in re: ) chapter 11 response genetics, inc., ~ ) case no, 15-11663 (lss… · 2016-01-29 · code,...
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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re: ) Chapter 11
RESPONSE GENETICS, INC., ~ ) Case No, 15-11663 (LSS)
Debtor. )Objection Deadline: February 16, 2016 at 4:00 p.m. prevailing Eastern Time
Hearing Date: March 2, 2016 at 11:00 a.m. prevailing Eastern Time
DEBTOR'S FIRST (NON-SUBSTANTIVE) OMNIBUS OBJECTION
TO CLAIMS, PURSUANT TO SECTION 502(b) OF THE BANKRUPTCY
CODE, BANKRUPTCY RULES 3003 AND 3007, AND LOCAL RULE 3007-1
THIS OBJECTION SEEKS TO DISALLOW CERTAIN PROOFS OF CLAIM FILED INTHIS CASE. ANY NON-DEBTOR PARTY WHO FILED A PROOF OF CLAIMSHOULD REVIEW THE ATTACHED EXHIBITS TO DETERMINE IF THE DEBTORIS SEEKING TO DISALLOW OR MODIFY THEIR CLAIM.
The above-captioned debtor and debtor in possession (the "Debtor") hereby
objects (the "Objection") to each of the claims on Exhibit to the attached proposed order (the
"Disputed Claims") pursuant to sections 502 of title 11 of the United States Code (the
"Bankruptcy Code") and Rule 3007 of the Federal Rules of Bankruptcy Procedure (the
`Bankruptcy Rules") and Local Rule 3007-1 of the Local Rules of the Bankruptcy Court for the
District of Delaware (the "Local Rules") and requests entry of an order reclassifying the Equity
Interest Claims (as defined below) listed on Exhibit A to the proposed order to proofs of interest.
In support of this Objection, the Debtor submits the Declaration of Benjamin J. Matz (the
Declaration") attached hereto as Exhibit 1. In further support of this Objection, the Debtor
represents as follows;
~ 1'he last four digits of the Debtor's tax identification number are: (5548). The location of the Debtor's
headquarters and set~vice address is 1640 Marengo St., 7th Floor, Los Angeles, CA 90033.
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Jurisdiction and Venue
1. This Court has jurisdiction to consider the Objection pursuant to 28 U.S.C.
§§ 157 and 1334 and the Amended Standing Order of Reference from the United States District
Court for the District of Delaware dated as of February 29, 2012. Venue is proper in this District
pursuant to 28 U.S.C. §§ 1408 and 1409. Consideration of the Objection is a core proceeding
pursuant to 28 iJ.S.C. § 157(b).
2. The statutory predicates for the relief requested herein are section 502 of
the Bankruptcy Code, Bankruptcy Rule 3007 and Local Rule 3007-1.
3. Pursuant to Local Rule 9013-1(fj, the Debtor consents to the entry of a
final judgment or order with respect to the Motion if it is determined that this Court would lack
Article III jurisdiction to enter such final order or judgment absent the consent of the parties.
Background
1. On August 9, 2015 (the "Petition Date"), the Debtor filed a voluntary
petition for relief under chapter 11 of the Bankruptcy Code. The Debtor continues in possession
of its property and continues to operate and manage its business as a debtor in possession
pursuant to sections 1107(a) and 1108 of the Bankruptcy Code. No trustee or examiner has been
appointed in the Debtor's chapter 11 cases.
2. The Court has jurisdiction over this matter pursuant to 28 U.S.C. §§ 157
and 1334. This is a core proceeding pursuant to 28 U.S.C. § 157(b)(2),
3. On August 25, 2015, the United States Trustee for Region 3 appointed the
Official Committee of Unsecured Creditors (the "Committee") to represent the interests of all
unsecured creditors in this Case pursuant to section 1102 of the Bankruptcy Code.
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4. On October 1, 2015, the Court entered the Order (A) Approving the Sale
of Substantially All of the Debtor's Assets, and (B) Approving the Assumption and Assignment of
Certain Executory Contracts anc~ Unexpired Leases [Docket No. 186] (the "Sale Order"). By the
Sale Order, the Court approved the Debtor's sale of substantially all of its assets to Cancer
Genetics, Inc. ("CGI"). The sale closed on October 9, 2015.
5. On October 9, 2015, the Court entered an Order [Docket No. 208] (the
"Bar Date Order") in accordance with Bankruptcy Rule 3003(c) fixing November 24, 2015, at
4:00 p.m. prevailing Eastern time (the "Claims Bar Date") as the last day for the filing of proofs
of claim in this case for all claims against the Debtor arising prior to the Petition Date, including
claims arising under section 503(b)(9) of the Bankruptcy Code.
6. Additional factual background regarding the Debtor, including its current
and historical business operations and the events precipitating the chapter 11 filing, is set forth in
detail in the Declaration of Thomas A. Bologna in Support of First Day Motions (the "First Day
Declaration") [Docket No. 2], which is fully incorporated herein by reference.
Relief Requested
7. The Debtor seeks entry of an order pursuant to Bankruptcy Code section
502(b) and Bankruptcy Rule 3007, and Local Rule 3007-1 reclassifying each of the Equity
Interest Claims (as defined below) listed on Exhibit A to the proposed order. This Objection is
made on non-substantive grounds pursuant to Local Rule 3007-1(d)(vi), and the Objection
complies in all respects with Local Rule 3007-1.
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Basis for Relief
A. equity Interest Claims (Exhibit A)
8. Each of the claims listed on Exhibit A to the proposed order were filed by
a shareholder of the Debtor based solely on the ownership of stock, and not based upon a
"claim," and many assert that all or a portion of each proof of claim is entitled to a priority
classification pursuant to Bankruptcy Code § 507(a) (the "~quitx Interest Claims"). Because
equity interests are not claims against the Debtor's estate, the Debtor requests that the Court
reclassify each of the Equity Interest Claims to proofs of interest as there is no basis for the
allowance of the Equity Interest Claims in any of the enumerated priorities afforded under
Bankruptcy Code § 507(a) or as secured, priority or general unsecured claims.
9. The Bankruptcy Code defines an "equity security" as a: "(A) share in a
corporation, whether or not transferable or denominated "stock", or similar security; (B) interest
of a limited partner in a limited partnership; or (C) warrant or right, other than a right to convert,
to purchase, sell, or subscribe to a share, security, or interest of a kind specified in subparagraph
(A) or (B) of this paragraph." l 1 U.S.L. §101(16). Holders of equity securities do not have
"claims" under section 101(5) of the Bankruptcy Code, but rather equity interests. See, e.g., In
re Insilco Techs., Inc., 480 F.3d 212, 217 (3d Cir. 2007) (distinguishing "between creditors (who
hold ̀ claims' against the estate) and equity investors (who hold ̀ interests' in the estate")).
Leal Basis far Relief
10. Pursuant to section S02(a) of the Bankruptcy Code, any claim for which a
proof of claim has been filed under section 501 of the Bankruptcy Code shall be deemed allowed
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unless a party in interest objects. If an objection is filed, the court, upon notice and a hearing,
shall determine the proper and appropriate amount of such claim. See 11 U.S.C. § 502(b).
