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Immuno-epidemiological life-history and thedynamics of SARS-CoV-2 over the next five years
Chadi M. Saad-Roy,1⇤ Caroline E. Wagner,2,3⇤
Rachel E. Baker,2,3 Sinead E. Morris,4 Jeremy Farrar5
Andrea L. Graham,2 Simon A. Levin,2
C. Jessica E. Metcalf,2,6 Bryan T. Grenfell2,6,7†
1Lewis-Sigler Institute for Integrative Genomics,Princeton University, Princeton NJ 08540, USA
2Department of Ecology and Evolutionary Biology,Princeton University, Princeton NJ 08544, USA
3Princeton Environmental Institute,Princeton University, Princeton NJ 08544, USA
4Department of Pathology and Cell Biology,Columbia University Medical Center, New York NY 10032, USA
5 The Wellcome Trust, London, UK6Princeton School of Public and International Affairs,
Princeton University, Princeton NJ 08544, USA7Fogarty International Center, National Institutes of Health, Bethesda MD 20892, USA,
⇤These authors contributed equally to this work†To whom correspondence should be addressed; E-mail: [email protected]
Uncertainty in the immune response to SARS-CoV-2 may have implications1
for future outbreaks. We use simple epidemiological models to explore esti-2
mates for the magnitude and timing of future Covid-19 cases given different3
impacts of the adaptive immune response to SARS-CoV-2 as well as its in-4
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teraction with vaccines and nonpharmaceutical interventions. We find that5
variations in the immune response to primary SARS-CoV-2 infections and a6
potential vaccine can lead to dramatically different immunity landscapes and7
burdens of critically severe cases, ranging from sustained epidemics to near8
elimination. Our findings illustrate likely complexities in future Covid-19 dy-9
namics, and highlight the importance of immunological characterization be-10
yond the measurement of active infections for adequately characterizing the11
immune landscape generated by SARS-CoV-2 infections.12
Introduction13
The current Covid-19 pandemic caused by the novel SARS-CoV-2 betacoronavirus (�–CoV)14
has resulted in substantial morbidity and mortality, with over ten million confirmed cases world-15
wide at the time of writing. In order to curb viral transmission, non-pharmaceutical interven-16
tions (NPIs) including business and school closures, restrictions on movement, and total lock-17
downs have been implemented to various degrees around the world. Major efforts to develop18
effective vaccines and antivirals are ongoing.19
20
Understanding the future trajectory of this disease requires knowledge of the population-21
level landscape of immunity generated by the life histories of SARS-CoV-2 infection or vac-22
cination among individual hosts, particularly in the context of the acquisition, re-transmission,23
and clinical severity of secondary infections. The nature of acquired immune responses fol-24
lowing natural infection varies substantially among pathogens. At one end of this immune25
spectrum, natural infection with measles (1) or smallpox (2) virus results in lifelong protec-26
tion from the re-acquisition and re-transmission of secondary infections. Many other infections27
(e.g. influenza (3), RSV (4)) confer imperfect or transient clinical and transmission-blocking28
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immunity. Finally, phenomena such as antibody-dependent enhancement (ADE) associated29
with prior natural infection (e.g. dengue (5)) or a vaccine (e.g. RSV (6)) could result in more30
clinically severe secondary infections. Furthermore, the immunity conferred by vaccines to var-31
ious pathogens rarely provides complete protection against reinfection and/or disease (9), and32
this protection may be inferior to that acquired following natural infection (10). Nevertheless,33
imperfect vaccines that reduce both the clinical severity and transmissibility of subsequent in-34
fections (if they do occur) can still provide population-level disease protection (9, 11).35
36
In the case of SARS-CoV-2, the nature of the immune response following natural infection37
remains uncertain, although efforts to measure the kinetic adaptive immune response are on-38
going (12–16). One approach for bounding estimates for this immune response is to examine39
related viruses that also belong to the �–CoV genus. This genus comprises other viruses that40
cause severe infections in humans including the Middle East Respiratory Syndrome (MERS)41
and SARS-CoV-1 coronaviruses (7) as well as the seasonal coronaviruses HCoV-HKU1 and42
