VII. INVESTMENTS and TRUSTS - i. ....... t . e , , . . . . . ~ , i o . s a . c t . a , ~ , h o s ~ o s s ~ o . . .. . a a ~ . a . ., ~ , u a ~ . ; ~ . , ~ .

N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s ~ t s l n c o n ~ d u r i n g G r o s s v a lu e a t e n d T r a n ~ c t i o n s d u r i n g r e p o s i n g(incl~ding l~sl ~sets) r e ~ > r t i n g p e r i o d t of re~ing ~od ~ . . . . . . . . . . . . . . . . . . . . . . . ~ ........... ~ . . . . . . . .. . . . . . .~ ) ( 2 ) (~) ~ (2) (I) (2) (3)I l ~ c e " ( X ) " a f t e r e a c h a s s e t Amount Type (e.~., Value Value Ty~ (e.g., D ~ I e V~lne Gain l d c n t i ~ y o f

e x e m p l f ro m p r i o r d i ~ l o s u r e C~c I ~ div.. t e n t C~e 2 M e t h o d b u y , s e l l , mmidt/yy I C~e 2 ~ Code I buyer!~ller( A - H ) i o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) [ L~-H) (if.................................... ] ......................................................................

(addl)342. Sold 05/28/09 L3 4 3 . -FidelibGovl Income A Dividend Buy 01/05/09 K3 4 4 . Sold 01/30/09 J(par0345. Sold 03/19/09 K3 4 6 . -Fidelity Slot Natural Gas None Bu y 0 6 1 0 2 / 0 9 K3 4 7 . Sold 0 6 7 2 2 , 0 9(par03 4 8 . Sold 1 0 9 / 0 4 / 0 93 4 9 . -Pimco High Yield Muni Bd A Int./Div. J T Bu y 08/14/093 5 0 . -q" Rowe Price Tax Free A I n t e r e s t K "1 Bu y 0 9 1 2 9 1 0 9 K3 5 1 . -Vanguard Gnma Fund C Dividend L T Buy 0t/20109 M3. ~. Sold 0 6 1 2 3 / 0 9 L(parl)3 5 3 . -Wells Fargo Advantagc A I n t . / D i v . K T Bu y 09/29/09 K3 5 4 . Retirement Acct. #2 A I n t . / D i v . J T3 5 5 . -Fidelity Cash Resrve3 5 6 . Retiteme,t Acct. #3 G Distribulion Account Closed3 5 7 . -Fidelity Cash Resrve Distributed 04/01/09 N


25/33

FINANCIAL DISCLOSURE REPORT ~ .... f~. .... R e ~ , ~ . g I D . , , o r ~ a e l , ~ , . II Iage 25 of 33 Rovner, liana D , 7 1 3 0 / 2 0 1 0V H . INVESTMENTS an d TRUSTS -~ .. . . .. .,t,,, ~ a n s a c t i o n s a n c t u # e s t h o s e of sp .....d dependent c h i l d r e n ~ e p p . ~ 4 ~ 0 of filing i n s t , u ~ o n ~ )

~ NONE (No reportable income, ~sets, or D-ansactions.)................... ~ .........~ ................................................. D~ .................................

D e s c r i p t i o n o f A ~ c t s I n c o m e d u r i n g Gro~ value at end T r a n s a c t i o n s d u r i n g ~ c p o ~ i n g p e f i t ~(including ~st a~sets) re~oing peri~ , of reporting ~fi~

P l a c e " ( X ) " a f t ~ e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value " l y ~ ~ ~ e . g . , Date [ Value Gain I d e n t i t y o fe x e m p t l ~ o m p r i o r d i sc l o s u r e C o d e I d i v . , t o n i , C o d e 2 M e t h t x l b u y , s e t l , m~/d~v y [ C~e 2 [ C~e I b u y e f f s c l l e r( A - H ) o r n t . ) ( J - P ) Co~e3 r e d e m p t i o n ) ~: (j_p~ I (A-H) (ifpfvatc

I ((~W) [ ~ t r a n s a c t i o n ) ~3 5 8 . Sun Life Main Register Common Shares A Dividend J T3 5 9 , BrokerageAcct g33 6 0 . -Fidelily AMT Tax-Free Money Fund A I n t e r e s t J T Sold 05/05/09 K Transfer To