11. When asserting a proof of claim against a bankrupt estate, a claimant must
allege facts that, if true, would support a finding that the debtor is legally liable to the claimant.
In re Allegheny Intl, Inc., 954 F.2d 167, 173 (3d Cir. 1992); MatteN of Intl Mcztch Corp., 69
F'.2d 73, 76 (2d Cir. 1934) (finding that a proof of claim should at least allege facts from which
legal liability can be seen to exist). Where the claimant alleges sufficient facts to support its
claim, its claim is afforded prima facie validity. In re Allegheny Intl, Inc., 954 F.2d at 173. A
party wishing to dispute such a claim must provide evidence in sufficient force to negate the
claim's prima facie validity. Id. In practice, the objecting party must produce evidence that
would refute at least one of the allegations essential to the claim's legal sufficiency. Id. Once
the objecting party produces such evidence, the burden shifts back to the claimant to prove the
validity of his or her claim by a preponderance of the evidence. Id. The burden of persuasion is
always on the claimant. Id.
Filing and Service of Rest~onses
12. Filing and Service of Responses. To contest this First Omnibus Claims
Objection, a claimant must file and serve a written response to the First Omnibus Claims
Objection (a "Response") so that it is received no later than 4:00 p.m. (Eastern Time) on
February lb, 2016. Claimants should read the proposed First Omnibus Claims Objection and
Order and the attached exhibits carefully. A claimant who has timely filed a written Response
and wishes to oppose the First Omnibus Claims Objection must attend or make other
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arrangements to participate in the hearing on the objection, which hearing is scheduled to be held
on March 2, 2016 at 11:00 a.m, before the Honorable Laurie S. Silverstein, United States
Bankruptcy Judge, at the United States Bankruptcy Court for the District of Delaware, 824 North
Market Street, Wilmington, Delaware 19801 (the "Hearing")
13. Every Response shall be filed and served upon the following entities at the
following addresses: (a) Office of the Clerk, United States Bankruptcy Court for the District of
Delaware, Marine Midland Plaza, 824 Market Street, 3 d̀ Floor, Wilmington, Delaware 19801;
(b) Pachulski Stang Ziehl &Jones LLP, 919 North Market Street, 17t" Floor, Wilmington, DE
19899, Attn: James E. O'Neill, Esq.; and (c) Pachulski Stang Ziehl &Jones LLP, 150 California
Street, 15t}' Floor, San Francisco, CA 94111, Attn: john W. Lucas, Esq.
14. Content of Responses. Every Response to the First Omnibus Claims
Objection must contain at a minimum the following:
a. a caption setting forth the name of the Court, the name of the Debtor, the
case number and the title of the objection to which the Response is
directed;
b. the name of the claimant and description of the basis for the amount of the
Equity Interest Claim;
c, a concise statement setting forth the reasons why the Equity Interest Claim
should not be disallowed for reasons set forth in the First Omnibus Claims
Objection including, but not limited to, the specific factual and legal bases
upon which the claimant relies in opposing the First Omnibus Claims
Objection;
d. all documentation or other evidence supporting the Equity Interest Claim
not included with the proof of claim previously filed with the Bankruptcy
Court, upon which the claimant relies in opposing the First Omnibus
Claims Objection and
e. the name, address, telephone number and fax number of the persons)
(which may be the claimant or a legal representative thereof to whom
counsel for the Debtor should serve a reply to the Response and who
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possesses authority to reconcile, settle or otherwise resolve the objectionto the Equity Interest Claim on behalf of the claimant.
15. Timel~ponse Re uq fired• If the claimants fail to file and serve a timely
Response, the Debtor will present to the Court an order reclassifying the Equity Interest Claims
without a hearing or further notice to claimants.
16. Service Address. If a Response contains an address for the claimant
different from that stated on the Equity Interest Claim, the address in the Response shall
constitute the service address for future service of papers upon the claimant with respect to the
First Omnibus Claims Objection unless or until counsel for the Debtor receives written notice
from the claimant or the claimant's counsel of a changed service address.
Ret~lies to Responses
17. The Debtor may, at its option, file and serve a reply to a claimant's
Response no later than 4:00 p.m. prevailing Eastern Time, one day prior to the deadline for filing
the agenda on any hearing on the Objection.
Set~arate Contested Matter
18. Each of the above objections to the Claims constitutes a separate contested
matter as contemplated by Bankruptcy Rule 9014. The Debtor requests that any order entered by
this Court with respect to this Objection shall be deemed a separate order with respect to each
Claim.
Reservation of Rights
19. The Debtor expressly reserves the right to amend, modify or supplement
the Abjection, and to file additional objections to any claims filed in this chapter 11 case
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including, without limitation, omnibus and substantive objections with respect to the any of the
remaining Claims. Should this Objection be dismissed or overruled, the Debtor also reserves the
right to object to any of the Claims on any grounds that governing law permits.
Adjournment of Hearin
20, The Debtor reserves the right to adjourn the hearing on any claim subject
to the Objection. In the event that the Debtor adjourns the hearing, the adjournment will be
reflected on the agenda for the hearing on the Objection.
No Prior Request
21. No previous request for the relief sought herein has been made to this or
any other court.
Notice
22. A copy of the Objection has been served upon: (a) the Office of the United
States Trustee; (b) counsel for the Official Committee of Unsecured Creditors; (c) those persons
who have requested notice pursuant to Rule 2002 of the Federal Rules of Bankruptcy Procedure;
and (d) claimants whose claims are identified on Exhibits A and B to this Objection. A copy of
the Notice was served on the parties on the Rule 2002 Service List. The Debtor submits that no
further notice is required.
No Prior Request
23. No prior motion for the relief requested herein has been made to this or
any other court.
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Compliance with Delaware Bankruntcv Local Rule 3007-1
23. This First Omnibus Claims Objection complies with the requirements of
Del. Bank. L. R. 3007-1 except as indicated above. To the extent that the Objection does not
comply with the Local Rules, the Debtor requests a waiver of the Local Rules solely for the
purposes indicated herein.
WHEREFORE, the Debtor respectfully requests that the Court enter an order
substantially in the form annexed hereto, (a) reclassifying the Equity Interest Claims listed on
F,xhibit A to the proposed order to proofs of interest, and (b) disallowing in full the Late Filed
Claims listed on Exhibit B to the proposed order.