HCoV-OC43, which are the second leading causes of the common cold (7). While immunity to43
SARS-CoV-1 is believed to last up to 2-3 years (17, 18), serum antibody levels against HCoV-44
OC43 have been found to wane on the time-scale of a few months (19) to one year (20) likely45
due in part to a combination of antigenic evolution and low antigenic dose. HCoV-HKU1 and46
HCoV-OC43 are thought to cause repeated infections throughout life (21), though a significant47
biennial component in their dynamics implies at least some herd protection (7,8). Furthermore,48
although it is currently unclear whether ADE influences the pathogenesis of SARS-CoV-2, it has49
been hypothesized that severe Covid-19 cases may arise from the presence of non-neutralizing50
antibodies from prior coronavirus infections (22) following earlier proposals for related coron-51
aviruses (23–25). For example, one study found that a subset of reinfections with three endemic52
human coronaviruses (HCoV-NL63, HCoV-229E, and HCoV-OC43) showed enhanced viral53
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Figure 1: Schematic of the SIR(S) model with a flowchart depicting flows between immuneclasses. Here, SP denotes fully susceptible individuals; IP denotes individuals with primaryinfection that transmit at rate �; R denotes fully immune individuals (due to recovery fromeither primary or secondary infection), SS denotes individuals whose immunity has waned atrate � and are now susceptible again to infection, with relative susceptibility ✏; IS denotesindividuals with secondary infection that transmit at a reduced rate ↵�, and µ denotes the birthrate (see Methods). Illustrations and flowcharts of the limiting SIR and SIRS models are alsoshown (where individuals are either fully susceptible (S), infected (I), or fully immune (R)),along with a representative time series for the number of infections in each scenario. Thepopulation schematics were made through Biorender.com.
replication during the secondary infection (26). In addition to antibody-mediated immunity, T54
cell immunity increasingly appears to be an important component of the adaptive immune re-55
sponse to SARS-CoV-2; also there is evidence of T cell cross-reactivity between SARS-CoV-256
and these seasonal, endemic coronaviruses (15, 16).57
58
Various epidemiological models have been developed to capture this type of variation in im-59
mune responses on population-level infection dynamics. For instance, the well-known Susceptible-60
Infectious-Recovered (SIR) model is suitable for modeling the dynamics of perfectly-immunizing61
infections such as measles (27), while the Susceptible-Infectious-Recovered-Susceptible (SIRS)62
model captures the epidemiology of imperfectly immunizing infections such as influenza, in63
which individuals eventually return to a fully or substantially susceptible class following a finite64
period of immunity either due to waning memory or pathogen evolution (28). More complex65
compartmental models have also been developed to study infections characterized by interme-66
diate immune responses lying between these two extremes such as rotavirus (29) and respiratory67
syncytial virus (4).68
69
Here we adopt a generalization of these more nuanced models, the SIR(S) model (28) out-70
lined schematically in Figure 1 and Figure S1, to explore how the pandemic trajectory might71
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unfold for different assumptions regarding the nature of the adaptive immune response to SARS-72
CoV-2 infection. Since different adaptive immune responses may be associated with variations73
in the proportion of severe secondary cases, we also consider different scenarios for this fraction74
in order to estimate the future clinical burden of SARS-CoV-2 infections. The model assumes75
different infection and immune phenotypes depending on exposure history (see Methods for the76
full mathematical details). Specifically, it interpolates between the fully immunizing SIR model77
when immunity is lifelong and the imperfectly immunizing SIRS model through the degree of78
susceptibility to and transmissibility of secondary infections (quantified by the parameters ✏ and79
↵, respectively). As shown in the representative time series of Figure 1, the SIR model results in80
recurrent epidemics fueled by births following the pandemic peak, while the SIRS model results81
in shorter inter-epidemic periods due to the possibility of reinfection and the buffering of the82
fully susceptible birth cohort by partially immune individuals (28). We begin by characterizing83
