improving human resource management practices in...

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Goals and Objectives The HRH Project supported the Federal Ministry of Health (FMOH) and Regional Health Bureaus (RHBs) to improve HRM pracces. Specific objecves were to: Strengthen the knowledge and skills of HR staff and managers, and Improve HRM systems and pracces. Human resource management pracces such as planning, recruitment, deployment and performance monitoring have improved contribung to beerment in workforce density and distribuon. However, a lot remains to be done to impact movaon and retenon in a meaningful way. Moreover, with only 60% of health facilies having access to the Human Resource Informaon System (HRIS) database, the system cannot generate complete and accurate data on workforce stock and distribuon. Need for Action Weak human resource management (HRM) pracces have had a detrimental impact on Ethiopia’s public health sector, undermining organizaonal effecveness and the delivery of health services. Human resource (HR) offices have lacked the structure and staffing to handle the volume and scope of work. At the naonal and regional levels, HR development and administraon departments were not fully staffed with qualified professionals, while HR funcons at sub-regional levels were pooled with other sectors such as educaon and agriculture. According to parcipatory HRM capacity assessments, other challenges included lack of training and supporve supervision for HR staff, a dearth of computers or other mechanisms to collect and track HR data, weak situaon assessments and planning, and no job descripons. These weaknesses have contributed to delayed recruitment, insufficient training, inequitable urban-rural distribuon, inadequate incenves, and difficult working condions. Poor management pracces have, in turn, reduced movaon, retenon, and performance of health personnel. To idenfy and overcome HRM challenges in the public health sector, the Government of Ethiopia sought technical and financial support from the USAID-funded Jhpiego-led Strengthening Human Resources for Health (HRH) Project (2012 - 2019). The goal of the HRH Project was to improve health outcomes for all Ethiopians by improving human resources for health management; increasing the availability of midwives, anesthests, health extension workers (HEWs), and other essenal health workers; improving the quality of educaon and training of health workers, and generang evidence to inform HRH policies and programs. Improving Human Resource Management Practices in Ethiopia’s Public Health Sector Achievements, Lessons Learned, and the Way Forward Key Successes: Budget allocations for HR have increased in almost all RHBs. The overall density of health workforce increased by 85% from 2012 to 2018 while regional disparities were narrowed. HR offices have implemented a wide array of interventions to increase motivation and reduce turnover.

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Page 1: Improving Human Resource Management Practices in …reprolineplus.org/system/files/resources/Learning Brief HRM Practice 03 27 19.pdf(HRIS). The HRH Project worked with Tulane University

Goals and Objectives

The HRH Project supported the Federal Ministry of Health (FMOH) and Regional Health Bureaus (RHBs) to improve HRM practices. Specific objectives were to:

• Strengthen the knowledge and skills of HR staff and managers, and

• Improve HRM systems and practices.

Human resource management practices such as planning, recruitment, deployment and performance monitoring have improved contributing to betterment in workforce density and distribution. However, a lot remains to be done to impact motivation and retention in a meaningful way. Moreover, with only 60% of health facilities having access to the Human Resource Information System (HRIS) database, the system cannot generate complete and accurate data on workforce stock and distribution.

Need for ActionWeak human resource management (HRM) practices have had a detrimental impact on Ethiopia’s public health sector, undermining organizational effectiveness and the delivery of health services. Human resource (HR) offices have lacked the structure and staffing to handle the volume and scope of work. At the national and regional levels, HR development and administration departments were not fully staffed with qualified professionals, while HR functions at sub-regional levels were pooled with other sectors such as education and agriculture. According to participatory HRM capacity assessments, other challenges included lack of training and supportive supervision for HR staff, a dearth of computers or other mechanisms to collect and track HR data, weak situation assessments and planning, and no job descriptions. These weaknesses have contributed to delayed recruitment, insufficient training, inequitable urban-rural distribution, inadequate incentives, and difficult working conditions. Poor management practices have, in turn, reduced motivation, retention, and performance of health personnel.

To identify and overcome HRM challenges in the public health sector, the Government of Ethiopia sought technical and financial support from the USAID-funded Jhpiego-led Strengthening Human Resources for Health (HRH) Project (2012 - 2019). The goal of the HRH Project was to improve health outcomes for all Ethiopians by improving human resources for health management; increasing the availability of midwives, anesthetists, health extension workers (HEWs), and other essential health workers; improving the quality of education and training of health workers, and generating evidence to inform HRH policies and programs.

Improving Human Resource Management Practices in Ethiopia’s Public Health SectorAchievements, Lessons Learned, and the Way Forward

Key Successes:

• Budget allocations for HR have increased

in almost all RHBs.