Dated: January 29, 2016PACHULSKI STANG ZIEHL &JONES LLP
/s/.Ia~nes E. O'NeillJeffrey N. Pomerantz (CA Bar No. 143717)Ira D. Kharasch (CA Bar No. 109084)James E. O'Neill (Bar No. 4042)John W. Lucas (CA Bar No. 271038)919 North Market Street, 17th Floor
P.O. Box 8705Wilmington, DE 19899-8705 (Courier 19801)Telephone: (302) 652-4100Facsimile: (302) 652-4400E-mail; [email protected]
ikharsch@pszj law. [email protected]@pszjlaw.com
Counsel for Debtor and Debtor in Possession
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Case 15-11663-LSS Doc 315 Filed 01/29/16 Page 9 of 9
IN THE UNITED STATES BANKRUPri'CY COURT
FOR THE DISTRICT OF DELAWARE
In re: ) Chapter 11
RESPONSE GENETICS, INC., ~ ) Case No. 15-11663 (LSS)
Debtor. )Objection Deadline: February 16, 2016 at 4:00 p. m. prevailing Eastern Time
Hearing Date: March 2, 2016 at 11:00 a.m. prevailing Eastern Time
NOTICE OF DEBTOR'S FIRST (NON-SUBSTANTIVE) OMNIBUS OBJECTION TOCLAIMS PURSUANT TO SECTION 502(6) OF THE BANKRUPTCY CODE,
BANKRUPTCY RULES 3003 AND 3007, AND LOCAL RULE 3407-1
THIS OBJECTION SEEKS TO DISALLOW CERTAIN PROOFS OF CLAIM FILED INTHIS CASE. ANY NON-DEBTOR PARTY WHO FILED A PROOF OF CLAIMSHOULD REVIEW THE ATTACHED EXHIBITS TO DETERMINE IF THE DEBTORIS SEEKING TO DISALLOW OR MODIFY THEIR CLAIM.
PLEASE TAKE NOTICE that on January 29, 2016 Response Genetics, Inc. (the
"Debtor"), filed the attached Debtor's First Omnibus (Non-Substantive) Objection to Claims,
Pursuant to Section 502(b) of the Bankruptcy Code, Bankruptcy Rules 3003 and 3007, and Local
Rule 3007-1 (the "Objection").
PLEASE TAKE FURTHER NOTICE that any responses to the Objection yr
the relief requested therein must be made in writing, filed with the United States Bankruptcy
Court for the District Of Delaware (the ̀ Bankruptcy Court"), 824 North Market Street, 3ra
Floor, Wilmington, Delaware 19801, on or before February 16, 2016 at 4:00 p.m. (Eastern
time).
PLEASE TAKE FURTHER NOTICE that at the same time, you must also
serve a copy of the response or objection upon: (i) counsel to the Debtor, Pachulski Stang Ziehl
~ The last four digits of the Debtor's tax identification number are. (5548). The location of the Debtor's
headquarters and service address is 1640 Marengo St., 7th Ploor, Los Angeles, CA 90033.
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Case 15-11663-LSS Doc 315-1 Filed 01/29/16 Page 1 of 3
& Jones LLP, 919 North Market Street, 17t" Floot~, P.O. Box 8705, Wilmington, DE 19899-
8705 (Couriet~ 19801), Atrn: James E. O'Neill, Esq.; and Pachulski Stang Ziehl &Jones LLP,
150 California Street, 1 Stf' Floor, San Francisco, CA 94111, Attn: John W. Lucas, Esq.; and (ii)
and (ii) the Office of the United States Trustee, J. Caleb Boggs Federal Building, 844 North
King Street, Suite 2207, Lock Box 35, Wilmington, DE 19801, Attn: Mark S. Kenney, F,sq.
PLEASE TAKE FURTI-IER NOTICE THAT every Response must contain, at a
minimum, the following information:
(a) a caption setting forth the name of the Bankruptcy Court, the name of theDebtor, the case number, and the title of the objection to which theResponse is directed;
(b) the name of the Claimant and description of the basis for the amount of theClaim; a concise statement specifically setting forth the reasons why theClaim should not be disallowed by the Bankruptcy Court in the manner setforth in the objection, including, but not limited to, the specific factual andlegal bases in support of the Response;
(c) all documentation or other evidence of the Claim, to the extent notincluded with the Claim previously filed with the Court, upon which theClaimant will rely in opposing the objection;
(d) the address(es), if different from that or those presented in the Claim, towhich the Debtor must return any reply to the Response; and
(e) the name, address and telephone number of the person possessing ultimateauthority to reconcile, settle or otherwise resolve the Claim.
IF YOU FAIL TO RESPOND OR OBJECT 1N ACCORDANCE WITII THIS
NOTICE, THE COURT MAY GRANT THE RELIEF REQUESTED IN "THE OBJECTION
WITHOUT' FURTF-IER NOTICE OR HEARING.
PLEASE TAKE FURTHER NOTICE THAT IF A RESPONSE IS PROPERLY
FILED AND SERVED IN ACCORDANCE WITH THE ABOVE PROCEDURES, A
HEARING ON THE OBJECTION WILL BE HELD ON MARCH 2, 2016 AT 11:00 A.M.
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(EASTERN TIME) BEFORE THE HONORABLE LAURIE S. SILVERSTF,IN, JUDGE OF
THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE, IN
THE UNITED STATES BANKRUPTCY COURT, 824 NORTH MARKET STRF_,ET, 6TH
FLOOR, COURTROOM 2, WILMINGTON, DELAWARE 19801. ONLY RESPONSES
MADE IN WRITING AND TIMELY FILED AND RECEIVED WILL BE CONSIDERED BY
THE BANKRUPTCY COURT AT SUCH HEARING.
Dated: January 29, 2016PACHULSKI STANG 7.IEHL &JONES LLP
/s/Jafnes E. O'NeillJeffrey N. Pomerantz (CA Bar Na. 143717)Ira D. Kharasch (CA Bar No, 109084)James E. O'Neill (Bar No. 4042)John W. Lucas (CA Bar No. 271038)919 North Market Street, 17th floorP.O. Box 8705Wilmington, DE 19899-8705 (Courier 19801)Telephone: (302) 652-4100Facsimile: (302) 652-4400E-mail: [email protected]
ikharsch@pszj law. [email protected] Lucas@pszj law.com
Counsel for Debtor and Debtor in Possession
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EXHIBIT 1
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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re: ) Chapter 11
RESPONSE GENETICS, INC., ~ ) Case No. 15-11663 (LSS)
Debtor
DECLARATION OF BENJAMIN J. MATZ IN SUPPORT OF DEBTOR'S FIRST (NON-
SUBSTANTIV~) OMNIBUS OBJECTION TO CLAIMS, PURSUANT TO SECTION
502(b) OF THE BANKRUPTCY CODE, BANKRUPTCYRULES 3003 AND 3007, AND LOCAL RULE 3007-1
I, Benjamin J. Matz, hereby declare that the following is true to the best of my
knowledge, information and belief:
I am chief restructuring officer of the Debtor. I am authorized to submit
this declaration (the "Declaration") in support of the Debtor's First Omnibus (Non-Substantive)
Objection to Claims, Pursuant to Section 502(b) of'the Bankruptcy Code, BankNuptcy Rules 3003
and 3007, and Local Rule 3007-1 (the "Objection"),Z and I am familiar with the information
contained therein, either from personal knowledge, information supplied or verified by the
Debtor and/or the Debtor's third-party advisors, including Omni Management Group, LLC, my
review of the relevant documents regarding the Debtor's bankruptcy case, finances and/or
business affairs.
2. I make this Declaration on the basis of my review of claims referenced in
the Objection, together with any supporting or related documentation.
~ The last four digits of the Debtor's tax identification number are: (5548). The location of the Debtor's
headquatrters and service address is 1640 Marengo St., 7th Floor, Los Angeles, CA 90033.
Z Unless otherwise defined herein, capitalized terms shall have the meanings ascribed to them in the Objection.
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I have familiarity with the claims review process and the related objection
process. In that capacity, I am directly familiar with the information contained therein.