the effect of temporal changes in the transmission rate brought about by climate and the adop-84
tion of NPIs on the predictions of the SIR(S) model under a range of immunity assumptions.85
Next, we examine the effect of a transmission-reducing vaccine of varying efficacy relative to86
natural immunity, thus altering the relative compositions of the various immune classes. Fi-87
nally, we estimate the post-pandemic immunity landscape and clinical case burden for different88
possible ‘futures’ shaped by the various aspects of SARS-CoV-2 biology as well as the presence89
or absence of these external drivers and interventions.90
91
Results and Discussion92
Seasonal transmission rates and the adoption of NPIs93
In practice, during the early stages of a pandemic, reductions in transmission are nearly entirely94
achieved through the adoption of NPIs such as mask-wearing or social distancing. To explore95
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the effect of the adoption of NPIs, we considered two different scenarios for timed reductions96
in the force of infection to 60% of its original value (in agreement with intermediate levels of97
social distancing in (7)). In Figures 2a - 2c, we plot the time series of primary and secondary98
infections assuming NYC climate-driven seasonality in transmission as well as single periods of99
NPI adoption lasting from weeks 16 to 67 (Figure 2a) or 16 to 55 (Figure 2b), and two shorter100
periods during weeks 16 to 55 and weeks 82 to 93 separated by normal interactions (Figure101
2c). The weekly reproduction numbers corresponding to these three scenarios are plotted in102
Figures S2d-S2f. Although these reproduction numbers are based on those obtained for the re-103
lated �-CoV HCoV-HKU1 and are in general lower than those estimated during the early stages104
of the Covid-19 pandemic (30), they may be more appropriate for considering the longer-term105
transmission dynamics, and our results are qualitatively robust to increasing these values for R0106
(results not shown).107
108
We find that decreases in the susceptibility to secondary infection ✏ can delay secondary109
peaks (compare individual time courses for different values of ✏ in Figures 2a–2c). However,110
delayed peaks may then be larger, due to susceptible accumulation and dynamical resonance.111
These non-monotonicities in the timing and size of secondary peaks also occur with climate-112
driven seasonal transmission in the absence of NPIs (see Supplementary Materials, Section113
S3.3). Importantly, the delay that social distancing may cause in the timing of the secondary114
peak can also allow for the accumulation of fully susceptible individuals. This is illustrated in115
the top panels of Figure 2d, where the full (�SP , red curve) and partial (✏�SS , green curve)116
effective population-level susceptibility corresponding to a reduction in susceptibility to sec-117
ondary infection by 50% (✏ = 0.5) (left) and with no reduction in susceptibility to secondary118
infection (✏ = 1) (right) for the social distancing scenario outlined in Figure 2c are shown. The119
corresponding fraction of primary (blue) and secondary (purple) cases are presented in the bot-120
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Figure 2: (a) to (c): Effect of NPI adoption on the time series of primary (solid lines) andsecondary (dashed lines) infections with a seasonal transmission rate derived from the climateof NYC with no lag between seasonality and epidemic onset. NPIs that reduces the transmissionrate to 60% of the estimated climate value are assumed to be adopted during weeks 16-67 in(a), weeks 16-55 in (b), and weeks 16-55 as well as 82-93 in (c). Colours denote individualtime courses for different values of ✏. (d) Time series of the force of infection arising fromsusceptibility (top row) and the fraction of the population that is infected (bottom row) for bothprimary and secondary infections, for ✏ = 0.5 (left column) and ✏ = 1 (right column) for theNPI scenario outlined in (c). (e) Time series of estimated number of severe infections for theNPI scenario defined in (c) for four different estimates of the fraction of severe cases duringprimary infections (xsev,p) and secondary infections (xsev,p) with ✏ = 0.5 (top row) and ✏ = 1(bottom row). These are xsev,p = 0.14, xsev,s = 0 (solid red line), xsev,p = 0.14, xsev,s = 0.07(dashed green line), xsev,p = 0.14, xsev,s = 0.14 (dashed-dotted blue line), and xsev,p = 0.14,xsev,s = 0.21 (shortdashed-longdashed purple line).