• The overall density of health workforce

increased by 85% from 2012 to 2018

while regional disparities were narrowed.

• HR offices have implemented a wide array

of interventions to increase motivation and

reduce turnover.

Page 2: Improving Human Resource Management Practices in …reprolineplus.org/system/files/resources/Learning Brief HRM Practice 03 27 19.pdf(HRIS). The HRH Project worked with Tulane University

Strategies and Interventions

Improving performance with training, supportive supervision, and performance monitoring. The HRH Project collaborated with the FMOH and RHBs to develop an in-service HRM training package for existing and newly recruited HR staff and to integrate HRM indicators in supportive supervision checklists. In addition, the Project placed an HRH Management Officer in each RHB to transfer knowledge and skills related to planning and budgeting, situation analysis, and performance review. FMOH teams supervise and support HR staff at RHBs, RHB teams offer similar support to zonal and woreda health offices, and zonal and woreda teams supervise HR staff at health care facilities. Supportive supervision findings are shared at regular performance review meetings, and supervisors help develop action plans for performance improvement. Individual staff use job descriptions to develop personal performance plans, which serve as the basis for performance evaluations by managers.

Strengthening implementation of the Balanced Score Card (BSC) performance management system. Although the FMOH and seven RHBs had already adopted the BSC performance management system prior to the HRH Project, understanding of its processes and tools was limited. Therefore, the HRH Project provided technical and financial support to strengthen implementation of the BSC. It conducted BSC training, helped cascade performance planning from the team to the individual level, and organized experience-sharing visits so that RHBs that had not yet implemented the BSC could learn from other regions.

Improving recruitment, selection, motivation, and retention. The HRH Project provided financial and technical support to RHBs to improve recruitment, selection and deployment practices, such as placing health workers where they are most needed. To reduce turnover, the project conducted a study on the factors affecting health workers’ job satisfaction, motivation, and retention and supported consultative workshops to use the findings to design incentives and interventions to improve the work climate.

Strengthening the Human Resources Information System (HRIS). The HRH Project worked with Tulane University and senior FMOH staff to create a fully functional HRIS by helping mobilize resources, install software, and train staff. The Project also provided financial and technical support for data management in eight regions: they collected more comprehensive HR data, entered it into the HRIS, conducted semi-annual data analyses, and used the results for evidence-informed decision making.

Results and Lessons Learned

HR functions have become more visible and better funded. HR planning has been increasingly integrated into the health sector planning cycle and become a routine practice at all levels, including health facilities. Newly developed national and regional HRH strategic plans have been instrumental in convincing regional and district governments to allocate more funds to hire, deploy, and remunerate health workers for improved coverage and quality of health care. In 2016 and 2017, most RHBs received larger HR budget allocations than in previous years (Figure 1). However, most regions do not have a separate cost center for non-salary HR budgets, and budget shortages remain a problem at the zonal, woreda, and facility level.

Figure 1: Trend in Non-Salary Budget Allocations for HR in Five Regions, 2014-2017

Source: HRH Project Progress Report, 2014-2017

The number and distribution of health workers have improved, but regional disparities remain. As the capabilities of HR staff have grown, they are better able to forecast, attract, and distribute the number and types of health workers needed. The number of health workforce in Ethiopia increased from 114,362 in 2012 to 243,602 in 2018, although some regions made greater gains than others. In 2012, the density of health workforce in the region with the highest density was 8.6 times greater than that of the region with lowest density. By 2018, that ratio had dropped to 6.8, suggesting progress in reducing regional disparities. However, the density of health workforce continues to vary widely, from as low as 1.29 per 1,000 population in Somali to as high as 8.83 in Addis Ababa (Table 2).

150,000

21,124

100,000

200,000

89,453

96,391 109,050 121,098

237,170

391,056

381,899

274,589

150,000

200,000

500,000 500,000

300,000

350,000

400,000

550,000

-

100,000

200,000

300,000

400,000

500,000

600,000

2014 2015 2016 2017

Benishangul-Gumuz Harar SNNP Afar Tigray

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Performance management and evaluation practices have improved, but motivation and retention schemes need to be developed further. HR offices from the regional to woreda levels of the heath system have implemented a variety of interventions to increase motivation and reduce turnover, including overtime pay, hardship allowances, professional risk allowances, transport and housing allowances, salary increases, opportunities for professional development, and linking promotions and transfers with performance. In larger regions, performance management and rewards systems have been institutionalized: semiannual performance appraisals are used as criteria for rewards and recognition, creating healthy competition among staff and improving motivation and retention. However, compensation and rewards system and work climate improvement schemes are not yet fully developed in much of the country.