( ~ ] M X X )3 6 1 . A Dividend362. -Fidelity Tax-Free Money Market A Interest J T Bu y 0t/02109 J

363. -SPTN LN-TM Tre~ Bnd Investor Class A Dividend Sold 01/06/09 K(FLB1X)3 6 4 . -Fidelity Government Income (FGOVX) A Dividend Sold 0 2 1 0 2 1 0 9 K(part) I3 6 5 . Sold 05/05/09 L Transfer To3 6 6 . -Vanguard GNM A (VFIIX) A Dividend Buy [ 0 3 / 1 8 / 0 9 .1(addl)3 6 7 . Sold [ 0 5 / 0 5 1 0 9 ] lYansfer T o3 6 8 . -Navios M aritime Partners LP Unit None B n y 02/10/09 J3 6 9 . Sold 0 2 / I 9 1 0 9 J3 7 0 . -Direxion Daily Financial Bull None Buy 0 3 1 1 6 / 0 93 7 1 . Sold 03/18/09 3 A3 7 2 . -Ishare Barclays 20+ years None Bu y 03/18/09 K3 7 3 . Sold 03/24/09 K3 7 4 . -Ishare Barclays 10-20 years None L t u y 03/18/09 K


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FINANCIAL DISCLOSURE REPORT ~ . . . .Page 26 of 33 Rovner, liana O.

]7/30~010

~ N O N E (No reportable income, ~sets, or ~ansactions.) l c. " .......................................... E .......................................D e s c f i p 6 o n o f Assets [ I n c o m e d u n n g [ G r o s s v a l u e a t e n d "fran~ctions during rc~ing pefi~(including t~st ~scts) [ re~aing peri~ ! of re~aingP l a c e " ( X ) " a t ~ c r e a c h a s s c t ~ A m o u n l~ T y ~ ( e . g . , value Value Ty ~{e.g., ~ Dale Valoc Gain Identi~of

e x e m p t f r o m p r i o r d i s c lo s u r e [C~c I d v rent I C~e2 ~ blelh~ t buy sell ~mm/d&vy C~e 2 Code I b u y e r / s e l l e r...................................................................... ..................... ........... _ . _ . _ ~ . . .. .375 . So ld 0 3 1 2 4 1 0 9 K3 7 6 . -JPmorgan Chase & Co Depositor)" Shs None Bu y 0 1 / 3 0 1 0 9 K

3 7 7 . Sold 0~05/09 K3 7 8 . -Pimco Mun Income Fd Corn A Dividend Buy ~ 0 2 / 0 5 / 0 9 K3 7 9 . A Interest Sold 02/19/09 K( p a r t )3 8 0 . Sold 02/24!09 J3 8 1 . -Pimco Mun Incotne Fd II Corn A Dividend Buy 01/28/09 K3 8 2 . A Interest Buy 0 2 1 0 4 / 0 9 K(addl)3 8 3 . Sold 02/19/09 K A( p a r t )3 8 4 . Sold 02/20/09 K

(part)3 8 5 . Buy 0 4 / 2 4 t 0 9 J(addl)3 8 6 . Sold 0 5 1 0 5 / 0 9 K Transfer To3 8 7 . -Proshares UIIra Finis Proshares A Dividend Buy 03/23/09 J3 8 8 . Sold 03/24/09 J A3 8 9 . -Slxlr Gold Tr Gokl Shs None Bu y 02/26/09 J3 9 0 . Sold 0 2 / 2 8 / ( ~ - ) J( p a r t )39], Sold 03/31/09 J

(part)

i P3 ~S25,~YO0,~JOI - SS0,000,fl0[I P4 ~More lhan $50,000,000


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FINANCIAL DISCLOSURE REPORT s .... fP .... R e l m r f i n g I ~,eorPage 27 of 33 a o v n e r , li a n a O . ~ 7 / 3 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ . ~ . . . ~ , , . , ~ . ...... ~io.~ ~.~.a~..~o~.z~ro ..... d dependent children; ~ee pp. 34-60 (filing instruction~)