tom panels. As can be seen, when the secondary peak does occur, the decrease in susceptibility121
to secondary infection (✏ < 1) considered in the left panels results in a greater number of pri-122
mary infections during the second peak relative to the panels on the right where ✏ = 1.123
124
Finally, an essential part of the planning and management of future SARS-CoV-2 infections125
is the ability to characterize the magnitude and timing of severe cases requiring hospitaliza-126
tion. In Figure 2e we consider four different plausible scenarios for the fraction of severe127
secondary cases xsev,s (see Methods) based on the scenario depicted in Figure 2c and assum-128
ing 14% of primary cases are severe (31): no severe cases associated with secondary infection129
(xsev,s = 0, solid red line), a reduced number of severe cases with secondary infection rela-130
tive to primary infection (xsev,s = 0.07, dashed green line), comparable proportions of severe131
cases (xsev,s = 0.14, dashed-dotted blue line), and a greater proportion of severe cases with132
secondary infection (xsev,s = 0.21, shortdashed-longdashed purple line), possibly owing to133
phenomena such as ADE. When the assumed fraction of severe secondary infections is high,134
the fraction of the population with severe infections during secondary peaks exceeds that ob-135
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served during the primary peak (Figure 2e). As the proportion of secondary infections increases136
during the later stages of the pandemic, these findings stress that clinical epidemiological stud-137
ies of repeat infections will be critical for proper planning of healthcare systems.138
Vaccination139
The availability of an effective vaccine would be a key intervention against SARS-CoV-2, and140
numerous candidates are in development (32, 33). Intuitively, if the effective vaccination rate141
is sufficiently high, then vaccination herd immunity generated by a transmission-blocking vac-142
cine could control or eliminate the infection. However, this becomes harder to achieve when143
vaccinal and natural immunity is imperfect and secondary infections occur, or when logistical144
or other constraints limit vaccine deployment. Although it remains uncertain whether and when145
a vaccine will be available, we make the relatively optimistic assumption that a transmission-146
reducing vaccine begins to be introduced at tvax = 1.5 years. We also consider seasonal147
transmission rates as in Figure S3 and the adoption of NPIs according to the scenario described148
in Figure 2b. We assume that a constant proportion ⌫ ranging from 0% ⌫ 1% of the fully149
and partially susceptible populations (SP and SS) is effectively vaccinated every week and ac-150
quire transmission-blocking immunity for, on average, a period 1/�vax. For comparison, it was151
estimated that in response to the 2009 H1N1 pandemic, one or more doses of the monovalent152
vaccine were administered to 80.8 million vaccinees during October 2009 to May 2010 in the153
United States (34), which implies a rate of vaccination coverage of about 27% after a period154
of 8 months for persons aged at least 6 months in the USA, although rates between different155
nations varied (35). This crudely corresponds to a weekly vaccination rate of 1% (36). Finally,156
we assume that the immunity conferred from effective vaccination wanes at rate �vax which in157
general may differ from the waning rate of immunity from natural infection, �. The modified158
set of ordinary differential equations in this scenario corresponding to the flowchart in Figure159
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S11a is presented in the Methods.160
161
In Figure 3a we consider the long-term equilibrium infection burden (see Methods) fol-162
lowing vaccination at a weekly rate ⌫ for a variety of immunity assumptions. As expected, a163
reduction in the susceptibility to secondary infections (✏) results in a smaller number of infec-164
tions at steady state in the absence of vaccination. Further, both ✏ and the duration of vaccine165
immunity (1/�vax) affect the vaccination rate required to achieve a disease-free state at equi-166
librium. In the limit of fully immunizing primary infections and vaccines (✏ = 0), relatively167
low vaccination rates are required to achieve zero infections at steady state. However, as im-168
munity becomes more imperfect (larger ✏), increasingly high vaccination rates are required to169
eliminate infections particularly when the duration of vaccine immunity is short. This is further170