Region

2012 2018

Estimated Population

Health WorkforceEstimated Population

Health Workforce

Number Density per 1,000 population Number Density per 1,000

population

Oromia 31,294,992 41,451 1.32 36,510,603 72,831 1.99

Amhara 18,866,002 21,764 1.15 21,497,354 48,731 2.26

SNNPR 17,359,008 22,927 1.32 19,734,077 48,528 2.46

Somali 5,148,989 2,372 0.46 5,900,432 7,640 1.29

Tigray 4,929,999 7,735 1.57 5,379,834 17,935 3.33

Addis Ababa 3,041,002 10,483 3.45 3,506,876 30,982 8.83

Afar 1,602,995 3,061 1.91 1,852,308 5,659 3.06

Benishangul-Gumuz 982,004 1,775 1.81 1,098,466 4,590 4.18

Dire Dawa 387,000 802 2.07 477,797 1,645 3.44

Gambella 385,997 1,159 3.00 454,246 2,947 6.49

Harari 210,000 833 3.97 252,480 2,114 8.37

National 84,320,987 114,362 1.36 96,760,083 243,602 2.52

Table 1: Regional distribution and density of health workforce in the public sector in 2012 and 2018, Ethiopia

Figure 2: National and regional distribution and density of health workforce in the public sector in 2012 and 2018, Ethiopia

Source:Population Projection Ethiopia 2014-2017. Addis Ababa, Central Statistics Agency, 2018, Annual Statistical Abstract 2012. Addis Ababa, Central Statistics Agency, 2013Baseline survey Report, Strengthening Human Resources for Health in Ethiopia, March 2013Annual Performance Data Collection Report, Strengthening Human Resources for Health in Ethiopia, 2013-2018Health and Health Related Indicators. FMOH, 2004 E.C 2011/12 G.C and 2009 EFY (2016/17) 2010 E.C

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HRM practices have improved overall, but some regions lag. Increased access to manuals and handbooks, together with training on how to apply HR policies and procedures, have markedly improved HRM practices in most regions. However, inconsistencies and weak practices persist in certain regions. For example, nine RHBs now provide job descriptions for employees but two do not, and while 13,819 new hires received formal orientations from 2014 to 2017, some RHBs did not follow accepted guidelines for this process.

A fully functional HRIS enables local data analysis and informed decision making in some regions. The HRIS is fully functional in four regions (Addis Ababa, Dire Dawa, Harari, and Tigray), and most other regions have installed and begun using HRIS software. This has enabled RHBs to regularly calculate and report HR indicators, monitor progress against planned targets, document improvements in HRM functions, and engage in evidence-informed decision making. However, implementation of the HRIS has lagged at the woreda, hospital, and health center levels. Only six in ten health facilities nationwide had access to the HRIS database in 2017, and access varied widely between regions.

Next Steps

1Continue to build HR staff capacity for HR planning, accurate costing, and budgeting.

2 Promote close collaboration among the FMOH, RHBs, and other stakeholders to develop motivation and retention guidelines and strategies

that are specific to each region. Use these guidelines to ensure that retention mechanisms are uniform across health offices and facilities within each region.

3 Identify regions that are not making good progress in implementing performance management and rewards system. Help them implement an

improved BSC and total quality management approaches.

4 Gain political, financial, and leadership support to fully develop and sustain compensation and reward systems and work climate improvement

schemes.

5 Roll out the HRIS to all zonal and woreda health offices and health facilities in Ethiopia, and build capacity to use HR data for decision-making at all

levels of the health system.

This program learning brief was prepared by Zeine Abosse and reviewed by Dr. Tegbar Yigzaw, Dr. Sharon Kibwana, and Adrian Kols.

This program learning brief is made possible by the generous support of the American people through the United States Agency for International Development (USAID) under the terms of the Cooperative Agreement No. AID-663-A-12-00008 Strengthening Human Resources for Health (HRH). The contents of this publication are solely the responsibility of Jhpiego and do not necessarily represent the official views of USAID or the United States Government.

For more information: Kirkos Sub-city, Woreda 02/03 | House No. 693 | Wollo Sefer/Ethio-China Street, near Mina Building | P.O. Box 2881 | Code 1250 Addis Ababa, Ethiopia| Tel: +251(0)115-502-124 | Fax:+251(0)115-508-814 | https://www.jhpiego.org/what-we-do/human-resources-health/