Additionally, I read the Objection and the proposed order with respect to the Objection. Some of
the bases for the Objection contained herein relate to matters within the knowledge of other
agents of the Debtor and is based on information I received from them. The Equity Interest
Claims identified in the Objection were reviewed and analyzed in good faith and by utilizing due
diligence by appropriate personnel.
4. Based upon these efforts and to the best of my knowledge, I have
determined that the Equity Interest Claims identified on Exhibit A attached to the proposed order
were filed by shareholders of the Debtor based solely on the ownership of stock, and not based
upon a "claim," and many assert that all or a portion of each proof of claim is entitled to a
priority classification pursuant to Bankruptcy Code § 507(a). Because equity interests are not
claims against the Debtor's estate, the Debtor requests that the Court reclassify each of the
Equity Interest Claims to proofs of interest as there is no basis for the allowance of the Equity
Interest Claims in any of the enumerated priorities afforded under Bankruptcy Lode § 507(a) or
as secured, priority or general unsecured claims.
5. Accordingly, based upon my review of the Equity Interest Claims subject
to the Objection, I believe that the relief sought in the Objection is in the best interests of the
Debtor and its estate and creditors.
Pursuant to 28 U.S.C. § 1746, I declare under penalty of perjury that the faregaing
is true and correct to the best of my knowledge, information and belief.
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Dated: c ~• ,~.,2016 `" l
UCJCS I.A:2962~4.1 738~i51W2
Case 15-11663-LSS Doc 315-2 Filed 01/29/16 Page 4 of 4
IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re: ) Chapter 11
RESPONSE GENETICS, INC., ~ ) Case No. 15-11663 (LSS)
Debtor. ) Re Docket No. _
ORDER SUSTAINING DEBTOR'S FIRST (NON-SUBSTANTIVE)OMNIBUS OBJECTION TO CLAIMS, PURSUANT TO SECTION
502(b) OF THE BANKRUPTCY CODE, BANKRUPTCYRULES 3003 AND 3007, AND LOCAL RULE 3007-1
Upon the Objection2 filed by the Debtor for entry of an order reclassifying the
Equity Interest Claims as proofs of interest; and it appearing that the relief requested in the
Objection is in the best interests of the Debtor, creditors, and other parties in interest, and after
due deliberation thereon and sufficient cause appearing therefore, it is hereby ORDERED,
ADJUDGED, AND DECREED that:
The Objection is SUSTAINED.
2. Any response to the Objection not otherwise withdrawn, resolved, or
adjourned is hereby overruled on its merits.
3. The official Claims register in this chapter 11 case shall be modified in
accordance with this Order.
4. each of the Equity Interest Claims identified on Exhibit A attached to this
Order is hereby reclassified as a proof of interest without prejudice to (i) the rights of the Debtor
~ The last four digits of the Debtor's tax identification number are: (5548). The location of the Debtor's
headquarters and service address is 1640 Marengo St., 7th Floor, Los Angeles, CA 90033.
Z Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the
Objection.
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and/or its successors in interest to object to the Equity Interest Claims on any other ground that
governing law permits and (ii} the claimants' rights to oppose such objection..
5. The Debtor's rights to amend, modify, or supplement the Objection, to file
additional objections to any of the claims identified on Exhibit A attached to this Order, or any
other claims (filed or not) which may be asserted against the Debtor, and to seek further
reduction of any claim to the extent such claim has been paid, are preserved.
6. The Debtor, on behalf of itself, and its successor in interest, further reserve
its rights to use any available defenses under section 502 of the Bankruptcy Code to setoff
against or otherwise reduce all or part of any claim.
7. Each of the claims and the objections by the Debtor to such claims, as
addressed in the Objection and set forth on the Exhibit A to this Order, constitutes a separate
contested matter as contemplated by Bankruptcy Rule 9014. This Order shall be deemed a
separate Order with respect to each of the claims.
8. The terms and conditions of this Order shall be immediately effective and
enforceable upon its entry.
9. The Debtor and the Debtor's claims agent, Omni Management Gxoup,
LLC, are authorized to take all actions necessary to effectuate the relief granted pursuant to this
Order.
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10. This Court shall retain jurisdiction to hear and determine all matters
arising; from the implementation of this Order.
Dated: , 2016Honorable Laurie S. Silverstein
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Exhibit A
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Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 4 of 12
Equi
ty Int
eres
# Claims
Filed Cl
aims
Claim
Claimant's Name &Address
Filed
File
dFiled
File
dReason for Modification
No.
Secu
red
Prio
rity
Unsecured
503(
b)(9
)
Recl
assi
fy Equ
ity In
tere
st Claim to proof of
interest as there is
no bas
is for the all
owan
ceALVAREZ, ROBERT
of the Equ
ity In
tere
s# Claim in any of the
86
2445 W. VIA
LUC
IA$1,800.00
enumerated priorities afforded under
MONTEBELLO, CA 90640
Bank
rupt
cy Code § 507
(a) or
as se
cure
d,
priority or ge
nera
l unsecured claim.
Reclassify Equ
ity In
tere
st Ciaim to proof of
BELL
lNGE
R, KENNETH L. &
interest as there
is no basis for
the all
owan
ce
54
BLAN KA
JOINT TENANTS
$541.99
of the Equ
ity In
tere
st Claim in any of the
enumerated priorities af
ford
ed und
er2015. MCGINNIS
Bankruptcy Code § 507(a) or as se
cure
d,RANTOUL, KS 66079
priority or ge
nera
l unsecured claim.
Reclassify Equ
ity In
tere
st Claim to proof of
inte
rest
as th
ere
is no bas
is for
the all
owan
ceBENNETT, ALEX
of the Equ
ity Interest Claim in any of the
84
1400 CLEARY
$300.00
enumerated priorities af
ford
ed under
JOLI
ET, IL
60435
Bank
rupt
cy Code § 507
(a) or as secured,
prio
rity
or ge
nera
l unsecured claim.
Reclassi#y Equ
ity Interest Claim to proof of
interest as there
is no bas
is for
the all
owan
cefDWARDS, MAUREEN A.
of the Equ
ity In
tere
st Claim in any of the
72
69 DIVEN ST.
$3,6
17.9
4enumerated priorities af
ford
ed under
SPRI
NGFI
ELD.
NJ 07081
Bankruptcy Code § 507
(a) or as se
cure
d,
priority or gen
eral
unsecured claim.
Reclassify Equity interest Claim to proof of
40
EMS, DAVID
99 BRiGH~ RD
$862.85
$862.85
interest as there
is no bas
is for
the all
owan
ce
of the Equ
ity In
tere
st Cla
im in any of the
PERKWSTON, MS 39573
enumerated pri
orit
ies af
ford
ed und
er
DOCS LA296284.1 738
45/0
02
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 5 of 12
File
d Cl
aims
Claim
Claimant's Name &Address
File
dFi
led
filed
File
dReason for
Modification
No.