emphasized in Figure 3b, where the minimum vaccination rate ⌫ required to achieve a disease-171
free state at equilibrium (see Methods) is plotted as a function of ✏ for different values of the172
duration of vaccine immunity. Altogether, this illustrates that reductions in infection achievable173
through vaccination are inherently related to the efficacy of the vaccine and the nature of the174
adaptive immune response (37).175
176
We next explore the short-term dynamical effect of vaccination in Figures 3c-3f. In Figure177
S11b, the ratio of the total number of primary infections during years 1.5-5 inclusive (i.e. after178
the vaccine is introduced) relative to the zero vaccination case for different values of the vac-179
cination rate ⌫ and the duration of vaccine immunity 1/�vax is shown. Figure S11c shows the180
equivalent for secondary infections. The burden of primary infections decreases with increas-181
ing vaccination rate for a given value of vaccine immunity 1/�vax. However, for the shortest182
durations of vaccine immunity 1/�vax, the degree of achievable reductions in the number of183
secondary cases begins to saturate even for large vaccination rates. This saturation is due to the184
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Figure 3: (a) Total infected fraction of the population at equilibrium as a function of the vac-cination rate ⌫ for different values of the duration of vaccine immunity (1/�vax = 0.25 years:green line, 1/�vax = 0.5 years: red line, and 1/�vax = 1 year: blue line) and the susceptibilityto secondary infection (✏ = 0.5: solid line, ✏ = 0.7: dashed line, and ✏ = 1: dotted line).(b) Vaccination rate ⌫ required to achieve a disease-free state at equilibrium as a function of✏ for different values of the duration of vaccine immunity (1/�vax = 0.25 years: solid line,1/�vax = 0.5 years: dashed line, and 1/�vax = 1 year: dotted line). In (a) and (b) the relativetransmissibility of secondary infections and duration of natural immunity are taken to be ↵ = 1and 1/� = 1 year, respectively, and the transmission rate is derived from the mean value ofseasonal NYC-based weekly reproduction numbers (R0 = 1.75, see Methods and Figure S2c).(c)-(f): Time series of the various immune classes plotted for different values of the vaccinationrate ⌫. The top row ((c) and (e)) contains the time series of primary (solid lines) and secondary(dashed lines) infections, while the bottom row ((d) and (f)) contains the time series of the fullysusceptible (solid lines), immune (dashed lines), and partially immune (dotted lines) subpop-ulations. The duration of vaccine immunity is taken to be 1/�vax = 0.5 years (shorter thannatural immunity) in (c) and (d), and 1/�vax = 1 year (equal to natural immunity) in (e) and(f). The susceptibility to secondary infection, relative transmissibility of secondary infections,and duration of natural immunity are taken to be ✏ = 0.7, ↵ = 1, and 1/� = 1 year, respectively.Vaccination is introduced 1.5 years after the onset of the epidemic following a 40 week periodof social distancing during which the force of infection was reduced to 60% of its original valueduring weeks 16 to 55 (i.e. the scenario described in Figure 2b of the main text), and a seasonaltransmission rate derived from the climate of NYC with no lag is assumed.
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Figure 4: Time series of fraction of the population with severe cases Isev (top) and area plots ofthe fraction of the population comprising each immune class (bottom) over a five year time pe-riod under four different future scenarios. In all plots, the relative transmissibility of secondaryinfections is taken to be ↵ = 1, a seasonal transmission rate derived from the climate of NYCwith no lag is assumed, and a period of social distancing during which the force of infectionis reduced to 60% of its original value during weeks 16 to 55 (i.e. the scenario described inFigure 2b) is enforced. In (a) and (b), no vaccination occurs. (a) Corresponds to a more pes-simistic natural immunity scenario with ✏ = 0.7, 1/� = 0.5 years, and 21% of secondary casesbeing severe. (b) Corresponds to a more optimistic natural immunity scenario with ✏ = 0.5,1/� = 2 years, and 7% of secondary cases being severe. In (c) and (d), vaccination is intro-duced at a weekly rate of ⌫ = 1% at tvax = 1.5 years after the onset of the epidemic. (c)Corresponds to all the parameters in (b) along with vaccine immunity lasting 1/�vax = 0.25years, while (d) corresponds to all the same parameters as in (b) along with vaccine immunitylasting 1/�vax = 1 year.