N O N E (No reportab& income, assets, or tra~sactions)D e s c r i p t i o n o f A s s c ~ s I n c o m e d u 6 n g l G r o s a v a ~ u e a l e n d T~tnsactions dufng ~ponlng pe6~

. ( i n c l u d i n g t r u s t a s ~ l s ) re.fl ing ~ri~ of repoOing peri~P l a c e " ( X ) " a f t e r e a c h ~ s c t A m o u n t Ty~ (e.g.; Value Value Ty~ (e.g., [ Date. Value ~ Gain ]dcnti~ ofex~pt from prior di~l~sure C~c I d i v . , r e n l , C~ 2 M e t h o d( A 4 1 ) o r i n t . ) { J - P ) C od e 3 r e d c ~ p t i o n )

3 9 2 . Sold 04/29/09 J

3 9 3 . -Spdr S et Tr Lehman Long Term Treas A Divide.d Bu y 03/18/09394. l ? ~ u y 03/19/09 K

(addl)395. S old 04/27/09 K

3 9 6 . -Wells F~go & Co New A Dividend Buy 0t129/09 K397. Sold 0 2 1 0 4 1 0 9 J(parl)3 9 8 . Sold 0 2 1 0 5 1 0 9 J399. -Wells Fargo & Co New Dep S hs Set None Buy 01/30/09 K400 . Sold 02105/09 K

401. -Wells Fargo Cap X1V GTD Enhanced None Buy 0 1 / 2 9 1 0 9 K402. Sold 02/04/09 K403. -Wells Fargo Cap X ll Enhanced Tr Pfd Sees None Bu y 01/29/09 K4 0 4 . Sold 02/04/09 K405. -Yamaha Gold h~c A Dividc.d Buy 02/t2/09 J406. Buy 02/19/09 J(addl)4 0 7 . Sold 05/05/09 K Transfer To4 0 8 . -Ishare Barclays Treas Inflation A l)ivid~nd Buy 03/19/09 K


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Page 28 o f 33 n o v , ,e r , l ia n a D . 7 / 3 0 / 2 0 1 0

V 11. INVESTMENTS and TRUSTS - i. .......NO ~ (No repo~able income, ~sets, or oamactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u ~ n g G r o s s v a l u e a t e n d "[~ctions during ~ging period(including t~st a~gets) re~mg ~iod of r~ing period

Place "(X)" after each &~et Amount "[ypc (e.g., ~ Value Value Ty~ (e.g., t Date Value Gain Identi~ ofexempt from prior di*closulc C~e ] div., rent, C~e 2 Method buy, selt. ~m~dd!yy C~e 2 C~e t buye~/sei ler

(A-H) i or nt~ (J-P) C~e3 redemption) (J-P) (A -H ) (if private(Q-W) ~ t~tnsaction)

409. Sold 03/05/09 K T m n s f~ r T o410. -Fidelity GNMA A Dividend B uy 01/27/09 K

411. Sold 05/05/09 K T r a n s f e r " 1 " o412. -Agnico Eagle Mines Corn None Buy 04/29/09 .I413. Sold 05/05/09 K Transfer To414. -Pimco Tota! Return CI D None Buy 0 4 ! 2 9 / 0 9415. Sold 05/05/09 J Transfer To416. Brokerage Acct. #4

tilT. -ML Ready A sset Trust A Dividend L T418. -Clough Global Opptys A Dividend J T419. -Eaton Vance Enhanced E quity Fund A Dividend J T420, -KBW Inc. None J T421. -Travelels Cos. Inc. A Dividend J T4 2 2 . -Nuveen Core Equity Alpha Fund A Dividend J T Buy 0 4 , " 0 1 ; 0 9 J423. -Blackrock Long Term Mun C Dividend L T Bu y 12/01109(addl)424. A Interest

: 425, -Pimco Global Stockplu~ Income Fund A Dividend J T


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Iame of Person Reporting[

Date of ReportFINANCIAL DISCLOSURE REPORTPage 29 of 33 7 1 3 0 1 2 0 1 0VII. INVESTMENTS and TRUSTS - i. ....... t , , , . ~ . . . . .t lon.~ tJ,c t~aes ~ho~ e of ~ . . . ..a a~a~t ~ua~; ~ ~. ~440 o~i,~ ~o~)