Secu
red
Prio
rity
Unsecured
503(
b)(9
)
Bank
rupt
cy Code § 507(a) o
r as secured,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity Interest Cla
im to pr
oof of
interest as there
is no basis for
the
all
owan
ceFEIGENBAUM, ALAN
~f the
Equ
ity In
tere
st Cla
im in an
y of
the
33
419 NW 29TH WAY
$9,626.00
$9,626.00
enumerated priorities af
ford
ed und
erBOCA BATON, FL 33433
Bank
rupt
cy Code § 507{a) or
as se
cure
d,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity Interest Cla
im to pr
oof of
inte
rest
as there
is no bas
is for
the
allowance
FIRDOUS, FAROOQ
of the Equ
ity In
tere
st Cla
im in any of the
51
1179 WILLIAM ST
$2,000.00
enumerated priorities af
ford
ed und
erHEWLETT, NY 11557
Bank
rupt
cy Code § 507(a) or as se
cure
d,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
inte
rest
as there
is no bas
is for
the all
owan
ceGAMBELLA, ROY
~f the Equ
ity In
tere
st Cla
im in any of th
e50
12 DUMPUN HILL LN
$7,307.80
enumerated pri
orit
ies af
ford
ed und
erHUNTINGTON, NY 11743
Bank
rupt
cy Code § 507(a) or
as secured,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
inte
rest
as there
is no bas
is for
the
all
owan
ceHALPERN, MATHEW
of the
Equ
ity In
tere
st Cla
im in any of th
e82
131 BEACON LANE
$1,006.45
enumerated priori#ies af
ford
ed und
erEATONTOWN, NJ 07724
Bank
rupt
cy Code § 507{a) o
r as
secured,
priority or genera! un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
HAWKiMS, ROBERT P.
inte
rest
as there
is no basis #or the
all
owan
ce61
6306 BLUFF FOREST DR.
$233.88
of the Equ
ity in
tere
st Cla
im in any of th
eST
. LOUIS, MO 63124
enumerated priorities af
ford
ed und
er
DOCS LA296284.1 738
45/0
02
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 6 of 12
Filed Cl
aims
Claim
Claimant's Name &Address
File
dFiled
File
dFi
led
Reason for
Mod
ific
atio
nNo.
Secu
red
Prio
rity
Unsecured
503{
b)(9
)
Bank
rupt
cy Code § 507
(a) o
r as
sec
ured
,
priority or ge
nera
l unsecured cl
aim.
Recl
assi
fy Equ
ity in
tere
st Cla
im to pr
oof of
HIRSCHMANN, SUE &
inte
rest
as there
is no bas
is for
the allowance
OSVALDO
$632
.95
of the
Equ
ity In
tere
st Cla
im in any of th
e
59
12046 CEDAR FORM LANE
enumerated pri
orit
ies af
ford
ed und
er
STAFFORD, TX 77477-161
Bank
rupt
cy Code § 507
(a) or
as secured,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to proof of
inte
rest
as there
is no basis for
the
all
owan
ceIA
COUZ
ZI, GERALD
of the Equ
ity In
tere
st Claim in any of th
e24
146 N. PA
SSAI
C AVE
$4,8
31.5
2enumerated pri
orit
ies af
ford
ed und
erCHATHAM, NJ 07928
Bank
rupt
cy Code § 507
(a) or
as secured,
priority or ge
nera
l un
secu
red claim.
Recl
assi
fy Equ
ity In
tere
st Cla
im to proof of
JAVEDN, MICHAEL M &MRS.
inte
rest
as there is
no bas
is for
the
allowance
62
ZARRINTA
$1796.23
~f the
Equ
ity In
tere
st Claim. i
n any of th
e
311 CABOT CT.
enumerated priorities af
ford
ed und
er
GRANITE BAY, CA 95746
Bank
rupt
cy Code § 507
(a) or
as se
cure
d,
prio
rity
or ge
nera
l un
secu
red cl
aim.
Recl
assi
fy Equ
ity In
tere
st Cla
im to proof of
JOHNSON I
II, EARL B.
inte
rest
as there
is no basis for
the
allowance
71
7800 W. FORESTHILL LN,
$6,895.25
of the Equ
ity In
tere
st Cla
im in any of the
#306
enumerated pri
orit
ies af
ford
ed under
PALOS HEI
GHTS
, IL
60463
Bank
rupt
cy Code § 507
(a) or as se
cure
d,
priority or ge
nera
l un
secu
red claim.
Recl
assi
fy Equ
ity In
tere
st Cla
im to proof of
KHO.
IA, AMEER
+pte
rest
as there
is no bas
is for
the all
owan
ce64
401 EASTLAND DRIVE
$445
.00
of the
Equ
ity In
tere
st Cla
im in any of th
e iI
LEWi
SIVL
LE, TX 75056
enumerated priorities af
ford
ed und
er
DOCS LA296284.1 73845/002
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 7 of 12
File
d Cl
aims
Claim
Claimant's Name &Address
File
dFi
led
Filed
File
dReason for
Mod
ific
atio
nNo.
Secu
red
Prio
rity
Unsecured
503(
b)(9
)
Bank
rupt
cy Code § 507
(a) or as se
cure
d,
priority or general un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
interest as th
ere
is no basis for
the
all
owan
ce
47
LEVI
TY, DAVID
278 NEW GALENA RD.
$6,OOO.dO
of the
Equ
i#y In
tere
st Cla
im in any of the
enumerated priorities af
ford
ed und
erCHALFONT, PA 19814
Bank
rupt
cy Code § 507
(a) o
r as
sec
ured
,
priority or general un
secu
red cl
aim.
LI, RUGHAO
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
RM2704 N0.11
inte
rest
as th
ere
is no basis for
the
allowance
$~
YUNHAITON6JIN
~8'~~~~~
of the Equ
ity In
tere
st Cla
im in an
y of
the
DONGCHUAN tU Yll
EXIU
QU
enumerated priorities af
ford
ed und
er
GUANGZNOU, GUANGDONG
Bank
rupt
cy Code § 507
{a} or
as se
cure
d,CHINA
priority or general un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
inte
rest
as there
is no basis for
the
allowance
MARSHALL, JOHN L.
of the Equ
ity In
tere
st Cla
im in any of th
e26
4292 ISL
AND PARK DR
$1,327.00
enumerated priorities af
ford
ed und
erWATERFORD, MI 4329
Bank
rupt
cy Code § 507
(a) or as se
cure
d,
priority or general un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
inte
rest
as th
ere
is no bas
is for
the
allowance
MCDOUGALL, GERALD
of the
Equ
ity In
tere
st Cla
im in any of the
SS
39 CONNELLY HIL
L RD.
$3,5
09.0
9enumerated priorities af
ford
ed und
erHOPKINTON, MA 01748
Bank
rupt
cy Code § 507
(a) or as se
cure
d,priority or general un
secu
red cl
aim.
MICHAUD, THOMAS
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
25
69 LYNN DRI
VE$1,250.00
inte
rest
as th
ere
is no basis for
the
all
owan
ceof
the Equ
ity In
tere
st Cla
im in an
y of
the
ANDOVER, NJ 07821
enumerated pri
orit
ies af
ford
ed und
er
DOCS LA296284.1 73845/002
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 8 of 12
Filed Cl
aims
Claim
Claimant's Name &Address
Filed.
Filed
Filed
Filed
Reason for Modification
No.
Secured
Prio
rity
Unsecured
503{
b)(9
)
Bank
rupt
cy Code § 507{a) or
as secured,
priority or ge
nera
l unsecured claim.