rapid return of vaccinated individuals to the partially susceptible class if vaccine immunity is185
short-lived. Further, when the duration of vaccine immunity is very short, the total number of186
secondary cases can be higher when vaccination takes place for the particular model and param-187
eters considered. To further emphasize the dependence of the model results on the vaccination188
rate and duration of vaccine immunity, we present time courses of infections and immunity for189
different durations of vaccine immunity and vaccination rates in Figures 3c - 3f as well as Fig-190
ures S11d and S11e. In line with intuition, the model illustrates that both high vaccination rates191
and relatively long durations of vaccine-induced immunity are required to achieve the largest192
reductions in secondary infection burdens.193
194
Clinical case burden and immunity landscape for different possible futures195
Figure 4 is a synoptic view of the impact of vaccination and natural immunity in four different196
‘futures’ on the immune landscape and incidence of severe disease. In all four scenarios, we197
assume seasonal transmission (c.f. Figure S3) and social distancing according to the scenario198
depicted in Figure 2b. Figures 4a and 4b correspond to futures without vaccination, with Fig-199
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ure 4a illustrating a more pessimistic scenario of greater susceptibility to secondary infections200
(✏ = 0.7), a relatively short period of natural immunity (1/� = 0.5 years), and a greater pro-201
portion of severe cases with secondary infection possibly owing to phenomena such as ADE. In202
contrast, the more optimistic future of Figure 4b assumes reduced susceptibility to secondary203
infections (✏ = 0.5), a longer duration of natural immunity (1/� = 2 years), and a smaller204
proportion of severe cases with secondary infection. In both cases, the initial pandemic wave205
is the same, but in the more optimistic scenario (Figure 4b), natural immunity is longer lasting206
and consequently subsequent infection peaks are delayed. Furthermore, the reduction in sus-207
ceptibility to secondary infection (smaller ✏) in Figure 4b suppresses the later peaks dominated208
by secondary infections (Figure 4a) and substantially less depletion of fully susceptible indi-209
viduals occurs. In Figures 4c and 4d, these pessimistic and optimistic scenarios are translated210
into futures with vaccination, which is assumed to be introduced at a weekly rate of ⌫ = 1% at211
tvax = 1.5 years. The future described in Figure 4c assumes all the same outcomes as in Fig-212
ure 4a and incorporates vaccination with short-lived vaccine immunity (1/�vax = 0.25 years).213
The future presented in Figure 4d assumes all the same outcomes as in Figure 4b in addition to214
vaccine immunity lasting 1/�vax = 1 year.215
216
Figures 4c and 4d emphasize the important role that even an imperfect vaccine could have217
in SARS-CoV-2 dynamics and control (9, 11). With vaccination, subsequent peaks in clinically218
severe cases are substantially reduced, although in the pessimistic future later infection peaks219
dominated by secondary infections can still occur (Figure 4c). Furthermore, if a transmission-220
blocking vaccine confers a relatively long period of protection, and if we make optimistic as-221
sumptions regarding the nature of the adaptive immune response (Figure 4d), a sufficient pro-222
portion of fully susceptible individuals can be immunized, thus suppressing future outbreaks.223
These trends are qualitatively conserved for different vaccine deployment strategies, such as a224
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pulse of immunization at tvax = 1.5 years in which a fixed percentage of the fully and par-225
tially susceptible populations (SP and SS) are vaccinated (see Figure S12). However, without226
sustained immunization strategies, the waning of vaccine immunity results in less susceptible227
depletion over time, and larger future outbreaks relative to the scenarios presented in Figures228
4c and 4d. Overall, Figure 4 suggests that relying on the status of infection of an individual229
as the main observable during an ongoing epidemic is insufficient to characterize the complex230
immune landscape that is generated. Given the increasingly recognized importance of both T231
cell- (15, 16) and antibody-mediated (12–14) adaptive immune responses in the recovery from232
SARS-CoV-2 infection, it is very likely that more sophisticated methods including regular test-233