~ NO~ (No reportable income, assets, or ~ansactions.)A . " ................- c. D ,Description of Asse~s Income during Gross value at end ~ Transactions doling repomng pe~od

(including trust as~rs) rc~ing period O~T~O~lng peri~Place" (X) "a~creach asset Amount Ty~ (e.g., ~ Va u~ V a ue Fy~(e.g., ~ D a t e V a ue G a in ldcnt iW o fexempt frompfiordlsdosure C~I [ d~v.,rent . C~c2 Met hM buy, sell, [mm/d~yy , C~e2 Co~ I buy~/~ller~ (A-H) [ or int.) (J-P) Cod3 redemption) z O-P) (A-H) [ (if private] ~. (Q-W) trar~sactlon)

t I427. D Interest

428. A Royalty

4 2 9 . -Sch AMT TF Money Market Fd (SWFXX )430. -Sch AMT Tax-Free Money Mt(swwxx)43!. -Allen Cnty IN CommBonds

432. -Detroit MI City Schl Bonds

433. -Kent County MI Rev Bonds S old 06/12/09 K

434. Meridian MI Pub] Schl Bonds

435. -Wisco~ts in S t . Tmnsn Bo nds S old 07/01/09 K436. -Zceland MI PubSchool Bonds

437. -AT&/ Inc. CS

4 3 8 . -Archer-Daniels-Midland Co.4 3 9 . -Bank of America Corp440. -Comcast Corp New CL A4 4 1 , -GmpoFelevisa SA De CVF

4 4 2 . -lntel Corp. CS

(S ee Colum ns CI aM D3) N = S25 0,0 01 - $ 50 0,0 ~ O =S500,001 - SI,~),0(~,) PI , :Sl ,000,00l - $5.@ .000 P2 ~$5,000,I)01 . S25,00(},000


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FINANCIAL DISCLOSURE REPORT N ....f P e , ~ o . a e p o ~ . g r , a t e o f a ~ o . ,Page 30 o f 33 Rovner, l ia n a D . 7 / 3 0 ~ 0 1 0VII. INVES TME NTS and TRUSTS -i.eo.~,~ .~ .~ .~ ..... , ~ . ~ a . , .t ~ u . ~ , ~ o . ~ o [ ~ ..... d dependentchildren; ste pp. 34-6 0 of fillng instructions.)

NONE ~o reportable income, assets, or ~ansactions.)D e s c r i p t i o n o f A s s e ~ s In,me during G r o s s v a l u~ m e n d T r a n s a c t i o n s d u r i n g ~ p o m n g( i n c l u d i n g I m s t a s s e t s ) rc~ing ~fiml of ~[ng ~ri~

o ) ( 2 ) ~) ~ 2 ) ~ ( 0 ] ~ ~ 3 ) ~ . . . . . . .P l a ~ e " ( X ) " a ~ e r e a c h a ~ s c ~ A m o u m Ty~ (c.g. Value V ~ l u c Ty~ (e.g., [ Dine Value - G a i n ldcnti~ ofe x e m p t f r o m p r i o r d i s c l o s u r c C~c l d i v . . r e n t , C~2 Meth~ buy,~tl. ~m~d~yy (od2 ] Code I( A - H ) o r i n L ) ~ ( J - P ) I C~e 3 r c d e m p l ~ o n ) ( J - P ) ( A - H ) ( i f p r i v a t e[ ( Q - W ) ~ t ~ n s a c t i o n l~3. -MahoUt lnd Inc, C] A CS S old 06/23/~ J A(pa~)~. -M~dlronic, Inc,445. -Omnova S olutions, h~c. See Note 24 4 6 . -Schnitzer St! lnds CI A Sold 0 5 1 1 2 / 0 9 J At ( p a r t )447, -Teck Cominco Ltd CI B448. -Wyun Resorts

4 4 9 . -Fidelity Govt Income Fund Buy 01/30/09(addl)4 5 0 . -Fidelity Intermediate Govt Income Fund Buy 01/30/09(addl)