Reclassify Equity Interest Claim to proof of
interest as th
ere is
no bas
is for the all
owan
ceMU
LVIH
iLL,
JOHN
of the Equ
ity In
tere
st Cla
im in any of the
70
1431 N BENSON CT.
$1,488.00
enumerated priorities af
ford
ed und
erCHANDLER, AZ 85224
Bank
rupt
cy Code § 507(a) or
as se
cure
d,
priority or ge
nera
l unsecured claim.
Reclassify Equity In
tere
st Claim to proof of
interest as th
ere
is no bas
is for
the all
owan
ceMUSKAT, HEDDA
of the Equity In
tere
st Claim in any of the
30
1443 S. REXFORD DR. #5
$148.00
$148.00
enumerated priorities af
ford
ed under
Los An
gele
s, CA 90035
Bank
rupt
cy Code § 507(a) or
as se
cure
d,
priority or ge
nera
l unsecured claim.
Reclassify Equity In
tere
st Claim to proof of
inte
rest
as th
ere
is no bas
is for
the all
owan
ceOBADIAH, EDWARD
of the Equ
ity In
tere
st Claim in any of the
53
10 DECHIARO LANE
$1,633.70
enumerated priorities af
ford
ed und
erWILLISTON PARK, NY 11596
Bank
rupt
cy Code § 507{a) or
as secured,
priority or ge
nera
l unsecured claim.
Reclassify Equity Interest Claim to proof of
interest as th
ere
is no bas
is for
the all
owan
ceOBADIAH, VALONTIEN
of the Equ
ity In
tere
st Claim in any of the
55
10 DECHIARO LANE
$3,022.07
enumerated priorities af
ford
ed under
WILUSTON PARK, NY 11596
Bank
rupt
cy Code § 507(a) or
as secured,
priority or ge
nera
l unsecured claim.
PAPAZIAN, NICHOLAS
Reclassify Equ
ity In
tere
st Claim #o proof of
56
23 EL BALAZO
$99945
inte
rest
as th
ere
is no basis for the all
owan
ce
RANCHO SAi
VTA MARGARITA,
of the Equ
ity Interest Claim in any of the
~i
CA 92688
enumerated priorities af
ford
ed under
~~,
DOCS LA296284.1 73845/002
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 9 of 12
File
d Cl
aims
Claim
Clai
mant
's Name &Address
File
dFi
led
File
dFi
led
Reason for
Mod
ific
atio
nNo.
Secu
red
Prio
rity
Unsecured
503(
b)(9
)
Bank
rupt
cy Code § 507(a) o
r as
sec
ured
,priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
PATEL, SMITABEN R.
inte
rest
as there
is no bas
is for
the all
owan
ce
27
1 OAKWOOD WAY
$266
.85
of the
Equ
ity In
tere
st Claim in an
y of
the
WEST-WINDSOR, N108550
enumerated pri
orit
ies afforded und
erBa
nkru
ptcy
Code § 507
(a) or as se
cure
d,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to pr
oof of
RAMIREZ, JASON BARRERA
interest as there
is no bas
is for
the allowance
52
6533 PATTI DR APT 103
$300.00
of the Equ
ity In
tere
st Cla
im in any of th
e
CORPUS CHR
ISTI
, TX 78414
enumerated priorities af
ford
ed und
er
Bank
rupt
cy Code § 507(a) or
as secured,
priority or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to proof of
RODRIGUEZ, CARMEN A.
inte
rest
as there
is no basis for
the allowance
35
1402 BRICKELL BAY DRI
VE$2,524.40
of the Equ
ity In
tere
st Claim in any of th
eAPT. 1001
enumerated priorities af
ford
ed und
erMIAMI, FL 33131
Bank
rupt
cy Code § 507(a) or
as se
cure
d,priority or ge
nera
l un
secu
red cl
aim.
Recl
assi
fy Equ
ity In
tere
st Cla
im to pr
oof of
ROZEFF, JONATHAN
inte
rest
as there
is no bas
is for
the all
owan
ce
90
PO BOX 873
$3,442.00
$3,442.00
$3,442.00
of the
Equ
ity In
tere
st Claim in any of th
e
WELLS, ME 04090
enumerated priorities af
ford
ed und
er
Bank
rupt
cy Code § 507(a) or
as secured,
priority or ge
nera
l un
secu
red cl
aim.
SAVOCCA, MARIAIVNA
Recl
assi
fy Equ
ity Interest Cla
im to pr
oof of
58
260 WINWARD DRI
VE$5,600.00
inte
rest
as there
is no bas
is for
the
all
owan
ce
PORTJEFfERSON, Rf
Y 11777
of the Equ
ity In
tere
st Claim in an
y of
the
enumerated priorities af
ford
ed und
er
DOCS LA296284.1 73845/002
1
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 10 of 12
File
d Cl
aims
Claim
Claimant's Name &Address
File
dFiled
File
dFi
led
Reason for
Mod
ific
atio
nNo.
Secu
red
Prio
rity
Unsecured
503(
b)(9
)
Bank
rupt
cy Code § 507
(a) o
r as
sec
ured
,
priority or ge
nera
l un
secu
red cl
aim.
Recl
assi
fy Equ
ity In
tere
st Cla
im to proof of
inte
res#
as there
is no basis for
the allowance
SCHWARTZ, RANDALL
0#the Equ
ity In
tere
st Cla
im in any of the
77
PO BOX 682
$2,6
87.9
5enumerated pri
orit
ies af
ford
ed under
CAPE NEDDICK, ME 03902
Bank
rupt
cy Code § 507
(a) o
r as
secured,
prio
rity
or ge
nera
l un
secu
red cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to proof of
SRINIVASIAH, KOTHAPALLI R.
inte
rest
as there
is no basis for
the
allowance
83
P.O. BOX 22
~~'844~~
of the Equ
ity In
tere
st Cla
im in any of th
e
LITC
HFIE
LD PARK, AZ 853
40-
enumerated pri
orit
ies af
ford
ed under
p022
Bank
rupt
cy Code § 507
(a) o
r as
sec
ured
,
priori#y or ge
nera
l un
secu
red cl
aim.
Recl
assi
fy Equ
ity In
tere
st Cla
im to proof of
inte
rest
as there
is no basis for
the a{l
owan
ceSUZUKI,SATORU
of the Equ
ity In
tere
st Cla
im in any of th
e89
64 CLIFTON BLV
D.$766.68
enumerated pri
orit
ies af
ford
ed under
CLIF
TON,
NJ 07011
Bank
rupt
cy Code § 507
(a) or as se
cure
d,
priority or ge
nera
l unsecured cl
aim.
Reclassify Equ
ity In
tere
st Cla
im to proof of
inte
rest
as there
is no bas
is for
the allowance
TOPAKAS, ALEXANDER G.
of the Equ
ity In
tere
st Cla
im in any of th
e69
2258 MEAD DR.
$23,250.50
enumerated pri
orit
ies af
ford
ed under
BOULDER, CO 80301
Bank
rupt
cy Code § 507
(a) or as se
cure
d,
priority orgeneral unsecured claim_
Reclassi#y Equ
ity In
tere
st Cla
im to proof of
WINKLER, SONYA
inte
rest
as there
is no basis for
the
allowance
81
3822-16
9TH ST
.$1
4,47
0.35
of the
Equ
ity In
tere
st Cla
im in any of the
NAMMOND, IN
46323
enumerated priorities af
ford
ed und
er
DOCS LA296284.1 73845/002
11
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 11 of 12
Filed Cl
aims
Claim
Claimant's Name &Address
Filed
Filed
Filed
Filed
Reason for
Mod
ific
atio
nNo.