ing of serology and T cell immunity will be required (38).234
235
Conclusion236
We have examined how plausible variations in the natural immune response following SARS-237
CoV-2 infection as well as various external drivers and interventions may shape the longer-term238
clinical burden and immunity landscape to this disease. Here we summarize the key findings239
and complexities illustrated by this simple model along with caveats for their interpretation; a240
full summary of all caveats and future directions is given in Section S2.241
242
In locations where we expect substantial climatically-driven seasonal variation in transmis-243
sion, such as New York City, the model predicts that a reduction in susceptibility to secondary244
infection or a longer duration of immunity may lead to a larger secondary infection peak, and245
this peak may occur earlier when the duration of natural immunity is longer. In geographical246
areas with smaller annual fluctuations in climate, we find that this non-monotonic behaviour247
is increasingly suppressed, although these results are sensitive to the assumed form of climatic248
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influences on SARS-CoV-2 transmission, which we have taken here to be very similar to those249
of the related �–CoV HCoV-HKU1. Indeed, even with the incorporation of NPIs (which in250
general may be adopted differently than the scenarios considered here), the clinical burden of251
subsequent infection peaks is sensitive to the relative fraction of primary and secondary cases as252
well as the fraction of severe cases for each category, which intimately depend on the nature of253
the adaptive immune response. In turn, the severity of an infection could affect the nature of the254
subsequent adaptive immune response through antigen priming or T cell exhaustion. Finally,255
the disease dynamics predicted by the model can be substantially altered using a highly simpli-256
fied scenario for the introduction of a vaccine, although the achievable reductions in infections257
are strongly dependent on the efficacy of the vaccine and the nature of the adaptive immune258
response. Nevertheless, even with imperfect vaccine immunity, reductions in the number of259
primary cases through vaccination may have important clinical implications.260
261
Altogether, this work emphasizes the complex dependence of the immune landscape gener-262
ated by SARS-CoV-2 infection on the presently largely unknown nature of the adaptive immune263
response to this virus and the efficacy of potential future vaccines. Depending on how these un-264
fold, the model predictions for future clinical burdens range from sustained epidemics to near265
case elimination. Consequently, accurately characterizing the nature of immunity to SARS-266
CoV-2 will be critical for the management and control of future infections.267
Acknowledgements268
CMSR acknowledges support from the Natural Sciences and Engineering Research Council of269
Canada through a Postgraduate-Doctoral Scholarship. CEW is an Open Philanthropy Project270
fellow of the Life Sciences Research Foundation. REB is supported by the Cooperative Insti-271
tute for Modelling the Earth System (CIMES). SAL and CMSR acknowledge support from the272
14
. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted July 16, 2020. ; https://doi.org/10.1101/2020.07.15.20154401doi: medRxiv preprint
James S. McDonnell Foundation 21st Century Science Initiative Collaborative Award in Under-273
standing Dynamic and Multi-scale Systems. SAL acknowledges support from the C3.ai Digital274
Transformation Institute, the National Science Foundation under grant CNS-2027908, and the275
National Science Foundation Expeditions Grant CCF1917819. BTG acknowledges support276
from the US CDC.277
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The copyright holder for this preprint this version posted July 16, 2020. ; https://doi.org/10.1101/2020.07.15.20154401doi: medRxiv preprint
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2
. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted July 16, 2020. ; https://doi.org/10.1101/2020.07.15.20154401doi: medRxiv preprint
2 Figure 2
� = 1
� = 0.5
0 1 2 3 4 5
0.0000
0.0025
0.0050
0.0075
0.0100
0.0000
0.0025
0.0050
0.0075
0.0100
Years
Frac
tion
ofpo
pula
tion
with
seve
redi
seas
e
Percentof severesecondaryinfections
0%
7%
14%
21%
� = 0.5 � = 1
� = 0.5 � = 1
0 1 2 3 4 5 0 1 2 3 4 5
0 1 2 3 4 5 0 1 2 3 4 50.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
0.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
Years