4 5 I . Sold 09/22/09452. -Vanguard Long Term Trsy Sold 01/02/09 J453. -US Treas Note 3.5% due 2/15/18 So ld 05/27/09 K4 5 4 . -US Treas Note 2.75% due 2/28 /13 Sold 05/27/09 K A4 5 5 . -Buckeye Partners LP4 5 6 . -Hugoton Royalty Trust4 5 7 . -Plum Creek Timber Co. [ g u y 03/t0/09 J(addl)458. -Prologis Tntst New Reit4 5 9 . -Alcoa lnc Bu y 0 7 / 2 9 1 0 9 J


31/33

Name O[ Person Reporting ] Dale of RtII~ortINANCIAL DISCLOSURE REPORT[ Rovner , l iana D. [

7/30/2010age 31 of 33V I 1 . I N V E S T M E N T S a n d T R U S T S - ~ o , , ~ . ~ , ~ . . . .. . ,~ o ~ ( I n c l u d e s t h o s e of spouse and dependent children; see pp . 34 .60 of fd ing imlrue t ion~)

NONE (No reportable income, assets, or transact(ore.)Description of Assets i Income dlring Gross va|ue at e~d Transactions during r~porting period(including trust assets) ! reporting period i of r(:por~ing periol I~ ~ (2) (i) ! ( 2 ) (ll ! o ) ( 3 ) l ( 4 ) (5)Place "(X)" after each asset I . t ~ :Amoum : Typ~ (e_g., Valu~ < V a|ae Type (e.g. , : Dale Value Gain Identity of

exempt from prior disclosure i Code d v.> rent, Code 2 Method buy, sell, I mnVdd,yy Code 2 Code I buyer/sel ler{ A-H ) or int.) 13-P) ~ Code 3 redemption) (J4>) IA-H) ] (if private(Q-W) 1 transaction)

460. -Citigroup Inc Bu y 0 8 . ! 2 1 / 0 9 J4 6 1 . -Wells Fargo XIV 8.625%68 Bu y 0 L , 2 9 / 0 9 J4 6 2 . -Wells Fargo 8.00% Pfd Buy 01/30/09 J463. -T Rowe Price "Fax Free Buy 09/21/09 M

46a. Bu y 0 9 1 3 0 / 0 9 J(addl)4 6 5 . -VanguardGNMA Fund Buy 04/14/09 L4 6 6 . Bu y 04/30/09 J(addl)4 6 7 . -Wells Fargo Advantage Ult SfF Mun In Inv Bu y 09/21/09 L

4 6 8 . Bu y 09/30/09 J[addI)

469. -Wells Fargo Advantage SFF Muni Bd Inv Bu y 09/I 7/09 L4 7 0 . Buy 09/30/09 J

( a d d l )471. -Teradata Corp Buy 12f28/09 J

472, -NCR Corp Buy 12/28/09 J


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FINANCIAL DISCLOSURE REPORT ~ .. . . f~e~o~ R~n~Page 32 of 33 Rovner, l lana D.

17/30/2010

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. a,,aic,,1,~,,,,~

NOTE I Although t ~vestmeot C ub was redeem ed as of date of death. Nov ember 27, 2009,al1 sales and purcahse are continued to be listed until 12/31/09.NOTE 2 The: Omnova Solutioos, h~c last year was reported as being partial sold, when i~ was c ompletely sold as ot"2008.NOTE 3 B rokerage account number 3 transfered to Brokerage account number I on May 5, 2009. At lhe end of 2009 both Brokerage accounts are still open.


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N a m e o f P e r s o n R e p o r t i n gFINANCIAL DISCLOSURE REPORTt . o v n e r , I la n ~ D .

Page 33 of 33 7 / 3 o / 2 0 , 1 0IX . CERTIFICATION.

! certify that all information given above (including information pertaining to my spouse and minor o r dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was withheld because it m et applicable statutoryprovisions permitting non~lisclosure.I further certify that earned income from outside employment and honoraria and the accep|anc of gifts which hav e been reported are incompliance wilh the prov isions of 5 U.S,C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJE(YI" TO CIVILAND CRIMINA L SANCSIIONS (5 U.S,C. app. 104)

FIL ING INST R U C T IO NSM ail signed original and 3 additional copies to:

Comrnittee on Financial DisclosureAdm inistrative Office of the United States CourI~Suite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

ilana d rovner financial disclosure report for 2009

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