Secu
red
Priority
Unsecured
503(b)(9)
Sank
rup#
cy Code § 507(a) or
as secured,
prio
rity
or gen
eral
unsecured cla
im.
Recl
assi
fy Equ
ity Interest Claim to proof of
inte
rest
as th
ere is
no bas
is for
the all
owan
ceWONG, JOYCE W.
of the Equity Interest Claim in any of the
75
801 DELANO AVE.
$7,20.95
enumerated pri
orit
ies af
ford
ed under
SAN FRANCISCO, CA 94112
Bankruptcy Code § 507(a) or
as secured,
priority or ge
nera
l unsecured claim.
Recl
assi
fy Equity Interest Claim to proof of
interest as th
ere
is no bas
is for
the
all
owan
ceWONG, KAM TAO
of the Equity Interest Claim in any of the
73
801 DELANO AVE.,
$7,308.95
enumerated pri
orit
ies af
ford
ed under
SAN FRANCISCO, CA 94112
Bankruptcy Code § 507(a) or
as secured,
prio
rity
or gen
eral
unsecured claim.
Recl
assi
fy Equ
ity In
tere
st Claim to proof of
WONG, KAM TAO
inte
rest
as th
ere
is no bas
is for the all
owan
ceJOYCE W. WONG
of the Equity Interest Claim in any of the
74
804 DELANO AVE.
$7,1
58.9
5enumerated pri
orit
ies afforded und
erSAN FRANCISCO, CA 94112-
Bankruptcy Code § 507(a) or
as secured,
3303
priority or ge
nera
l unsecured claim.
Recl
assi
fy Equ
ity In
tere
st Claim to proof of
YEO, KEE SENG
inte
rest
as there
is no bas
is for the all
owan
ce
48
495 YIO
CHU KA(
VG RD #10-
$3 003.98
of the Equity Interest Ciaim in any of the
01
enumerated priorities afforded und
er
SINGAPORE, 787080
Bankruptcy Code § 507(a) or
as secured,
priority or gen
eral
unsecured claim.
DOCS LA296284.1 73845/002
I Z
Case 15-11663-LSS Doc 315-3 Filed 01/29/16 Page 12 of 12
IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
Chapter 11In re:
Case No. 15-11663 (LSS)RESPONSE GENETICS, INC., ~
Debtor.
AFFIDAVIT OF SERVICE
S 1'ATF, OF DELAWARE )ss:
COUNTY OF NEW CAS rL~ )
Kathleen Torte Finlayson, being duly sworn according to law, deposes and says that she
is employed by the law firm of Pachulski Stang Ziehl &Jones LLP attorneys for the Debtor in
the above-captioned action, and that on the 29th day of January 2016 she caused a copy of the
following documents) to be served upon the parties on the attached service lists in the manner
indicated:
Notice And Debtor's First (Non-Substantive) Omnibus Objection to ClaimsPursuant to Section 502(b) of the Ban~raptcy Code, Bankruptcy Rules 3003and 3007, and Local Rule 3007-1
~ K thleen Forte Finla~son_.
Sworn to anc~/subscribed beforeme this ~ ~ day f anuary 2016
l~ ,~" ~~Nc~~~ry~ t~ua is ~~ ~O~-ITUf=?
C:~~mi;nis:,ic~n Ex NOTARY PUBLIC
p'' _AWAKE
i~~ocs ocza~~s~, i ~3s4sio~Y Commission Expires June 17; 2G16
~ The last tour digits of the Debtor's tax identification number are: (5548). The location of the
Debtor's headquarters and service address is 1640 Marengo St., 7th Floor, Los Angeles, CA 90033.
Case 15-11663-LSS Doc 315-4 Filed 01/29/16 Page 1 of 7
Response Genetics —First Omnibus Obj. First Class Mail
Service List Gambella, Roy
Case No. 15-11663 (LSS) 12 Dumplin Hill Lane
Document No. 204853 Huntington, NY 11743
39 —First Class MailFirst Class MailHalpern, Mathew
First Class Mail 131 Beacon Lane
Alvarez, Robert Eatontown, NJ 07724
2445 W. Via LuciaMontebello, CA 90640 First Class Mail
Hawkins, Robert P.
First Class Mail 6306 Bluff Forest Drive
Bellinger, Kenneth L. & Blanka St. Louis, MO 63124
Joint 'Tenants201 S. Mcginnis First Class Mail
Rantoul, KS 66079 Hirschmann, Sue &Osvaldo12046 Cedar Form Lane
First Class Mail Stafford, TX 77477-161
Bennett, Alex1400 Cleary First Class Mail
Joliet, IL 60435 Iacouzzi, Gerald146 N. Passaic Avenue
First Class Mail Chatham, NJ 07928
Edwards, Maureen A.69 Diven Street First Class Mail
Springfield. NJ 07081 Javedn, Michael M &Mrs. Zarrinta311 Cabot Court
First Class Mail Granite Bay, CA 95746
EMS, David99 Bright Road First Ctass Mail
Perkinston, MS 39573 Johnson III, Earl B.7800 W. Foresthill Lane, #306
First Class Mail Palos Heights, IL 60463
Feigenbaum, Alan4198 NW 29th Way First Class Maii
Boca Baton, FL 33433 Khoja, Ameer401 Eastland Drive
First Class Mail Lewisivlle, TX 75056
Firdous, Farooq1179 William St First Class Mail
Hewlett, NY 11557 Levitt, David278 New Galena RdoaChalfont, PA 19814
DOCS DE204A53.1 73845/002
Case 15-11663-LSS Doc 315-4 Filed 01/29/16 Page 2 of 7
First Class MailLi, RuohaoRm2704 No.l l YunhaitongjinDongchuan Lu Yuexiu QuCJuangzhou, GuangdongChina
First Class MailMarshall, John L.4292 Island Park DriveWaterford, MI 48329
First Class MailMcdougall, Gerald39 Connelly Hill RoadHopkinton, MA U 1748
First Class MailMichaud, Thomas69 Lynn DriveAndover, NJ 07821
First Class MailMulvihill, John1431 N Benson CourtChandler, AZ 85224
First Class MailMuskat, Hedda1443 S. Rexford Drive, #SLos Angeles, CA 9003 S
First Class MailObadiah, Edward10 Dechiaro LaneWilliston Park, NY 11596
First Class MailObadiah, Valontien10 Dechiaro LaneWilliston Park, NY 11596
First Class MailPapazian, Nicholas21 El BalazoRancho Santa Margarita, CA 92688
First Class MailPatel, Smitaben R.1 Oakwood WayWest-Windsor, NJ 08550
First Class MailRamirez, Jason Barrera6533 Patti Drive, Apt. 103Corpus Christi, TX 78414
First Class MailRodriguez, Carmen A.1402 Brickell Bay Drive, Apt. 1001Miami, FL 33131
First Class MailRozeff, JonathanPO Box 873Wells, ME 04090
First Class MailSavocca, Marianna260 Winward DrivePort Jefferson, NY 11777
First Ctass MailSchwartz, RandallPO Box 682Cape Neddick, ME 03902