�SP
��SS
IP
IS
a b c
d e
Frac
tion
of p
opul
atio
n
Frac
tion
of p
opul
atio
n
Frac
tion
of p
opul
atio
n
Time (years)
Time (years)
Time (years)
Primary infection Secondary infection
Primary infection Secondary infection
Primary infection Secondary infection
Effe
ctiv
e su
scep
tibili
tyFr
actio
n of
po
pula
tion
Frac
tion
of p
opul
atio
n w
ith
seve
re d
iseas
e
0 1 2 3 4 5
Time (years)0 1 2 3 4 5
Time (years)0 1 2 3 4 5
Time (years)
� = 0.5 � = 1
� = 0.5 � = 1
0 1 2 3 4 5 0 1 2 3 4 5
0 1 2 3 4 5 0 1 2 3 4 50.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
0.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
Years
�SP
��SS
IP
IS
Full
� = 0.5 � = 1
� = 0.5 � = 1
0 1 2 3 4 5 0 1 2 3 4 5
0 1 2 3 4 5 0 1 2 3 4 50.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
0.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
Years
�SP
��SS
IP
IS
� = 0.5 � = 1
� = 0.5 � = 1
0 1 2 3 4 5 0 1 2 3 4 5
0 1 2 3 4 5 0 1 2 3 4 50.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
0.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
Years
�SP
��SS
IP
IS� = 0.5 � = 1
� = 0.5 � = 1
0 1 2 3 4 5 0 1 2 3 4 5
0 1 2 3 4 5 0 1 2 3 4 50.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
0.0
0.1
0.2
0.3
0.4
0.00
0.02
0.04
0.06
Years
�SP
��SS
IP
IS
Partial
Primary
Secondary
("#!)
(%"#")
(&!)
(&")
NPINo NPI
3 Figure 3
0.000
0.002
0.004
0.006
0.008
0.00 0.25 0.50 0.75 1.00Susceptibility to secondary infection (�)
Vacc
inat
ion
rate
(�) Duration
of vaccineimmunity1/�vax
(years)0.25
0.5
1
Frac
tion
of p
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nFr
actio
n of
pop
ulat
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Frac
tion
of p
opul
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n
Time (years)
Time (years)
Time (years)
Primary infection Secondary infection
Primary infection Secondary infection
Fully susceptibleImmunePartially immune
ν0.001
0.0050.009
ν0.0010.005
0.009
ν0.005
0.009
Fully susceptibleImmunePartially immune
0.001
Frac
tion
of p
opul
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n
Time (years) ν0.0010.005
0.009
e
d
c
fb
0.50.71
ν
!! "#$%(years)
Susceptibility to secondary infection "
Herd immunity
Frac
tion
of p
opul
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n
infe
cted
at e
quili
briu
m
a
3
4 Figure 4
c d
ba
Full susceptibility
Partial immunity
Natural immunity
Vaccine immunity
Primary infection
Secondary infection
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
opul
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n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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0.0000
0.0025
0.0050
0.0075
Seve
re c
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0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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0.0000
0.0025
0.0050
0.0075
Seve
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0.00
0.25
0.50
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1 2 3 4 5Time (years)
Frac
tion
of p
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0.0000
0.0025
0.0050
0.0075
Seve
re c
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0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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0.0000
0.0025
0.0050
0.0075
Seve
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0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
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0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
opul
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n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
opul
atio
n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
opul
atio
n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
opul
atio
n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
opul
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n
0.0000
0.0025
0.0050
0.0075
Seve
re c
ases
0.00
0.25
0.50
0.75
1.00
1 2 3 4 5Time (years)
Frac
tion
of p
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Short-lasting, partially protective natural immunity, enhanced disease severity upon secondary infection, no vaccination
Longer-lasting, more protective natural immunity, reduced disease severity upon secondary infection, no vaccination
Short-lasting, partially protective natural immunity, enhanced disease severity upon secondary infection, short-
lasting transmission-blocking vaccine immunity
Longer-lasting, more protective natural immunity, reduced disease severity upon secondary infection, longer-lasting
transmission-blocking vaccine immunity
4