First Class MailSrinivasiah, Kothapalli R.PO Bax 22Litchfield Park, AZ 85340-0022
First Class MailSuzuki, Satoru64 Clifton BoulevardClifton, NJ 07011
First Class MailTopakas, Alexander G.2258 Mead DriveBoulder, CO 80301
DOCS DE:204853.1 73845/002
Case 15-11663-LSS Doc 315-4 Filed 01/29/16 Page 3 of 7
First Class MaiiWinkler, Sonya3 822-169th StreetHammond, IN 46323
First Class MailWong, Joyce W.801 Delano AvenueSan Francisco, CA 94112
First Class MailWong, Kam Tao801 Delano AvenueSan Francisco, CA 94112
First Class MailWong, Kam TaoJoyce W. Wong804 Delano AvenueSan Francisco, CA 94112-3303
First Class MailYeo, Kee Seng495 Yio Chu Kang Road, #10-01Singapore, 787080
DOCS DE204853.1 73845/002
Case 15-11663-LSS Doc 315-4 Filed 01/29/16 Page 4 of 7
Response Genetics 2002 Service List (FCM)Case No. 15-11663 (LSS)Document No. 201134v202 —Interoffice Mail07 —Hand Delivery15 —First Class Mail
(Counsel to the Debtor)James E. O'Neill, EsquirePachulski Stang Ziehl &Jones LLP919 N. Market Street, 17th FloorWilmington, DE 19801
INTEROFFICE MAIL(Counsel to the DebtoN)Jeffrey N. Pomerantz, EsquireIra D. Kharasch, EsquirePachulski Stang Ziehl &Jones LLP10100 Santa Monica Boulevard, 13th door
Los Angeles, CA 90067
INTEROFFICE MAIL(Counsel to the Debtor)John W. Lucas, EsquirePachulski Stang Ziehl &Jones LLP150 California Street, 15th FloorSan Francisco, CA 94111
HAND DELIVERY(United States Trustee)Linda Casey, EsquireOffice of the United States TrusteeJ. Caleb Boggs Federal Building, Suite 2207844 King StreetLockbox 35Wilmington, DE 19801
HAND DELIVERY(State Attorney General)Matthew P. Denn, EsquireDelaware Department of JusticeCarvel State Office Building, 5th Floor820 N. French Street.Wilmington, DE 19801
HAND ~ELIT~ERYZillah A. FramptonBankruptcy AdministratorDelaware Division of RevenueCarvel State Office Building, 8th Floor820 N. French StreetWilmington, DE 19801
HAND DELIVERY(United States Attorney)Charles Oberly, Esquirec/o Ellen W. Slights, EsquireUnited States Attorney's OfficeDistrict of Delaware1007 N. Orange Street, Suite 700Wilmington, DE 19801
HA1dD DELIVERY(Counsel to Silicon Valley Bank ("SVB'))William E. Chipman, Jr, EsquireChipman Brown Cicero &Cole, LLP1007 N. Orange Street, Suite 1110Wilmington, DE 19801
HA1VD DELIVERY(Counsel to the Official Comneittee ofUnsecured Creditot~s)Frederick B. Rosner, EsquireJulia B. Klein, EsquireThe Rosner Law Group LLC824 Market Street, Suite 810Wilmington, DE 19801
HAND DELIVERY(Counsel to SWK Funding LLC)Neil B. Glassman, EsquireScott D. Counsins, EsquireEvan T. Miller, esquireBayard, P.A.222 Delaware Avenue, Suite 900PO Box 25130Wilmington, DE 19899
Case 15-11663-LSS Doc 315-4 Filed 01/29/16 Page 5 of 7
FIRST CLASS 1tIAIL(United Stated Attorney General)Eric H. Holder, Jr., EsquireOffice of the US Attorney GeneralU.S. Department of Justice950 Pennsylvania Avenue, NW, Room 4400Washington, DC 20530-0001
FIRST CLASS MAILState of DelawareDivision of Corporations -Franchise TaxJohn G. Townsend Building, Suite 4401 Federal. StreetPO Box 898 (Zip 19903)Dover, DE 19901
FfRST CLASS AVAILDelaware Secretary of Treasury820 Silver Lake Boulevard, Suite 100Dover, DE 19904
FIRST CLASS MAILOffice of General CounselU.S. Department of the Treasury1500 Pennsylvania Avenue, NWWashington, DC 20220
FIRST CLASS MAILOffice of General CounselSecurities & F,xchange Commission100 F Street, NEWashington, DC 20554
FIRS' CLASS 1lIAILSharon Binger, Regional DirectorPhiladelphia Regional OfficeSecurities &Exchange CommissionOne Penn Center, Suite 5201617 JFK BoulevardPhiladelphia, PA 19103
~rRST class NrarLAndrew Calamari, Regional DirectorNew York Regional Off ceSecurities &Exchange CommissionBrookfield Place, Suite 400200 Vesey StreetNew York, NY 10281
~7~tST CLASS MAILOffice of the Chief CounselPension Benefit Guaranty Corporation1200 K Street, NWWashington, DC 20005
FIRST CLASS NfAIL(Counsel to the Official Committee ofUnsecured CreditoNs)Carren B. Shulman, EsquireSheppard, Mullin, Richter &Hampton LLP30 Rockefeller PlazaNew York, NY 10112
FIRST CLASS MAIL(Counsel to the Official Comfnittee ofUnsecured Creditors)Ori Katz, EsquireSheppard, Mullin, Richter &Hampton LLPFour Embarcadero CenterSeventeenth FloorSan Francisco, CA 94111
FIRST CLASS MAIL(Counsel to Silicon Valley Bank ("SVB'))Leo D. Plotkin, EsquireLevy, Small & Lallas815 Moraga DriveLos. Angeles, CA 90049
DOGS DE:201134.2 73845/001
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FIRST CLASS MAIL(Counsel,for Abbott Molecular Div. AbbottLaboratories Inc.)Samuel C. Wisotzkey, EsquireKohner, Mann &Kailas, S.C.Washington Building, Barnabas BusinessCenter4650 North Port Washington RoadMilwaukee, WI 53212-1OS9
FIRST CLASS MAIL(Counsel to SWK Funding LLC)Robert W. Jones, EsquireBrian J. Smith, EsquireHolland &Knight200 Crescent Court, Suite 1600Dallas, TX 75201
FIRST CLASS 1lF1AIL(Counsel to University of SouthernCalifornia)Monica Y. Kim, EsquireLevene, Neale, Bender, Yoo &Brill L.L.P10250 Constellation Blvd., Suite 1700Los Angeles, CA 90067
FIRST CLASS MAIL(CreditoN)Rhonda Stewart GoldsteinOffice of General CounselThe Regents of the University of California1111 Franklin Street, 8th FloorOakland, CA 94607-5200
DOGS DI::201134.2 73845/001
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